Internet Engineering Task Force (IETF)                       J. Peterson
Request for Comments: 8224                                       NeuStar
Obsoletes: 4474                                              C. Jennings
Category: Standards Track                                          Cisco
ISSN: 2070-1721                                              E. Rescorla
                                                             RTFM, Inc.
                                                               C. Wendt
                                                                Comcast
                                                          February 2018


                  Authenticated Identity Management
               in the Session Initiation Protocol (SIP)

Abstract

  The baseline security mechanisms in the Session Initiation Protocol
  (SIP) are inadequate for cryptographically assuring the identity of
  the end users that originate SIP requests, especially in an
  interdomain context.  This document defines a mechanism for securely
  identifying originators of SIP requests.  It does so by defining a
  SIP header field for conveying a signature used for validating the
  identity and for conveying a reference to the credentials of the
  signer.

  This document obsoletes RFC 4474.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8224.











Peterson, et al.             Standards Track                    [Page 1]

RFC 8224                      SIP Identity                 February 2018


Copyright Notice

  Copyright (c) 2018 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1. Introduction ....................................................3
  2. Terminology .....................................................4
  3. Architectural Overview ..........................................5
  4. Identity Header Field Syntax ....................................7
     4.1. PASSporT Construction ......................................8
          4.1.1. Example Full and Compact Forms of PASSporT
                 in Identity ........................................10
  5. Example of Operations ..........................................11
     5.1. Example Identity Header Construction ......................13
  6. Signature Generation and Validation ............................14
     6.1. Authentication Service Behavior ...........................14
          6.1.1. Handling Repairable Errors .........................16
     6.2. Verifier Behavior .........................................17
          6.2.1. Authorization of Requests ..........................19
          6.2.2. Failure Response Codes Sent by a
                 Verification Service ...............................19
          6.2.3. Handling Retried Requests ..........................21
          6.2.4. Handling the Full Form of PASSporT .................21
  7. Credentials ....................................................22
     7.1. Credential Use by the Authentication Service ..............22
     7.2. Credential Use by the Verification Service ................23
     7.3. "info" Parameter URIs .....................................24
     7.4. Credential System Requirements ............................25
  8. Identity Types .................................................26
     8.1. Differentiating Telephone Numbers from URIs ...............26
     8.2. Authority for Telephone Numbers ...........................27
     8.3. Telephone Number Canonicalization Procedures ..............28
     8.4. Authority for Domain Names ................................29
     8.5. URI Normalization .........................................30
  9. Extensibility ..................................................31
  10. Backwards Compatibility with RFC 4474 .........................32



Peterson, et al.             Standards Track                    [Page 2]

RFC 8224                      SIP Identity                 February 2018


  11. Privacy Considerations ........................................32
  12. Security Considerations .......................................34
     12.1. Protected Request Fields .................................34
          12.1.1. Protection of the To Header and Retargeting .......36
     12.2. Unprotected Request Fields ...............................37
     12.3. Malicious Removal of Identity Headers ....................37
     12.4. Securing the Connection to the Authentication Service ....38
     12.5. Authorization and Transitional Strategies ................39
     12.6. Display-Names and Identity ...............................40
  13. IANA Considerations ...........................................40
     13.1. SIP Header Fields ........................................40
     13.2. SIP Response Codes .......................................41
     13.3. Identity-Info Parameters .................................41
     13.4. Identity-Info Algorithm Parameter Values .................41
  14. Changes from RFC 4474 .........................................41
  15. References ....................................................42
     15.1. Normative References .....................................42
     15.2. Informative References ...................................43
  Acknowledgments ...................................................46
  Authors' Addresses ................................................46

1.  Introduction

  This document provides enhancements to the existing mechanisms for
  authenticated identity management in the Session Initiation Protocol
  (SIP) [RFC3261].  An identity, for the purposes of this document, is
  defined as either

  o  a canonical address-of-record (AoR) SIP URI employed to reach a
     user (such as "sip:[email protected]") or

  o  a telephone number, which commonly appears either in a tel URI
     [RFC3966] or as the user portion of a SIP URI.

  [RFC3261] specifies several places within a SIP request where users
  can express an identity for themselves, most prominently the
  user-populated From header field.  However, in the absence of some
  sort of cryptographic authentication mechanism, the recipient of a
  SIP request has no way to verify that the From header field has been
  populated appropriately.  This leaves SIP vulnerable to a category of
  abuses such as impersonation attacks that facilitate or enable
  robocalling, voicemail hacking, swatting, and related problems as
  described in [RFC7340].  Ideally, a cryptographic approach to
  identity can provide a much stronger assurance of identity than the
  Caller ID services that the telephone network provides today, and one
  less vulnerable to spoofing.





Peterson, et al.             Standards Track                    [Page 3]

RFC 8224                      SIP Identity                 February 2018


  [RFC3261] encourages user agents (UAs) to implement a number of
  potential authentication mechanisms, including Digest authentication,
  Transport Layer Security (TLS), and S/MIME (implementations may
  support other security schemes as well).  However, few SIP UAs today
  support the end-user certificates necessary to authenticate
  themselves (via S/MIME, for example), and for its part Digest
  authentication is limited by the fact that the originator and
  destination must share a prearranged secret.  Practically speaking,
  originating UAs need to be able to securely communicate their users'
  identities to destinations with which they have no previous
  association.

  As an initial attempt to address this gap, [RFC4474] specified a
  means of signing portions of SIP requests in order to provide an
  identity assurance.  However, [RFC4474] was in several ways
  misaligned with deployment realities (see [SIP-RFC4474-CONCERNS]).
  Most significantly, [RFC4474] did not deal well with telephone
  numbers as identifiers, despite their enduring use in SIP
  deployments.  [RFC4474] also provided a signature over material that
  intermediaries in existing deployments commonly altered.  This
  specification therefore deprecates the syntax and behavior specified
  by [RFC4474], reconsidering the problem space in light of the threat
  model in [RFC7375] and aligning the signature format with PASSporT
  (Personal Assertion Token) [RFC8225].  Backwards-compatibility
  considerations are given in Section 10.

2.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119].

  In addition, this document uses three terms specific to the
  mechanism:

  o  Identity: An identifier for the user of a communications service;
     for the purposes of SIP, either a SIP URI or a telephone number.
     Identities are derived from an "identity field" in a SIP request
     such as the From header field.

  o  Authentication Service: A logical role played by a SIP entity that
     adds Identity headers to SIP requests.

  o  Verification Service (or "Verifier"): A logical role played by a
     SIP entity that validates Identity headers in a SIP request.





Peterson, et al.             Standards Track                    [Page 4]

RFC 8224                      SIP Identity                 February 2018


3.  Architectural Overview

  The identity architecture for SIP defined in this specification
  depends on a logical "authentication service" that validates outgoing
  requests.  An authentication service may be implemented either as
  part of a UA or as a proxy server; typically, it is a component of a
  network intermediary like a proxy to which originating UAs send
  unsigned requests.  Once the originator of the message has been
  authenticated, through prearranged means with the authentication
  service, the authentication service then creates and adds an Identity
  header field to the request.  This requires computing cryptographic
  information -- including a digital signature over some components of
  messages -- that lets other SIP entities verify that the sending user
  has been authenticated and its claim of a particular identity has
  been authorized.  These "verification services" validate the
  signature and enable policy decisions to be made based on the results
  of the validation.

  Policy decisions made after validation depend heavily on the
  verification service's trust for the credentials that the
  authentication service uses to sign requests.  As robocalling,
  voicemail hacking, and swatting usually involve impersonation of
  telephone numbers, credentials that will be trusted by relying
  parties to sign for telephone numbers are a key component of the
  architecture.  Authority over telephone numbers is, however, not as
  easy to establish on the Internet as authority over traditional
  domain names.  This document assumes the existence of credentials for
  establishing authority over telephone numbers for cases where the
  telephone number is the identity of the user, but does not mandate or
  specify a credential system; [RFC8226] describes a credential system
  compatible with this architecture.

  Although addressing the vulnerabilities in the Secure Telephone
  Identity Revisited (STIR) problem statement [RFC7340] and threat
  model mostly requires dealing with telephone number as identities,
  SIP must also handle signing for SIP URIs as identities.  This is
  typically easier to deal with, as these identities are issued by
  organizations that have authority over Internet domains.  When a new
  user becomes associated with example.com, for example, the
  administrator of the SIP service for that domain can issue them an
  identity in that namespace, such as sip:[email protected].  Alice may
  then send REGISTER requests to example.com that make her UAs eligible
  to receive requests for sip:[email protected].  In other cases, Alice
  may herself be the owner of her own domain and may issue herself
  identities as she chooses.  But ultimately, it is the controller of
  the SIP service at example.com that must be responsible for
  authorizing the use of names in the example.com domain.  Therefore,
  for the purposes of SIP as defined in [RFC3261], the necessary



Peterson, et al.             Standards Track                    [Page 5]

RFC 8224                      SIP Identity                 February 2018


  credentials needed to prove that a user is authorized to use a
  particular From header field must ultimately derive from the domain
  owner: either (1) a UA gives requests to the domain name owner in
  order for them to be signed by the domain owner's credentials or
  (2) the UA must possess credentials that prove that the domain owner
  has given the UA the right to a name.

  In order to share a cryptographic assurance of end-user SIP identity
  in an interdomain or intradomain context, an authentication service
  constructs tokens based on the PASSporT format [RFC8225], which is
  special encoding of a JSON [RFC8259] object comprising values derived
  from certain header field values in the SIP request.  The
  authentication service computes a signature over those JSON elements
  as PASSporT specifies.  An encoding of the resulting PASSporT is then
  placed in the SIP Identity header field.  In order to assist in the
  validation of the Identity header field, this specification also
  describes a parameter of the Identity header field that can be used
  by the recipient of a request to recover the credentials of the
  signer.

  Note that the scope of this document is limited to providing an
  identity assurance for SIP requests; solving this problem for SIP
  responses is outside the scope of this work (see [RFC4916]).  Future
  work might specify ways that a SIP implementation could gateway
  PASSporTs to other protocols.


























Peterson, et al.             Standards Track                    [Page 6]

RFC 8224                      SIP Identity                 February 2018


4.  Identity Header Field Syntax

  The Identity and Identity-Info header fields that were previously
  defined in [RFC4474] are deprecated by this document.  This revised
  specification collapses the grammar of Identity-Info into the
  Identity header field via the "info" parameter.  Note that unlike the
  prior specification in [RFC4474], the Identity header field is now
  allowed to appear more than one time in a SIP request.  The revised
  grammar for the Identity header field builds on the ABNF [RFC5234] in
  [RFC3261], Section 25.  It is as follows:

     Identity = "Identity" HCOLON signed-identity-digest SEMI
         ident-info *( SEMI ident-info-params )
     signed-identity-digest = 1*(base64-char / ".")
     ident-info = "info" EQUAL ident-info-uri
     ident-info-uri = LAQUOT absoluteURI RAQUOT
     ident-info-params = ident-info-alg / ident-type /
         ident-info-extension
     ident-info-alg = "alg" EQUAL token
     ident-type = "ppt" EQUAL token
     ident-info-extension = generic-param

     base64-char = ALPHA / DIGIT / "/" / "+"

  In addition to the "info" parameter, and the "alg" parameter
  previously defined in [RFC4474], this specification defines the
  optional "ppt" parameter (PASSporT Type).  The "absoluteURI" portion
  of ident-info-uri MUST contain a URI; see Section 7.3 for more on
  choosing how to advertise credentials through this parameter.

  The signed-identity-digest contains a base64 encoding of a PASSporT
  [RFC8225], which secures the request with a signature that PASSporT
  generates over the JSON header and payload objects; some of those
  header and claim element values will mirror values of the SIP
  request.
















Peterson, et al.             Standards Track                    [Page 7]

RFC 8224                      SIP Identity                 February 2018


4.1.  PASSporT Construction

  For SIP implementations to populate the PASSporT header JSON object
  with fields from a SIP request, the following elements MUST be placed
  as the values corresponding to the designated JSON keys:

  o  First, per the baseline PASSporT specification [RFC8225], the JSON
     "typ" key MUST have the value "passport".

  o  Second, the JSON key "alg" MUST mirror the value of the optional
     "alg" parameter in the SIP Identity header field.  Note that if
     the "alg" parameter is absent from the Identity header, the
     default value is "ES256".

  o  Third, the JSON key "x5u" MUST have a value equivalent to the
     quoted URI in the "info" parameter, per the simple string
     comparison rules of [RFC3986], Section 6.2.1.

  o  Fourth, if a PASSporT extension is in use, then the optional JSON
     key "ppt" MUST be present and have a value equivalent to the
     quoted value of the "ppt" parameter of the Identity header field.

  An example of the PASSporT header JSON object without any
  extension is:

  { "typ":"passport",
    "alg":"ES256",
    "x5u":"https://www.example.com/cert.cer" }

  To populate the PASSporT payload JSON object from a SIP request, the
  following elements MUST be placed as values corresponding to the
  designated JSON keys:

  o  First, the JSON "orig" object MUST be populated.  If the
     originating identity is a telephone number, then the array MUST be
     populated with a JSON object containing a "tn" element with a
     value set to the value of the quoted originating identity, a
     canonicalized telephone number (see Section 8.3).  Otherwise, the
     object MUST be populated with a JSON object containing a "uri"
     element, set to the value of the AoR of the UA sending the message
     as taken from the addr-spec of the From header field, per the
     procedures in Section 8.5.

  o  Second, the JSON "dest" array MUST be populated.  If the
     destination identity is a telephone number, then the array MUST be
     populated with a JSON object containing a "tn" element with a
     value set to the value of the quoted destination identity, a
     canonicalized telephone number (see Section 8.3).  Otherwise, the



Peterson, et al.             Standards Track                    [Page 8]

RFC 8224                      SIP Identity                 February 2018


     array MUST be populated with a JSON object containing a "uri"
     element, set to the value of the addr-spec component of the
     To header field, which is the AoR to which the request is being
     sent, per the procedures in Section 8.5.  Multiple JSON objects
     are permitted in "dest" for future compatibility reasons.

  o  Third, the JSON key "iat" MUST appear.  The authentication service
     SHOULD set the value of "iat" to an encoding of the value of the
     SIP Date header field as a JSON NumericDate (as UNIX time, per
     [RFC7519], Section 2), though an authentication service MAY set
     the value of "iat" to its own current clock time.  If the
     authentication service uses its own clock time, then the use of
     the full form of PASSporT is REQUIRED.  In either case, the
     authentication service MUST NOT generate a PASSporT for a SIP
     request if the Date header is outside of its local policy for
     freshness (sixty seconds is RECOMMENDED).

  o  Fourth, if the request contains a Session Description Protocol
     (SDP) message body and if that SDP contains one or more
     "a=fingerprint" attributes, then the JSON key "mky" MUST appear
     with the algorithm(s) and value(s) of the fingerprint attributes
     (if they differ), following the format given in [RFC8225],
     Section 5.2.2.

  For example:

  { "orig":{"tn":"12155551212"},
    "dest":{"tn":["12155551213"]},
    "iat":1443208345 }

  For information on the security properties of these SIP message
  elements and why their inclusion mitigates replay attacks, see
  Section 12.  Note that future extensions to PASSporT could introduce
  new claims and that further SIP procedures could be required to
  extract information from the SIP request to populate the values of
  those claims; see Section 9 of this document.

  The "orig" and "dest" arrays may contain identifiers of heterogeneous
  type; for example, the "orig" array might contain a "tn" claim, while
  the "dest" contains a "uri" claim.  Also note that in some cases, the
  "dest" array may be populated with more than one value.  This could,
  for example, occur when multiple "dest" identities are specified in a
  meshed conference.  Defining how a SIP implementation would align
  multiple destination identities in PASSporT with such systems is left
  as a subject for future specifications.






Peterson, et al.             Standards Track                    [Page 9]

RFC 8224                      SIP Identity                 February 2018


  After these two JSON objects, the header and the payload, have been
  constructed and base64-encoded, they must each be hashed and signed
  per [RFC8225], Section 6.  The header, payload, and signature
  components comprise a full PASSporT object.  The resulting PASSporT
  may be carried in SIP in either (1) a full form, which includes the
  header and payload as well as the signature or (2) a compact form,
  which only carries the signature per [RFC8225], Section 7.  The
  hashing and signing algorithm is specified by the "alg" parameter of
  the Identity header field and the mirrored "alg" parameter of
  PASSporT.  All implementations of this specification MUST support the
  required signing algorithms of PASSporT.  At present, there is one
  mandatory-to-support value for the "alg" parameter: "ES256", as
  defined in [RFC7519], which connotes an Elliptic Curve Digital
  Signature Algorithm (ECDSA) P-256 digital signature.

4.1.1.  Example Full and Compact Forms of PASSporT in Identity

  As Appendix F of the JSON Web Signature (JWS) specification [RFC7515]
  notes, there are cases where "it is useful to integrity-protect
  content that is not itself contained in a JWS."  Since the fields
  that make up the majority of the PASSporT header and payload have
  values replicated in the SIP request, the SIP usage of PASSporT may
  exclude the base64-encoded version of the header and payload JSON
  objects from the Identity header field and instead present a detached
  signature: what PASSporT calls its compact form; see [RFC8225],
  Section 7.

  When an authentication service constructs an Identity header, the
  contents of the signed-identity-digest field MUST contain either a
  full or compact PASSporT.  Use of the compact form is RECOMMENDED in
  order to reduce message size, but note that extensions often require
  the full form (see Section 9).

  For example, a full form of PASSporT in an Identity header might look
  as follows (backslashes shown for line folding only):

  Identity: eyJhbGciOiJFUzI1NiIsInR5cCI6InBhc3Nwb3J0IiwieDV1I \
  joiaHR0cHM6Ly9jZXJ0LmV4YW1wbGUub3JnL3Bhc3Nwb3J0LmNlciJ9.eyJ \
  kZXN0Ijp7InVyaSI6WyJzaXA6YWxpY2VAZXhhbXBsZS5jb20iXX0sImlhdC \
  I6IjE0NDMyMDgzNDUiLCJvcmlnIjp7InRuIjoiMTIxNTU1NTEyMTIifX0.r \
  q3pjT1hoRwakEGjHCnWSwUnshd0-zJ6F1VOgFWSjHBr8Qjpjlk-cpFYpFYs \
  ojNCpTzO3QfPOlckGaS6hEck7w;info=<https://biloxi.example.org \
  /biloxi.cert>








Peterson, et al.             Standards Track                   [Page 10]

RFC 8224                      SIP Identity                 February 2018


  The compact form of the same PASSporT object would appear in the
  Identity header as:

  Identity: ..rq3pjT1hoRwakEGjHCnWSwUnshd0-zJ6F1VOgFWSjHBr8Qj \
  pjlk-cpFYpFYsojNCpTzO3QfPOlckGaS6hEck7w;                    \
  info=<https://biloxi.example.org/biloxi.cert>

5.  Example of Operations

  This section provides an informative (non-normative) high-level
  example of the operation of the mechanisms described in this
  document.

  Imagine a case where Bob, who has the home proxy of example.com and
  the AoR sip:[email protected];user=phone, wants to communicate
  with Alice at sip:[email protected].  They have no prior
  relationship, and Alice implements best practices to prevent
  impersonation attacks.

  Bob's UA generates an INVITE and places his AoR in the From header
  field of the request.  He then sends an INVITE to an authentication
  service proxy for his domain.

  ............................          ..............................
  .                          .          .                            .
  .                +-------+ .          . +-------+                  .
  .     Signs for  |       | .  Signed  . |       |                  .
  .     12125551xxx| Auth  |------------> | Verif |                  .
  .                |  Svc  | .  INVITE  . |  Svc  |                  .
  .                | Proxy | .          . | Proxy |                  .
  .              > +-------+ .          . +-------+ \                .
  .             /       |    .          ->           \               .
  .            /        |    .        --.             \              .
  .           /         |    .      --  .              \             .
  .          /          |    .    --    .               \            .
  .         /       +-------+.  --      .                \           .
  .        /        |       |.<-        .                 \          .
  .       /         | Cert  |.          .                  >         .
  .   +-------+     | Store |.          .                +-------+   .
  .   |       |     |       |.          .                |       |   .
  .   | Bob   |     +-------+.          .                | Alice |   .
  .   | UA    |              .          .                | UA    |   .
  .   |       |              .          .                |       |   .
  .   +-------+              .          .                +-------+   .
  .              Domain A    .          .   Domain B                 .
  ............................          ..............................





Peterson, et al.             Standards Track                   [Page 11]

RFC 8224                      SIP Identity                 February 2018


  The proxy authenticates Bob and validates that he is authorized to
  assert the identity that he populated in the From header field.  The
  proxy authentication service then constructs a PASSporT that contains
  a JSON representation of values that mirror certain parts of the SIP
  request, including the identity in the From header field value.  As a
  part of generating the PASSporT, the authentication service signs a
  hash of that JSON header and payload with the private key associated
  with the appropriate credential for the identity (in this example, a
  certificate with authority to sign for numbers in a range from
  12155551000 to 12155551999), and the signature is inserted by the
  proxy server into the Identity header field value of the request as a
  compact form of PASSporT.  Alternatively, the JSON header and payload
  themselves might also have been included in the object when using the
  full form of PASSporT.

  The proxy authentication service, as the holder of a private key with
  authority over Bob's telephone number, is asserting that the
  originator of this request has been authenticated and that he is
  authorized to claim the identity that appears in the From header
  field.  The proxy inserts an "info" parameter into the Identity
  header field that tells Alice how to acquire keying material
  necessary to validate its credentials (a public key), in case she
  doesn't already have it.

  When Alice's domain receives the request, a proxy verification
  service validates the signature provided in the Identity header field
  and then determines that the authentication service credentials
  demonstrate authority over the identity in the From header field.
  This same validation operation might be performed by a verification
  service in Alice's UA server (UAS).  Ultimately, this valid request
  is rendered to Alice.  If the validation were unsuccessful, some
  other treatment could be applied by the receiving domain or
  Alice's UA.


















Peterson, et al.             Standards Track                   [Page 12]

RFC 8224                      SIP Identity                 February 2018


5.1.  Example Identity Header Construction

  For the following SIP request:

   INVITE sip:[email protected] SIP/2.0
   Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnashds8
   To: Alice <sip:[email protected]>
   From: Bob <sip:[email protected];user=phone>;tag=1928301774>
   Call-ID: a84b4c76e66710
   CSeq: 314159 INVITE
   Max-Forwards: 70
   Date: Fri, 25 Sep 2015 19:12:25 GMT
   Contact: <sip:[email protected]>
   Content-Type: application/sdp
   Content-Length: ...

   v=0
   o=UserA 2890844526 2890844526 IN IP4 pc33.atlanta.example.com
   s=Session SDP
   c=IN IP4 pc33.atlanta.example.com
   t=0 0
   m=audio 49172 RTP/AVP 0
   a=rtpmap:0 PCMU/8000

  An authentication service will create a corresponding PASSporT
  object.  The properly serialized PASSporT header and payload JSON
  objects would look as follows.  For the header, the values chosen by
  the authentication service at "example.com" might read:

  {"alg":"ES256","typ":"passport","x5u":"https://cert.example.org/
     passport.cer"}

  The serialized payload will derive values from the SIP request (the
  From, To, and Date header field values) as follows:

  {"dest":{"uri":["sip:[email protected]"]},"iat":1443208345,
    "orig":{"tn":"12155551212"}}

  The authentication service would then generate the signature over the
  object, following the procedures in [RFC8225], Section 6.  That
  signature would look as follows:

  rq3pjT1hoRwakEGjHCnWSwUnshd0-zJ6F1VOgFWSjHBr8Qjpjlk-cpFYpFYs \
   ojNCpTzO3QfPOlckGaS6hEck7w







Peterson, et al.             Standards Track                   [Page 13]

RFC 8224                      SIP Identity                 February 2018


  An authentication service signing this request and using the compact
  form of PASSporT would thus generate and add to the request an
  Identity header field of the following form:

  Identity: ..rq3pjT1hoRwakEGjHCnWSwUnshd0-zJ6F1VOgFWSjHBr8Qjpj \
   lk-cpFYpFYsojNCpTzO3QfPOlckGaS6hEck7w; \
   info=<https://cert.example.org/passport.cer>

6.  Signature Generation and Validation

  SIP entities that instantiate the authentication service and
  verification service roles will, respectively, generate and validate
  the Identity header and the signature it contains.

6.1.  Authentication Service Behavior

  Any entity that instantiates the authentication service role MUST
  possess the private key of one or more credentials that can be used
  to sign for a domain or a telephone number (see Section 7.1).  The
  authentication service role can be instantiated, for example, by an
  intermediary such as a proxy server or by a UA.  Intermediaries that
  instantiate this role MUST be capable of authenticating one or more
  SIP users who can register for that identity.  Commonly, this role
  will be instantiated by a proxy server, since proxy servers are more
  likely to have a static hostname, hold corresponding credentials, and
  have access to SIP registrar capabilities that allow them to
  authenticate users.  It is also possible that the authentication
  service role might be instantiated by an entity that acts as a
  redirect server, but that is left as a topic for future work.

  An authentication service adds the Identity header field to SIP
  requests.  The procedures below define the steps that must be taken
  when each Identity header field is added.  More than one Identity
  header field may appear in a single request, and an authentication
  service may add an Identity header field to a request that already
  contains one or more Identity header fields.

  Entities instantiating the authentication service role perform the
  following steps, in order, to generate an Identity header field for a
  SIP request:

  Step 1: Check Authority for the Identity

  First, the authentication service must determine whether it is
  authoritative for the identity of the originator of the request.  The
  authentication service extracts the identity from the URI value from
  the "identity field"; in ordinary operations, that is the addr-spec
  component of the From header field.  In order to determine whether



Peterson, et al.             Standards Track                   [Page 14]

RFC 8224                      SIP Identity                 February 2018


  the signature for the identity field should be over the entire
  identity field URI or just a telephone number, the authentication
  service MUST follow the process described in Section 8.1.  The
  information in that section will lead to either the telephone number
  canonicalization procedures in Section 8.3 for telephone numbers or
  the URI normalization procedures described in Section 8.5 for domain
  names.  Whichever the result, if the authentication service is not
  authoritative for the identity in question, it SHOULD process and
  forward the request normally unless the local policy is to block such
  requests.  The authentication service MUST NOT add an Identity header
  field if the authentication service does not have the authority to
  make the claim it asserts.

  Step 2: Authenticate the Originator

  The authentication service MUST then determine whether or not the
  originator of the request is authorized to claim the identity given
  in the identity field.  In order to do so, the authentication service
  MUST authenticate the originator of the message.  Some possible ways
  in which this authentication might be performed include the
  following:

  o  If the authentication service is instantiated by a SIP
     intermediary (proxy server), it may authenticate the request with
     the authentication scheme used for registration in its domain
     (e.g., Digest authentication).

  o  If the authentication service is instantiated by a SIP UA, a UA
     may authenticate its own user through any system-specific means,
     perhaps simply by virtue of having physical access to the UA.

  Authorization of the use of a particular username or telephone number
  in the user part of the From header field is a matter of local policy
  for the authentication service; see Section 7.1 for more information.

  Note that this check is performed only on the addr-spec in the
  identity field (e.g., the URI of the originator, like
  "sip:[email protected]"); it does not cover the display-name
  portion of the From header field (e.g., "Alice Atlanta").  For more
  information, see Section 12.6.

  Step 3: Verify Date is Present and Valid

  An authentication service MUST add a Date header field to SIP
  requests that do not have one.  The authentication service MUST
  ensure that any preexisting Date header field in the request is
  accurate.  Local policy can dictate precisely how accurate the Date
  must be; a RECOMMENDED maximum discrepancy of sixty seconds will



Peterson, et al.             Standards Track                   [Page 15]

RFC 8224                      SIP Identity                 February 2018


  ensure that the request is unlikely to upset any verifiers.  If the
  Date header field value contains a time different by more than
  one minute from the current time noted by the authentication service,
  the authentication service SHOULD reject the request.  Finally, the
  authentication service MUST verify that both the Date header field
  and the current time fall within the validity period of its
  credential.

  See Section 12.1 for information on how the Date header field assists
  verifiers.

  Step 4: Populate and Add the Identity Header

  Subsequently, the authentication service MUST form a PASSporT object
  and add a corresponding Identity header field to the request
  containing either the full or compact form of PASSporT.  For the
  baseline PASSporT header (headers containing no "ppt" parameter),
  this follows the procedures in Section 4; if the authentication
  service is using an alternative "ppt" format, it MUST add an
  appropriate "ppt" parameter and follow the procedures associated with
  that extension (see Section 9).  After the Identity header field has
  been added to the request, the authentication service MUST also add
  an "info" parameter to the Identity header field.  The "info"
  parameter contains a URI from which the authentication service's
  credential can be acquired; see Section 7.3 for more on credential
  acquisition.

  An authentication service MAY use the full form of the PASSporT in
  the Identity header field.  The presence of the full form is OPTIONAL
  because the information carried in the baseline PASSporT headers and
  claims is usually redundant with information already carried
  elsewhere in the SIP request.  Using the compact form can
  significantly reduce SIP message size, especially when the PASSporT
  payload contains media keys.  The syntax of the compact form is given
  in [RFC8225], Section 7; essentially, it contains only the signature
  component of the PASSporT.

  Note that per the behavior specified in [RFC8225], use of the full
  form is mandatory when optional extensions are included.  See
  Section 9.

6.1.1.  Handling Repairable Errors

  Also, in some cases, a request signed by an authentication service
  will be rejected by the verification service on the receiving side,
  and the authentication service will receive a SIP 4xx status code in
  the backwards direction, such as a 438 ("Invalid Identity Header")
  response indicating a verification failure.  If the authentication



Peterson, et al.             Standards Track                   [Page 16]

RFC 8224                      SIP Identity                 February 2018


  service did not originally send the full form of the PASSporT object
  in the Identity header field, it SHOULD retry the request with the
  full form after receiving a 438 response; however, implementations
  SHOULD NOT retry the request more than once.  Authentication services
  implemented at proxy servers would retry such a request as a
  sequential fork, by reprocessing the destination as a new target and
  handling it serially as described in Section 16.6 of [RFC3261].

  The information in the full form is useful on the verification side
  for debugging errors, and there are some known causes of verification
  failures (such as the Date header field value changing in transit;
  see Section 12.1 for more information) that can be resolved by the
  inclusion of the full form of PASSporT.

  Finally, the authentication service forwards the message normally.

6.2.  Verifier Behavior

  This document specifies a logical role for SIP entities; this role is
  called a verification service, or verifier.  When a verifier receives
  a SIP message containing one or more Identity header fields, it
  inspects the signature(s) to verify the identity of the originator of
  the message.  The results of a verification are provided as input to
  an authorization process that is outside the scope of this document.

  A SIP request may contain zero, one, or more Identity header fields.
  A verification service performs the steps below on each Identity
  header field that appears in a request.  If a verification service
  cannot use any Identity header in a request, due to the absence of
  Identity headers or unsupported "ppt" parameters, and the presence of
  an Identity header field is required by local policy (for example,
  based on a per-sending-domain policy or a per-sending-user policy),
  then a 428 "Use Identity Header" response MUST be sent in the
  backwards direction.  For more on this and other verifier responses,
  see Section 6.2.2.

  In order to verify an Identity header field in a message, an entity
  acting as a verifier MUST perform the following steps, in the order
  specified below.  Note that when an Identity header field contains a
  full-form PASSporT object, the verifier MUST follow the additional
  procedures in Section 6.2.4.

  Step 1: Check for an Unsupported "ppt"

  The verifier MUST inspect any optional "ppt" parameter appearing in
  the Identity header.  If no "ppt" parameter is present, then the
  verifier proceeds normally with Steps 2 through 5.  If a "ppt"
  parameter value is present and the verifier does not support it,



Peterson, et al.             Standards Track                   [Page 17]

RFC 8224                      SIP Identity                 February 2018


  it MUST ignore the Identity header field.  If a supported "ppt"
  parameter value is present, the verifier proceeds with Step 2 and
  will ultimately follow the "ppt" variations described in Step 5.

  Step 2: Determine the Originator's Identity

  In order to determine whether the signature for the identity field
  should be over the entire identity field URI or just a telephone
  number, the verification service MUST follow the process described in
  Section 8.1.  The information in that section will lead to either the
  telephone number canonicalization procedures in Section 8.3 for
  telephone numbers or the URI normalization procedures described in
  Section 8.5 for domain names.

  Step 3: Identify Credential for Validation

  The verifier must ensure that it has access to the proper keying
  material to validate the signature in the Identity header field; this
  usually involves dereferencing a URI in the "info" parameter of the
  Identity header field.  See Section 7.2 for more information on these
  procedures.  If the verifier does not support the credential
  described in the "info" parameter, then it treats the credential for
  this header field as unsupported.

  Step 4: Check the Freshness of Date

  The verifier furthermore ensures that the value of the Date header
  field of the request meets local policy for freshness (sixty seconds
  is RECOMMENDED) and that it falls within the validity period of the
  credential used to sign the Identity header field.  For more on the
  attacks this prevents, see Section 12.1.  If the full form of the
  PASSporT is present, the verifier SHOULD compare the "iat" value in
  the PASSporT to the Date header field value in the request.  If the
  two are different, and the "iat" value differs from the Date header
  field value but remains within verification service policy for
  freshness, the verification service SHOULD perform the computation
  required by Step 5, using the "iat" value instead of the Date header
  field value.

  Step 5: Validate the Signature

  The verifier MUST validate the signature in the Identity header field
  over the PASSporT object.  For baseline PASSporT objects (with no
  Identity header field "ppt" parameter), the verifier MUST follow the
  procedures for generating the signature over a PASSporT object as
  described in Section 4.  If a "ppt" parameter is present (and, per
  Step 1, is supported), the verifier follows the procedures for that
  "ppt" (see Section 9).  If a verifier determines that the signature



Peterson, et al.             Standards Track                   [Page 18]

RFC 8224                      SIP Identity                 February 2018


  in the Identity header field does not correspond to the reconstructed
  signed-identity-digest, then the Identity header field should be
  considered invalid.

6.2.1.  Authorization of Requests

  The verification of an Identity header field does not entail any
  particular treatment of the request.  The handling of the message
  after the verification process depends on how the verification
  service is implemented and on local policy.  This specification
  does not propose any authorization policy for UAs or proxy servers to
  follow based on the presence of a valid Identity header field, the
  presence of an invalid Identity header field, the absence of an
  Identity header field, or the presence of a stale Date header field
  value.  However, it is anticipated that local policies could involve
  making different forwarding decisions in intermediary
  implementations, or changing how the user is alerted or how identity
  is rendered in UA implementations.

  The presence of multiple Identity header fields within a message
  raises the prospect that a verification service could receive a
  message containing both valid and invalid Identity header fields.  As
  a guideline, this specification recommends that only if a verifier
  determines that all Identity header fields within a message are
  invalid should the request be considered to have an invalid identity.
  If at least one Identity header field value is valid and from a
  trusted source, then relying parties can use that header for
  authorization decisions regardless of whether other untrusted or
  invalid Identity headers appear in a request.

6.2.2.  Failure Response Codes Sent by a Verification Service

  [RFC4474] originally defined four response codes for failure
  conditions specific to the Identity header field and its original
  mechanism.  These status codes are retained in this specification,
  with some slight modifications.  Also, this specification details
  responding with a 403 "Forbidden" response when a stale Date header
  field value is received; see below.

  A 428 response will be sent (per Section 6.2) when an Identity header
  field is required but no Identity header field without a "ppt"
  parameter or with a supported "ppt" value has been received.  In the
  case where one or more Identity header fields with unsupported "ppt"
  values have been received, then a verification service may send a 428
  with a human-readable reason phrase like "Use Supported PASSporT
  Format".  Note, however, that this specification gives no guidance on





Peterson, et al.             Standards Track                   [Page 19]

RFC 8224                      SIP Identity                 February 2018


  how a verification service might decide to require an Identity header
  field for a particular SIP request.  Such authorization policies are
  outside the scope of this specification.

  The 436 "Bad Identity Info" response code indicates an inability to
  acquire the credentials needed by the verification service for
  validating the signature in an Identity header field.  Again, given
  the potential presence of multiple Identity header fields, this
  response code should only be sent when the verification service is
  unable to dereference the URIs and/or acquire the credentials
  associated with all Identity header fields in the request.  This
  failure code could be repairable if the authentication service
  resends the request with an "info" parameter pointing to a credential
  that the verification service can access.

  The 437 "Unsupported Credential" response (previously
  "Unsupported Certificate"; see Section 13.2) is sent when a
  verification service can acquire, or already holds, the credential
  represented by the "info" parameter of at least one Identity header
  field in the request but does not support said credential(s), for
  reasons such as failing to trust the issuing certification authority
  (CA) or failing to support the algorithm with which the credential
  was signed.

  The 438 "Invalid Identity Header" response indicates that of the set
  of Identity header fields in a request, no header field with a valid
  and supported PASSporT object has been received.  Like the 428
  response, this is sent by a verification service when its local
  policy dictates that a broken signature in an Identity header field
  is grounds for rejecting a request.  Note that in some cases, an
  Identity header field may be broken for other reasons than that an
  originator is attempting to spoof an identity: for example, when a
  transit network alters the Date header field of the request.  Sending
  a full-form PASSporT can repair some of these conditions (see
  Section 6.2.4), so the recommended way to attempt to repair this
  failure is to retry the request with the full form of PASSporT if it
  had originally been sent with the compact form.  The alternative
  reason phrase "Invalid PASSporT" can be used when an extended
  full-form PASSporT lacks required headers or claims, or when an
  extended full-form PASSporT signaled with the "ppt" parameter lacks
  required claims for that extension.  Sending a string along these
  lines will help humans debugging the sending system.









Peterson, et al.             Standards Track                   [Page 20]

RFC 8224                      SIP Identity                 February 2018


  Finally, a 403 response may be sent when the verification service
  receives a request with a Date header field value that is older than
  the local policy for freshness permits.  The same response may be
  used when the "iat" in the full form of a PASSporT has a value older
  than the local policy for freshness permits.  The reason phrase
  "Stale Date" can be sent to help humans debug the failure.

  Future specifications may explore ways, including Reason codes or
  Warning headers, to communicate further information that could be
  used to disambiguate the source of errors in cases with multiple
  Identity headers in a single request or to provide similar detailed
  feedback for debugging purposes.

6.2.3.  Handling Retried Requests

  If a verification service sends a failure response in the backwards
  direction, the authentication service may retry the request as
  described in Section 6.1.1.  If the authentication service is
  instantiated at a proxy server, then it will retry the request as a
  sequential fork.  Verification services implemented at a proxy server
  will recognize this request as a spiral rather than a loop due to the
  proxy behavior fix documented in [RFC5393], Section 4.2.  However, if
  the verification service is implemented in an endpoint, the endpoint
  will need to override the default UAS behavior (in particular, the
  SHOULD in [RFC3261], Section 8.2.2.2) to accept this request as a
  spiral rather than a loop.

6.2.4.  Handling the Full Form of PASSporT

  If the full form of PASSporT is present in an Identity header, this
  permits the use of optional extensions as described in [RFC8225],
  Section 8.3.  Furthermore, the verification service can extract from
  the "orig" and "dest" elements of the PASSporT full form the
  canonical telephone numbers created by the authentication service, as
  well as an "iat" claim corresponding to the Date header field that
  the authentication service used.  These values may be used to debug
  canonicalization problems or to avoid unnecessary signature breakage
  caused by intermediaries that alter certain SIP header field values
  in transit.

  However, the verification service MUST NOT treat the value in the
  "orig" of a full-form PASSporT as the originating identity of the
  call: the originating identity of the call is always derived from the
  SIP signaling, and it is that value, per the procedures above in
  Section 6.2 Step 2, that is used to recompute the signature at the
  verification service.  That value, rather than the value inside the
  PASSporT object, is rendered to an end user in ordinary SIP
  operations, and if a verification service were to simply trust that



Peterson, et al.             Standards Track                   [Page 21]

RFC 8224                      SIP Identity                 February 2018


  the value in the "orig" corresponded to the call that it received
  without comparing it to the call signaling, this would enable various
  cut-and-paste attacks.  As an optimization, when the full form is
  present, the verification service MAY delay performing that
  cryptographic operation and first compute its own canonicalization of
  an originating telephone number to compare it to the values in the
  "orig" element of PASSporT.  This would allow the verification
  service to ascertain whether or not the two ends agree on the
  canonical number form; if they do not, then surely the signature
  validation would fail.

7.  Credentials

  This section gives general guidance on the use of credential systems
  by authentication and verification services, as well as requirements
  that must be met by credential systems that conform with this
  architecture.  It does not mandate any specific credential system.

  Furthermore, this specification allows either a UA or a proxy server
  to provide the authentication service function and/or the
  verification service function.  For the purposes of end-to-end
  security, it is obviously preferable for end systems to acquire their
  own credentials; in this case, UAs can act as authentication
  services.  However, for some deployments, end-user credentials may be
  neither practical nor affordable, given the potentially large number
  of SIP UAs (phones, PCs, laptops, PDAs, gaming devices) that may be
  employed by a single user.  Synchronizing keying material across
  multiple devices may be prohibitively complex and require quite a
  good deal of additional endpoint behavior.  Managing several
  credentials for the various devices could also be burdensome.  Thus,
  for reasons of credential management alone, implementing the
  authentication service at an intermediary may be more practical.
  This trade-off needs to be understood by implementers of this
  specification.

7.1.  Credential Use by the Authentication Service

  In order to act as an authentication service, a SIP entity must
  possess the private keying material of one or more credentials that
  cover domain names or telephone numbers.  These credentials may
  represent authority over one domain (such as example.com) or a set of
  domains enumerated by the credential.  Similarly, a credential may
  represent authority over a single telephone number or a range of
  telephone numbers.  The way that the scope of a credential's
  authority is expressed is specific to the credential mechanism.






Peterson, et al.             Standards Track                   [Page 22]

RFC 8224                      SIP Identity                 February 2018


  Authorization of the use of a particular username or telephone number
  in the From header field value is a matter of local policy for the
  authentication service, one that depends greatly on the manner in
  which authentication is performed.  For non-telephone number user
  parts, one policy might be as follows: the username given in the
  "username" parameter of the Proxy-Authorization header field must
  correspond exactly to the username in the From header field of the
  SIP message.  However, there are many cases in which this is too
  limiting or inappropriate; a realm might use "username" parameters in
  the Proxy-Authorization header field that do not correspond to the
  user portion of From header fields, or a user might manage multiple
  accounts in the same administrative domain.  In this latter case, a
  domain might maintain a mapping between the values in the "username"
  parameter of the Proxy-Authorization header field and a set of one or
  more SIP URIs that might legitimately be asserted for that
  "username".  For example, the username can correspond to the "private
  identity" as defined by the Third Generation Partnership Project
  (3GPP) [TS-3GPP.23.228], in which case the From header field can
  contain any one of the public identities associated with this private
  identity.  In this instance, another policy might be as follows: the
  URI in the From header field must correspond exactly to one of the
  mapped URIs associated with the "username" given in the
  Proxy-Authorization header field.  This is a suitable approach for
  telephone numbers in particular.

  This specification could also be used with credentials that cover a
  single name or URI, such as [email protected] or
  sip:[email protected].  This would require a modification to
  authentication service behavior to operate on a whole URI rather than
  a domain name.  Because this is not believed to be a pressing use
  case, this is deferred to future work, but implementers should note
  this as a possible future direction.

  Exceptions to such authentication service policies arise for cases
  like anonymity; if the AoR asserted in the From header field uses a
  form like "sip:[email protected]" (see [RFC3323]), then the
  "example.com" proxy might authenticate only that the user is a valid
  user in the domain and insert the signature over the From header
  field as usual.

7.2.  Credential Use by the Verification Service

  In order to act as a verification service, a SIP entity must have a
  way to acquire credentials for authorities over particular domain
  names, telephone numbers, and/or number ranges.  Dereferencing the
  URI found in the "info" parameter of the Identity header field (as
  described in Section 7.3) MUST be supported by all verification
  service implementations to create a baseline means of credential



Peterson, et al.             Standards Track                   [Page 23]

RFC 8224                      SIP Identity                 February 2018


  acquisition.  Provided that the credential used to sign a message is
  not previously known to the verifier, SIP entities SHOULD discover
  this credential by dereferencing the "info" parameter, unless they
  have some implementation-specific way of acquiring the needed keying
  material, such as an offline store of periodically updated
  credentials.  The 436 "Bad Identity Info" response exists for cases
  where the verification service cannot dereference the URI in the
  "info" parameter.

  This specification does not propose any particular policy for a
  verification service to determine whether or not the holder of a
  credential is the appropriate party to sign for a given SIP identity.
  Guidance on this is deferred to credential mechanism specifications.

  Verification service implementations supporting this specification
  may wish to have some means of retaining credentials (in accordance
  with normal practices for credential lifetimes and revocation) in
  order to prevent themselves from needlessly downloading the same
  credential every time a request from the same identity is received.
  Credentials cached in this manner may be indexed in accordance with
  local policy: for example, by their scope of authority or by the URI
  given in the "info" parameter value.  Further consideration of how to
  cache credentials is deferred to the credential mechanism
  specifications.

7.3.  "info" Parameter URIs

  An "info" parameter MUST contain a URI that dereferences to a
  resource that contains the public key components of the credential
  used by the authentication service to sign a request.  It is
  essential that a URI in the "info" parameter be dereferencable by any
  entity that could plausibly receive the request.  For common cases,
  this means that the URI SHOULD be dereferencable by any entity on the
  public Internet.  In constrained deployment environments, a service
  private to the environment MAY be used instead.

  Beyond providing a means of accessing credentials for an identity,
  the "info" parameter further serves as a means of differentiating
  which particular credential was used to sign a request, when there
  are potentially multiple authorities eligible to sign.  For example,
  imagine a case where a domain implements the authentication service
  role for a range of telephone numbers and a UA belonging to Alice has
  acquired a credential for a single telephone number within that
  range.  Either would be eligible to sign a SIP request for the number
  in question.  Verification services, however, need a means to
  differentiate which one performed the signature.  The "info"
  parameter performs that function.




Peterson, et al.             Standards Track                   [Page 24]

RFC 8224                      SIP Identity                 February 2018


7.4.  Credential System Requirements

  This document makes no recommendation for the use of any specific
  credential system.  Today, there are two primary credential systems
  in place for proving ownership of domain names: certificates (e.g.,
  X.509 v3; see [RFC5280]) and the domain name system itself (e.g.,
  DNS-Based Authentication of Named Entities (DANE); see [RFC6698]).
  It is envisioned that either could be used in the SIP identity
  context: an "info" parameter could, for example, give an HTTP URL of
  the Content-Type "application/pkix-cert" pointing to a certificate
  (following the conventions of [RFC2585]).  The "info" parameter might
  use the DNS URL scheme (see [RFC4501]) to designate keys in the DNS.

  While no comparable public credentials exist for telephone numbers,
  either approach could be applied to telephone numbers.  A credential
  system based on certificates is given in [RFC8226], but this
  specification can work with other credential systems; for example,
  using the DNS was proposed in [CIDER].

  In order for a credential system to work with this mechanism, its
  specification must detail:

  o  which URI schemes the credential will use in the "info" parameter,
     and any special procedures required to dereference the URIs,

  o  how the verifier can learn the scope of the credential,

  o  any special procedures required to extract keying material from
     the resources designated by the URI,

  o  any algorithms required to validate the credentials (e.g., for
     certificates, any algorithms used by certificate authorities to
     sign certificates themselves), and

  o  how the associated credentials will support the mandatory signing
     algorithm(s) required by PASSporT [RFC8225].

  SIP entities cannot reliably predict where SIP requests will
  terminate.  When choosing a credential scheme for deployments of this
  specification, it is therefore essential that the trust anchor(s) for
  credentials be widely trusted or that deployments restrict the use of
  this mechanism to environments where the reliance on particular trust
  anchors is assured by business arrangements or similar constraints.

  Note that credential systems must address key lifecycle management
  concerns: were a domain to change the credential available at the
  Identity header field "info" parameter URI before a verifier
  evaluates a request signed by an authentication service, this would



Peterson, et al.             Standards Track                   [Page 25]

RFC 8224                      SIP Identity                 February 2018


  cause obvious verifier failures.  When a rollover occurs,
  authentication services SHOULD thus provide new "info" URIs for each
  new credential and SHOULD continue to make older key acquisition URIs
  available for a duration longer than the plausible lifetime of a SIP
  transaction (a minute would most likely suffice).

8.  Identity Types

  The STIR problem statement [RFC7340] focuses primarily on cases where
  the called and calling parties identified in the To and From header
  field values use telephone numbers, as this remains the dominant use
  case in the deployment of SIP.  However, the Identity header
  mechanism also works with SIP URIs without telephone numbers (of the
  form "sip:user@host") and, potentially, other identifiers when SIP
  interworks with other protocols.

  Authentication services confirm the identity of the originator of a
  call, which is typically found in the From header field value.  The
  guidance in this specification also applies to extracting the URI
  containing the originator's identity from the P-Asserted-Identity
  header field value instead of the From header field value.  In some
  trusted environments, the P-Asserted-Identity header field is used
  in lieu of the From header field to convey the AoR or telephone
  number of the originator of a request; where it does, local policy
  might therefore dictate that the canonical identity derives from the
  P-Asserted-Identity header field rather than the From header field.

  Ultimately, in any case where local policy canonicalizes the identity
  into a form different from how it appears in the From header field,
  the use of the full form of PASSporT by authentication services is
  RECOMMENDED, but because the "orig" claim of PASSporT itself could
  then divulge information about users or networks, implementers should
  be mindful of the guidelines in Section 11.

8.1.  Differentiating Telephone Numbers from URIs

  In order to determine whether or not the user portion of a SIP URI is
  a telephone number, authentication services and verification services
  MUST perform the following procedure on any SIP URI they inspect that
  contains a numeric user part.  Note that the same procedures are
  followed for creating the canonical form of a URI found in the From
  header field as the procedures used for a URI found in the To header
  field or the P-Asserted-Identity header field.

  First, implementations will ascertain if the user portion of the URI
  constitutes a telephone number.  Telephone numbers most commonly
  appear in SIP header field values in the username portion of a SIP
  URI (e.g., "sip:[email protected];user=phone").  The



Peterson, et al.             Standards Track                   [Page 26]

RFC 8224                      SIP Identity                 February 2018


  user part of SIP URIs with the "user=phone" parameter conforms to the
  syntax of the tel URI scheme [RFC3966].  It is also possible for a
  tel URI to appear in SIP header fields outside the context of a SIP
  or Session Initiation Protocol Secure (SIPS) URI (e.g.,
  "tel:+17005551008").  Thus, in standards-compliant environments,
  numbers will be explicitly labeled by the use of tel URIs or the
  "user=phone" parameter.

  Alternatively, implementations in environments that do not conform to
  those standards MAY follow local policies for identifying telephone
  numbers.  For example, implementations could infer that the user part
  is a telephone number due to the presence of the "+" indicator at the
  start of the user portion.  Absent even that indication, if there are
  numbers present in the user portion, implementations might
  conceivably also detect that the user portion of the URI contains a
  telephone number by determining whether or not those numbers would be
  dialable or routable in the local environment -- bearing in mind that
  the telephone number may be a valid E.164 number [E.164], a
  nationally specific number, or even a private branch exchange number.
  Implementations could also rely on external hints: for example, a
  verification service implementation could infer from the type of
  credential that signed a request that the signature must be over a
  telephone number.

  Regardless of how the implementation detects telephone numbers, once
  a telephone number has been detected, implementations SHOULD follow
  the procedures in Section 8.3.  If the URI field does not contain a
  telephone number or if the result of the canonicalization of the From
  header field value does not form a valid E.164 telephone number, the
  authentication service and/or verification service SHOULD treat the
  entire URI as a SIP URI and apply the procedures in Section 8.5.
  These URI normalization procedures are invoked to canonicalize the
  URI before it is included in a PASSporT object in, for example, a
  "uri" claim.  See Section 8.5 for that behavior.

8.2.  Authority for Telephone Numbers

  In order for telephone numbers to be used with the mechanism
  described in this document, authentication services must receive
  credentials from an authority for telephone numbers or telephone
  number ranges, and verification services must trust the authority
  employed by the authentication service that signs a request.  Per
  Section 7.4, enrollment procedures and credential management are
  outside the scope of this document; approaches to credential
  management for telephone numbers are discussed in [RFC8226].






Peterson, et al.             Standards Track                   [Page 27]

RFC 8224                      SIP Identity                 February 2018


8.3.  Telephone Number Canonicalization Procedures

  Once an implementation has identified a telephone number, it must
  construct a number string.  That requires performing the following
  steps:

  o  Implementations MUST drop any "+"s, internal dashes, parentheses,
     or other non-numeric characters, except for the "#" or "*" keys
     used in some special service numbers (typically, these will appear
     only in the To header field value).  This MUST result in an ASCII
     string limited to "#", "*", and digits without whitespace or
     visual separators.

  o  Next, an implementation must assess if the number string is a
     valid, globally routable number with a leading country code.

     If not, implementations SHOULD convert the number into E.164
     format, adding a country code if necessary; this may involve
     transforming the number from a dial string (see [RFC3966]),
     removing any national or international dialing prefixes or
     performing similar procedures.  It is only in the case that an
     implementation cannot determine how to convert the number to a
     globally routable format that this step may be skipped.  This will
     be the case, for example, for nationally specific service numbers
     (e.g., 911, 112); however, calls to those numbers are routed in a
     very strict fashion, which ordinarily prevents them from reaching
     entities that don't understand the numbers.

  o  Some domains may need to take unique steps to convert their
     numbers into a global format, and such transformations during
     canonicalization can also be made in accordance with specific
     policies used within a local domain.  For example, one domain may
     only use local number formatting and need to convert all To/From
     header field user portions to E.164 by prepending country-code and
     region-code digits; another domain might have prefixed usernames
     with trunk-routing codes, in which case the canonicalization will
     need to remove the prefix.  This specification cannot anticipate
     all of the potential transformations that might be useful.

  o  The resulting canonical number string will be used as input to the
     hash calculation during signing and verifying processes.










Peterson, et al.             Standards Track                   [Page 28]

RFC 8224                      SIP Identity                 February 2018


  The ABNF of this number string is:

            tn-spec =  1*tn-char
            tn-char = "#" / "*" / DIGIT

  The resulting number string is used in the construction of the
  telephone number field(s) in a PASSporT object.

8.4.  Authority for Domain Names

  To use a SIP URI as an identity in this mechanism requires
  authentication and verification systems to support standard
  mechanisms for proving authority over a domain name: that is, the
  domain name in the host portion of the SIP URI.

  A verifier MUST evaluate the correspondence between the user's
  identity and the signing credential by following the procedures
  defined in [RFC5922], Section 7.2.  While [RFC5922] deals with the
  use of TLS and is specific to certificates, the procedures described
  are applicable to verifying identity if one substitutes the "hostname
  of the server" for the domain portion of the user's identity in the
  From header field of a SIP request with an Identity header field.

  This process is complicated by two deployment realities.  In the
  first place, credentials have varying ways of describing their
  subjects and may indeed have multiple subjects, especially in
  "virtual hosting" cases where multiple domains are managed by a
  single application (see [RFC5922], Section 7.8).  Secondly, some SIP
  services may delegate SIP functions to a subordinate domain and
  utilize the procedures in [RFC3263] that allow requests for, say,
  "example.com" to be routed to "sip.example.com".  As a result, a user
  with the AoR "sip:[email protected]" may process requests through a
  host like "sip.example.com", and it may be that latter host that acts
  as an authentication service.

  To address the second of these problems, a domain that deploys an
  authentication service on a subordinate host might supply that host
  with the private keying material associated with a credential whose
  subject is a domain name that corresponds to the domain portion of
  the AoRs that the domain distributes to users.  Note that this
  corresponds to the comparable case of routing inbound SIP requests to
  a domain.  When the NAPTR and SRV procedures of [RFC3263] are used to
  direct requests to a domain name other than the domain in the
  original Request-URI (e.g., for "sip:[email protected]", the
  corresponding SRV records point to the service "sip1.example.org"),
  the client expects that the certificate passed back in any TLS
  exchange with that host will correspond exactly with the domain of
  the original Request-URI, not the domain name of the host.



Peterson, et al.             Standards Track                   [Page 29]

RFC 8224                      SIP Identity                 February 2018


  Consequently, in order to make inbound routing to such SIP services
  work, a domain administrator must similarly be willing to share the
  domain's private key with the service.  This design decision was made
  to compensate for the insecurity of the DNS, and it makes certain
  potential approaches to DNS-based "virtual hosting" unsecurable for
  SIP in environments where domain administrators are unwilling to
  share keys with hosting services.

8.5.  URI Normalization

  Just as telephone numbers may undergo a number of syntactic
  transformations during transit, the same can happen to SIP and SIPS
  URIs without telephone numbers as they traverse certain
  intermediaries.  Therefore, when generating a PASSporT object based
  on a SIP request, any SIP and SIPS URIs must be transformed into a
  canonical form that captures the AoR represented by the URI before
  they are provisioned in PASSporT claims such as "uri".  The URI
  normalization procedures required are as follows.

  Following the ABNF of [RFC3261], the SIP or SIPS URI in question MUST
  discard all elements after the "hostport" of the URI, including all
  uri-parameters and escaped headers, from its syntax.  Of the userinfo
  component of the SIP URI, only the user element will be retained: any
  password (and any leading ":" before the password) MUST be removed,
  and since this userinfo necessarily does not contain a
  telephone-subscriber component, no further parameters can appear in
  the user portion.

  The hostport portion of the SIP or SIPS URI MUST similarly be
  stripped of any trailing port along with the ":" that proceeds the
  port, leaving only the host.

  The ABNF of this canonical URI form (following the syntax defined in
  [RFC3261]) is:

            canon-uri =  ( "sip" / "sips" ) ":" user "@" host

  Finally, the URI will be subject to the syntax-based URI
  normalization procedures of [RFC3986], Section 6.2.2.
  Implementations MUST perform case normalization (rendering the
  scheme, user, and host all lowercase) and percent-encoding
  normalization (decoding any percent-encoded octet that corresponds to
  an unreserved character, per [RFC3986], Section 2.3).  However, note
  that normalization procedures face known challenges in some
  internationalized environments (see [IRI-COMPARISON]) and that
  perfect normalization of URIs may not be possible in those
  environments.




Peterson, et al.             Standards Track                   [Page 30]

RFC 8224                      SIP Identity                 February 2018


  For future PASSporT applications, it may be desirable to provide an
  identifier without an attached protocol scheme.  Future
  specifications that define PASSporT claims for SIP as a using
  protocol could use these basic procedures but could eliminate the
  scheme component.  A more exact definition is left to future
  specifications.

9.  Extensibility

  As future requirements may warrant increasing the scope of the
  Identity mechanism, this specification specifies an optional "ppt"
  parameter of the Identity header field, which mirrors the "ppt"
  header in PASSporT.  The "ppt" parameter value MUST consist of a
  token containing an extension specification, which denotes an
  extended set of one or more signed claims per the type extensibility
  mechanism specified in [RFC8225], Section 8.  Note that per the
  guidance in that section, "ppt" is used only to enforce a mandatory
  extension: optional claims may be added to any PASSporT object
  without requiring the use of "ppt", but the compact form of PASSporT
  MUST NOT be used when optional claims are present in the PASSporT
  payload.

  The potential for extensions is one of the primary motivations for
  allowing the presence of multiple Identity header fields in the same
  SIP request.  It is envisioned that future extensions might allow for
  alternate information to be signed or explicitly allow different
  parties to provide the signatures than the authorities envisioned by
  baseline STIR.  A request might, for example, have one Identity added
  by an authentication service at the originating administrative domain
  and then another Identity header field added by some further
  intermediary using a PASSporT extension.  While this specification
  does not define any such specific purpose for multiple Identity
  header fields, implementations MUST support receiving multiple header
  fields for reasons of future compatibility.

  An authentication service cannot assume that verifiers will
  understand any given extension.  Verifiers that do support an
  extension may then trigger appropriate application-level behavior in
  the presence of an extension; authors of extensions should provide
  appropriate extension-specific guidance to application developers on
  this point.










Peterson, et al.             Standards Track                   [Page 31]

RFC 8224                      SIP Identity                 February 2018


10.  Backwards Compatibility with RFC 4474

  This specification introduces several significant changes from the
  version of the Identity header field defined by [RFC4474].  However,
  due to the problems enumerated in [SIP-RFC4474-CONCERNS], it is not
  believed that the original Identity header field has seen any
  deployment, or even implementation in deployed products.

  As such, this mechanism contains no provisions for signatures
  generated with this specification to work with implementations
  compliant with [RFC4474], nor does it contain any related backwards-
  compatibility provisions.  Hypothetically, were an implementation
  compliant with [RFC4474] to receive messages containing this revised
  version of the Identity header field, it would likely fail the
  request with a 436 response code due to the absence of an
  Identity-Info header field (Section 4).  Implementations of this
  specification, for debugging purposes, might interpret a 436 with a
  reason phrase of "Bad Identity Info" (previously "Bad Identity-Info";
  see Section 13.2) as an indication that the request has failed
  because it reached a (hypothetical) verification service that is
  compliant with [RFC4474].

11.  Privacy Considerations

  The purpose of this mechanism is to provide a reliable identification
  of the originator of a SIP request, specifically a cryptographic
  assurance that an authority asserts the originator can claim the URI
  the identity stipulated in the request.  This URI may contain or
  imply a variety of personally identifying information, including the
  name of a human being, their place of work or service provider, and,
  possibly, further details.  The intrinsic privacy risks associated
  with that URI are, however, no different from those of baseline SIP.
  Per the guidance in [RFC6973], implementers should make users aware
  of the privacy trade-off of providing secure identity.

  The identity mechanism presented in this document is compatible with
  the standard SIP practices for privacy described in [RFC3323].  A SIP
  proxy server can act as both a privacy service as described in
  [RFC3323] and an authentication service.  Since a UA can provide any
  From header field value that the authentication service is willing to
  authorize, there is no reason why private SIP URIs that contain
  legitimate domains (e.g., sip:[email protected]) cannot be signed
  by an authentication service.  The construction of the Identity
  header field is the same for private URIs as it is for any other sort
  of URIs.  Similar practices could be used to support opportunistic
  signing of SIP requests for UA-integrated authentication services
  with self-signed certificates, though that is outside the scope of
  this specification and is left as a matter for future investigation.



Peterson, et al.             Standards Track                   [Page 32]

RFC 8224                      SIP Identity                 February 2018


  Note, however, that even when using anonymous SIP URIs, an
  authentication service must possess a certificate corresponding to
  the host portion of the addr-spec of the From header field value of
  the request; accordingly, using domains like "anonymous.invalid"
  will not be usable by privacy services that simultaneously act as
  authentication services.  The assurance offered by the usage of
  anonymous URIs with a valid domain portion is "this is a known user
  in my domain that I have authenticated, but I am keeping its identity
  private."

  It is worth noting two features of this more anonymous form of
  identity.  One can eliminate any identifying information in a domain
  through the use of the domain "anonymous.invalid", but we must then
  acknowledge that it is difficult for a domain to be both anonymous
  and authenticated.  The use of the domain "anonymous.invalid" entails
  that no corresponding authority for the domain can exist, and as a
  consequence, authentication service functions for that domain are
  meaningless.  The second feature is more germane to the threats this
  document mitigates [RFC7375].  None of the relevant attacks, all of
  which rely on the attacker taking on the identity of a victim or
  hiding their identity using someone else's identity, are enabled by
  an anonymous identity.  As such, the inability to assert an authority
  over an anonymous domain is irrelevant to our threat model.

  [RFC3325] defines the "id" priv-value token, which is specific to the
  P-Asserted-Identity header field.  The sort of assertion provided by
  the P-Asserted-Identity header field is very different from the
  Identity header field presented in this document.  It contains
  additional information about the originator of a message that may go
  beyond what appears in the From header field; P-Asserted-Identity
  holds a definitive identity for the originator that is somehow known
  to a closed network of intermediaries.  Presumably, that network will
  use this identity for billing or security purposes.  The danger of
  this network-specific information leaking outside of the closed
  network motivated the "id" priv-value token.  The "id" priv-value
  token has no implications for the Identity header field, and privacy
  services MUST NOT remove the Identity header field when a priv-value
  of "id" appears in a Privacy header field.

  The full form of the PASSporT object provides the complete JSON
  objects used to generate the signed-identity-digest of the Identity
  header field value, including the canonicalized form of the telephone
  number of the originator of a call if the signature is over a
  telephone number.  In some contexts, local policy may require a
  canonicalization that differs substantially from the original From
  header field.  Depending on those policies, potentially the full form
  of PASSporT might divulge information about the originating network
  or user that might not appear elsewhere in the SIP request.  Were it



Peterson, et al.             Standards Track                   [Page 33]

RFC 8224                      SIP Identity                 February 2018


  to be used to reflect the contents of the P-Asserted-Identity header
  field, for example, then the object would need to be converted to the
  compact form when the P-Asserted-Identity header is removed to avoid
  any such leakage outside of a trust domain.  Since, in those
  contexts, the canonical form of the originator's identity could not
  be reassembled by a verifier and thus the Identity signature
  validation process would fail, using P-Asserted-Identity with the
  full form of PASSporT in this fashion is NOT RECOMMENDED outside of
  environments where SIP requests will never leave the trust domain.
  As a side note, history shows that closed networks never stay closed
  and one should design their implementation assuming connectivity to
  the broader Internet.

  Finally, note that unlike [RFC3325], the mechanism described in this
  specification adds no information to SIP requests that has privacy
  implications -- apart from disclosing that an authentication service
  is willing to sign for an originator.

12.  Security Considerations

  This document describes a mechanism that provides a signature over
  the Date header field of SIP requests, parts of the To and From
  header fields, and (when present) any media keying material in the
  message body.  In general, the considerations related to the security
  of these header fields are the same as those given in [RFC3261] for
  including header fields in tunneled "message/sip" MIME bodies (see
  Section 23 of [RFC3261] in particular).  This section details the
  individual security properties obtained by including each of these
  header fields within the signature; collectively, this set of header
  fields provides the necessary properties to prevent impersonation.
  It addresses the solution-specific attacks against in-band solutions
  enumerated in [RFC7375], Section 4.1.

12.1.  Protected Request Fields

  The From header field value (in ordinary operations) indicates the
  identity of the originator of the message; for the purposes of this
  document, either the SIP AoR URI or an embedded telephone number
  provides the identity of a SIP user.  Note that in some deployments
  the identity of the originator may reside in P-Asserted-Identity
  instead.  The originator's identity is the key piece of information
  that this mechanism secures; the remainder of the signed parts of a
  SIP request are present to provide reference integrity and to prevent
  certain types of cut-and-paste attacks.

  The Date header field value protects against cut-and-paste attacks,
  as described in [RFC3261], Section 23.4.2.  That specification
  recommends that implementations notify the user of a potential



Peterson, et al.             Standards Track                   [Page 34]

RFC 8224                      SIP Identity                 February 2018


  security issue if the signed Date header field value is stale by an
  hour or more.  To prevent cut-and-paste of recently observed
  messages, this specification instead RECOMMENDS a shorter interval of
  sixty seconds.  Implementations of this specification MUST NOT deem
  valid a request with an outdated Date header field.  Note that per
  the behavior described in [RFC3893], Section 10, servers can keep
  state of recently received requests, and thus if an Identity header
  field is replayed by an attacker within the Date interval, verifiers
  can detect that it is spoofed because a message with an identical
  Date from the same source had recently been received.

  It has been observed in the wild that some networks change the Date
  header field value of SIP requests in transit; to accommodate that
  type of scenario, alternative behavior might be necessary.
  Verification services that observe a signature validation failure MAY
  therefore reconstruct the Date header field component of the
  signature from the "iat" carried in the full form of PASSporT:
  provided that time recorded by "iat" falls within the local policy
  for freshness that would ordinarily apply to the Date header, the
  verification service MAY treat the signature as valid, provided it
  keeps adequate state to detect recent replays.  Note that this will
  require the inclusion of the full form of the PASSporT object by
  authentication services in networks where such failures are observed.

  The To header field value provides the identity of the SIP user that
  this request originally targeted.  Covering the identity in the To
  header field with the Identity signature serves two purposes.  First,
  it prevents cut-and-paste attacks in which an Identity header field
  from a legitimate request for one user is cut-and-pasted into a
  request for a different user.  Second, it preserves the starting URI
  scheme of the request; this helps prevent downgrade attacks against
  the use of SIPS.  The To identity offers additional protection
  against cut-and-paste attacks beyond the Date header field.  For
  example, without a signature over the To identity, an attacker who
  receives a call from a target could immediately cut-and-paste the
  Identity and From header field value from that INVITE into a new
  request to the target's voicemail service within the Date interval,
  and the voicemail service would have no way of knowing that the
  Identity header field it received had been originally signed for a
  call intended for a different number.  However, note the caveats
  below in Section 12.1.1.

  When signing a request that contains a fingerprint of keying material
  in SDP for DTLS-SRTP [RFC5763], this mechanism always provides a
  signature over that fingerprint.  This signature prevents certain
  classes of impersonation attacks in which an attacker forwards or
  cut-and-pastes a legitimate request.  Although the target of the
  attack may accept the request, the attacker will be unable to



Peterson, et al.             Standards Track                   [Page 35]

RFC 8224                      SIP Identity                 February 2018


  exchange media with the target, as they will not possess a key
  corresponding to the fingerprint.  For example, there are some
  baiting attacks, launched with the REFER method or through social
  engineering, where the attacker receives a request from the target
  and reoriginates it to a third party.  These might not be prevented
  by only a signature over the From, To, and Date, but they could be
  prevented by securing a fingerprint for DTLS-SRTP.  While this is a
  different form of impersonation than is commonly used for
  robocalling, ultimately there is little purpose in establishing the
  identity of the user that originated a SIP request if this assurance
  is not coupled with a comparable assurance over the contents of the
  subsequent media communication.  This signature also reduces the
  potential for active eavesdropping attacks against the SIP media.  In
  environments where DTLS-SRTP is unsupported, however, no field is
  signed and no protections are provided.

12.1.1.  Protection of the To Header and Retargeting

  Armed with the original value of the To header field, the recipient
  of a request may be tempted to compare it to their own identity in
  order to determine whether or not the identity information in this
  call might have been replayed.  However, any request may be
  legitimately retargeted as well, and as a result legitimate requests
  may reach a SIP endpoint whose user is not identified by the URI
  designated in the To header field value.  It is therefore difficult
  for any verifier to decide whether or not some prior retargeting was
  "legitimate".  Retargeting can also cause confusion when identity
  information is provided for requests sent in the backwards direction
  in a dialog, as the dialog identifiers may not match credentials held
  by the ultimate target of the dialog.  For further information on the
  problems of response identity, see [SIP-RETARGET].

  Any means for authentication services or verifiers to anticipate
  retargeting is outside the scope of this document and is likely to
  have the same applicability to response identity as it does to
  requests in the backwards direction within a dialog.  Consequently,
  no special guidance is given for implementers here regarding the
  "connected party" problem (see [RFC4916]); authentication service
  behavior is unchanged if retargeting has occurred for a dialog-
  forming request.  Ultimately, the authentication service provides an
  Identity header field for requests in the dialog only when the user
  is authorized to assert the identity given in the From header field,
  and if they are not, an Identity header field is not provided.  And
  per the threat model of [RFC7375], resolving problems with
  "connected" identity has little bearing on detecting robocalling or
  related impersonation attacks.





Peterson, et al.             Standards Track                   [Page 36]

RFC 8224                      SIP Identity                 February 2018


12.2.  Unprotected Request Fields

  [RFC4474] originally provided protections for Contact, Call-ID, and
  CSeq.  This document removes protection for these fields.  The
  absence of these header field values creates some opportunities for
  determined attackers to impersonate based on cut-and-paste attacks;
  however, the absence of these header field values does not seem
  impactful to the primary focus of this document, which is the
  prevention of the simple unauthorized claiming of an identity for the
  purposes of robocalling, voicemail hacking, or swatting.

  It might seem attractive to provide a signature over some of the
  information present in the Via header field value(s).  For example,
  without a signature over the sent-by field of the topmost Via header
  field, an attacker could remove that Via header field and insert its
  own in a cut-and-paste attack, which would cause all responses to the
  request to be routed to a host of the attacker's choosing.  However,
  a signature over the topmost Via header field does not prevent
  attacks of this nature, since the attacker could leave the topmost
  Via intact and merely insert a new Via header field directly after
  it, which would cause responses to be routed to the attacker's host
  "on their way" to the valid host; the end result would be exactly the
  same.  Although it is possible that an intermediary-based
  authentication service could guarantee that no Via hops are inserted
  between the sending UA and the authentication service, it could not
  prevent an attacker from adding a Via hop after the authentication
  service and thereby preempting responses.  It is necessary for the
  proper operation of SIP for subsequent intermediaries to be capable
  of inserting such Via header fields, and thus it cannot be prevented.
  As such, though it is desirable, securing Via is not possible through
  the sort of identity mechanism described in this document; the best
  known practice for securing Via is the use of SIPS.

12.3.  Malicious Removal of Identity Headers

  In the end analysis, the Identity header field cannot protect itself.
  Any attacker could remove the header field from a SIP request and
  modify the request arbitrarily afterwards.  However, this mechanism
  is not intended to protect requests from men-in-the-middle who
  interfere with SIP messages; it is intended only to provide a way
  that the originators of SIP requests can prove that they are who they
  claim to be.  At best, by stripping identity information from a
  request, a man-in-the-middle could make it impossible to distinguish
  any illegitimate messages he would like to send from those messages
  sent by an authorized user.  However, it requires a considerably
  greater amount of energy to mount such an attack than it does to
  mount trivial impersonations by just copying someone else's




Peterson, et al.             Standards Track                   [Page 37]

RFC 8224                      SIP Identity                 February 2018


  From header field.  This mechanism provides a way that an authorized
  user can provide a definitive assurance of his identity that an
  unauthorized user, an impersonator, cannot.

12.4.  Securing the Connection to the Authentication Service

  In the absence of UA-based authentication services, the assurance
  provided by this mechanism is strongest when a UA forms a direct
  connection, preferably one secured by TLS, to an intermediary-based
  authentication service.  The reasons for this are twofold:

  o  If a user does not receive a certificate from the authentication
     service over the TLS connection that corresponds to the expected
     domain (especially when the user receives a challenge via a
     mechanism such as Digest), then it is possible that a rogue server
     is attempting to pose as an authentication service for a domain
     that it does not control, possibly in an attempt to collect shared
     secrets for that domain.  A similar practice could be used for
     telephone numbers, though the application of certificates for
     telephone numbers to TLS is left as a matter for future study.

  o  Without TLS, the various header field values and the body of the
     request will not have integrity protection when the request
     arrives at an authentication service.  Accordingly, a prior
     legitimate or illegitimate intermediary could modify the message
     arbitrarily.

  Of these two concerns, the first is most material to the intended
  scope of this mechanism.  This mechanism is intended to prevent
  impersonation attacks, not man-in-the-middle attacks; integrity over
  parts of the header and body is provided by this mechanism only to
  prevent replay attacks.  However, it is possible that applications
  relying on the presence of the Identity header field could leverage
  this integrity protection for services other than replay protection.

  Accordingly, direct TLS connections SHOULD be used between the
  UA client (UAC) and the authentication service whenever possible.
  The opportunistic nature of this mechanism, however, makes it very
  difficult to constrain UAC behavior, and moreover there will be some
  deployment architectures where a direct connection is simply
  infeasible and the UAC cannot act as an authentication service
  itself.  Accordingly, when a direct connection and TLS are not
  possible, a UAC should use the SIPS mechanism, Digest "auth-int" for
  body integrity, or both when it can.  The ultimate decision to add an
  Identity header field to a request lies with the authentication
  service, of course; domain policy must identify those cases where the
  UAC's security association with the authentication service is
  too weak.



Peterson, et al.             Standards Track                   [Page 38]

RFC 8224                      SIP Identity                 February 2018


12.5.  Authorization and Transitional Strategies

  Ultimately, the worth of an assurance provided by an Identity header
  field is limited by the security practices of the authentication
  service that issues the assurance.  Relying on an Identity header
  field generated by a remote administrative domain assumes that the
  issuing domain uses recommended administrative practices to
  authenticate its users.  However, it is possible that some
  authentication services will implement policies that effectively make
  users unaccountable (e.g., ones that accept unauthenticated
  registrations from arbitrary users).  The value of an Identity header
  field from such authentication services is questionable.  While there
  is no magic way for a verifier to distinguish "good" from "bad"
  signers by inspecting a SIP request, it is expected that further work
  in authorization practices could be built on top of this identity
  solution; without such an identity solution, many promising
  approaches to authorization policy are impossible.  That much said,
  it is RECOMMENDED that authentication services based on proxy servers
  employ strong authentication practices.

  One cannot expect the Identity header field to be supported by every
  SIP entity overnight.  This leaves the verifier in a difficult
  position; when it receives a request from a given SIP user, how can
  it know whether or not the originator's domain supports Identity?  In
  the absence of ubiquitous support for Identity, some transitional
  strategies are necessary.

  o  A verifier could remember when it receives a request from a domain
     or telephone number that uses Identity and, in the future, view
     messages received from that source without an Identity header
     field with skepticism.

  o  A verifier could consult some sort of directory that indicates
     whether a given caller should have a signed identity.  There are a
     number of potential ways in which this could be implemented.  This
     is left as a subject for future work.

  In the long term, some sort of identity mechanism, either the one
  documented in this specification or a successor, must become
  mandatory-to-use for SIP; that is the only way to guarantee that this
  protection can always be expected by verifiers.

  Finally, it is worth noting that the presence or absence of the
  Identity header fields cannot be the sole factor in making an
  authorization decision.  Permissions might be granted to a message on
  the basis of the specific verified Identity or really on any other
  aspect of a SIP request.  Authorization policies are outside the




Peterson, et al.             Standards Track                   [Page 39]

RFC 8224                      SIP Identity                 February 2018


  scope of this specification, but this specification advises any
  future authorization work not to assume that messages with valid
  Identity header fields are always good.

12.6.  Display-Names and Identity

  As a matter of interface design, SIP UAs might render the
  display-name portion of the From header field of a caller as the
  identity of the caller; there is a significant precedent in email
  user interfaces for this practice.  Securing the display-name
  component of the From header field value is outside the scope of this
  document but may be the subject of future work, such as through the
  "ppt" name mechanism.

  In the absence of signing the display-name, authentication services
  might check and validate it, and compare it to a list of acceptable
  display-names that may be used by the originator; if the display-name
  does not meet policy constraints, the authentication service could
  return a 403 response code.  In this case, the reason phrase should
  indicate the nature of the problem: for example, "Inappropriate
  Display Name".  However, the display-name is not always present, and
  in many environments the requisite operational procedures for
  display-name validation may not exist, so no normative guidance is
  given here.

13.  IANA Considerations

  IANA has completed a number of actions described in this document.
  Primarily, the previous references to [RFC4474] in the "Session
  Initiation Protocol (SIP) Parameters" registry have been updated to
  point to this document, unless specified otherwise below.

13.1.  SIP Header Fields

  The Identity-Info header in the SIP "Header Fields" registry has been
  marked as deprecated by this document.

  Also, the Identity-Info header reserved the compact form "n" at its
  time of registration.  That compact form has been removed from the
  registry.  The Identity header, however, retains the compact form "y"
  reserved by [RFC4474].










Peterson, et al.             Standards Track                   [Page 40]

RFC 8224                      SIP Identity                 February 2018


13.2.  SIP Response Codes

  The 436 "Bad Identity-Info" default reason phrase has been changed to
  "Bad Identity Info" in the SIP "Response Codes" registry.

  The 437 "Unsupported Certificate" default reason phrase has been
  changed to "Unsupported Credential".

13.3.  Identity-Info Parameters

  IANA manages a registry for Identity-Info parameters.  Per this
  specification, IANA has changed the name of this registry to
  "Identity Parameters".

  This specification defines one new value for the registry: "info" as
  defined in Section 7.3.

13.4.  Identity-Info Algorithm Parameter Values

  IANA managed an "Identity-Info Algorithm Parameter Values" registry;
  per this specification, IANA has deprecated and closed this registry.
  Since the algorithms for signing PASSporTs are defined in [RFC8225]
  rather than in this specification, there is no longer a need for an
  algorithm parameter registry for the Identity header field.

14.  Changes from RFC 4474

  The following are salient changes from the original RFC 4474:

  o  The credential mechanism has been generalized; credential
     enrollment, acquisition, and trust are now outside the scope of
     this document.

  o  This document reduces the scope of the Identity signature to
     remove CSeq, Call-ID, Contact, and the message body; signing of
     key fingerprints in SDP is now included.

  o  The Identity-Info header field has been deprecated, and its
     components have been relocated into parameters of the Identity
     header field (which obsoletes the previous version of the header
     field).

  o  The Identity header field can now appear multiple times in one
     request.







Peterson, et al.             Standards Track                   [Page 41]

RFC 8224                      SIP Identity                 February 2018


  o  The previous signed-identity-digest format has been replaced with
     PASSporT (signing algorithms are now defined in a separate
     specification).

  o  Status code descriptions have been revised.

15.  References

15.1.  Normative References

  [E.164]    International Telecommunication Union, "The international
             public telecommunication numbering plan",
             ITU-T Recommendation E.164, November 2010,
             <https://www.itu.int/rec/T-REC-E.164/en>.

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.

  [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
             A., Peterson, J., Sparks, R., Handley, M., and E.
             Schooler, "SIP: Session Initiation Protocol", RFC 3261,
             DOI 10.17487/RFC3261, June 2002,
             <https://www.rfc-editor.org/info/rfc3261>.

  [RFC3263]  Rosenberg, J. and H. Schulzrinne, "Session Initiation
             Protocol (SIP): Locating SIP Servers", RFC 3263,
             DOI 10.17487/RFC3263, June 2002,
             <https://www.rfc-editor.org/info/rfc3263>.

  [RFC3966]  Schulzrinne, H., "The tel URI for Telephone Numbers",
             RFC 3966, DOI 10.17487/RFC3966, December 2004,
             <https://www.rfc-editor.org/info/rfc3966>.

  [RFC3986]  Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
             Resource Identifier (URI): Generic Syntax", STD 66,
             RFC 3986, DOI 10.17487/RFC3986, January 2005,
             <https://www.rfc-editor.org/info/rfc3986>.

  [RFC5234]  Crocker, D., Ed., and P. Overell, "Augmented BNF for
             Syntax Specifications: ABNF", STD 68, RFC 5234,
             DOI 10.17487/RFC5234, January 2008,
             <https://www.rfc-editor.org/info/rfc5234>.







Peterson, et al.             Standards Track                   [Page 42]

RFC 8224                      SIP Identity                 February 2018


  [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
             Housley, R., and W. Polk, "Internet X.509 Public Key
             Infrastructure Certificate and Certificate Revocation List
             (CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
             <https://www.rfc-editor.org/info/rfc5280>.

  [RFC5922]  Gurbani, V., Lawrence, S., and A. Jeffrey, "Domain
             Certificates in the Session Initiation Protocol (SIP)",
             RFC 5922, DOI 10.17487/RFC5922, June 2010,
             <https://www.rfc-editor.org/info/rfc5922>.

  [RFC8225]  Wendt, C. and J. Peterson, "PASSporT: Personal Assertion
             Token", RFC 8225, DOI 10.17487/RFC8225, February 2018,
             <https://www.rfc-editor.org/info/rfc8225>.

15.2.  Informative References

  [CIDER]    Kaplan, H., "A proposal for Caller Identity in a DNS-based
             Entrusted Registry (CIDER)", Work in Progress,
             draft-kaplan-stir-cider-00, July 2013.

  [IRI-COMPARISON]
             Masinter, L. and M. Duerst, "Comparison, Equivalence and
             Canonicalization of Internationalized Resource
             Identifiers", Work in Progress, draft-ietf-iri-
             comparison-02, October 2012.

  [RFC2585]  Housley, R. and P. Hoffman, "Internet X.509 Public Key
             Infrastructure Operational Protocols: FTP and HTTP",
             RFC 2585, DOI 10.17487/RFC2585, May 1999,
             <https://www.rfc-editor.org/info/rfc2585>.

  [RFC3323]  Peterson, J., "A Privacy Mechanism for the Session
             Initiation Protocol (SIP)", RFC 3323,
             DOI 10.17487/RFC3323, November 2002,
             <https://www.rfc-editor.org/info/rfc3323>.

  [RFC3325]  Jennings, C., Peterson, J., and M. Watson, "Private
             Extensions to the Session Initiation Protocol (SIP) for
             Asserted Identity within Trusted Networks", RFC 3325,
             DOI 10.17487/RFC3325, November 2002,
             <https://www.rfc-editor.org/info/rfc3325>.

  [RFC3893]  Peterson, J., "Session Initiation Protocol (SIP)
             Authenticated Identity Body (AIB) Format", RFC 3893,
             DOI 10.17487/RFC3893, September 2004,
             <https://www.rfc-editor.org/info/rfc3893>.




Peterson, et al.             Standards Track                   [Page 43]

RFC 8224                      SIP Identity                 February 2018


  [RFC4474]  Peterson, J. and C. Jennings, "Enhancements for
             Authenticated Identity Management in the Session
             Initiation Protocol (SIP)", RFC 4474,
             DOI 10.17487/RFC4474, August 2006,
             <https://www.rfc-editor.org/info/rfc4474>.

  [RFC4501]  Josefsson, S., "Domain Name System Uniform Resource
             Identifiers", RFC 4501, DOI 10.17487/RFC4501, May 2006,
             <https://www.rfc-editor.org/info/rfc4501>.

  [RFC4916]  Elwell, J., "Connected Identity in the Session Initiation
             Protocol (SIP)", RFC 4916, DOI 10.17487/RFC4916,
             June 2007, <https://www.rfc-editor.org/info/rfc4916>.

  [RFC5393]  Sparks, R., Ed., Lawrence, S., Hawrylyshen, A., and B.
             Campen, "Addressing an Amplification Vulnerability in
             Session Initiation Protocol (SIP) Forking Proxies",
             RFC 5393, DOI 10.17487/RFC5393, December 2008,
             <https://www.rfc-editor.org/info/rfc5393>.

  [RFC5763]  Fischl, J., Tschofenig, H., and E. Rescorla, "Framework
             for Establishing a Secure Real-time Transport Protocol
             (SRTP) Security Context Using Datagram Transport Layer
             Security (DTLS)", RFC 5763, DOI 10.17487/RFC5763,
             May 2010, <https://www.rfc-editor.org/info/rfc5763>.

  [RFC6698]  Hoffman, P. and J. Schlyter, "The DNS-Based Authentication
             of Named Entities (DANE) Transport Layer Security (TLS)
             Protocol: TLSA", RFC 6698, DOI 10.17487/RFC6698,
             August 2012, <https://www.rfc-editor.org/info/rfc6698>.

  [RFC6973]  Cooper, A., Tschofenig, H., Aboba, B., Peterson, J.,
             Morris, J., Hansen, M., and R. Smith, "Privacy
             Considerations for Internet Protocols", RFC 6973,
             DOI 10.17487/RFC6973, July 2013,
             <https://www.rfc-editor.org/info/rfc6973>.

  [RFC8259]  Bray, T., Ed., "The JavaScript Object Notation (JSON) Data
             Interchange Format", STD 90, RFC 8259,
             DOI 10.17487/RFC8259, December 2017,
             <https://www.rfc-editor.org/info/rfc8259>.

  [RFC7340]  Peterson, J., Schulzrinne, H., and H. Tschofenig, "Secure
             Telephone Identity Problem Statement and Requirements",
             RFC 7340, DOI 10.17487/RFC7340, September 2014,
             <https://www.rfc-editor.org/info/rfc7340>.





Peterson, et al.             Standards Track                   [Page 44]

RFC 8224                      SIP Identity                 February 2018


  [RFC7375]  Peterson, J., "Secure Telephone Identity Threat Model",
             RFC 7375, DOI 10.17487/RFC7375, October 2014,
             <https://www.rfc-editor.org/info/rfc7375>.

  [RFC7515]  Jones, M., Bradley, J., and N. Sakimura, "JSON Web
             Signature (JWS)", RFC 7515, DOI 10.17487/RFC7515,
             May 2015, <https://www.rfc-editor.org/info/rfc7515>.

  [RFC7519]  Jones, M., Bradley, J., and N. Sakimura, "JSON Web Token
             (JWT)", RFC 7519, DOI 10.17487/RFC7519, May 2015,
             <https://www.rfc-editor.org/info/rfc7519>.

  [RFC8226]  Peterson, J. and S. Turner, "Secure Telephone Identity
             Credentials: Certificates", RFC 8226,
             DOI 10.17487/RFC8226, February 2018,
             <https://www.rfc-editor.org/info/rfc8226>.

  [SIP-RETARGET]
             Peterson, J., "Retargeting and Security in SIP: A
             Framework and Requirements", Work in Progress,
             draft-peterson-sipping-retarget-00, February 2005.

  [SIP-RFC4474-CONCERNS]
             Rosenberg, J., "Concerns around the Applicability of
             RFC 4474", Work in Progress, draft-rosenberg-sip-rfc4474-
             concerns-00, February 2008.

  [TS-3GPP.23.228]
             3GPP, "IP Multimedia Subsystem (IMS); Stage 2", 3GPP
             TS 23.228 7.7.0, March 2007,
             <http://www.3gpp.org/ftp/Specs/html-info/23228.htm>.




















Peterson, et al.             Standards Track                   [Page 45]

RFC 8224                      SIP Identity                 February 2018


Acknowledgments

  The authors would like to thank Adam Roach, Jim Schaad, Ning Zhang,
  Syed Ali, Olle Jacobson, Dave Frankel, Robert Sparks, Dave Crocker,
  Stephen Kent, Brian Rosen, Alex Bobotek, Paul Kyzivat, Jonathan
  Lennox, Richard Shockey, Martin Dolly, Andrew Allen, Hadriel Kaplan,
  Sanjay Mishra, Anton Baskov, Pierce Gorman, David Schwartz, Eric
  Burger, Alan Ford, Christer Holmberg, Philippe Fouquart, Michael
  Hamer, Henning Schulzrinne, and Richard Barnes for their comments.

Authors' Addresses

  Jon Peterson
  Neustar, Inc.
  1800 Sutter St. Suite 570
  Concord, CA  94520
  United States of America

  Email: [email protected]


  Cullen Jennings
  Cisco
  400 3rd Avenue SW, Suite 350
  Calgary, AB  T2P 4H2
  Canada

  Email: [email protected]


  Eric Rescorla
  RTFM, Inc.
  2064 Edgewood Drive
  Palo Alto, CA  94303
  United States of America

  Email: [email protected]


  Chris Wendt
  Comcast
  One Comcast Center
  Philadelphia, PA  19103
  United States of America

  Email: [email protected]





Peterson, et al.             Standards Track                   [Page 46]