Internet Engineering Task Force (IETF)                         K. Larose
Request for Comments: 8952                                      Agilicus
Category: Informational                                        D. Dolson
ISSN: 2070-1721
                                                                 H. Liu
                                                                 Google
                                                          November 2020


                     Captive Portal Architecture

Abstract

  This document describes a captive portal architecture.  Network
  provisioning protocols such as DHCP or Router Advertisements (RAs),
  an optional signaling protocol, and an HTTP API are used to provide
  the solution.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for informational purposes.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Not all documents
  approved by the IESG are candidates for any level of Internet
  Standard; see Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8952.

Copyright Notice

  Copyright (c) 2020 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
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  publication of this document.  Please review these documents
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  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction
    1.1.  Requirements Language
    1.2.  Terminology
  2.  Components
    2.1.  User Equipment
    2.2.  Provisioning Service
      2.2.1.  DHCP or Router Advertisements
      2.2.2.  Provisioning Domains
    2.3.  Captive Portal API Server
    2.4.  Captive Portal Enforcement Device
    2.5.  Captive Portal Signal
    2.6.  Component Diagram
  3.  User Equipment Identity
    3.1.  Identifiers
    3.2.  Recommended Properties
      3.2.1.  Uniquely Identify User Equipment
      3.2.2.  Hard to Spoof
      3.2.3.  Visible to the API Server
      3.2.4.  Visible to the Enforcement Device
    3.3.  Evaluating Types of Identifiers
    3.4.  Example Identifier Types
      3.4.1.  Physical Interface
      3.4.2.  IP Address
      3.4.3.  Media Access Control (MAC) Address
    3.5.  Context-Free URI
  4.  Solution Workflow
    4.1.  Initial Connection
    4.2.  Conditions about to Expire
    4.3.  Handling of Changes in Portal URI
  5.  IANA Considerations
  6.  Security Considerations
    6.1.  Trusting the Network
    6.2.  Authenticated APIs
    6.3.  Secure APIs
    6.4.  Risks Associated with the Signaling Protocol
    6.5.  User Options
    6.6.  Privacy
  7.  References
    7.1.  Normative References
    7.2.  Informative References
  Appendix A.  Existing Captive Portal Detection Implementations
  Acknowledgments
  Authors' Addresses

1.  Introduction

  In this document, "Captive Portal" is used to describe a network to
  which a device may be voluntarily attached, such that network access
  is limited until some requirements have been fulfilled.  Typically, a
  user is required to use a web browser to fulfill requirements imposed
  by the network operator, such as reading advertisements, accepting an
  acceptable-use policy, or providing some form of credentials.

  Implementations of captive portals generally require a web server,
  some method to allow/block traffic, and some method to alert the
  user.  Common methods of alerting the user in implementations prior
  to this work involve modifying HTTP or DNS traffic.

  This document describes an architecture for implementing captive
  portals while addressing most of the problems arising for current
  captive portal mechanisms.  The architecture is guided by these
  requirements:

  *  Current captive portal solutions typically implement some
     variations of forging DNS or HTTP responses.  Some attempt man-in-
     the-middle (MITM) proxy of HTTPS in order to forge responses.
     Captive portal solutions should not have to break any protocols or
     otherwise act in the manner of an attacker.  Therefore, solutions
     MUST NOT require the forging of responses from DNS or HTTP servers
     or from any other protocol.

  *  Solutions MUST permit clients to perform DNSSEC validation, which
     rules out solutions that forge DNS responses.  Solutions SHOULD
     permit clients to detect and avoid TLS man-in-the-middle attacks
     without requiring a human to perform any kind of "exception"
     processing.

  *  To maximize universality and adoption, solutions MUST operate at
     the layer of Internet Protocol (IP) or above, not being specific
     to any particular access technology such as cable, Wi-Fi, or
     mobile telecom.

  *  Solutions SHOULD allow a device to query the network to determine
     whether the device is captive, without the solution being coupled
     to forging intercepted protocols or requiring the device to make
     sacrificial queries to "canary" URIs to check for response
     tampering (see Appendix A).  Current captive portal solutions that
     work by affecting DNS or HTTP generally only function as intended
     with browsers, breaking other applications using those protocols;
     applications using other protocols are not alerted that the
     network is a captive portal.

  *  The state of captivity SHOULD be explicitly available to devices
     via a standard protocol, rather than having to infer the state
     indirectly.

  *  The architecture MUST provide a path of incremental migration,
     acknowledging the existence of a huge variety of pre-existing
     portals and end-user device implementations and software versions.
     This requirement is not to recommend or standardize existing
     approaches, but rather to provide device and portal implementors a
     path to a new standard.

  A side benefit of the architecture described in this document is that
  devices without user interfaces are able to identify parameters of
  captivity.  However, this document does not describe a mechanism for
  such devices to negotiate for unrestricted network access.  A future
  document could provide a solution to devices without user interfaces.
  This document focuses on devices with user interfaces.

  The architecture uses the following mechanisms:

  *  Network provisioning protocols provide end-user devices with a
     Uniform Resource Identifier (URI) [RFC3986] for the API that end-
     user devices query for information about what is required to
     escape captivity.  DHCP, DHCPv6, and Router Advertisement options
     for this purpose are available in [RFC8910].  Other protocols
     (such as RADIUS), Provisioning Domains [CAPPORT-PVD], or static
     configuration may also be used to convey this Captive Portal API
     URI.  A device MAY query this API at any time to determine whether
     the network is holding the device in a captive state.

  *  A Captive Portal can signal User Equipment in response to
     transmissions by the User Equipment.  This signal works in
     response to any Internet protocol and is not done by modifying
     protocols in band.  This signal does not carry the Captive Portal
     API URI; rather, it provides a signal to the User Equipment that
     it is in a captive state.

  *  Receipt of a Captive Portal Signal provides a hint that User
     Equipment could be captive.  In response, the device MAY query the
     provisioned API to obtain information about the network state.
     The device can take immediate action to satisfy the portal
     (according to its configuration/policy).

  The architecture attempts to provide confidentiality, authentication,
  and safety mechanisms to the extent possible.

1.1.  Requirements Language

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

1.2.  Terminology

  Captive Portal
     A network that limits the communication of attached devices to
     restricted hosts until the user has satisfied Captive Portal
     Conditions, after which access is permitted to a wider set of
     hosts (typically the Internet).

  Captive Portal Conditions
     Site-specific requirements that a user or device must satisfy in
     order to gain access to the wider network.

  Captive Portal Enforcement Device
     The network equipment that enforces the traffic restriction.  Also
     known as "Enforcement Device".

  Captive Portal User Equipment
     A device that has voluntarily joined a network for purposes of
     communicating beyond the constraints of the Captive Portal.  Also
     known as "User Equipment".

  User Portal
     The web server providing a user interface for assisting the user
     in satisfying the conditions to escape captivity.

  Captive Portal API
     An HTTP API allowing User Equipment to query information about its
     state of captivity within the Captive Portal.  This information
     might include how to obtain full network access (e.g., by visiting
     a URI).  Also known as "API".

  Captive Portal API Server
     A server hosting the Captive Portal API.  Also known as "API
     Server".

  Captive Portal Signal
     A notification from the network used to signal to the User
     Equipment that the state of its captivity could have changed.

  Captive Portal Signaling Protocol
     The protocol for communicating Captive Portal Signals.  Also known
     as "Signaling Protocol".

  Captive Portal Session
     Also referred to simply as the "Session", a Captive Portal Session
     is the association for a particular User Equipment instance that
     starts when it interacts with the Captive Portal and gains open
     access to the network and ends when the User Equipment moves back
     into the original captive state.  The Captive Network maintains
     the state of each active Session and can limit Sessions based on a
     length of time or a number of bytes used.  The Session is
     associated with a particular User Equipment instance using the
     User Equipment's identifier (see Section 3).

2.  Components

2.1.  User Equipment

  The User Equipment is the device that a user desires to be attached
  to a network with full access to all hosts on the network (e.g., to
  have Internet access).  The User Equipment communication is typically
  restricted by the Enforcement Device, described in Section 2.4, until
  site-specific requirements have been met.

  This document only considers devices with web browsers, with web
  applications being the means of satisfying Captive Portal Conditions.
  An example of such User Equipment is a smart phone.

  The User Equipment:

  *  SHOULD support provisioning of the URI for the Captive Portal API
     (e.g., by DHCP).

  *  SHOULD distinguish Captive Portal API access per network
     interface, in the manner of Provisioning Domain Architecture
     [RFC7556].

  *  SHOULD have a non-spoofable mechanism for notifying the user of
     the Captive Portal.

  *  SHOULD have a web browser so that the user may navigate to the
     User Portal.

  *  SHOULD support updates to the Captive Portal API URI from the
     Provisioning Service.

  *  MAY prevent applications from using networks that do not grant
     full network access.  For example, a device connected to a mobile
     network may be connecting to a captive Wi-Fi network; the
     operating system could avoid updating the default route to a
     device on the captive Wi-Fi network until network access
     restrictions have been lifted (excepting access to the User
     Portal) in the new network.  This has been termed "make before
     break".

  None of the above requirements are mandatory because (a) we do not
  wish to say users or devices must seek full access to the Captive
  Portal, (b) the requirements may be fulfilled by manually visiting
  the captive portal web application, and (c) legacy devices must
  continue to be supported.

  If User Equipment supports the Captive Portal API, it MUST validate
  the API Server's TLS certificate (see [RFC2818]) according to the
  procedures in [RFC6125].  The API Server's URI is obtained via a
  network provisioning protocol, which will typically provide a
  hostname to be used in TLS server certificate validation, against a
  DNS-ID in the server certificate.  If the API Server is identified by
  IP address, the iPAddress subjectAltName is used to validate the
  server certificate.  An Enforcement Device SHOULD allow access to any
  services that User Equipment could need to contact to perform
  certificate validation, such as Online Certificate Status Protocol
  (OCSP) responders, Certificate Revocation Lists (CRLs), and NTP
  servers; see Section 4.1 of [RFC8908] for more information.  If
  certificate validation fails, User Equipment MUST NOT make any calls
  to the API Server.

  The User Equipment can store the last response it received from the
  Captive Portal API as a cached view of its state within the Captive
  Portal.  This state can be used to determine whether its Captive
  Portal Session is near expiry.  For example, the User Equipment might
  compare a timestamp indicating when the Session expires to the
  current time.  Storing state in this way can reduce the need for
  communication with the Captive Portal API.  However, it could lead to
  the state becoming stale if the User Equipment's view of the relevant
  conditions (byte quota, for example) is not consistent with the
  Captive Portal API's.

2.2.  Provisioning Service

  The Provisioning Service is primarily responsible for providing a
  Captive Portal API URI to the User Equipment when it connects to the
  network, and later if the URI changes.  The Provisioning Service
  could also be the same service that is responsible for provisioning
  the User Equipment for access to the Captive Portal (e.g., by
  providing it with an IP address).  This section discusses two
  mechanisms that may be used to provide the Captive Portal API URI to
  the User Equipment.

2.2.1.  DHCP or Router Advertisements

  A standard for providing a Captive Portal API URI using DHCP or
  Router Advertisements is described in [RFC8910].  The captive portal
  architecture expects this URI to indicate the API described in
  Section 2.3.

2.2.2.  Provisioning Domains

  [CAPPORT-PVD] proposes a mechanism for User Equipment to be provided
  with Provisioning Domain (PvD) Bootstrap Information containing the
  URI for the API described in Section 2.3.

2.3.  Captive Portal API Server

  The purpose of a Captive Portal API is to permit a query of Captive
  Portal state without interrupting the user.  This API thereby removes
  the need for User Equipment to perform clear-text "canary" (see
  Appendix A) queries to check for response tampering.

  The URI of this API will have been provisioned to the User Equipment.
  (Refer to Section 2.2.)

  This architecture expects the User Equipment to query the API when
  the User Equipment attaches to the network and multiple times
  thereafter.  Therefore, the API MUST support multiple repeated
  queries from the same User Equipment and return the state of
  captivity for the equipment.

  At minimum, the API MUST provide the state of captivity.  Further,
  the API MUST be able to provide a URI for the User Portal.  The
  scheme for the URI MUST be "https" so that the User Equipment
  communicates with the User Portal over TLS.

  If the API receives a request for state that does not correspond to
  the requesting User Equipment, the API SHOULD deny access.  Given
  that the API might use the User Equipment's identifier for
  authentication, this requirement motivates Section 3.2.2.

  A caller to the API needs to be presented with evidence that the
  content it is receiving is for a version of the API that it supports.
  For an HTTP-based interaction, such as in [RFC8908], this might be
  achieved by using a content type that is unique to the protocol.

  When User Equipment receives Captive Portal Signals, the User
  Equipment MAY query the API to check its state of captivity.  The
  User Equipment SHOULD rate-limit these API queries in the event of
  the signal being flooded.  (See Section 6.)

  The API MUST be extensible to support future use cases by allowing
  extensible information elements.

  The API MUST use TLS to ensure server authentication.  The
  implementation of the API MUST ensure both confidentiality and
  integrity of any information provided by or required by it.

  This document does not specify the details of the API.

2.4.  Captive Portal Enforcement Device

  The Enforcement Device component restricts the network access of User
  Equipment according to the site-specific policy.  Typically, User
  Equipment is permitted access to a small number of services
  (according to the policies of the network provider) and is denied
  general network access until it satisfies the Captive Portal
  Conditions.

  The Enforcement Device component:

  *  Allows traffic to pass for User Equipment that is permitted to use
     the network and has satisfied the Captive Portal Conditions.

  *  Blocks (discards) traffic according to the site-specific policy
     for User Equipment that has not yet satisfied the Captive Portal
     Conditions.

  *  Optionally signals User Equipment using the Captive Portal
     Signaling Protocol if certain traffic is blocked.

  *  Permits User Equipment that has not satisfied the Captive Portal
     Conditions to access necessary APIs and web pages to fulfill
     requirements for escaping captivity.

  *  Updates allow/block rules per User Equipment in response to
     operations from the User Portal.

2.5.  Captive Portal Signal

  When User Equipment first connects to a network, or when there are
  changes in status, the Enforcement Device could generate a signal
  toward the User Equipment.  This signal indicates that the User
  Equipment might need to contact the API Server to receive updated
  information.  For instance, this signal might be generated when the
  end of a Session is imminent or when network access was denied.  For
  simplicity, and to reduce the attack surface, all signals SHOULD be
  considered equivalent by the User Equipment as a hint to contact the
  API.  If future solutions have multiple signal types, each type
  SHOULD be rate-limited independently.

  An Enforcement Device MUST rate-limit any signal generated in
  response to these conditions.  See Section 6.4 for a discussion of
  risks related to a Captive Portal Signal.

2.6.  Component Diagram

  The following diagram shows the communication between each component
  in the case where the Captive Portal has a User Portal and the User
  Equipment chooses to visit the User Portal in response to discovering
  and interacting with the API Server.

  o . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . o
  . CAPTIVE PORTAL                                                .
  . +------------+  Join Network               +--------------+   .
  . |            |+--------------------------->| Provisioning |   .
  . |            |  Provision API URI          |  Service     |   .
  . |            |<---------------------------+|              |   .
  . |   User     |                             +--------------+   .
  . | Equipment  |  Query captivity status     +-------------+    .
  . |            |+--------------------------->|  API        |    .
  . |            |  Captivity status response  |  Server     |    .
  . |            |<---------------------------+|             |    .
  . |            |                             +------+------+    .
  . |            |                                    | Status    .
  . |            | Portal UI page requests     +------+------+    .
  . |            |+--------------------------->|             |    .
  . |            | Portal UI pages             | User Portal |    .
  . |            |<---------------------------+|             |    .
  . +------------+                             |             |    .
  .     ^   ^ |                                +-------------+    .
  .     |   | | Data to/from ext. network               |         .
  .     |   | +-----------------> +---------------+  Allow/Deny   .
  .     |   +--------------------+|               |    Rules      .
  .     |                         | Enforcement   |     |         .
  .     |   Captive Portal Signal | Device        |<----+         .
  .     +-------------------------+---------------+               .
  .                                      ^ |                      .
  .                                      | |                      .
  .                          Data to/from external network        .
  .                                      | |                      .
  o . . . . . . . . . . . . . . . . . . .| |. . . . . . . . . . . o
                                         | v
                                    EXTERNAL NETWORK

         Figure 1: Captive Portal Architecture Component Diagram

  In the diagram:

  *  During provisioning (e.g., DHCP), and possibly later, the User
     Equipment acquires the Captive Portal API URI.

  *  The User Equipment queries the API to learn of its state of
     captivity.  If captive, the User Equipment presents the portal
     user interface from the User Portal to the user.

  *  Based on user interaction, the User Portal directs the Enforcement
     Device to either allow or deny external network access for the
     User Equipment.

  *  The User Equipment attempts to communicate to the external network
     through the Enforcement Device.

  *  The Enforcement Device either allows the User Equipment's packets
     to the external network or blocks the packets.  If blocking
     traffic and a signal has been implemented, it may respond with a
     Captive Portal Signal.

  The Provisioning Service, API Server, and User Portal are described
  as discrete functions.  An implementation might provide the multiple
  functions within a single entity.  Furthermore, these functions,
  combined or not, as well as the Enforcement Device, could be
  replicated for redundancy or scale.

3.  User Equipment Identity

  Multiple components in the architecture interact with both the User
  Equipment and each other.  Since the User Equipment is the focus of
  these interactions, the components must be able to both identify the
  User Equipment from their interactions with it and agree on the
  identity of the User Equipment when interacting with each other.

  The methods by which the components interact restrict the type of
  information that may be used as an identifying characteristic.  This
  section discusses the identifying characteristics.

3.1.  Identifiers

  An identifier is a characteristic of the User Equipment used by the
  components of a Captive Portal to uniquely determine which specific
  User Equipment instance is interacting with them.  An identifier can
  be a field contained in packets sent by the User Equipment to the
  external network.  Or, an identifier can be an ephemeral property not
  contained in packets destined for the external network, but instead
  correlated with such information through knowledge available to the
  different components.

3.2.  Recommended Properties

  The set of possible identifiers is quite large.  However, in order to
  be considered a good identifier, an identifier SHOULD meet the
  following criteria.  Note that the optimal identifier will likely
  change depending on the position of the components in the network as
  well as the information available to them.  An identifier SHOULD:

  *  uniquely identify the User Equipment

  *  be hard to spoof

  *  be visible to the API Server

  *  be visible to the Enforcement Device

  An identifier might only apply to the current point of network
  attachment.  If the device moves to a different network location, its
  identity could change.

3.2.1.  Uniquely Identify User Equipment

  The Captive Portal MUST associate the User Equipment with an
  identifier that is unique among all of the User Equipment interacting
  with the Captive Portal at that time.

  Over time, the User Equipment assigned to an identifier value MAY
  change.  Allowing the identified device to change over time ensures
  that the space of possible identifying values need not be overly
  large.

  Independent Captive Portals MAY use the same identifying value to
  identify different User Equipment instances.  Allowing independent
  captive portals to reuse identifying values allows the identifier to
  be a property of the local network, expanding the space of possible
  identifiers.

3.2.2.  Hard to Spoof

  A good identifier does not lend itself to being easily spoofed.  At
  no time should it be simple or straightforward for one User Equipment
  instance to pretend to be another User Equipment instance, regardless
  of whether both are active at the same time.  This property is
  particularly important when the User Equipment identifier is
  referenced externally by devices such as billing systems or when the
  identity of the User Equipment could imply liability.

3.2.3.  Visible to the API Server

  Since the API Server will need to perform operations that rely on the
  identity of the User Equipment, such as answering a query about
  whether the User Equipment is captive, the API Server needs to be
  able to relate a request to the User Equipment making the request.

3.2.4.  Visible to the Enforcement Device

  The Enforcement Device will decide on a per-packet basis whether the
  packet should be forwarded to the external network.  Since this
  decision depends on which User Equipment instance sent the packet,
  the Enforcement Device requires that it be able to map the packet to
  its concept of the User Equipment.

3.3.  Evaluating Types of Identifiers

  To evaluate whether a type of identifier is appropriate, one should
  consider every recommended property from the perspective of
  interactions among the components in the architecture.  When
  comparing identifier types, choose the one that best satisfies all of
  the recommended properties.  The architecture does not provide an
  exact measure of how well an identifier type satisfies a given
  property; care should be taken in performing the evaluation.

3.4.  Example Identifier Types

  This section provides some example identifier types, along with some
  evaluation of whether they are suitable types.  The list of
  identifier types is not exhaustive; other types may be used.  An
  important point to note is that whether a given identifier type is
  suitable depends heavily on the capabilities of the components and
  where in the network the components exist.

3.4.1.  Physical Interface

  The physical interface by which the User Equipment is attached to the
  network can be used to identify the User Equipment.  This identifier
  type has the property of being extremely difficult to spoof: the User
  Equipment is unaware of the property; one User Equipment instance
  cannot manipulate its interactions to appear as though it is another.

  Further, if only a single User Equipment instance is attached to a
  given physical interface, then the identifier will be unique.  If
  multiple User Equipment instances are attached to the network on the
  same physical interface, then this type is not appropriate.

  Another consideration related to uniqueness of the User Equipment is
  that if the attached User Equipment changes, both the API Server and
  the Enforcement Device MUST invalidate their state related to the
  User Equipment.

  The Enforcement Device needs to be aware of the physical interface,
  which constrains the environment; it must either be part of the
  device providing physical access (e.g., implemented in firmware), or
  packets traversing the network must be extended to include
  information about the source physical interface (e.g., a tunnel).

  The API Server faces a similar problem, implying that it should co-
  exist with the Enforcement Device or that the Enforcement Device
  should extend requests to it with the identifying information.

3.4.2.  IP Address

  A natural identifier type to consider is the IP address of the User
  Equipment.  At any given time, no device on the network can have the
  same IP address without causing the network to malfunction, so it is
  appropriate from the perspective of uniqueness.

  However, it may be possible to spoof the IP address, particularly for
  malicious reasons where proper functioning of the network is not
  necessary for the malicious actor.  Consequently, any solution using
  the IP address SHOULD proactively try to prevent spoofing of the IP
  address.  Similarly, if the mapping of IP address to User Equipment
  is changed, the components of the architecture MUST remove or update
  their mapping to prevent spoofing.  Demonstrations of return
  routability, such as that required for TCP connection establishment,
  might be sufficient defense against spoofing, though this might not
  be sufficient in networks that use broadcast media (such as some
  wireless networks).

  Since the IP address may traverse multiple segments of the network,
  more flexibility is afforded to the Enforcement Device and the API
  Server; they simply must exist on a segment of the network where the
  IP address is still unique.  However, consider that a NAT may be
  deployed between the User Equipment and the Enforcement Device.  In
  such cases, it is possible for the components to still uniquely
  identify the device if they are aware of the port mapping.

  In some situations, the User Equipment may have multiple IP addresses
  (either IPv4, IPv6, or a dual-stack [RFC4213] combination) while
  still satisfying all of the recommended properties.  This raises some
  challenges to the components of the network.  For example, if the
  User Equipment tries to access the network with multiple IP
  addresses, should the Enforcement Device and API Server treat each IP
  address as a unique User Equipment instance, or should it tie the
  multiple addresses together into one view of the subscriber?  An
  implementation MAY do either.  Attention should be paid to IPv6 and
  the fact that it is expected for a device to have multiple IPv6
  addresses on a single link.  In such cases, identification could be
  performed by subnet, such as the /64 to which the IP belongs.

3.4.3.  Media Access Control (MAC) Address

  The MAC address of a device is often used as an identifier in
  existing implementations.  This document does not discuss the use of
  MAC addresses within a captive portal system, but they can be used as
  an identifier type, subject to the criteria in Section 3.2.

3.5.  Context-Free URI

  A Captive Portal API needs to present information to clients that is
  unique to that client.  To do this, some systems use information from
  the context of a request, such as the source address, to identify the
  User Equipment.

  Using information from context rather than information from the URI
  allows the same URI to be used for different clients.  However, it
  also means that the resource is unable to provide relevant
  information if the User Equipment makes a request using a different
  network path.  This might happen when User Equipment has multiple
  network interfaces.  It might also happen if the address of the API
  provided by DNS depends on where the query originates (as in split
  DNS [RFC8499]).

  Accessing the API MAY depend on contextual information.  However, the
  URIs provided in the API SHOULD be unique to the User Equipment and
  not dependent on contextual information to function correctly.

  Though a URI might still correctly resolve when the User Equipment
  makes the request from a different network, it is possible that some
  functions could be limited to when the User Equipment makes requests
  using the Captive Portal.  For example, payment options could be
  absent or a warning could be displayed to indicate the payment is not
  for the current connection.

  URIs could include some means of identifying the User Equipment in
  the URIs.  However, including unauthenticated User Equipment
  identifiers in the URI may expose the service to spoofing or replay
  attacks.

4.  Solution Workflow

  This section aims to improve understanding by describing a possible
  workflow of solutions adhering to the architecture.  Note that the
  section is not normative; it describes only a subset of possible
  implementations.

4.1.  Initial Connection

  This section describes a possible workflow when User Equipment
  initially joins a Captive Portal.

  1.  The User Equipment joins the Captive Portal by acquiring a DHCP
      lease, RA, or similar, acquiring provisioning information.

  2.  The User Equipment learns the URI for the Captive Portal API from
      the provisioning information (e.g., [RFC8910]).

  3.  The User Equipment accesses the Captive Portal API to receive
      parameters of the Captive Portal, including the User Portal URI.
      (This step replaces the clear-text query to a canary URI.)

  4.  If necessary, the user navigates to the User Portal to gain
      access to the external network.

  5.  If the user interacted with the User Portal to gain access to the
      external network in the previous step, the User Portal indicates
      to the Enforcement Device that the User Equipment is allowed to
      access the external network.

  6.  The User Equipment attempts a connection outside the Captive
      Portal.

  7.  If the requirements have been satisfied, the access is permitted;
      otherwise, the "Expired" behavior occurs.

  8.  The User Equipment accesses the network until conditions expire.

4.2.  Conditions about to Expire

  This section describes a possible workflow when access is about to
  expire.

  1.  Precondition: the API has provided the User Equipment with a
      duration over which its access is valid.

  2.  The User Equipment is communicating with the outside network.

  3.  The User Equipment detects that the length of time left for its
      access has fallen below a threshold by comparing its stored
      expiry time with the current time.

  4.  The User Equipment visits the API again to validate the expiry
      time.

  5.  If expiry is still imminent, the User Equipment prompts the user
      to access the User Portal URI again.

  6.  The user accepts the prompt displayed by the User Equipment.

  7.  The user extends their access through the User Portal via the
      User Equipment's user interface.

  8.  The User Equipment's access to the outside network continues
      uninterrupted.

4.3.  Handling of Changes in Portal URI

  A different Captive Portal API URI could be returned in the following
  cases:

  *  If DHCP is used, a lease renewal/rebind may return a different
     Captive Portal API URI.

  *  If RA is used, a new Captive Portal API URI may be specified in a
     new RA message received by end User Equipment.

  When the Provisioning Service updates the Captive Portal API URI, the
  User Equipment can retrieve updated state from the URI immediately,
  or it can wait as it normally would until the expiry conditions it
  retrieved from the old URI are about to expire.

5.  IANA Considerations

  This document has no IANA actions.

6.  Security Considerations

6.1.  Trusting the Network

  When joining a network, some trust is placed in the network operator.
  This is usually considered to be a decision by a user on the basis of
  the reputation of an organization.  However, once a user makes such a
  decision, protocols can support authenticating that a network is
  operated by who claims to be operating it.  The Provisioning Domain
  Architecture [RFC7556] provides some discussion on authenticating an
  operator.

  The user makes an informed choice to visit and trust the Captive
  Portal URI.  Since the network provides the Captive Portal URI to the
  User Equipment, the network SHOULD do so securely so that the user's
  trust in the network can extend to their trust of the Captive Portal
  URI.  For example, the DHCPv6 AUTH option can sign this information.

  If a user decides to incorrectly trust an attacking network, they
  might be convinced to visit an attacking web page and unwittingly
  provide credentials to an attacker.  Browsers can authenticate
  servers but cannot detect cleverly misspelled domains, for example.

  Further, the possibility of an on-path attacker in an attacking
  network introduces some risks.  The attacker could redirect traffic
  to arbitrary destinations.  The attacker could analyze the user's
  traffic leading to loss of confidentiality, or the attacker could
  modify the traffic inline.

6.2.  Authenticated APIs

  The solution described here requires that when the User Equipment
  needs to access the API Server, the User Equipment authenticates the
  server; see Section 2.1.

  The Captive Portal API URI might change during the Captive Portal
  Session.  The User Equipment can apply the same trust mechanisms to
  the new URI as it did to the URI it received initially from the
  Provisioning Service.

6.3.  Secure APIs

  The solution described here requires that the API be secured using
  TLS.  This is required to allow the User Equipment and API Server to
  exchange secrets that can be used to validate future interactions.
  The API MUST ensure the integrity of this information, as well as its
  confidentiality.

  An attacker with access to this information might be able to
  masquerade as a specific User Equipment instance when interacting
  with the API, which could then allow them to masquerade as that User
  Equipment instance when interacting with the User Portal.  This could
  give them the ability to determine whether the User Equipment has
  accessed the portal, deny the User Equipment service by ending their
  Session using mechanisms provided by the User Portal, or consume that
  User Equipment's quota.  An attacker with the ability to modify the
  information could deny service to the User Equipment or cause them to
  appear as different User Equipment instances.

6.4.  Risks Associated with the Signaling Protocol

  If a Signaling Protocol is implemented, it may be possible for any
  user on the Internet to send signals in an attempt to cause the
  receiving equipment to communicate with the Captive Portal API.  This
  has been considered, and implementations may address it in the
  following ways:

  *  The signal only signals to the User Equipment to query the API.
     It does not carry any information that may mislead or misdirect
     the User Equipment.

  *  Even when responding to the signal, the User Equipment securely
     authenticates with API Servers.

  *  The User Equipment limits the rate at which it accesses the API,
     reducing the impact of an attack attempting to generate excessive
     load on either the User Equipment or API.  Note that because there
     is only one type of signal and one type of API request in response
     to the signal, this rate-limiting will not cause loss of signaling
     information.

6.5.  User Options

  The Captive Portal Signal could signal to the User Equipment that it
  is being held captive.  There is no requirement that the User
  Equipment do something about this.  Devices MAY permit users to
  disable automatic reaction to Captive Portal Signal indications for
  privacy reasons.  However, there would be the trade-off that the user
  doesn't get notified when network access is restricted.  Hence, end-
  user devices MAY allow users to manually control captive portal
  interactions, possibly on the granularity of Provisioning Domains.

6.6.  Privacy

  Section 3 describes a mechanism by which all components within the
  Captive Portal are designed to use the same identifier to uniquely
  identify the User Equipment.  This identifier could be abused to
  track the user.  Implementers and designers of Captive Portals should
  take care to ensure that identifiers, if stored, are stored securely.
  Likewise, if any component communicates the identifier over the
  network, it should ensure the confidentiality of the identifier on
  the wire by using encryption such as TLS.

  There are benefits to choosing mutable anonymous identifiers.  For
  example, User Equipment could cycle through multiple identifiers to
  help prevent long-term tracking.  However, if the components of the
  network use an internal mapping to map the identity to a stable,
  long-term value in order to deal with changing identifiers, they need
  to treat that value as sensitive information; an attacker could use
  it to tie traffic back to the originating User Equipment, despite the
  User Equipment having changed identifiers.

7.  References

7.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC2818]  Rescorla, E., "HTTP Over TLS", RFC 2818,
             DOI 10.17487/RFC2818, May 2000,
             <https://www.rfc-editor.org/info/rfc2818>.

  [RFC6125]  Saint-Andre, P. and J. Hodges, "Representation and
             Verification of Domain-Based Application Service Identity
             within Internet Public Key Infrastructure Using X.509
             (PKIX) Certificates in the Context of Transport Layer
             Security (TLS)", RFC 6125, DOI 10.17487/RFC6125, March
             2011, <https://www.rfc-editor.org/info/rfc6125>.

  [RFC7556]  Anipko, D., Ed., "Multiple Provisioning Domain
             Architecture", RFC 7556, DOI 10.17487/RFC7556, June 2015,
             <https://www.rfc-editor.org/info/rfc7556>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.

  [RFC8910]  Kumari, W. and E. Kline, "Captive-Portal Identification in
             DHCP and Router Advertisements (RAs)", RFC 8910,
             DOI 10.17487/RFC8910, September 2020,
             <https://www.rfc-editor.org/info/rfc8910>.

7.2.  Informative References

  [CAPPORT-PVD]
             Pfister, P. and T. Pauly, "Using Provisioning Domains for
             Captive Portal Discovery", Work in Progress, Internet-
             Draft, draft-pfister-capport-pvd-00, 30 June 2018,
             <https://tools.ietf.org/html/draft-pfister-capport-pvd-
             00>.

  [RFC3986]  Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
             Resource Identifier (URI): Generic Syntax", STD 66,
             RFC 3986, DOI 10.17487/RFC3986, January 2005,
             <https://www.rfc-editor.org/info/rfc3986>.

  [RFC4213]  Nordmark, E. and R. Gilligan, "Basic Transition Mechanisms
             for IPv6 Hosts and Routers", RFC 4213,
             DOI 10.17487/RFC4213, October 2005,
             <https://www.rfc-editor.org/info/rfc4213>.

  [RFC8499]  Hoffman, P., Sullivan, A., and K. Fujiwara, "DNS
             Terminology", BCP 219, RFC 8499, DOI 10.17487/RFC8499,
             January 2019, <https://www.rfc-editor.org/info/rfc8499>.

  [RFC8908]  Pauly, T., Ed. and D. Thakore, Ed., "Captive Portal API",
             RFC 8908, DOI 10.17487/RFC8908, September 2020,
             <https://www.rfc-editor.org/info/rfc8908>.

Appendix A.  Existing Captive Portal Detection Implementations

  Operating systems and user applications may perform various tests
  when network connectivity is established to determine if the device
  is attached to a network with a captive portal present.  A common
  method is to attempt to make an HTTP request to a known, vendor-
  hosted endpoint with a fixed response.  Any other response is
  interpreted as a signal that a captive portal is present.  This check
  is typically not secured with TLS, as a network with a captive portal
  may intercept the connection, leading to a host name mismatch.  This
  has been referred to as a "canary" request because, like the canary
  in the coal mine, it can be the first sign that something is wrong.

  Another test that can be performed is a DNS lookup to a known address
  with an expected answer.  If the answer differs from the expected
  answer, the equipment detects that a captive portal is present.  DNS
  queries over TCP or HTTPS are less likely to be modified than DNS
  queries over UDP due to the complexity of implementation.

  The different tests may produce different conclusions, varying by
  whether or not the implementation treats both TCP and UDP traffic and
  by which types of DNS are intercepted.

  Malicious or misconfigured networks with a captive portal present may
  not intercept these canary requests and choose to pass them through
  or decide to impersonate, leading to the device having a false
  negative.

Acknowledgments

  The authors thank Lorenzo Colitti for providing the majority of the
  content for the Captive Portal Signal requirements.

  The authors thank Benjamin Kaduk for providing the content related to
  TLS certificate validation of the API Server.

  The authors thank Michael Richardson for providing wording requiring
  DNSSEC and TLS to operate without the user adding exceptions.

  The authors thank various individuals for their feedback on the
  mailing list and during the IETF 98 hackathon: David Bird, Erik
  Kline, Alexis La Goulette, Alex Roscoe, Darshak Thakore, and Vincent
  van Dam.

Authors' Addresses

  Kyle Larose
  Agilicus

  Email: [email protected]


  David Dolson

  Email: [email protected]


  Heng Liu
  Google

  Email: [email protected]