Internet Engineering Task Force (IETF) K. Ogawa

Internet Engineering Task Force (IETF) K. Ogawa
Request for Comments: 7121 NTT Corporation
Updates: 5810 W. Wang
Category: Standards Track Zhejiang Gongshang University
ISSN: 2070-1721 E. Haleplidis
University of Patras
J. Hadi Salim
Mojatatu Networks
February 2014

High Availability within a
Forwarding and Control Element Separation (ForCES) Network Element

Abstract

This document discusses Control Element (CE) High Availability (HA)
within a Forwarding and Control Element Separation (ForCES) Network
Element (NE). Additionally, this document updates RFC 5810 by
providing new normative text for the Cold Standby High Availability
mechanism.

Status of This Memo

This is an Internet Standards Track document.

This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on
Internet Standards is available in Section 2 of RFC 5741.

Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
http://www.rfc-editor.org/info/rfc7121.

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RFC 7121 ForCES Intra-NE High Availability February 2014

Copyright Notice

Copyright (c) 2014 IETF Trust and the persons identified as the
document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
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to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.

Table of Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Quantifying Problem Scope . . . . . . . . . . . . . . . . 4
1.2. Definitions . . . . . . . . . . . . . . . . . . . . . . . 5
2. RFC 5810 CE HA Framework . . . . . . . . . . . . . . . . . . 7
2.1. RFC 5810 CE HA Support . . . . . . . . . . . . . . . . . 7
2.1.1. Cold Standby Interaction with the ForCES Protocol . . 8
2.1.2. Responsibilities for HA . . . . . . . . . . . . . . . 10
3. CE HA Hot Standby . . . . . . . . . . . . . . . . . . . . . . 11
3.1. Changes to the FEPO Model . . . . . . . . . . . . . . . . 11
3.2. FEPO Processing . . . . . . . . . . . . . . . . . . . . . 13
4. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 17
5. Security Considerations . . . . . . . . . . . . . . . . . . . 18
6. References . . . . . . . . . . . . . . . . . . . . . . . . . 19
6.1. Normative References . . . . . . . . . . . . . . . . . . 19
6.2. Informative References . . . . . . . . . . . . . . . . . 19
Appendix A. New FEPO Version . . . . . . . . . . . . . . . . . . 20

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1. Introduction

Figure 1 illustrates a ForCES Network Element (NE) controlled by a
set of redundant Control Elements (CEs) with CE1 being active and CE2
and CEn being backups.

-----------------------------------------
| ForCES Network Element |
| +-----------+ |
| | CEn | |
| | (Backup) | |
-------------- Fc | +------------+ +------------+ | |
| CE Manager |--------+-| CE1 |------| CE2 |-+ |
-------------- | | (Active) | Fr | (Backup) | |
| | +-------+--+-+ +---+---+----+ |
| Fl | | | Fp / | |
| | | +---------+ / | |
| | Fp| |/ |Fp |
| | | | | |
| | | Fp /+--+ | |
| | | +-------+ | | |
| | | | | | |
-------------- Ff | --------+--+-- ----+---+----+ |
| FE Manager |--------+-| FE1 | Fi | FE2 | |
-------------- | | |------| | |
| -------------- -------------- |
| | | | | | | | | |
----+--+--+--+----------+--+--+--+-------
| | | | | | | |
| | | | | | | |
Fi/f Fi/f

Fp: CE-FE interface
Fi: FE-FE interface
Fr: CE-CE interface
Fc: Interface between the CE manager and a CE
Ff: Interface between the FE manager and an FE
Fl: Interface between the CE manager and the FE manager
Fi/f: FE external interface

Figure 1: ForCES Architecture

The ForCES architecture allows Forwarding Elements (FEs) to be aware
of multiple CEs but enforces that only one CE be the master
controller. This is known in the industry as 1+N redundancy. The
master CE controls the FEs via the ForCES protocol operating on the
Fp interface. If the master CE becomes faulty, i.e., crashes or
loses connectivity, a backup CE takes over and NE operation

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continues. By definition, the current documented setup is known as
cold standby. The set of CEs controlling an FE is static and is
passed to the FE by the FE Manager (FEM) via the Ff interface and to
each CE by the CE Manager (CEM) in the Fc interface during the pre-
association phase.

From an FE perspective, the operational parameters for a CE set are
defined as components in the FEPO LFB in [RFC5810], Appendix B. In
Section 2.1 of this document, we discuss further details of these
parameters.

It is assumed that the reader is aware of the ForCES architecture to
make sense of the changes being described in this document. This
document provides background information to set the context of the
discussion in Section 3.

At the time of writing, the Fr interface is out of scope for the
ForCES architecture. However, it is expected that organizations
implementing a set of CEs will need to have the CEs communicate to
each other via the Fr interface in order to achieve the
synchronization necessary for controlling the FEs.

The problem scope addressed by this document falls into two areas:

1. To update the description of [RFC5810] with more clarity on how
the current cold standby approach operates within the NE cluster.

2. To describe how to evolve the [RFC5810] cold standby setup to a
hot standby redundancy setup to improve the failover time and NE
availability.

1.1. Quantifying Problem Scope

NE recovery and availability is dependent on several time-sensitive
metrics:

1. How fast the CE plane failure is detected by the FE.

2. How fast a backup CE becomes operational.

3. How fast the FEs associate with the new master CE.

4. How fast the FEs recover their state and become operational.
Each FE state is the collective state of all its instantiated
LFBs.

The design intent of [RFC5810] as well as this document to meet the
above goals is driven by desire for simplicity.

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To quantify the above criteria with the current prescribed ForCES CE
setup in [RFC5810]:

1. How fast the FE side detects a CE failure is left undefined. To
illustrate an extreme scenario, we could have a human operator
acting as the monitoring entity to detect faulty CEs. How fast
such detection happens could be in the range of seconds to days.
A more active monitor on the Fp interface could improve this
detection. Usually, the FE will detect a CE failure either by
the TML if the Fp interface terminates or by the ForCES protocol
by utilizing the ForCES Heartbeat mechanism.

2. How fast the backup CE becomes operational is also currently out
of scope. In the current setup, a backup CE need not be
operational at all (for example, to save power), and therefore it
is feasible for a monitoring entity to boot up a backup CE after
it detects the failure of the master CE. In Section 3 of this
document, we suggest that at least one backup CE be online so as
to improve this metric.

3. How fast an FE associates with a new master CE is also currently
undefined. The cost of an FE connecting and associating adds to
the recovery overhead. As mentioned above, we suggest having at
least one backup CE online. In Section 3, we propose to remove
the connection and association cost on failover by having each FE
associate with all online backup CEs after associating to an
active/master CE. Note that if an FE pre-associates with at
least one backup CE, then the system will be technically
operating in hot standby mode.

4. Finally, how fast an FE recovers its state depends on how much NE
state exists. By the ForCES current definition, the new master
CE assumes zero state on the FE and starts from scratch to update
the FE. So, the larger the state, the longer the recovery.

1.2. Definitions

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].

The following definitions are taken from [RFC3654], [RFC3746], and
[RFC5810]. They are repeated here for convenience as needed, but the
normative definitions are found in the referenced RFCs:

Logical Functional Block (LFB): A template that represents fine-
grained, logically separate aspects of FE processing.

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Forwarding Element (FE): A logical entity that implements the ForCES
protocol. FEs use the underlying hardware to provide per-packet
processing and handling as directed by a CE via the ForCES
protocol.

Control Element (CE): A logical entity that implements the ForCES
protocol and uses it to instruct one or more FEs on how to process
packets. CEs handle functionality such as the execution of
control and signaling protocols.

ForCES Network Element (NE): An entity composed of one or more CEs
and one or more FEs. An NE usually hides its internal
organization from external entities and represents a single point
of management to entities outside the NE.

FE Manager (FEM): A logical entity that operates in the pre-
association phase and is responsible for determining to which
CE(s) an FE should communicate. This process is called CE
discovery and may involve the FE manager learning the capabilities
of available CEs.

CE Manager (CEM): A logical entity that operates in the pre-
association phase and is responsible for determining to which
FE(s) a CE should communicate. This process is called FE
discovery and may involve the CE manager learning the capabilities
of available FEs.

ForCES Protocol: The protocol used for communication between CEs and
FEs. This protocol does not apply to CE-to-CE communication, FE-
to-FE communication, or to communication between FE and CE
managers. The ForCES protocol is a master-slave protocol in which
FEs are slaves and CEs are masters. This protocol includes both
the management of the communication channel (e.g., connection
establishment and heartbeats) and the control messages themselves.

ForCES Protocol Layer (ForCES PL): A layer in the ForCES protocol
architecture that defines the ForCES protocol messages, the
protocol state transfer scheme, and the ForCES protocol
architecture itself (including requirements of ForCES Transport
Mapping Layer (TML) as shown below). Specifications of ForCES PL
are defined in [RFC5810].

ForCES Protocol Transport Mapping Layer (ForCES TML): A layer in the
ForCES protocol architecture that specifically addresses the
protocol message transportation issues, such as how the protocol
messages are mapped to different transport media (like Stream

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Control Transmission Protocol (SCTP), IP, TCP, UDP, ATM, Ethernet,
etc.), and how to achieve and implement reliability, security,
etc.

2. RFC 5810 CE HA Framework

To achieve CE High Availability (HA), FEs and CEs MUST interoperate
per the definition in [RFC5810], which is repeated for contextual
reasons in Section 2.1. It should be noted that in this default
setup, which MUST be implemented by CEs and FEs requiring HA, the Fr
plane is out of scope (and if available, is proprietary to an
implementation).

2.1. RFC 5810 CE HA Support

As mentioned earlier, although there can be multiple redundant CEs,
only one CE actively controls FEs in a ForCES NE. In practice, there
may be only one backup CE. At any moment in time, only one master CE
can control an FE. In addition, the FE connects and associates to
only the master CE. The FE and the CE are aware of the primary and
one or more secondary CEs. This information (primary and secondary
CEs) is configured on the FE and the CE during pre-association by the
FEM and the CEM, respectively.

This section includes a new normative description that updates
[RFC5810] for the Cold Standby High Availability mechanism.

Figure 2 below illustrates the ForCES message sequences that the FE
uses to recover the connection in the currently defined cold standby
scheme.

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FE CE Primary CE Secondary
| | |
| Association Establishment | |
| Capabilities Exchange | |
1 |<------------------------->| |
| | |
| State Update | |
2 |<------------------------->| |
| | |
| | |
| FAILURE |
| |
| Association Establishment, Capabilities Exchange|
3 |<----------------------------------------------->|
| |
| Event Report (primary CE down) |
4 |------------------------------------------------>|
| |
| State Update |
5 |<----------------------------------------------->|

Figure 2: CE Failover for Cold Standby

2.1.1. Cold Standby Interaction with the ForCES Protocol

HA parameterization in an FE is driven by configuring the FE Protocol
Object (FEPO) LFB.

The FEPO Control Element ID (CEID) component identifies the current
master CE, and the component table BackupCEs identifies the
configured backup CEs. The FEPO FE Heartbeat Interval (FEHI), CE
Heartbeat Dead Interval (CEHDI), and CE Heartbeat policy help in
detecting connectivity problems between an FE and CE. The CE
failover policy defines how the FE should react on a detected
failure. The FEObject FEState component [RFC5812] defines the
operational forwarding status and control. The CE can turn off the
FE's forwarding operations by setting the FEState to AdminDisable and
can turn it on by setting it to OperEnable. Note: Section 5.1 of
[RFC5812] has been updated by an erratum ([Err3487]) that describes
the FEState as read-only when it should be read-write.

Figure 3 illustrates the defined state machine that facilitates the
recovery of the connection state.

The FE connects to the CE specified on the FEPO CEID component. If
it fails to connect to the defined CE, it moves it to the bottom of
table BackupCEs and sets its CEID component to be the first CE
retrieved from table BackupCEs. The FE then attempts to associate

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with the CE designated as the new primary CE. The FE continues
through this procedure until it successfully connects to one of the
CEs or until the CE Failover Timeout Interval (CEFTI) expires.

FE tries to associate
+-->-----+
| |
(CE changes master || | |
CE issues Teardown || +---+--------v----+
Lost association) && | Pre-association |
CE failover policy = 0 | (Association |
+------------>-->-->| in +<----+
| | progress) | |
| | | |
| +--------+--------+ |
| CE Association | | CEFTI
| Response V | timer
| +------------------+ | expires
| |FE issues CEPrimaryDown ^
| V |
+-+-----------+ +------+-----+
| | (CE changes master || | Not |
| | CE issues Teardown || | Associated |
| | Lost association) && | +->---+
| Associated | CE failover policy = 1 |(May | FE |
| | | Continue | try v
| |-------->------->------>| Forwarding)| assn|
| | Start CEFTI timer | |-<---+
| | | |
+-------------+ +-------+----+
^ |
| Successful V
| Association |
| Setup |
| (Cancel CEFTI timer) |
+_________________________________________+
FE issues CEPrimaryDown event

Figure 3: FE State Machine Considering HA

There are several events that trigger mastership changes. The master
CE may issue a mastership change (by changing the CEID component), it
may tear down an existing association, or connectivity may be lost
between the CE and FE.

When communication fails between the FE and CE (which can be caused
by either the CE or link failure but is not FE related), either the
TML on the FE will trigger the FE PL regarding this failure or it

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will be detected using the Heartbeat messages between FEs and CEs.
The communication failure, regardless of how it is detected, MUST be
considered to be a loss of association between the CE and
corresponding FE.

If the FE's FEPO CE failover policy is configured to mode 0 (the
default), it will immediately transition to the pre-association
phase. This means that if association is later re-established with a
CE, all FE states will need to be re-created.

If the FE's FEPO CE failover policy is configured to mode 1, it
indicates that the FE will run in HA restart recovery. In such a
case, the FE transitions to the not associated state and the CEFTI
timer [RFC5810] is started. The FE may continue to forward packets
during this state, depending upon the value of the CEFailoverPolicy
component of the FEPO LFB. The FE recycles through any configured
backup CEs in a round-robin fashion. It first adds its primary CE to
the bottom of table BackupCEs and sets its CEID component to be the
first secondary retrieved from table BackupCEs. The FE then attempts
to associate with the CE designated as the new primary CE. If it
fails to re-associate with any CE and the CEFTI expires, the FE then
transitions to the pre-association state and the FE will
operationally bring down its forwarding path (and set the [RFC5812]
FEObject FEState component to OperDisable).

If the FE, while in the not associated state, manages to reconnect to
a new primary CE before the CEFTI expires, it transitions to the
associated state. Once re-associated, the CE may try to synchronize
any state that the FE may have lost during disconnection. How the CE
re-synchronizes such a state is out of scope for the current ForCES
architecture but would typically constitute the issuing of new Config
messages and queries.

An explicit message (a Config message setting the primary CE
component in the ForCES Protocol Object) from the primary CE can also
be used to change the primary CE for an FE during normal protocol
operation. In this case, the FE transitions to the not associated
state and attempts to associate with the new CE.

2.1.2. Responsibilities for HA

TML Level:

1. The TML controls logical connection availability and failover.

2. The TML also controls peer HA management.

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At this level, control of all lower layers, for example, the
transport level (such as IP addresses, Media Access Control (MAC)
addresses, etc.), and associated links going down are the role of the
TML.

PL Level:
All other functionality, including configuring the HA behavior during
setup, Control Element IDs (CE IDs) used to identify primary and
secondary CEs, protocol messages used to report CE failure (event
report), Heartbeat messages used to detect association failure,
messages to change the primary CE (Config), and other HA-related
operations described in Section 2.1, are the PL's responsibility.

To put the two together, if a path to a primary CE is down, the TML
would help recover from a failure by switching over to a backup path,
if one is available. If the CE is totally unreachable, then the PL
would be informed and it would take the appropriate actions described
before.

3. CE HA Hot Standby

In this section, we describe small extensions to the existing scheme
to enable hot standby HA. To achieve hot standby HA, we aim to
improve the specific goals defined in Section 1.1, namely:

o How fast a backup CE becomes operational.

o How fast the FEs associate with the new master CE.

As described in Section 2.1, in the pre-association phase, the FEM
configures the FE to make it aware of all the CEs in the NE. The FEM
MUST configure the FE to make it aware of which CE is the master and
MAY specify any backup CE(s).

3.1. Changes to the FEPO Model

In order for the above to be achievable, there is a need to make a
few changes in the FEPO model. Appendix A contains the xml
definition of the new version 1.1 of the FEPO LFB.

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Changes from version 1 of the FEPO are:

1. Added four new datatypes:

1. CEStatusType -- an unsigned char to specify the status of a
connection with a CE. Special values are:

+ 0 (Disconnected) represents that no connection attempt has
been made with the CE yet

+ 1 (Connected) represents that the FE connection with the
CE at the TML has completed successfully

+ 2 (Associated) represents that the FE has successfully
associated with the CE

+ 3 (IsMaster) represents that the FE has associated with
the CE and is the master of the FE

+ 4 (LostConnection) represents that the FE was associated
with the CE at one point but lost the connection

+ 5 (Unreachable) represents that the FE deems this CE
unreachable, i.e., the FE has tried over a period to
connect to it but has failed

2. HAModeValues -- an unsigned char to specify a selected HA
mode. Special values are:

+ 0 (No HA Mode) represents that the FE is not running in HA
mode

+ 1 (HA Mode - Cold Standby) represents that the FE is in HA
mode cold standby

+ 2 (HA Mode - Hot Standby) represents that the FE is in HA
mode hot standby

3. Statistics -- a complex structure representing the
communication statistics between the FE and CE. The
components are:

+ RecvPackets, representing the packet count received from
the CE

+ RecvBytes, representing the byte count received from the
CE

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RFC 7121 ForCES Intra-NE High Availability February 2014

+ RecvErrPackets, representing the erroneous packets
received from the CE. This component logs badly formatted
packets as well as good packets sent to the FE by the CE
to set components whilst that CE is not the master.
Erroneous packets are dropped (i.e., not responded to).

+ RecvErrBytes, representing the RecvErrPackets byte count
received from the CE

+ TxmitPackets, representing the packet count transmitted to
the CE

+ TxmitErrPackets, representing the error packet count
transmitted to the CE. Typically, these would be failures
due to communication.

+ TxmitBytes, representing the byte count transmitted to the
CE

+ TxmitErrBytes, representing the byte count of errors from
transmit to the CE

4. AllCEType -- a complex structure constituting the CE IDs,
statistics, and CEStatusType to reflect connection
information for one CE. Used in the AllCE's component array.

2. Appended two new components:

1. Read-only AllCEs to hold the status for all CEs. AllCEs is
an array of the AllCEType.

2. Read-write HAMode of type HAModeValues to carry the HA mode
used by the FE.

3. Added one additional event, PrimaryCEChanged, reporting the new
master CE ID when there is a mastership change.

Since no component from FEPO v1 has been changed, FEPO v1.1 retains
backwards compatibility with CEs that know only version 1.0. These
CEs, however, cannot make use of the HA options that the new FEPO
provides.

3.2. FEPO Processing

The FE's FEPO LFB version 1.1 AllCEs table contains all the CE IDs
with which the FE may connect and associate. The ordering of the CE
IDs in this table defines the priority order in which an FE will
connect to the CEs. This table is provisioned initially from the

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configuration plane (FEM). In the pre-association phase, the first
CE (lowest table index) in the AllCEs table MUST be the first CE with
which the FE will attempt to connect and associate. If the FE fails
to connect and associate with the first listed CE, it will attempt to
connect to the second CE and so forth, and it cycles back to the
beginning of the list until there is a successful association. The
FE MUST associate with at least one CE. Upon a successful
association, a component of the FEPO LFB, specifically the CEID
component, identifies the current associated master CE.

While it would be much simpler to have the FE not respond to any
messages from a CE other than the master, in practice it has been
found to be useful to respond to queries and heartbeats from backup
CEs. For this reason, we allow backup CEs to issue queries to the
FE. Configuration messages (SET/DEL) from backup CEs MUST be dropped
by the FE and logged as received errors.

Asynchronous events that the master CE has subscribed to, as well as
heartbeats, are sent to all associated CEs. Packet redirects
continue to be sent only to the master CE. The Heartbeat Interval,
the CE Heartbeat (CEHB) policy, and the FE Heartbeat (FEHB) policy
are global for all CEs (and changed only by the master CE).

Figure 4 illustrates the state machine that facilitates connection
recovery with HA enabled.

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FE tries to associate
+-->-----+
| |
(CE changes master || | |
CE issues Teardown || +---+--------v----+
Lost association) && | Pre-association |
CE failover policy = 0 | (Association |
+------------>-->-->| in +<----+
| | progress) | |
| | | |
| +--------+--------+ |
| CE Association | | CEFTI
| Response V | timer
| +------------------+ | expires
| |FE issues CEPrimaryDown ^
| |FE issues PrimaryCEChanged ^
| V |
+-+-----------+ +------+-----+
| | (CE changes master || | Not |
| | CE issues Teardown || | Associated |
| | Lost association) && | +->----------+
| Associated | CE failover policy = 1 |(May | find first |
| | | Continue | associated v
| |-------->------->------>| Forwarding)| CE or retry|
| | Start CEFTI timer | | associating|
| | | |-<----------+
| | | |
+----+--------+ +-------+----+
| |
^ Found | associated CE
| or newly | associated CE
| V
| (Cancel CEFTI timer) |
+_________________________________________+
FE issues CEPrimaryDown event
FE issues PrimaryCEChanged event

Figure 4: FE State Machine Considering HA

Once the FE has associated with a master CE, it moves to the post-
association phase (associated state). It is assumed that the master
CE will communicate with other CEs within the NE for the purpose of
synchronization via the CE-CE interface. The CE-CE interface is out
of scope for this document. An election result amongst CEs may
result in the desire to change the mastership to a different
associated CE; at which point, the current assumed master CE will
instruct the FE to use a different master CE.

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FE CE#1 CE#2 ... CE#N
| | | |
| Association Establishment | | |
| Capabilities Exchange | | |
1 |<------------------------->| | |
| | | |
| State Update | | |
2 |<------------------------->| | |
| | | |
| Association Establishment | |
| Capabilities Exchange | |
3I|<-------------------------------------->| |
... ... ... ...
|Association Establishment, Capabilities Exchange |
3N|<----------------------------------------------->|
| | | |
4 |<------------------------->| | |
. . . .
4x|<------------------------->| | |
| FAILURE | |
| | | |
| Event Report (LastCEID changed) | |
5 |--------------------------------------->|------->|
| Event Report (CE#2 is new master) | |
6 |--------------------------------------->|------->|
| | |
7 |<-------------------------------------->| |
. . . .
7x|<-------------------------------------->| |
. . . .

Figure 5: CE Failover for Hot Standby

While in the post-association phase, if the CE failover policy is set
to 1 and the HAMode is set to 2 (hot standby), then the FE, after
successfully associating with the master CE, MUST attempt to connect
and associate with all the CEs of which it is aware. Figure 5, steps
#1 and #2 illustrates the FE associating with CE#1 as the master, and
then proceeding to steps #3I to #3N, it shows the association with
backup CEs CE#2 to CE#N. If the FE fails to connect or associate
with some CEs, the FE MAY flag them as unreachable to avoid
continuous attempts to connect. The FE MAY try to re-associate with
unreachable CEs when possible.

When the master CE, for any reason, is considered to be down, then
the FE MUST try to find the first associated CE from the list of all
CEs in a round-robin fashion.

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If the FE is unable to find an associated FE in its list of CEs, then
it MUST attempt to connect and associate with the first from the list
of all CEs and continue in a round-robin fashion until it connects
and associates with a CE or the CEFTI timer expires.

Once the FE selects an associated CE to use as the new master, the FE
issues a PrimaryCEDown Event Notification to all associated CEs to
notify them that the last primary CE went down (and what its identity
was); a second event, PrimaryCEChanged, identifying the new master CE
is sent as well to identify which CE the reporting FE considers to be
the new master.

In most HA architectures, there exists the possibility of split
brain. However, in our setup, since the FE will never accept any
configuration messages from any other than the master CE, we consider
the FE to be fenced against data corruption from the other CEs that
consider themselves as the master. The split-brain issue becomes
mostly a CE-CE communication problem, which is considered to be out
of scope.

By virtue of having multiple CE connections, the FE switchover to a
new master CE will be relatively much faster. The overall effect is
improving the NE recovery time in case of communication failure or
faults of the master CE. This satisfies the requirement we set to
fulfill.

4. IANA Considerations

Following the policies outlined in "Guidelines for Writing an IANA
Considerations Section in RFCs" [RFC5226], the "Logical Functional
Block (LFB) Class Names and Class Identifiers" namespace has been
updated.

A new column, LFB version, has been added to the table after the LFB
Class Name. The table now reads as follows:

+----------------+------------+-----------+-------------+-----------+
| LFB Class | LFB Class | LFB | Description | Reference |
| Identifier | Name | Version | | |
+----------------+------------+-----------+-------------+-----------+

Logical Functional Block (LFB) Class Names and Class Identifiers

The rules defined in [RFC5812] apply, with the addition that entries
must provide the LFB version as a string.

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Upon publication of this document, all current entries are assigned a
value of 1.0.

New versions of already defined LFBs MUST NOT remove the previous
version entries.

It would make sense to have LFB versions appear in sequence in the
registry. The table SHOULD be sorted, and the sorting should be done
by Class ID first and then by version.

This document introduces the FE Protocol Object version 1.1 as
follows:

+------------+----------+---------+---------------------+-----------+
| LFB Class | LFB | LFB | Description | Reference |
| Identifier | Class | Version | | |
| | Name | | | |
+------------+----------+---------+---------------------+-----------+
| 2 | FE | 1.1 | Defines parameters | [RFC7121] |
| | Protocol | | for the ForCES | |
| | Object | | protocol operation | |
+------------+----------+---------+---------------------+-----------+

Logical Functional Block (LFB) Class Names and Class Identifiers

5. Security Considerations

Security considerations, as defined in Section 9 of [RFC5810], apply
to securing each CE-FE communication. Multiple CEs associated with
the same FE still require the same procedure to be followed on a per-
association basis.

It should be noted that since the FE is initiating the association
with a CE, a CE cannot initiate association with the FE and such
messages will be dropped. Thus, the FE is secured from rogue CEs
that are attempting to associate with it.

CE implementers should have in mind that once associated, the FE
cannot distinguish whether the CE has been compromised or has been
malfunctioning while not losing connectivity. Securing the CE is out
of scope of this document.

While the CE-CE plane is outside the current scope of ForCES, we
recognize that it may be subjected to attacks that may affect the CE-
FE communication.

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The following considerations should be made:

1. Secure communication channels should be used between CEs for
coordination and keeping of state to at least avoid connection of
malicious CEs.

2. The master CE should take into account DoS and Distributed
Denial-of-Service (DDoS) attacks from malicious or malfunctioning
CEs.

3. CEs should take into account the split-brain issue. There are
currently two fail-safes in the FE: Firstly, the FE has the CEID
component that denotes which CE is the master. Secondly, the FE
does not allow BackupCEs to configure the FE. However, backup
CEs that consider that the master CE has dropped should, as
masters themselves, first do a sanity check and query the FE CEID
component.

6. References

6.1. Normative References

[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.

[RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an
IANA Considerations Section in RFCs", BCP 26, RFC 5226,
May 2008.

[RFC5810] Doria, A., Hadi Salim, J., Haas, R., Khosravi, H., Wang,
W., Dong, L., Gopal, R., and J. Halpern, "Forwarding and
Control Element Separation (ForCES) Protocol
Specification", RFC 5810, March 2010.

[RFC5812] Halpern, J. and J. Hadi Salim, "Forwarding and Control
Element Separation (ForCES) Forwarding Element Model", RFC
5812, March 2010.

6.2. Informative References

[Err3487] RFC Errata, Errata ID 3487, RFC 5812,
<http://www.rfc-editor.org>.

[RFC3654] Khosravi, H. and T. Anderson, "Requirements for Separation
of IP Control and Forwarding", RFC 3654, November 2003.

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[RFC3746] Yang, L., Dantu, R., Anderson, T., and R. Gopal,
"Forwarding and Control Element Separation (ForCES)
Framework", RFC 3746, April 2004.

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Appendix A. New FEPO Version

The xml has been validated against the schema defined in [RFC5812].

<LFBLibrary xmlns="urn:ietf:params:xml:ns:forces:lfbmodel:1.0"
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:noNamespaceSchemaLocation="lfb-schema.xsd" provides="FEPO">

<dataTypeDefs>
<dataTypeDef>
<name>CEHBPolicyValues</name>
<synopsis>
The possible values of the CE Heartbeat policy
</synopsis>
<atomic>
<baseType>uchar</baseType>
<specialValues>
<specialValue value="0">
<name>CEHBPolicy0</name>
<synopsis>
The CE will send heartbeats to the FE
every CEHDI timeout if no other messages
have been sent since.
</synopsis>
</specialValue>
<specialValue value="1">
<name>CEHBPolicy1</name>
<synopsis>
The CE will not send heartbeats to the FE
</synopsis>
</specialValue>
</specialValues>
</atomic>
</dataTypeDef>
<dataTypeDef>
<name>FEHBPolicyValues</name>
<synopsis>
The possible values of the FE Heartbeat policy
</synopsis>
<atomic>
<baseType>uchar</baseType>
<specialValues>
<specialValue value="0">
<name>FEHBPolicy0</name>
<synopsis>
The FE will not generate any heartbeats to the CE
</synopsis>
</specialValue>

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<specialValue value="1">
<name>FEHBPolicy1</name>
<synopsis>
The FE generates heartbeats to the CE every FEHI
if no other messages have been sent to the CE.
</synopsis>
</specialValue>
</specialValues>
</atomic>
</dataTypeDef>
<dataTypeDef>
<name>FERestartPolicyValues</name>
<synopsis>
The possible values of the FE restart policy
</synopsis>
<atomic>
<baseType>uchar</baseType>
<specialValues>
<specialValue value="0">
<name>FERestartPolicy0</name>
<synopsis>
The FE restarts its state from scratch
</synopsis>
</specialValue>
</specialValues>
</atomic>
</dataTypeDef>
<dataTypeDef>
<name>HAModeValues</name>
<synopsis>
The possible values of HA modes
</synopsis>
<atomic>
<baseType>uchar</baseType>
<specialValues>
<specialValue value="0">
<name>NoHA</name>
<synopsis>
The FE is not running in HA mode
</synopsis>
</specialValue>
<specialValue value="1">
<name>ColdStandby</name>
<synopsis>
The FE is running in HA mode cold standby
</synopsis>
</specialValue>
<specialValue value="2">

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<name>HotStandby</name>
<synopsis>
The FE is running in HA mode hot standby
</synopsis>
</specialValue>
</specialValues>
</atomic>
</dataTypeDef>
<dataTypeDef>
<name>CEFailoverPolicyValues</name>
<synopsis>
The possible values of the CE failover policy
</synopsis>
<atomic>
<baseType>uchar</baseType>
<specialValues>
<specialValue value="0">
<name>CEFailoverPolicy0</name>
<synopsis>
The FE should stop functioning immediately and
transition to the FE OperDisable state
</synopsis>
</specialValue>
<specialValue value="1">
<name>CEFailoverPolicy1</name>
<synopsis>
The FE should continue forwarding even without an
associated CE for CEFTI. The FE goes to FE
OperDisable when the CEFTI expires and there is no
association. Requires graceful restart support.
</synopsis>
</specialValue>
</specialValues>
</atomic>
</dataTypeDef>
<dataTypeDef>
<name>FEHACapab</name>
<synopsis>
The supported HA features
</synopsis>
<atomic>
<baseType>uchar</baseType>
<specialValues>
<specialValue value="0">
<name>GracefullRestart</name>
<synopsis>
The FE supports graceful restart
</synopsis>

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</specialValue>
<specialValue value="1">
<name>HA</name>
<synopsis>
The FE supports HA
</synopsis>
</specialValue>
</specialValues>
</atomic>
</dataTypeDef>
<dataTypeDef>
<name>CEStatusType</name>
<synopsis>Status values. Status for each CE</synopsis>
<atomic>
<baseType>uchar</baseType>
<specialValues>
<specialValue value="0">
<name>Disconnected</name>
<synopsis>No connection attempt with the CE yet
</synopsis>
</specialValue>
<specialValue value="1">
<name>Connected</name>
<synopsis>The FE connection with the CE at the TML
has been completed
</synopsis>
</specialValue>
<specialValue value="2">
<name>Associated</name>
<synopsis>The FE has associated with the CE
</synopsis>
</specialValue>
<specialValue value="3">
<name>IsMaster</name>
<synopsis>The CE is the master (and associated)
</synopsis>
</specialValue>
<specialValue value="4">
<name>LostConnection</name>
<synopsis>The FE was associated with the CE but
lost the connection
</synopsis>
</specialValue>
<specialValue value="5">
<name>Unreachable</name>
<synopsis>The CE is deemed as unreachable by the FE
</synopsis>
</specialValue>

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</specialValues>
</atomic>
</dataTypeDef>
<dataTypeDef>
<name>StatisticsType</name>
<synopsis>Statistics Definition</synopsis>
<struct>
<component componentID="1">
<name>RecvPackets</name>
<synopsis>Packets received</synopsis>
<typeRef>uint64</typeRef>
</component>
<component componentID="2">
<name>RecvErrPackets</name>
<synopsis>Packets received from the CE with errors
</synopsis>
<typeRef>uint64</typeRef>
</component>
<component componentID="3">
<name>RecvBytes</name>
<synopsis>Bytes received from the CE</synopsis>
<typeRef>uint64</typeRef>
</component>
<component componentID="4">
<name>RecvErrBytes</name>
<synopsis>Bytes received from the CE in Error</synopsis>
<typeRef>uint64</typeRef>
</component>
<component componentID="5">
<name>TxmitPackets</name>
<synopsis>Packets transmitted to the CE</synopsis>
<typeRef>uint64</typeRef>
</component>
<component componentID="6">
<name>TxmitErrPackets</name>
<synopsis>
Packets transmitted to the CE that
incurred errors
</synopsis>
<typeRef>uint64</typeRef>
</component>
<component componentID="7">
<name>TxmitBytes</name>
<synopsis>Bytes transmitted to the CE</synopsis>
<typeRef>uint64</typeRef>
</component>
<component componentID="8">
<name>TxmitErrBytes</name>

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<synopsis>
Bytes transmitted to the CE that
incurred errors
</synopsis>
<typeRef>uint64</typeRef>
</component>
</struct>
</dataTypeDef>
<dataTypeDef>
<name>AllCEType</name>
<synopsis>Table type for the AllCE component</synopsis>
<struct>
<component componentID="1">
<name>CEID</name>
<synopsis>ID of the CE</synopsis>
<typeRef>uint32</typeRef>
</component>
<component componentID="2">
<name>Statistics</name>
<synopsis>Statistics per the CE</synopsis>
<typeRef>StatisticsType</typeRef>
</component>
<component componentID="3">
<name>CEStatus</name>
<synopsis>Status of the CE</synopsis>
<typeRef>CEStatusType</typeRef>
</component>
</struct>
</dataTypeDef>
</dataTypeDefs>
<LFBClassDefs>
<LFBClassDef LFBClassID="2">
<name>FEPO</name>
<synopsis>
The FE Protocol Object, with new CEHA
</synopsis>
<version>1.1</version>
<components>
<component componentID="1" access="read-only">
<name>CurrentRunningVersion</name>
<synopsis>Currently running the ForCES version</synopsis>
<typeRef>uchar</typeRef>
</component>
<component componentID="2" access="read-only">
<name>FEID</name>
<synopsis>Unicast FEID</synopsis>
<typeRef>uint32</typeRef>
</component>

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<component componentID="3" access="read-write">
<name>MulticastFEIDs</name>
<synopsis>
The table of all multicast IDs
</synopsis>
<array type="variable-size">
<typeRef>uint32</typeRef>
</array>
</component>
<component componentID="4" access="read-write">
<name>CEHBPolicy</name>
<synopsis>
The CE Heartbeat policy
</synopsis>
<typeRef>CEHBPolicyValues</typeRef>
</component>
<component componentID="5" access="read-write">
<name>CEHDI</name>
<synopsis>
The CE Heartbeat Dead Interval in milliseconds
</synopsis>
<typeRef>uint32</typeRef>
</component>
<component componentID="6" access="read-write">
<name>FEHBPolicy</name>
<synopsis>
The FE Heartbeat policy
</synopsis>
<typeRef>FEHBPolicyValues</typeRef>
</component>
<component componentID="7" access="read-write">
<name>FEHI</name>
<synopsis>
The FE Heartbeat Interval in milliseconds
</synopsis>
<typeRef>uint32</typeRef>
</component>
<component componentID="8" access="read-write">
<name>CEID</name>
<synopsis>
The primary CE this FE is associated with
</synopsis>
<typeRef>uint32</typeRef>
</component>
<component componentID="9" access="read-write">
<name>BackupCEs</name>

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<synopsis>
The table of all backup CEs other than the
primary
</synopsis>
<array type="variable-size">
<typeRef>uint32</typeRef>
</array>
</component>
<component componentID="10" access="read-write">
<name>CEFailoverPolicy</name>
<synopsis>
The CE failover policy
</synopsis>
<typeRef>CEFailoverPolicyValues</typeRef>
</component>
<component componentID="11" access="read-write">
<name>CEFTI</name>
<synopsis>
The CE Failover Timeout Interval in milliseconds
</synopsis>
<typeRef>uint32</typeRef>
</component>
<component componentID="12" access="read-write">
<name>FERestartPolicy</name>
<synopsis>
The FE restart policy
</synopsis>
<typeRef>FERestartPolicyValues</typeRef>
</component>
<component componentID="13" access="read-write">
<name>LastCEID</name>
<synopsis>
The primary CE this FE was last associated
with
</synopsis>
<typeRef>uint32</typeRef>
</component>
<component componentID="14" access="read-write">
<name>HAMode</name>
<synopsis>
The HA mode used
</synopsis>
<typeRef>HAModeValues</typeRef>
</component>
<component componentID="15" access="read-only">
<name>AllCEs</name>
<synopsis>The table of all CEs</synopsis>
<array type="variable-size">

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<typeRef>AllCEType</typeRef>
</array>
</component>
</components>
<capabilities>
<capability componentID="30">
<name>SupportableVersions</name>
<synopsis>
The table of ForCES versions that FE supports
</synopsis>
<array type="variable-size">
<typeRef>uchar</typeRef>
</array>
</capability>
<capability componentID="31">
<name>HACapabilities</name>
<synopsis>
The table of HA capabilities the FE supports
</synopsis>
<array type="variable-size">
<typeRef>FEHACapab</typeRef>
</array>
</capability>
</capabilities>
<events baseID="61">
<event eventID="1">
<name>PrimaryCEDown</name>
<synopsis>
The primary CE has changed
</synopsis>
<eventTarget>
<eventField>LastCEID</eventField>
</eventTarget>
<eventChanged/>
<eventReports>
<eventReport>
<eventField>LastCEID</eventField>
</eventReport>
</eventReports>
</event>
<event eventID="2">
<name>PrimaryCEChanged</name>
<synopsis>A new primary CE has been selected
</synopsis>
<eventTarget>
<eventField>CEID</eventField>
</eventTarget>
<eventChanged/>

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<eventReports>
<eventReport>
<eventField>CEID</eventField>
</eventReport>
</eventReports>
</event>
</events>
</LFBClassDef>
</LFBClassDefs>
</LFBLibrary>

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Authors' Addresses

Kentaro Ogawa
NTT Corporation
3-9-11 Midori-cho
Musashino-shi, Tokyo 180-8585
Japan

EMail: [email protected]

Weiming Wang
Zhejiang Gongshang University
18 Xuezheng Str., Xiasha University Town
Hangzhou 310018
P.R. China

Phone: +86 571 28877751
EMail: [email protected]

Evangelos Haleplidis
University of Patras
Department of Electrical and Computer Engineering
Patras 26500
Greece

EMail: [email protected]

Jamal Hadi Salim
Mojatatu Networks
Suite 400, 303 Moodie Dr.
Ottawa, Ontario K2H 9R4
Canada

EMail: [email protected]

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