Internet Engineering Task Force (IETF)                          T. Pauly
Request for Comments: 9149                                    Apple Inc.
Category: Standards Track                                    D. Schinazi
ISSN: 2070-1721                                               Google LLC
                                                              C.A. Wood
                                                             Cloudflare
                                                             April 2022


                         TLS Ticket Requests

Abstract

  TLS session tickets enable stateless connection resumption for
  clients without server-side, per-client state.  Servers vend an
  arbitrary number of session tickets to clients, at their discretion,
  upon connection establishment.  Clients store and use tickets when
  resuming future connections.  This document describes a mechanism by
  which clients can specify the desired number of tickets needed for
  future connections.  This extension aims to provide a means for
  servers to determine the number of tickets to generate in order to
  reduce ticket waste while simultaneously priming clients for future
  connection attempts.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc9149.

Copyright Notice

  Copyright (c) 2022 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
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  to this document.  Code Components extracted from this document must
  include Revised BSD License text as described in Section 4.e of the
  Trust Legal Provisions and are provided without warranty as described
  in the Revised BSD License.

Table of Contents

  1.  Introduction
    1.1.  Requirements Language
  2.  Use Cases
  3.  Ticket Requests
  4.  IANA Considerations
  5.  Performance Considerations
  6.  Security Considerations
  7.  References
    7.1.  Normative References
    7.2.  Informative References
  Acknowledgements
  Authors' Addresses

1.  Introduction

  As described in [RFC8446], TLS servers vend clients an arbitrary
  number of session tickets at their own discretion in NewSessionTicket
  messages.  There are at least three limitations with this design.

  First, servers vend some (often hard-coded) number of tickets per
  connection.  Some server implementations return a different default
  number of tickets for session resumption than for the initial
  connection that created the session.  No static choice, whether fixed
  or dependent upon resumption, is ideal for all situations.

  Second, clients do not have a way of expressing their desired number
  of tickets, which can impact future connection establishment.  For
  example, clients can open parallel TLS connections to the same server
  for HTTP, or they can race TLS connections across different network
  interfaces.  The latter is especially useful in transport systems
  that implement Happy Eyeballs [RFC8305].  Since clients control
  connection concurrency and resumption, a standard mechanism for
  requesting more than one ticket is desirable for avoiding ticket
  reuse.  See Appendix C.4 of [RFC8446] for discussion of ticket reuse
  risks.

  Third, all tickets in the client's possession ultimately derive from
  some initial connection.  Especially when the client was initially
  authenticated with a client certificate, that session may need to be
  refreshed from time to time.  Consequently, a server may periodically
  force a new connection even when the client presents a valid ticket.
  When that happens, it is possible that any other tickets derived from
  the same original session are equally invalid.  A client avoids a
  full handshake on subsequent connections if it replaces all stored
  tickets with new ones obtained from the just-performed full
  handshake.  The number of tickets the server should vend for a new
  connection may therefore need to be larger than the number for
  routine resumption.

  This document specifies a new TLS extension, "ticket_request", that
  clients can use to express their desired number of session tickets.
  Servers can use this extension as a hint for the number of
  NewSessionTicket messages to vend.  This extension is only applicable
  to TLS 1.3 [RFC8446], DTLS 1.3 [RFC9147], and future versions of
  (D)TLS.

1.1.  Requirements Language

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

2.  Use Cases

  The ability to request one or more tickets is useful for a variety of
  purposes:

  Parallel HTTP connections:  To improve performance, a client may open
     parallel connections.  To avoid ticket reuse, the client may use
     distinct tickets on each connection.  Clients must therefore bound
     the number of parallel connections they initiate by the number of
     tickets in their possession or risk ticket reuse.

  Connection racing:  Happy Eyeballs V2 [RFC8305] describes techniques
     for performing connection racing.  The Transport Services
     Implementation document [TAPS] also describes how connections can
     race across interfaces and address families.  In such cases,
     clients may use more than one ticket while racing connection
     attempts in order to establish one successful connection.  Having
     multiple tickets equips clients with enough tickets to initiate
     connection racing while avoiding ticket reuse and ensuring that
     their cache of tickets does not empty during such races.
     Moreover, as some servers may implement single-use tickets,
     distinct tickets prevent premature ticket invalidation by racing.

  Less ticket waste:  Currently, TLS servers use application-specific,
     and often implementation-specific, logic to determine how many
     tickets to issue.  By moving the burden of ticket count to
     clients, servers do not generate wasteful tickets.  As an example,
     clients might only request one ticket during resumption.
     Moreover, as ticket generation might involve expensive
     computation, e.g., public key cryptographic operations, avoiding
     waste is desirable.

  Decline resumption:  Clients can indicate they do not intend to
     resume a connection by sending a ticket request with count of
     zero.

3.  Ticket Requests

  As discussed in Section 1, clients may want different numbers of
  tickets for new or resumed connections.  Clients may indicate to
  servers their desired number of tickets to receive on a single
  connection, in the case of a new or resumed connection, via the
  following "ticket_request" extension:

  enum {
      ticket_request(58), (65535)
  } ExtensionType;

  Clients MAY send this extension in ClientHello.  It contains the
  following structure:

  struct {
      uint8 new_session_count;
      uint8 resumption_count;
  } ClientTicketRequest;

  new_session_count:  The number of tickets desired by the client if
     the server chooses to negotiate a new connection.

  resumption_count:  The number of tickets desired by the client if the
     server is willing to resume using a ticket presented in this
     ClientHello.

  A client starting a new connection SHOULD set new_session_count to
  the desired number of session tickets and resumption_count to 0.
  Once a client's ticket cache is primed, a resumption_count of 1 is a
  good choice that allows the server to replace each ticket with a new
  ticket without over-provisioning the client with excess tickets.
  However, clients that race multiple connections and place a separate
  ticket in each will ultimately end up with just the tickets from a
  single resumed session.  In that case, clients can send a
  resumption_count equal to the number of connections they are
  attempting in parallel.  (Clients that send a resumption_count less
  than the number of parallel connection attempts might end up with
  zero tickets.)

  When a client presenting a previously obtained ticket finds that the
  server nevertheless negotiates a new connection, the client SHOULD
  assume that any other tickets associated with the same session as the
  presented ticket are also no longer valid for resumption.  This
  includes tickets obtained during the initial (new) connection and all
  tickets subsequently obtained as part of subsequent resumptions.
  Requesting more than one ticket when servers complete a new
  connection helps keep the session cache primed.

  Servers SHOULD NOT send more tickets than requested for the
  connection type selected by the server (new or resumed connection).
  Moreover, servers SHOULD place a limit on the number of tickets they
  are willing to send, whether for new or resumed connections, to save
  resources.  Therefore, the number of NewSessionTicket messages sent
  will typically be the minimum of the server's self-imposed limit and
  the number requested.  Servers MAY send additional tickets, typically
  using the same limit, if the tickets that are originally sent are
  somehow invalidated.

  A server that supports and uses a client "ticket_request" extension
  MUST also send the "ticket_request" extension in the
  EncryptedExtensions message.  It contains the following structure:

  struct {
      uint8 expected_count;
  } ServerTicketRequestHint;

  expected_count:  The number of tickets the server expects to send in
     this connection.

  Servers MUST NOT send the "ticket_request" extension in any handshake
  message, including ServerHello or HelloRetryRequest messages.  A
  client MUST abort the connection with an "illegal_parameter" alert if
  the "ticket_request" extension is present in any server handshake
  message.

  If a client receives a HelloRetryRequest, the presence (or absence)
  of the "ticket_request" extension MUST be maintained in the second
  ClientHello message.  Moreover, if this extension is present, a
  client MUST NOT change the value of ClientTicketRequest in the second
  ClientHello message.

4.  IANA Considerations

  IANA has added the following entry to the "TLS ExtensionType Values"
  registry [RFC8446] [RFC8447]:

     +=======+================+=========+===========+=============+
     | Value | Extension Name | TLS 1.3 | DTLS-Only | Recommended |
     +=======+================+=========+===========+=============+
     | 58    | ticket_request | CH, EE  | N         | Y           |
     +-------+----------------+---------+-----------+-------------+

         Table 1: Addition to TLS ExtensionType Values Registry

5.  Performance Considerations

  Servers can send tickets in NewSessionTicket messages any time after
  the server Finished message (see Section 4.6.1 of [RFC8446]).  A
  server that chooses to send a large number of tickets to a client can
  potentially harm application performance if the tickets are sent
  before application data.  For example, if the transport connection
  has a constrained congestion window, ticket messages could delay
  sending application data.  To avoid this, servers should prioritize
  sending application data over tickets when possible.

6.  Security Considerations

  Ticket reuse is a security and privacy concern.  Moreover, clients
  must take care when pooling tickets as a means of avoiding or
  amortizing handshake costs.  If servers do not rotate session ticket
  encryption keys frequently, clients may be encouraged to obtain and
  use tickets beyond common lifetime windows of, e.g., 24 hours.
  Despite ticket lifetime hints provided by servers, clients SHOULD
  dispose of cached tickets after some reasonable amount of time that
  mimics the session ticket encryption key rotation period.
  Specifically, as specified in Section 4.6.1 of [RFC8446], clients
  MUST NOT cache tickets for longer than 7 days.

  In some cases, a server may send NewSessionTicket messages
  immediately upon sending the server Finished message rather than
  waiting for the client Finished message.  If the server has not
  verified the client's ownership of its IP address, e.g., with the TLS
  cookie extension (see Section 4.2.2 of [RFC8446]), an attacker may
  take advantage of this behavior to create an amplification attack
  proportional to the count value toward a target by performing a
  (DTLS) key exchange over UDP with spoofed packets.  Servers SHOULD
  limit the number of NewSessionTicket messages they send until they
  have verified the client's ownership of its IP address.

  Servers that do not enforce a limit on the number of NewSessionTicket
  messages sent in response to a "ticket_request" extension could leave
  themselves open to DoS attacks, especially if ticket creation is
  expensive.

7.  References

7.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.

  [RFC8446]  Rescorla, E., "The Transport Layer Security (TLS) Protocol
             Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
             <https://www.rfc-editor.org/info/rfc8446>.

  [RFC8447]  Salowey, J. and S. Turner, "IANA Registry Updates for TLS
             and DTLS", RFC 8447, DOI 10.17487/RFC8447, August 2018,
             <https://www.rfc-editor.org/info/rfc8447>.

  [RFC9147]  Rescorla, E., Tschofenig, H., and N. Modadugu, "The
             Datagram Transport Layer Security (DTLS) Protocol Version
             1.3", RFC 9147, DOI 10.17487/RFC9147, April 2022,
             <https://www.rfc-editor.org/info/rfc9147>.

7.2.  Informative References

  [RFC8305]  Schinazi, D. and T. Pauly, "Happy Eyeballs Version 2:
             Better Connectivity Using Concurrency", RFC 8305,
             DOI 10.17487/RFC8305, December 2017,
             <https://www.rfc-editor.org/info/rfc8305>.

  [TAPS]     Brunstrom, A., Ed., Pauly, T., Ed., Enghardt, T., Tiesel,
             P., and M. Welzl, "Implementing Interfaces to Transport
             Services", Work in Progress, Internet-Draft, draft-ietf-
             taps-impl-12, 7 March 2022,
             <https://datatracker.ietf.org/doc/html/draft-ietf-taps-
             impl-12>.

Acknowledgements

  The authors would like to thank David Benjamin, Eric Rescorla, Nick
  Sullivan, Martin Thomson, Hubert Kario, and other members of the TLS
  Working Group for discussions on earlier draft versions of this
  document.  Viktor Dukhovni contributed text allowing clients to send
  multiple counts in a ticket request.

Authors' Addresses

  Tommy Pauly
  Apple Inc.
  One Apple Park Way
  Cupertino, CA 95014
  United States of America
  Email: [email protected]


  David Schinazi
  Google LLC
  1600 Amphitheatre Parkway
  Mountain View, CA 94043
  United States of America
  Email: [email protected]


  Christopher A. Wood
  Cloudflare
  101 Townsend St
  San Francisco, CA 94107
  United States of America
  Email: [email protected]