Internet Engineering Task Force (IETF)                        Y. Sheffer
Request for Comments: 6982                                      Porticor
Category: Experimental                                         A. Farrel
ISSN: 2070-1721                                                  Juniper
                                                              July 2013


Improving Awareness of Running Code: The Implementation Status Section

Abstract

  This document describes a simple process that allows authors of
  Internet-Drafts to record the status of known implementations by
  including an Implementation Status section.  This will allow
  reviewers and working groups to assign due consideration to documents
  that have the benefit of running code, which may serve as evidence of
  valuable experimentation and feedback that have made the implemented
  protocols more mature.

  The process in this document is offered as an experiment.  Authors of
  Internet-Drafts are encouraged to consider using the process for
  their documents, and working groups are invited to think about
  applying the process to all of their protocol specifications.  The
  authors of this document intend to collate experiences with this
  experiment and to report them to the community.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for examination, experimental implementation, and
  evaluation.

  This document defines an Experimental Protocol for the Internet
  community.  This document is a product of the Internet Engineering
  Task Force (IETF).  It represents the consensus of the IETF
  community.  It has received public review and has been approved for
  publication by the Internet Engineering Steering Group (IESG).  Not
  all documents approved by the IESG are a candidate for any level of
  Internet Standard; see Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6982.








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Copyright Notice

  Copyright (c) 2013 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
  2.  The "Implementation Status" Section . . . . . . . . . . . . .   4
  2.1.  Introductory Text . . . . . . . . . . . . . . . . . . . . .   5
  3.  Alternative Formats . . . . . . . . . . . . . . . . . . . . .   6
  4.  Benefits  . . . . . . . . . . . . . . . . . . . . . . . . . .   6
  5.  Process Experiment  . . . . . . . . . . . . . . . . . . . . .   7
  5.1.  Duration  . . . . . . . . . . . . . . . . . . . . . . . . .   7
  5.2.  Summary Report  . . . . . . . . . . . . . . . . . . . . . .   8
  5.3.  Success Criteria  . . . . . . . . . . . . . . . . . . . . .   8
  6.  Security Considerations . . . . . . . . . . . . . . . . . . .   8
  7.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . .   8
  8.  Informative References  . . . . . . . . . . . . . . . . . . .   9






















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1.  Introduction

  Most IETF participants are familiar with the saying "rough consensus
  and running code" [Tao] and can identify with its pragmatic approach.
  However, implementation is not a requirement for publication as an
  RFC.  There are many examples of Internet-Drafts containing protocol
  specification that have gone through to publication as Proposed
  Standard RFCs without implementation.  Some of them may never get
  implemented.

  Over time, a variety of policies have been applied within the IETF to
  consider running code.  In the Routing Area, it used to be a
  requirement that one or more implementations must exist before an
  Internet-Draft could be published as a Proposed Standard RFC
  [RFC1264].  That RFC was later obsoleted and the requirement for
  implementation was lifted, but each working group was given the
  authority to impose its own implementation requirements [RFC4794] and
  at least one working group, Inter-Domain Routing (IDR), continues to
  require two independent implementations.

  The hypothesis behind the current document is that there are benefits
  to the IETF standardization process of producing implementations of
  protocol specifications before publication as RFCs.  These benefits,
  which include determining that the specification is comprehensible
  and that there is sufficient interest to implement, are further
  discussed in Section 4.

  This document describes a simple mechanism that allows authors of
  Internet-Drafts to record and publicize the status of known
  implementations by including an Implementation Status section.  The
  document defines (quite informally) the contents of this section to
  ensure that the relevant information is included.  This will allow
  reviewers and working groups to assign due consideration to documents
  that have the benefit of running code, which may serve as evidence of
  valuable experimentation and feedback that have made the implemented
  protocols more mature.

  It is up to the individual working groups to use this information as
  they see fit, but one result might be the preferential treatment of
  documents, resulting in them being processed more rapidly.  We
  recommend that the Implementation Status section should be removed
  from Internet-Drafts before they are published as RFCs.  As a result,
  we do not envisage changes to this section after approval of the
  document for publication, e.g., the RFC errata process does not
  apply.






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  The process in this document is offered as an experiment (though not
  as an [RFC3933] experiment; see Section 5).  Authors of Internet-
  Drafts are encouraged to consider using the process for their
  documents, and working groups are invited to think about applying the
  process to all of their protocol specifications.

  The scope of the intended experiment is all Internet-Drafts (I-Ds)
  that contain implementable specifications, whether produced within
  IETF working groups or outside working groups but intended for IETF
  consensus.  I-Ds published on the Independent Stream are explicitly
  out of scope.  It is expected that the greatest benefit in the
  experiment will be seen with Standards Track documents developed
  within working groups.

  The authors of this document intend to collate experiences with this
  experiment and to report them to the community.

2.  The "Implementation Status" Section

  Each Internet-Draft may contain a section entitled "Implementation
  Status".  This section, if it appears, should be located just before
  the "Security Considerations" section and contain, for each existing
  implementation, some or all of the following:

  o  The organization responsible for the implementation, if any.

  o  The implementation's name and/or a link to a web page describing
     the implementation.

  o  A brief general description.

  o  The implementation's level of maturity: research, prototype,
     alpha, beta, production, widely used, etc.

  o  Coverage: which parts of the protocol specification are
     implemented and which versions of the Internet-Draft were
     implemented.

  o  Licensing: the terms under which the implementation can be used.
     For example: proprietary, royalty licensing, freely distributable
     with acknowledgement (BSD style), freely distributable with
     requirement to redistribute source (General Public License (GPL)
     style), and other (specify).

  o  Implementation experience: any useful information the implementers
     want to share with the community.





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  o  Contact information: ideally a person's name and email address,
     but possibly just a URL or mailing list.

  In addition, this section can contain information about the
  interoperability of any or all of the implementations, including
  references to test-case descriptions and interoperability reports,
  when such exist.

  Working group chairs and area directors (ADs) are requested to ensure
  that this section is not used as a marketing venue for specific
  implementations.

  Since this information is necessarily time dependent, it is
  inappropriate for inclusion in a published RFC.  The authors should
  include a note to the RFC Editor requesting that the section be
  removed before publication.

2.1.  Introductory Text

  The following boilerplate text is proposed to head the Implementation
  Status section:

     This section records the status of known implementations of the
     protocol defined by this specification at the time of posting of
     this Internet-Draft, and is based on a proposal described in RFC
     6982.  The description of implementations in this section is
     intended to assist the IETF in its decision processes in
     progressing drafts to RFCs.  Please note that the listing of any
     individual implementation here does not imply endorsement by the
     IETF.  Furthermore, no effort has been spent to verify the
     information presented here that was supplied by IETF contributors.
     This is not intended as, and must not be construed to be, a
     catalog of available implementations or their features.  Readers
     are advised to note that other implementations may exist.

     According to RFC 6982, "this will allow reviewers and working
     groups to assign due consideration to documents that have the
     benefit of running code, which may serve as evidence of valuable
     experimentation and feedback that have made the implemented
     protocols more mature.  It is up to the individual working groups
     to use this information as they see fit".

  Authors are requested to add a note to the RFC Editor at the top of
  this section, advising the Editor to remove the entire section before
  publication, as well as the reference to RFC 6982.






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3.  Alternative Formats

  Sometimes it can be advantageous to publish the implementation status
  separately from the base Internet-Draft, e.g., on the IETF wiki:

  o  When the Implementation Status section becomes too large to be
     conveniently managed within the document.

  o  When a working group decides to have implementors, rather than
     authors, keep the status of their implementations current.

  o  When a working group already maintains an active wiki and prefers
     to use it for this purpose.

  o  If the working group decides that the information is still
     valuable (and needs to be kept current) after the I-D is published
     as an RFC, and the Implementation Status section had been removed
     from it.

  It is highly desirable for all readers of the Internet-Draft to be
  made aware of this information.  Initially, this can be done by
  replacing the Implementation Status section's contents with a URL
  pointing to the wiki.  Later, the IETF Tools may support this
  functionality, e.g., by including such a link in the HTML file of the
  document, similar to the IPR link.

  If the implementation status is published separately from the I-D,
  then this information needs to be openly available without requiring
  authentication, registration, or access controls if it is to have any
  useful effects.

4.  Benefits

  Publishing the information about implementations provides the working
  group with several benefits:

  o  Working group members, chairs, and ADs may use the information
     provided to help prioritize the progress of I-Ds, e.g., when there
     are several competing proposals to solve a particular problem.

  o  Similarly, the information is useful when deciding whether the
     document should be progressed on a different track (individual
     submission, Experimental, etc.).

  o  Making this information public and an explicit part of WG
     deliberations will motivate participants to implement protocol
     proposals, which in turn helps in discovering protocol flaws at an
     early stage.



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  o  Other participants can use the software to evaluate the usefulness
     of protocol features, its correctness (to some degree), and other
     properties, such as resilience and scalability.

  o  WG members may choose to perform interoperability testing with
     known implementations, especially when they are publicly
     available.

  o  In the case of open source, people may want to study the code to
     better understand the protocol and its limitations, determine if
     the implementation matches the protocol specification, and whether
     the protocol specification has omissions or ambiguities.

  o  And lastly, some protocol features may be hard to understand, and
     for such features, the mere assurance that they can be implemented
     is beneficial.  We note though that code should never be used in
     lieu of a clear specification.

  We do not specify here whether and to what degree working groups are
  expected to prefer proposals that have "running code" associated with
  them, over others that do not.

5.  Process Experiment

  The current proposal is proposed as an experiment.  The inclusion of
  Implementation Status sections in Internet-Drafts is not mandatory,
  but the authors of this document wish to encourage authors of other
  Internet-Drafts to try out this simple mechanism to discover whether
  it is useful.  Working group chairs are invited to suggest this
  mechanism to document editors in their working groups, and to draw
  the attention of their working group participants to Implementation
  Status sections where they exist.

  Following a community discussion, it was concluded that [RFC3933] is
  not an appropriate framework for this experiment, primarily because
  no change is required to any existing process.

5.1.  Duration

  Given the typical time to produce an RFC (see [Stats]), we propose a
  duration of 18 months for the experiment.  Thus, 18 months after the
  date of publication of this document as an RFC, the authors will
  report on the experiment as described in the next section.

  I-D authors are obviously free to include Implementation Status
  sections in their documents even after the experiment has concluded.





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5.2.  Summary Report

  The authors will summarize the results of the experiment at the end
  of the period assigned to the experiment (see Section 5.1).  If
  nothing happens (no I-Ds or only a handful include an Implementation
  Status section), an email to the IETF list will be sufficient.  This
  would obviously constitute a failure to adopt the idea and the
  authors will abandon the experiment.

  If this idea is adopted by document authors, a summary I-D will be
  written containing the statistics of such adoption, as well as
  (necessarily subjective) reports by working group members, chairs,
  and area directors who have used this mechanism.

  The authors may then propose more wide-scale use of the process and
  might suggest more formal adoption of the process by the IETF.

5.3.  Success Criteria

  The goal of this experiment is to improve the quality of IETF
  specifications.  This is impossible to quantify, of course.  We
  suggest that generally positive answers to the following questions
  would indicate that the experiment was successful:

  o  Did the working group make decisions that were more informed when
     comparing multiple competing solutions for the same work item?

  o  Did authors significantly modify proposed protocols based on
     implementation experience?

  o  Did disclosure of implementations encourage more interoperability
     testing than previously?

  o  Did non-authors review documents based on interactions with
     running code and/or inspection of the code itself?

6.  Security Considerations

  This is a process document; therefore, it does not have a direct
  effect on the security of any particular IETF protocol.  However,
  better-reviewed protocols are likely to also be more secure.

7.  Acknowledgements

  We would like to thank Stephen Farrell, who reawakened community
  interest in this topic.  Several reviewers provided important input,
  including Loa Andersson, Dave Crocker, Ned Freed, Christer Holmberg,
  Denis Ovsienko, and Curtis Villamizar.



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  This document was originally prepared using the lyx2rfc tool, and we
  would like to thank Nico Williams, its author.

8.  Informative References

  [RFC1264]  Hinden, R., "Internet Engineering Task Force Internet
             Routing Protocol Standardization Criteria", RFC 1264,
             October 1991.

  [RFC3933]  Klensin, J. and S. Dawkins, "A Model for IETF Process
             Experiments", BCP 93, RFC 3933, November 2004.

  [RFC4794]  Fenner, B., "RFC 1264 Is Obsolete", RFC 4794, December
             2006.

  [Stats]    Arkko, J., "Distribution of Processing Times", December
             2012, <http://www.arkko.com/tools/lifecycle/wgdistr.html>.

  [Tao]      Hoffman, P., Ed., "The Tao of IETF: A Novice's Guide to
             the Internet Engineering Task Force", November 2012,
             <http://www.ietf.org/tao.html>.

Authors' Addresses

  Yaron Sheffer
  Porticor

  EMail: [email protected]


  Adrian Farrel
  Juniper Networks

  EMail: [email protected]

















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