Network Working Group                                       L-E. Jonsson
Request for Comments: 3243                                      Ericsson
Category: Informational                                       April 2002


                  RObust Header Compression (ROHC):
   Requirements and Assumptions for 0-byte IP/UDP/RTP Compression

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This document contains requirements for the 0-byte IP/UDP/RTP
  (Internet Protocol/User Datagram Protocol/Real-Time Transport
  Protocol) header compression scheme to be developed by the Robust
  Header Compression (ROHC) Working Group.  It also includes the basic
  assumptions for the typical link layers over which 0-byte compression
  may be implemented, and assumptions about its usage in general.

1.  Introduction

  The goal of the Robust Header Compression (ROHC) Working Group is to
  develop header compression schemes that perform well over links with
  high error rates and long link roundtrip times.  The schemes must
  perform well for cellular links, using technologies such as WCDMA,
  EDGE, and CDMA-2000.  However, the schemes should also be applicable
  to other future link technologies with high loss and long roundtrip
  times.

  ROHC RTP has become a very efficient, robust and capable compression
  scheme, able to compress the IP/UDP/RTP headers down to a total size
  of only one octet.  This makes ROHC RTP an excellent solution for
  future cellular environments with new air interfaces, such as WCDMA,
  making even speech services possible over IP with an insignificantly
  lower spectrum efficiency compared to existing circuit switched
  solutions.







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  However, all-IP cellular networks will also be built with already
  existing air interfaces such as GSM and IS-95, which are less
  flexible using radio bearers optimized for specific frame sizes
  matching the speech codecs used.  This means that not a single octet
  of header can be added without switching to the next higher fixed
  packet size supported by the link, something which is obviously very
  costly.  In the long term, this drawback should of course be
  eliminated with new, more flexible air interfaces, but in the short
  term it would be desirable if an efficiency comparable to the circuit
  switched case could also be achieved for already deployed speech
  codecs when used over the existing air interfaces.  To achieve that,
  it must be possible to completely eliminate the headers for a
  majority of the packets during normal operation, and this is the
  purpose of 0-byte header compression.  All functionality normally
  provided by the 1-octet header must then be provided by some other
  means, typically by utilizing functionality from the lower layer.  It
  is important to remember that the purpose of 0-byte header
  compression is to provide optimal efficiency for applications
  matching the link layer characteristics, not efficiency in general.

  As a starting point for these requirements, the well-established
  requirements base developed in the ROHC WG has been used.  From that,
  the requirements have evolved through input from the 3GPP2 community
  and from discussions within the WG.

2.  Assumptions for the Applicability of 0-byte RTP Header Compression

  The purpose of 0-byte header compression is to provide optimal usage
  of certain links when the traffic pattern of a packet stream
  completely matches the characteristics of that link.  There are no
  assumptions that only packet streams complying with that pattern will
  occur, but optimal efficiency cannot of course be provided when this
  is not the case.

  To make 0-byte header compression feasible, it is assumed that lower
  layers can provide the necessary functionality needed to replace the
  1-octet headers and fulfill the requirements defined in section 3.
  An example is the synchronized nature of most cellular links, which
  can provide sequencing and timing information and make packet loss
  detection possible.

3.  Requirements on 0-byte RTP Header Compression

  Since 0-byte header compression for ROHC IP/UDP/RTP is a variant of
  regular ROHC RTP compression [ROHC], these requirements are described
  as deltas to those defined in the regular RTP requirements [RTP-REQ].
  For simplicity, this section is also separated into the same three
  subsections as the requirements in [RTP-REQ], where the first deals



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  with the impact of header compression on the rest of the Internet
  infrastructure, the second concerns the headers to be compressed, and
  the third covers efficiency and link technology related issues.

3.1.  Impact on Internet Infrastructure

  The meaning of header compression is in no way changed by the
  introduction of 0-byte header compression.  No additional impact on
  the Internet infrastructure is thus allowed.  The "Transparency" and
  "Ubiquity" requirements of [RTP-REQ, section 2.1] therefore also
  apply to 0-byte RTP compression without any modifications.

3.2.  Supported Headers and Kinds of RTP Streams

  The 0-byte RTP compression scheme in general imposes the same
  requirements on supported headers and RTP streams as regular ROHC RTP
  [RTP-REQ, section 2.2].  However, there are some aspects regarding
  the "Genericity" and IPSEC requirements that should be noted.

  The "Genericity" requirement of [RTP-REQ] states that compression of
  headers of arbitrary RTP streams must be supported, and this is also
  true for the 0-byte compression scheme to the extent that it is not
  allowed to assume certain RTP behavior.  However, as also stated in
  [RTP-REQ], this does not preclude optimizations for certain media
  types where the traffic pattern is known.  For 0-byte RTP, this means
  that the scheme must be able to handle arbitrary RTP streams in order
  to fulfill the requirements of section 3.1.  However, due to the
  typical characteristics of 0-byte compression, by requiring a traffic
  pattern that suits the link over which it is implemented to be able
  to compress down to 0-byte headers, it becomes optimized for
  applications with link-suited traffic patterns.  For traffic that
  does not comply with the link properties, the scheme must
  automatically and immediately fall back to non-0-byte RTP compression
  and must not have any impact on the packet stream.

  Regarding IPSEC, it should be noted that 0-byte compression cannot be
  achieved if parts of the original headers are encrypted or carry
  randomly changing fields.  IPSEC and 0-byte RTP header compression
  therefore do not go well together.  If IPSEC is used and prevents 0-
  byte compression, the scheme must fall back to a less efficient
  compression that can handle all present header fields.  Of course,
  this applies not only to IPSEC but to all cases where headers cannot
  be compressed down to 0-byte.








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3.3.  Performance Issues

  All the performance requirements of [RTP-REQ] also apply to 0-byte
  RTP header compression, with the following additions and exceptions:

  -  Performance/Spectral Efficiency: For packet streams with traffic
     patterns that match the characteristics of the link over which 0-
     byte header compression is implemented, the performance should be
     such that 0-byte header packets are generated during normal
     operation, most of the time.  0-byte headers would then replace
     most of the 1-octet headers used by regular ROHC RTP [ROHC].

     Justification: Spectrum efficiency is a primary goal.  Studies
     have shown that for certain applications and link technologies,
     even a single octet of header may result in a significant decrease
     in spectrum efficiency, compared to existing circuit switched
     solutions.

  -  Header Compression Coexistence: The scheme must fit into the ROHC
     framework together with other ROHC profiles.

     Justification: Implementation simplicity is an important issue and
     the 0-byte RTP compression scheme should therefore have as much as
     possible in common with the regular IP/UDP/RTP profile.

  -  Unidirectional links: It is of less importance that the 0-byte
     header compression scheme be able to also work over unidirectional
     links.

     Justification: 0-byte header compression targets links that
     typically are bi-directional.

4.  IANA Considerations

  A protocol which meets these requirements, e.g., [LLA], will require
  the IANA to assign various numbers.  This document by itself,
  however, does not require any IANA involvement.

5.  Security Considerations

  A protocol specified to meet these requirements, e.g., [LLA], may
  have a number of security aspects that need to be considered.  This
  document by itself, however, does not add any security risks.








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6.  References

  [RTP-REQ] Degermark, M., "Requirements for robust IP/UDP/RTP header
            compression", RFC 3096, July 2001.

  [ROHC]    Bormann, C., Burmeister, C., Degermark, M., Fukushima, H.,
            Hannu, H., Jonsson, L-E., Hakenberg, R., Koren, T., Le, K.,
            Liu, Z., Martensson, A., Miyazaki, A., Svanbro, K., Wiebke,
            T., Yoshimura, T. and H. Zheng, "Robust Header Compression
            (ROHC)", RFC 3095, July 2001.

  [LLA]     Jonsson, L-E. and G. Pelletier, "RObust Header Compression
            (ROHC): A Link-Layer Assisted Profile for IP/UDP/RTP", RFC
            3242, April 2002.

7.  Author's Address

  Lars-Erik Jonsson
  Ericsson AB
  Box 920
  SE-971 28 Lulea
  Sweden

  Phone: +46 (920) 20 21 07
  Fax: +46 (920) 20 20 99
  EMail: [email protected]

























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8.  Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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