Internet Engineering Task Force (IETF)                           V. Roca
Request for Comments: 8680                                         INRIA
Updates: 6363                                                   A. Begen
Category: Standards Track                                Networked Media
ISSN: 2070-1721                                             January 2020


 Forward Error Correction (FEC) Framework Extension to Sliding Window
                                Codes

Abstract

  RFC 6363 describes a framework for using Forward Error Correction
  (FEC) codes to provide protection against packet loss.  The framework
  supports applying FEC to arbitrary packet flows over unreliable
  transport and is primarily intended for real-time, or streaming,
  media.  However, FECFRAME as per RFC 6363 is restricted to block FEC
  codes.  This document updates RFC 6363 to support FEC codes based on
  a sliding encoding window, in addition to block FEC codes, in a
  backward-compatible way.  During multicast/broadcast real-time
  content delivery, the use of sliding window codes significantly
  improves robustness in harsh environments, with less repair traffic
  and lower FEC-related added latency.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8680.

Copyright Notice

  Copyright (c) 2020 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction
  2.  Terminology
    2.1.  Definitions and Abbreviations
    2.2.  Requirements Language
  3.  Summary of Architecture Overview
  4.  Procedural Overview
    4.1.  General
    4.2.  Sender Operation with Sliding Window FEC Codes
    4.3.  Receiver Operation with Sliding Window FEC Codes
  5.  Protocol Specification
    5.1.  General
    5.2.  FEC Framework Configuration Information
    5.3.  FEC Scheme Requirements
  6.  Feedback
  7.  Transport Protocols
  8.  Congestion Control
  9.  Security Considerations
  10. Operations and Management Considerations
  11. IANA Considerations
  12. References
    12.1.  Normative References
    12.2.  Informative References
  Appendix A.  About Sliding Encoding Window Management
          (Informational)
  Acknowledgments
  Authors' Addresses

1.  Introduction

  Many applications need to transport a continuous stream of packetized
  data from a source (sender) to one or more destinations (receivers)
  over networks that do not provide guaranteed packet delivery.  In
  particular, packets may be lost, which is strictly the focus of this
  document: we assume that transmitted packets are either lost (e.g.,
  because of a congested router, a poor signal-to-noise ratio in a
  wireless network, or because the number of bit errors exceeds the
  correction capabilities of the physical-layer error-correcting code)
  or were received by the transport protocol without any corruption
  (i.e., the bit errors, if any, have been fixed by the physical-layer
  error-correcting code and therefore are hidden to the upper layers).

  For these use cases, Forward Error Correction (FEC) applied within
  the transport or application layer is an efficient technique to
  improve packet transmission robustness in the presence of packet
  losses (or "erasures") without going through packet retransmissions
  that create a delay often incompatible with real-time constraints.
  The FEC Building Block defined in [RFC5052] provides a framework for
  the definition of Content Delivery Protocols (CDPs) that make use of
  separately defined FEC schemes.  Any CDP defined according to the
  requirements of the FEC Building Block can then easily be used with
  any FEC scheme that is also defined according to the requirements of
  the FEC Building Block.

  Then, FECFRAME [RFC6363] provides a framework to define Content
  Delivery Protocols (CDPs) that provide FEC protection for arbitrary
  packet flows over an unreliable datagram service transport, such as
  UDP.  It is primarily intended for real-time or streaming media
  applications that are using broadcast, multicast, or on-demand
  delivery.  A subset of FECFRAME is currently part of the 3GPP Evolved
  Multimedia Broadcast/Multicast Service (eMBMS) standard [MBMSTS].

  However, [RFC6363] only considers block FEC schemes defined in
  accordance with the FEC Building Block [RFC5052] (e.g., [RFC6681],
  [RFC6816], or [RFC6865]).  These codes require the input flow(s) to
  be segmented into a sequence of blocks.  Then, FEC encoding (at a
  sender or an encoding middlebox) and decoding (at a receiver or a
  decoding middlebox) are both performed on a per-block basis.  For
  instance, if the current block encompasses the 100's to 119's source
  symbols (i.e., a block of size 20 symbols) of an input flow, encoding
  (and decoding) will be performed on this block independently of other
  blocks.  This approach has major impacts on FEC encoding and decoding
  delays.  The data packets of continuous media flow(s) may be passed
  to the transport layer immediately, without delay.  But the block
  creation time, which depends on the number of source symbols in this
  block, impacts both the FEC encoding delay (since encoding requires
  that all source symbols be known) and, mechanically, the packet loss
  recovery delay at a receiver (since no repair symbol for the current
  block can be generated and therefore received before that time).
  Therefore, a good value for the block size is necessarily a balance
  between the maximum FEC decoding latency at the receivers (which must
  be in line with the most stringent real-time requirement of the
  protected flow(s), hence an incentive to reduce the block size) and
  the desired robustness against long loss bursts (which increases with
  the block size, hence an incentive to increase this size).

  This document updates [RFC6363] in order to also support FEC codes
  based on a sliding encoding window (a.k.a., convolutional codes)
  [RFC8406].  This encoding window, either fixed or variable size,
  slides over the set of source symbols.  FEC encoding is launched
  whenever needed from the set of source symbols present in the sliding
  encoding window at that time.  This approach significantly reduces
  FEC-related latency, since repair symbols can be generated and passed
  to the transport layer on the fly at any time and can be regularly
  received by receivers to quickly recover packet losses.  Using
  sliding window FEC codes is therefore highly beneficial to real-time
  flows, one of the primary targets of FECFRAME.  [RFC8681] provides an
  example of such a FEC scheme for FECFRAME, which is built upon the
  simple sliding window Random Linear Code (RLC).

  This document is fully backward compatible with [RFC6363].  Indeed:

  *  This FECFRAME update does not prevent or compromise in any way the
     support of block FEC codes.  Both types of codes can nicely
     coexist, just like different block FEC schemes can coexist.

  *  Each sliding window FEC scheme is associated with a specific FEC
     Encoding ID subject to IANA registration, just like block FEC
     schemes.

  *  Any receiver -- for instance, a legacy receiver that only supports
     block FEC schemes -- can easily identify the FEC scheme used in a
     FECFRAME session.  Indeed, the FEC Encoding ID that identifies the
     FEC scheme is carried in FEC Framework Configuration Information
     (see Section 5.5 of [RFC6363]).  For instance, when the Session
     Description Protocol (SDP) is used to carry the FEC Framework
     Configuration Information, the FEC Encoding ID can be communicated
     in the "encoding-id=" parameter of a "fec-repair-flow" attribute
     [RFC6364].  This mechanism is the basic approach for a FECFRAME
     receiver to determine whether or not it supports the FEC scheme
     used in a given FECFRAME session.

  This document leverages on [RFC6363] and reuses its structure.  It
  proposes new sections specific to sliding window FEC codes whenever
  required.  The only exception is Section 3, which provides a quick
  summary of FECFRAME in order to facilitate the understanding of this
  document to readers not familiar with the concepts and terminology.

2.  Terminology

2.1.  Definitions and Abbreviations

  The following list of definitions and abbreviations is copied from
  [RFC6363], adding only the Block FEC Code, Sliding Window FEC Code,
  and Encoding/Decoding Window definitions (tagged with "ADDED"):

  Application Data Unit (ADU):
     The unit of source data provided as a payload to the transport
     layer.  For instance, it can be a payload containing the result of
     the RTP packetization of a compressed video frame.

  ADU Flow:
     A sequence of ADUs associated with a transport-layer flow
     identifier (such as the standard 5-tuple {source IP address,
     source port, destination IP address, destination port, transport
     protocol}).

  AL-FEC:
     Application-Layer Forward Error Correction.

  Application Protocol:
     Control protocol used to establish and control the source flow
     being protected, e.g., the Real-Time Streaming Protocol (RTSP).

  Content Delivery Protocol (CDP):
     A complete application protocol specification that, through the
     use of the framework defined in this document, is able to make use
     of FEC schemes to provide FEC capabilities.

  FEC Code:
     An algorithm for encoding data such that the encoded data flow is
     resilient to data loss.  Note that, in general, FEC codes may also
     be used to make a data flow resilient to corruption, but that is
     not considered in this document.

  Block FEC Code: (ADDED)
     A FEC code that operates on blocks, i.e., for which the input flow
     MUST be segmented into a sequence of blocks, with FEC encoding and
     decoding being performed independently on a per-block basis.

  Sliding Window FEC Code: (ADDED)
     A FEC code that can generate repair symbols on the fly, at any
     time, from the set of source symbols present in the sliding
     encoding window at that time.  These codes are also known as
     convolutional codes.

  FEC Framework:
     A protocol framework for the definition of Content Delivery
     Protocols using FEC, such as the framework defined in this
     document.

  FEC Framework Configuration Information:
     Information that controls the operation of the FEC Framework.

  FEC Payload ID:
     Information that identifies the contents and provides positional
     information of a packet with respect to the FEC scheme.

  FEC Repair Packet:
     At a sender (respectively, at a receiver), a payload submitted to
     (respectively, received from) the transport protocol containing
     one or more repair symbols along with a Repair FEC Payload ID and
     possibly an RTP header.

  FEC Scheme:
     A specification that defines the additional protocol aspects
     required to use a particular FEC code with the FEC Framework.

  FEC Source Packet:
     At a sender (respectively, at a receiver), a payload submitted to
     (respectively, received from) the transport protocol containing an
     ADU along with an optional Explicit Source FEC Payload ID.

  Repair Flow:
     The packet flow carrying FEC data.

  Repair FEC Payload ID:
     A FEC Payload ID specifically for use with repair packets.

  Source Flow:
     The packet flow to which FEC protection is to be applied.  A
     source flow consists of ADUs.

  Source FEC Payload ID:
     A FEC Payload ID specifically for use with source packets.

  Source Protocol:
     A protocol used for the source flow being protected, e.g., RTP.

  Transport Protocol:
     The protocol used for the transport of the source and repair
     flows.  This protocol needs to provide an unreliable datagram
     service, as UDP does ([RFC6363], Section 7).

  Encoding Window: (ADDED)
     Set of source symbols available at the sender/coding node that are
     used (with a Sliding Window FEC code) to generate a repair symbol.

  Decoding Window: (ADDED)
     Set of received or decoded source and repair symbols available at
     a receiver that are used (with a Sliding Window FEC code) to
     decode lost source symbols.

  Code Rate:
     The ratio between the number of source symbols and the number of
     encoding symbols.  By definition, the code rate is such that 0 <
     code rate <= 1.  A code rate close to 1 indicates that a small
     number of repair symbols have been produced during the encoding
     process.

  Encoding Symbol:
     Unit of data generated by the encoding process.  With systematic
     codes, source symbols are part of the encoding symbols.

  Packet Erasure Channel:
     A communication path where packets are either lost (e.g., in our
     case, by a congested router, or because the number of transmission
     errors exceeds the correction capabilities of the physical-layer
     code) or received.  When a packet is received, it is assumed that
     this packet is not corrupted (i.e., in our case, the bit errors,
     if any, are fixed by the physical-layer code and are therefore
     hidden to the upper layers).

  Repair Symbol:
     Encoding symbol that is not a source symbol.

  Source Block:
     Group of ADUs that are to be FEC protected as a single block.
     This notion is restricted to Block FEC codes.

  Source Symbol:
     Unit of data used during the encoding process.

  Systematic Code:
     FEC code in which the source symbols are part of the encoding
     symbols.

2.2.  Requirements Language

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

3.  Summary of Architecture Overview

  The architecture of Section 3 of [RFC6363] equally applies to this
  FECFRAME extension and is not repeated here.  However, this section
  includes a quick summary to facilitate the understanding of this
  document to readers not familiar with the concepts and terminology.

  +----------------------+
  |     Application      |
  +----------------------+
             |
             | (1) Application Data Units (ADUs)
             |
             v
  +----------------------+                           +----------------+
  |    FEC Framework     |                           |                |
  |                      |-------------------------->|   FEC Scheme   |
  |(2) Construct source  |(3) Source Block           |                |
  |    blocks            |                           |(4) FEC Encoding|
  |(6) Construct FEC     |<--------------------------|                |
  |    Source and Repair |                           |                |
  |    Packets           |(5) Explicit Source FEC    |                |
  +----------------------+    Payload IDs            +----------------+
             |                Repair FEC Payload IDs
             |                Repair symbols
             |
             |(7) FEC Source and Repair Packets
             v
  +----------------------+
  |  Transport Protocol  |
  +----------------------+

               Figure 1: FECFRAME Architecture at a Sender

  The FECFRAME architecture is illustrated in Figure 1 for a block FEC
  scheme from the sender's point of view.  It shows an application
  generating an ADU flow (other flows from other applications may
  coexist).  These ADUs of variable size must be somehow mapped to
  source symbols of a fixed size (this fixed size is a requirement of
  all FEC schemes, which comes from the way mathematical operations are
  applied to the symbols' content).  This is the goal of an ADU-to-
  symbols mapping process that is FEC scheme specific (see below).
  Once the source block is built, taking into account both the FEC
  scheme constraints (e.g., in terms of maximum source block size) and
  the application's flow constraints (e.g., in terms of real-time
  constraints), the associated source symbols are handed to the FEC
  scheme in order to produce an appropriate number of repair symbols.
  FEC Source Packets (containing ADUs) and FEC Repair Packets
  (containing one or more repair symbols each) are then generated and
  sent using an appropriate transport protocol (more precisely,
  Section 7 of [RFC6363] requires a transport protocol providing an
  unreliable datagram service, such as UDP).  In practice, FEC Source
  Packets may be passed to the transport layer as soon as available
  without having to wait for FEC encoding to take place.  In that case,
  a copy of the associated source symbols needs to be kept within
  FECFRAME for future FEC encoding purposes.

  At a receiver (not shown), FECFRAME processing operates in a similar
  way, taking as input the incoming FEC Source and Repair Packets
  received.  In case of FEC Source Packet losses, the FEC decoding of
  the associated block may recover all (in case of successful decoding)
  or a subset that is potentially empty (if decoding fails) of the
  missing source symbols.  After source-symbol-to-ADU mapping, when
  lost ADUs are recovered, they are then assigned to their respective
  flow (see below).  ADUs are returned to the application(s), either in
  their initial transmission order (in which case all ADUs received
  after a lost ADU will be delayed until FEC decoding has taken place)
  or not (in which case each ADU is returned as soon as it is received
  or recovered), depending on the application requirements.

  FECFRAME features two subtle mechanisms whose details are FEC scheme
  dependent:

  *  ADUs-to-source-symbols mapping: in order to manage variable size
     ADUs, FECFRAME and FEC schemes can use small, fixed-size symbols
     and create a mapping between ADUs and symbols.  The mapping
     details are FEC scheme dependent and must be defined in the
     associated document.  For instance, with certain FEC schemes, to
     each ADU, this mechanism prepends a length field (plus a flow
     identifier; see below) and pads the result to a multiple of the
     symbol size.  A small ADU may be mapped to a single source symbol,
     while a large one may be mapped to multiple symbols.

  *  Assignment of decoded ADUs to flows in multi-flow configurations:
     when multiple flows are multiplexed over the same FECFRAME
     instance, a problem is to assign a decoded ADU to the right flow
     (UDP port numbers and IP addresses traditionally used to map
     incoming ADUs to flows are not recovered during FEC decoding).
     The mapping details are FEC scheme dependent and must be defined
     in the associated document.  For instance, with certain FEC
     schemes, to make it possible, at the FECFRAME sending instance,
     each ADU is prepended with a flow identifier (1 byte) during the
     ADU-to-source-symbols mapping (see above).  The flow identifiers
     are also shared between all FECFRAME instances as part of the FEC
     Framework Configuration Information.  The ADU Information (ADUI),
     which includes the flow identifier, length, application payload,
     and padding, is then FEC protected.  Therefore, a decoded ADUI
     contains enough information to assign the ADU to the right flow.
     Note that a FEC scheme may also be restricted to the particular
     case of a single flow over a FECFRAME instance; that would make
     the above mechanism pointless.

  A few aspects are not covered by FECFRAME, namely:

  *  Section 8 of [RFC6363] does not detail any congestion control
     mechanisms and only provides high-level normative requirements.

  *  The possibility of having feedback from receiver(s) is considered
     out of scope, although such a mechanism may exist within the
     application (e.g., through RTP Control Protocol (RTCP) messages).

  *  Flow adaptation at a FECFRAME sender (e.g., how to set the FEC
     code rate based on transmission conditions) is not detailed, but
     it needs to comply with the congestion control normative
     requirements (see above).

4.  Procedural Overview

4.1.  General

  The general considerations of Section 4.1 of [RFC6363] that are
  specific to block FEC codes are not repeated here.

  With a Sliding Window FEC code, the FEC Source Packet MUST contain
  information to identify the position occupied by the ADU within the
  source flow in terms specific to the FEC scheme.  This information is
  known as the Source FEC Payload ID, and the FEC scheme is responsible
  for defining and interpreting it.

  With a Sliding Window FEC code, the FEC Repair Packets MUST contain
  information that identifies the relationship between the contained
  repair payloads and the original source symbols used during encoding.
  This information is known as the Repair FEC Payload ID, and the FEC
  scheme is responsible for defining and interpreting it.

  The sender operation ([RFC6363], Section 4.2) and receiver operation
  ([RFC6363], Section 4.3) are both specific to block FEC codes and are
  therefore omitted below.  The following two sections detail similar
  operations for Sliding Window FEC codes.

4.2.  Sender Operation with Sliding Window FEC Codes

  With a Sliding Window FEC scheme, the following operations,
  illustrated in Figure 2 for the generic case (non-RTP repair flows)
  and in Figure 3 for the case of RTP repair flows, describe a possible
  way to generate compliant source and repair flows:

  1.   A new ADU is provided by the application.

  2.   The FEC Framework communicates this ADU to the FEC scheme.

  3.   The sliding encoding window is updated by the FEC scheme.  The
       ADU-to-source-symbol mapping as well as the encoding window
       management details are both the responsibility of the FEC scheme
       and MUST be detailed there.  Appendix A provides non-normative
       hints about what FEC scheme designers need to consider.

  4.   The Source FEC Payload ID information of the source packet is
       determined by the FEC scheme.  If required by the FEC scheme,
       the Source FEC Payload ID is encoded into the Explicit Source
       FEC Payload ID field and returned to the FEC Framework.

  5.   The FEC Framework constructs the FEC Source Packet according to
       Figure 6 in [RFC6363], using the Explicit Source FEC Payload ID
       provided by the FEC scheme if applicable.

  6.   The FEC Source Packet is sent using normal transport-layer
       procedures.  This packet is sent using the same ADU flow
       identification information as would have been used for the
       original source packet if the FEC Framework were not present
       (e.g., the source and destination addresses and UDP port numbers
       on the IP datagram carrying the source packet will be the same
       whether or not the FEC Framework is applied).

  7.   When the FEC Framework needs to send one or several FEC Repair
       Packets (e.g., according to the target code rate), it asks the
       FEC scheme to create one or several repair packet payloads from
       the current sliding encoding window along with their Repair FEC
       Payload ID.

  8.   The Repair FEC Payload IDs and repair packet payloads are
       provided back by the FEC scheme to the FEC Framework.

  9.   The FEC Framework constructs FEC Repair Packets according to
       Figure 7 in [RFC6363], using the FEC Payload IDs and repair
       packet payloads provided by the FEC scheme.

  10.  The FEC Repair Packets are sent using normal transport-layer
       procedures.  The port(s) and multicast group(s) to be used for
       FEC Repair Packets are defined in the FEC Framework
       Configuration Information.

  +----------------------+
  |     Application      |
  +----------------------+
             |
             | (1) New Application Data Unit (ADU)
             v
  +---------------------+                           +----------------+
  |    FEC Framework    |                           |   FEC Scheme   |
  |                     |-------------------------->|                |
  |                     | (2) New ADU               |(3) Update of   |
  |                     |                           |    encoding    |
  |                     |<--------------------------|    window      |
  |(5) Construct FEC    | (4) Explicit Source       |                |
  |    Source Packet    |     FEC Payload ID(s)     |(7) FEC         |
  |                     |<--------------------------|    encoding    |
  |(9) Construct FEC    | (8) Repair FEC Payload ID |                |
  |    Repair Packet(s) |     + Repair symbol(s)    +----------------+
  +---------------------+
             |
             | (6)  FEC Source Packet
             | (10) FEC Repair Packets
             v
  +----------------------+
  |  Transport Protocol  |
  +----------------------+

         Figure 2: Sender Operation with Sliding Window FEC Codes

  +----------------------+
  |     Application      |
  +----------------------+
             |
             | (1) New Application Data Unit (ADU)
             v
  +---------------------+                           +----------------+
  |    FEC Framework    |                           |   FEC Scheme   |
  |                     |-------------------------->|                |
  |                     | (2) New ADU               |(3) Update of   |
  |                     |                           |    encoding    |
  |                     |<--------------------------|    window      |
  |(5) Construct FEC    | (4) Explicit Source       |                |
  |    Source Packet    |     FEC Payload ID(s)     |(7) FEC         |
  |                     |<--------------------------|    encoding    |
  |(9) Construct FEC    | (8) Repair FEC Payload ID |                |
  |    Repair Packet(s) |     + Repair symbol(s)    +----------------+
  +---------------------+
      |             |
      |(6) Source   |(10) Repair payloads
      |    packets  |
      |      + -- -- -- -- -+
      |      |     RTP      |
      |      +-- -- -- -- --+
      v             v
  +----------------------+
  |  Transport Protocol  |
  +----------------------+

     Figure 3: Sender Operation with Sliding Window FEC Codes and RTP
                               Repair Flows

4.3.  Receiver Operation with Sliding Window FEC Codes

  With a Sliding Window FEC scheme, the following operations are
  illustrated in Figure 4 for the generic case (non-RTP repair flows)
  and in Figure 5 for the case of RTP repair flows.  The only
  differences with respect to block FEC codes lie in steps (4) and (5).
  Therefore, this section does not repeat the other steps of
  Section 4.3 of [RFC6363] ("Receiver Operation").  The new steps (4)
  and (5) are:

  4.  The FEC scheme uses the received FEC Payload IDs (and derived FEC
      Source Payload IDs when the Explicit Source FEC Payload ID field
      is not used) to insert source and repair packets into the
      decoding window in the right way.  If at least one source packet
      is missing and at least one repair packet has been received, then
      FEC decoding is attempted to recover the missing source payloads.
      The FEC scheme determines whether source packets have been lost
      and whether enough repair packets have been received to decode
      any or all of the missing source payloads.

  5.  The FEC scheme returns the received and decoded ADUs to the FEC
      Framework, along with indications of any ADUs that were missing
      and could not be decoded.

  +----------------------+
  |     Application      |
  +----------------------+
             ^
             |(6) ADUs
             |
  +----------------------+                           +----------------+
  |    FEC Framework     |                           |   FEC Scheme   |
  |                      |<--------------------------|                |
  |(2)Extract FEC Payload|(5) ADUs                   |(4) FEC Decoding|
  |   IDs and pass IDs & |-------------------------->|                |
  |   payloads to FEC    |(3) Explicit Source FEC    +----------------+
  |   scheme             |            Payload IDs
  +----------------------+    Repair FEC Payload IDs
             ^                Source payloads
             |                Repair payloads
             |(1) FEC Source
             |    and Repair Packets
  +----------------------+
  |  Transport Protocol  |
  +----------------------+

        Figure 4: Receiver Operation with Sliding Window FEC Codes

  +----------------------+
  |     Application      |
  +----------------------+
             ^
             |(6) ADUs
             |
  +----------------------+                           +----------------+
  |    FEC Framework     |                           |   FEC Scheme   |
  |                      |<--------------------------|                |
  |(2)Extract FEC Payload|(5) ADUs                   |(4) FEC Decoding|
  |   IDs and pass IDs & |-------------------------->|                |
  |   payloads to FEC    |(3) Explicit Source FEC    +----------------+
  |   scheme             |            Payload IDs
  +----------------------+    Repair FEC Payload IDs
      ^             ^         Source payloads
      |             |         Repair payloads
      |Source pkts  |Repair payloads
      |             |
  +-- |- -- -- -- -- -- -+
  |RTP| | RTP Processing |
  |   | +-- -- -- --|-- -+
  | +-- -- -- -- -- |--+ |
  | | RTP Demux        | |
  +-- -- -- -- -- -- -- -+
             ^
             |(1) FEC Source and Repair Packets
             |
  +----------------------+
  |  Transport Protocol  |
  +----------------------+

      Figure 5: Receiver Operation with Sliding Window FEC Codes and
                             RTP Repair Flows

5.  Protocol Specification

5.1.  General

  This section discusses the protocol elements for the FEC Framework
  specific to Sliding Window FEC schemes.  The global formats of source
  data packets (i.e., [RFC6363], Figure 6) and repair data packets
  (i.e., [RFC6363], Figures 7 and 8) remain the same with Sliding
  Window FEC codes.  They are not repeated here.

5.2.  FEC Framework Configuration Information

  The FEC Framework Configuration Information considerations of
  Section 5.5 of [RFC6363] equally apply to this FECFRAME extension and
  are not repeated here.

5.3.  FEC Scheme Requirements

  The FEC scheme requirements of Section 5.6 of [RFC6363] mostly apply
  to this FECFRAME extension and are not repeated here.  An exception,
  though, is the "full specification of the FEC code", item (4), which
  is specific to block FEC codes.  In case of a Sliding Window FEC
  scheme, then the following item (4-bis) applies:

  4-bis.
      A full specification of the Sliding Window FEC code.

      This specification MUST precisely define the valid FEC-Scheme-
      Specific Information values, the valid FEC Payload ID values, and
      the valid packet payload sizes (where "packet payload" refers to
      the space within a packet dedicated to carrying encoding
      symbols).

      Furthermore, given valid values of the FEC-Scheme-Specific
      Information, a valid Repair FEC Payload ID value, a valid packet
      payload size, and a valid encoding window (i.e., a set of source
      symbols), the specification MUST uniquely define the values of
      the encoding symbol (or symbols) to be included in the repair
      packet payload with the given Repair FEC Payload ID value.

  Additionally, the FEC scheme associated with a Sliding Window FEC
  code:

  *  MUST define the relationships between ADUs and the associated
     source symbols (mapping).

  *  MUST define the management of the encoding window that slides over
     the set of ADUs.  Appendix A provides non-normative hints about
     what FEC scheme designers need to consider.

  *  MUST define the management of the decoding window.  This usually
     consists of managing a system of linear equations (for a linear
     FEC code).

6.  Feedback

  The discussion in Section 6 of [RFC6363] equally applies to this
  FECFRAME extension and is not repeated here.

7.  Transport Protocols

  The discussion in Section 7 of [RFC6363] equally applies to this
  FECFRAME extension and is not repeated here.

8.  Congestion Control

  The discussion in Section 8 of [RFC6363] equally applies to this
  FECFRAME extension and is not repeated here.

9.  Security Considerations

  This FECFRAME extension does not add any new security considerations.
  All the considerations of Section 9 of [RFC6363] apply to this
  document as well.  However, for the sake of completeness, the
  following goal can be added to the list provided in Section 9.1 of
  [RFC6363] ("Problem Statement"):

  *  Attacks can try to corrupt source flows in order to modify the
     receiver application's behavior (as opposed to just denying
     service).

10.  Operations and Management Considerations

  This FECFRAME extension does not add any new Operations and
  Management Considerations.  All the considerations of Section 10 of
  [RFC6363] apply to this document as well.

11.  IANA Considerations

  This document has no IANA actions.

  A FEC scheme for use with this FEC Framework is identified via its
  FEC Encoding ID.  It is subject to IANA registration in the "FEC
  Framework (FECFRAME) FEC Encoding IDs" registry.  All the rules of
  Section 11 of [RFC6363] apply and are not repeated here.

12.  References

12.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC6363]  Watson, M., Begen, A., and V. Roca, "Forward Error
             Correction (FEC) Framework", RFC 6363,
             DOI 10.17487/RFC6363, October 2011,
             <https://www.rfc-editor.org/info/rfc6363>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.

12.2.  Informative References

  [MBMSTS]   3GPP, "Multimedia Broadcast/Multicast Service (MBMS);
             Protocols and codecs", 3GPP TS 26.346, March 2009,
             <http://ftp.3gpp.org/specs/html-info/26346.htm>.

  [RFC5052]  Watson, M., Luby, M., and L. Vicisano, "Forward Error
             Correction (FEC) Building Block", RFC 5052,
             DOI 10.17487/RFC5052, August 2007,
             <https://www.rfc-editor.org/info/rfc5052>.

  [RFC6364]  Begen, A., "Session Description Protocol Elements for the
             Forward Error Correction (FEC) Framework", RFC 6364,
             DOI 10.17487/RFC6364, October 2011,
             <https://www.rfc-editor.org/info/rfc6364>.

  [RFC6681]  Watson, M., Stockhammer, T., and M. Luby, "Raptor Forward
             Error Correction (FEC) Schemes for FECFRAME", RFC 6681,
             DOI 10.17487/RFC6681, August 2012,
             <https://www.rfc-editor.org/info/rfc6681>.

  [RFC6816]  Roca, V., Cunche, M., and J. Lacan, "Simple Low-Density
             Parity Check (LDPC) Staircase Forward Error Correction
             (FEC) Scheme for FECFRAME", RFC 6816,
             DOI 10.17487/RFC6816, December 2012,
             <https://www.rfc-editor.org/info/rfc6816>.

  [RFC6865]  Roca, V., Cunche, M., Lacan, J., Bouabdallah, A., and K.
             Matsuzono, "Simple Reed-Solomon Forward Error Correction
             (FEC) Scheme for FECFRAME", RFC 6865,
             DOI 10.17487/RFC6865, February 2013,
             <https://www.rfc-editor.org/info/rfc6865>.

  [RFC8406]  Adamson, B., Adjih, C., Bilbao, J., Firoiu, V., Fitzek,
             F., Ghanem, S., Lochin, E., Masucci, A., Montpetit, M-J.,
             Pedersen, M., Peralta, G., Roca, V., Ed., Saxena, P., and
             S. Sivakumar, "Taxonomy of Coding Techniques for Efficient
             Network Communications", RFC 8406, DOI 10.17487/RFC8406,
             June 2018, <https://www.rfc-editor.org/info/rfc8406>.

  [RFC8681]  Roca, V. and B. Teibi, "Sliding Window Random Linear Code
             (RLC) Forward Erasure Correction (FEC) Schemes for
             FECFRAME", RFC 8681, DOI 10.17487/RFC8681, January 2020,
             <https://www.rfc-editor.org/info/rfc8681>.

Appendix A.  About Sliding Encoding Window Management (Informational)

  The FEC Framework does not specify the management of the sliding
  encoding window, which is the responsibility of the FEC scheme.  This
  annex only provides a few informational hints.

  Source symbols are added to the sliding encoding window each time a
  new ADU is available at the sender after the ADU-to-source-symbol
  mapping specific to the FEC scheme has been done.

  Source symbols are removed from the sliding encoding window.  For
  instance:

  *  After a certain delay, when an "old" ADU of a real-time flow times
     out.  The source symbol retention delay in the sliding encoding
     window should therefore be initialized according to the real-time
     features of incoming flow(s) when applicable.

  *  Once the sliding encoding window has reached its maximum size
     (there is usually an upper limit to the sliding encoding window
     size).  In that case, the oldest symbol is removed each time a new
     source symbol is added.

  Several considerations can impact the management of this sliding
  encoding window:

  *  At the source flows level: real-time constraints can limit the
     total time during which source symbols can remain in the encoding
     window.

  *  At the FEC code level: theoretical or practical limitations (e.g.,
     because of computational complexity) can limit the number of
     source symbols in the encoding window.

  *  At the FEC scheme level: signaling and window management are
     intrinsically related.  For instance, an encoding window composed
     of a nonsequential set of source symbols requires appropriate
     signaling to inform a receiver of the composition of the encoding
     window, and the associated transmission overhead can limit the
     maximum encoding window size.  On the contrary, an encoding window
     always composed of a sequential set of source symbols simplifies
     signaling: providing the identity of the first source symbol plus
     its number is sufficient, which creates a fixed and relatively
     small transmission overhead.

Acknowledgments

  The authors would like to thank Christer Holmberg, David Black, Gorry
  Fairhurst, Emmanuel Lochin, Spencer Dawkins, Ben Campbell, Benjamin
  Kaduk, Eric Rescorla, Adam Roach, and Greg Skinner for their valuable
  feedback on this document.  This document being an extension of
  [RFC6363], the authors would also like to thank Mark Watson as the
  main author of that RFC.

Authors' Addresses

  Vincent Roca
  INRIA
  Univ. Grenoble Alpes
  France

  Email: [email protected]


  Ali Begen
  Networked Media
  Konya/
  Turkey

  Email: [email protected]