Internet Engineering Task Force (IETF)                          A. Begen
Request for Comments: 7198                                         Cisco
Category: Standards Track                                     C. Perkins
ISSN: 2070-1721                                    University of Glasgow
                                                             April 2014


                       Duplicating RTP Streams

Abstract

  Packet loss is undesirable for real-time multimedia sessions but can
  occur due to a variety of reasons including unplanned network
  outages.  In unicast transmissions, recovering from such an outage
  can be difficult depending on the outage duration, due to the
  potentially large number of missing packets.  In multicast
  transmissions, recovery is even more challenging as many receivers
  could be impacted by the outage.  For this challenge, one solution
  that does not incur unbounded delay is to duplicate the packets and
  send them in separate redundant streams, provided that the underlying
  network satisfies certain requirements.  This document explains how
  Real-time Transport Protocol (RTP) streams can be duplicated without
  breaking RTP or RTP Control Protocol (RTCP) rules.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc7198.














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Copyright Notice

  Copyright (c) 2014 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
  2.  Terminology and Requirements Notation . . . . . . . . . . . .   4
  3.  Use Cases for Dual Streaming  . . . . . . . . . . . . . . . .   4
    3.1.  Temporal Redundancy . . . . . . . . . . . . . . . . . . .   4
    3.2.  Spatial Redundancy  . . . . . . . . . . . . . . . . . . .   5
    3.3.  Dual Streaming over a Single Path or Multiple Paths . . .   5
    3.4.  Requirements  . . . . . . . . . . . . . . . . . . . . . .   6
  4.  Use of RTP and RTCP with Temporal Redundancy  . . . . . . . .   7
    4.1.  RTCP Considerations . . . . . . . . . . . . . . . . . . .   7
    4.2.  Signaling Considerations  . . . . . . . . . . . . . . . .   7
  5.  Use of RTP and RTCP with Spatial Redundancy . . . . . . . . .   8
    5.1.  RTCP Considerations . . . . . . . . . . . . . . . . . . .   9
    5.2.  Signaling Considerations  . . . . . . . . . . . . . . . .   9
  6.  Use of RTP and RTCP with Temporal and Spatial Redundancy  . .  10
  7.  Congestion Control Considerations . . . . . . . . . . . . . .  10
  8.  Security Considerations . . . . . . . . . . . . . . . . . . .  11
  9.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . .  11
  10. References  . . . . . . . . . . . . . . . . . . . . . . . . .  12
    10.1.  Normative References . . . . . . . . . . . . . . . . . .  12
    10.2.  Informative References . . . . . . . . . . . . . . . . .  12














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1.  Introduction

  The Real-time Transport Protocol (RTP) [RFC3550] is widely used today
  for delivering IPTV traffic and other real-time multimedia sessions.
  Many of these applications support very large numbers of receivers
  and rely on intra-domain UDP/IP multicast for efficient distribution
  of traffic within the network.

  While this combination has proved successful, there does exist a
  weakness.  As [RFC2354] noted, packet loss is not avoidable.  This
  loss might be due to congestion; it might also be a result of an
  unplanned outage caused by a flapping link, a link or interface
  failure, a software bug, or a maintenance person accidentally cutting
  the wrong fiber.  Since UDP/IP flows do not provide any means for
  detecting loss and retransmitting packets, it is left up to the RTP
  layer and the applications to detect, and recover from, packet loss.

  In a carefully managed network, congestion should not normally
  happen; however, network outages can still happen due to the reasons
  listed above.  In such a managed network, one technique to recover
  from packet loss without incurring unbounded delay is to duplicate
  the packets and send them in separate redundant streams.  As
  described later in this document, the probability that two copies of
  the same packet are lost in cases of non-congestive packet loss is
  quite small.

  Variations on this idea have been implemented and deployed today
  [IC2011].  However, duplication of RTP streams without breaking the
  RTP and RTCP functionality has not been documented properly.  This
  document discusses the most common use cases and explains how
  duplication can be achieved for RTP streams in such use cases to
  address the immediate market needs.  In the future, if there will be
  a different use case that is not covered by this document, a new
  specification that explains how RTP duplication should be done in
  such a scenario may be needed.

  Stream duplication offers a simple way to protect media flows from
  packet loss.  It has a comparatively high overhead in terms of
  bandwidth, since everything is sent twice, but with a low overhead in
  terms of processing.  It is also very predictable in its overheads.
  Alternative approaches, for example, retransmission-based recovery
  [RFC4588] or Forward Error Correction [RFC6363], may be suitable in
  some other cases.








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2.  Terminology and Requirements Notation

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  [RFC2119].

3.  Use Cases for Dual Streaming

  Dual streaming refers to a technique that involves transmitting two
  redundant RTP streams (the original plus its duplicate) of the same
  content, with each stream capable of supporting the playback when
  there is no packet loss.  Therefore, adding an additional RTP stream
  provides a protection against packet loss.  The level of protection
  depends on how the packets are sent and transmitted inside the
  network.

  It is important to note that dual streaming can easily be extended to
  support cases when more than two streams are desired.  However, using
  three or more streams is rare in practice, due to the high overhead
  that it incurs and the little additional protection it provides.

3.1.  Temporal Redundancy

  From a routing perspective, two streams are considered identical if
  the following two IP header fields are the same (in addition to the
  transport ports), since they will be both routed over the same path:

  o  IP Source Address

  o  IP Destination Address

  Two routing-plane identical RTP streams might carry the same payload
  but can use different Synchronization Sources (SSRCs) to
  differentiate the RTP packets belonging to each stream.  In the
  context of dual RTP streaming, we assume that the sender duplicates
  the RTP packets and sends them in separate RTP streams, each with a
  unique SSRC.  All the redundant streams are transmitted in the same
  RTP session.

  For example, one main stream and its duplicate stream can be sent to
  the same IP destination address and UDP destination port with a
  certain delay between them [RFC7197].  The streams carry the same
  payload in their respective RTP packets with identical sequence
  numbers.  This allows receivers (or other nodes responsible for gap
  filling and duplicate suppression) to identify and suppress the





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  duplicate packets, and subsequently produce a hopefully loss-free and
  duplication-free output stream.  This process is commonly called
  "stream merging" or "de-duplication".

3.2.  Spatial Redundancy

  An RTP source might be associated with multiple network interfaces,
  allowing it to send two redundant streams from two separate source
  addresses.  Such streams can be routed over diverse or identical
  paths, depending on the routing algorithm used inside the network.
  At the receiving end, the node responsible for duplicate suppression
  can look into various RTP header fields, for example, SSRC and
  sequence number, to identify and suppress the duplicate packets.

  If source-specific multicast (SSM) transport is used to carry such
  redundant streams, there will be a separate SSM session for each
  redundant stream since the streams are sourced from different
  interfaces (i.e., IP addresses).  Thus, the receiving host has to
  join each SSM session separately.

  Alternatively, the destination host could also have multiple IP
  addresses for an RTP source to send the redundant streams to.

3.3.  Dual Streaming over a Single Path or Multiple Paths

  Having described the characteristics of the streams, one can reach
  the following conclusions:

  1.  When two routing-plane identical streams are used, the flow
      labels will be the same.  This makes it impractical to forward
      the packets onto different paths.  In order to minimize packet
      loss, the packets belonging to one stream are often interleaved
      with packets belonging to its duplicate stream, and with a delay,
      so that if there is a packet loss, such a delay would allow the
      same packet from the duplicate stream to reach the receiver
      because the chances that the same packet is lost in transit again
      are often small.  This is what is also known as "time-shifted
      redundancy", "temporal redundancy" or simply "delayed
      duplication" [RFC7197] [IC2011].  This approach can be used with
      both types of dual streaming, described in Sections 3.1 and 3.2.

  2.  If the two streams have different IP headers, an additional
      opportunity arises in that one is able to build a network, with
      physically diverse paths, to deliver the two streams concurrently
      to the intended receivers.  This reduces the delay when packet
      loss occurs and needs to be recovered.  Additionally, it also
      further reduces chances for packet loss.  An unrecoverable loss
      happens only when two network failures happen in such a way that



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      the same packet is affected on both paths.  This is referred to
      as Spatial Diversity or Spatial Redundancy [IC2011].  The
      techniques used to build diverse paths are beyond the scope of
      this document.

      Note that spatial redundancy often offers less delay in
      recovering from packet loss, provided that the forwarding delay
      of the network paths are more or less the same.  (This is often
      ensured through careful network design.)  For both temporal and
      spatial redundancy approaches, packet misordering might still
      happen and needs to be handled using the sequence numbers of some
      sort (e.g., RTP sequence numbers).

  Temporal and spatial redundancy deal with different patterns of
  packet loss.  The former helps with transient loss (within the
  duplication window), while the latter helps with longer-term packet
  loss that affects only one of the two redundant paths.

  To summarize, dual streaming allows an application and a network to
  work together to provide a near-zero-loss transport with a bounded or
  minimum delay.  The additional advantage includes a predictable
  bandwidth overhead that is proportional to the minimum bandwidth
  needed for the multimedia session, but independent of the number of
  receivers experiencing a packet loss and requesting a retransmission.
  For a survey and comparison of similar approaches, refer to [IC2011].

3.4.  Requirements

  One of the following conditions is currently REQUIRED to hold in
  applications using this specification:

  o  The original and duplicate RTP streams are carried (with their own
     SSRCs) in the same "m" line.  (There could be other RTP streams
     listed in the same "m" line.)

  o  The original and duplicate RTP streams are carried in separate "m"
     lines, and there is no other RTP stream listed in either "m" line.

  When the original and duplicate RTP streams are carried in separate
  "m" lines in a Session Description Protocol (SDP) description and if
  the SDP description has one or more other RTP streams listed in
  either "m" line, duplication grouping is not trivial and further
  signaling will be needed; this is left for future standardization.








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4.  Use of RTP and RTCP with Temporal Redundancy

  To achieve temporal redundancy, the main and duplicate RTP streams
  SHOULD be sent using the sample 5-tuple of transport protocol, source
  and destination IP addresses, and source and destination transport
  ports.  Due to the possible presence of network address and port
  translation (NAPT) devices, load balancers, or other middleboxes, use
  of anything other than an identical 5-tuple and flow label might also
  cause spatial redundancy (which might introduce an additional delay
  due to the delta between the path delays), and so it is NOT
  RECOMMENDED unless the path is known to be free of such middleboxes.

  Since the main and duplicate RTP streams follow an identical path,
  they are part of the same RTP session.  Accordingly, the sender MUST
  choose a different SSRC for the duplicate RTP stream than it chose
  for the main RTP stream, following the rules in Section 8 of
  [RFC3550].

4.1.  RTCP Considerations

  If RTCP is being sent for the main RTP stream, then the sender MUST
  also generate RTCP for the duplicate RTP stream.  The RTCP for the
  duplicate RTP stream is generated exactly as if the duplicate RTP
  stream were a regular media stream.  The sender MUST NOT duplicate
  the RTCP packets sent for the main RTP stream when sending the
  duplicate stream; instead, it MUST generate new RTCP reports for the
  duplicate stream.  The sender MUST use the same RTCP CNAME in the
  RTCP reports it sends for both streams, so that the receiver can
  synchronize them.

  The main and duplicate streams are conceptually synchronized using
  the standard mechanism based on RTCP Sender Reports, deriving a
  mapping between their timelines.  However, the RTP timestamps and
  sequence numbers MUST be identical in the main and duplicate streams,
  making the mapping quite trivial.

  Both the main and duplicate RTP streams, and their corresponding RTCP
  reports, will be received.  If RTCP is used, receivers MUST generate
  RTCP reports for both the main and duplicate streams in the usual
  way, treating them as entirely separate media streams.

4.2.  Signaling Considerations

  Signaling is needed to allow the receiver to determine that an RTP
  stream is a duplicate of another, rather than a separate stream that
  needs to be rendered in parallel.  There are two parts to this: an
  SDP extension is needed in the offer/answer exchange to negotiate
  support for temporal redundancy; and signaling is needed to indicate



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  which stream is the duplicate.  (The latter can be done in-band using
  an RTCP extension or out-of-band in the SDP description.)

  Out-of-band signaling is needed for both features.  The SDP attribute
  to signal duplication in the SDP offer/answer exchange ('duplication-
  delay') is defined in [RFC7197].  The required SDP grouping semantics
  are defined in [RFC7104].

  In the following SDP example, a video stream is duplicated, and the
  main and duplicate streams are transmitted in two separate SSRCs
  (1000 and 1010):

       v=0
       o=ali 1122334455 1122334466 IN IP4 dup.example.com
       s=Delayed Duplication
       t=0 0
       m=video 30000 RTP/AVP 100
       c=IN IP4 233.252.0.1/127
       a=source-filter:incl IN IP4 233.252.0.1 198.51.100.1
       a=rtpmap:100 MP2T/90000
       a=ssrc:1000 cname:[email protected]
       a=ssrc:1010 cname:[email protected]
       a=ssrc-group:DUP 1000 1010
       a=duplication-delay:50
       a=mid:Ch1

  Section 3.2 of [RFC7104] states that it is advisable that the SSRC
  listed first in the "a=ssrc-group:" line (i.e., SSRC of 1000) is sent
  first, with the other SSRC (i.e., SSRC of 1010) being the time-
  delayed duplicate.  This is not critical, however, and a receiving
  host should size its playout buffer based on the 'duplication-delay'
  attribute and play the stream that arrives first in preference, with
  the other stream acting as a repair stream, irrespective of the order
  in which they are signaled.

5.  Use of RTP and RTCP with Spatial Redundancy

  Assuming the network is structured appropriately, when using spatial
  redundancy, the duplicate RTP stream is sent using a different source
  and/or destination address/port pair.  This will be a separate RTP
  session from the session conveying the main RTP stream.  Thus, the
  SSRCs used for the main and duplicate streams MUST be chosen
  randomly, following the rules in Section 8 of [RFC3550].
  Accordingly, they will almost certainly not match each other.  The
  sender MUST, however, use the same RTCP CNAME for both the main and
  duplicate streams.  An "a=group:DUP" line or "a=ssrc-group:DUP" line
  is used to indicate duplication.




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5.1.  RTCP Considerations

  If RTCP is being sent for the main RTP stream, then the sender MUST
  also generate RTCP for the duplicate RTP stream.  The RTCP for the
  duplicate RTP stream is generated exactly as if the duplicate RTP
  stream were a regular media stream.  The sender MUST NOT duplicate
  the RTCP packets sent for the main RTP stream when sending the
  duplicate stream; instead, it MUST generate new RTCP reports for the
  duplicate stream.  The sender MUST use the same RTCP CNAME in the
  RTCP reports it sends for both streams, so that the receiver can
  synchronize them.

  The main and duplicate streams are conceptually synchronized using
  the standard mechanism based on RTCP Sender Reports, deriving a
  mapping between their timelines.  However, the RTP timestamps and
  sequence numbers MUST be identical in the main and duplicate streams,
  making the mapping quite trivial.

  Both the main and duplicate RTP streams, and their corresponding RTCP
  reports, will be received.  If RTCP is used, receivers MUST generate
  RTCP reports for both the main and duplicate streams in the usual
  way, treating them as entirely separate media streams.

5.2.  Signaling Considerations

  The required SDP grouping semantics have been defined in [RFC7104].
  In the following example, the redundant streams have different IP
  destination addresses.  The example shows the same UDP port number
  and IP source address for each stream, but either or both could have
  been different for the two streams.

       v=0
       o=ali 1122334455 1122334466 IN IP4 dup.example.com
       s=DUP Grouping Semantics
       t=0 0
       a=group:DUP S1a S1b
       m=video 30000 RTP/AVP 100
       c=IN IP4 233.252.0.1/127
       a=source-filter:incl IN IP4 233.252.0.1 198.51.100.1
       a=rtpmap:100 MP2T/90000
       a=mid:S1a
       m=video 30000 RTP/AVP 101
       c=IN IP4 233.252.0.2/127
       a=source-filter:incl IN IP4 233.252.0.2 198.51.100.1
       a=rtpmap:101 MP2T/90000
       a=mid:S1b





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6.  Use of RTP and RTCP with Temporal and Spatial Redundancy

  This uses the same RTP/RTCP mechanisms from Sections 4 and 5, plus a
  combination of signaling provided in each of these sections.

7.  Congestion Control Considerations

  Duplicating RTP streams has several considerations in the context of
  congestion control.  First of all, RTP duplication MUST NOT be used
  in cases where the primary cause of packet loss is congestion since
  duplication can make congestion only worse.  Furthermore, RTP
  duplication SHOULD NOT be used where there is a risk of congestion
  upon duplicating an RTP stream.  Duplication is RECOMMENDED only to
  be used for protection against network outages due to a temporary
  link or network element failure and where it is known (e.g., through
  explicit operator configuration) that there is sufficient network
  capacity to carry the duplicated traffic.  The capacity requirement
  constrains the use of duplication to managed networks and makes it
  unsuitable for use on unmanaged public networks.

  It is essential that the nodes responsible for the duplication and
  de-duplication are aware of the original stream's requirements and
  the available capacity inside the network.  If there is an adaptation
  capability for the original stream, these nodes have to assume the
  same adaptation capability for the duplicated stream, too.  For
  example, if the source doubles the bitrate for the original stream,
  the bitrate of the duplicate stream will also be doubled.

  Depending on where de-duplication takes place, there could be
  different scenarios.  When the duplication and de-duplication take
  place inside the network before the ultimate endpoints that will
  consume the RTP media, the whole process is transparent to these
  endpoints.  Thus, these endpoints will apply any congestion control,
  if applicable, on the de-duplicated RTP stream.  This output stream
  will have fewer losses than either the original or duplicated stream
  will have, and the endpoint will make congestion control decisions
  accordingly.  However, if de-duplication takes place at the ultimate
  endpoint, this endpoint MUST consider the aggregate of the original
  and duplicated RTP stream in any congestion control it wants to
  apply.  The endpoint will observe the losses in each stream
  separately, and this information can be used to fine-tune the
  duplication process.  For example, the duplication interval can be
  adjusted based on the duration of a common packet loss in both
  streams.  In these scenarios, the RTP Monitoring Framework [RFC6792]
  can be used to monitor the duplicated streams in the same way an
  ordinary RTP would be monitored.





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8.  Security Considerations

  The security considerations of [RFC3550], [RFC7104], [RFC7197], and
  any RTP profiles and payload formats in use apply.

  Duplication can be performed end-to-end, with the media sender
  generating a duplicate RTP stream, and the receiver(s) performing de-
  duplication.  In such cases, if the original media stream is to be
  authenticated (e.g., using Secure RTP (SRTP) [RFC3711]), then the
  duplicate stream also needs to be authenticated, and duplicate
  packets that fail the authentication check need to be discarded.

  Stream duplication and de-duplication can also be performed by in-
  network middleboxes.  Such middleboxes will need to rewrite the RTP
  SSRC such that the RTP packets in the duplicate stream have a
  different SSRC to the original stream, and such middleboxes will need
  to generate and respond to RTCP packets corresponding to the
  duplicate stream.  This sort of in-network duplication service has
  the potential to act as an amplifier for denial-of-service attacks if
  the attacker can cause attack traffic to be duplicated.  To prevent
  this, middleboxes providing the duplication service need to
  authenticate the traffic to be duplicated as being from a legitimate
  source, for example, using the SRTP profile [RFC3711].  This requires
  the middlebox to be part of the security context of the media session
  being duplicated, so it has access to the necessary keying material
  for authentication.  To do this, the middlebox will need to be privy
  to the session setup signaling.  Details of how that is done will
  depend on the type of signaling used (SIP, Real Time Streaming
  Protocol (RTSP), WebRTC, etc.), and is not specified here.

  Similarly, to prevent packet injection attacks, a de-duplication
  middlebox needs to authenticate original and duplicate streams, and
  ought not use non-authenticated packets that are received.  Again,
  this requires the middlebox to be part of the security context and to
  have access to the appropriate signaling and keying material.

  The use of the encryption features of SRTP does not affect stream de-
  duplication middleboxes, since the RTP headers are sent in the clear.

9.  Acknowledgments

  Thanks to Magnus Westerlund for his suggestions.









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10.  References

10.1.  Normative References

  [RFC3550]  Schulzrinne, H., Casner, S., Frederick, R., and V.
             Jacobson, "RTP: A Transport Protocol for Real-Time
             Applications", STD 64, RFC 3550, July 2003.

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC7197]  Begen, A., Cai, Y., and H. Ou, "Duplication Delay
             Attribute in the Session Description Protocol", RFC 7197,
             April 2014.

  [RFC7104]  Begen, A., Cai, Y., and H. Ou, "Duplication Grouping
             Semantics in the Session Description Protocol", RFC 7104,
             January 2014.

  [RFC3711]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.
             Norrman, "The Secure Real-time Transport Protocol (SRTP)",
             RFC 3711, March 2004.

10.2.  Informative References

  [RFC2354]  Perkins, C. and O. Hodson, "Options for Repair of
             Streaming Media", RFC 2354, June 1998.

  [RFC4588]  Rey, J., Leon, D., Miyazaki, A., Varsa, V., and R.
             Hakenberg, "RTP Retransmission Payload Format", RFC 4588,
             July 2006.

  [RFC6363]  Watson, M., Begen, A., and V. Roca, "Forward Error
             Correction (FEC) Framework", RFC 6363, October 2011.

  [RFC6792]  Wu, Q., Hunt, G., and P. Arden, "Guidelines for Use of the
             RTP Monitoring Framework", RFC 6792, November 2012.

  [IC2011]   Evans, J., Begen, A., Greengrass, J., and C. Filsfils,
             "Toward Lossless Video Transport", IEEE Internet
             Computing, Vol. 15, No. 6, pp. 48-57, November 2011.










Begen & Perkins              Standards Track                   [Page 12]

RFC 7198                     RTP Duplication                  April 2014


Authors' Addresses

  Ali Begen
  Cisco
  181 Bay Street
  Toronto, ON  M5J 2T3
  Canada

  EMail: [email protected]


  Colin Perkins
  University of Glasgow
  School of Computing Science
  Glasgow  G12 8QQ
  UK

  EMail: [email protected]
  URI:   http://csperkins.org/
































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