Internet Engineering Task Force (IETF)                        S. Hartman
Request for Comments: 7056                             Painless Security
Category: Standards Track                                     J. Howlett
ISSN: 2070-1721                                                JANET(UK)
                                                          December 2013


                   Name Attributes for the GSS-API
          Extensible Authentication Protocol (EAP) Mechanism

Abstract

  The naming extensions to the Generic Security Service Application
  Programming Interface (GSS-API) provide a mechanism for applications
  to discover authorization and personalization information associated
  with GSS-API names.  The Extensible Authentication Protocol GSS-API
  mechanism allows an Authentication, Authorization, and Accounting
  (AAA) peer to provide authorization attributes alongside an
  authentication response.  It also supplies mechanisms to process
  Security Assertion Markup Language (SAML) messages provided in the
  AAA response.  This document describes how to use the Naming
  Extensions API to access that information.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc7056.















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Copyright Notice

  Copyright (c) 2013 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1. Introduction ....................................................3
  2. Requirements Notation ...........................................3
  3. Naming Extensions and SAML ......................................3
  4. Federated Context ...............................................4
  5. Name Attributes for GSS-EAP .....................................5
  6. Names of SAML Attributes in the Federated Context ...............6
     6.1. Assertions .................................................6
     6.2. SAML Attributes ............................................6
     6.3. SAML Name Identifiers ......................................7
  7. Security Considerations .........................................8
  8. IANA Considerations .............................................8
     8.1. Registration of the GSS URN Namespace ......................9
  9. Acknowledgements ................................................9
  10. References ....................................................10
     10.1. Normative References .....................................10
     10.2. Informative References ...................................11


















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1.  Introduction

  The naming extensions [RFC6680] to the Generic Security Service
  Application Programming Interface (GSS-API) [RFC2743] provide a
  mechanism for applications to discover authorization and
  personalization information associated with GSS-API names.  The
  Extensible Authentication Protocol GSS-API mechanism [RFC7055] allows
  an Authentication, Authorization, and Accounting (AAA) peer to
  provide authorization attributes alongside an authentication
  response.  It also supplies mechanisms to process Security Assertion
  Markup Language (SAML) messages provided in the AAA response.  Other
  mechanisms such as SAML Enhanced Client (EC) [SASL-SAML] also support
  SAML assertions and attributes carried in the GSS-API.  This document
  describes how to use the Naming Extensions API to access that
  information.

  The semantics of setting attributes defined in this specification are
  undefined and left to future work.

2.  Requirements Notation

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].

3.  Naming Extensions and SAML

  SAML assertions can carry attributes describing properties of the
  subject of the assertion.  For example, an assertion might carry an
  attribute describing the organizational affiliation or email address
  of a subject.  According to Sections 8.2 and 2.7.3.1 of [OASIS], the
  name of an attribute has two parts.  The first is a Universal
  Resource Identifier (URI) describing the format of the name.  The
  second part, whose form depends on the format URI, is the actual
  name.  GSS-API name attributes may take a form starting with a URI
  describing the form of the name; the rest of the name is specified by
  that URI.

  SAML attributes carried in GSS-API names are named with three parts.
  The first is a Universal Resource Name (URN) indicating that the name
  is a SAML attribute and describing the context (Section 4).  This URN
  is followed by a space, the URI indicating the format of the SAML
  name, a space, and the SAML attribute name.  The URI indicating the
  format of the SAML attribute name is not optional and MUST be
  present.






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  SAML attribute names may not be globally unique.  Many names that are
  named by URNs or URIs are likely to have semantics independent of the
  issuer.  However, other name formats, including unspecified name
  formats, make it easy for two issuers to choose the same name for
  attributes with different semantics.  Attributes using the federated
  context (Section 4) are issued by the same party performing the
  authentication.  So, based on who is the subject of the name, the
  semantics of the attribute can be determined.

4.  Federated Context

  GSS-API naming extensions have the concept of an authenticated name
  attribute.  The mechanism guarantees that the contents of an
  authenticated name attribute are an authenticated statement from the
  trusted source of the peer credential.  The fact that an attribute is
  authenticated does not imply that the trusted source of the peer
  credential is authorized to assert the attribute.

  In the federated context, the trusted source of the peer credential
  is typically some identity provider.  In the GSS EAP mechanism,
  information is combined from AAA and SAML sources.  The SAML Identity
  Provider (IdP) and home AAA server are assumed to be in the same
  trust domain.  However, this trust domain is not typically the same
  as the trust domain of the service.  With other SAML mechanisms using
  this specification, the SAML assertion also comes from the party
  performing authentication.  Typically, the IdP is run by another
  organization in the same federation.  The IdP is trusted to make some
  statements, particularly related to the context of a federation.  For
  example, an academic federation's participants would typically trust
  an IdP's assertions about whether someone was a student or a
  professor.  However, that same IdP would not typically be trusted to
  make assertions about local entitlements such as group membership.
  Thus, a service MUST make a policy decision about whether the IdP is
  permitted to assert a particular attribute and about whether the
  asserted value is acceptable.  This policy can be implemented as
  local configuration on the service, as rules in AAA proxies, or
  through other deployment-specific mechanisms.

  In contrast, attributes in an enterprise context are often verified
  by a central authentication infrastructure that is trusted to assert
  most or all attributes.  For example, in a Kerberos infrastructure,
  the Key Distribution Center (KDC) typically indicates group
  membership information for clients to a server using KDC-
  authenticated authorization data.

  The context of an attribute is an important property of that
  attribute; trust context is an important part of this overall
  context.  In order for applications to distinguish the context of



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  attributes, attributes with different contexts need different names.
  This specification defines attribute names for SAML and AAA
  attributes in the federated context.

  These names MUST NOT be used for attributes issued by a party other
  than one closely associated with the source of credentials unless the
  source of credentials is re-asserting the attributes.  For example, a
  source of credentials can consult whatever sources of attributes it
  chooses, but acceptors can assume attributes in the federated context
  are from the source of credentials.  This requirement is typically
  enforced in mechanism specifications.  For example, [AAA-SAML]
  provides enough information that we know the attributes it carries
  today are in the federated context.  Similarly, we know that the
  requirements of this paragraph are met by SAML mechanisms where the
  assertion is the means of authentication.

5.  Name Attributes for GSS-EAP

  This section describes how RADIUS attributes received in an access-
  accept message by the GSS-EAP [RFC7055] mechanism are named.  The use
  of attributes defined in this section for other RADIUS messages or
  prior to the access-accept message is undefined at this time.  Future
  specifications can explore these areas giving adequate weight to
  backward compatibility.  In particular, this specification defines
  the meaning of these attributes for the src_name output of
  GSS_Accept_sec_context after that function returns GSS_S_COMPLETE.
  Attributes MAY be absent or values MAY change in other circumstances;
  future specifications MAY define this behavior.

  The first portion of the name is urn:ietf:params:gss:radius-attribute
  (a URN indicating that this is a GSS-EAP RADIUS AVP).  This is
  followed by a space and a numeric RADIUS name as described by
  Section 2.7 of [RFC6929].  For example, the name of the User-Name
  attribute is "urn:ietf:params:gss:radius-attribute 1".  The name of
  extended type 1 within type 241 would be
  "urn:ietf:params:gss:radius-attribute 241.1".

  Consider a case where the RADIUS access-accept response includes the
  RADIUS User-Name attribute.  An application wishing to retrieve the
  value of this attribute would first wait until
  GSS-_Accept_sec_context returned GSS_S_COMPLETE.  Then, the
  application would take the src_name output from
  GSS_Accept_sec_context and call GSS_Get_name_attribute passing this
  name and an attribute of "urn:ietf:params:gss:radius-attribute 1" as
  inputs.  After confirming that the authenticated boolean output is
  true, the application can find the username in the values output.





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  The value of RADIUS attributes is the raw octets of the packet.
  Integers are in network byte order.  The display value SHOULD be a
  human-readable string; an implementation can only produce this string
  if it knows the type of a given RADIUS attribute.  If multiple
  attributes are present with a given name in the RADIUS message, then
  a multi-valued GSS-API attribute SHOULD be returned.  As an
  exception, implementations SHOULD concatenate RADIUS attributes such
  as EAP message or large attributes defined in [RFC6929] that use
  multiple attributes to carry more than 253 octets of information.

6.  Names of SAML Attributes in the Federated Context

6.1.  Assertions

  An assertion generated by the credential source is named by
  "urn:ietf:params:gss:federated-saml-assertion".  The value of this
  attribute is the assertion carried in the AAA protocol or used for
  authentication in a SAML mechanism.  This attribute is absent from a
  given acceptor name if no such assertion is present or if the
  assertion fails local policy checks.

  When GSS_Get_name_attribute is called, this attribute will be
  returned with the authenticated output set to true only if the
  mechanism can successfully authenticate the SAML statement.  For the
  GSS-EAP mechanism, this is true if the AAA exchange has successfully
  authenticated.  However, uses of the GSS-API MUST confirm that the
  attribute is marked authenticated as other mechanisms MAY permit an
  initiator to provide an unauthenticated SAML statement.

  Mechanisms MAY perform additional local policy checks and MAY remove
  the attribute corresponding to assertions that fail these checks.

6.2.  SAML Attributes

  Each attribute carried in the assertion SHOULD also be a GSS name
  attribute.  The name of this attribute has three parts, all separated
  by an ASCII space character.  The first part is
  urn:ietf:params:gss:federated-saml-attribute.  The second part is the
  URI for the <saml:Attribute> element's NameFormat XML attribute.  The
  final part is the <saml:Attribute> element's Name XML attribute.  The
  SAML attribute name may itself contain spaces.  As required by the
  URI specification [RFC3986], spaces within a URI are encoded as
  "%20".  Spaces within a URI, including either the first or second
  part of the name, encoded as "%20" do not separate parts of the
  GSS-API attribute name; they are simply part of the URI.






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  As an example, if the eduPersonEntitlement attribute is present in an
  assertion, then an attribute with the name
  "urn:ietf:params:gss:federated-saml-attribute
  urn:oasis:names:tc:SAML:2.0:attrname-format:uri
  urn:oid:1.3.6.1.4.1.5923.1.1.1.7" could be returned from
  GSS_Inquire_Name.  If an application calls GSS_Get_name_attribute
  with this attribute in the attr parameter, then the values output
  would include one or more URIs of entitlements that were associated
  with the authenticated user.

  If the content of each <saml:AttributeValue> element is a simple text
  node (or nodes), then the raw and "display" values of the GSS name
  attribute MUST be the text content of the element(s).  The raw value
  MUST be encoded as UTF-8.

  If the value is not simple or is empty, then the raw value(s) of the
  GSS name attribute MUST be a namespace well-formed serialization
  [XMLNS] of the <saml:AttributeValue> element(s) encoded as UTF-8.
  The "display" values are implementation defined.

  These attributes SHOULD be marked authenticated if they are contained
  in SAML assertions that have been successfully validated back to the
  trusted source of the peer credential.  In the GSS-EAP mechanism, a
  SAML assertion carried in an integrity-protected and authenticated
  AAA protocol SHALL be successfully validated; attributes from that
  assertion SHALL be returned from GSS_Get_name_attribute with the
  authenticated output set to true.  An implementation MAY apply local
  policy checks to each attribute in this assertion and discard the
  attribute if it is unacceptable according to these checks.

6.3.  SAML Name Identifiers

  The <saml:NameID> carried in the subject of the assertion SHOULD also
  be a GSS name attribute.  The name of this attribute has two parts,
  separated by an ASCII space character.  The first part is
  urn:ietf:params:gss:federated-saml-nameid.  The second part is the
  URI for the <saml:NameID> element's Format XML attribute.

  The raw value of the GSS name attribute MUST be the well-formed
  serialization of the <saml:NameID> element encoded as UTF-8.  The
  "display" value is implementation defined.  For formats defined by
  Section 8.3 of [OASIS], missing values of the NameQualifier or
  SPNameQualifier XML attributes MUST be populated in accordance with
  the definition of the format prior to serialization.  In other words,
  the defaulting rules specified for the "persistent" and "transient"
  formats MUST be applied prior to serialization.





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  This attribute SHOULD be marked authenticated if the name identifier
  is contained in a SAML assertion that has been successfully validated
  back to the trusted source of the peer credential.  In the GSS-EAP
  mechanism, a SAML assertion carried in an integrity-protected and
  authenticated AAA protocol SHALL be sufficiently validated.  An
  implementation MAY apply local policy checks to this assertion and
  discard it if it is unacceptable according to these checks.

7.  Security Considerations

  This document describes how to access RADIUS attributes, SAML
  attributes, and SAML assertions from some GSS-API mechanisms.  These
  attributes are typically used for one of two purposes.  The least
  sensitive is personalization: a central service MAY provide
  information about an authenticated user so they need not enter it
  with each acceptor they access.  A more sensitive use is
  authorization.

  The mechanism is responsible for authentication and integrity
  protection of the attributes.  However, the acceptor application is
  responsible for making a decision about whether the credential source
  is trusted to assert the attribute and validating the asserted value.

  Mechanisms are permitted to perform local policy checks on SAML
  assertions, attributes, and name identifiers exposed through name
  attributes defined in this document.  If there is another way to get
  access to the SAML assertion, for example, the mechanism described in
  [AAA-SAML], then an application MAY get different results depending
  on how the SAML is accessed.  This is intended behavior; applications
  who choose to bypass local policy checks SHOULD perform their own
  evaluation before relying on information.

8.  IANA Considerations

  A new top-level registry has been created titled "Generic Security
  Service Application Program Interface Parameters".

  In this top-level registry, a subregistry titled "GSS-API URN
  Parameters" has been created.  Registration in this registry is by
  the IETF Review or Expert Review procedures [RFC5226].

  This paragraph gives guidance to Designated Experts.  Registrations
  in this registry are generally only expected as part of protocols
  published as RFCs on the IETF stream; other URIs are expected to be
  better choices for non-IETF work.  Expert Review is permitted mainly
  to permit early registration related to specifications under
  development when the community believes they have reach sufficient
  maturity.  The expert SHOULD evaluate the maturity and stability of



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  such an IETF-stream specification.  Experts SHOULD review anything
  not from the IETF stream for consistency and consensus with current
  practice.  Today, such requests would not typically be approved.

  If the "paramname" parameter is registered in this registry, then its
  URN will be "urn:ietf:params:gss:paramname".  The initial
  registrations are as follows:

               +--------------------------+-------------+
               | Parameter                | Reference   |
               +--------------------------+-------------+
               | radius-attribute         | Section 5   |
               | federated-saml-assertion | Section 6.1 |
               | federated-saml-attribute | Section 6.2 |
               | federated-saml-nameid    | Section 6.3 |
               +--------------------------+-------------+

8.1.  Registration of the GSS URN Namespace

  IANA has registered the "gss" URN sub-namespace in the IETF URN sub-
  namespace for protocol parameters defined in [RFC3553].

  Registry Name: gss

  Specification: RFC 7056

  Repository: GSS-API URN Parameters (Section 8)

  Index Value: Sub-parameters MUST be specified in UTF-8 using standard
  URI encoding where necessary.

9.  Acknowledgements

  Scott Cantor contributed significant text and multiple reviews of
  this document.

  The authors would like to thank Stephen Farrell, Luke Howard, and Jim
  Schaad.

  Sam Hartman's work on this specification has been funded by Janet.











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10.  References

10.1.  Normative References

  [OASIS]     Cantor, S., Kemp, J., Philpott, R., and E. Maler,
              "Assertions and Protocol for the OASIS Security Assertion
              Markup Language (SAML) V2.0", OASIS Standard
              saml-core-2.0-os, March 2005.

  [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2743]   Linn, J., "Generic Security Service Application Program
              Interface Version 2, Update 1", RFC 2743, January 2000.

  [RFC3553]   Mealling, M., Masinter, L., Hardie, T., and G. Klyne, "An
              IETF URN Sub-namespace for Registered Protocol
              Parameters", BCP 73, RFC 3553, June 2003.

  [RFC5226]   Narten, T. and H. Alvestrand, "Guidelines for Writing an
              IANA Considerations Section in RFCs", BCP 26, RFC 5226,
              May 2008.

  [RFC6680]   Williams, N., Johansson, L., Hartman, S., and S.
              Josefsson, "Generic Security Service Application
              Programming Interface (GSS-API) Naming Extensions", RFC
              6680, August 2012.

  [RFC6929]   DeKok, A. and A. Lior, "Remote Authentication Dial In
              User Service (RADIUS) Protocol Extensions", RFC 6929,
              April 2013.

  [RFC7055]   Hartman, S., Ed. and J. Howlett, "A GSS-API Mechanism for
              the Extensible Authentication Protocol", RFC 7055,
              December 2013.

  [XMLNS]     W3C, "XML Namespaces Conformance", 2009,
              <http://www.w3.org/TR/2009/REC-xml-names-20091208/
              #Conformance>.












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10.2.  Informative References

  [AAA-SAML]  Howlett, J. and S. Hartman, "A RADIUS Attribute, Binding,
              Profiles, Name Identifier Format, and Confirmation
              Methods for SAML", Work in Progress, July 2013.

  [RFC3986]   Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
              Resource Identifier (URI): Generic Syntax", STD 66, RFC
              3986, January 2005.

  [SASL-SAML] Cantor, S. and S. Josefsson, "SAML Enhanced Client SASL
              and GSS-API Mechanisms", Work in Progress, September
              2013.

Authors' Addresses

  Sam Hartman
  Painless Security

  EMail: [email protected]


  Josh Howlett
  JANET(UK)

  EMail: [email protected]

























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