Internet Engineering Task Force (IETF)                       M. Loffredo
Request for Comments: 9536                                 M. Martinelli
Category: Standards Track                            IIT-CNR/Registro.it
ISSN: 2070-1721                                               April 2024


       Registration Data Access Protocol (RDAP) Reverse Search

Abstract

  The Registration Data Access Protocol (RDAP) does not include query
  capabilities for finding the list of domains related to a set of
  entities matching a given search pattern.  Considering that an RDAP
  entity can be associated with any defined object class and other
  relationships between RDAP object classes exist, a reverse search can
  be applied to other use cases besides the classic domain-entity
  scenario.  This document describes an RDAP extension that allows
  servers to provide a reverse search feature based on the relationship
  defined in RDAP between an object class for search and any related
  object class.  The reverse search based on the domain-entity
  relationship is treated as a particular case.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc9536.

Copyright Notice

  Copyright (c) 2024 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Revised BSD License text as described in Section 4.e of the
  Trust Legal Provisions and are provided without warranty as described
  in the Revised BSD License.

Table of Contents

  1.  Introduction
    1.1.  Background
    1.2.  Conventions Used in This Document
  2.  Reverse Search Path Segment Specification
  3.  Reverse Search Definition
  4.  Reverse Search Properties Discovery
  5.  Reverse Search Properties Mapping
  6.  Reverse Search Response Specification
  7.  Reverse Search Query Processing
  8.  Reverse Searches Based on Entity Details
  9.  RDAP Conformance
  10. Implementation Considerations
  11. IANA Considerations
    11.1.  RDAP Extensions Registry
    11.2.  RDAP Reverse Search Registries
      11.2.1.  Creation of the RDAP Reverse Search Registries
      11.2.2.  Submit Requests to IANA
      11.2.3.  RDAP Reverse Search Registry
        11.2.3.1.  Template
        11.2.3.2.  Initial Content
      11.2.4.  RDAP Reverse Search Mapping Registry
        11.2.4.1.  Template
        11.2.4.2.  Initial Content
  12. Privacy Considerations
  13. Security Considerations
  14. References
    14.1.  Normative References
    14.2.  Informative References
  Appendix A.  Paradigms to Enforce Access Control on Reverse Search
          in RDAP
  Acknowledgements
  Authors' Addresses

1.  Introduction

  The protocol described in this specification aims to extend the RDAP
  query capabilities and response to enable reverse search based on the
  relationships defined in RDAP between an object class for search and
  a related object class.  The reverse search based on the domain-
  entity relationship is treated as a particular case of such a generic
  model.

  RDAP providers willing to implement this specification should
  carefully consider its implications on the efficiency (see
  Section 10), the security (see Section 13), and the compliance with
  privacy regulations (see Section 12) of their RDAP service.

1.1.  Background

  Reverse WHOIS is a service provided by many web applications that
  allows users to find domain names owned by an individual or a company
  starting from the owner's details, such as name and email.  Even if
  it has been considered useful for some legal purposes (e.g.,
  uncovering trademark infringements and detecting cybercrimes), its
  availability as a standardized WHOIS [RFC3912] capability has been
  objected to for two main reasons, which now don't seem to conflict
  with an RDAP implementation.

  The first objection concerns the potential risks of privacy
  violation.  However, the domain name community is considering a new
  generation of Registration Directory Services [ICANN-RDS] [ICANN-RA]
  that provide access to sensitive data under some permissible purposes
  and in accordance with appropriate policies for requestor
  accreditation, authentication, and authorization.  RDAP's reliance on
  HTTP means that it can make use of common HTTP-based approaches to
  authentication and authorization, making it more useful than WHOIS in
  the context of such directory services.  Since RDAP consequently
  permits a reverse search implementation complying with privacy
  protection principles, this first objection is not well-founded.

  The second objection to the implementation of a reverse search
  capability has been connected with its impact on server processing.
  However, the core RDAP specifications already define search queries,
  with similar processing requirements, so the basis of this objection
  is not clear.

  Reverse searches, such as finding the list of domain names associated
  with contacts or nameservers, may be useful to registrars as well.
  Usually, registries adopt out-of-band solutions to provide results to
  registrars asking for reverse searches on their domains.  Possible
  reasons for such requests are:

  *  the loss of synchronization between the registrar database and the
     registry database and

  *  the need for such data to perform bulk Extensible Provisioning
     Protocol (EPP) [RFC5730] updates (e.g., changing the contacts of a
     set of domains, etc.).

  Currently, RDAP does not provide any means for a client to search for
  the collection of domains associated with an entity [RFC9082].  A
  query (lookup or search) on domains can return the array of entities
  related to a domain with different roles (registrant, registrar,
  administrative, technical, reseller, etc.), but the reverse operation
  is not allowed.  Only reverse searches to find the collection of
  domains related to a nameserver (ldhName or ip) can be requested.
  Since an entity can be in relationship with any RDAP object
  [RFC9083], the availability of a reverse search as largely intended
  can be common to all the object classes allowed for search.  Through
  a further step of generalization, the meaning of reverse search in
  the RDAP context can be extended to include any query for retrieving
  all the objects that relates to another query matching a given search
  pattern.

1.2.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

2.  Reverse Search Path Segment Specification

  A generic reverse search path is described by the syntax:

  {searchable-resource-type}/reverse_search/{related-resource-
  type}?<search-condition>

  The path segments are defined as follows:

  "searchable-resource-type":  It MUST be one of the resource types for
     search defined in Section 3.2 of [RFC9082] (i.e., "domains",
     "nameservers", and "entities") or a resource type extension.

  "related-resource-type":  It MUST be one of the resource types for
     lookup defined in Section 3.1 of [RFC9082] (i.e., "domain",
     "nameserver", "entity", "ip", and "autnum") or a resource type
     extension.

  "search-condition":  A sequence of "property=search pattern"
     predicates separated by the ampersand character ('&', US-ASCII
     value 0x0026).

  While related-resource-type is defined as having one of a number of
  different values, the only reverse searches defined in this document
  are for a related-resource-type of "entity".  Reverse searches for
  the other resource types specified in [RFC9082] and resource type
  extensions may be defined by future documents.

3.  Reverse Search Definition

  Based on the content of Section 2, defining a reverse search means to
  define the triple <searchable resource type, related resource type,
  property> and the mapping with the corresponding RDAP object member.
  The mapping is done through the use of a JSONPath expression
  [RFC9535].  Reverse searches are registered in the "RDAP Reverse
  Search" registry (see Section 11.2.3), whereas reverse search
  mappings are registered in the "RDAP Reverse Search Mapping" registry
  (see Section 11.2.4).  The reason for having two registries is that
  it may be possible for a single type of reverse search to rely on
  different members, depending on the server's configuration (see
  Section 5).

  All of the reverse searches defined by this document (see Section 8)
  have property names that are the same as the name of the RDAP object
  member that is the subject of the search.  For example, the reverse
  search with the property name "fn" relies on the value of the "fn"
  member inside the jCard of an entity object.  However, it is not
  necessary that these two names be the same.  In particular, remapping
  of searches as part of the deprecation of an existing member (see
  Section 5) will typically lead to a member with a different name
  being used for the search.

  Servers MUST NOT provide or implement reverse searches or reverse
  search mappings that are not registered with IANA.

4.  Reverse Search Properties Discovery

  Servers complying with this specification MUST extend the help
  response [RFC9083] with the "reverse_search_properties" member that
  contains an array of objects with the following mandatory child
  members:

  "searchableResourceType":  the searchable resource type of the
     reverse search query, as defined in Section 2

  "relatedResourceType":  the related resource type of the reverse
     search query, as defined in Section 2

  "property":  the reverse search property used in the predicate of the
     reverse search query, as defined in Section 2

  An example of the help response including the
  "reverse_search_properties" member is shown in Figure 2

5.  Reverse Search Properties Mapping

  To permit clients to determine the member used by the server for a
  reverse search, servers MUST detail the mapping that is occurring by
  adding the "reverse_search_properties_mapping" member to the topmost
  object of a reverse search response.  This data structure is included
  in the search response, rather than in the help response, because it
  may differ depending on the query that is sent to the server.

  Documents that deprecate or restructure RDAP responses such that a
  registered reverse search is no longer able to be used MUST either
  note that the relevant reverse search is no longer available (in the
  case of deprecation) or describe how to continue supporting the
  relevant search by adding another mapping for the reverse search
  property (in the case of restructuring).

  The "reverse_search_properties_mapping" member contains an array of
  objects with the following mandatory child members:

  "property":  the reverse search property used in the predicate of the
     current query, as defined in Section 2

  "propertyPath":  the JSONPath expression of the object member (or
     members) corresponding to the reverse search property

  The searchable and the related resource types are derived from the
  query, so there is no need to include them in addition to the
  property in this member.

  This member MUST be included for all properties used in the search,
  regardless of whether that property has multiple registered mappings
  as at the time of the search, because new mappings may be registered
  at any time.

  When applied to an object, the JSONPath expression MUST produce a
  list of values, each of which is a JSON number or string.

  An example of a reverse search response including the
  "reverse_search_properties_mapping" member is shown in Figure 3.

6.  Reverse Search Response Specification

  Reverse search responses use the formats defined in Section 8 of
  [RFC9083], which correspond to the searchable resource types defined
  in Section 2.

7.  Reverse Search Query Processing

  To process a reverse search, the server returns the objects from its
  data store that are of type searchable-resource-type and that match
  each of the predicates from the search conditions.  To determine
  whether an object matches a predicate, the server:

  *  applies the mapping it uses for the reverse search property to the
     object in order to generate a list of values, each of which MUST
     be a JSON number or string and

  *  checks whether the search pattern matches one or more of those
     values.

  A search pattern matches a value where it equals the string
  representation of the value or where it is a match for the value in
  accordance with the partial string matching behavior defined in
  Section 4.1 of [RFC9082].

  Objects are only included in the search results if they satisfy all
  included predicates.  This includes predicates that are for the same
  property; in such a case, it is necessary for the related object to
  match against each of those predicates.

  Servers MUST return an HTTP 501 (Not Implemented) [RFC9110] response
  to inform clients of unsupported reverse searches.

  Based on their policy, servers MAY restrict how predicates are used
  to make a valid search condition by returning a 400 (Bad Request)
  response when a problematic request is received.

  A given reverse search or reverse search mapping MAY define
  additional or alternative search behavior past that set out in this
  section.

8.  Reverse Searches Based on Entity Details

  Since an entity can be associated with any other object class in
  RDAP, the most common kind of reverse search is one based on an
  entity's details.  Such reverse searches arise from the query model
  by setting the related resource type to "entity".

  By selecting a specific searchable resource type, the resulting
  reverse search aims at retrieving all the objects (e.g., all the
  domains) that are related to any entity object matching the search
  conditions.

  This section defines the reverse search properties servers SHOULD
  support for the domain, nameserver, entity-searchable resource types,
  and entity-related resource type:

  Reverse search property:  role
  RDAP member path:  $.entities[*].roles
  Reference:  Section 10.2.4 of [RFC9083]

  Reverse search property:  handle
  RDAP member path:  $.entities[*].handle
  Reference:  Section 5.1 of [RFC9083]

  Reverse search property:  fn
  RDAP member path:  $.entities[*].vcardArray[1][?(@[0]=='fn')][3]
  Reference:  Section 6.2.1 of [RFC6350]

  Reverse search property:  email
  RDAP member path:  $.entities[*].vcardArray[1][?(@[0]=='email')][3]
  Reference:  Section 6.4.2 of [RFC6350]

  The presence of a predicate on the reverse search property "role"
  means that the RDAP response property "roles" MUST contain at least
  the specified role.

  The last two properties are related to jCard elements [RFC7095], but
  the field references are to vCard [RFC6350], since jCard is the JSON
  format for vCard.

  Examples of reverse search paths based on the domain-entity
  relationship are presented in Figure 1.

   /domains/reverse_search/entity?handle=CID-40*&role=technical

   /domains/reverse_search/entity?fn=Bobby*&role=registrant

   /domains/reverse_search/entity?handle=RegistrarX&role=registrar

               Figure 1: Examples of Reverse Search Queries

  An example of the help response including the supported reverse
  search properties is shown in Figure 2.

     {
       "rdapConformance": [
         "rdap_level_0",
         "reverse_search"
       ],
       ...
       "reverse_search_properties": [
         {
           "searchableResourceType": "domains",
           "relatedResourceType": "entity",
           "property": "fn"
         },
         {
           "searchableResourceType": "domains",
           "relatedResourceType": "entity",
           "property": "handle"
         },
         {
           "searchableResourceType": "domains",
           "relatedResourceType": "entity",
           "property": "email"
         },
         {
           "searchableResourceType": "domains",
           "relatedResourceType": "entity",
           "property": "role"
         }
       ],
       ...
     }

         Figure 2: An Example of the Help Response including the
                    "reverse_search_properties" Member

  An example of a response including the mapping that is occurring for
  the first reverse search in Figure 1 is shown below.

     {
       "rdapConformance": [
         "rdap_level_0",
         "reverse_search"
       ],
       ...
       "reverse_search_properties_mapping": [
         {
           "property": "handle",
           "propertyPath": "$.entities[*].handle"
         },
         {
           "property": "role",
           "propertyPath": "$.entities[*].roles"
         }
       ],
       ...
     }

          Figure 3: An Example of an RDAP Response including the
                "reverse_search_properties_mapping" Member

9.  RDAP Conformance

  Servers complying with this specification MUST include the value
  "reverse_search" in the rdapConformance property of the help response
  [RFC9083] and any other response including the
  "reverse_search_properties_mapping" member.  The information needed
  to register this value in the "RDAP Extensions" registry is described
  in Section 11.1.

10.  Implementation Considerations

  To limit the impact of processing the search predicates, servers are
  RECOMMENDED to make use of techniques to speed up the data retrieval
  in their underlying data store, such as indexes or similar.  In
  addition, risks with respect to performance degradation or result set
  generation can be mitigated by adopting practices used for standard
  searches, e.g., restricting the search functionality, limiting the
  rate of search requests according to the user's authorization,
  truncating and paging the results [RFC8977], and returning partial
  responses [RFC8982].

11.  IANA Considerations

11.1.  RDAP Extensions Registry

  IANA has registered the following value in the "RDAP Extensions"
  registry:

  Extension Identifier:  reverse_search

  Registry Operator:  Any

  Specification:  RFC 9536

  Contact:  IETF <[email protected]>

  Intended Usage:  This extension identifier is used for both URI path
     segments and response extensions related to the reverse search in
     RDAP.

11.2.  RDAP Reverse Search Registries

11.2.1.  Creation of the RDAP Reverse Search Registries

  IANA has created the "RDAP Reverse Search" and "RDAP Reverse Search
  Mapping" registries within the "Registration Data Access Protocol
  (RDAP)" category in the protocol registries.

  These registries follow the Specification Required registration
  policy, as defined in Section 4.6 of [RFC8126].

  The designated expert should prevent collisions and confirm that
  suitable documentation, as described in Section 4.5 of [RFC8126], is
  available to ensure interoperability.

  Creators of either new RDAP reverse searches or new mappings for
  registered reverse searches SHOULD NOT replicate functionality
  already available by way of other documents referenced in these
  registries.  Creators MAY register additional reverse search mappings
  for existing properties, but they SHOULD NOT map a registered reverse
  search property to a response field with a meaning other than that of
  the response fields referenced by the mappings already registered for
  that property.  In other words, all the mappings for a reverse search
  property MUST point to response fields with the same meaning.

11.2.2.  Submit Requests to IANA

  Registration requests can be sent to <[email protected]>.

11.2.3.  RDAP Reverse Search Registry

11.2.3.1.  Template

  Property:  The name of the reverse search property.

  Description:  A brief human-readable text describing the reverse
     search property.

  Searchable Resource Type:  The searchable resource type of the
     reverse search query (Section 2) including the reverse search
     property.  Multiple reverse search properties differing only by
     this field can be grouped together by listing all the searchable
     resource types separated by comma (see Section 11.2.3.2).

  Related Resource Type:  The related resource type of the reverse
     search query (Section 2) including the reverse search property.

  Registrant:  The name of the person registering the reverse search
     property.

  Contact Information:  An email address, postal address, or some other
     information to be used to contact the registrant.

  Reference:  Document (e.g., the RFC number) and section reference
     where the reverse search property is specified.

  The combination of Searchable Resource Type, Related Resource Type,
  and Property MUST be unique across the registry entries.

11.2.3.2.  Initial Content

  IANA has registered the following entries in the "RDAP Reverse
  Search" registry.  For all entries, the common values are shown in
  Table 1, whereas the specific values are shown in Table 2.

      +==========================+================================+
      | Registry Property        | Value                          |
      +==========================+================================+
      | Searchable Resource Type | domains, nameservers, entities |
      +--------------------------+--------------------------------+
      | Related Resource Type    | entity                         |
      +--------------------------+--------------------------------+
      | Registrant               | IETF                           |
      +--------------------------+--------------------------------+
      | Contact Information      | [email protected]                  |
      +--------------------------+--------------------------------+
      | Reference                | RFC 9536                       |
      +--------------------------+--------------------------------+

            Table 1: Common Values for All Entries in the RDAP
                         Reverse Search Registry

       +==========+==============================================+
       | Property | Description                                  |
       +==========+==============================================+
       | fn       | The server supports the domain/nameserver/   |
       |          | entity search based on the full name (a.k.a. |
       |          | formatted name) of an associated entity      |
       +----------+----------------------------------------------+
       | handle   | The server supports the domain/nameserver/   |
       |          | entity search based on the handle of an      |
       |          | associated entity                            |
       +----------+----------------------------------------------+
       | email    | The server supports the domain/nameserver/   |
       |          | entity search based on the email address of  |
       |          | an associated entity                         |
       +----------+----------------------------------------------+
       | role     | The server supports the domain/nameserver/   |
       |          | entity search based on the role of an        |
       |          | associated entity                            |
       +----------+----------------------------------------------+

             Table 2: Specific Values for Entries in the RDAP
                         Reverse Search Registry

11.2.4.  RDAP Reverse Search Mapping Registry

11.2.4.1.  Template

  Property:  The same as defined in the "RDAP Reverse Search" registry.

  Property Path:  The JSONPath of the RDAP property this reverse search
     property maps to.

  Searchable Resource Type:  The same as defined in the "RDAP Reverse
     Search" registry.

  Related Resource Type:  The same as defined in the "RDAP Reverse
     Search" registry.

  Registrant:  The name of the person registering this reverse search
     property mapping.

  Contact Information:  The same as defined in the "RDAP Reverse
     Search" registry.

  Reference:  Document (e.g., the RFC number) and section reference
     where this reverse search property mapping is specified.

  The combination of Searchable Resource Type, Related Resource Type,
  Property, and Property Path MUST be unique across the registry
  entries.

11.2.4.2.  Initial Content

  IANA has registered the following entries in the "RDAP Reverse Search
  Mapping" registry.  For all entries, the common values are the same
  as defined in the "RDAP Reverse Search" registry (see Table 1),
  whereas the specific values are shown below (see Table 3).

     +==========+==================================================+
     | Property | Property Path                                    |
     +==========+==================================================+
     | fn       | $.entities[*].vcardArray[1][?(@[0]=='fn')][3]    |
     +----------+--------------------------------------------------+
     | handle   | $.entities[*].handle                             |
     +----------+--------------------------------------------------+
     | email    | $.entities[*].vcardArray[1][?(@[0]=='email')][3] |
     +----------+--------------------------------------------------+
     | role     | $.entities[*].roles                              |
     +----------+--------------------------------------------------+

         Table 3: Specific Values for Entries in the RDAP Reverse
                         Search Mapping Registry

12.  Privacy Considerations

  The search functionality defined in this document may affect the
  privacy of entities in the registry (and elsewhere) in various ways;
  see [RFC6973] for a general treatment of privacy in protocol
  specifications.  Registry operators should be aware of the trade-offs
  that result from implementing this functionality.

  Many jurisdictions have laws or regulations that restrict the use of
  "personal data", per the definition in [RFC6973].  Given that,
  registry operators should ascertain whether the regulatory
  environment in which they operate permits implementation of the
  functionality defined in this document.

  In those cases where this functionality makes use of sensitive
  information, the information MUST only be accessible to authorized
  users under a lawful basis.

  Since reverse search requests and responses could contain Personally
  Identifiable Information (PII), reverse search functionality MUST be
  available over HTTPS only.

  Providing reverse search in RDAP carries the following threats as
  described in [RFC6973]:

  *  Correlation

  *  Disclosure

  *  Misuse of data

  Therefore, RDAP providers need to mitigate the risk of those threats
  by implementing appropriate measures supported by security services
  (see Section 13).

13.  Security Considerations

  Security services that are required to provide controlled access to
  the operations specified in this document are described in [RFC7481].
  A non-exhaustive list of access control paradigms an RDAP provider
  can implement is presented in Appendix A.

  As an additional measure to enforce security by preventing reverse
  searches to be accessed from unauthorized users, the RDAP providers
  may consider physically separating the reverse search endpoints from
  the other ones by configuring a proxy routing the reverse searches to
  a dedicated backend server and leveraging further security services
  offered by other protocol layers, such as digital certificates and IP
  allow-listing.

  Finally, the specification of the relationship within the reverse
  search path allows the RDAP servers to implement different
  authorization policies on a per-relationship basis.

14.  References

14.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC6350]  Perreault, S., "vCard Format Specification", RFC 6350,
             DOI 10.17487/RFC6350, August 2011,
             <https://www.rfc-editor.org/info/rfc6350>.

  [RFC7095]  Kewisch, P., "jCard: The JSON Format for vCard", RFC 7095,
             DOI 10.17487/RFC7095, January 2014,
             <https://www.rfc-editor.org/info/rfc7095>.

  [RFC7481]  Hollenbeck, S. and N. Kong, "Security Services for the
             Registration Data Access Protocol (RDAP)", STD 95,
             RFC 7481, DOI 10.17487/RFC7481, March 2015,
             <https://www.rfc-editor.org/info/rfc7481>.

  [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
             Writing an IANA Considerations Section in RFCs", BCP 26,
             RFC 8126, DOI 10.17487/RFC8126, June 2017,
             <https://www.rfc-editor.org/info/rfc8126>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.

  [RFC9082]  Hollenbeck, S. and A. Newton, "Registration Data Access
             Protocol (RDAP) Query Format", STD 95, RFC 9082,
             DOI 10.17487/RFC9082, June 2021,
             <https://www.rfc-editor.org/info/rfc9082>.

  [RFC9083]  Hollenbeck, S. and A. Newton, "JSON Responses for the
             Registration Data Access Protocol (RDAP)", STD 95,
             RFC 9083, DOI 10.17487/RFC9083, June 2021,
             <https://www.rfc-editor.org/info/rfc9083>.

  [RFC9110]  Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke,
             Ed., "HTTP Semantics", STD 97, RFC 9110,
             DOI 10.17487/RFC9110, June 2022,
             <https://www.rfc-editor.org/info/rfc9110>.

  [RFC9535]  Gössner, S., Ed., Normington, G., Ed., and C. Bormann,
             Ed., "JSONPath: Query Expressions for JSON", RFC 9535,
             DOI 10.17487/RFC9535, February 2024,
             <https://www.rfc-editor.org/info/rfc9535>.

14.2.  Informative References

  [ICANN-RA] ICANN, "Base Registry Agreement", January 2024,
             <https://www.icann.org/en/registry-agreements/base-
             agreement>.

  [ICANN-RDS]
             ICANN, "Final Report from the Expert Working Group on gTLD
             Directory Services: A Next-Generation Registration
             Directory Service (RDS)", June 2014,
             <https://www.icann.org/en/system/files/files/final-report-
             06jun14-en.pdf>.

  [OIDCC]    Sakimura, N., Bradley, J., Jones, M., de Medeiros, B., and
             C. Mortimore, "OpenID Connect Core 1.0 incorporating
             errata set 2", December 2023,
             <http://openid.net/specs/openid-connect-core-1_0.html>.

  [RFC3912]  Daigle, L., "WHOIS Protocol Specification", RFC 3912,
             DOI 10.17487/RFC3912, September 2004,
             <https://www.rfc-editor.org/info/rfc3912>.

  [RFC5730]  Hollenbeck, S., "Extensible Provisioning Protocol (EPP)",
             STD 69, RFC 5730, DOI 10.17487/RFC5730, August 2009,
             <https://www.rfc-editor.org/info/rfc5730>.

  [RFC6973]  Cooper, A., Tschofenig, H., Aboba, B., Peterson, J.,
             Morris, J., Hansen, M., and R. Smith, "Privacy
             Considerations for Internet Protocols", RFC 6973,
             DOI 10.17487/RFC6973, July 2013,
             <https://www.rfc-editor.org/info/rfc6973>.

  [RFC8977]  Loffredo, M., Martinelli, M., and S. Hollenbeck,
             "Registration Data Access Protocol (RDAP) Query Parameters
             for Result Sorting and Paging", RFC 8977,
             DOI 10.17487/RFC8977, January 2021,
             <https://www.rfc-editor.org/info/rfc8977>.

  [RFC8982]  Loffredo, M. and M. Martinelli, "Registration Data Access
             Protocol (RDAP) Partial Response", RFC 8982,
             DOI 10.17487/RFC8982, February 2021,
             <https://www.rfc-editor.org/info/rfc8982>.

Appendix A.  Paradigms to Enforce Access Control on Reverse Search in
            RDAP

  Access control can be implemented according to different paradigms
  introducing increasingly stringent rules.  The paradigms listed below
  leverage the capabilities that are either built in or provided as
  extensions by the OpenID Connect [OIDCC]:

  Role-Based Access Control (RBAC):  Access rights are granted
     depending on roles.  Generally, this is done by grouping users
     into fixed categories and assigning static grants to each
     category.  A more dynamic approach can be implemented by using the
     OpenID Connect "scope" claim.

  Purpose-Based Access Control (PBAC):  Access rules are based on the
     notion of purpose, being the intended use of some data by a user.
     It can be implemented by tagging a request with the usage purpose
     and making the RDAP server check the compliance between the given
     purpose and the control rules applied to the data to be returned.

  Attribute-Based Access Control (ABAC):  Rules to manage access rights
     are evaluated and applied according to specific attributes
     describing the context within which data are requested.  It can be
     implemented within an out-of-band process by setting additional
     OpenID Connect claims that describe the request context and make
     the RDAP server check for compliance between the given context and
     the control rules that are applied to the data to be returned.

  Time-Based Access Control (TBAC):  Data access is allowed for a
     limited time only.  It can be implemented by assigning users
     temporary credentials linked to access grants with limited scopes.

  With regard to the privacy threats reported in Section 12,
  correlation and disclosure can be mitigated by minimizing both the
  request features and the response data based on user roles (i.e.,
  RBAC).  Misuse can be mitigated by checking for the purpose of the
  request (i.e., PBAC).  It can be accomplished according to the
  following approaches:

  Full Trust:  The registry trusts the fairness of an accredited user.
     The requestor is always legitimized to submit their requests under
     a lawful basis.  Additionally, they can be required to specify the
     purpose as either a claim of their account or a query parameter.
     In the former case, the purpose is assumed to be the same for
     every request.  In the latter case, the purpose must be one of
     those associated to the user.

  Zero Trust:  The registry requires documents that assess whether the
     requestor is legitimized to submit a given request.  It can be
     implemented by assigning the requestor a temporary OpenID account
     linked to the given request (i.e., TBAC) and describing the
     request through a set of claims (i.e., ABAC).  The association
     between the temporary account and the claims about the request is
     made by an out-of-band application.  In so doing, the RDAP server
     is able to check that the incoming request is consistent with the
     request claims linked to the temporary account.

  The two approaches can be used together:

  *  The former is suitable for users carrying out a task in the public
     interest or exercising their official authority (e.g., an officer
     of a cybercrime agency).  Similarly, registrars can submit reverse
     searches on their domains and contacts based on their contractual
     relationship with the domain holders.  In this case, the query
     results can be restricted to those pertaining to a registrar by
     adding an implicit predicate to the search condition.

  *  The latter can be taken to allow domain name dispute resolution
     service providers to request information in defense of the
     legitimate interests of complainants.

Acknowledgements

  The authors would like to acknowledge the following individuals for
  their contributions to this document: Francesco Donini, Scott
  Hollenbeck, Francisco Arias, Gustavo Lozano, Eduardo Alvarez, Ulrich
  Wisser, James Gould, and Pawel Kowalik.

  Tom Harrison and Jasdip Singh provided relevant feedback and constant
  support to the implementation of this proposal.  Their contributions
  have been greatly appreciated.

Authors' Addresses

  Mario Loffredo
  IIT-CNR/Registro.it
  Via Moruzzi,1
  56124 Pisa
  Italy
  Email: [email protected]
  URI:   http://www.iit.cnr.it


  Maurizio Martinelli
  IIT-CNR/Registro.it
  Via Moruzzi,1
  56124 Pisa
  Italy
  Email: [email protected]
  URI:   http://www.iit.cnr.it