Internet Engineering Task Force (IETF)                     J. Chroboczek
Request for Comments: 9229                     IRIF, University of Paris
Category: Experimental                                          May 2022
ISSN: 2070-1721


   IPv4 Routes with an IPv6 Next Hop in the Babel Routing Protocol

Abstract

  This document defines an extension to the Babel routing protocol that
  allows announcing routes to an IPv4 prefix with an IPv6 next hop,
  which makes it possible for IPv4 traffic to flow through interfaces
  that have not been assigned an IPv4 address.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for examination, experimental implementation, and
  evaluation.

  This document defines an Experimental Protocol for the Internet
  community.  This document is a product of the Internet Engineering
  Task Force (IETF).  It represents the consensus of the IETF
  community.  It has received public review and has been approved for
  publication by the Internet Engineering Steering Group (IESG).  Not
  all documents approved by the IESG are candidates for any level of
  Internet Standard; see Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc9229.

Copyright Notice

  Copyright (c) 2022 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Revised BSD License text as described in Section 4.e of the
  Trust Legal Provisions and are provided without warranty as described
  in the Revised BSD License.

Table of Contents

  1.  Introduction
    1.1.  Specification of Requirements
  2.  Protocol Operation
    2.1.  Announcing v4-via-v6 Routes
    2.2.  Receiving v4-via-v6 Routes
    2.3.  Route and Seqno Requests
    2.4.  Other TLVs
  3.  ICMPv4 and PMTU Discovery
  4.  Protocol Encoding
    4.1.  Prefix Encoding
    4.2.  Changes to Existing TLVs
  5.  Backwards Compatibility
  6.  IANA Considerations
  7.  Security Considerations
  8.  References
    8.1.  Normative References
    8.2.  Informative References
  Acknowledgments
  Author's Address

1.  Introduction

  The role of a routing protocol is to build a routing table, a data
  structure that maps network prefixes in a given family (IPv4 or IPv6)
  to next hops, which are (at least conceptually) pairs of an outgoing
  interface and a neighbour's network address.  For example:

            destination                      next hop
        2001:db8:0:1::/64               eth0, fe80::1234:5678
        203.0.113.0/24                  eth0, 192.0.2.1

  When a packet is routed according to a given routing table entry, the
  forwarding plane typically uses a neighbour discovery protocol (the
  Neighbour Discovery (ND) protocol [RFC4861] in the case of IPv6 and
  the Address Resolution Protocol (ARP) [RFC0826] in the case of IPv4)
  to map the next-hop address to a link-layer address (a "Media Access
  Control (MAC) address"), which is then used to construct the link-
  layer frames that encapsulate forwarded packets.

  It is apparent from the description above that there is no
  fundamental reason why the destination prefix and the next-hop
  address should be in the same address family: there is nothing
  preventing an IPv6 packet from being routed through a next hop with
  an IPv4 address (in which case the next hop's MAC address will be
  obtained using ARP) or, conversely, an IPv4 packet from being routed
  through a next hop with an IPv6 address.  (In fact, it is even
  possible to store link-layer addresses directly in the next-hop entry
  of the routing table, which is commonly done in networks using the
  OSI protocol suite).

  The case of routing IPv4 packets through an IPv6 next hop is
  particularly interesting, since it makes it possible to build
  networks that have no IPv4 addresses except at the edges and still
  provide IPv4 connectivity to edge hosts.  In addition, since an IPv6
  next hop can use a link-local address that is autonomously
  configured, the use of such routes enables a mode of operation where
  the network core has no statically assigned IP addresses of either
  family, which significantly reduces the amount of manual
  configuration required.  (See also [RFC7404] for a discussion of the
  issues involved with such an approach.)

  We call a route towards an IPv4 prefix that uses an IPv6 next hop a
  "v4-via-v6" route.  This document describes an extension that allows
  the Babel routing protocol [RFC8966] to announce v4-via-v6 routes
  across interfaces that have no IPv4 addresses assigned but are
  capable of forwarding IPv4 traffic.  Section 3 describes procedures
  that ensure that all routers can originate ICMPv4 packets, even if
  they have not been assigned any IPv4 addresses.

  The extension described in this document is inspired by a previously
  defined extension to BGP [RFC5549].

1.1.  Specification of Requirements

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

2.  Protocol Operation

  The Babel protocol fully supports dual-stack operation: all data that
  represent a neighbour address or a network prefix are tagged by an
  Address Encoding (AE), a small integer that identifies the address
  family (IPv4 or IPv6) of the address of prefix and describes how it
  is encoded.  This extension defines a new AE, called "v4-via-v6",
  which has the same format as the existing AE for IPv4 addresses (AE
  1).  This new AE is only allowed in TLVs that carry network prefixes:
  TLVs that carry an IPv6 neighbour address use one of the normal
  encodings for IPv6 addresses.

2.1.  Announcing v4-via-v6 Routes

  A Babel node can use a v4-via-v6 announcement to announce an IPv4
  route over an interface that has no assigned IPv4 address.  In order
  to do so, it first establishes an IPv6 next-hop address in the usual
  manner (either by sending the Babel packet over IPv6, or by including
  a Next Hop TLV containing an IPv6 address and using AE 2 or 3); it
  then sends an Update, with AE equal to 4 (v4-via-v6) containing the
  IPv4 prefix being announced.

  If the outgoing interface has been assigned an IPv4 address, then, in
  the interest of maximising compatibility with existing routers, the
  sender SHOULD prefer an ordinary IPv4 announcement; even in that
  case, however, it MAY send a v4-via-v6 announcement.  A node SHOULD
  NOT send both ordinary IPv4 and v4-via-v6 announcements for the same
  prefix over a single interface (if the update is sent to a multicast
  address) or to a single neighbour (if sent to a unicast address),
  since doing that provides no benefit while doubling the amount of
  routing traffic.

  Updates with infinite metric are retractions: they indicate that a
  previously announced route is no longer available.  Retractions do
  not require a next hop; therefore, there is no difference between
  v4-via-v6 retractions and ordinary retractions.  A node MAY send IPv4
  retractions only, or it MAY send v4-via-v6 retractions on interfaces
  that have not been assigned an IPv4 address.

2.2.  Receiving v4-via-v6 Routes

  Upon reception of an Update TLV with AE equal to 4 (v4-via-v6) and
  finite metric, a Babel node computes the IPv6 next hop, as described
  in Section 4.6.9 of [RFC8966].  If no IPv6 next hop exists, then the
  Update MUST be ignored.  If an IPv6 next hop exists, then the node
  MAY acquire the route being announced, as described in Section 3.5.3
  of [RFC8966]; the parameters of the route are as follows:

  *  The prefix, plen, router-id, seqno, and metric MUST be computed as
     for an IPv4 route, as described in Section 4.6.9 of [RFC8966].

  *  The next hop MUST be computed as for an IPv6 route, as described
     in Section 4.6.9 of [RFC8966].  It is taken from the last
     preceding Next Hop TLV with an AE field equal to 2 or 3; if no
     such entry exists and if the Update TLV has been sent in a Babel
     packet carried over IPv6, then the next hop is the network-layer
     source address of the packet.

  An Update TLV with a v4-via-v6 AE and metric equal to infinity is a
  retraction: it announces that a previously available route is being
  retracted.  In that case, no next hop is necessary, and the
  retraction is treated as described in Section 4.6.9 of [RFC8966].

  As usual, a node MAY ignore the update, e.g., due to filtering (see
  Appendix C of [RFC8966]).  If a node cannot install v4-via-v6 routes,
  e.g., due to hardware or software limitations, then routes to an IPv4
  prefix with an IPv6 next hop MUST NOT be selected.

2.3.  Route and Seqno Requests

  Route and seqno requests are used to request an update for a given
  prefix.  Since they are not related to a specific next hop, there is
  no semantic difference between IPv4 and v4-via-v6 requests.
  Therefore, a node SHOULD NOT send requests of either kind with the AE
  field being set to 4 (v4-via-v6); instead, it SHOULD request IPv4
  updates by sending requests with the AE field being set to 1 (IPv4).

  When receiving requests, AEs 1 (IPv4) and 4 (v4-via-v6) MUST be
  treated in the same manner: the receiver processes the request as
  described in Section 3.8 of [RFC8966].  If an Update is sent, then it
  MAY be an ordinary IPv4 announcement (AE = 1) or a v4-via-v6
  announcement (AE = 4), as described in Section 2.1, irrespective of
  which AE was used in the request.

  When receiving a request with AE 0 (wildcard), the receiver SHOULD
  send a full route dump, as described in Section 3.8.1.1 of [RFC8966].
  Any IPv4 routes contained in the route dump may use either AE 1
  (IPv4) or AE 4 (v4-via-v6), as described Section 2.1.

2.4.  Other TLVs

  The only other TLVs defined by [RFC8966] that carry an AE field are
  Next Hop and IHU.  Next Hop and IHU TLVs MUST NOT carry the AE 4 (v4-
  via-v6).

3.  ICMPv4 and PMTU Discovery

  The Internet Control Message Protocol (ICMPv4, or simply ICMP)
  [RFC0792] is a protocol related to IPv4 that is primarily used to
  carry diagnostic and debugging information.  ICMPv4 packets may be
  originated by end hosts (e.g., the "destination unreachable, port
  unreachable" ICMPv4 packet), but they may also be originated by
  intermediate routers (e.g., most other kinds of "destination
  unreachable" packets).

  Some protocols deployed in the Internet rely on ICMPv4 packets sent
  by intermediate routers.  Most notably, Path MTU Discovery (PMTUD)
  [RFC1191] is an algorithm executed by end hosts to discover the
  maximum packet size that a route is able to carry.  While there exist
  variants of PMTUD that are purely end-to-end [RFC4821], the variant
  most commonly deployed in the Internet has a hard dependency on
  ICMPv4 packets originated by intermediate routers: if intermediate
  routers are unable to send ICMPv4 packets, PMTUD may lead to
  persistent blackholing of IPv4 traffic.

  Due to this kind of dependency, every Babel router that is able to
  forward IPv4 traffic MUST be able originate ICMPv4 traffic.  Since
  the extension described in this document enables routers to forward
  IPv4 traffic received over an interface that has not been assigned an
  IPv4 address, a router implementing this extension MUST be able to
  originate ICMPv4 packets even when the outgoing interface has not
  been assigned an IPv4 address.

  In such a situation, if a Babel router has an interface that has been
  assigned an IPv4 address (other than a loopback address) or if an
  IPv4 address has been assigned to the router itself (to the "loopback
  interface"), then that IPv4 address may be used as the source of
  originated ICMPv4 packets.  If no IPv4 address is available, a Babel
  router could use the experimental mechanism described in Requirement
  R-22 of Section 4.8 of [RFC7600], which consists of using the dummy
  address 192.0.0.8 as the source address of originated ICMPv4 packets.
  Note, however, that using the same address on multiple routers may
  hamper debugging and fault isolation, e.g., when using the
  "traceroute" utility.

4.  Protocol Encoding

  This extension defines the v4-via-v6 AE, whose value is 4.  This AE
  is solely used to tag network prefixes and MUST NOT be used to tag
  neighbour addresses, e.g., in Next Hop or IHU TLVs.

  This extension defines no new TLVs or sub-TLVs.

4.1.  Prefix Encoding

  Network prefixes tagged with AE 4 (v4-via-v6) MUST be encoded and
  decoded just like prefixes tagged with AE 1 (IPv4), as described in
  Section 4.1.5 of [RFC8966].

  A new compression state for AE 4 (v4-via-v6) distinct from that of AE
  1 (IPv4) is introduced and MUST be used for address compression of
  prefixes tagged with AE 4, as described in Sections 4.5 and 4.6.9 of
  [RFC8966]

4.2.  Changes to Existing TLVs

  The following TLVs MAY be tagged with AE 4 (v4-via-v6):

  *  Update (Type = 8)

  *  Route Request (Type = 9)

  *  Seqno Request (Type = 10)

  As AE 4 (v4-via-v6) is suitable only for network prefixes, IHU (Type
  = 5) and Next Hop (Type = 7) TLVs are never sent with AE 4.  Such
  (incorrect) TLVs MUST be ignored upon reception.

4.2.1.  Update

  An Update (Type = 8) TLV with AE 4 (v4-via-v6) is constructed as
  described in Section 4.6.9 of [RFC8966] for AE 1 (IPv4), with the
  following specificities:

  *  The Prefix field is constructed according to Section 4.1.

  *  The Next Hop field is built and parsed as described in Sections
     2.1 and 2.2.

4.2.2.  Requests

  When tagged with the AE 4 (v4-via-v6), Route Request and Seqno
  Request TLVs MUST be constructed and decoded as described in
  Section 4.6 of [RFC8966], and the network prefixes contained within
  them MUST be decoded as described in Section 4.1 (see also
  Section 2.3).

5.  Backwards Compatibility

  This protocol extension adds no new TLVs or sub-TLVs.

  This protocol extension uses a new AE.  As discussed in Appendix D of
  [RFC8966] and specified in the same document, implementations that do
  not understand the present extension will silently ignore the various
  TLVs that use this new AE.  As a result, incompatible versions will
  ignore v4-via-v6 routes.  They will also ignore requests with AE 4
  (v4-via-v6), which, as stated in Section 2.3, are not recommended.

  Using a new AE introduces a new compression state, which is used to
  parse the network prefixes.  As this compression state is separate
  from the states of other AEs, it will not interfere with the
  compression state of unextended nodes.

  This extension reuses the next-hop state from AEs 2 and 3 (IPv6) but
  makes no changes to the way in which it is updated.  Therefore, it
  causes no compatibility issues.

  As mentioned in Section 2.1, ordinary IPv4 announcements are
  preferred to v4-via-v6 announcements when the outgoing interface has
  an assigned IPv4 address; doing otherwise would prevent routers that
  do not implement this extension from learning the route being
  announced.

6.  IANA Considerations

  IANA has allocated value 4 in the "Babel Address Encodings" registry
  as follows:

                     +====+===========+===========+
                     | AE | Name      | Reference |
                     +====+===========+===========+
                     | 4  | v4-via-v6 | RFC 9229  |
                     +----+-----------+-----------+

                                Table 1

7.  Security Considerations

  The extension defined in this document does not fundamentally change
  the security properties of the Babel protocol.  However, by allowing
  IPv4 routes to be propagated across routers that have not been
  assigned IPv4 addresses, it might invalidate the assumptions made by
  network administrators, which could conceivably lead to security
  issues.

  For example, if an island of IPv4-only hosts is separated from the
  IPv4 Internet by routers that have not been assigned IPv4 addresses,
  a network administrator might reasonably assume that the IPv4-only
  hosts are unreachable from the IPv4 Internet.  This assumption is
  broken if the intermediary routers implement the extension described
  in this document, which might expose the IPv4-only hosts to traffic
  from the IPv4 Internet.  If this is undesirable, the flow of IPv4
  traffic must be restricted by the use of suitable filtering rules
  (see Appendix C of [RFC8966]) together with matching packet filters
  in the data plane.

8.  References

8.1.  Normative References

  [RFC0792]  Postel, J., "Internet Control Message Protocol", STD 5,
             RFC 792, DOI 10.17487/RFC0792, September 1981,
             <https://www.rfc-editor.org/info/rfc792>.

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.

  [RFC8966]  Chroboczek, J. and D. Schinazi, "The Babel Routing
             Protocol", RFC 8966, DOI 10.17487/RFC8966, January 2021,
             <https://www.rfc-editor.org/info/rfc8966>.

8.2.  Informative References

  [RFC0826]  Plummer, D., "An Ethernet Address Resolution Protocol: Or
             Converting Network Protocol Addresses to 48.bit Ethernet
             Address for Transmission on Ethernet Hardware", STD 37,
             RFC 826, DOI 10.17487/RFC0826, November 1982,
             <https://www.rfc-editor.org/info/rfc826>.

  [RFC1191]  Mogul, J. and S. Deering, "Path MTU discovery", RFC 1191,
             DOI 10.17487/RFC1191, November 1990,
             <https://www.rfc-editor.org/info/rfc1191>.

  [RFC4821]  Mathis, M. and J. Heffner, "Packetization Layer Path MTU
             Discovery", RFC 4821, DOI 10.17487/RFC4821, March 2007,
             <https://www.rfc-editor.org/info/rfc4821>.

  [RFC4861]  Narten, T., Nordmark, E., Simpson, W., and H. Soliman,
             "Neighbor Discovery for IP version 6 (IPv6)", RFC 4861,
             DOI 10.17487/RFC4861, September 2007,
             <https://www.rfc-editor.org/info/rfc4861>.

  [RFC5549]  Le Faucheur, F. and E. Rosen, "Advertising IPv4 Network
             Layer Reachability Information with an IPv6 Next Hop",
             RFC 5549, DOI 10.17487/RFC5549, May 2009,
             <https://www.rfc-editor.org/info/rfc5549>.

  [RFC7404]  Behringer, M. and E. Vyncke, "Using Only Link-Local
             Addressing inside an IPv6 Network", RFC 7404,
             DOI 10.17487/RFC7404, November 2014,
             <https://www.rfc-editor.org/info/rfc7404>.

  [RFC7600]  Despres, R., Jiang, S., Ed., Penno, R., Lee, Y., Chen, G.,
             and M. Chen, "IPv4 Residual Deployment via IPv6 - A
             Stateless Solution (4rd)", RFC 7600, DOI 10.17487/RFC7600,
             July 2015, <https://www.rfc-editor.org/info/rfc7600>.

Acknowledgments

  This protocol extension was originally designed, described, and
  implemented in collaboration with Theophile Bastian.  Margaret Cullen
  pointed out the issues with ICMP and helped coin the phrase "v4-via-
  v6".  The author is also indebted to Donald Eastlake, Toke Høiland-
  Jørgensen, David Schinazi, and Donald Sharp.

Author's Address

  Juliusz Chroboczek
  IRIF, University of Paris
  Case 7014
  75205 Paris Cedex 13
  France
  Email: [email protected]