Internet Engineering Task Force (IETF) R. Housley

Internet Engineering Task Force (IETF) R. Housley
Request for Comments: 8358 Vigil Security
Updates: 5485 March 2018
Category: Informational
ISSN: 2070-1721

Update to Digital Signatures on Internet-Draft Documents

Abstract

RFC 5485 specifies the conventions for digital signatures on
Internet-Drafts. The Cryptographic Message Syntax (CMS) is used to
create a detached signature, which is stored in a separate companion
file so that no existing utilities are impacted by the addition of
the digital signature.

The RFC Editor recently published the first RFC that includes non-
ASCII characters in a text file. The conventions specified in RFC
7997 were followed. We assume that non-ASCII characters will soon
start appearing in Internet-Drafts as well. This document updates
the handling of digital signatures on Internet-Drafts that contain
non-ASCII characters in a text file.

This document updates RFC 5485.

Status of This Memo

This document is not an Internet Standards Track specification; it is
published for informational purposes.

This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Not all documents
approved by the IESG are candidates for any level of Internet
Standard; see Section 2 of RFC 7841.

Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
https://www.rfc-editor.org/info/rfc8358.

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Copyright Notice

Copyright (c) 2018 IETF Trust and the persons identified as the
document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(https://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.

Table of Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Terminology . . . . . . . . . . . . . . . . . . . . . . . 3
1.2. ASN.1 . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Detached Signature Files . . . . . . . . . . . . . . . . . . 4
3. Additional Content Types . . . . . . . . . . . . . . . . . . 4
4. Need for Canonicalization . . . . . . . . . . . . . . . . . . 5
4.1. ASCII, UTF-8, and HTML File Canonicalization . . . . . . 6
4.2. XML File Canonicalization . . . . . . . . . . . . . . . . 6
4.3. No Canonicalization of Other File Formats . . . . . . . . 7
5. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 7
6. Security Considerations . . . . . . . . . . . . . . . . . . . 7
7. Deployment and Operational Considerations . . . . . . . . . . 7
8. References . . . . . . . . . . . . . . . . . . . . . . . . . 7
8.1. Normative References . . . . . . . . . . . . . . . . . . 7
8.2. Informative References . . . . . . . . . . . . . . . . . 9
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . 9
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 9

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1. Introduction

RFC 5485 [IDSIG] specifies the conventions for digital signatures on
Internet-Drafts. The Cryptographic Message Syntax (CMS) [CMS] is
used to create a detached signature, which is stored in a separate
companion file so that no existing utilities are impacted by the
addition of the digital signature.

The RFC Editor recently published the first RFC that includes non-
ASCII characters in a text file. The conventions specified in RFC
7997 [RFCED] were followed. We assume that non-ASCII characters will
soon start appearing in Internet-Drafts as well. This document
updates the handling of digital signatures on Internet-Drafts that
contain non-ASCII characters in a text file.

This document updates RFC 5485 [IDSIG], which contains the
conventions that have been used by the IETF Secretariat to digitally
sign Internet-Drafts for the past few years. The IETF Secretariat
generates the digital signature shortly after the Internet-Draft is
posted in the repository.

The digital signature allows anyone to confirm that the contents of
the Internet-Draft have not been altered since the time that the
document was signed.

The digital signature is intended to provide a straightforward way
for anyone to determine whether a particular file contains the
Internet-Draft that was made available by the IETF Secretariat. The
signing-time associated with the signature provides the wall clock
time at which the signature was generated; it is not intended to
provide a trusted timestamp.

1.1. Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
BCP 14 [STDWORDS] [STDWORDS2] when, and only when, they appear in all
capitals, as shown here.

1.2. ASN.1

The CMS uses Abstract Syntax Notation One (ASN.1) [X.680]. ASN.1 is
a formal notation used for describing data protocols, regardless of
the programming language used by the implementation. Encoding rules
describe how the values defined in ASN.1 will be represented for
transmission. The Basic Encoding Rules (BER) [X.690] are the most
widely employed rule set, but they offer more than one way to

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represent data structures. For example, definite length encoding and
indefinite length encoding are supported. This flexibility is not
desirable when digital signatures are used. As a result, the
Distinguished Encoding Rules (DER) [X.690] were invented. DER is a
subset of BER that ensures a single way to represent a given value.
For example, DER always employs definite length encoding.

2. Detached Signature Files

All Internet-Draft file names begin with "draft-". The next portion
of the file name depends on the source of the document. For example,
documents from IETF working groups usually have "ietf-" followed by
the working group abbreviation, and this is followed by a string that
helps people figure out the subject of the document.

All Internet-Draft file names end with a hyphen followed by a two
digit version number and a suffix. The suffix indicates the type of
file. For example, a text file will have a suffix of ".txt". Today,
plain text files are the most common, but the RFC Editor has
announced plans to make use of other formats [RFCSERIES]. Each file
format employs a different suffix.

Going forward, one cannot assume that a text file with a suffix of
".txt" will contain only ASCII characters.

The companion signature file has exactly the same file name as the
RFC or Internet-Draft, except that ".p7s" is added to the end. This
file name suffix conforms to the conventions in RFC 5751 [MSG]. Here
are a few example names:

Internet-Draft: draft-ietf-example-widgets-03.txt
Signature File: draft-ietf-example-widgets-03.txt.p7s

Internet-Draft: draft-ietf-example-widgets-03.pdf
Signature File: draft-ietf-example-widgets-03.pdf.p7s

Internet-Draft: draft-housley-internet-draft-sig-file-00.txt
Signature File: draft-housley-internet-draft-sig-file-00.txt.p7s

3. Additional Content Types

The CMS is used to construct the detached signatures for Internet-
Drafts. The CMS ContentInfo content type MUST always be present, and
it MUST encapsulate the CMS SignedData content type. Since a
detached signature is being created, the CMS SignedData content type
MUST NOT encapsulate the Internet-Draft. The CMS detached signature
is summarized in RFC 5485 [IDSIG].

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The SignedData.SignerInfo.EncapsulatedContentInfo.eContentType value
MUST identify the format of the Internet-Draft that is being signed.
Section 5 of RFC 5485 [IDSIG] lists the file formats and the
associated content type. This document expands that list as follows:

File Format Content Type
----------- ------------
ASCII text id-ct-asciiTextWithCRLF
UTF-8 text (includes non-ASCII) id-ct-utf8TextWithCRLF
HyperText Markup Language (HTML) id-ct-htmlWithCRLF
EPUB id-ct-epub
Extensible Markup Language (XML) id-ct-xml
Portable Document Format (PDF) id-ct-pdf
PostScript id-ct-postscript

The object identifiers associated with the content types listed above
table are:

id-ct OBJECT IDENTIFIER ::= { iso(1) member-body(2)
us(840) rsadsi(113549) pkcs(1) pkcs9(9) smime(16) 1 }

id-ct-asciiTextWithCRLF OBJECT IDENTIFIER ::= { id-ct 27 }

id-ct-utf8TextWithCRLF OBJECT IDENTIFIER ::= { id-ct 37 }

id-ct-htmlWithCRLF OBJECT IDENTIFIER ::= { id-ct 38 }

id-ct-epub OBJECT IDENTIFIER ::= { id-ct 39 }

id-ct-xml OBJECT IDENTIFIER ::= { id-ct 28 }

id-ct-pdf OBJECT IDENTIFIER ::= { id-ct 29 }

id-ct-postscript OBJECT IDENTIFIER ::= { id-ct 30 }

4. Need for Canonicalization

In general, the content of an Internet-Draft is treated like a single
octet string for the generation of the digital signature.
Unfortunately, the text and HTML files require canonicalization to
avoid signature validation problems. The primary concern is the
manner in which different operating systems indicate the end of a
line of text. Some systems use a single new-line character, other
systems use the combination of the carriage-return character followed
by a line-feed character, and other systems use fixed-length records
padded with space characters. For the digital signature to validate
properly, a single convention must be employed.

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4.1. ASCII, UTF-8, and HTML File Canonicalization

The canonicalization procedure follows the conventions used for text
files in the File Transfer Protocol (FTP) [FTP]. Such files must be
supported by FTP implementations, so code reuse seems likely.

The canonicalization procedure converts the data from its internal
character representation to the standard 8-bit NVT-ASCII
representation (see TELNET [TELNET]). In accordance with the NVT
standard, the <CRLF> sequence MUST be used to denote the end of a
line of text. Using the standard NVT-ASCII representation means that
data MUST be interpreted as 8-bit bytes.

Trailing space characters MUST NOT appear on a line of text. That
is, the space character must not be followed by the <CRLF> sequence.

Thus, a blank line is represented solely by the <CRLF> sequence.

The form-feed nonprintable character (0x0C) is expected in Internet-
Drafts. Other non-printable characters, such as tab and backspace,
are not expected, but they do occur. Non-printable or non-ASCII
characters (ones outside the range 0x20 to 0x7E) MUST NOT be changed
in any way not covered by the rules for end-of-line handling in the
previous paragraph.

Trailing blank lines MUST NOT appear at the end of the file. That
is, the file must not end with multiple consecutive <CRLF> sequences.

In some environments, a Byte Order Mark (BOM) (U+FEFF) is used at the
beginning of a file to indicate that it contains non-ASCII
characters. In UTF-8 or HTML files, a BOM at the beginning of the
file is not considered to be part of the file content. One or more
consecutive leading BOMs, if present, MUST NOT be processed by the
digital signature algorithm.

Any end-of-file marker used by an operating system is not considered
to be part of the file content. When present, such end-of-file
markers MUST NOT be processed by the digital signature algorithm.

Note: This text file canonicalization procedure is consistent with
the NVT-ASCII definition offered in Appendix B of RFC 5198 [UFNI].

4.2. XML File Canonicalization

Utilities that produce XML files are expected to follow the guidance
provided by the World Wide Web Consortium (W3C) in Section 2.11 of
[R20081126]. If this guidance is followed, no canonicalization is
needed.

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A robust signature generation process MAY perform canonicalization to
ensure that the W3C guidance has been followed. This guidance says
that a <LF> character MUST be used to denote the end of a line of
text within an XML file. Therefore, any two-character <CRLF>
sequence and any <CR> that is not followed by <LF> are to be
translated to a single <LF> character.

4.3. No Canonicalization of Other File Formats

No canonicalization is needed for file formats currently used or
planned for Internet-Drafts other than ASCII, UTF-8, HTML, and XML
files. Other file formats, including PDF [PDF], PostScript [PS], and
EPUB [EPUB] are treated as a simple sequence of octets by the digital
signature algorithm.

5. IANA Considerations

IANA has registered object identifiers for three content types in the
"SMI Security for S/MIME CMS Content Type (1.2.840.113549.1.9.16.1)"
registry as follows:

Description OID Specification
-----------------------------------------------------------------
id-ct-utf8TextWithCRLF 1.2.840.113549.1.9.16.1.37 [RFC8358]
id-ct-htmlWithCRLF 1.2.840.113549.1.9.16.1.38 [RFC8358]
id-ct-epub 1.2.840.113549.1.9.16.1.39 [RFC8358]

6. Security Considerations

The security considerations in RFC 5485 [IDSIG] are unchanged.

7. Deployment and Operational Considerations

The deployment considerations in RFC 5485 [IDSIG] are unchanged.

8. References

8.1. Normative References

[CMS] Housley, R., "Cryptographic Message Syntax (CMS)", STD 70,
RFC 5652, DOI 10.17487/RFC5652, September 2009,
<https://www.rfc-editor.org/info/rfc5652>.

[EPUB] International Digital Publishing Forum, "EPUB Content
Documents 3.1", January 2017,
<http://www.idpf.org/epub/31/spec/epub-contentdocs.html>.

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[IDSIG] Housley, R., "Digital Signatures on Internet-Draft
Documents", RFC 5485, DOI 10.17487/RFC5485, March 2009,
<https://www.rfc-editor.org/info/rfc5485>.

[PDF] International Organization for Standardization, "Document
management -- Electronic document file format for long-
term preservation -- Part 3: Use of ISO 32000-1 with
support for embedded files (PDF/A-3)", ISO 19005-3:2012,
2012.

[PS] Adobe Systems Incorporated, "PostScript Language Reference
Manual, third edition", Addison-Wesley Publishing Company,
ISBN 0-201-37922-8, 1999.

[R20081126]
Bray, T., Paoli, J., Sperberg-McQueen, M., Maler, E., and
F. Yergeau, "Extensible Markup Language (XML) 1.0 (Fifth
Edition)", World Wide Web Consortium Recommendation
REC-xml-20081126, November 2008,
<http://www.w3.org/TR/2008/REC-xml-20081126>.

[STDWORDS] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/info/rfc2119>.

[STDWORDS2]
Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>.

[X.680] ITU-T, "Information Technology - Abstract Syntax Notation
One: Specification of Basic Notation",
Recommendation X.680, ISO/IEC 8824-1:2002, 2002.

[X.690] ITU-T, "Information technology -- ASN.1 encoding rules:
Specification of Basic Encoding Rules (BER), Canonical
Encoding Rules (CER) and Distinguished Encoding Rules
(DER)", ITU-T Recommendation X.690, ISO/IEC International
Standard 8825-1:2008, November 2008.

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8.2. Informative References

[FTP] Postel, J. and J. Reynolds, "File Transfer Protocol",
STD 9, RFC 959, DOI 10.17487/RFC0959, October 1985,
<https://www.rfc-editor.org/info/rfc959>.

[MSG] Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet
Mail Extensions (S/MIME) Version 3.2 Message
Specification", RFC 5751, DOI 10.17487/RFC5751, January
2010, <https://www.rfc-editor.org/info/rfc5751>.

[RFCED] Flanagan, H., Ed., "The Use of Non-ASCII Characters in
RFCs", RFC 7997, DOI 10.17487/RFC7997, December 2016,
<https://www.rfc-editor.org/info/rfc7997>.

[RFCSERIES]
Flanagan, H. and N. Brownlee, "RFC Series Format
Requirements and Future Development", RFC 6949,
DOI 10.17487/RFC6949, May 2013,
<https://www.rfc-editor.org/info/rfc6949>.

[TELNET] Postel, J. and J. Reynolds, "Telnet Protocol
Specification", STD 8, RFC 854, DOI 10.17487/RFC0854,
May 1983, <https://www.rfc-editor.org/info/rfc854>.

[UFNI] Klensin, J. and M. Padlipsky, "Unicode Format for Network
Interchange", RFC 5198, DOI 10.17487/RFC5198, March 2008,
<https://www.rfc-editor.org/info/rfc5198>.

Acknowledgements

The idea for the Internet-Draft signature file came from a discussion
with Scott Bradner at IETF 69 in Chicago, IL, USA. Many helpful
suggestions came from Jim Schaad, Pasi Eronen, Chris Newman, and Glen
Barney. Glen Barney also played a key role in implementing Internet-
Draft signatures as specified in RFC 5485 [IDSIG].

Author's Address

Russell Housley
Vigil Security, LLC
918 Spring Knoll Drive
Herndon, VA 20170
United States of America

Email: [email protected]

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