Internet Engineering Task Force (IETF)                  R.A. Jadhav, Ed.
Request for Comments: 9009                                        Huawei
Category: Standards Track                                     P. Thubert
ISSN: 2070-1721                                                    Cisco
                                                             R.N. Sahoo
                                                                 Z. Cao
                                                                 Huawei
                                                             April 2021


                     Efficient Route Invalidation

Abstract

  This document explains the problems associated with the use of No-
  Path Destination Advertisement Object (NPDAO) messaging in RFC 6550
  and also discusses the requirements for an optimized route
  invalidation messaging scheme.  Further, this document specifies a
  new proactive route invalidation message called the "Destination
  Cleanup Object" (DCO), which fulfills requirements for optimized
  route invalidation messaging.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc9009.

Copyright Notice

  Copyright (c) 2021 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

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  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction
    1.1.  Requirements Language and Terminology
    1.2.  RPL NPDAO Messaging
    1.3.  Why Is NPDAO Messaging Important?
  2.  Problems with the RPL NPDAO Messaging
    2.1.  Lost NPDAO Due to Link Break to the Previous Parent
    2.2.  Invalidating Routes of Dependent Nodes
    2.3.  Possible Route Downtime Caused by Asynchronous Operation of
          the NPDAO and DAO
  3.  Requirements for NPDAO Optimization
    3.1.  Req. #1: Remove Messaging Dependency on the Link to the
          Previous Parent
    3.2.  Req. #2: Route Invalidation for Dependent Nodes at the
          Parent Switching Node
    3.3.  Req. #3: Route Invalidation Should Not Impact Data Traffic
  4.  Changes to RPL Signaling
    4.1.  Change in RPL Route Invalidation Semantics
    4.2.  Transit Information Option Changes
    4.3.  Destination Cleanup Object (DCO)
      4.3.1.  Secure DCO
      4.3.2.  DCO Options
      4.3.3.  Path Sequence in the DCO
      4.3.4.  Destination Cleanup Option Acknowledgment (DCO-ACK)
      4.3.5.  Secure DCO-ACK
    4.4.  DCO Base Rules
    4.5.  Unsolicited DCO
    4.6.  Other Considerations
      4.6.1.  Invalidation of Dependent Nodes
      4.6.2.  NPDAO and DCO in the Same Network
      4.6.3.  Considerations for DCO Retries
      4.6.4.  DCO with Multiple Preferred Parents
  5.  IANA Considerations
    5.1.  New Registry for the Destination Cleanup Object (DCO) Flags
    5.2.  New Registry for the Destination Cleanup Object (DCO)
          Acknowledgment Flags
    5.3.  RPL Rejection Status Values
  6.  Security Considerations
  7.  Normative References
  Appendix A.  Example Messaging
    A.1.  Example DCO Messaging
    A.2.  Example DCO Messaging with Multiple Preferred Parents
  Acknowledgments
  Authors' Addresses

1.  Introduction

  RPL (the Routing Protocol for Low-Power and Lossy Networks) as
  defined in [RFC6550] specifies a proactive distance-vector-based
  routing scheme.  RPL has optional messaging in the form of DAO
  (Destination Advertisement Object) messages, which the 6LBR (6LoWPAN
  Border Router) and 6LR (6LoWPAN Router) can use to learn a route
  towards the downstream nodes. ("6LoWPAN" stands for "IPv6 over Low-
  Power Wireless Personal Area Network".)  In Storing mode, DAO
  messages would result in routing entries being created on all
  intermediate 6LRs from a node's parent all the way towards the 6LBR.

  RPL allows the use of No-Path DAO (NPDAO) messaging to invalidate a
  routing path corresponding to the given target, thus releasing
  resources utilized on that path.  An NPDAO is a DAO message with a
  route lifetime of zero.  It originates at the target node and always
  flows upstream towards the 6LBR.  This document explains the problems
  associated with the use of NPDAO messaging in [RFC6550] and also
  discusses the requirements for an optimized route invalidation
  messaging scheme.  Further, this document specifies a new proactive
  route invalidation message called the "Destination Cleanup Object"
  (DCO), which fulfills requirements for optimized route invalidation
  messaging.

  This document only caters to RPL's Storing Mode of Operation (MOP).
  The Non-Storing MOP does not require the use of an NPDAO for route
  invalidation, since routing entries are not maintained on 6LRs.

1.1.  Requirements Language and Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

  This specification requires readers to be familiar with all the terms
  and concepts that are discussed in "RPL: IPv6 Routing Protocol for
  Low-Power and Lossy Networks" [RFC6550].

  Low-Power and Lossy Network (LLN):
     A network in which both the routers and their interconnects are
     constrained.  LLN routers typically operate with constraints on
     processing power, memory, and energy (battery power).  Their
     interconnects are characterized by high loss rates, low data
     rates, and instability.

  6LoWPAN Router (6LR):
     An intermediate router that is able to send and receive Router
     Advertisements (RAs) and Router Solicitations (RSs) as well as
     forward and route IPv6 packets.

  Directed Acyclic Graph (DAG):
     A directed graph having the property that all edges are oriented
     in such a way that no cycles exist.

  Destination-Oriented DAG (DODAG):
     A DAG rooted at a single destination, i.e., at a single DAG root
     with no outgoing edges.

  6LoWPAN Border Router (6LBR):
     A border router that is a DODAG root and is the edge node for
     traffic flowing in and out of the 6LoWPAN.

  Destination Advertisement Object (DAO):
     DAO messaging allows downstream routes to the nodes to be
     established.

  DODAG Information Object (DIO):
     DIO messaging allows upstream routes to the 6LBR to be
     established.  DIO messaging is initiated at the DAO root.

  Common ancestor node:
     A 6LR/6LBR node that is the first common node between two paths of
     a target node.

  No-Path DAO (NPDAO):
     A DAO message that has a target with a lifetime of 0.  Used for
     the purpose of route invalidation.

  Destination Cleanup Object (DCO):
     A new RPL control message code defined by this document.  DCO
     messaging improves proactive route invalidation in RPL.

  Regular DAO:
     A DAO message with a non-zero lifetime.  Routing adjacencies are
     created or updated based on this message.

  Target node:
     The node switching its parent whose routing adjacencies are
     updated (created/removed).

1.2.  RPL NPDAO Messaging

  RPL uses NPDAO messaging in Storing mode so that the node changing
  its routing adjacencies can invalidate the previous route.  This is
  needed so that nodes along the previous path can release any
  resources (such as the routing entry) they maintain on behalf of the
  target node.

  Throughout this document, we will refer to the topology shown in
  Figure 1:

                                 (6LBR)
                                   |
                                   |
                                   |
                                  (A)
                                  / \
                                 /   \
                                /     \
                              (G)     (H)
                               |       |
                               |       |
                               |       |
                              (B)     (C)
                                \      ;
                                 \    ;
                                  \  ;
                                   (D)
                                   / \
                                  /   \
                                 /     \
                               (E)     (F)

                        Figure 1: Sample Topology

  Node D is connected via preferred parent B.  D has an alternate path
  via C towards the 6LBR.  Node A is the common ancestor for D for
  paths through B-G and C-H.  When D switches from B to C, RPL allows
  sending an NPDAO to B and a regular DAO to C.

1.3.  Why Is NPDAO Messaging Important?

  Resources in LLN nodes are typically constrained.  There is limited
  memory available, and routing entry records are one of the primary
  elements occupying dynamic memory in the nodes.  Route invalidation
  helps 6LR nodes to decide which routing entries can be discarded for
  better use of the limited resources.  Thus, it becomes necessary to
  have an efficient route invalidation mechanism.  Also note that a
  single parent switch may result in a "subtree" switching from one
  parent to another.  Thus, the route invalidation needs to be done on
  behalf of the subtree and not the switching node alone.  In the above
  example, when Node D switches its parent, route updates need to be
  done for the routing table entries of C, H, A, G, and B with
  destinations D, E, and F.  Without efficient route invalidation, a
  6LR may have to hold a lot of stale route entries.

2.  Problems with the RPL NPDAO Messaging

2.1.  Lost NPDAO Due to Link Break to the Previous Parent

  When a node switches its parent, the NPDAO is to be sent to its
  previous parent and a regular DAO to its new parent.  In cases where
  the node switches its parent because of transient or permanent parent
  link/node failure, the NPDAO message may not be received by the
  parent.

2.2.  Invalidating Routes of Dependent Nodes

  RPL does not specify how route invalidation will work for dependent
  nodes in the switching node subDAG, resulting in stale routing
  entries of the dependent nodes.  The only way for a 6LR to invalidate
  the route entries for dependent nodes would be to use route lifetime
  expiry, which could be substantially high for LLNs.

  In the example topology, when Node D switches its parent, Node D
  generates an NPDAO on its own behalf.  There is no NPDAO generated by
  the dependent child Nodes E and F, through the previous path via D to
  B and G, resulting in stale entries on Nodes B and G for Nodes E and
  F.

2.3.  Possible Route Downtime Caused by Asynchronous Operation of the
     NPDAO and DAO

  A switching node may generate both an NPDAO and a DAO via two
  different paths at almost the same time.  It is possible that the
  NPDAO may invalidate the previous route and the regular DAO sent via
  the new path gets lost on the way.  This may result in route
  downtime, impacting downward traffic for the switching node.

  In the example topology, say that Node D switches from parent B to C.
  An NPDAO sent via the previous route may invalidate the previous
  route, whereas there is no way to determine whether the new DAO has
  successfully updated the route entries on the new path.

3.  Requirements for NPDAO Optimization

3.1.  Req. #1: Remove Messaging Dependency on the Link to the Previous
     Parent

  When the switching node sends the NPDAO message to the previous
  parent, it is normal that the link to the previous parent is prone to
  failure (that's why the node decided to switch).  Therefore, it is
  required that the route invalidation does not depend on the previous
  link, which is prone to failure.  The previous link referred to here
  represents the link between the node and its previous parent (from
  which the node is now disassociating).

3.2.  Req. #2: Route Invalidation for Dependent Nodes at the Parent
     Switching Node

  It should be possible to do route invalidation for dependent nodes
  rooted at the switching node.

3.3.  Req. #3: Route Invalidation Should Not Impact Data Traffic

  While sending the NPDAO and DAO messages, it is possible that the
  NPDAO successfully invalidates the previous path, while the newly
  sent DAO gets lost (new path not set up successfully).  This will
  result in downstream unreachability to the node switching paths.
  Therefore, it is desirable that the route invalidation is
  synchronized with the DAO to avoid the risk of route downtime.

4.  Changes to RPL Signaling

4.1.  Change in RPL Route Invalidation Semantics

  As described in Section 1.2, the NPDAO originates at the node
  changing to a new parent and traverses upstream towards the root.  In
  order to solve the problems discussed in Section 2, this document
  adds a new proactive route invalidation message called the
  "Destination Cleanup Object" (DCO), which originates at a common
  ancestor node and flows downstream the old path.  The common ancestor
  node generates a DCO when removing a next hop to a target -- for
  instance, as a delayed response to receiving a regular DAO from
  another child node with a Path Sequence for the target that is the
  same or newer, in which case the DCO transmission is canceled.

  The 6LRs in the path for the DCO take such action as route
  invalidation based on the DCO information and subsequently send
  another DCO with the same information downstream to the next hop(s).
  This operation is similar to how the DAOs are handled on intermediate
  6LRs in the Storing MOP [RFC6550].  Just like the DAO in the Storing
  MOP, the DCO is sent using link-local unicast source and destination
  IPv6 addresses.  Unlike the DAO, which always travels upstream, the
  DCO always travels downstream.

  In Figure 1, when child Node D decides to switch the path from parent
  B to parent C, it sends a regular DAO to Node C with reachability
  information containing the address of D as the target and an
  incremented Path Sequence.  Node C will update the routing table
  based on the reachability information in the DAO and will in turn
  generate another DAO with the same reachability information and
  forward it to H.  Node H recursively follows the same procedure as
  Node C and forwards it to Node A.  When Node A receives the regular
  DAO, it finds that it already has a routing table entry on behalf of
  the Target Address of Node D.  It finds, however, that the next-hop
  information for reaching Node D has changed, i.e., Node D has decided
  to change the paths.  In this case, Node A, which is the common
  ancestor node for Node D along the two paths (previous and new), can
  generate a DCO that traverses the network downwards over the old path
  to the target.  Node A handles normal DAO forwarding to the 6LBR as
  required by [RFC6550].

4.2.  Transit Information Option Changes

  Every RPL message is divided into base message fields and additional
  options, as described in Section 6 of [RFC6550].  The base fields
  apply to the message as a whole, and options are appended to add
  message-specific / use-case-specific attributes.  As an example, a
  DAO message may be attributed by one or more "RPL Target" options
  that specify that the reachability information is for the given
  targets.  Similarly, a Transit Information option may be associated
  with a set of RPL Target options.

  This document specifies a change in the Transit Information option to
  contain the "Invalidate previous route" (I) flag.  This 'I' flag
  signals the common ancestor node to generate a DCO on behalf of the
  target node with a RPL Status of 195, indicating that the address has
  moved.  The 'I' flag is carried in the Transit Information option,
  which augments the reachability information for a given set of one or
  more RPL Targets.  A Transit Information option with the 'I' flag set
  should be carried in the DAO message when route invalidation is
  sought for the corresponding target or targets.

  Value 195 represents the 'U' and 'A' bits in RPL Status, to be set as
  per Figure 6 of [RFC9010], with the lower 6 bits set to the 6LoWPAN
  Neighbor Discovery (ND) Extended Address Registration Option (EARO)
  Status value of 3 indicating 'Moved' as per Table 1 of [RFC8505].

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |   Type = 0x06 | Option Length |E|I|  Flags    | Path Control  |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Path Sequence | Path Lifetime |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Figure 2: Updated Transit Information Option (New 'I' Flag Added)

  I (Invalidate previous route) flag:  The 'I' flag is set by the
     target node to indicate to the common ancestor node that it wishes
     to invalidate any previous route between the two paths.

  [RFC6550] allows the parent address to be sent in the Transit
  Information option, depending on the MOP.  In the case of the Storing
  MOP, the field is usually not needed.  In the case of a DCO, the
  Parent Address field MUST NOT be included.

  Upon receiving a DAO message with a Transit Information option that
  has the 'I' flag set, and as a delayed response removing a routing
  adjacency to the target indicated in the Transit Information option,
  the common ancestor node SHOULD generate a DCO message to the next
  hop associated to that adjacency.  The 'I' flag is intended to give
  the target node control over its own route invalidation, serving as a
  signal to request DCO generation.

4.3.  Destination Cleanup Object (DCO)

  A new ICMPv6 RPL control message code is defined by this
  specification and is referred to as the "Destination Cleanup Object"
  (DCO), which is used for proactive cleanup of state and routing
  information held on behalf of the target node by 6LRs.  The DCO
  message always traverses downstream and cleans up route information
  and other state information associated with the given target.  The
  format of the DCO message is shown in Figure 3.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | RPLInstanceID |K|D|   Flags   |   RPL Status  | DCOSequence   |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                                                               |
    +                                                               +
    |                                                               |
    +                      DODAGID (optional)                       +
    |                                                               |
    +                                                               +
    |                                                               |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |   Option(s)...
    +-+-+-+-+-+-+-+-+

                        Figure 3: DCO Base Object

  RPLInstanceID:  8-bit field indicating the topology instance
     associated with the DODAG, as learned from the DIO.

  K:  The 'K' flag indicates that the recipient of a DCO message is
     expected to send a DCO-ACK back.  If the DCO-ACK is not received
     even after setting the 'K' flag, an implementation may retry the
     DCO at a later time.  The number of retries is implementation and
     deployment dependent and is expected to be kept similar to the
     number of DAO retries [RFC6550].  Section 4.6.3 specifies the
     considerations for DCO retries.  A node receiving a DCO message
     without the 'K' flag set MAY respond with a DCO-ACK, especially to
     report an error condition.  An example error condition could be
     that the node sending the DCO-ACK does not find the routing entry
     for the indicated target.  When the sender does not set the 'K'
     flag, it is an indication that the sender does not expect a
     response, and the sender SHOULD NOT retry the DCO.

  D:  The 'D' flag indicates that the DODAGID field is present.  This
     flag MUST be set when a local RPLInstanceID is used.

  Flags:  The 6 bits remaining unused in the Flags field are reserved
     for future use.  These bits MUST be initialized to zero by the
     sender and MUST be ignored by the receiver.

  RPL Status:  As defined in [RFC6550] and updated in [RFC9010].  The
     root or common parent that generates a DCO is authoritative for
     setting the status information, and the information is unchanged
     as propagated down the DODAG.  This document does not specify a
     differentiated action based on the RPL Status.

  DCOSequence:  8-bit field incremented at each unique DCO message from
     a node and echoed in the DCO-ACK message.  The initial DCOSequence
     can be chosen randomly by the node.  Section 4.4 explains the
     handling of the DCOSequence.

  DODAGID (optional):  128-bit unsigned integer set by a DODAG root
     that uniquely identifies a DODAG.  This field MUST be present when
     the 'D' flag is set and MUST NOT be present if the 'D' flag is not
     set.  The DODAGID is used when a local RPLInstanceID is in use, in
     order to identify the DODAGID that is associated with the
     RPLInstanceID.

4.3.1.  Secure DCO

  A Secure DCO message follows the format shown in [RFC6550], Figure 7,
  where the base message format is the DCO message shown in Figure 3 of
  this document.

4.3.2.  DCO Options

  The DCO message MUST carry at least one RPL Target and the Transit
  Information option and MAY carry other valid options.  This
  specification allows for the DCO message to carry the following
  options:

  0x00  Pad1
  0x01  PadN
  0x05  RPL Target
  0x06  Transit Information
  0x09  RPL Target Descriptor

  Section 6.7 of [RFC6550] defines all the above-mentioned options.
  The DCO carries a RPL Target option and an associated Transit
  Information option with a lifetime of 0x00000000 to indicate a loss
  of reachability to that target.

4.3.3.  Path Sequence in the DCO

  A DCO message includes a Transit Information option for each
  invalidated path.  The value of the Path Sequence counter in the
  Transit Information option allows identification of the freshness of
  the DCO message versus the newest known to the 6LRs along the path
  being removed.  If the DCO is generated by a common parent in
  response to a DAO message, then the Transit Information option in the
  DCO MUST use the value of the Path Sequence as found in the newest
  Transit Information option that was received for that target by the
  common parent.  If a 6LR down the path receives a DCO with a Path
  Sequence that is not newer than the Path Sequence as known from a
  Transit Information option in a DAO message, then the 6LR MUST NOT
  remove its current routing state, and it MUST NOT forward the DCO
  down a path where it is not newer.  If the DCO is newer, the 6LR may
  retain a temporary state to ensure that a DAO that is received later
  with a Transit Information option with an older sequence number is
  ignored.  A Transit Information option in a DAO message that is as
  new as or newer than that in a DCO wins, meaning that the path
  indicated in the DAO is installed and the DAO is propagated.  When
  the DCO is propagated upon a DCO from an upstream parent, the Path
  Sequence MUST be copied from the received DCO.

4.3.4.  Destination Cleanup Option Acknowledgment (DCO-ACK)

  The DCO-ACK message SHOULD be sent as a unicast packet by a DCO
  recipient in response to a unicast DCO message with the 'K' flag set.
  If the 'K' flag is not set, then the receiver of the DCO message MAY
  send a DCO-ACK, especially to report an error condition.  The format
  of the DCO-ACK message is shown in Figure 4.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | RPLInstanceID |D|   Flags     |  DCOSequence  | DCO-ACK Status|
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                                                               |
    +                                                               +
    |                                                               |
    +                      DODAGID (optional)                       +
    |                                                               |
    +                                                               +
    |                                                               |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                      Figure 4: DCO-ACK Base Object

  RPLInstanceID:  8-bit field indicating the topology instance
     associated with the DODAG, as learned from the DIO.

  D:  The 'D' flag indicates that the DODAGID field is present.  This
     flag MUST be set when a local RPLInstanceID is used.

  Flags:  7-bit unused field.  The field MUST be initialized to zero by
     the sender and MUST be ignored by the receiver.

  DCOSequence:  8-bit field.  The DCOSequence in the DCO-ACK is copied
     from the DCOSequence received in the DCO message.

  DCO-ACK Status:  Indicates completion status.  The DCO-ACK Status
     field is defined based on Figure 6 of [RFC9010] defining the RPL
     Status Format.  A StatusValue of 0 along with the 'U' bit set to 0
     indicates Success / Unqualified acceptance as per Figure 6 of
     [RFC9010].  A StatusValue of 1 with the 'U' bit set to 1 indicates
     'No routing entry' as defined in Section 5.3 of this document.

  DODAGID (optional):  128-bit unsigned integer set by a DODAG root
     that uniquely identifies a DODAG.  This field MUST be present when
     the 'D' flag is set and MUST NOT be present when the 'D' flag is
     not set.  The DODAGID is used when a local RPLInstanceID is in
     use, in order to identify the DODAGID that is associated with the
     RPLInstanceID.

4.3.5.  Secure DCO-ACK

  A Secure DCO-ACK message follows the format shown in [RFC6550],
  Figure 7, where the base message format is the DCO-ACK message shown
  in Figure 4 of this document.

4.4.  DCO Base Rules

  1.  If a node sends a DCO message with newer or different information
      than the prior DCO message transmission, it MUST increment the
      DCOSequence field by at least one.  A DCO message transmission
      that is identical to the prior DCO message transmission MAY
      increment the DCOSequence field.  The DCOSequence counter follows
      the sequence counter operation as defined in Section 7.2 of
      [RFC6550].

  2.  The RPLInstanceID and DODAGID fields of a DCO message MUST have
      the same values as those contained in the DAO message in response
      to which the DCO is generated on the common ancestor node.

  3.  A node MAY set the 'K' flag in a unicast DCO message to solicit a
      unicast DCO-ACK in response, in order to confirm the attempt.

  4.  A node receiving a unicast DCO message with the 'K' flag set
      SHOULD respond with a DCO-ACK.  A node receiving a DCO message
      without the 'K' flag set MAY respond with a DCO-ACK, especially
      to report an error condition.

  5.  A node receiving a unicast DCO message MUST verify the stored
      Path Sequence in context to the given target.  If the stored Path
      Sequence is as new as or newer than the Path Sequence received in
      the DCO, then the DCO MUST be dropped.

  6.  A node that sets the 'K' flag in a unicast DCO message but does
      not receive a DCO-ACK in response MAY reschedule the DCO message
      transmission for another attempt, up until an implementation-
      specific number of retries.

  7.  A node receiving a unicast DCO message with its own address in
      the RPL Target option MUST strip off that Target option.  If this
      Target option is the only one in the DCO message, then the DCO
      message MUST be dropped.

  The scope of DCOSequence values is unique to the node that generates
  them.

4.5.  Unsolicited DCO

  A 6LR may generate an unsolicited DCO to unilaterally clean up the
  path on behalf of the target entry.  The 6LR has all the state
  information, namely, the Target Address and the Path Sequence,
  required for generating a DCO in its routing table.  The conditions
  under which a 6LR may generate an unsolicited DCO are beyond the
  scope of this document, but possible reasons could be as follows:

  1.  On route expiry of an entry, a 6LR may decide to graciously clean
      up the entry by initiating a DCO.

  2.  A 6LR needs to entertain higher-priority entries in case the
      routing table is full, thus resulting in eviction of an existing
      routing entry.  In this case, the eviction can be handled
      graciously by using a DCO.

  A DCO that is generated asynchronously to a DAO message and is meant
  to discard all state along the path regardless of the Path Sequence
  MUST use a Path Sequence value of 240 (see Section 7.2 of [RFC6550]).
  This value allows the DCO to win against any established DAO path but
  to lose against a DAO path that is being installed.  Note that if an
  ancestor initiates a unilateral path cleanup on an established path
  using a DCO with a Path Sequence value of 240, the DCO will
  eventually reach the target node, which will thus be informed of the
  path invalidation.

4.6.  Other Considerations

4.6.1.  Invalidation of Dependent Nodes

  The RPL specification [RFC6550] does not provide a mechanism for
  route invalidation for dependent nodes.  This document allows the
  invalidation of dependent nodes.  Dependent nodes will generate their
  respective DAOs to update their paths, and the previous route
  invalidation for those nodes should work in a manner similar to what
  is described for a switching node.  The dependent node may set the
  'I' flag in the Transit Information option as part of a regular DAO
  so as to request invalidation of the previous route from the common
  ancestor node.

  Dependent nodes do not have any indication regarding whether any of
  their parents have in turn decided to switch their parent.  Thus, for
  route invalidation, the dependent nodes may choose to always set the
  'I' flag in all their DAO messages' Transit Information options.
  Note that setting the 'I' flag is not counterproductive even if there
  is no previous route to be invalidated.

4.6.2.  NPDAO and DCO in the Same Network

  The NPDAO mechanism provided in [RFC6550] can still be used in the
  same network where a DCO is used.  NPDAO messaging can be used, for
  example, on route lifetime expiry of the target or when the node
  simply decides to gracefully terminate the RPL session on graceful
  node shutdown.  Moreover, a deployment can have a mix of nodes
  supporting the DCO and the existing NPDAO mechanism.  It is also
  possible that the same node supports both NPDAO and DCO signaling for
  route invalidation.

  Section 9.8 of [RFC6550] states, "When a node removes a node from its
  DAO parent set, it SHOULD send a No-Path DAO message (Section 6.4.3)
  to that removed DAO parent to invalidate the existing route."  This
  document introduces an alternative and more optimized way to perform
  route invalidation, but it also allows existing NPDAO messaging to
  work.  Thus, an implementation has two choices to make when a route
  invalidation is to be initiated:

  1.  Use an NPDAO to invalidate the previous route, and send a regular
      DAO on the new path.

  2.  Send a regular DAO on the new path with the 'I' flag set in the
      Transit Information option such that the common ancestor node
      initiates the DCO message downstream to invalidate the previous
      route.

  This document recommends using option 2, for the reasons specified in
  Section 3 of this document.

  This document assumes that all the 6LRs in the network support this
  specification.  If there are 6LR nodes that do not support this
  document that are in the path of the DCO message transmission, then
  the route invalidation for the corresponding targets (targets that
  are in the DCO message) may not work or may work partially.
  Alternatively, a node could generate an NPDAO if it does not receive
  a DCO with itself as the target within a specified time limit.  The
  specified time limit is deployment specific and depends upon the
  maximum depth of the network and per-hop average latency.  Note that
  sending an NPDAO and a DCO for the same operation would not result in
  unwanted side effects because the acceptability of an NPDAO or a DCO
  depends upon the Path Sequence freshness.

4.6.3.  Considerations for DCO Retries

  A DCO message could be retried by a sender if it sets the 'K' flag
  and does not receive a DCO-ACK.  The DCO retry time could be
  dependent on the maximum depth of the network and average per-hop
  latency.  This could range from 2 seconds to 120 seconds, depending
  on the deployment.  If the latency limits are not known, an
  implementation MUST NOT retry more than once in 3 seconds and MUST
  NOT retry more than three times.

  The number of retries could also be set depending on how critical the
  route invalidation could be for the deployment and the link-layer
  retry configuration.  For networks supporting only Multi-Point to
  Point (MP2P) and Point-to-Multipoint (P2MP) flows, such as in
  Advanced Metering Infrastructure (AMI) and telemetry applications,
  the 6LRs may not be very keen to invalidate routes, unless they are
  highly memory constrained.  For home and building automation networks
  that may have substantial P2P traffic, the 6LRs might be keen to
  invalidate efficiently because it may additionally impact forwarding
  efficiency.

4.6.4.  DCO with Multiple Preferred Parents

  [RFC6550] allows a node to select multiple preferred parents for
  route establishment.  Section 9.2.1 of [RFC6550] specifies, "All DAOs
  generated at the same time for the same target MUST be sent with the
  same Path Sequence in the Transit Information."  Subsequently, when
  route invalidation has to be initiated, an NPDAO, which can be
  initiated with an updated Path Sequence to all the parent nodes
  through which the route is to be invalidated, can be used; see
  [RFC6550].

  With a DCO, the target node itself does not initiate the route
  invalidation; this is left to the common ancestor node.  A common
  ancestor node when it discovers an updated DAO from a new next hop,
  it initiates a DCO.  It is recommended that an implementation
  initiate a DCO after a time period (DelayDCO) such that the common
  ancestor node may receive updated DAOs from all possible next hops.
  This will help to reduce DCO control overhead, i.e., the common
  ancestor can wait for updated DAOs from all possible directions
  before initiating a DCO for route invalidation.  After timeout, the
  DCO needs to be generated for all the next hops for which the route
  invalidation needs to be done.

  This document recommends using a DelayDCO timer value of 1 second.
  This value is inspired by the default DelayDAO timer value of 1
  second [RFC6550].  Here, the hypothesis is that the DAOs from all
  possible parent sets would be received on the common ancestor within
  this time period.

  It is still possible that a DCO is generated before all the updated
  DAOs from all the paths are received.  In this case, the ancestor
  node would start the invalidation procedure for paths from which the
  updated DAO is not received.  The DCO generated in this case would
  start invalidating the segments along these paths on which the
  updated DAOs are not received.  But once the DAO reaches these
  segments, the routing state would be updated along these segments;
  this should not lead to any inconsistent routing states.

  Note that there is no requirement for synchronization between a DCO
  and DAOs.  The DelayDCO timer simply ensures that DCO control
  overhead can be reduced and is only needed when the network contains
  nodes using multiple preferred parents.

5.  IANA Considerations

  IANA has allocated codes for the DCO and DCO-ACK messages from the
  "RPL Control Codes" registry.

  +======+===========================================+===============+
  | Code |                Description                |   Reference   |
  +======+===========================================+===============+
  | 0x07 |         Destination Cleanup Object        | This document |
  +------+-------------------------------------------+---------------+
  | 0x08 | Destination Cleanup Object Acknowledgment | This document |
  +------+-------------------------------------------+---------------+
  | 0x87 |     Secure Destination Cleanup Object     | This document |
  +------+-------------------------------------------+---------------+
  | 0x88 |     Secure Destination Cleanup Object     | This document |
  |      |               Acknowledgment              |               |
  +------+-------------------------------------------+---------------+

            Table 1: New Codes for DCO and DCO-ACK Messages

  IANA has allocated bit 1 from the "Transit Information Option Flags"
  registry for the 'I' flag (Invalidate previous route; see
  Section 4.2).

5.1.  New Registry for the Destination Cleanup Object (DCO) Flags

  IANA has created a registry for the 8-bit Destination Cleanup Object
  (DCO) Flags field.  The "Destination Cleanup Object (DCO) Flags"
  registry is located in the "Routing Protocol for Low Power and Lossy
  Networks (RPL)" registry.

  New bit numbers may be allocated only by IETF Review [RFC8126].  Each
  bit is tracked with the following qualities:

  *  Bit number (counting from bit 0 as the most significant bit)

  *  Capability description

  *  Defining RFC

  The following bits are currently defined:

      +============+==============================+===============+
      | Bit number |         Description          |   Reference   |
      +============+==============================+===============+
      |     0      |     DCO-ACK request (K)      | This document |
      +------------+------------------------------+---------------+
      |     1      | DODAGID field is present (D) | This document |
      +------------+------------------------------+---------------+

                         Table 2: DCO Base Flags

5.2.  New Registry for the Destination Cleanup Object (DCO)
     Acknowledgment Flags

  IANA has created a registry for the 8-bit Destination Cleanup Object
  (DCO) Acknowledgment Flags field.  The "Destination Cleanup Object
  (DCO) Acknowledgment Flags" registry is located in the "Routing
  Protocol for Low Power and Lossy Networks (RPL)" registry.

  New bit numbers may be allocated only by IETF Review [RFC8126].  Each
  bit is tracked with the following qualities:

  *  Bit number (counting from bit 0 as the most significant bit)

  *  Capability description

  *  Defining RFC

  The following bit is currently defined:

      +============+==============================+===============+
      | Bit number |         Description          |   Reference   |
      +============+==============================+===============+
      |     0      | DODAGID field is present (D) | This document |
      +------------+------------------------------+---------------+

                        Table 3: DCO-ACK Base Flag

5.3.  RPL Rejection Status Values

  This document adds a new status value to the "RPL Rejection Status"
  subregistry initially created per Section 12.6 of [RFC9010].

              +=======+==================+===============+
              | Value |     Meaning      |   Reference   |
              +=======+==================+===============+
              |   1   | No routing entry | This document |
              +-------+------------------+---------------+

               Table 4: Rejection Value of the RPL Status

6.  Security Considerations

  This document introduces the ability for a common ancestor node to
  invalidate a route on behalf of the target node.  The common ancestor
  node could be directed to do so by the target node, using the 'I'
  flag in a DCO's Transit Information option.  However, the common
  ancestor node is in a position to unilaterally initiate the route
  invalidation, since it possesses all the required state information,
  namely, the Target Address and the corresponding Path Sequence.
  Thus, a rogue common ancestor node could initiate such an
  invalidation and impact the traffic to the target node.

  The DCO carries a RPL Status value, which is informative.  New Status
  values may be created over time, and a node will ignore an unknown
  Status value.  This enables the RPL Status field to be used as a
  cover channel.  But the channel only works once, since the message
  destroys its own medium, i.e., the existing route that it is
  removing.

  This document also introduces an 'I' flag, which is set by the target
  node and used by the ancestor node to initiate a DCO if the ancestor
  sees an update in the routing adjacency.  However, this flag could be
  spoofed by a malicious 6LR in the path and can cause invalidation of
  an existing active path.  Note that invalidation will work only if
  the Path Sequence condition is also met for the target for which the
  invalidation is attempted.  Having said that, such a malicious 6LR
  may spoof a DAO on behalf of the (sub) child with the 'I' flag set
  and can cause route invalidation on behalf of the (sub) child node.
  Note that by using existing mechanisms offered by [RFC6550], a
  malicious 6LR might also spoof a DAO with a lifetime of zero or
  otherwise cause denial of service by dropping traffic entirely, so
  the new mechanism described in this document does not present a
  substantially increased risk of disruption.

  This document assumes that the security mechanisms as defined in
  [RFC6550] are followed, which means that the common ancestor node and
  all the 6LRs are part of the RPL network because they have the
  required credentials.  A non-secure RPL network needs to take into
  consideration the risks highlighted in this section as well as those
  highlighted in [RFC6550].

  All RPL messages support a secure version of messages; this allows
  integrity protection using either a Message Authentication Code (MAC)
  or a signature.  Optionally, secured RPL messages also have
  encryption protection for confidentiality.

  This document adds new messages (DCO and DCO-ACK) that are
  syntactically similar to existing RPL messages such as DAO and DAO-
  ACK.  Secure versions of DCO and DCO-ACK messages are added in a way
  that is similar to the technique used for other RPL messages (such as
  DAO and DAO-ACK).

  RPL supports three security modes, as mentioned in Section 10.1 of
  [RFC6550]:

  Unsecured:  In this mode, it is expected that the RPL control
     messages are secured by other security mechanisms, such as link-
     layer security.  In this mode, the RPL control messages, including
     DCO and DCO-ACK messages, do not have Security sections.  Also
     note that unsecured mode does not imply that all messages are sent
     without any protection.

  Preinstalled:  In this mode, RPL uses secure messages.  Thus, secure
     versions of DCO and DCO-ACK messages MUST be used in this mode.

  Authenticated:  In this mode, RPL uses secure messages.  Thus, secure
     versions of DCO and DCO-ACK messages MUST be used in this mode.

7.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC6550]  Winter, T., Ed., Thubert, P., Ed., Brandt, A., Hui, J.,
             Kelsey, R., Levis, P., Pister, K., Struik, R., Vasseur,
             JP., and R. Alexander, "RPL: IPv6 Routing Protocol for
             Low-Power and Lossy Networks", RFC 6550,
             DOI 10.17487/RFC6550, March 2012,
             <https://www.rfc-editor.org/info/rfc6550>.

  [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
             Writing an IANA Considerations Section in RFCs", BCP 26,
             RFC 8126, DOI 10.17487/RFC8126, June 2017,
             <https://www.rfc-editor.org/info/rfc8126>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.

  [RFC8505]  Thubert, P., Ed., Nordmark, E., Chakrabarti, S., and C.
             Perkins, "Registration Extensions for IPv6 over Low-Power
             Wireless Personal Area Network (6LoWPAN) Neighbor
             Discovery", RFC 8505, DOI 10.17487/RFC8505, November 2018,
             <https://www.rfc-editor.org/info/rfc8505>.

  [RFC9010]  Thubert, P., Ed. and M. Richardson, "Routing for RPL
             (Routing Protocol for Low-Power and Lossy Networks)
             Leaves", RFC 9010, DOI 10.17487/RFC9010, April 2021,
             <https://www.rfc-editor.org/info/rfc9010>.

Appendix A.  Example Messaging

A.1.  Example DCO Messaging

  In this example, Node D (Figure 1) switches its parent from B to C.
  This example assumes that Node D has already established its own
  route via Node B-G-A-6LBR using pathseq=x.  The example uses DAO and
  DCO messaging conventions and specifies only the required parameters
  to explain the example, namely, the parameter 'tgt', which stands for
  "Target option"; the value of this parameter specifies the address of
  the target node.  The parameter 'pathseq' specifies the Path Sequence
  value carried in the Transit Information option, and the parameter
  'I_flag' specifies the 'I' flag in the Transit Information option.
  The sequence of actions is as follows:

  1.  Node D switches its parent from Node B to Node C.

  2.  D sends a regular DAO(tgt=D,pathseq=x+1,I_flag=1) in the updated
      path to C.

  3.  C checks for a routing entry on behalf of D; since it cannot find
      an entry on behalf of D, it creates a new routing entry and
      forwards the reachability information of the target D to H in a
      DAO(tgt=D,pathseq=x+1,I_flag=1).

  4.  Similar to C, Node H checks for a routing entry on behalf of D,
      cannot find an entry, and hence creates a new routing entry and
      forwards the reachability information of the target D to A in a
      DAO(tgt=D,pathseq=x+1,I_flag=1).

  5.  Node A receives the DAO(tgt=D,pathseq=x+1,I_flag=1) and checks
      for a routing entry on behalf of D.  It finds a routing entry but
      checks that the next hop for target D is different (i.e., Node
      G).  Node A checks the I_flag and generates the
      DCO(tgt=D,pathseq=x+1) to the previous next hop for target D,
      which is G.  Subsequently, Node A updates the routing entry and
      forwards the reachability information of target D upstream using
      the DAO(tgt=D,pathseq=x+1,I_flag=1).

  6.  Node G receives the DCO(tgt=D,pathseq=x+1).  It checks to see if
      the received Path Sequence is later than the stored Path
      Sequence.  If it is later, Node G invalidates the routing entry
      of target D and forwards the (un)reachability information
      downstream to B in the DCO(tgt=D,pathseq=x+1).

  7.  Similarly, B processes the DCO(tgt=D,pathseq=x+1) by invalidating
      the routing entry of target D and forwards the (un)reachability
      information downstream to D.

  8.  D ignores the DCO(tgt=D,pathseq=x+1), since the target is itself.

  9.  The propagation of the DCO will stop at any node where the node
      does not have routing information associated with the target.  If
      cached routing information is present and the cached Path
      Sequence is higher than the value in the DCO, then the DCO is
      dropped.

A.2.  Example DCO Messaging with Multiple Preferred Parents

  As shown in Figure 5, node (N41) selects multiple preferred parents
  (N32) and (N33).  The sequence of actions is listed below the figure.

                                  (6LBR)
                                    |
                                    |
                                    |
                                  (N11)
                                   / \
                                  /   \
                                 /     \
                              (N21)   (N22)
                                /      / \
                               /      /   \
                              /      /     \
                           (N31)  (N32)  (N33)
                               :    |    /
                                :   |   /
                                 :  |  /
                                  (N41)

                       Figure 5: Sample Topology 2

  1.   (N41) sends a DAO(tgt=N41,PS=x,I_flag=1) to (N32) and (N33).
       Here, 'I_flag' refers to the Invalidation flag, and 'PS' refers
       to the Path Sequence in the Transit Information option.

  2.   (N32) sends the DAO(tgt=N41,PS=x,I_flag=1) to (N22).  (N33) also
       sends the DAO(tgt=N41,PS=x,I_flag=1) to (N22).  (N22) learns
       multiple routes for the same destination (N41) through multiple
       next hops.  (N22) may receive the DAOs from (N32) and (N33) in
       any order with the I_flag set.  The implementation should use
       the DelayDCO timer to wait to initiate the DCO.  If (N22)
       receives an updated DAO from all the paths, then the DCO need
       not be initiated in this case.  Thus, the routing table at N22
       should contain (Dst,NextHop,PS): { (N41,N32,x), (N41,N33,x) }.

  3.   (N22) sends the DAO(tgt=N41,PS=x,I_flag=1) to (N11).

  4.   (N11) sends the DAO(tgt=N41,PS=x,I_flag=1) to (6LBR).  Thus, the
       complete path is established.

  5.   (N41) decides to change the preferred parent set from
       { N32, N33 } to { N31, N32 }.

  6.   (N41) sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N32).  (N41)
       sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N31).

  7.   (N32) sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N22).  (N22)
       has multiple routes to destination (N41).  It sees that a new
       Path Sequence for Target=N41 is received and thus waits for a
       predetermined time period (the DelayDCO time period) to
       invalidate another route { (N41),(N33),x }.  After the time
       period, (N22) sends the DCO(tgt=N41,PS=x+1) to (N33).  Also
       (N22) sends the regular DAO(tgt=N41,PS=x+1,I_flag=1) to (N11).

  8.   (N33) receives the DCO(tgt=N41,PS=x+1).  The received Path
       Sequence is the latest and thus invalidates the entry associated
       with the target (N41).  (N33) then sends the DCO(tgt=N41,PS=x+1)
       to (N41).  (N41) sees itself as the target and drops the DCO.

  9.   From Step 6 above, (N31) receives the
       DAO(tgt=N41,PS=x+1,I_flag=1).  It creates a routing entry and
       sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N21).  Similarly,
       (N21) receives the DAO and subsequently sends the
       DAO(tgt=N41,PS=x+1,I_flag=1) to (N11).

  10.  (N11) receives the DAO(tgt=N41,PS=x+1,I_flag=1) from (N21).  It
       waits for the DelayDCO timer, since it has multiple routes to
       (N41).  (N41) will receive the DAO(tgt=N41,PS=x+1,I_flag=1) from
       (N22) from Step 7 above.  Thus, (N11) has received the regular
       DAO(tgt=N41,PS=x+1,I_flag=1) from all paths and thus does not
       initiate the DCO.

  11.  (N11) forwards the DAO(tgt=N41,PS=x+1,I_flag=1) to (6LBR), and
       the full path is established.

Acknowledgments

  Many thanks to Alvaro Retana, Cenk Gundogan, Simon Duquennoy,
  Georgios Papadopoulos, and Peter van der Stok for their review and
  comments.  Alvaro Retana helped shape this document's final version
  with critical review comments.

Authors' Addresses

  Rahul Arvind Jadhav (editor)
  Huawei
  Whitefield
  Kundalahalli Village
  Bangalore 560037
  Karnataka
  India

  Phone: +91-080-49160700
  Email: [email protected]


  Pascal Thubert
  Cisco Systems, Inc.
  Building D
  45 Allee des Ormes - BP1200
  06254 MOUGINS - Sophia Antipolis
  France

  Phone: +33-497-23-26-34
  Email: [email protected]


  Rabi Narayan Sahoo
  Huawei
  Whitefield
  Kundalahalli Village
  Bangalore 560037
  Karnataka
  India

  Phone: +91-080-49160700
  Email: [email protected]


  Zhen Cao
  Huawei
  W Chang'an Ave
  Beijing
  China

  Email: [email protected]