Independent Submission                                         D. Worley
Request for Comments: 8433                                       Ariadne
Category: Informational                                      August 2018
ISSN: 2070-1721


            A Simpler Method for Resolving Alert-Info URNs

Abstract

  The "alert" namespace of Uniform Resource Names (URNs) can be used in
  the Alert-Info header field of Session Initiation Protocol (SIP)
  requests and responses to inform a voice over IP (VoIP) telephone
  (user agent) of the characteristics of the call that the user agent
  has originated or terminated.  The user agent must resolve the URNs
  into a signal; that is, it must select the best available signal to
  present to its user to indicate the characteristics of the call.

  RFC 7462 describes a non-normative algorithm for signal selection.
  This document describes a more efficient alternative algorithm: a
  user agent's designer can, based on the user agent's signals and
  their meanings, construct a finite state machine (FSM) to process the
  URNs to select a signal in a way that obeys the restrictions given in
  the definition of the "alert" URN namespace.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for informational purposes.

  This is a contribution to the RFC Series, independently of any other
  RFC stream.  The RFC Editor has chosen to publish this document at
  its discretion and makes no statement about its value for
  implementation or deployment.  Documents approved for publication by
  the RFC Editor are not candidates for any level of Internet Standard;
  see Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8433.











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Copyright Notice

  Copyright (c) 2018 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.

Table of Contents

  1. Introduction ....................................................3
     1.1. Requirements Governing Resolution Algorithms ...............4
     1.2. Summary of the New Resolution Algorithm ....................5
     1.3. Conventions Used in This Document ..........................7
  2. Selecting the Signals and Their Corresponding "alert" URNs ......7
  3. General Considerations for Processing Alert-Info ................9
  4. Constructing the Finite State Machine for a Very Simple
     Example ........................................................10
     4.1. Listing the Expressed URNs ................................11
     4.2. Constructing the Alphabet of Symbols ......................11
     4.3. Constructing the States and Transitions ...................13
     4.4. Summary ...................................................17
     4.5. Examples of Processing Alert-Info URNs ....................19
  5. Further Examples ...............................................20
     5.1. Example with "source" and "priority" URNs .................20
     5.2. Example 1 of RFC 7462 .....................................24
     5.3. Examples 2, 3, and 4 of RFC 7462 ..........................30
     5.4. An Example That Subsets Internal Sources ..................33
     5.5. An Example of "alert:service" URNs ........................34
     5.6. An Example Using Country Codes ............................34
  6. Prioritizing Signals ...........................................40
  7. Dynamic Sets of Signals ........................................41
  8. Security Considerations ........................................43
  9. IANA Considerations ............................................43
  10. References ....................................................44
     10.1. Normative References .....................................44
     10.2. Informative References ...................................44
  Acknowledgments ...................................................45
  Author's Address ..................................................45








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1.  Introduction

  When a SIP user agent (UA) server receives an incoming INVITE
  request, it chooses an alerting signal (the ring tone) to present to
  its user (the called user) by processing the Alert-Info header
  field(s) in the incoming INVITE request [RFC3261].  Similarly, a SIP
  UA client determines an alerting signal (the ringback tone) to
  present to its user (the calling user) by processing the Alert-Info
  header field(s) in the incoming provisional response(s) to its
  outgoing INVITE request.

  [RFC3261] envisioned that the Alert-Info header field value would be
  a URL that the UA could use to retrieve the encoded media of the
  signal.  This usage has security problems and is inconvenient to
  implement in practice.

  [RFC7462] introduced an alternative practice: the Alert-Info values
  can be URNs in the "alert" URN namespace that specify features of the
  call or of the signal that should be signaled to the user.  [RFC7462]
  defined a large set of "alert" URNs and procedures for extending
  the set.

  A UA is unlikely to provide more than a small set of alerting
  signals, and there are an infinite number of possible combinations of
  "alert" URNs.  Thus, a UA is often required to select an alerting
  signal that renders only a subset of the information in the
  Alert-Info header field(s) -- which is the resolution process for
  "alert" URNs.  The requirements for resolving "alert" URNs are given
  in Section 11.1 of [RFC7462].

  Section 12 of [RFC7462] gives a (non-normative) resolution algorithm
  for selecting a signal that satisfies the requirements of
  Section 11.1 of that document.  That algorithm can be used regardless
  of the set of alerting signals that the UA provides and their
  specified meanings.  The existence of the algorithm defined in
  [RFC7462] demonstrates that the resolution requirements can always be
  satisfied.  However, the algorithm is complex and slow.

  The purpose of this document is to describe an improved
  implementation -- a more efficient resolution algorithm for selecting
  signals that conforms to the requirements of Section 11.1 of
  [RFC7462].  (Of course, like any such algorithm, it is non-normative,
  and the implementation is free to use any algorithm that conforms to
  the requirements of Section 11.1 of [RFC7462].)

  In the algorithm defined in this document, once the UA designer has
  chosen the set of signals that the UA produces and the "alert" URNs
  that they express, a finite state machine (FSM) is constructed that



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  selects alerting signals based on the URNs in the Alert-Info header
  field(s) in a SIP message.  The incoming "alert" URNs are
  preprocessed in a straightforward manner into a sequence of "symbols"
  drawn from a fixed finite set; these symbols are then used as input
  to the FSM.  After processing the input, the state of the FSM selects
  the correct alerting signal to present to the user.

  Both the preprocessor and the FSM are determined only by the selected
  set of signals and the set of "alert" URNs expressed by the signals,
  so the processing machinery can be fixed at the time of designing
  the UA.

1.1.  Requirements Governing Resolution Algorithms

  The requirements for the resolution of "alert" URNs are given in
  Section 11.1 of [RFC7462] and can be described as follows:

  o  The "alert" URNs are processed from left to right.  Each "alert"
     URN has precedence over all URNs that follow it, and its
     interpretation is subordinate to all URNs that precede it.

  o  As each URN is processed, one of the UA's signals is chosen that
     expresses that URN as far as can be done without reducing the
     degree to which any of the preceding URNs were expressed by the
     signal chosen for the preceding URN.  Thus, as processing
     proceeds, the chosen signals become increasingly specific and
     contain more information, but all of the information about a
     particular URN that is expressed by the signal chosen for that URN
     is also expressed by the signals chosen for all following URNs.

  o  If the entirety of the current URN cannot be expressed by any
     allowed signal, then each of the trailing alert-ind-parts (the
     sections separated by colons) is in turn removed until the reduced
     URN can be expressed by some signal that also expresses at least
     the same reduced versions of the preceding URNs that were
     expressed by the signal chosen for the preceding URN.  This can be
     described as "a signal that expresses as much of the current URN
     as possible while still expressing as much of the previous URNs as
     the preceding signal did."

  So, for instance, consider processing

      Alert-Info: urn:alert:category-a:part-a1:part-a2,
                  urn:alert:category-b:part-b1:part-b2

  If the UA has no signal for urn:alert:category-a:part-a1:part-a2, it
  removes part-a2 from the URN and checks whether it has a signal for
  the less-specific URN urn:alert:category-a:part-a1.  If it has no



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  signal for that URN, it gives up on the URN entirely (since
  urn:alert:category-a doesn't exist and can be considered to express
  nothing about the call), and the chosen signal is the default signal
  of the UA, i.e., the signal that is used when there is no Alert-Info.

  But let us suppose the UA has a signal for
  urn:alert:category-a:part-a1 and chooses that signal when processing
  the first URN.  All processing after this point will be restricted to
  signals that express urn:alert:category-a:part-a1 or a more specific
  URN of the category "category-a".

  The UA then goes on to examine the next URN,
  urn:alert:category-b:part-b1:part-b2.  If there is a signal that
  expresses both urn:alert:category-a:part-a1 and
  urn:alert:category-b:part-b1:part-b2, then the UA chooses that
  signal.  If there is no such signal, the second URN is reduced to
  urn:alert:category-b:part-b1, and the UA checks for a signal that
  expresses that URN along with urn:alert:category-a:part-a1.  If there
  is no such signal that matches that relaxed requirement, the second
  URN is reduced to urn:alert:category-b, which is discarded, and the
  chosen signal for the first URN is chosen for the second URN.  In any
  case, all processing after this point will be restricted to signals
  that express urn:alert:category-a:part-a1 or a more specific URN of
  the category "category-a" and that also express the chosen part of
  urn:alert:category-b:part-b1:part-b2.

  This process is continued until the last "alert" URN is processed;
  the signal chosen for the last URN is the signal that the UA uses.

1.2.  Summary of the New Resolution Algorithm

  The purpose of this document is to describe a resolution algorithm
  that conforms to Section 11.1 of [RFC7462] but is simpler than the
  algorithm described in Section 12 of [RFC7462]: once the UA designer
  has chosen a set of signals and the URNs that they express, an FSM is
  constructed that selects alerting signals based on the URNs in the
  Alert-Info header field(s) in a SIP message.

  o  The designer selects the set of signals that the UA produces,
     matching each signal to a set of "alert" URNs that together
     specify the meaning that is carried by the signal.  (If the signal
     is a "default" signal that has no specific meaning, the set is
     empty.  If the signal carries the meaning of one "alert" URN, the
     set contains that URN.  If the signal carries a meaning that is
     the logical AND of two or more "alert" URNs, the set contains
     those URNs.)





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  o  Based on the UA's signals and their meanings, the designer
     constructs an "alphabet" containing a finite number of symbols;
     each possible "alert" URN is mapped into one particular symbol.

  o  The designer constructs an FSM whose input is the alphabet of
     symbols and whose states describe the information extracted from
     the Alert-Info URNs.

  o  Each state of the FSM has an associated signal.  Processing the
     Alert-Info URNs will leave the FSM in some particular state; the
     UA renders the signal that is attached to that final state.

  To select a ring tone or ringback tone based on a SIP message, the UA
  processes the "alert" URNs in the Alert-Info header field from left
  to right.  Initially, the FSM is in a designated initial state.  The
  UA maps each successive URN into the corresponding symbol and then
  executes the state transition of the FSM specified by the symbol.
  The state of the FSM after processing the URNs determines which
  signal the UA will render to the user.

  Note that the UA generally has two FSMs, because a UA usually wants
  to signal different information in ring tones than it signals in
  ringback tones.  One FSM is used to select the ring tone to render
  for an incoming INVITE request.  The other FSM is used to select the
  ringback tone to render based on an incoming provisional response to
  an outgoing INVITE request.  Both FSMs are constructed in the same
  way, but the constructions are based on different lists of signals
  and corresponding URNs.

  All of the steps of the method after the designer has selected the
  signals and their URNs are algorithmic, and the algorithm of those
  steps ensures that the operation of the FSM will satisfy the
  constraints of Section 11.1 of [RFC7462].  A Python implementation of
  the algorithmic steps is provided in [code].

  In simple situations, a suitable FSM or equivalent ad hoc code can be
  constructed by hand using ad hoc analysis.  Generally, this is only
  practical in situations where a small number of alert-categories and
  alert-indications are signaled and the categories interact in a
  simple, uniform way.  For example, the examples in Sections 5.1 and
  5.2 could be constructed by ad hoc analysis.  But automatic
  processing is valuable if the situation is too complicated to
  construct a correct FSM by ad hoc analysis, or if the set of signals
  will change too frequently for human production to be economical.







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1.3.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

2.  Selecting the Signals and Their Corresponding "alert" URNs

  The designer must select signals that the UA will generate and define
  the meanings that the signals will have to the user.  Based on this,
  the designer determines for each signal the "alert" URN or
  combination of "alert" URNs that (1) indicate that signal's meaning
  in SIP messages and (2) consequently should elicit that signal from
  the UA.

  For example, suppose the UA has a particular ring tone for calls from
  an external source.  A call from an external source is marked with
  the URN urn:alert:source:external (specified in Section 9 of
  [RFC7462]).  Thus, the table of signals includes:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      external source                 urn:alert:source:external

  Similarly, if the UA has a particular ring tone for calls from an
  internal source, the table includes:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      internal source                 urn:alert:source:internal

  If the UA has ring tones for calls that are marked as having higher
  or lower priority, then the table includes:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      high priority                   urn:alert:priority:high
      low priority                    urn:alert:priority:low

  Note that the UA must be able to signal for a message that has no
  "alert" URNs in the Alert-Info header field, which means that there
  must always be a default signal that has zero corresponding URNs:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      default                         (none)



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  A signal can be defined to indicate a combination of conditions.  For
  instance, a signal that is used only for high-priority, internal-
  source calls expresses two URNs and will only be used when both URNs
  are present in Alert-Info:

      Signal                          URN(s)
      ------------------------------  -------------------------------
      high priority, internal source  urn:alert:priority:high,
                                          urn:alert:source:internal

  A signal can be defined to cover a number of related conditions by
  specifying a URN that is the common prefix of the URNs for the
  various conditions.  For instance, the URNs for "recall due to
  callback", "recall due to call hold", and "recall due to transfer"
  all start with urn:alert:service:recall, and so one signal can be
  provided for all of them by:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      recall                          urn:alert:service:recall

  But if a specific signal is also provided for "recall due to
  callback" by this entry:

      Signal                          URN(s)
      ----------------------------    ---------------------------------
      recall generally                urn:alert:service:recall
      recall due to callback          urn:alert:service:recall:callback

  then if the message contains urn:alert:service:recall:callback, the
  "recall due to callback" signal will be chosen instead of "recall
  generally" because the UA chooses the signal that most completely
  expresses the information in the Alert-Info header field.

  The designer may wish to define extension URNs that provide more
  specific information about a call than the standard "alert" URNs do.
  One method is to add additional components to standard URNs.  For
  instance, an extra-high priority could be indicated by the URN
  urn:alert:priority:high:extra@example.  The final "extra@example" is
  an "alert-ind-part" that is a private extension.  (See Sections 7 and
  10.2 of [RFC7462] for a discussion of private extensions.)  In any
  case, adding an alert-ind-part to a URN makes its meaning more
  specific, in that any call to which the longer URN can be applied can
  also have the shorter URN applied.  In this case, "extra-high-
  priority calls" are considered a subset of "high-priority calls".






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      Signal                URN(s)
      --------------------- -----------------------------------------
      high priority         urn:alert:priority:high
      extra-high priority   urn:alert:priority:high:[email protected]

  Of course, for this extension to be useful, the senders of SIP
  messages (e.g., other UAs) must generate the extension URN in
  suitable circumstances.

  In some circumstances, the designer may want to create an entirely
  new category of "alert" URNs to indicate a type of information that
  is not indicated by any standard category of URNs.  In that case, the
  designer uses a private extension as the alert-category (the third
  component of the URN), combined with whatever alert-ind-part (fourth
  component) values are desired.  For example, a simplified version of
  the U.S. military security designations could be:

      Signal                    URN(s)
      -----------------------   ---------------------------------------
      unclassified              urn:alert:security@example:unclassified
      confidential              urn:alert:security@example:confidential
      secret                    urn:alert:security@example:secret
      top secret                urn:alert:security@example:top-secret

  The designer should ensure that the new alert-category is orthogonal
  to all defined standard alert-categories, in that any combination of
  one of the new URNs with one of the standard URNs is meaningful in
  that there could be a message carrying both URNs.

  In addition, the set of alert-ind-parts for the new alert-category
  should be comprehensive and disjoint, in that every message can be
  described by exactly one of them.

3.  General Considerations for Processing Alert-Info

  In this section, we will discuss various considerations that arise
  when processing Alert-Info.  These have to be taken care of properly
  in order to conform to the standards, as well as to ensure a good
  user experience.  But since they are largely independent of the
  generated FSM and its processing, they are gathered here in a
  separate section.

  The UA may have a number of different FSMs for processing URNs.
  Generally, there will be different FSMs for processing Alert-Info in
  incoming INVITE requests and for incoming provisional responses to
  outgoing INVITE requests.  But any situation that changes the set of
  signals that the UA is willing to generate specifies a different set
  of signals and corresponding URNs and thus generates a different FSM.



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  For example, if a call is active on the UA, all audible signals may
  become unavailable, or audible signals may be available only if
  urn:alert:priority:high is specified.

  Similarly, if the set of signals is customized by user action or
  local policy, the generated FSM must be updated.  This can be done by
  (1) regenerating it according to the method described here or
  (2) generating a "generic" FSM and instantiating it based on the
  available signals.  (See Section 7 for a discussion of this.)

  Note that the values in an Alert-Info header field are allowed to be
  URIs of any scheme and, within the "urn" scheme, are allowed to have
  any namespace [RFC3261].  The processing of URIs that are not "alert"
  URNs is not considered by this document, nor is that processing
  specified by [RFC7462].  But the algorithm designer must consider
  what to do with such URIs if they are encountered.  The simplest
  choice is to ignore them.  Alternatively, the algorithm may examine
  the URI to determine if it names an alerting signal or describes how
  to retrieve an alerting signal, and, if so, choose to render that
  signal rather than process the "alert" URNs to select a signal.  In
  any case, the remainder of this document assumes that (1) the signal
  is to be chosen based on the "alert" URNs in Alert-Info and (2) all
  Alert-Info URIs that are not "alert" URNs have been removed.

  The UA may also receive "alert" URNs that are semantically invalid in
  various ways.  For example, the URN may have only three components,
  despite the fact that all valid "alert" URNs have at least one
  alert-ind-part and thus four components.  The only useful strategy is
  to ignore such URNs (and possibly log them for analysis).

  The method described here is robust in its handling of categories and
  alert-ind-parts that are unknown to the UA; as a consequence, it is
  also robust if they are not valid standardized URNs.  Thus, these
  error conditions need not be handled specially.

4.  Constructing the Finite State Machine for a Very Simple Example

  Constructing the FSM involves:

  1.  Listing the URNs that are expressed by the various signals of
      the UA.

  2.  From the expressed URNs, constructing the finite alphabet of
      symbols into which input URNs are mapped and that drive the state
      transitions of the FSM.






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  3.  Constructing the states of the FSM and the transitions between
      them.

  4.  Selecting a signal to be associated with each FSM state.

  We will explain the process using a very simple example in which
  there are two signals -- one expressing "internal source" and one
  expressing "external source" -- along with a default signal (for when
  there is no source information to signal).  The "internal source"
  signal expresses urn:alert:source:internal, and the "external source"
  signal expresses urn:alert:source:external.

4.1.  Listing the Expressed URNs

  The first step is to establish for each of the UA's signals what call
  characteristics it represents, which is to say, the set of "alert"
  URNs that are its information content.

      Signal                          URN(s)
      ----------------------------    -------------------------------
      default                         (none)
      internal source                 urn:alert:source:internal
      external source                 urn:alert:source:external

  From the totality of these expressed URNs, the designer can then
  determine which sets of URNs must be distinguished from each other.
  In our simple example, the expressed URNs are:

      urn:alert:source:external
      urn:alert:source:internal

4.2.  Constructing the Alphabet of Symbols

  In order to reduce the infinite set of possible "alert" URNs to a
  finite alphabet of input symbols that cause the FSM's transitions,
  the designer must partition the "alert" URNs into a finite set of
  categories.

  Once we've listed all the expressed URNs, we can list all of the
  alert-categories that are relevant to the UA's signaling; "alert"
  URNs in any other alert-category cannot affect the signaling and can
  be ignored.  (The easiest way to ignore the non-relevant URNs is to
  skip over them during Alert-Info processing.  A more formal method is
  to map all of them into one "Other" symbol and then, for each state
  of the FSM, have the "Other" symbol transition to that same state.)






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  Within each relevant alert-category, we now define a distinct
  symbol for every expressed URN and for all of their "ancestor" URNs
  (those that can be created by removing one or more trailing
  alert-ind-parts).  In order to name the symbols in a way that
  distinguishes them from the corresponding URNs, we remove the initial
  "urn:alert:" and capitalize each alert-ind-part.  Thus, in our
  example, we get these symbols:

      Source
      Source:External
      Source:Internal

  Note that there is a "Source" symbol even though there is no
  corresponding URN.  (urn:alert:source is not a valid URN -- see
  Section 7 of [RFC7462] -- although the processing algorithm must be
  prepared to screen out such a purported URN if it appears in the
  Alert-Info header field.)  However, its existence as a symbol will be
  useful later when we construct the FSM.

  For each of these symbols, we add a symbol that classifies URNs that
  extend the symbol's corresponding URN with alert-ind-parts that
  cannot be expressed by signals:

      Source:Other
      Source:External:Other
      Source:Internal:Other

  The latter two classify URNs, such as
  urn:alert:source:external:foo@example, that extend URNs that we
  already have symbols for.  The first is for classifying URNs, such as
  urn:alert:source:bar@example, that have first alert-ind-parts that
  contradict all the "source" URNs that the UA can signal.

  These steps give us this set of symbols:

      Source
      Source:External
      Source:External:Other
      Source:Internal
      Source:Internal:Other
      Source:Other

  We can then simplify the set of symbols by removing the ones like
  Source:External:Other and Source:Internal:Other that consist of
  adding "Other" to a symbol that corresponds to an expressed URN that
  is not ancestral to any other expressed URNs.  This works because
  adding further alert-ind-parts to a URN that is a leaf in regard to




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  the set of signals has no additional effect.  In this example,
  urn:alert:source:external:foo@example has the same effect as
  urn:alert:source:external for both (1) causing a signal to be chosen
  and (2) suppressing the effect of later URNs.

  This leaves the following symbols for the "source" category:

      Source
      Source:External
      Source:Internal
      Source:Other

  These can be visually summarized by showing the infinite tree of
  possible source "alert" URNs and how it is partitioned into subtrees
  that map to each of these symbols.  We also mark with "*" the
  expressed URNs.

                               urn:alert
                                   |
                               {   |    }
                               { source } --> 1
                               {   |    }
                                   |
              +--------------------+------------------+
              |                    |                  |
         {    |      }        {    |      }        {  |  }
         { external* } --> 2  { internal* } --> 3  { ... } --> 4
         {    |      }        {    |      }        {     }
         {   ...     }        {   ...     }
         {           }        {           }

      1 = Source
      2 = Source:External
      3 = Source:Internal
      4 = Source:Other

4.3.  Constructing the States and Transitions

  The UA processes the Alert-Info URNs from left to right using an FSM,
  with each successive URN causing the FSM to transition to a new
  state.  Each state of the FSM records the information that has so far
  been extracted from the URNs.  The state of the FSM after processing
  all the URNs determines which signal the UA will render to the user.

  We label each state with a set of symbols, one from each relevant
  category, that describe the information that's been extracted from
  all of the URNs that have so far been processed.  The initial state
  is labeled with the "null" symbols that are just the category names,



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  because no information has yet been recorded.  In our simple example,
  the initial state is labeled "Source", since that's the only relevant
  category.

      State: Source (initial state)

  Each state has a corresponding alerting signal, which is the signal
  that the UA will produce when URN processing leaves the FSM in that
  state.  The signal is the one that best expresses the information
  that has been extracted from the URNs.  Usually, the choice of signal
  is obvious to the designer, but there are certain constraints that
  the choice must satisfy.  The main constraint is that the signal's
  expressed URNs must be semantic supersets of (i.e., identical to or a
  prefix of) the URNs corresponding to the symbols in the state's
  label.  In particular, if the expressed URN of the signal in a
  certain category is shorter than the state's label, we show that in
  the state's name by putting parentheses around the trailing part of
  the symbol that is not expressed by the signal.  For instance, if the
  symbol in the label is "Source:External" but the signal only
  expresses "Source" (i.e., no "source" URN at all), then the symbol in
  the label is modified to be "Source:(External)".

  The reason for this nonintuitive construction is that in some states,
  the FSM has recorded information that the chosen signal cannot
  express.

  Note that the parentheses are part of the state name, so in some
  circumstances there may be two or more distinct states labeled with
  the same symbols but with different placement of parentheses within
  the symbols.  These similar state names are relevant when the FSM can
  record information from multiple "alert" URNs but cannot express all
  of them -- depending on the order in which the URNs appear, the UA
  may have to render different signals, so it needs states that record
  the same information but render different subsets of that
  information.

  The initial state's label is the string of null symbols for the
  relevant categories, so the only allowed signal is the default
  signal, which expresses no URNs:

      State: Source (initial state)
      Signal: default









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  From each state, we must construct the transition for each possible
  input symbol.  For a particular current state and symbol, we
  construct the label of the next state by combining the input symbol
  with the symbol in the current state's label for the same category.
  If one of the symbols is a prefix of the other, we select the longer
  one; if not, we select the symbol in the current state's label.

  Thus, in our simple example, the initial state has the following
  transitions:

      State: Source (initial state)
      Signal: default
      Transitions:
          Source:External -> Source:External
          Source:Internal -> Source:Internal
          Source:Other -> Source:Other

  In all of these transitions, the input symbol is compatible with the
  matching label of the current state, "Source", so the next state's
  label is the full input symbol.

  However, there is a further constraint on the next state: its signal
  must express URNs that at least contain the expressed URNs of the
  signal of the current state.  Within that constraint, and being
  compatible with the next state's label, for the category of the input
  URN, the next state's signal must express the longest URN that can be
  expressed by any signal.

  In our example, this means that the next Source:External state has
  the "external source" signal, which expresses
  urn:alert:source:external.  Since that signal expresses all of the
  state's label, it is the chosen state.  Similarly, the next
  Source:Internal state has the "internal source" signal.  But for the
  transition on input Source:Other, the "Source:Other" state must have
  the default signal, as there is no signal that expresses
  urn:alert:source:[some-unknown-alert-ind-part].  So the next state is
  "Source:(Other)", where the parentheses record that the "Other" part
  of the label is not expressed by the state's signal.













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  Thus, the current state and the next states that it can transition
  to are:

      State: Source (initial state)
      Signal: default
      Transitions:
          Source:External -> Source:External
          Source:Internal -> Source:Internal
          Source:Other -> Source:(Other)

      State: Source:External
      Signal: external source (urn:alert:source:external)

      State: Source:Internal
      Signal: internal source (urn:alert:source:internal)

      State: Source:(Other)
      Signal: default

  Looking at the state Source:External, we see that it is incompatible
  with all input symbols other than Source:External, and thus all of
  its transitions are to itself:

      State: Source:External
      Signal: external source (urn:alert:source:external)
      Transitions:
          Source:External -> Source:External
          Source:Internal -> Source:External
          Source:Other -> Source:External

  and similarly:

      State: Source:Internal
      Signal: internal source (urn:alert:source:internal)
      Transitions:
          Source:External -> Source:Internal
          Source:Internal -> Source:Internal
          Source:Other -> Source:Internal

      State: Source:(Other)
      Signal: default
      Transitions:
          Source:External -> Source:(Other)
          Source:Internal -> Source:(Other)
          Source:Other -> Source:(Other)






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4.4.  Summary

  The FSM can be constructed by processing the file "very-simple.txt"
  with the program "alert-info-fsm.py" in [code].  The program's output
  shows the stages of the construction, which are as follows:

  1.  The signals have the meanings:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      default                         (none)
      internal source                 urn:alert:source:internal
      external source                 urn:alert:source:external

  2.  The expressed URNs are:

      urn:alert:source:external
      urn:alert:source:internal

  3.  The relevant categories of "alert" URNs are only:

      source

  4.  Thus, the infinite universe of possible "alert" URNs can be
      reduced to these symbols, which are the categories of URNs that
      are different in ways that are significant to the resolution
      process:

      Source
      Source:External
      Source:Internal
      Source:Other

  5.  The FSM is:

      State: Source (initial state)
      Signal: default
      Transitions:
          Source:External -> Source:External
          Source:Internal -> Source:Internal
          Source:Other -> Source:(Other)

      State: Source:External
      Signal: external source (urn:alert:source:external)
      Transitions:
          Source:External -> Source:External
          Source:Internal -> Source:External
          Source:Other -> Source:External



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      State: Source:Internal
      Signal: internal source (urn:alert:source:internal)
      Transitions:
          Source:External -> Source:Internal
          Source:Internal -> Source:Internal
          Source:Other -> Source:Internal

      State: Source:(Other)
      Signal: default
      Transitions:
          Source:External -> Source:(Other)
          Source:Internal -> Source:(Other)
          Source:Other -> Source:(Other)

      *  Each state is labeled by a set of symbols that describe the
         information that has been extracted from the URNs so far.

      *  Each state has a signal that is a semantic superset of the
         state's label, i.e., the signal's expressed URNs match the
         initial portion of the label symbols.  If Alert-Info
         processing finishes with the FSM in a state, the UA will
         render the state's signal to the user.

      *  The state's label is marked to show what subset of the symbols
         are expressed by the state's signal.  Two states can have the
         same label but different signals.

      *  If a transition's input symbol is compatible with (is a
         semantic subset of) the current state's label for that
         category, the next state's label is updated with the input
         symbol.  If not, the next state is the current state.  This is
         how the state's label records what information has been
         accumulated while processing the Alert-Info URNs.

      *  A transition's next state has a signal that semantically
         subsets the current state's signal as much as possible in the
         category of the input symbol.  (In most cases, the choice of
         signal is unique.  In rare cases, there may be more than one
         signal that meets this criterion, so the designer may have
         some flexibility.)











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4.5.  Examples of Processing Alert-Info URNs

  In the trivial case where the UA receives no Alert-Info URNs,
  processing begins and ends with the FSM in the initial state, and the
  default signal is selected.

  If the UA receives

      Alert-Info: <urn:alert:source:internal>

  then processing progresses:

      State: Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Source:Internal
      Signal: internal source

  If the UA receives

      Alert-Info: <urn:alert:source:external>,
          <urn:alert:source:internal>

  then processing progresses:

      State: Source
          Process: Source:External (urn:alert:source:external)
      State: Source:External
          Process: Source:Internal (urn:alert:source:internal)
      State: Source:External
      Signal: external source

  If the UA receives

      Alert-Info: <urn:alert:source:unclassified>,
          <urn:alert:source:internal>

  then processing progresses:

      State: Source
          Process: Source:Other (urn:alert:source:unclassified)
      State: Source:(Other)
          Process: Source:Internal (urn:alert:source:internal)
      State: Source:(Other)
      Signal: default







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  If the UA receives

      Alert-Info: <urn:alert:priority:high>,
          <urn:alert:source:internal>

  then processing progresses:

      State: Source
          Ignore: urn:alert:priority:high
      State: Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Source:Internal
      Signal: internal source

5.  Further Examples

5.1.  Example with "source" and "priority" URNs

  Now consider an example where the UA can signal "external source",
  "internal source", "low priority", and "high priority" individually
  or in any combination of source and priority, along with a default
  signal.  This example is essentially the Cartesian product of two
  copies of the example in Section 4: one dealing with the call's
  source and one dealing with the call's priority.  So there are a
  total of 9 signals:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      default                         (none)
      external source                 urn:alert:source:external
      internal source                 urn:alert:source:internal
      low priority                    urn:alert:priority:low
      low priority/external source    urn:alert:priority:low,
                                          urn:alert:source:external
      low priority/internal source    urn:alert:priority:low,
                                          urn:alert:source:internal
      high priority                   urn:alert:priority:high
      high priority/external source   urn:alert:priority:high,
                                          urn:alert:source:external
      high priority/internal source   urn:alert:priority:high,
                                          urn:alert:source:internal

  The expressed URNs are:

      urn:alert:source:external
      urn:alert:source:internal
      urn:alert:priority:low
      urn:alert:priority:high



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  The relevant categories of "alert" URNs are only:

      source
      priority

  The alphabet of symbols is:

      Source
      Source:External
      Source:Internal
      Source:Other
      Priority
      Priority:Low
      Priority:High
      Priority:Other

  The 16 states are as follows, where 9 states are "sink" states from
  which no further information can be recorded, as all transitions from
  the state lead to itself.

      State: Priority/Source
      Signal: default
      Transitions:
          Priority:Other -> Priority:(Other)/Source
          Priority:High -> Priority:High/Source
          Priority:Low -> Priority:Low/Source
          Source:Other -> Priority/Source:(Other)
          Source:External -> Priority/Source:External
          Source:Internal -> Priority/Source:Internal

      State: Priority:(Other)/Source
      Signal: default
      Transitions:
          Priority:Other -> Priority:(Other)/Source
          Priority:High -> Priority:(Other)/Source
          Priority:Low -> Priority:(Other)/Source
          Source:Other -> Priority:(Other)/Source:(Other)
          Source:External -> Priority:(Other)/Source:External
          Source:Internal -> Priority:(Other)/Source:Internal

      State: Priority:(Other)/Source:(Other)
      Signal: default
      Transitions:
          any -> Priority:(Other)/Source:(Other)







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      State: Priority:(Other)/Source:External
      Signal: external source
      Transitions:
          any -> Priority:(Other)/Source:External

      State: Priority:(Other)/Source:Internal
      Signal: internal source
      Transitions:
          any -> Priority:(Other)/Source:Internal

      State: Priority:High/Source
      Signal: high priority
      Transitions:
          Priority:Other -> Priority:High/Source
          Priority:High -> Priority:High/Source
          Priority:Low -> Priority:High/Source
          Source:Other -> Priority:High/Source:(Other)
          Source:External -> Priority:High/Source:External
          Source:Internal -> Priority:High/Source:Internal

      State: Priority:High/Source:(Other)
      Signal: high priority
      Transitions:
          any -> Priority:High/Source:(Other)

      State: Priority:High/Source:External
      Signal: high priority/external source
      Transitions:
          any -> Priority:High/Source:External

      State: Priority:High/Source:Internal
      Signal: high priority/internal source
      Transitions:
          any -> Priority:High/Source:Internal

      State: Priority:Low/Source
      Signal: low priority
      Transitions:
          Priority:Other -> Priority:Low/Source
          Priority:High -> Priority:Low/Source
          Priority:Low -> Priority:Low/Source
          Source:Other -> Priority:Low/Source:(Other)
          Source:External -> Priority:Low/Source:External
          Source:Internal -> Priority:Low/Source:Internal







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      State: Priority:Low/Source:(Other)
      Signal: low priority
      Transitions:
          any -> Priority:Low/Source:(Other)

      State: Priority:Low/Source:External
      Signal: low priority/external source
      Transitions:
          any -> Priority:Low/Source:External

      State: Priority:Low/Source:Internal
      Signal: low priority/internal source
      Transitions:
          any -> Priority:Low/Source:Internal

      State: Priority/Source:(Other)
      Signal: default
      Transitions:
          Priority:Other -> Priority:(Other)/Source:(Other)
          Priority:High -> Priority:High/Source:(Other)
          Priority:Low -> Priority:Low/Source:(Other)
          Source:Other -> Priority/Source:(Other)
          Source:External -> Priority/Source:(Other)
          Source:Internal -> Priority/Source:(Other)

      State: Priority/Source:External
      Signal: external source
      Transitions:
          Priority:Other -> Priority:(Other)/Source:External
          Priority:High -> Priority:High/Source:External
          Priority:Low -> Priority:Low/Source:External
          Source:Other -> Priority/Source:External
          Source:External -> Priority/Source:External
          Source:Internal -> Priority/Source:External

      State: Priority/Source:Internal
      Signal: internal source
      Transitions:
          Priority:Other -> Priority:(Other)/Source:Internal
          Priority:High -> Priority:High/Source:Internal
          Priority:Low -> Priority:Low/Source:Internal
          Source:Other -> Priority/Source:Internal
          Source:External -> Priority/Source:Internal
          Source:Internal -> Priority/Source:Internal







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  An example of processing that involves multiple "source" URNs and one
  "priority" URN:

      Alert-Info: <urn:alert:source:internal>,
          <urn:alert:source:unclassified>,
          <urn:alert:priority:high>

  in which case processing progresses:

      State: Source/Priority
          Process: Source:Internal (urn:alert:source:internal)
      State: Source:Internal/Priority
          Process: Source:(Other) (urn:alert:source:unclassified)
      State: Source:Internal/Priority
          Process: Priority:High (urn:alert:priority:high)
      State: Source:Internal/Priority:High
      Signal: internal source/high priority

5.2.  Example 1 of RFC 7462

  A more complicated example is provided in Section 12.2.1 of
  [RFC7462].  It is like the example in Section 5.1 of this document,
  except that the UA can only signal "external source", "internal
  source", "low priority", and "high priority" individually but not in
  combination, as well as a default signal:

      Signal                          URN(s)
      ----------------------------    -------------------------------
      default                         (none)
      internal source                 urn:alert:source:external
      external source                 urn:alert:source:internal
      low priority                    urn:alert:priority:low
      high priority                   urn:alert:priority:high

  The signals can express the following URNs:

      urn:alert:source:external
      urn:alert:source:internal
      urn:alert:priority:low
      urn:alert:priority:high

  The relevant categories of "alert" URNs are:

      source
      priority






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  The alphabet of symbols is:

      Source
      Source:External
      Source:Internal
      Source:Other
      Priority
      Priority:Low
      Priority:High
      Priority:Other

  In this example, the FSM has 20 states because both "source" and
  "priority" URNs are recorded, but the order in which the two appear
  affects the signal:

      State: Priority/Source
      Signal: default
      Transitions:
          Priority:Other -> Priority:(Other)/Source
          Priority:High -> Priority:High/Source
          Priority:Low -> Priority:Low/Source
          Source:Other -> Priority/Source:(Other)
          Source:External -> Priority/Source:External
          Source:Internal -> Priority/Source:Internal

  State Priority:(Other)/Source can transition to states that can
  signal the source, because the recorded priority can't be signaled
  and thus does not block the signaling of the source:

      State: Priority:(Other)/Source
      Signal: default
      Transitions:
          Priority:Other -> Priority:(Other)/Source
          Priority:High -> Priority:(Other)/Source
          Priority:Low -> Priority:(Other)/Source
          Source:Other -> Priority:(Other)/Source:(Other)
          Source:External -> Priority:(Other)/Source:External
          Source:Internal -> Priority:(Other)/Source:Internal

      State: Priority:(Other)/Source:(Other)
      Signal: default
      Transitions:
          any -> Priority:(Other)/Source:(Other)

      State: Priority:(Other)/Source:External
      Signal: external source
      Transitions:
          any -> Priority:(Other)/Source:External



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      State: Priority:(Other)/Source:Internal
      Signal: internal source
      Transitions:
          any -> Priority:(Other)/Source:Internal

  Because there are no signals for combinations of "source" and
  "priority" URNs, processing a "source" URN from the state
  Priority:High/Source leads to a state that records the priority
  information but does not signal it:

      State: Priority:High/Source
      Signal: high priority
      Transitions:
          Priority:Other -> Priority:High/Source
          Priority:High -> Priority:High/Source
          Priority:Low -> Priority:High/Source
          Source:Other -> Priority:High/Source:(Other)
          Source:External -> Priority:High/Source:(External)
          Source:Internal -> Priority:High/Source:(Internal)

      State: Priority:High/Source:(Other)
      Signal: high priority
      Transitions:
          any -> Priority:High/Source:(Other)

  From the state Priority:High/Source, "source" URNs transition to
  states that record both source and priority but signal only priority,
  one of which is Priority:High/Source:(External).  But from
  Priority/Source:External, the symbol Priority:High transitions to the
  state Priority:(High)/Source:External, which records the same
  information but signals the source, not the priority.  One state is
  reached by processing a "priority" URN and then a "source" URN,
  whereas the other is reached by processing a "source" URN and then a
  "priority" URN.

      State: Priority:High/Source:(External)
      Signal: high priority
      Transitions:
          any -> Priority:High/Source:(External)

      State: Priority:High/Source:(Internal)
      Signal: high priority
      Transitions:
          any -> Priority:High/Source:(Internal)







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  and similarly for Priority:Low/Source:

      State: Priority:Low/Source
      Signal: low priority
      Transitions:
          Priority:Other -> Priority:Low/Source
          Priority:High -> Priority:Low/Source
          Priority:Low -> Priority:Low/Source
          Source:Other -> Priority:Low/Source:(Other)
          Source:External -> Priority:Low/Source:(External)
          Source:Internal -> Priority:Low/Source:(Internal)

      State: Priority:Low/Source:(Other)
      Signal: low priority
      Transitions:
          any -> Priority:Low/Source:(Other)

      State: Priority:Low/Source:(External)
      Signal: low priority
      Transitions:
          any -> Priority:Low/Source:(External)

      State: Priority:Low/Source:(Internal)
      Signal: low priority
      Transitions:
          any -> Priority:Low/Source:(Internal)

      State: Priority/Source:(Other)
      Signal: default
      Transitions:
          Priority:Other -> Priority:(Other)/Source:(Other)
          Priority:High -> Priority:High/Source:(Other)
          Priority:Low -> Priority:Low/Source:(Other)
          Source:Other -> Priority/Source:(Other)
          Source:External -> Priority/Source:(Other)
          Source:Internal -> Priority/Source:(Other)

      State: Priority/Source:External
      Signal: external source
      Transitions:
          Priority:Other -> Priority:(Other)/Source:External
          Priority:High -> Priority:(High)/Source:External
          Priority:Low -> Priority:(Low)/Source:External
          Source:Other -> Priority/Source:External
          Source:External -> Priority/Source:External
          Source:Internal -> Priority/Source:External





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      State: Priority:(High)/Source:External
      Signal: external source
      Transitions:
          any -> Priority:(High)/Source:External

      State: Priority:(Low)/Source:External
      Signal: external source
      Transitions:
          any -> Priority:(Low)/Source:External

      State: Priority/Source:Internal
      Signal: internal source
      Transitions:
          Priority:Other -> Priority:(Other)/Source:Internal
          Priority:High -> Priority:(High)/Source:Internal
          Priority:Low -> Priority:(Low)/Source:Internal
          Source:Other -> Priority/Source:Internal
          Source:External -> Priority/Source:Internal
          Source:Internal -> Priority/Source:Internal

      State: Priority:(High)/Source:Internal
      Signal: internal source
      Transitions:
          any -> Priority:(High)/Source:Internal

      State: Priority:(Low)/Source:Internal
      Signal: internal source
      Transitions:
          any -> Priority:(Low)/Source:Internal

  As an example of processing, if the UA receives

      Alert-Info: <urn:alert:source:internal>

  then processing progresses:

      State: Priority/Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Priority/Source:Internal
      Signal: internal source











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  A more complicated example involves multiple "source" URNs that do
  not select a non-default signal and one "priority" URN that can be
  signaled:

      Alert-Info: <urn:alert:source:unclassified>,
          <urn:alert:source:internal>,
          <urn:alert:priority:high>

  in which case processing progresses:

      State: Priority/Source
          Process: Source:Other (urn:alert:source:unclassified)
      State: Priority/Source:(Other)
          Process: Source:Internal (urn:alert:source:internal)
      State: Priority/Source:(Other)
          Process: Priority:High (urn:alert:priority:high)
      State: Priority:High/Source:(Other)
      Signal: high priority

  The only output of the FSM is the state's signal.  Based on this,
  several groups of states in this FSM can be merged using standard FSM
  optimization algorithms:

      states with signal "high priority":
          Priority:High/Source
          Priority:High/Source:(Other)
          Priority:High/Source:(External)
          Priority:High/Source:(Internal)

      states with signal "low priority":
          Priority:Low/Source
          Priority:Low/Source:(Other)
          Priority:Low/Source:(External)
          Priority:Low/Source:(Internal)

      states with signal "external source":
          Priority/Source:External
          Priority:(High)/Source:External
          Priority:(Low)/Source:External
          Priority:(Other)/Source:External

      states with signal "internal source":
          Priority/Source:Internal
          Priority:(High)/Source:Internal
          Priority:(Low)/Source:Internal
          Priority:(Other)/Source:Internal





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  This reduces the FSM to eight states:

      Priority/Source
      Priority:(Other)/Source
      Priority:(Other)/Source:(Other)
      Priority:High/Source  [aggregated]
      Priority:Low/Source  [aggregated]
      Priority/Source:(Other)
      Priority/Source:External  [aggregated]
      Priority/Source:Internal  [aggregated]

5.3.  Examples 2, 3, and 4 of RFC 7462

  Examples 2, 3, and 4 of [RFC7462] are similar to the example in
  Section 5.1 of this document, but they do not include a signal for
  the combination "internal source, low priority" to make resolution
  examples work asymmetrically.

  The FSM for this example has the same alphabet as the FSM of
  Section 5.1.  Most of the states of this FSM are the same as the
  states of the FSM of Section 5.1, but the state
  Source:Internal/Priority:Low is missing because there is no signal
  for that combination.  It is replaced by two states:

  1.  One state is Source:Internal/Priority:(Low); it records that
      Source:Internal was specified first (and is to be signaled) and
      that Priority:Low was specified later (and cannot be signaled --
      but it still prevents any further "priority" URNs from having an
      effect).

  2.  The other state is Source:(Internal)/Priority:Low; it records the
      reverse sequence of events.

  The changes in the FSM are:

      State: Priority:Low/Source
      Signal: low priority
      Transitions:
          Source:Internal -> Priority:Low/Source:(Internal)
          (other transitions unchanged)

      State: Priority:Low/Source:(Internal)
      Signal: low priority
      Transitions:
          any -> Priority:Low/Source:(Internal)






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      State: Priority/Source:Internal
      Signal: internal source
      Transitions:
          Priority:Low -> Priority:(Low)/Source:Internal
          (other transitions unchanged)

      State: Priority:(Low)/Source:Internal
      Signal: internal source
      Transitions:
          any -> Priority:(Low)/Source:Internal

  An example of processing that involves multiple "source" URNs and one
  "priority" URN:

      Alert-Info: <urn:alert:source:internal>,
          <urn:alert:source:unclassified>,
          <urn:alert:priority:high>

  then processing progresses:

      State: Priority/Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Priority/Source:Internal
          Process: Source:Other (urn:alert:source:unclassified)
      State: Priority/Source:Internal
          Process: Priority:High (urn:alert:priority:high)
      State: Priority:High/Source:Internal
      Signal: internal source/high priority

  If the UA receives

      Alert-Info: <urn:alert:source:internal>

  then processing progresses:

      State: Priority/Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Priority/Source:Internal
      Signal: internal source












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  If the UA receives

      Alert-Info: <urn:alert:source:external>,
          <urn:alert:priority:low>

  then processing progresses:

      State: Priority/Source
          Process: Source:External (urn:alert:source:external)
      State: Priority/Source:External
          Process: Priority:Low (urn:alert:priority:low)
      State: Priority:Low/Source:External
      Signal: external source/low priority

  Suppose the same UA receives

      Alert-Info: <urn:alert:source:internal>,
          <urn:alert:priority:low>

  Note that there is no signal that corresponds to this combination.
  In that case, the processing is:

      State: Priority/Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Priority/Source:Internal
          Process: Priority:Low (urn:alert:priority:low)
      State: Priority:(Low)/Source:Internal
      Signal: internal source

  If the order of the URNs is reversed, what is signaled is the meaning
  of the now-different first URN:

      Alert-Info: <urn:alert:priority:low>,
          <urn:alert:source:internal>

      State: Priority/Source
          Process: Priority:Low (urn:alert:priority:low)
      State: Priority:Low/Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Priority:Low/Source:(Internal)
      Signal: low priority










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  Notice that the existence of the new states prevents later URNs of a
  category from overriding earlier URNs of that category, even if the
  earlier one was not itself signalable and the later one would be
  signalable in the absence of the earlier one:

      Alert-Info: <urn:alert:priority:low>,
          <urn:alert:source:internal>,
          <urn:alert:source:external>

      State: Priority/Source
          Process: Priority:Low (urn:alert:priority:low)
      State: Priority:Low/Source
          Process: Source:Internal (urn:alert:source:internal)
      State: Priority:Low/Source:(Internal)
          Process: Source:External (urn:alert:source:external)
      State: Priority:Low/Source:(Internal)
      Signal: low priority

  This situation shows the necessity of states whose labels contain
  parentheses.  If the second transition had been to the state
  Priority:Low/Source (on the basis that there is no proper state
  Priority:Low/Source:Internal), then the third transition would have
  been to the state Priority:Low/Source:External, and the signal would
  have been "external source/low priority".

5.4.  An Example That Subsets Internal Sources

  In the example of Section 4, there are signals for "external source"
  and "internal source".  Let us add to that example a signal for
  "source internal from a VIP (Very Important Person)".  That last
  signal expresses the private extension URN
  urn:alert:source:internal:vip@example, which is a subset of
  urn:alert:source:internal, which is expressed by the "source
  internal" signal.  There are a total of three expressed URNs, one of
  which is a subset of another:

      urn:alert:source:internal
      urn:alert:source:internal:vip@example
      urn:alert:source:external

  This generates the following alphabet of symbols, which includes two
  "Other" symbols for the "source" category:

      Source
      Source:Internal
      Source:Internal:Vip@example
      Source:Internal:Other
      Source:Other



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5.5.  An Example of "alert:service" URNs

  In this example, there are signals for "service forward" (the call
  has been forwarded) and "source recall callback" (a recall due to a
  callback).  This gives two expressed URNs:

      urn:alert:service:forward
      urn:alert:service:recall:callback

  This generates the following alphabet of symbols.  Note that there
  are two "Other" symbols, because the "alert:service" URNs have an
  additional level of qualification.

      Service
      Service:Forward
      Service:Recall
      Service:Recall:Callback
      Service:Recall:Other
      Service:Other

5.6.  An Example Using Country Codes

  In this example, we consider how a UA generates ringback signals when
  the UA wishes to reproduce the traditional behavior where the caller
  hears the ringback signals defined by the telephone service in the
  callee's country rather than the ringback signals defined by the
  service in the caller's country.  In the Alert-Info header field of
  the 180 (Ringing) provisional response, we assume that the called UA
  provides an "alert:country" URN [RFC7462] containing the ISO 3166-1
  [ISO-3166-1] alpha-2 country code of the callee's country.

  The UA has a default signal and a "non-country" signal for
  urn:alert:service:call-waiting.  For the example country with code
  "XA", the UA has a default signal and signals for
  urn:alert:service:call-waiting and urn:alert:service:forward.  For
  the example country with code "XB", the UA has a default signal and a
  signal for urn:alert:service:forward.  These inconsistencies between
  the non-country signals and the country signals are chosen to
  demonstrate the flexibility of the construction method, showing that
  three systems of signals can be combined correctly even when the
  systems were established without coordination between them.










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  The signals are:

      Signal                        URN(s)
      --------------------------    ----------------------------------
      default                       (none)
      call-waiting                  urn:alert:service:call-waiting

      XA default                    urn:alert:country:xa
      XA call-waiting               urn:alert:country:xa,
                                        urn:alert:service:call-waiting
      XA forward                    urn:alert:country:xa,
                                        urn:alert:service:forward

      XB default                    urn:alert:country:xb
      XB forward                    urn:alert:country:xb,
                                       urn:alert:service:forward

  The expressed URNs are:

      urn:alert:country:xa
      urn:alert:country:xb
      urn:alert:service:call-waiting
      urn:alert:service:forward

  The relevant categories of "alert" URNs are only:

      country
      service

  The alphabet of symbols is:

      Country
      Country:[other]
      Country:Xa
      Country:Xb
      Service
      Service:[other]
      Service:Call-waiting
      Service:Forward












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  The 17 states are as follows:

      State: 0 Country/Service
      Signal: default
      Transitions:
          Country:[other] -> 1 Country:([other])/Service
          Country:Xa -> 5 Country:Xa/Service
          Country:Xb -> 9 Country:Xb/Service
          Service:[other] -> 13 Country/Service:([other])
          Service:Call-waiting -> 14 Country/Service:Call-waiting
          Service:Forward -> 16 Country/Service:(Forward)

   State: 1 Country:([other])/Service
   Signal: default
   Transitions:
       Country:[other] -> 1 Country:([other])/Service
       Country:Xa -> 1 Country:([other])/Service
       Country:Xb -> 1 Country:([other])/Service
       Service:[other] -> 2 Country:([other])/Service:([other])
       Service:Call-waiting -> 3 Country:([other])/Service:Call-waiting
       Service:Forward -> 4 Country:([other])/Service:(Forward)

      State: 2 Country:([other])/Service:([other])
      Signal: default
      Transitions:
          any -> 2 Country:([other])/Service:([other])

      State: 3 Country:([other])/Service:Call-waiting
      Signal: call-waiting
      Transitions:
          any -> 3 Country:([other])/Service:Call-waiting

      State: 4 Country:([other])/Service:(Forward)
      Signal: default
      Transitions:
          any -> 4 Country:([other])/Service:(Forward)

      State: 5 Country:Xa/Service
      Signal: XA default
      Transitions:
          Country:[other] -> 5 Country:Xa/Service
          Country:Xa -> 5 Country:Xa/Service
          Country:Xb -> 5 Country:Xa/Service
          Service:[other] -> 6 Country:Xa/Service:([other])
          Service:Call-waiting -> 7 Country:Xa/Service:Call-waiting
          Service:Forward -> 8 Country:Xa/Service:Forward





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      State: 6 Country:Xa/Service:([other])
      Signal: XA default
      Transitions:
          any -> 6 Country:Xa/Service:([other])

      State: 7 Country:Xa/Service:Call-waiting
      Signal: XA call-waiting
      Transitions:
          any -> 7 Country:Xa/Service:Call-waiting

      State: 8 Country:Xa/Service:Forward
      Signal: XA forward
      Transitions:
          any -> 8 Country:Xa/Service:Forward

      State: 9 Country:Xb/Service
      Signal: XB default
      Transitions:
          Country:[other] -> 9 Country:Xb/Service
          Country:Xa -> 9 Country:Xb/Service
          Country:Xb -> 9 Country:Xb/Service
          Service:[other] -> 10 Country:Xb/Service:([other])
          Service:Call-waiting -> 11 Country:Xb/Service:(Call-waiting)
          Service:Forward -> 12 Country:Xb/Service:Forward

      State: 10 Country:Xb/Service:([other])
      Signal: XB default
      Transitions:
          any -> 10 Country:Xb/Service:([other])

      State: 11 Country:Xb/Service:(Call-waiting)
      Signal: XB default
      Transitions:
          any -> 11 Country:Xb/Service:(Call-waiting)

      State: 12 Country:Xb/Service:Forward
      Signal: XB forward
      Transitions:
          any -> 12 Country:Xb/Service:Forward












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      State: 13 Country/Service:([other])
      Signal: default
      Transitions:
          Country:[other] -> 2 Country:([other])/Service:([other])
          Country:Xa -> 6 Country:Xa/Service:([other])
          Country:Xb -> 10 Country:Xb/Service:([other])
          Service:[other] -> 13 Country/Service:([other])
          Service:Call-waiting -> 13 Country/Service:([other])
          Service:Forward -> 13 Country/Service:([other])

      State: 14 Country/Service:Call-waiting
      Signal: call-waiting
      Transitions:
          Country:[other] -> 3 Country:([other])/Service:Call-waiting
          Country:Xa -> 7 Country:Xa/Service:Call-waiting
          Country:Xb -> 15 Country:(Xb)/Service:Call-waiting
          Service:[other] -> 14 Country/Service:Call-waiting
          Service:Call-waiting -> 14 Country/Service:Call-waiting
          Service:Forward -> 14 Country/Service:Call-waiting

      State: 15 Country:(Xb)/Service:Call-waiting
      Signal: call-waiting
      Transitions:
          any -> 15 Country:(Xb)/Service:Call-waiting

      State: 16 Country/Service:(Forward)
      Signal: default
      Transitions:
          Country:[other] -> 4 Country:([other])/Service:(Forward)
          Country:Xa -> 8 Country:Xa/Service:Forward
          Country:Xb -> 12 Country:Xb/Service:Forward
          Service:[other] -> 16 Country/Service:(Forward)
          Service:Call-waiting -> 16 Country/Service:(Forward)
          Service:Forward -> 16 Country/Service:(Forward)

  Call-waiting can be signaled in conjunction with country XA but not
  in conjunction with country XB, as the UA does not have a signal to
  present call-waiting alerts for country XB.  Thus, the ordering of
  urn:alert:service:call-waiting with urn:alert:country:xa does not
  matter, but if urn:alert:country:xb appears before
  urn:alert:service:call-waiting, call-waiting cannot be signaled.










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  On the other hand, if urn:alert:service:call-waiting appears before
  urn:alert:country:xb, then call-waiting is signaled, but using the
  non-country signal.

     Alert-Info: urn:alert:country:xa,
             urn:alert:service:call-waiting

     State: 0 Country/Service
         Process: Country:Xa (urn:alert:country:xa)
     State: 5 Country:Xa/Service
         Process: Service:Call-waiting (urn:alert:service:call-waiting)
     State: 7 Country:Xa/Service:Call-waiting
     Signal: XA call-waiting

     Alert-Info: urn:alert:service:call-waiting,
             urn:alert:country:xa

     State: 0 Country/Service
         Process: Service:Call-waiting (urn:alert:service:call-waiting)
     State: 14 Country/Service:Call-waiting
         Process: Country:Xa (urn:alert:country:xa)
     State: 7 Country:Xa/Service:Call-waiting
     Signal: XA call-waiting

     Alert-Info: urn:alert:country:xb,
             urn:alert:service:call-waiting

     State: 0 Country/Service
         Process: Country:Xb (urn:alert:country:xb)
     State: 9 Country:Xb/Service
         Process: Service:Call-waiting (urn:alert:service:call-waiting)
     State: 11 Country:Xb/Service:(Call-waiting)
     Signal: XB default

     Alert-Info: urn:alert:service:call-waiting,
             urn:alert:country:xb

     State: 0 Country/Service
         Process: Service:Call-waiting (urn:alert:service:call-waiting)
     State: 14 Country/Service:Call-waiting
         Process: Country:Xb (urn:alert:country:xb)
     State: 15 Country:(Xb)/Service:Call-waiting
     Signal: call-waiting








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6.  Prioritizing Signals

  The specifications provided in [RFC7462] are oriented toward giving
  the sender of Alert-Info control over which of the "alert" URNs are
  most important.  But in some situations, the UA may prefer to
  prioritize expressing one URN category over another regardless of the
  order in which their URNs appear in Alert-Info.  This section
  describes how that can be accommodated within the framework of
  [RFC7462] and presents an example FSM resulting from that approach.

  This example uses the signals of Section 5.2, viz., "external
  source", "internal source", "low priority", and "high priority", but
  this time, we want to signal "high priority" in preference to any
  other signal that might be applicable.

  We accommodate this within the framework of [RFC7462] by assigning
  the signal "high priority" for each of these combinations of URNs:

      urn:alert:priority:high
      urn:alert:priority:high, urn:alert:source:internal
      urn:alert:priority:high, urn:alert:source:external

  The result is that the signal "high priority" is the "best" signal
  for any combination of urn:alert:priority:high with "source" URNs.

  Constructing the symbols produces the same results as before.  The
  signals can express the following URNs:

      urn:alert:source:external
      urn:alert:source:internal
      urn:alert:priority:low
      urn:alert:priority:high

  The relevant categories of "alert" URNs are:

      source
      priority

  The alphabet of symbols is:

      Source
      Source:External
      Source:Internal
      Source:Other
      Priority
      Priority:Low
      Priority:High
      Priority:Other



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  When the FSM is constructed, it is the same as the FSM of
  Section 5.2, except that certain states are effectively renamed and
  merged, because any "source" is defined to be expressed if high
  priority is expressed:

      Priority:(High)/Source:External and
      Priority:High/Source:(External) become:

          State: Priority:High/Source:External
          Signal: high priority

      Priority:(High)/Source:Internal and
      Priority:High/Source:(Internal) become:

          State: Priority:High/Source:Internal
          Signal: high priority

  This reduces the FSM to 18 states.  In addition, these two new
  states, along with a number of other states, can be merged by FSM
  optimization, since all of them have the signal "high priority" and
  from them, there are no transitions to states outside this set.  The
  optimized FSM has 10 states.

7.  Dynamic Sets of Signals

  This section discusses how to construct FSMs for a UA that allows
  variable sets of signals -- for example, if the user can configure
  the use of ring tones.  Several approaches can be used:

  o  Whenever the set of ring tones is changed, re-execute the
     processes of Section 4.

  o  Whenever the set of ring tones is changed, rebuild the list of
     expressed URNs (Section 4.1) and reconstruct the alphabet of
     symbols (Section 4.2).  Then, use an algorithm for dynamically
     constructing the states of the FSM as needed during Alert-Info
     processing.

  o  If the sets of possible URNs expressed by the ring tones are
     sufficiently limited, the steps of Section 4 can be carried out
     "generically", and the generic FSM can be specialized for the
     current ring tone configuration.

  The remainder of this section gives an example of the third approach.







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  For the example, we will use a set of ring tones that express the
  identity of the caller.  To signal this information, a private
  extension "alert" URN category, "caller@example", is used:

      urn:alert:caller@example:[email protected]
      urn:alert:caller@example:[email protected]
      etc.

  which we can express by the generic pattern

      urn:alert:caller@example:IDENTITY

  where "IDENTITY" is replaced in succession by the set of caller
  identities that have their own ring tones to generate the set of
  expressed URNs.

  The alphabet is then:

      Caller@example
      Caller@example:IDENTITY
      Caller@example:Other

  where "IDENTITY" is replaced in succession by the set of caller
  identities.  The "Caller@example:Other" symbol includes all URNs of
  the category "caller@example" that are not included in any of the
  "Caller@example:IDENTITY" symbols, i.e, where the second
  alert-ind-part is not one of the known caller identities.

  The states and transitions of the FSM are:

      State: Caller@example (initial state)
      Signal: default
      Transitions:
          Caller@example:IDENTITY -> Caller@example:IDENTITY
          Caller@example:Other -> Caller@example:(Other)

      State: Caller@example:IDENTITY
      Signal: signal for caller IDENTITY
      Transitions:
          any -> Caller@example:IDENTITY

      State: Caller@example:(Other)
      Signal: default
      Transitions:
          any -> Caller@example:(Other)






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  where again, the second state is replicated once for each caller
  identity that has a ring tone, with "IDENTITY" replaced with the
  caller identity.

8.  Security Considerations

  The security considerations discussed in Section 16 of [RFC7462]
  regarding the use and processing of "alert" URNs MUST be followed
  when the algorithm described in this document is used.

  Like any implementation of [RFC7462], implementations of the
  algorithm defined in this document MUST take into account that the
  value of a received Alert-Info header field may contain URIs of any
  scheme, may contain syntactically invalid values, and may be
  syntactically invalid overall.  The handling of syntactically invalid
  values is specified by [RFC3261].  The handling of URIs other than
  "alert" URIs is outside the scope of this document (and outside the
  scope of [RFC7462]) and MAY be subject to local policy.

  Like the algorithm described in Section 12 of [RFC7462], the output
  of the algorithm defined in this document is limited to a choice
  among the signals that it has been configured for, limiting the
  security issues regarding the processing of its output.  This
  algorithm will use at most linear time and constant space to process
  a sequence of "alert" URNs.  This is significantly more efficient
  than the algorithm of [RFC7462] and minimizes the security
  vulnerabilities of this processing step that are due to resource
  consumption.

  However, the process defined in this document for constructing an FSM
  can use more than linear time and constant space -- probably
  exponential time and space in the worst case.  This SHOULD be taken
  into consideration whenever an FSM is constructed using this
  algorithm and MUST be taken into consideration when it is done
  dynamically by a UA.  Whenever an FSM is constructed by a process
  that is not under the direct supervision of a human user, procedures
  MUST be used to ensure that (1) the processing and memory consumption
  are limited to acceptable amounts and (2) if the FSM construction is
  aborted due to excessive consumption, the designated consumers of the
  FSM MUST have appropriate fallback procedures.

9.  IANA Considerations

  This document has no IANA actions.







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10.  References

10.1.  Normative References

  [ISO-3166-1]
             International Organization for Standardization, "Codes for
             the representation of names of countries and their
             subdivisions -- Part 1: Country codes", ISO
             Standard 3166-1:2013, November 2013,
             <https://www.iso.org/iso-3166-country-codes.html>.

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
             A., Peterson, J., Sparks, R., Handley, M., and E.
             Schooler, "SIP: Session Initiation Protocol", RFC 3261,
             DOI 10.17487/RFC3261, June 2002,
             <https://www.rfc-editor.org/info/rfc3261>.

  [RFC7462]  Liess, L., Ed., Jesske, R., Johnston, A., Worley, D., and
             P. Kyzivat, "URNs for the Alert-Info Header Field of the
             Session Initiation Protocol (SIP)", RFC 7462,
             DOI 10.17487/RFC7462, March 2015,
             <https://www.rfc-editor.org/info/rfc7462>.

  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in
             RFC 2119 Key Words", BCP 14, RFC 8174,
             DOI 10.17487/RFC8174, May 2017,
             <https://www.rfc-editor.org/info/rfc8174>.

10.2.  Informative References

  [code]     Worley, D., "draft-worley-alert-info-fsm.aux",
             February 2017, <http://svn.resiprocate.org/rep/
             ietf-drafts/worley/draft-worley-alert-info-fsm.aux>.













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Acknowledgments

  Thanks to Paul Kyzivat, whose relentless identification of the
  weaknesses of earlier versions made the final document much, much
  better than it would have been, by changing it from the exposition of
  a concept into a practical tool.  Thanks to Rifaat Shekh-Yusef, Eric
  Burger, and Gonzalo Camarillo for their thorough reviews.  Thanks to
  the earlier Independent Submissions Editor, Nevil Brownlee, for his
  work obtaining reviewers, and the later Independent Submissions
  Editor, Adrian Farrel, for prompting me to write the Security
  Considerations section (which I had expected to be trivial but
  was not).

Author's Address

  Dale R. Worley
  Ariadne Internet Services
  738 Main St.
  Waltham, MA  02451
  United States of America

  Email: [email protected]





























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