Internet Engineering Task Force (IETF)                             J. Wu
Request for Comments: 7039                                         J. Bi
Category: Informational                                   Tsinghua Univ.
ISSN: 2070-1721                                               M. Bagnulo
                                                                   UC3M
                                                               F. Baker
                                                                  Cisco
                                                           C. Vogt, Ed.
                                                           October 2013


        Source Address Validation Improvement (SAVI) Framework

Abstract

  Source Address Validation Improvement (SAVI) methods were developed
  to prevent nodes attached to the same IP link from spoofing each
  other's IP addresses, so as to complement ingress filtering with
  finer-grained, standardized IP source address validation.  This
  document is a framework document that describes and motivates the
  design of the SAVI methods.  Particular SAVI methods are described in
  other documents.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for informational purposes.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Not all documents
  approved by the IESG are a candidate for any level of Internet
  Standard; see Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc7039.













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Copyright Notice

  Copyright (c) 2013 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

  This document may contain material from IETF Documents or IETF
  Contributions published or made publicly available before November
  10, 2008.  The person(s) controlling the copyright in some of this
  material may not have granted the IETF Trust the right to allow
  modifications of such material outside the IETF Standards Process.
  Without obtaining an adequate license from the person(s) controlling
  the copyright in such materials, this document may not be modified
  outside the IETF Standards Process, and derivative works of it may
  not be created outside the IETF Standards Process, except to format
  it for publication as an RFC or to translate it into languages other
  than English.

Table of Contents

  1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
  2.  Model . . . . . . . . . . . . . . . . . . . . . . . . . . . .   4
  3.  Deployment Options  . . . . . . . . . . . . . . . . . . . . .   5
    3.1.  IP Address Assignment Methods . . . . . . . . . . . . . .   6
    3.2.  Binding Anchors . . . . . . . . . . . . . . . . . . . . .   6
  4.  Scalability Optimizations . . . . . . . . . . . . . . . . . .   7
  5.  Reliability Optimizations . . . . . . . . . . . . . . . . . .   9
  6.  Scenario with Multiple Assignment Methods . . . . . . . . . .  10
  7.  Prefix Configuration  . . . . . . . . . . . . . . . . . . . .  10
  8.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . .  11
  9.  Security Considerations . . . . . . . . . . . . . . . . . . .  11
  10. References  . . . . . . . . . . . . . . . . . . . . . . . . .  12
    10.1.  Normative References . . . . . . . . . . . . . . . . . .  12
    10.2.  Informative References . . . . . . . . . . . . . . . . .  12








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1.  Introduction

  Since IP source addresses are used by hosts and network entities to
  determine the origin of a packet and as a destination for return
  data, spoofing of IP source addresses can enable impersonation,
  concealment, and malicious traffic redirection.  Unfortunately, the
  Internet architecture does not prevent IP source address spoofing
  [RFC6959].  Since the IP source address of a packet generally takes
  no role in forwarding the packet, it can be selected arbitrarily by
  the sending host without jeopardizing packet delivery.  Extra methods
  are necessary for IP source address validation to augment packet
  forwarding with an explicit check of whether a given packet's IP
  source address is legitimate.

  IP source address validation can happen at different granularity.
  Ingress filtering [BCP38] [BCP84], a widely deployed standard for IP
  source address validation, functions at the coarse granularity of
  networks.  It verifies that the prefix of an IP source address routes
  to the network from which the packet was received.  An advantage of
  ingress filtering is simplicity: the decision of whether to accept or
  to reject an IP source address can be made solely based on the
  information available from routing protocols.  However, the
  simplicity comes at the cost of not being able to validate IP source
  addresses at a finer granularity, due to the aggregated nature of the
  information available from routing protocols.  Finer-grained IP
  source address validation would ensure that source address
  information is accurate, reduce the ability to launch denial-of-
  service attacks, and help with localizing hosts and identifying
  misbehaving hosts.  Partial solutions [BA2007] exist for finer-
  grained IP source address validation but are proprietary and hence
  often unsuitable for corporate procurement.

  The Source Address Validation Improvement (SAVI) method was developed
  to complement ingress filtering with standardized IP source address
  validation at the maximally fine granularity of individual IP
  addresses.  It prevents hosts attached to the same link from spoofing
  each other's IP addresses.  To facilitate deployment in networks of
  various kinds, the SAVI method was designed to be modular and
  extensible.  This document describes and motivates the design of the
  SAVI method.

  Note that SAVI raises a number of important privacy considerations
  that are discussed more fully in [RFC6959].  SAVI implementers must
  take those privacy considerations into account when designing
  solutions that match this framework and follow the recommendations
  given in [RFC6959].





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2.  Model

  To enable network operators to deploy fine-grained IP source address
  validation without a dependency on supportive functionality on hosts,
  the SAVI method was designed to be purely network based.  A SAVI
  instance enforces the hosts' use of legitimate IP source addresses
  according to the following three-step model:

  1.  Identify which IP source addresses are legitimate for a host,
      based on monitoring packets exchanged by the host.

  2.  Bind a legitimate IP address to a link-layer property of the
      host's network attachment.  This property, called a "binding
      anchor", must be verifiable in every packet that the host sends
      and harder to spoof than the host's IP source address itself.

  3.  Enforce that the IP source addresses in packets match the binding
      anchors to which they were bound.

  This model allows SAVI functionality (a SAVI instance) to be located
  anywhere on the link to which the hosts attach, hence enabling
  different locations for a SAVI instance.  One way to locate a SAVI
  instance is in the hosts' default router.  IP source addresses are
  then validated in packets traversing the default router, yet the IP
  source addresses in packets exchanged locally on the link may bypass
  validation.  Another way to locate a SAVI instance is in a switch
  between the hosts and their default router.  Thus, packets may
  undergo IP source address validation even if exchanged locally on the
  link.

  The closer a SAVI instance is located to the host, the more effective
  the SAVI method is.  This is because each of the three steps of the
  SAVI model can best be accomplished in a position close to the host:

  o  Identifying a host's legitimate IP source addresses is most
     efficient close to the host because the likelihood that the host's
     packets bypass a SAVI instance, and hence cannot be monitored,
     increases with the topological distance between the SAVI instance
     and the host.

  o  Selecting a binding anchor for a host's IP source address is
     easiest close to the host because many link-layer properties are
     unique for a given host only on a link segment directly attached
     to the host.







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  o  Enforcing a host's use of a legitimate IP source address is most
     reliable when pursued close to the host because the likelihood
     that the host's packets bypass a SAVI instance, and hence do not
     undergo IP source address validation, increases with the
     topological distance between the SAVI instance and the host.

  The preferred location of SAVI instances is therefore close to hosts,
  such as in switches that directly attach to the hosts whose IP source
  addresses are being validated.

  Nevertheless, it is useful for SAVI mechanisms to be able to handle
  situations where hosts are not directly attached to the SAVI-capable
  device.  For instance, deployments with both SAVI-capable and legacy
  switches could be supported.  In general, a SAVI solution needs to
  specify how it deals with a number of deployment scenarios and
  exceptional situations, including interaction with legacy devices,
  hosts moving between wireless attachment points, network partitions,
  and so on.

  Besides, in the case of legacy switches, the security level is lower,
  as there is no full protection for the hosts connected to the legacy
  server.

3.  Deployment Options

  The model of the SAVI method, as explained in Section 2, is
  deployment specific in two ways:

  o  The identification of legitimate IP source addresses is dependent
     on the IP address assignment method in use on a link, since it is
     through assignment that a host becomes the legitimate user of an
     IP source address.

  o  Binding anchors are dependent on the technology used to build the
     link on which they are used, as binding anchors are link-layer
     properties of a host's network attachment.

  To facilitate the deployment of the SAVI method in networks of
  various kinds, the SAVI method is designed to support different IP
  address assignment methods and to function with different binding
  anchors.  Naturally, both the IP address assignment methods in use on
  a link and the available binding anchors have an impact on the
  functioning and the strength of IP source address validation.  The
  following two subsections explain this impact and describe how the
  SAVI method accommodates this.






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3.1.  IP Address Assignment Methods

  Since the SAVI method traces IP address assignment packets, it
  necessarily needs to incorporate logic that is specific to particular
  IP address assignment methods.  However, developing SAVI method
  variants for each IP address assignment method is alone not
  sufficient since multiple IP address assignment methods may coexist
  on a given link.  The SAVI method hence comes in multiple variants,
  e.g., for links with DHCP [RFC2131] [RFC3315], Stateless Address
  Autoconfiguration (SLAAC) [RFC4862] with or without Secure Neighbor
  Discovery (SEND) [RFC3971], Internet Key Exchange Protocol Version 2
  (IKEv2) [RFC5996] [RFC5739] [RFC5026], and combinations thereof.

  The reason to develop SAVI method variants for each single IP address
  configuration method, in addition to the variant that handles all IP
  address assignment methods, is to minimize the complexity of the
  common case.  Many link deployments today either are constrained to a
  single IP address assignment method or, equivalently from the
  perspective of the SAVI method, use different IP address assignment
  methods within different IP address prefixes.  The SAVI method for
  such links can be simpler than the SAVI method for links with
  multiple IP address assignment methods per IP address prefix.

3.2.  Binding Anchors

  The SAVI method supports a range of binding anchors:

  o  The IEEE extended unique identifier, EUI-48 or EUI-64, of a host's
     interface.

  o  The port on an Ethernet switch to which a host attaches.

  o  The security association between a host and the base station on
     wireless links.

  o  The combination of a host interface's link-layer address and a
     customer relationship in cable modem networks.

  o  An ATM virtual channel, a PPP session identifier, or a Layer 2
     Tunneling Protocol (L2TP) session identifier in a DSL network.

  o  A tunnel that connects to a single host, such as an IP-in-IP
     tunnel, a Generic Routing Encapsulation (GRE) tunnel, or an MPLS
     label-switched path.







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  The various binding anchors differ significantly in the security they
  provide.  IEEE extended unique identifiers, for example, fail to
  render a secure binding anchor because they can be spoofed with
  little effort.  Switch ports alone may be insufficient because they
  may connect to more than a single host, such as in the case of
  concatenated switches.

  Given this diversity in the security provided, one could define a set
  of possible binding anchors and leave it up to the administrator to
  choose one or more of them.  Such a selection of binding anchors
  would, of course, have to be accompanied by an explanation of the
  pros and cons of the different binding anchors.  In addition, SAVI
  devices may have a default binding anchor depending on the lower
  layers.  Such a default could be to use switch ports when available
  and MAC addresses otherwise or to use MAC addresses and switch ports
  in addition if available.

4.  Scalability Optimizations

  The preference to locate a SAVI instance close to hosts implies that
  multiple SAVI instances must be able to coexist in order to support
  large links.  Although the model of the SAVI method is independent of
  the number of SAVI instances per link, coexistence of multiple SAVI
  instances without further measures can lead to higher-than-necessary
  memory requirements.  Since a SAVI instance creates bindings for the
  IP source addresses of all hosts on a link, bindings are replicated
  if multiple SAVI instances coexist on the link.  High memory
  requirements, in turn, increase the cost of a SAVI instance.  This is
  problematic in particular for SAVI instances that are located on a
  switch since it may significantly increase the cost of such a switch.

  To reduce memory requirements for SAVI instances that are located on
  a switch, the SAVI method enables the suppression of binding
  replication on links with multiple SAVI instances.  This requires
  manual disabling of IP source address validation on switch ports that
  connect to other switches running a SAVI instance.  Each SAVI
  instance is then responsible for validating IP source addresses only
  on those ports to which hosts attach either directly or via switches
  without a SAVI instance.  On ports towards other switches running a
  SAVI instance, IP source addresses are not validated.  The switches
  running SAVI instances thus form a "protection perimeter".  The IP
  source addresses in packets passing the protection perimeter are
  validated by the ingress SAVI instance, but no further validation
  takes place as long as the packets remain within or leave the
  protection perimeter.






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                                                ..............
                      protection perimeter -->  : +--------+ :
         +---+  +---+                           : |  SAVI  | :
         | A |  | B |  <-- hosts                : | switch | :
         +---+  +---+                           : +--------+ :
        ...|......|.............................:        |   :
        : +--------+          +--------+          +--------+ :
        : |  SAVI  |----------| legacy |          |  SAVI  | :
        : | switch |          | switch |----------| switch | :
        : +--------+          +--------+          +--------+ :
        :   |        ...............................|........:
        : +--------+ :                            +--------+
        : |  SAVI  | :                            | legacy |
        : | switch | :                            | switch |
        : +--------+ :                            +--------+
        :............:                             |      |
                                                 +---+  +---+
                                      hosts -->  | C |  | D |
                                                 +---+  +---+

                 Figure 1: Protection Perimeter Concept

  Figure 1 illustrates the concept of the protection perimeter.  The
  figure shows a link with six switches, of which four, denoted "SAVI
  switch", run a SAVI instance.  The protection perimeter created by
  the four SAVI instances is shown as a dotted line in the figure.  IP
  source address validation is enabled on all switch ports on the
  protection perimeter, and it is disabled on all other switch ports.
  Four hosts, denoted A through D in the figure, attach to the
  protection perimeter.

  In the example in Figure 1, the protection perimeter encompasses one
  of the legacy switches, located in the middle of the depicted link
  topology.  This enables a single, unpartitioned protection perimeter.
  A single protection perimeter minimizes memory requirements for the
  SAVI instances because every binding is kept only once, namely, by
  the SAVI instance that attaches to the host being validated.
  Excluding the legacy switch from the protection perimeter would
  result in two smaller protection perimeters to the left and to the
  right of the depicted link topology.  The memory requirements for the
  SAVI instances would then be higher: since IP source address
  validation would be activated on the two ports connecting to the
  legacy switch, the SAVI instances adjacent to the legacy switch would
  replicate all bindings from the other protection perimeter,
  respectively.  The reason why it is possible to include the legacy
  switch in the protection perimeter is because the depicted link
  topology guarantees that packets cannot enter the protection
  perimeter via this legacy switch.  Without this guarantee, the legacy



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  switch would have to be excluded from the protection perimeter in
  order to ensure that packets entering the protection perimeter
  undergo IP source address validation.

  Note that if such configuration is used, care must be taken as any
  hosts on subnets attached to non-enforcing ports will be able to use
  spoofed source addresses.

5.  Reliability Optimizations

  The explicit storage of legitimate IP addresses in the form of
  bindings implies that failure to create a binding, or the premature
  removal of bindings, can lead to loss of legitimate packets.  There
  are three situations in which this can happen:

  o  Legitimate IP address configuration packets, which should trigger
     the creation of a binding in a SAVI instance, are lost before
     reaching the SAVI instance.

  o  A SAVI instance loses a binding, for example, due to a restart.

  o  The link topology changes, resulting in hosts to communicate
     through SAVI instances that do not have a binding for those hosts'
     IP addresses.

  To limit the disruption that missing bindings for legitimate IP
  addresses can have, the SAVI method includes a mechanism for reactive
  binding creation based on regular packets.  This mechanism
  supplements the proactive binding creation based on IP address
  configuration packets.  Reactive binding creation occurs when a SAVI
  instance recognizes excessive drops of regular packets originating
  from the same IP address.  The SAVI instance then verifies whether
  said IP address is unique on the link.  How the verification is
  carried out depends on the IP address configuration method that the
  SAVI instance supports.  The SAVI method variant for Stateless
  Address Autoconfiguration and for Secure Neighbor Discovery verifies
  an IP address through the Duplicate Address Detection procedure.  The
  SAVI method variant for DHCP verifies an IP address through a DHCP
  Lease Query message exchange with the DHCP server.  If verification
  indicates that the IP address is unique on the link, the SAVI
  instance creates a binding for the IP address.  Otherwise, no binding
  is created, and packets sent from the IP address continue to be
  dropped.  These reliability issues should be addressed in all the
  SAVI protocols describing particular SAVI methods.







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6.  Scenario with Multiple Assignment Methods

  While multiple assignment methods can be used on the same link, the
  SAVI device may have to deal with a mix of binding discovery methods.
  If the address prefix used for each assignment method is different,
  the "mix scenario" behaves the same as with the scenario with only
  one assignment method.  If different address assignment methods are
  used to assign addresses from the same prefix, additional
  considerations are needed because one binding mechanism may create a
  binding violating an existing binding from another binding mechanism,
  e.g., binding from First-Come, First-Served (FCFS) SAVI [RFC6620] may
  violate a binding from SAVI-DHCP [SAVI-DHCP].  Thus, the collision
  between different SAVI mechanisms in the mix scenario must be handled
  in case more than one address assignment method is used to assign
  addresses from the same prefix.

  The prioritization of relationships between different address
  assignment methods is used as the basis to solve possible collisions.
  Current standard documents of address assignment methods (DHCP
  [RFC2131], DHCPv6 [RFC3315], SLAAC [RFC4862], and SEND [RFC3971])
  have implied the prioritization relationship in general cases.
  However, in some scenarios, the default prioritization level may not
  be quite suitable.  A configurable prioritization level should be
  supported in the SAVI solution for the mix scenario [SAVI-MIX].

7.  Prefix Configuration

  Before setting up a host-level granularity binding, it is important
  to configure correct prefixes on the SAVI device.  This document
  suggests a set of 3 prefix configuration mechanisms at a SAVI device:

  o  Manual Prefix Configuration: The allowed prefix scope of IPv4
     addresses, IPv6 static addresses, IPv6 addresses assigned by
     Stateless Address Autoconfiguration (SLAAC), and IPv6 addresses
     assigned by DHCPv6 can be set manually at the SAVI device.
     FE80::/64 is always a feasible prefix in IPv6.

  o  Prefix Configuration by Router Advertisement (RA) Snooping: The
     allowed prefix scope of IPv6 static addresses and IPv6 addresses
     assigned by SLAAC can be set at the SAVI device through snooping
     an RA message at the SAVI device.

  o  Prefix Configuration by DHCP Prefix Delegation (DHCP-PD) Snooping:
     The allowed prefix scope of IPv6 static addresses, IPv6 addresses
     assigned by SLAAC, and IPv6 addresses assigned by DHCPv6 can be
     set through snooping a DHCP-PD message at the SAVI device.





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  If some of the prefix scopes are set to have no prefix, the
  implication is that the corresponding address assignment method is
  not allowed in the network.

  There is no need to explicitly present these prefix scopes, but these
  restrictions should be used as the premier check in binding setup.

  When SAVI is partially deployed, binding may fail as RA messages and
  DHCP-PD can be spoofed.  So, it is recommended that Manual Prefix
  Configuration be used unless SAVI gets fully deployed.

8.  Acknowledgments

  The authors would like to thank the SAVI working group for a thorough
  technical discussion on the design and the framework of the SAVI
  method as captured in this document, in particular Erik Nordmark,
  Guang Yao, Eric Levy-Abegnoli, and Alberto Garcia.  Thanks also to
  Torben Melsen for reviewing this document.

9.  Security Considerations

  This document only discusses the possible methods to mitigate the
  usage of forged IP addresses.  Some such methods may rely on
  cryptographic methods, but not all do.  As a result, it is generally
  not possible to prove address ownership in any strong sense.  If a
  binding anchor is not exclusive for each IP address, or is without
  strong security, addresses can still be forged.  Besides, the binding
  may not accord with the address management requirement, which can be
  more specified for each client.  However, given no new protocol is
  introduced, the improvements are still acceptable.  If strong
  security is required when using IP addresses, then cryptographic-
  based authentication must be used as it is the only way to provide
  strong security.

  Section 2 explains how the preferred location of SAVI instances is
  close to hosts.  However, in some cases, this makes the SAVI
  instances themselves vulnerable and may defeat the purpose of
  deploying a SAVI solution.  For instance, deployments should not
  place SAVI functionality in devices that are physically exposed.
  Even if the device correctly monitors the source address usage of
  hosts, an attacker could replace the device with one that does not
  check or hook up to a trusted interface from the device to the rest
  of the network.  Similarly, deployments where SAVI instances are
  distributed across administrative boundaries are not recommended.
  For instance, in most cases, it would be undesirable to deploy a
  distributed SAVI solution on both sides of a customer-provider
  interface if the solution required trusting the correct operation of
  the SAVI devices on the other side of the interface.



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10.  References

10.1.  Normative References

  [RFC2131]   Droms, R., "Dynamic Host Configuration Protocol", RFC
              2131, March 1997.

  [RFC3315]   Droms, R., Bound, J., Volz, B., Lemon, T., Perkins, C.,
              and M. Carney, "Dynamic Host Configuration Protocol for
              IPv6 (DHCPv6)", RFC 3315, July 2003.

  [RFC3971]   Arkko, J., Kempf, J., Zill, B., and P. Nikander, "SEcure
              Neighbor Discovery (SEND)", RFC 3971, March 2005.

  [RFC4862]   Thomson, S., Narten, T., and T. Jinmei, "IPv6 Stateless
              Address Autoconfiguration", RFC 4862, September 2007.

  [RFC5026]   Giaretta, G., Kempf, J., and V. Devarapalli, "Mobile IPv6
              Bootstrapping in Split Scenario", RFC 5026, October 2007.

  [RFC5739]   Eronen, P., Laganier, J., and C. Madson, "IPv6
              Configuration in Internet Key Exchange Protocol Version 2
              (IKEv2)", RFC 5739, February 2010.

  [RFC5996]   Kaufman, C., Hoffman, P., Nir, Y., and P. Eronen,
              "Internet Key Exchange Protocol Version 2 (IKEv2)", RFC
              5996, September 2010.

  [RFC6620]   Nordmark, E., Bagnulo, M., and E. Levy-Abegnoli, "FCFS
              SAVI: First-Come, First-Served Source Address Validation
              Improvement for Locally Assigned IPv6 Addresses", RFC
              6620, May 2012.

  [RFC6959]   McPherson, D., Baker, F., and J. Halpern, "Source Address
              Validation Improvement (SAVI) Threat Scope", RFC 6959,
              May 2013.

10.2.  Informative References

  [BA2007]    Baker, F., "Cisco IP Version 4 Source Guard", Work in
              Progress, November 2007.

  [BCP38]     Ferguson, P. and D. Senie, "Network Ingress Filtering:
              Defeating Denial of Service Attacks which employ IP
              Source Address Spoofing", BCP 38, RFC 2827, May 2000.

  [BCP84]     Baker, F. and P. Savola, "Ingress Filtering for
              Multihomed Networks", BCP 84, RFC 3704, March 2004.



Wu, et al.                    Informational                    [Page 12]

RFC 7039                     SAVI Framework                 October 2013


  [SAVI-DHCP] Bi, J., Wu, J., Yao, G., and F. Baker, "SAVI Solution for
  DHCP", Work in Progress, June 2013.

  [SAVI-MIX]  Bi, J., Yao, G., Halpern, J., and E. Levy-Abegnoli, "SAVI
  for Mixed Address Assignment Methods Scenario", Work in Progress, May
  2013.













































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Authors' Addresses

  Jianping Wu
  Tsinghua University
  Computer Science, Tsinghua University
  Beijing  100084
  China

  EMail: [email protected]


  Jun Bi
  Tsinghua University
  Network Research Center, Tsinghua University
  Beijing  100084
  China

  EMail: [email protected]


  Marcelo Bagnulo
  Universidad Carlos III de Madrid
  Avenida de la Universidad 30
  Leganes, Madrid  28911
  Spain

  EMail: [email protected]


  Fred Baker
  Cisco Systems
  Santa Barbara, CA  93117
  United States

  EMail: [email protected]


  Christian Vogt (editor)
  3507 Palmilla Drive
  San Jose, CA  95134
  United States

  EMail: [email protected]








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