Internet Engineering Task Force (IETF)                           E. Voit
Request for Comments: 8650                                     R. Rahman
Category: Standards Track                              E. Nilsen-Nygaard
ISSN: 2070-1721                                            Cisco Systems
                                                               A. Clemm
                                                              Futurewei
                                                             A. Bierman
                                                              YumaWorks
                                                          November 2019


   Dynamic Subscription to YANG Events and Datastores over RESTCONF

Abstract

  This document provides a RESTCONF binding to the dynamic subscription
  capability of both subscribed notifications and YANG-Push.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8650.

Copyright Notice

  Copyright (c) 2019 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction
  2.  Terminology
  3.  Dynamic Subscriptions
    3.1.  Transport Connectivity
    3.2.  Discovery
    3.3.  RESTCONF RPCs and HTTP Status Codes
    3.4.  Call Flow for Server-Sent Events
  4.  QoS Treatment
  5.  Notification Messages
  6.  YANG Tree
  7.  YANG Module
  8.  IANA Considerations
  9.  Security Considerations
  10. References
    10.1.  Normative References
    10.2.  Informative References
  Appendix A.  Examples
    A.1.  Dynamic Subscriptions
      A.1.1.  Establishing Dynamic Subscriptions
      A.1.2.  Modifying Dynamic Subscriptions
      A.1.3.  Deleting Dynamic Subscriptions
    A.2.  Subscription State Notifications
      A.2.1.  "subscription-modified"
      A.2.2.  "subscription-completed", "subscription-resumed", and
              "replay-completed"
      A.2.3.  "subscription-terminated" and "subscription-suspended"
    A.3.  Filter Example
  Acknowledgments
  Authors' Addresses

1.  Introduction

  Mechanisms to support event subscription and YANG-Push are defined in
  [RFC8639].  Enhancements to [RFC8639] that enable YANG datastore
  subscription and YANG-Push are defined in [RFC8641].  This document
  provides a transport specification for dynamic subscriptions over
  RESTCONF [RFC8040].  Requirements for these mechanisms are captured
  in [RFC7923].

  The streaming of notifications that encapsulate the resulting
  information push is done via the mechanism described in Section 6.3
  of [RFC8040].

2.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

  The following terms use the definitions from [RFC8639]: dynamic
  subscription, event stream, notification message, publisher,
  receiver, subscriber, and subscription.

  Other terms reused include datastore, which is defined in [RFC8342],
  and HTTP/2 stream, which maps to the definition of "stream" within
  [RFC7540], Section 2.

3.  Dynamic Subscriptions

  This section provides specifics on how to establish and maintain
  dynamic subscriptions over RESTCONF [RFC8040].  Subscribing to event
  streams is accomplished in this way via RPCs defined within
  [RFC8639], Section 2.4.  The RPCs are done via RESTCONF POSTs.  YANG
  datastore subscription is accomplished via augmentations to [RFC8639]
  as described within [RFC8641], Section 4.4.

  As described in Section 6.3 of [RFC8040], a GET needs to be performed
  on a specific URI on the publisher.  Subscribers cannot predetermine
  the URI against which a subscription might exist on a publisher, as
  the URI will only exist after the "establish-subscription" RPC has
  been accepted.  Therefore, the POST for the "establish-subscription"
  RPC replaces the GET request for the "location" leaf that is used in
  [RFC8040] to obtain the URI.  The subscription URI will be determined
  and sent as part of the response to the "establish-subscription" RPC,
  and a subsequent GET to this URI will be done in order to start the
  flow of notification messages back to the subscriber.  As specified
  in Section 2.4.1 of [RFC8639], a subscription does not move to the
  active state until the GET is received.

3.1.  Transport Connectivity

  For a dynamic subscription, when a RESTCONF session doesn't already
  exist, a new RESTCONF session is initiated from the subscriber.

  As stated in Section 2.1 of [RFC8040], a subscriber MUST establish
  the HTTP session over TLS [RFC8446] in order to secure the content in
  transit.

  Without the involvement of additional protocols, HTTP sessions by
  themselves do not support quick recognition of the loss of the
  communication path to the publisher.  Where quick recognition of the
  loss of a publisher is required, a subscriber SHOULD use a TLS
  heartbeat [RFC6520], just from subscriber to publisher, to track HTTP
  session continuity.

  Loss of the heartbeat MUST result in the teardown of any
  subscription-related TCP sessions between those endpoints.  A
  subscriber can then attempt to re-establish the dynamic subscription
  by using the procedure described in Section 3.4.

3.2.  Discovery

  Subscribers can learn which event streams a RESTCONF server supports
  by querying the "streams" container of ietf-subscribed-
  notifications.yang in [RFC8639].  Support for the "streams" container
  of ietf-restconf-monitoring.yang in [RFC8040] is not required.  In
  the case when the RESTCONF binding specified by this document is used
  to convey the "streams" container from ietf-restconf-monitoring.yang
  (i.e., that feature is supported), any event streams contained
  therein are also expected to be present in the "streams" container of
  ietf-restconf-monitoring.yang.

  Subscribers can learn which datastores a RESTCONF server supports by
  following Section 2 of [RFC8527].

3.3.  RESTCONF RPCs and HTTP Status Codes

  Specific HTTP response codes as defined in Section 6 of [RFC7231]
  will indicate the result of RESTCONF RPC requests with the publisher.
  An HTTP status code of 200 is the proper response to any successful
  RPC defined within [RFC8639] or [RFC8641].

  If a publisher fails to serve the RPC request for one of the reasons
  indicated in Section 2.4.6 of [RFC8639] or Appendix A of [RFC8641],
  this will be indicated by an appropriate error code, as shown below,
  transported in the HTTP response.

  When an HTTP error code is returned, the RPC reply MUST include an
  <rpc-error> element per Section 7.1 of [RFC8040] with the following
  parameter values:

  *  an "error-type" node of "application".

  *  an "error-tag" node whose value is a string that corresponds to an
     identity associated with the error.  This "error-tag" will come
     from one of two places and will correspond to the error identities
     either within Section 2.4.6 of [RFC8639] for general subscription
     errors (Table 1) or within Appendix A.1 of [RFC8641] for
     subscription errors specific to YANG datastores (Table 2).

  *  an "error-app-tag" node whose value is a string that corresponds
     to an identity associated with the error, as defined in
     Section 2.4.6 of [RFC8639] for general subscriptions or
     Appendix A.1 of [RFC8641] for subscription errors specific to YANG
     datastores.  The tag to use depends on the RPC for which the error
     occurred.  Viable errors for different RPCs are found in Table 3.

    +------------------------+-------------------------+-----------+
    | Error identity         | Uses "error-tag"        | HTTP code |
    +========================+=========================+===========+
    | dscp-unavailable       | invalid-value           | 400       |
    +------------------------+-------------------------+-----------+
    | encoding-unsupported   | invalid-value           | 400       |
    +------------------------+-------------------------+-----------+
    | filter-unsupported     | invalid-value           | 400       |
    +------------------------+-------------------------+-----------+
    | insufficient-resources | resource-denied         | 409       |
    +------------------------+-------------------------+-----------+
    | no-such-subscription   | invalid-value           | 404       |
    +------------------------+-------------------------+-----------+
    | replay-unsupported     | operation-not-supported | 501       |
    +------------------------+-------------------------+-----------+

           Table 1: General Subscription Error Identities and
                       Associated "error-tag" Use

  +-----------------------------+-------------------------+-----------+
  | Error identity              | Uses "error-tag"        | HTTP      |
  |                             |                         | code      |
  +=============================+=========================+===========+
  | cant-include                | operation-not-supported | 501       |
  +-----------------------------+-------------------------+-----------+
  | datastore-not-subscribable  | invalid-value           | 400       |
  +-----------------------------+-------------------------+-----------+
  | no-such-subscription-resync | invalid-value           | 404       |
  +-----------------------------+-------------------------+-----------+
  | on-change-unsupported       | operation-not-supported | 501       |
  +-----------------------------+-------------------------+-----------+
  | on-change-sync-unsupported  | operation-not-supported | 501       |
  +-----------------------------+-------------------------+-----------+
  | period-unsupported          | invalid-value           | 400       |
  +-----------------------------+-------------------------+-----------+
  | update-too-big              | too-big                 | 400       |
  +-----------------------------+-------------------------+-----------+
  | sync-too-big                | too-big                 | 400       |
  +-----------------------------+-------------------------+-----------+
  | unchanging-selection        | operation-failed        | 500       |
  +-----------------------------+-------------------------+-----------+

       Table 2: Datastore-Specific Error Identities and Associated
                             "error-tag" Use

       +------------------------+--------------------------------+
       | RPC                    | Select an identity with a base |
       +========================+================================+
       | establish-subscription | establish-subscription-error   |
       +------------------------+--------------------------------+
       | modify-subscription    | modify-subscription-error      |
       +------------------------+--------------------------------+
       | delete-subscription    | delete-subscription-error      |
       +------------------------+--------------------------------+
       | kill-subscription      | delete-subscription-error      |
       +------------------------+--------------------------------+
       | resync-subscription    | resync-subscription-error      |
       +------------------------+--------------------------------+

           Table 3: RPC Errors and Associated Error Identities

  Each error identity will be inserted as the "error-app-tag" using
  JSON encoding following the form <modulename>:<identityname>.  An
  example of such a valid encoding would be "ietf-subscribed-
  notifications:no-such-subscription".

  In the case of error responses to an "establish-subscription" or
  "modify-subscription" request, there is the option to include an
  "error-info" node.  This node may contain hints for parameter
  settings that might lead to successful RPC requests in the future.
  Tables 4 and 5 show the yang-data structures that may be returned.

     +--------------+---------------------------------------------+
     | Target:      | Return hints in yang-data structure         |
     +==============+=============================================+
     | event stream | establish-subscription-stream-error-info    |
     +--------------+---------------------------------------------+
     | datastore    | establish-subscription-datastore-error-info |
     +--------------+---------------------------------------------+

            Table 4: Optional "error-info" Node Hints for an
                    "establish-subscription" Request

       +--------------+------------------------------------------+
       | Target:      | Returns hints in yang-data structure     |
       +==============+==========================================+
       | event stream | modify-subscription-stream-error-info    |
       +--------------+------------------------------------------+
       | datastore    | modify-subscription-datastore-error-info |
       +--------------+------------------------------------------+

             Table 5: Optional "error-info" Node Hints for an
                      "modify-subscription" Request

  The yang-data included within "error-info" SHOULD NOT include the
  optional leaf "reason", as such a leaf would be redundant with
  information that is already placed within the "error-app-tag".

  In case of an <rpc-error> as a result of a "delete-subscription", a
  "kill-subscription", or a "resync-subscription" request, no "error-
  info" needs to be included, as the "subscription-id" is the only RPC
  input parameter, and no hints regarding this RPC input parameters
  need to be provided.

  Note that "error-path" [RFC8040] does not need to be included with
  the <rpc-error> element, as subscription errors are generally
  associated with the choice of RPC input parameters.

3.4.  Call Flow for Server-Sent Events

  The call flow for Server-Sent Events (SSE) is defined in Figure 1.
  The logical connections denoted by (a) and (b) can be a TCP
  connection or an HTTP/2 stream (if HTTP/2 is used, multiple HTTP/2
  streams can be carried in one TCP connection).  Requests to RPCs as
  defined in [RFC8639] or [RFC8641] are sent on a connection indicated
  by (a).  A successful "establish-subscription" will result in an RPC
  response returned with both a subscription identifier that uniquely
  identifies a subscription, as well as a URI that uniquely identifies
  the location of subscription on the publisher (b).  This URI is
  defined via the "uri" leaf in the data model in Section 7.

  An HTTP GET is then sent on a separate logical connection (b) to the
  URI on the publisher.  This signals the publisher to initiate the
  flow of notification messages that are sent in SSE [W3C-20150203] as
  a response to the GET.  There cannot be two or more simultaneous GET
  requests on a subscription URI: any GET request received while there
  is a current GET request on the same URI MUST be rejected with HTTP
  error code 409.

  As described in Section 6.4 of [RFC8040], RESTCONF servers SHOULD NOT
  send the "event" or "id" fields in the SSE event notifications.

  +--------------+                             +--------------+
  |  Subscriber  |                             |   Publisher  |
  |              |                             |              |
  |    Logical   |                             |     Logical  |
  |  Connection  |                             |   Connection |
  |  (a)  (b)    |                             |    (a)  (b)  |
  +--------------+                             +--------------+
      | RESTCONF POST (RPC:establish-subscription)   |
      |--------------------------------------------->|
      |                          HTTP 200 OK (ID,URI)|
      |<---------------------------------------------|
      |    |HTTP GET (URI)                                |
      |    |--------------------------------------------->|
      |    |                                   HTTP 200 OK|
      |    |<---------------------------------------------|
      |    |                           SSE (notif-message)|
      |    |<---------------------------------------------|
      | RESTCONF POST (RPC:modify-subscription)      |    |
      |--------------------------------------------->|    |
      |    |                              HTTP 200 OK|    |
      |<---------------------------------------------|    |
      |    |                   SSE (subscription-modified)|
      |    |<------------------------------------------(c)|
      |    |                           SSE (notif-message)|
      |    |<---------------------------------------------|
      | RESTCONF POST (RPC:delete-subscription)      |    |
      |--------------------------------------------->|    |
      |    |                              HTTP 200 OK|    |
      |<---------------------------------------------|    |
      |    |                                         |    |
      |    |                                         |    |
      (a) (b)                                       (a)  (b)

         Figure 1: Dynamic Subscriptions with Server-Sent Events

  Additional requirements for dynamic subscriptions over SSE include:

  *  A publisher MUST return all subscription state notifications in a
     separate SSE message used by the subscription to which the state
     change refers.

  *  Subscription RPCs MUST NOT use the connection currently providing
     notification messages for that subscription.

  *  In addition to an RPC response for a "modify-subscription" RPC
     traveling over (a), a "subscription-modified" state change
     notification MUST be sent within (b).  This allows the receiver to
     know exactly when, within the stream of events, the new terms of
     the subscription have been applied to the notification messages.
     See arrow (c).

  *  In addition to any required access permissions (e.g., Network
     Configuration Access Control Model (NACM)), the RPCs "modify-
     subscription", "resync-subscription", and "delete-subscription"
     SHOULD only be allowed by the same RESTCONF username [RFC8040]
     that invoked "establish-subscription".  Such a restriction
     generally serves to preserve users' privacy, but exceptions might
     be made for administrators that may need to modify or delete other
     users' subscriptions.

  *  The "kill-subscription" RPC can be invoked by any RESTCONF
     username with the required administrative permissions.

  A publisher MUST terminate a subscription in the following cases:

  *  Receipt of a "delete-subscription" or a "kill-subscription" RPC
     for that subscription

  *  Loss of TLS heartbeat

  A publisher MAY terminate a subscription at any time as stated in
  Section 1.3 of [RFC8639].

4.  QoS Treatment

  Qos treatment for event streams is described in Section 2.3 of
  [RFC8639].  In addition, if HTTP/2 is used, the publisher MUST:

  *  Take the "weighting" leaf node in [RFC8639] and copy it into the
     HTTP/2 stream weight, Section 5.3 of [RFC7540], and

  *  Take any existing subscription "dependency", as specified by the
     "dependency" leaf node in [RFC8639], and use the HTTP/2 stream for
     the parent subscription as the HTTP/2 stream dependency (as
     described in Section 5.3.1 of [RFC7540]) of the dependent
     subscription.

  *  Set the exclusive flag (Section 5.3.1 of [RFC7540]) to 0.

  For dynamic subscriptions with the same Differentiated Services Code
  Point (DSCP) value to a specific publisher, it is recommended that
  the subscriber sends all URI GET requests on a common HTTP/2 session
  (if HTTP/2 is used).  Conversely, a subscriber cannot use a common
  HTTP/2 session for subscriptions with different DSCP values.

5.  Notification Messages

  Notification messages transported over RESTCONF will be encoded
  according to [RFC8040], Section 6.4.

6.  YANG Tree

  The YANG module defined in Section 7 has one leaf that augments three
  nodes of [RFC8639].

  module: ietf-restconf-subscribed-notifications
    augment /sn:establish-subscription/sn:output:
      +--ro uri?   inet:uri
    augment /sn:subscriptions/sn:subscription:
      +--ro uri?   inet:uri
    augment /sn:subscription-modified:
      +--ro uri?   inet:uri

7.  YANG Module

  This module references [RFC8639].

  <CODE BEGINS>
    file "[email protected]"
  module ietf-restconf-subscribed-notifications {
    yang-version 1.1;
    namespace "urn:ietf:params:xml:ns:yang:"
            + "ietf-restconf-subscribed-notifications";
    prefix rsn;

    import ietf-subscribed-notifications {
      prefix sn;
    }
    import ietf-inet-types {
      prefix inet;
    }

    organization
      "IETF NETCONF (Network Configuration) Working Group";
    contact
      "WG Web:   <https://datatracker.ietf.org/wg/netconf/>
       WG List:  <mailto:[email protected]>

       Editor:   Eric Voit
                 <mailto:[email protected]>

       Editor:   Alexander Clemm
                 <mailto:[email protected]>

       Editor:   Reshad Rahman
                 <mailto:[email protected]>";
    description
      "Defines RESTCONF as a supported transport for subscribed
       event notifications.

       Copyright (c) 2019 IETF Trust and the persons identified
       as authors of the code.  All rights reserved.

       Redistribution and use in source and binary forms, with or
       without modification, is permitted pursuant to, and subject to
       the license terms contained in, the Simplified BSD License set
       forth in Section 4.c of the IETF Trust's Legal Provisions
       Relating to IETF Documents
       (https://trustee.ietf.org/license-info).

       This version of this YANG module is part of RFC 8650; see the
       RFC itself for full legal notices.";

    revision 2019-11-17 {
      description
        "Initial version";
      reference
        "RFC 8650: Dynamic Subscription to YANG Events and Datastores
         over RESTCONF";
    }

    grouping uri {
      description
        "Provides a reusable description of a URI.";
      leaf uri {
        type inet:uri;
        config false;
        description
          "Location of a subscription-specific URI on the publisher.";
      }
    }

    augment "/sn:establish-subscription/sn:output" {
      description
        "This augmentation allows RESTCONF-specific parameters for a
         response to a publisher's subscription request.";
      uses uri;
    }

    augment "/sn:subscriptions/sn:subscription" {
      description
        "This augmentation allows RESTCONF-specific parameters to be
         exposed for a subscription.";
      uses uri;
    }

    augment "/sn:subscription-modified" {
      description
        "This augmentation allows RESTCONF-specific parameters to be
         included as part of the notification that a subscription has
         been modified.";
      uses uri;
    }
  }
  <CODE ENDS>

8.  IANA Considerations

  This document registers the following namespace URI in the "ns"
  subregistry of the "IETF XML Registry" [RFC3688]:

  URI:
     urn:ietf:params:xml:ns:yang:ietf-restconf-subscribed-notifications

  Registrant Contact:  The IESG.

  XML:  N/A; the requested URI is an XML namespace.

  This document registers the following YANG module in the "YANG Module
  Names" registry [RFC6020]:

  Name:  ietf-restconf-subscribed-notifications

  Namespace:
     urn:ietf:params:xml:ns:yang:ietf-restconf-subscribed-notifications

  Prefix:  rsn

  Reference:  RFC 8650

9.  Security Considerations

  The YANG module specified in this document defines a schema for data
  that is designed to be accessed via network management transports
  such as NETCONF [RFC6241] or RESTCONF [RFC8040].  The lowest NETCONF
  layer is the secure transport layer, and the mandatory-to-implement
  secure transport is Secure Shell (SSH) [RFC6242].  The lowest
  RESTCONF layer is HTTPS, and the mandatory-to-implement secure
  transport is TLS [RFC8446].

  The Network Configuration Access Control Model (NACM) [RFC8341]
  provides the means to restrict access for particular NETCONF or
  RESTCONF users to a preconfigured subset of all available NETCONF or
  RESTCONF protocol operations and content.

  The one new data node introduced in this YANG module may be
  considered sensitive or vulnerable in some network environments.  It
  is thus important to control read access (e.g., via get, get-config,
  or notification) to this data node.  These are the subtrees and data
  nodes and their sensitivity/vulnerability:

  Container: "/subscriptions"

  *  "uri": leaf will show where subscribed resources might be located
     on a publisher.  Access control must be set so that only someone
     with proper access permissions, i.e., the same RESTCONF [RFC8040]
     user credentials that invoked the corresponding "establish-
     subscription", has the ability to access this resource.

  The subscription URI is implementation specific and is encrypted via
  the use of TLS.  Therefore, even if an attacker succeeds in guessing
  the subscription URI, a RESTCONF username [RFC8040] with the required
  administrative permissions must be used to be able to access or
  modify that subscription.  It is recommended that the subscription
  URI values not be easily predictable.

  The access permission considerations for the RPCs "modify-
  subscription", "resync-subscription", "delete-subscription", and
  "kill-subscription" are described in Section 3.4.

  If a buggy or compromised RESTCONF subscriber sends a number of
  "establish-subscription" requests, then these subscriptions
  accumulate and may use up system resources.  In such a situation, the
  publisher MAY also suspend or terminate a subset of the active
  subscriptions from that RESTCONF subscriber in order to reclaim
  resources and preserve normal operation for the other subscriptions.

10.  References

10.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC3688]  Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
             DOI 10.17487/RFC3688, January 2004,
             <https://www.rfc-editor.org/info/rfc3688>.

  [RFC6020]  Bjorklund, M., Ed., "YANG - A Data Modeling Language for
             the Network Configuration Protocol (NETCONF)", RFC 6020,
             DOI 10.17487/RFC6020, October 2010,
             <https://www.rfc-editor.org/info/rfc6020>.

  [RFC6241]  Enns, R., Ed., Bjorklund, M., Ed., Schoenwaelder, J., Ed.,
             and A. Bierman, Ed., "Network Configuration Protocol
             (NETCONF)", RFC 6241, DOI 10.17487/RFC6241, June 2011,
             <https://www.rfc-editor.org/info/rfc6241>.

  [RFC6242]  Wasserman, M., "Using the NETCONF Protocol over Secure
             Shell (SSH)", RFC 6242, DOI 10.17487/RFC6242, June 2011,
             <https://www.rfc-editor.org/info/rfc6242>.

  [RFC6520]  Seggelmann, R., Tuexen, M., and M. Williams, "Transport
             Layer Security (TLS) and Datagram Transport Layer Security
             (DTLS) Heartbeat Extension", RFC 6520,
             DOI 10.17487/RFC6520, February 2012,
             <https://www.rfc-editor.org/info/rfc6520>.

  [RFC7540]  Belshe, M., Peon, R., and M. Thomson, Ed., "Hypertext
             Transfer Protocol Version 2 (HTTP/2)", RFC 7540,
             DOI 10.17487/RFC7540, May 2015,
             <https://www.rfc-editor.org/info/rfc7540>.

  [RFC8040]  Bierman, A., Bjorklund, M., and K. Watsen, "RESTCONF
             Protocol", RFC 8040, DOI 10.17487/RFC8040, January 2017,
             <https://www.rfc-editor.org/info/rfc8040>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.

  [RFC8341]  Bierman, A. and M. Bjorklund, "Network Configuration
             Access Control Model", STD 91, RFC 8341,
             DOI 10.17487/RFC8341, March 2018,
             <https://www.rfc-editor.org/info/rfc8341>.

  [RFC8342]  Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K.,
             and R. Wilton, "Network Management Datastore Architecture
             (NMDA)", RFC 8342, DOI 10.17487/RFC8342, March 2018,
             <https://www.rfc-editor.org/info/rfc8342>.

  [RFC8446]  Rescorla, E., "The Transport Layer Security (TLS) Protocol
             Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
             <https://www.rfc-editor.org/info/rfc8446>.

  [RFC8639]  Voit, E., Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard,
             E., and A. Tripathy, "Subscription to YANG Notifications",
             RFC 8639, DOI 10.17487/RFC8639, September 2019,
             <https://www.rfc-editor.org/info/rfc8639>.

  [RFC8641]  Clemm, A. and E. Voit, "Subscription to YANG Notifications
             for Datastore Updates", RFC 8641, DOI 10.17487/RFC8641,
             September 2019, <https://www.rfc-editor.org/info/rfc8641>.

  [W3C-20150203]
             Hickson, I., "Server-Sent Events", W3C Recommendation, 3
             February 2015,
             <https://www.w3.org/TR/2015/REC-eventsource-20150203/>.
             Latest version available at <https://www.w3.org/TR/
             eventsource/>.

10.2.  Informative References

  [RFC7231]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
             Protocol (HTTP/1.1): Semantics and Content", RFC 7231,
             DOI 10.17487/RFC7231, June 2014,
             <https://www.rfc-editor.org/info/rfc7231>.

  [RFC7923]  Voit, E., Clemm, A., and A. Gonzalez Prieto, "Requirements
             for Subscription to YANG Datastores", RFC 7923,
             DOI 10.17487/RFC7923, June 2016,
             <https://www.rfc-editor.org/info/rfc7923>.

  [RFC7951]  Lhotka, L., "JSON Encoding of Data Modeled with YANG",
             RFC 7951, DOI 10.17487/RFC7951, August 2016,
             <https://www.rfc-editor.org/info/rfc7951>.

  [RFC8347]  Liu, X., Ed., Kyparlis, A., Parikh, R., Lindem, A., and M.
             Zhang, "A YANG Data Model for the Virtual Router
             Redundancy Protocol (VRRP)", RFC 8347,
             DOI 10.17487/RFC8347, March 2018,
             <https://www.rfc-editor.org/info/rfc8347>.

  [RFC8527]  Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K.,
             and R. Wilton, "RESTCONF Extensions to Support the Network
             Management Datastore Architecture", RFC 8527,
             DOI 10.17487/RFC8527, March 2019,
             <https://www.rfc-editor.org/info/rfc8527>.

  [RFC8640]  Voit, E., Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard,
             E., and A. Tripathy, "Dynamic Subscription to YANG Events
             and Datastores over NETCONF", RFC 8640,
             DOI 10.17487/RFC8640, September 2019,
             <https://www.rfc-editor.org/info/rfc8640>.

  [XPATH]    Clark, J. and S. DeRose, "XML Path Language (XPath)
             Version 1.0", W3C Recommendation, 16 November 1999,
             <http://www.w3.org/TR/1999/REC-xpath-19991116>.  Latest
             version available at <https://www.w3.org/TR/ xpath/>.

Appendix A.  Examples

  This section is non-normative.  To allow easy comparison, this
  section mirrors the functional examples shown with NETCONF over XML
  within [RFC8640].  In addition, HTTP/2 vs HTTP/1.1 headers are not
  shown as the contents of the JSON encoded objects are identical
  within.

  The subscription URI values used in the examples in this section are
  purely illustrative, and are not indicative of the expected usage
  that is described in Section 9.

  The DSCP values are only for example purposes and are all indicated
  in decimal since the encoding is JSON [RFC7951].

A.1.  Dynamic Subscriptions

A.1.1.  Establishing Dynamic Subscriptions

  The following figure shows two successful "establish-subscription"
  RPC requests as per [RFC8639].  The first request is given a
  subscription identifier of 22, and the second, an identifier of 23.

     +------------+                  +-----------+
     | Subscriber |                  | Publisher |
     +------------+                  +-----------+
           |                               |
           |establish-subscription         |
           |------------------------------>|  (a)
           |     HTTP 200 OK, id#22, URI#1 |
           |<------------------------------|  (b)
           |GET (URI#1)                    |
           |------------------------------>|  (c)
           | HTTP 200 OK,notif-mesg (id#22)|
           |<------------------------------|
           |                               |
           |                               |
           |establish-subscription         |
           |------------------------------>|
           |      HTTP 200 OK, id#23, URI#2|
           |<------------------------------|
           |GET (URI#2)                    |
           |------------------------------>|
           |                               |
           |                               |
           |             notif-mesg (id#22)|
           |<------------------------------|
           | HTTP 200 OK,notif-mesg (id#23)|
           |<------------------------------|
           |                               |

           Figure 2: Multiple Subscriptions over RESTCONF/HTTP

  To provide examples of the information being transported, example
  messages for interactions in Figure 2 are detailed below:

  POST /restconf/operations
       /ietf-subscribed-notifications:establish-subscription

  {
     "ietf-subscribed-notifications:input": {
        "stream-xpath-filter": "/example-module:foo/",
        "stream": "NETCONF",
        "dscp": 10
     }
  }

              Figure 3: "establish-subscription" Request (a)

  As the publisher was able to fully satisfy the request, the publisher
  sends the subscription identifier of the accepted subscription and
  the URI:

  HTTP status code - 200

  {
     "id": 22,
     "uri": "https://example.com/restconf/subscriptions/22"
  }

              Figure 4: "establish-subscription" Success (b)

  Upon receipt of the successful response, the subscriber does a GET to
  the provided URI to start the flow of notification messages.  When
  the publisher receives this, the subscription is moved to the active
  state (c).

  GET /restconf/subscriptions/22

            Figure 5: "establish-subscription" Subsequent POST

  While not shown in Figure 2, if the publisher had not been able to
  fully satisfy the request, or the subscriber has no authorization to
  establish the subscription, the publisher would have sent an RPC
  error response.  For instance, if the "dscp" value of 10 asserted by
  the subscriber in Figure 3 proved unacceptable, the publisher may
  have returned:

  HTTP status code - 400

  { "ietf-restconf:errors" : {
      "error" : [
        {
          "error-type": "application",
          "error-tag": "invalid-value",
          "error-severity": "error",
          "error-app-tag":
              "ietf-subscribed-notifications:dscp-unavailable"
        }
      ]
    }
  }

            Figure 6: An Unsuccessful "establish-subscription"

  The subscriber can use this information in future attempts to
  establish a subscription.

A.1.2.  Modifying Dynamic Subscriptions

  An existing subscription may be modified.  The following exchange
  shows a negotiation of such a modification via several exchanges
  between a subscriber and a publisher.  This negotiation consists of a
  failed RPC modification request/response followed by a successful
  one.

     +------------+                 +-----------+
     | Subscriber |                 | Publisher |
     +------------+                 +-----------+
           |                              |
           |  notification message (id#23)|
           |<-----------------------------|
           |                              |
           |modify-subscription (id#23)   |
           |----------------------------->|  (d)
           |    HTTP 400 error (with hint)|
           |<-----------------------------|  (e)
           |                              |
           |modify-subscription (id#23)   |
           |----------------------------->|
           |                  HTTP 200 OK |
           |<-----------------------------|
           |                              |
           |            notif-mesg (id#23)|
           |<-----------------------------|
           |                              |

   Figure 7: Interaction Model for Successful Subscription Modification

  If the subscription being modified in Figure 7 is a datastore
  subscription as per [RFC8641], the modification request made in (d)
  may look like that shown in Figure 8.  As can be seen, the
  modifications being attempted are the application of a new XML Path
  Language (XPath) filter as well as the setting of a new periodic time
  interval.

  POST /restconf/operations
       /ietf-subscribed-notifications:modify-subscription

  {
   "ietf-subscribed-notifications:input": {
      "id": 23,
      "ietf-yang-push:datastore-xpath-filter":
         "/example-module:foo/example-module:bar",
      "ietf-yang-push:periodic": {
         "ietf-yang-push:period": 500
      }
    }
  }

             Figure 8: Subscription Modification Request (c)

  If the publisher can satisfy both changes, the publisher sends a
  positive result for the RPC.  If the publisher cannot satisfy either
  of the proposed changes, the publisher sends an RPC error response
  (e).  The following is an example RPC error response for (e) that
  includes a hint.  This hint is an alternative time period value that
  might have resulted in a successful modification:

  HTTP status code - 400

  { "ietf-restconf:errors" : {
      "error" : [
        "error-type": "application",
        "error-tag": "invalid-value",
        "error-severity": "error",
        "error-app-tag": "ietf-yang-push:period-unsupported",
        "error-info": {
          "ietf-yang-push":
          "modify-subscription-datastore-error-info": {
             "period-hint": 3000
          }
        }
      ]
    }
  }

          Figure 9: "modify-subscription" Failure with Hint (e)

A.1.3.  Deleting Dynamic Subscriptions

  The following demonstrates deleting a subscription.  This
  subscription may have been to either a stream or a datastore.

  POST /restconf/operations
       /ietf-subscribed-notifications:delete-subscription

  {
   "delete-subscription": {
      "id": "22"
   }
  }

                 Figure 10: "delete-subscription" Request

  If the publisher can satisfy the request, the publisher replies with
  success to the RPC request.

  If the publisher cannot satisfy the request, the publisher sends an
  <rpc-error> element indicating the modification didn't work.
  Figure 11 shows a valid response for an existing valid subscription
  identifier, but that subscription identifier was created on a
  different transport session:

  HTTP status code - 404

  {
    "ietf-restconf:errors" : {
      "error" : [
        "error-type": "application",
        "error-tag": "invalid-value",
        "error-severity": "error",
        "error-app-tag":
           "ietf-subscribed-notifications:no-such-subscription"
      ]
    }
  }

              Figure 11: Unsuccessful "delete-subscription"

A.2.  Subscription State Notifications

  A publisher will send subscription state notifications according to
  the definitions within [RFC8639].

A.2.1.  "subscription-modified"

  A "subscription-modified" encoded in JSON would look like:

  {
    "ietf-restconf:notification" : {
      "eventTime": "2007-09-01T10:00:00Z",
      "ietf-subscribed-notifications:subscription-modified": {
        "id": 39,
        "uri": "https://example.com/restconf/subscriptions/22"
        "stream-xpath-filter": "/example-module:foo",
        "stream": {
           "ietf-netconf-subscribed-notifications" : "NETCONF"
        }
      }
    }
  }

    Figure 12: "subscription-modified" Subscription State Notification

A.2.2.  "subscription-completed", "subscription-resumed", and "replay-
       completed"

  A "subscription-completed" notification would look like:

  {
    "ietf-restconf:notification" : {
      "eventTime": "2007-09-01T10:00:00Z",
      "ietf-subscribed-notifications:subscription-completed": {
        "id": 39,
      }
    }
  }

         Figure 13: "subscription-completed" Notification in JSON

  The "subscription-resumed" and "replay-complete" are virtually
  identical, with "subscription-completed" simply being replaced by
  "subscription-resumed" and "replay-complete".

A.2.3.  "subscription-terminated" and "subscription-suspended"

  A "subscription-terminated" would look like:

  {
    "ietf-restconf:notification" : {
      "eventTime": "2007-09-01T10:00:00Z",
      "ietf-subscribed-notifications:subscription-terminated": {
        "id": 39,
        "error-id": "suspension-timeout"
      }
    }
  }

   Figure 14: "subscription-terminated" Subscription State Notification

  The "subscription-suspended" is virtually identical, with
  "subscription-terminated" simply being replaced by "subscription-
  suspended".

A.3.  Filter Example

  This section provides an example that illustrates the method of
  filtering event record contents.  The example is based on the YANG
  notification "vrrp-protocol-error-event" as defined per the ietf-
  vrrp.yang module within [RFC8347].  Event records based on this
  specification that are generated by the publisher might appear as:

  data: {
  data:   "ietf-restconf:notification" : {
  data:     "eventTime" : "2018-09-14T08:22:33.44Z",
  data:     "ietf-vrrp:vrrp-protocol-error-event" : {
  data:       "protocol-error-reason" : "checksum-error"
  data:     }
  data:   }
  data: }

            Figure 15: RFC 8347 (VRRP) - Example Notification

  Suppose a subscriber wanted to establish a subscription that only
  passes instances of event records where there is a "checksum-error"
  as part of a Virtual Router Redundancy Protocol (VRRP) protocol
  event.  Also assume the publisher places such event records into the
  NETCONF stream.  To get a continuous series of matching event
  records, the subscriber might request the application of an XPath
  filter against the NETCONF stream.  An "establish-subscription" RPC
  to meet this objective might be:

  POST /restconf/operations
       /ietf-subscribed-notifications:establish-subscription
  {
     "ietf-subscribed-notifications:input": {
        "stream": "NETCONF",
        "stream-xpath-filter":
          "/ietf-vrrp:vrrp-protocol-error-event[
            protocol-error-reason='checksum-error']/",
     }
  }

      Figure 16: Establishing a Subscription Error Reason via XPath

  For more examples of XPath filters, see [XPATH].

  Suppose the "establish-subscription" in Figure 16 was accepted.  And
  suppose later a subscriber decided they wanted to broaden this
  subscription cover to all VRRP protocol events (i.e., not just those
  with a "checksum error").  The subscriber might attempt to modify the
  subscription in a way that replaces the XPath filter with a subtree
  filter that sends all VRRP protocol events to a subscriber.  Such a
  "modify-subscription" RPC might look like:

  POST /restconf/operations
       /ietf-subscribed-notifications:modify-subscription
  {
     "ietf-subscribed-notifications:input": {
        "stream": "NETCONF",
        "stream-subtree-filter": {
          "/ietf-vrrp:vrrp-protocol-error-event" : {}
        }
     }
  }

               Figure 17: Example "modify-subscription" RPC

  For more examples of subtree filters, see [RFC6241], Section 6.4.

Acknowledgments

  We wish to acknowledge the helpful contributions, comments, and
  suggestions that were received from Ambika Prasad Tripathy, Alberto
  Gonzalez Prieto, Susan Hares, Tim Jenkins, Balazs Lengyel, Kent
  Watsen, Michael Scharf, Guangying Zheng, Martin Bjorklund, Qin Wu,
  and Robert Wilton.

Authors' Addresses

  Eric Voit
  Cisco Systems

  Email: [email protected]


  Reshad Rahman
  Cisco Systems

  Email: [email protected]


  Einar Nilsen-Nygaard
  Cisco Systems

  Email: [email protected]


  Alexander Clemm
  Futurewei

  Email: [email protected]


  Andy Bierman
  YumaWorks

  Email: [email protected]