Internet Engineering Task Force (IETF)                           N. Zong
Request for Comments: 7263                                      X. Jiang
Category: Standards Track                                        R. Even
ISSN: 2070-1721                                      Huawei Technologies
                                                               Y. Zhang
                                                 CoolPad / China Mobile
                                                              June 2014


An Extension to the REsource LOcation And Discovery (RELOAD) Protocol
                  to Support Direct Response Routing

Abstract

  This document defines an optional extension to the REsource LOcation
  And Discovery (RELOAD) protocol to support the direct response
  routing mode.  RELOAD recommends symmetric recursive routing for
  routing messages.  The new optional extension provides a shorter
  route for responses, thereby reducing overhead on intermediate peers.
  This document also describes potential cases where this extension can
  be used.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc7263.
















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Copyright Notice

  Copyright (c) 2014 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.





































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Table of Contents

  1. Introduction ....................................................4
  2. Terminology .....................................................4
  3. Overview ........................................................5
     3.1. SRR and DRR ................................................5
          3.1.1. Symmetric Recursive Routing (SRR) ...................6
          3.1.2. Direct Response Routing (DRR) .......................6
     3.2. Scenarios Where DRR Can Be Used ............................7
          3.2.1. Managed or Closed P2P Systems .......................7
          3.2.2. Wireless Scenarios ..................................8
  4. Relationship between SRR and DRR ................................8
     4.1. How DRR Works ..............................................8
     4.2. How SRR and DRR Work Together ..............................8
  5. DRR Extensions to RELOAD ........................................9
     5.1. Basic Requirements .........................................9
     5.2. Modification to RELOAD Message Structure ...................9
          5.2.1. State-Keeping Flag ..................................9
          5.2.2. Extensive Routing Mode .............................10
     5.3. Creating a Request ........................................11
          5.3.1. Creating a Request for DRR .........................11
     5.4. Request and Response Processing ...........................11
          5.4.1. Destination Peer: Receiving a Request and
                 Sending a Response .................................11
          5.4.2. Sending Peer: Receiving a Response .................12
  6. Overlay Configuration Extension ................................12
  7. Security Considerations ........................................12
  8. IANA Considerations ............................................13
     8.1. A New RELOAD Forwarding Option ............................13
     8.2. A New IETF XML Registry ...................................13
  9. Acknowledgments ................................................13
  10. References ....................................................13
     10.1. Normative References .....................................13
     10.2. Informative References ...................................14
  Appendix A. Optional Methods to Investigate Peer Connectivity .....15
    A.1. Getting Addresses to Be Used as Candidates for DRR .........15
    A.2. Public Reachability Test ...................................16
  Appendix B. Comparison of Cost of SRR and DRR .....................17
    B.1. Closed or Managed Networks .................................17
    B.2. Open Networks ..............................................19











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1.  Introduction

  The REsource LOcation And Discovery (RELOAD) protocol [RFC6940]
  recommends symmetric recursive routing (SRR) for routing messages and
  describes the extensions that would be required to support additional
  routing algorithms.  In addition to SRR, two other routing options --
  direct response routing (DRR) and relay peer routing (RPR) -- are
  also discussed in Appendix A of [RFC6940].  As we show in Section 3,
  DRR is advantageous over SRR in some scenarios in that DRR can reduce
  load (CPU and link bandwidth) on intermediate peers.  For example, in
  a closed network where every peer is in the same address realm, DRR
  performs better than SRR.  In other scenarios, using a combination of
  DRR and SRR together is more likely to provide benefits than if SRR
  is used alone.

  Note that in this document we focus on the DRR mode and its
  extensions to RELOAD to produce a standalone solution.  Please refer
  to [RFC7264] for details on the RPR mode.

  We first discuss the problem statement in Section 3.  How to combine
  DRR and SRR is presented in Section 4.  An extension to RELOAD to
  support DRR is defined in Section 5.  Some optional methods to check
  peer connectivity are introduced in Appendix A.  In Appendix B, we
  give a comparison of the cost of SRR and DRR in both managed and open
  networks.

2.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

  We use terminology and definitions from the base RELOAD specification
  [RFC6940] extensively in this document.  We also use terms defined in
  the NAT behavior discovery document [RFC5780].  Other terms used in
  this document are defined inline when used and are also defined below
  for reference.

     Publicly Reachable: A peer is publicly reachable if it can receive
     unsolicited messages from any other peer in the same overlay.
     Note: "Publicly" does not mean that the peers must be on the
     public Internet, because the RELOAD protocol may be used in a
     closed network.








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     Direct Response Routing (DRR): "DRR" refers to a routing mode in
     which responses to Peer-to-Peer SIP (P2PSIP) requests are returned
     to the sending peer directly from the destination peer based on
     the sending peer's own local transport address(es).  For
     simplicity, the abbreviation "DRR" is used in the rest of this
     document.

     Symmetric Recursive Routing (SRR): "SRR" refers to a routing mode
     in which responses follow the reverse path of the request to get
     to the sending peer.  For simplicity, the abbreviation "SRR" is
     used in the rest of this document.

     Relay Peer Routing (RPR): "RPR" refers to a routing mode in which
     responses to P2PSIP requests are sent by the destination peer to
     the transport address of a relay peer that will forward the
     responses towards the sending peer.  For simplicity, the
     abbreviation "RPR" is used in the rest of this document.

3.  Overview

  RELOAD is expected to work under a great number of application
  scenarios.  The situations where RELOAD is to be deployed differ
  greatly.  For instance, some deployments are global, such as a
  Skype-like system intended to provide public service, while others
  run in small-scale closed networks.  SRR works in any situation, but
  DRR may work better in some specific scenarios.

3.1.  SRR and DRR

  RELOAD is a simple request-response protocol.  After sending a
  request, a peer waits for a response from a destination peer.  There
  are several ways for the destination peer to send a response back to
  the source peer.  In this section, we will provide detailed
  information on two routing modes: SRR and DRR.

  Some assumptions are made in the illustrations that follow:

  1)  Peer A sends a request destined to a peer who is the responsible
      peer for a Resource-ID k.

  2)  Peer X is the root peer responsible for Resource-ID k.

  3)  The intermediate peers for the path from A to X are peers B, C,
      and D.







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3.1.1.  Symmetric Recursive Routing (SRR)

  For SRR, when the request sent by peer A is received by an
  intermediate peer B, C, or D, each intermediate peer will insert
  information on the peer from whom they got the request in the
  Via List, as described in RELOAD [RFC6940].  As a result, the
  destination peer X will know the exact path that the request has
  traversed.  Peer X will then send back the response in the reverse
  path by constructing a Destination List based on the Via List in the
  request.  Figure 1 illustrates SRR.

        A            B            C             D           X
        |  Request   |            |            |            |
        |----------->|            |            |            |
        |            | Request    |            |            |
        |            |----------->|            |            |
        |            |            | Request    |            |
        |            |            |----------->|            |
        |            |            |            | Request    |
        |            |            |            |----------->|
        |            |            |            |            |
        |            |            |            |  Response  |
        |            |            |            |<-----------|
        |            |            |  Response  |            |
        |            |            |<-----------|            |
        |            |  Response  |            |            |
        |            |<-----------|            |            |
        |  Response  |            |            |            |
        |<-----------|            |            |            |
        |            |            |            |            |

                           Figure 1: SRR Mode

  SRR works in any situation, especially when there are NATs or
  firewalls.  A downside of this solution is that the message takes
  several hops to return to the peer, increasing the bandwidth usage
  and CPU/battery load of multiple peers.

3.1.2.  Direct Response Routing (DRR)

  In DRR, peer X receives the request sent by peer A through
  intermediate peers B, C, and D, as in SRR.  However, peer X sends the
  response back directly to peer A based on peer A's local transport
  address.  In this case, the response is not routed through
  intermediate peers.  Figure 2 illustrates DRR.  Using a shorter route
  means less overhead on intermediate peers, especially in the case of
  wireless networks where the CPU and uplink bandwidth are limited.
  For example, in the absence of NATs, or if the NAT implements



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  endpoint-independent filtering, this is the optimal routing
  technique.  Note that establishing a secure connection requires
  multiple round trips.  Please refer to Appendix B for a cost
  comparison between SRR and DRR.

          A            B            C             D           X
          |  Request   |            |            |            |
          |----------->|            |            |            |
          |            | Request    |            |            |
          |            |----------->|            |            |
          |            |            | Request    |            |
          |            |            |----------->|            |
          |            |            |            | Request    |
          |            |            |            |----------->|
          |            |            |            |            |
          |            |            |            |  Response  |
          |<-----------+------------+------------+------------|
          |            |            |            |            |

                           Figure 2: DRR Mode

3.2.  Scenarios Where DRR Can Be Used

  This section lists several scenarios where using DRR would work and
  identifies when the increased efficiency would be advantageous.

3.2.1.  Managed or Closed P2P Systems

  The properties that make P2P technology attractive, such as the lack
  of need for centralized servers, self-organization, etc., are
  attractive for managed systems as well as unmanaged systems.  Many of
  these systems are deployed on private networks where peers are in the
  same address realm and/or can directly route to each other.  In such
  a scenario, the network administrator can indicate preference for DRR
  in the peer's configuration file.  Peers in such a system would
  always try DRR first, but peers MUST also support SRR in case DRR
  fails.  During the process of establishing a direct connection with
  the sending peer, if the responding peer receives a request with SRR
  as the preferred routing mode (or it fails to establish the direct
  connection), the responding peer SHOULD NOT use DRR but instead
  switch to SRR.  The simple policy is to try DRR and, if this fails,
  switch to SRR for all connections.  In a finer-grained policy, a peer
  would keep a list of unreachable peers based on trying DRR and then
  would use only SRR for those peers.  The advantage of using DRR is
  network stability, since it puts less overhead on the intermediate
  peers that will not route the responses.  The intermediate peers will
  need to route fewer messages and will save CPU resources as well as
  link bandwidth usage.



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3.2.2.  Wireless Scenarios

  In some mobile deployments, using DRR may help reduce radio battery
  usage and bandwidth by the intermediate peers.  The service provider
  may recommend using DRR based on his knowledge of the topology.

4.  Relationship between SRR and DRR

4.1.  How DRR Works

  DRR is very simple.  The only requirement is for the source peers to
  provide their potential (publicly reachable) transport address to the
  destination peers, so that the destination peer knows where to send
  the response.  Responses are sent directly to the requesting peer.

4.2.  How SRR and DRR Work Together

  DRR is not intended to replace SRR.  It is better to use these two
  modes together to adapt to each peer's specific situation.  In this
  section, we give some informative suggestions for how to transition
  between the routing modes in RELOAD.

  According to [RFC6940], SRR MUST be supported.  An overlay MAY be
  configured to use alternative routing algorithms, and alternative
  routing algorithms MAY be selected on a per-message basis.  That is,
  a node in an overlay that supports SRR and some other routing
  algorithm -- for example, DRR -- might use SRR some of the time and
  DRR some of the time.  A node joining the overlay should get the
  preferred routing mode from the configuration file.  If an overlay
  runs within a private network and all peers in the system can reach
  each other directly, peers MAY send most of the transactions with
  DRR.  However, DRR SHOULD NOT be used in the open Internet or if the
  administrator does not feel he has enough information about the
  overlay network topology.  A new overlay configuration element
  specifying the usage of DRR is defined in Section 6.

  Alternatively, a peer can collect statistical data on the success of
  the different routing modes based on previous transactions and keep a
  list of non-reachable addresses.  Based on this data, the peer will
  have a clearer view of the success rate of different routing modes.
  In addition to data on the success rate, the peer can also get data
  of finer granularity -- for example, the number of retransmissions
  the peer needs to achieve a desirable success rate.

  A typical strategy for the peer is as follows.  A peer chooses to
  start with DRR based on the configuration.  Based on the success rate
  as indicated by statistics on lost messages or by responses that used
  DRR, the peer can either continue to offer DRR first or switch to



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  SRR.  Note that a peer should use the DRR success statistics to
  decide whether to continue using DRR or fall back to SRR.  Making
  such a decision per specific connection is not recommended; this
  should be an application decision.

5.  DRR Extensions to RELOAD

  Adding support for DRR requires extensions to the current RELOAD
  protocol.  In this section, we define the required extensions,
  including extensions to message structure and message processing.

5.1.  Basic Requirements

  All peers MUST be able to process requests for routing in SRR and MAY
  support DRR routing requests.

5.2.  Modification to RELOAD Message Structure

  RELOAD provides an extensible framework to accommodate future
  extensions.  In this section, we define a ForwardingOption structure
  to support DRR mode.  Additionally, we present a state-keeping flag
  to inform intermediate peers if they are allowed to not maintain
  state for a transaction.

5.2.1.  State-Keeping Flag

  RELOAD allows intermediate peers to maintain state in order to
  implement SRR -- for example, for implementing hop-by-hop
  retransmission.  If DRR is used, the response will not follow the
  reverse path, and the state in the intermediate peers will not be
  cleared until such state expires.  In order to address this issue, we
  define a new flag, state-keeping flag, in the ForwardingOption
  structure to indicate whether the state-keeping is required in the
  intermediate peers.

  Flag: 0x08 IGNORE-STATE-KEEPING

  If IGNORE-STATE-KEEPING is set, any peer receiving this message but
  who is not the destination of the message SHOULD forward the message
  with the full Via List and SHOULD NOT maintain any internal state.











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5.2.2.  Extensive Routing Mode

  This document introduces a new forwarding option for an extensive
  routing mode.  This option conforms to the description in
  Section 6.3.2.3 of [RFC6940].

  We first define a new type to define the new option,
  extensive_routing_mode:

  The option value that defines the ExtensiveRoutingModeOption
  structure is illustrated below:

  enum {(0),DRR(1),(255)} RouteMode;
  struct {
          RouteMode               routemode;
          OverlayLinkType         transport;
          IpAddressPort           ipaddressport;
          Destination             destinations<1..2^8-1>;
  } ExtensiveRoutingModeOption;

  The above structure reuses the OverlayLinkType, Destination, and
  IpAddressPort structures as defined in Sections 6.5.1.1, 6.3.2.2, and
  6.3.1.1 of [RFC6940], respectively.

  RouteMode: refers to which type of routing mode is indicated to the
  destination peer.

  OverlayLinkType: refers to the transport type that is used to deliver
  responses from the destination peer to the sending peer.

  IpAddressPort: refers to the transport address that the destination
  peer will use for sending responses.  This will be a sending peer
  address for DRR.

  Destination: refers to the sending peer itself.  If the routing mode
  is DRR, then the destination only contains the sending peer's
  Node-ID.














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5.3.  Creating a Request

5.3.1.  Creating a Request for DRR

  When using DRR for a transaction, the sending peer MUST set the
  IGNORE-STATE-KEEPING flag in the ForwardingHeader.  Additionally, the
  peer MUST construct and include a ForwardingOption structure in the
  ForwardingHeader.  When constructing the ForwardingOption structure,
  the fields MUST be set as follows:

  1)  The type MUST be set to extensive_routing_mode.

  2)  The ExtensiveRoutingModeOption structure MUST be used for the
      option field within the ForwardingOption structure.  The fields
      MUST be defined as follows:

      2.1)  routemode set to 0x01 (DRR).

      2.2)  transport set as appropriate for the sender.

      2.3)  ipaddressport set to the peer's associated transport
            address.

      2.4)  The destination structure MUST contain one value, defined
            as type "node" and set with the sending peer's own values.

5.4.  Request and Response Processing

  This section gives normative text for message processing after DRR is
  introduced.  Here, we only describe the additional procedures for
  supporting DRR.  Please refer to [RFC6940] for RELOAD base
  procedures.

5.4.1.  Destination Peer: Receiving a Request and Sending a Response

  When the destination peer receives a request, it will check the
  options in the forwarding header.  If the destination peer cannot
  understand the extensive_routing_mode option in the request, it MUST
  attempt to use SRR to return an "Error_Unknown_Extension" response
  (defined in Sections 6.3.3.1 and 14.9 of [RFC6940]) to the sending
  peer.

  If the routing mode is DRR, the destination peer MUST construct the
  Destination List for the response with only one entry, using the
  requesting peer's Node-ID from the Via List in the request as the
  value.





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  In the event that the routing mode is set to DRR and there is not
  exactly one destination, the destination peer MUST try to return an
  "Error_Unknown_Extension" response (defined in Sections 6.3.3.1 and
  14.9 of [RFC6940]) to the sending peer using SRR.

  After the peer constructs the Destination List for the response, it
  sends the response to the transport address, which is indicated in
  the ipaddressport field in the option using the specific transport
  mode in the ForwardingOption.  If the destination peer receives a
  retransmit with SRR preference on the message it is trying to respond
  to now, the responding peer SHOULD abort the DRR response and
  use SRR.

5.4.2.  Sending Peer: Receiving a Response

  Upon receiving a response, the peer follows the rules in [RFC6940].
  The peer SHOULD note if DRR worked, in order to decide whether to
  offer DRR again.  If the peer does not receive a response until the
  timeout, it SHOULD resend the request using SRR.

6.  Overlay Configuration Extension

  This document extends the RELOAD overlay configuration (see
  Section 11.1 of [RFC6940]) by adding one new element, "route-mode",
  inside each "configuration" element.

  The Compact Regular Language for XML Next Generation (RELAX NG)
  grammar for this element is:

     namespace route-mode = "urn:ietf:params:xml:ns:p2p:route-mode"

     parameter &= element route-mode:mode { xsd:string }?

  This namespace is added into the <mandatory-extension> element in the
  overlay configuration file.  The defined routing modes include DRR
  and RPR.

  The mode can be DRR or RPR and, if specified in the configuration,
  should be the preferred routing mode used by the application.

7.  Security Considerations

  The normative security recommendations of Section 13 of [RFC6940] are
  applicable to this document.  As a routing alternative, the security
  part of DRR conforms to Section 13.6 of [RFC6940], which describes
  routing security.  For example, the DRR routing option provides
  information about the route back to the source.  According to




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  Section 13.6 of [RFC6940], the entire DRR routing message MUST be
  digitally signed and sent over via a protected channel to protect the
  DRR routing information.

8.  IANA Considerations

8.1.  A New RELOAD Forwarding Option

  A new RELOAD Forwarding Option type has been added to the "RELOAD
  Forwarding Option" registry defined in [RFC6940].

  Code: 2
  Forwarding Option: extensive_routing_mode

8.2.  A New IETF XML Registry

  IANA has registered the following URN in the "XML Namespaces" class
  of the "IETF XML Registry" in accordance with [RFC3688].

  URI: urn:ietf:params:xml:ns:p2p:route-mode

  Registrant Contact: The IESG

  XML: This specification

9.  Acknowledgments

  David Bryan helped extensively with this document and helped provide
  some of the text, analysis, and ideas contained here.  The authors
  would like to thank Ted Hardie, Narayanan Vidya, Dondeti Lakshminath,
  Bruce Lowekamp, Stephane Bryant, Marc Petit-Huguenin, and Carlos
  Jesus Bernardos Cano for their constructive comments.

10.  References

10.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3688]  Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
             January 2004.

  [RFC6940]  Jennings, C., Lowekamp, B., Rescorla, E., Baset, S., and
             H. Schulzrinne, "REsource LOcation And Discovery (RELOAD)
             Base Protocol", RFC 6940, January 2014.





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10.2.  Informative References

  [Chord]    Stoica, I., Morris, R., Liben-Nowell, D., Karger, D.,
             Kaashoek, M., Dabek, F., and H. Balakrishnan, "Chord: A
             Scalable Peer-to-Peer Lookup Protocol for Internet
             Applications", IEEE/ACM Transactions on Networking
             Volume 11, Issue 1, 17-32, February 2003.

  [DTLS]     Modadugu, N. and E. Rescorla, "The Design and
             Implementation of Datagram TLS", Proc. 11th Network and
             Distributed System Security Symposium (NDSS),
             February 2004.

  [IGD2]     UPnP Forum, "WANIPConnection:2 Service", September 2010,
             <http://upnp.org/specs/gw/
             UPnP-gw-WANIPConnection-v2-Service.pdf>.

  [RFC3424]  Daigle, L. and IAB, "IAB Considerations for UNilateral
             Self-Address Fixing (UNSAF) Across Network Address
             Translation", RFC 3424, November 2002.

  [RFC5780]  MacDonald, D. and B. Lowekamp, "NAT Behavior Discovery
             Using Session Traversal Utilities for NAT (STUN)",
             RFC 5780, May 2010.

  [RFC6886]  Cheshire, S. and M. Krochmal, "NAT Port Mapping Protocol
             (NAT-PMP)", RFC 6886, April 2013.

  [RFC7264]  Zong, N., Jiang, X., Even, R., and Y. Zhang, "An Extension
             to the REsource LOcation And Discovery (RELOAD) Protocol
             to Support Relay Peer Routing", RFC 7264, June 2014.

  [wikiChord]
             Wikipedia, "Chord (peer-to-peer)", 2013,
             <http://en.wikipedia.org/w/
             index.php?title=Chord_%28peer-to-peer%29&oldid=549516287>.















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Appendix A.  Optional Methods to Investigate Peer Connectivity

  This section is for informational purposes only and provides some
  mechanisms that can be used when the configuration information does
  not specify if DRR can be used.  It summarizes some methods that can
  be used by a peer to determine its own network location compared with
  NAT.  These methods may help a peer to decide which routing mode it
  may wish to try.  Note that there is no foolproof way to determine
  whether a peer is publicly reachable, other than via out-of-band
  mechanisms.  This document addresses UNilateral Self-Address Fixing
  (UNSAF) [RFC3424] considerations by specifying a fallback plan to SRR
  [RFC6940].  SRR is not an UNSAF mechanism.  This document does not
  define any new UNSAF mechanisms.

  For DRR to function correctly, a peer may attempt to determine
  whether it is publicly reachable.  If it is not, the peer should fall
  back to SRR.  If the peer believes it is publicly reachable, DRR may
  be attempted.  NATs and firewalls are two major contributors to
  preventing DRR from functioning properly.  There are a number of
  techniques by which a peer can get its reflexive address on the
  public side of the NAT.  After obtaining the reflexive address, a
  peer can perform further tests to learn whether the reflexive address
  is publicly reachable.  If the address appears to be publicly
  reachable, the peer to which the address belongs can use DRR for
  responses.

  Some conditions that are unique in P2PSIP architecture could be
  leveraged to facilitate the tests.  In a P2P overlay network, each
  peer has only a partial view of the whole network and knows of a few
  peers in the overlay.  P2P routing algorithms can easily deliver a
  request from a sending peer to a peer with whom the sending peer has
  no direct connection.  This makes it easy for a peer to ask other
  peers to send unsolicited messages back to the requester.

  In the following sections, we first introduce several ways for a peer
  to get the addresses needed for further tests.  Then, a test for
  learning whether a peer may be publicly reachable is proposed.

A.1.  Getting Addresses to Be Used as Candidates for DRR

  In order to test whether a peer may be publicly reachable, the peer
  should first get one or more addresses that will be used by other
  peers to send him messages directly.  This address is either a local
  address of a peer or a translated address that is assigned by a NAT
  to the peer.






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  Session Traversal Utilities for NAT (STUN) is used to get a reflexive
  address on the public side of a NAT with the help of STUN servers.
  NAT behavior discovery using STUN is specified in [RFC5780].  Under
  the RELOAD architecture, a few infrastructure servers can be
  leveraged for discovering NAT behavior, such as enrollment servers,
  diagnostic servers, bootstrap servers, etc.

  The peer can use a STUN Binding request to one of the STUN servers to
  trigger a STUN Binding response, which returns the reflexive address
  from the server's perspective.  If the reflexive transport address is
  the same as the source address of the Binding request, the peer can
  determine that there is likely no NAT between it and the chosen
  infrastructure server.  (Certainly, in some rare cases, the allocated
  address happens to be the same as the source address.  Further tests
  will detect this case and rule it out in the end.)  Usually, these
  infrastructure servers are publicly reachable in the overlay, so the
  peer can be considered publicly reachable.  On the other hand, using
  the techniques in [RFC5780], a peer can also decide whether it is
  behind a NAT with endpoint-independent mapping behavior.  If the peer
  is behind a NAT with endpoint-independent mapping behavior, the
  reflexive address should also be a candidate for further tests.

  The Universal Plug and Play Internet Gateway Device (UPnP-IGD) [IGD2]
  is a mechanism that a peer can use to get the assigned address from
  its residential gateway, and after obtaining this address to
  communicate it with other peers, the peer can receive unsolicited
  messages from outside, even though it is behind a NAT.  So, the
  address obtained through the UPnP mechanism should also be used for
  further tests.

  Another way that a peer behind NAT can learn its assigned address by
  NAT is via the NAT Port Mapping Protocol (NAT-PMP) [RFC6886].  As
  with UPnP-IGD, the address obtained using this mechanism should also
  be tested further.

  The above techniques are not exhaustive.  These techniques can be
  used to get candidate transport addresses for further tests.

A.2.  Public Reachability Test

  Using the transport addresses obtained by the above techniques, a
  peer can start a test to learn whether the candidate transport
  address is publicly reachable.  The basic idea of the test is that a
  peer sends a request and expects another peer in the overlay to send
  back a response.  If the response is successfully received by the
  sending peer and the peer giving the response has no direct





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  connection with the sending peer, the sending peer can determine that
  the address is probably publicly reachable and hence the peer may be
  publicly reachable at the tested transport address.

  In a P2P overlay, a request is routed through the overlay and finally
  a destination peer will terminate the request and give the response.
  In a large system, there is a high probability that the destination
  peer has no direct connection with the sending peer.  Every peer
  maintains a connection table, particularly in the RELOAD
  architecture, so it is easier for a peer to see whether it has direct
  connection with another peer.

  If a peer wants to test whether its transport address is publicly
  reachable, it can send a request to the overlay.  The routing for the
  test message would be different from other kinds of requests because
  it is not for storing or fetching something to or from the overlay,
  or for locating a specific peer; instead, it is to get a peer who can
  deliver to the sending peer an unsolicited response and who has no
  direct connection with him.  Each intermediate peer receiving the
  request first checks to see whether it has a direct connection with
  the sending peer.  If there is a direct connection, the request is
  routed to the next peer.  If there is no direct connection, the
  intermediate peer terminates the request and sends the response back
  directly to the sending peer with the transport address under test.

  After performing the test, if the peer determines that it may be
  publicly reachable, it can try DRR in subsequent transactions.

Appendix B.  Comparison of Cost of SRR and DRR

  The major advantage of using DRR is that it reduces the number of
  intermediate peers traversed by the response.  This reduces the load,
  such as processing and communication bandwidth, on those peers'
  resources.

B.1.  Closed or Managed Networks

  As described in Section 3, many P2P systems run in a closed or
  managed environment (e.g., carrier networks), so network
  administrators would know that they could safely use DRR.

  SRR uses more routing hops than DRR.  Assuming that there are N peers
  in the P2P system and Chord [Chord] [wikiChord] is applied for
  routing, the number of hops for a response in SRR and in DRR are
  listed in the following table.  Establishing a secure connection
  between the sending peer and the responding peer with Transport Layer
  Security (TLS) or Datagram TLS (DTLS) requires multiple messages.
  Note that establishing (D)TLS secure connections for a P2P overlay is



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  not optimal in some cases, e.g., DRR where (D)TLS is heavy for
  temporary connections.  Therefore, in the following table we show the
  cases of 1) no (D)TLS in DRR and 2) still using DTLS in DRR as
  sub-optimal.  As the worst-cost case, seven (7) messages are used
  during DTLS handshaking [DTLS].  (The TLS handshake is a negotiation
  protocol that requires two (2) round trips, while the DTLS handshake
  is a negotiation protocol that requires three (3) round trips.)

           Mode       | Success | No. of Hops | No. of Msgs
           ------------------------------------------------
           SRR        |  Yes    |     log(N)  |    log(N)
           DRR        |  Yes    |     1       |    1
           DRR (DTLS) |  Yes    |     1       |    7+1

        Table 1: Comparison of SRR and DRR in Closed Networks

  From the above comparison, it is clear that:

  1)  In most cases when the number of peers (N) > 2 (2^1), DRR uses
      fewer hops than SRR.  Using a shorter route means less overhead
      and resource usage on intermediate peers, which is an important
      consideration for adopting DRR in the cases where such resources
      as CPU and bandwidth are limited, e.g., the case of mobile,
      wireless networks.

  2)  In the cases when N > 256 (2^8), DRR also uses fewer messages
      than SRR.

  3)  In the cases when N < 256, DRR uses more messages than SRR (but
      still uses fewer hops than SRR), so the consideration of whether
      to use DRR or SRR depends on other factors such as using less
      resources (bandwidth and processing) from the intermediate peers.
      Section 4 provides use cases where DRR has a better chance of
      working or where the considerations of intermediary resources are
      important.
















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B.2.  Open Networks

  In open networks (e.g., the Internet) where DRR is not guaranteed to
  work, DRR can fall back to SRR if it fails after trial, as described
  in Section 4.  Based on the same settings as those listed in
  Appendix B.1, the number of hops, as well as the number of messages
  for a response in SRR and DRR, are listed in the following table:

   Mode       |       Success           | No. of Hops | No. of Msgs
   ----------------------------------------------------------------
   SRR        |         Yes             |   log(N)    |   log(N)
   DRR        |         Yes             |   1         |   1
              | Fail & fall back to SRR |   1+log(N)  |   1+log(N)
   DRR (DTLS) |         Yes             |   1         |   7+1
              | Fail & fall back to SRR |   1+log(N)  |   8+log(N)

         Table 2: Comparison of SRR and DRR in Open Networks

  From the above comparison, it can be observed that trying to first
  use DRR could still provide an overall number of hops lower than
  directly using SRR.  Suppose that P peers are publicly reachable; the
  number of hops in DRR and SRR is P*1+(N-P)*(1+logN) and N*logN,
  respectively.  The condition for fewer hops in DRR is
  P*1+(N-P)*(1+logN) < N*logN, which is P/N > 1/logN.  This means that
  when the number of peers (N) grows, the required ratio of publicly
  reachable peers P/N for fewer hops in DRR decreases.  Therefore, the
  chance of trying DRR with fewer hops than SRR improves as the scale
  of the network increases.























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Authors' Addresses

  Ning Zong
  Huawei Technologies

  EMail: [email protected]


  Xingfeng Jiang
  Huawei Technologies

  EMail: [email protected]


  Roni Even
  Huawei Technologies

  EMail: [email protected]


  Yunfei Zhang
  CoolPad / China Mobile

  EMail: [email protected]



























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