Internet Engineering Task Force (IETF)                        S. Crocker
Request for Comments: 6975                                 Shinkuro Inc.
Category: Standards Track                                        S. Rose
ISSN: 2070-1721                                                     NIST
                                                              July 2013


          Signaling Cryptographic Algorithm Understanding in
                   DNS Security Extensions (DNSSEC)

Abstract

  The DNS Security Extensions (DNSSEC) were developed to provide origin
  authentication and integrity protection for DNS data by using digital
  signatures.  These digital signatures can be generated using
  different algorithms.  This document specifies a way for validating
  end-system resolvers to signal to a server which digital signature
  and hash algorithms they support.  The extensions allow the signaling
  of new algorithm uptake in client code to allow zone administrators
  to know when it is possible to complete an algorithm rollover in a
  DNSSEC-signed zone.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6975.
















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Copyright Notice

  Copyright (c) 2013 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 3
  2.  Requirements Language . . . . . . . . . . . . . . . . . . . . . 4
  3.  Signaling DNSSEC Algorithm Understood (DAU), DS Hash
      Understood (DHU), and NSEC3 Hash Understood (N3U) Using EDNS  . 4
  4.  Client Considerations . . . . . . . . . . . . . . . . . . . . . 5
    4.1.  Stub Resolvers  . . . . . . . . . . . . . . . . . . . . . . 5
      4.1.1.  Validating Stub Resolvers . . . . . . . . . . . . . . . 5
      4.1.2.  Non-validating Stub Resolvers . . . . . . . . . . . . . 6
    4.2.  Recursive Resolvers . . . . . . . . . . . . . . . . . . . . 6
      4.2.1.  Validating Recursive Resolvers  . . . . . . . . . . . . 6
      4.2.2.  Non-validating Recursive Resolvers  . . . . . . . . . . 6
  5.  Intermediate System Considerations  . . . . . . . . . . . . . . 6
  6.  Server Considerations . . . . . . . . . . . . . . . . . . . . . 7
  7.  Traffic Analysis Considerations . . . . . . . . . . . . . . . . 7
  8.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 8
  9.  Security Considerations . . . . . . . . . . . . . . . . . . . . 8
  10. Normative References  . . . . . . . . . . . . . . . . . . . . . 8

















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1.  Introduction

  The DNS Security Extensions (DNSSEC), [RFC4033], [RFC4034], and
  [RFC4035], were developed to provide origin authentication and
  integrity protection for DNS data by using digital signatures.  Each
  digital signature (RRSIG) Resource Record (RR) contains an algorithm
  code number that corresponds to a DNSSEC public key (DNSKEY) RR.
  These algorithm codes tell validators which cryptographic algorithm
  was used to generate the digital signature.

  Likewise, the Delegation Signer (DS) RRs and Hashed Authenticated
  Denial of Existence (NSEC3) RRs use a hashed value as part of their
  resource record data (RDATA) and, like digital signature algorithms,
  these hash algorithms have code numbers.  All three algorithm codes
  (RRSIG/DNSKEY, DS, and NSEC3) are maintained in unique IANA
  registries.

  This document sets specifies a way for validating end-system
  resolvers to tell a server in a DNS query which digital signature
  and/or hash algorithms they support.  This is done using the new
  Extension Mechanisms for DNS (EDNS0) options specified below in
  Section 2 for use in the OPT meta-RR [RFC6891].  These three new
  EDNS0 option codes are all OPTIONAL to implement and use.

  These proposed EDNS0 options serve to measure the acceptance and use
  of new digital signing algorithms.  These signaling options can be
  used by zone administrators as a gauge to measure the successful
  deployment of code that implements the newly deployed digital
  signature algorithm, DS hash, and the NSEC3 hash algorithm used with
  DNSSEC.  A zone administrator is able to determine when to stop
  signing with a superseded algorithm when the server sees that a
  significant number of its clients signal that they are able to accept
  the new algorithm.  Note that this survey may be conducted over a
  period of years before a tipping point is seen.

  This document does not seek to introduce another process for
  including new algorithms for use with DNSSEC.  It also does not
  address the question of which algorithms are to be included in any
  official list of mandatory or recommended cryptographic algorithms
  for use with DNSSEC.  Rather, this document specifies a means by
  which a client query can signal the set of algorithms and hashes that
  it implements.









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2.  Requirements Language

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in RFC
  2119 [RFC2119].

3.  Signaling DNSSEC Algorithm Understood (DAU), DS Hash Understood
   (DHU), and NSEC3 Hash Understood (N3U) Using EDNS

  The EDNS0 specification outlined in [RFC6891] defines a way to
  include new options using a standardized mechanism.  These options
  are contained in the RDATA of the OPT meta-RR.  This document defines
  three new EDNS0 options for a client to signal which digital
  signature and/or hash algorithms the client supports.  These options
  can be used independently of each other and MAY appear in any order
  in the OPT RR.  Each option code can appear only once in an OPT RR.

  The figure below shows how each option is defined in the RDATA of the
  OPT RR specified in [RFC6891]:

      0                       8                      16
      +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
      |                  OPTION-CODE                  |
      +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
      |                  LIST-LENGTH                  |
      +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
      |       ALG-CODE        |        ...            /
      +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

  OPTION-CODE is the code for the given signaling option.  The options
  are:

  o  DNSSEC Algorithm Understood (DAU) option for DNSSEC digital
     signing algorithms.  Its value is fixed at 5.

  o  DS Hash Understood (DHU) option for DS RR hash algorithms.  Its
     value is fixed at 6.

  o  NSEC3 Hash Understood (N3U) option for NSEC3 hash algorithms.  Its
     value is fixed at 7.

  LIST-LENGTH is the length of the list of digital signatures or hash
  algorithm codes in octets.  Each algorithm code occupies a single
  octet.






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  ALG-CODE is the list of assigned values of DNSSEC zone signing
  algorithms, DS hash algorithms, or NSEC3 hash algorithms (depending
  on the OPTION-CODE in use) that the client declares to be supported.
  The order of the code values can be arbitrary and MUST NOT be used to
  infer preference.

  If all three options are included in the OPT RR, there is a potential
  for the OPT RR to take up considerable size in the DNS message.
  However, in practical terms, including all three options is likely to
  take up 22-32 octets (average of 6-10 digital signature algorithms,
  3-5 DS hash algorithms, and 1-5 NSEC3 hash algorithms) including the
  EDNS0 option codes and option lengths in potential future examples.

4.  Client Considerations

  A validating end-system resolver sets the DAU, DHU, and/or N3U
  option, or combination thereof, in the OPT meta-RR when sending a
  query.  The validating end-system resolver MUST also set the DNSSEC
  OK bit [RFC4035] to indicate that it wishes to receive DNSSEC RRs in
  the response.

  Note that the PRIVATEDNS (253) and/or the PRIVATEOID (254) digital
  signature codes both cover a potentially wide range of algorithms and
  are likely not useful to a server.  There is no compelling reason for
  a client to include these codes in its list of the DAU.  Likewise,
  clients MUST NOT include RESERVED codes in any of the options.
  Additionally, a client is under no obligation to list every algorithm
  it implements and MAY choose to only list algorithms the client
  wishes to signal as understood.

  Since the DAU, DHU, and/or N3U options are only set in the query, if
  a client sees these options in the response, no action needs to be
  taken and the client MUST ignore the option values.

4.1.  Stub Resolvers

  Typically, stub resolvers rely on an upstream recursive server (or
  cache) to provide a response.  So optimal setting of the DAU, DSU,
  and N3U options depends on whether the stub resolver elects to
  perform its own validation.

4.1.1.  Validating Stub Resolvers

  A validating stub resolver sets the DNSSEC OK (DO) bit [RFC4035] to
  indicate that it wishes to receive additional DNSSEC RRs (i.e., RRSIG
  RRs) in the response.  Such validating resolvers SHOULD include the
  DAU, DHU, and/or the N3U option(s) in the OPT RR when sending a
  query.



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4.1.2.  Non-validating Stub Resolvers

  The DAU, DHU, and N3U EDNS0 options MUST NOT be included by
  non-validating stub resolvers.

4.2.  Recursive Resolvers

4.2.1.  Validating Recursive Resolvers

  A validating recursive resolver sets the DAU, DHU, and/or N3U
  option(s) when performing recursion based on its list of algorithms
  and any DAU, DHU, and/or N3U option lists in the stub client query.
  When the recursive server receives a query with one or more of the
  options set, the recursive server MUST set the algorithm list for any
  outgoing iterative queries for that resolution chain to a union of
  the stub client's list and the validating recursive resolver's list.
  For example, if the recursive resolver's algorithm list for the DAU
  option is (3, 5, 7) and the stub's algorithm list is (7, 8), the
  final DAU algorithm list would be (3, 5, 7, 8).

  If the client included the DO and Checking Disabled (CD) bits, but
  did not include the DAU, DHU, and/or N3U option(s) in the query, the
  validating recursive resolver MAY include the option(s) with its own
  list in full.  If one or more of the options are missing, the
  validating recursive resolver MAY include the missing options with
  its own list in full.

  Validating recursive resolvers MUST NOT set the DAU, DHU, and/or N3U
  option(s) in the final response to the stub client.

4.2.2.  Non-validating Recursive Resolvers

  Recursive resolvers that do not do validation MUST copy the DAU, DHU,
  and/or N3U option(s) seen in received queries as they represent the
  wishes of the validating downstream resolver that issued the original
  query.

5.  Intermediate System Considerations

  Intermediate proxies (see Section 4.4.2 of [RFC5625]) that understand
  DNS are RECOMMENDED to behave like a comparable recursive resolver
  when dealing with the DAU, DHU, and N3U options.









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6.  Server Considerations

  When an authoritative server sees the DAU, DHU, and/or N3U option(s)
  in the OPT meta-RR in a request, the normal algorithm for servicing
  requests is followed.  The options MUST NOT trigger any special
  processing (e.g., RRSIG filtering in responses) on the server side.

  If the options are present but the DO bit is not set, the server does
  not do any DNSSEC processing, which includes any recording of the
  option(s).

  If the server sees one (or more) of the options set with RESERVED
  values, the server MAY ignore recoding of those values.

  Authoritative servers MUST NOT set the DAU, DHU, and/or N3U option(s)
  on any responses.  These values are only set in queries.

7.  Traffic Analysis Considerations

  Zone administrators that are planning or are in the process of a
  cryptographic algorithm rollover operation should monitor DNS query
  traffic and record the number of queries, the presence of the OPT RR
  in queries, and the values of the DAU/DHU/N3U option(s) (if present).
  This monitoring can be used to measure the deployment of client code
  that implements (and signals) specific algorithms.  A description of
  the techniques used to capture DNS traffic and measure new algorithm
  adoption is beyond the scope of this document.

  Zone administrators that need to comply with changes to their
  organization's security policy (with regards to cryptographic
  algorithm use) can use this data to set milestone dates for
  performing an algorithm rollover.  For example, zone administrators
  can use the data to determine when older algorithms can be phased out
  without disrupting a significant number of clients.  In order to keep
  this disruption to a minimum, zone administrators should wait to
  complete an algorithm rollover until a large majority of clients
  signal that they recognize the new algorithm.  This may be in the
  order of years rather than months.

  Note that clients that do not implement these options are likely to
  be older implementations that would also not implement any newly
  deployed algorithm.









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8.  IANA Considerations

  The algorithm codes used to identify DNSSEC algorithms, DS RR hash
  algorithms, and NSEC3 hash algorithms have already been established
  by IANA.  This document does not seek to alter that registry in any
  way.

  IANA has allocated option codes 5, 6, and 7 for the DAU, DHU, and N3U
  options, respectively, in the "DNS EDNS0 Option Codes (OPT)"
  registry.  The three options have a status of "standard".

9.  Security Considerations

  This document specifies a way for a client to signal its digital
  signature and hash algorithm knowledge to a cache or server.  It is
  not meant to be a discussion on algorithm superiority.  The signals
  are optional codes contained in the OPT meta-RR used with EDNS.  The
  goal of these options is to signal new algorithm uptake in client
  code to allow zone administrators to know when it is possible to
  complete an algorithm rollover in a DNSSEC-signed zone.

  There is a possibility that an eavesdropper or server could infer the
  validator in use by a client by the presence of the AU options and/or
  algorithm code list.  This information leakage in itself is not very
  useful to a potential attacker, but it could be used to identify the
  validator or narrow down the possible validator implementations in
  use by a client, which could have a known vulnerability that could be
  exploited by the attacker.

10.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC4033]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
             Rose, "DNS Security Introduction and Requirements",
             RFC 4033, March 2005.

  [RFC4034]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
             Rose, "Resource Records for the DNS Security Extensions",
             RFC 4034, March 2005.

  [RFC4035]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
             Rose, "Protocol Modifications for the DNS Security
             Extensions", RFC 4035, March 2005.

  [RFC5625]  Bellis, R., "DNS Proxy Implementation Guidelines",
             BCP 152, RFC 5625, August 2009.



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  [RFC6891]  Damas, J., Graff, M., and P. Vixie, "Extension Mechanisms
             for DNS (EDNS(0))", STD 75, RFC 6891, April 2013.

Authors' Addresses

  Steve Crocker
  Shinkuro Inc.
  5110 Edgemoor Lane
  Bethesda, MD  20814
  USA

  EMail: [email protected]


  Scott Rose
  NIST
  100 Bureau Dr.
  Gaithersburg, MD  20899
  USA

  Phone: +1-301-975-8439
  EMail: [email protected]





























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