Internet Engineering Task Force (IETF)                            Z. Cao
Request for Comments: 6696                                  China Mobile
Obsoletes: 5296                                                    B. He
Category: Standards Track                                           CATR
ISSN: 2070-1721                                                   Y. Shi
                                                             Q. Wu, Ed.
                                                                 Huawei
                                                           G. Zorn, Ed.
                                                            Network Zen
                                                              July 2012


     EAP Extensions for the EAP Re-authentication Protocol (ERP)

Abstract

  The Extensible Authentication Protocol (EAP) is a generic framework
  supporting multiple types of authentication methods.  In systems
  where EAP is used for authentication, it is desirable to avoid
  repeating the entire EAP exchange with another authenticator.  This
  document specifies extensions to EAP and the EAP keying hierarchy to
  support an EAP method-independent protocol for efficient re-
  authentication between the peer and an EAP re-authentication server
  through any authenticator.  The re-authentication server may be in
  the home network or in the local network to which the peer is
  connecting.

  This memo obsoletes RFC 5296.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6696.









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Copyright Notice

  Copyright (c) 2012 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.





































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Table of Contents

  1. Introduction ....................................................4
     1.1. Changes from RFC 5296 ......................................5
  2. Terminology .....................................................5
  3. ERP Description .................................................7
     3.1. ERP with the Home ER Server ...............................10
     3.2. ERP with a Local ER Server ................................11
  4. ER Key Hierarchy ...............................................13
     4.1. rRK Derivation ............................................13
     4.2. rRK Properties ............................................14
     4.3. rIK Derivation ............................................14
     4.4. rIK Properties ............................................15
     4.5. rIK Usage .................................................16
     4.6. rMSK Derivation ...........................................16
     4.7. rMSK Properties ...........................................17
  5. Protocol Details ...............................................17
     5.1. ERP Bootstrapping .........................................17
     5.2. Steps in ERP ..............................................20
          5.2.1. Multiple Simultaneous Runs of ERP ..................23
          5.2.2. ERP Failure Handling ...............................23
     5.3. EAP Codes .................................................25
          5.3.1. EAP-Initiate/Re-auth-Start Packet ..................26
                 5.3.1.1. Authenticator Operation ...................27
                 5.3.1.2. Peer Operation ............................27
          5.3.2. EAP-Initiate/Re-auth Packet ........................28
          5.3.3. EAP-Finish/Re-auth Packet ..........................30
          5.3.4. TV and TLV Attributes ..............................32
     5.4. Replay Protection .........................................33
     5.5. Channel Binding ...........................................34
  6. Lower-Layer Considerations .....................................35
  7. AAA Transport of ERP Messages ..................................36
  8. Security Considerations ........................................36
  9. IANA Considerations ............................................41
  10. Contributors ..................................................41
  11. Acknowledgments ...............................................42
  12. References ....................................................42
     12.1. Normative References .....................................42
     12.2. Informative References ...................................42
  Appendix A. RFC 5296 Acknowledgments ..............................45
  Appendix B. Sample ERP Exchange ...................................46










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1.  Introduction

  The Extensible Authentication Protocol (EAP) is an authentication
  framework that supports multiple authentication methods.  The primary
  purpose is network access authentication, and a key-generating method
  is used when the lower layer wants to enforce access control.  The
  EAP keying hierarchy defines two keys to be derived by all
  key-generating EAP methods: the Master Session Key (MSK) and the
  Extended MSK (EMSK).  In the most common deployment scenario, an EAP
  peer and an EAP server authenticate each other through a third party
  known as the EAP authenticator.  The EAP authenticator or an entity
  controlled by the EAP authenticator enforces access control.  After
  successful authentication, the EAP server transports the MSK to the
  EAP authenticator; the EAP authenticator and the EAP peer establish
  Transient Session Keys (TSKs) using the MSK as the authentication
  key, key derivation key, or a key transport key, and use the TSK for
  per-packet access enforcement.

  When a peer moves from one authenticator to another, it is desirable
  to avoid a full EAP authentication to support fast handovers.  The
  full EAP exchange with another run of the EAP method can take several
  round trips and significant time to complete, causing increased
  handover times.  Some EAP methods specify the use of state from the
  initial authentication to optimize re-authentications by reducing the
  computational overhead (e.g., EAP Authentication and Key Agreement
  (EAP-AKA) [RFC4187]), but method-specific re-authentication takes at
  least 2 round trips with the original EAP server in most cases.  It
  is also important to note that several methods do not offer support
  for re-authentication.

  Key sharing across authenticators is sometimes used as a practical
  solution to lower handover times.  In that case, however, the
  compromise of one authenticator results in the compromise of key
  material established via other authenticators.  Other solutions for
  fast re-authentication exist in the literature: for example, see
  Lopez, et al. [MSKHierarchy]; Clancy, et al. have described the EAP
  re-authentication problem statement in detail [RFC5169].

  In conclusion, to achieve low latency handovers, there is a need for
  a method-independent re-authentication protocol that completes in
  less than 2 round trips, preferably with a local server.

  This document specifies EAP Re-authentication Extensions (ERXs) for
  efficient re-authentication using EAP.  The protocol that uses these
  extensions is itself referred to as the EAP Re-authentication
  Protocol (ERP).  It supports EAP method-independent re-authentication





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  for a peer that has valid, unexpired key material from a previously
  performed EAP authentication.  The protocol and the key hierarchy
  required for EAP re-authentication are described in this document.

  Note that to support ERP, lower-layer specifications may need to be
  revised to allow carrying EAP messages that have a code value higher
  than 4 and to accommodate the peer-initiated nature of ERP.
  Specifically, the Internet Key Exchange (IKE) protocol [RFC5996] must
  be updated to carry ERP messages; work is in progress on this project
  [IKE-EXT-for-ERP].

1.1.  Changes from RFC 5296

  This document obsoletes RFC 5296 but is fully backward compatible
  with that document.  The changes introduced in this document focus on
  fixing issues that have surfaced since the publication of the
  original ERP specification [RFC5296].  An overview of some of the
  major changes is given below.

  o  Co-location of the home EAP Re-authentication (ER) and EAP servers
     is no longer required (see the "ER Server" entry in Section 2).

  o  The behavior of the authenticator and local ER server during the
     bootstrapping process has been clarified (Section 5.1); in
     particular, the authenticator and/or local ER server is now
     required to check for current possession of the root keys.

  o  The authenticator is now recommended, rather than just allowed, to
     initiate the ERP conversation by means of the EAP-Initiate/
     Re-auth-Start message (Section 5.3.1.1).

  In addition, many editorial changes have been made to improve the
  clarity of the document and to eliminate perceived ambiguities.  A
  comprehensive list of changes is not given here for practical
  reasons.

2.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].










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  This document uses the basic EAP terminology [RFC3748] and EMSK
  keying hierarchy terminology [RFC5295].  In addition, this document
  uses the following terms:

  ER Peer -  An EAP peer that supports the EAP Re-authentication
     Protocol.  All references to "peer" in this document imply an ER
     peer, unless specifically noted otherwise.

  ER Authenticator -  An entity that supports the authenticator
     functionality for EAP re-authentication described in this
     document.  All references to "authenticator" in this document
     imply an ER authenticator, unless specifically noted otherwise.

  ER Server -  An entity that performs the server portion of ERP
     described here.  This entity may or may not be an EAP server.  All
     references to "server" in this document imply an ER server, unless
     specifically noted otherwise.  An ER server is a logical entity;
     it may not necessarily be co-located with, or physically part of,
     a full EAP server.

  ERX -  EAP re-authentication extensions.

  ERP -  EAP Re-authentication Protocol.  Uses the re-authentication
     extensions.

  rRK -  re-authentication Root Key, derived from the EMSK or the
     Domain-Specific Root Key (DSRK).

  rIK -  re-authentication Integrity Key, derived from the rRK.

  rMSK -  re-authentication MSK.  This is a per-authenticator key,
     derived from the rRK.

  keyName-NAI -  ERP messages are integrity protected with the rIK or
     the DS-rIK.  The use of rIK or DS-rIK for integrity protection of
     ERP messages is indicated by the EMSKname [RFC5295]; the protocol,
     which is ERP; and the realm, which indicates the domain name of
     the ER server.  The EMSKname is copied into the username part of
     the Network Access Identifier (NAI).

  Domain -  Refers to a "key management domain" as defined in Salowey,
     et al. [RFC5295].  For simplicity, it is referred to as "domain"
     in this document.  The terms "home domain" and "local domain" are
     used to differentiate between the originating key management
     domain that performs the full EAP exchange with the peer and the
     local domain to which a peer may be attached at a given time.





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3.  ERP Description

  ERP allows a peer and server to mutually verify proof of possession
  of key material from an earlier EAP method run and to establish a
  security association between the peer and the authenticator.  The
  authenticator acts as a pass-through entity for the re-authentication
  protocol in a manner similar to that of an EAP authenticator as
  described in Aboba, et al. [RFC3748].  ERP is a single round-trip
  exchange between the peer and the server; it is independent of the
  lower layer and the EAP method used during the full EAP exchange.
  The ER server may be in the home domain or in the same (visited)
  domain as the peer and the authenticator (i.e., the local domain).

  Figure 1 shows the protocol exchange.  The first time the peer
  attaches to any network, it performs a full EAP exchange (shown in
  Figure 2) with the EAP server; as a result, an MSK is distributed to
  the EAP authenticator.  The MSK is then used by the authenticator and
  the peer to establish TSKs as needed.  At the time of the initial EAP
  exchange, the peer and the server also derive an EMSK, which is used
  to derive an rRK.  More precisely, an rRK is derived from the EMSK or
  from a DSRK, which is itself derived from the EMSK.  The rRK is only
  available to the peer and the ER server and is never handed out to
  any other entity.  Further, an rIK is derived from the rRK; the peer
  and the ER server use the rIK to provide proof of possession while
  performing an ERP exchange.  The rIK is also never handed out to any
  entity and is only available to the peer and server.

  Peer             ER Authenticator                   ER Server
  ====             ================                   =========

    <-- EAP-Initiate/ -----
       Re-auth-Start
   [<-- EAP-Request/ ------
       Identity]


   ---- EAP-Initiate/ ----> ----AAA(EAP-Initiate/ ---------->
         Re-auth/                  Re-auth/
        [Bootstrap]              [Bootstrap])

   <--- EAP-Finish/ ------> <---AAA(rMSK,EAP-Finish/---------
         Re-auth/                   Re-auth/
       [Bootstrap]                [Bootstrap])

  Note: [] brackets indicate optionality.

                         Figure 1: ERP Exchange




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  EAP Peer           EAP Authenticator                 EAP Server
  ========           =================                 ==========

   <--- EAP-Request/ ------
           Identity

   ----- EAP Response/ --->
           Identity          ---AAA(EAP Response/Identity)-->

   <--- EAP Method ------->  <------ AAA(EAP Method -------->
          exchange                    exchange)

                             <----AAA(MSK, EAP-Success)------

   <---EAP-Success---------

                      Figure 2: EAP Authentication

  Two EAP codes -- EAP-Initiate and EAP-Finish -- are specified in this
  document for the purpose of EAP re-authentication.  When the peer
  identifies a target authenticator that supports EAP
  re-authentication, it performs an ERP exchange, as shown in Figure 1;
  the exchange itself may happen when the peer attaches to a new
  authenticator supporting EAP re-authentication, or prior to
  attachment.  The peer initiates ERP by itself; it may also do so in
  response to an EAP-Initiate/Re-auth-Start message from the new
  authenticator.  The EAP-Initiate/Re-auth-Start message allows the
  authenticator to trigger the ERP exchange.  The EAP-Finish message
  also can be used by the authenticator to announce the local domain
  name.

  It is plausible that the authenticator does not know whether the peer
  supports ERP and whether the peer has performed a full EAP
  authentication through another authenticator.  The authenticator MAY
  initiate the ERP exchange by sending the EAP-Initiate/Re-auth-Start
  message and if there is no response MAY send the EAP-Request/Identity
  message.  Note that this avoids having two EAP messages in flight at
  the same time [RFC3748].  The authenticator may send the
  EAP-Initiate/Re-auth-Start message and wait for a short, locally
  configured amount of time.  This message indicates to the peer that
  the authenticator supports ERP.  In response to this trigger from the
  authenticator, the peer can initiate the ERP exchange by sending an
  EAP-Initiate/Re-auth message.  If there is no response from the peer
  after the necessary number of retransmissions (see Section 6), the
  authenticator MUST initiate EAP by sending an EAP-Request message,
  typically the EAP-Request/Identity message.  Note that the
  authenticator may receive an EAP-Initiate/Re-auth message after it
  has sent an EAP-Request/Identity message.  If the authenticator



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  supports ERP, it MUST proceed with the ERP exchange.  When the
  EAP-Request/Identity times out, the authenticator MUST NOT close the
  connection if an ERP exchange is in progress or has already succeeded
  in establishing a re-authentication MSK.

  If the authenticator does not support ERP, it will silently discard
  EAP-Initiate/Re-auth messages (Section 5.3.2), since the EAP code of
  those packets is greater than 4 ([RFC3748], Section 4).  An ERP-
  capable peer will exhaust the EAP-Initiate/Re-auth message
  retransmissions and fall back to EAP authentication by responding to
  EAP-Request/Identity messages from the authenticator.  If the peer
  does not support ERP or if it does not have unexpired key material
  from a previous EAP authentication, it drops EAP-Initiate/
  Re-auth-Start messages.  If there is no response to the EAP-Initiate/
  Re-auth-Start message, the authenticator SHALL send an EAP-Request
  message (typically EAP-Request/Identity) to start EAP authentication.
  From this point onward, RFC 3748 rules apply.  Note that this may
  introduce some delay in starting EAP.  In some lower layers, the
  delay can be minimized or even avoided by the peer initiating EAP by
  sending messages such as EAPoL-Start [IEEE_802.1X].

  The peer sends an EAP-Initiate/Re-auth message that contains the
  keyName-NAI to identify the ER server's domain and the rIK used to
  protect the message, and a sequence number for replay protection.
  The EAP-Initiate/Re-auth message is integrity protected with the rIK.
  The authenticator uses the realm in the keyName-NAI field to send the
  message to the appropriate ER server.  The server uses the keyName to
  look up the rIK.  The server, after verifying proof of possession of
  the rIK and freshness of the message, derives an rMSK from the rRK
  using the sequence number as an input to the key derivation.  The
  server then updates the expected sequence number to the received
  sequence number plus one.

  In response to the EAP-Initiate/Re-auth message, the server sends an
  EAP-Finish/Re-auth message; this message is integrity protected with
  the rIK.  The server transports the rMSK along with this message to
  the authenticator.  The rMSK is transported in a manner similar to
  that of the MSK along with the EAP-Success message in a full EAP
  exchange.  Hoeper, et al. [RFC5749] discuss an additional key
  distribution protocol that can be used to transport the rRK from an
  EAP server to one of many different ER servers that share a trust
  relationship with the EAP server.

  The peer MAY request the rMSK lifetime from the server.  If so, the
  ER server sends the rMSK lifetime in the EAP-Finish/Re-auth message.






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  In an ERP bootstrap exchange, the peer MAY ask the server for the rRK
  lifetime.  If so, the ER server sends the rRK lifetime in the
  EAP-Finish/Re-auth message.

  The peer verifies the sequence number and the integrity of the
  message.  It then uses the sequence number in the EAP-Finish/Re-auth
  message to compute the rMSK.  The lower-layer security association
  protocol is ready to be triggered after this point.

  The ER server is located either in the home domain or in the visited
  domain.  When the ER server is in the home domain and there is no
  local ER server in the visited domain, the peer and the server use
  the rIK and rRK derived from the EMSK; and when the ER server is in
  the local domain, they use the DS-rIK and DS-rRK corresponding to the
  local domain.  The domain of the ER server is identified by the realm
  portion of the keyName-NAI in ERP messages.

3.1.  ERP with the Home ER Server

  If the peer is in the home domain or there is no local server in the
  same domain as the peer, it SHOULD initiate an ERP bootstrap exchange
  with the home ER server to obtain the domain name.

  The defined ER extensions allow executing ERP with an ER server in
  the home domain.  The home ER server may be co-located with a home
  Authentication, Authorization, and Accounting (AAA) server.  ERP with
  the home ER server is similar to the ERP exchange described in
  Figure 1.

  Peer             ER Authenticator                   Home ER Server
  ====             ================                   ==============

    <-- EAP-Initiate/ -----
       Re-auth-Start
   [<-- EAP-Request/ ------
       Identity]


   ---- EAP-Initiate/ ----> ----AAA(EAP-Initiate/ ---------->
         Re-auth/                  Re-auth/
         Bootstrap                Bootstrap)

   <--- EAP-Finish/ ------> <---AAA(rMSK,EAP-Finish/---------
         Re-auth/                   Re-auth/
        Bootstrap                  Bootstrap)

            Figure 3: ER Explicit Bootstrapping Exchange/ERP
                         with the Home ER Server



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3.2.  ERP with a Local ER Server

  The defined ER extensions allow the execution of ERP with an ER
  server in the local domain (access network) if the peer moves out of
  the home domain and a local ER server is present in the visited
  domain.  The local ER server may be co-located with a local AAA
  server.  The peer may learn about the presence of a local ER server
  in the network and the local domain name (or ER server name) either
  via a lower-layer advertisement or by means of an ERP exchange.  The
  peer uses the domain name and the EMSK to compute the DSRK and, from
  that key, the DS-rRK; the peer also uses the domain name in the realm
  portion of the keyName-NAI for using ERP in the local domain.
  Figure 4 shows the ER implicit bootstrapping exchange through a local
  ER server; Figure 5 shows ERP with a local ER server.

              EAP Authenticator     Local AAA Agent
  Peer         /ER Authenticator    /Local ER Server    Home EAP Server
  ====        ==================    ================    ===============

  <-- EAP-Request/ --
       Identity

  -- EAP Response/-->
       Identity      --AAA(EAP Response/-->
                           Identity,       --AAA(EAP Response/ -->
                       [domain name])             Identity,
                                               [DSRK Request,
                                             domain name])

  <------------------------ EAP Method exchange------------------>

                                           <---AAA(MSK, DSRK, ----
                                                  EMSKname,
                                                EAP-Success)

                      <---  AAA(MSK,  -----
                           EAP-Success)

  <---EAP-Success-----

   Figure 4: Implicit Bootstrapping ERP Exchange, Initial EAP Exchange










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  Peer                ER Authenticator            Local ER Server
  ====                ================            ===============

   <-- EAP-Initiate/ --------
       Re-auth-Start
  [<-- EAP-Request/ ---------
       Identity]


   ---- EAP-Initiate/ -------> ----AAA(EAP-Initiate/ -------->
         Re-auth                        Re-auth)


   <--- EAP-Finish/ ---------- <---AAA(rMSK,EAP-Finish/-------
         Re-auth                        Re-auth)

                      Figure 5: Local ERP Exchange

  As shown in Figure 4, the local ER server may be present in the path
  of the full EAP exchange (e.g., this may be one of the AAA entities,
  such as AAA proxies, in the path between the EAP authenticator and
  the home EAP server of the peer).  In that case, the local ER server
  requests the DSRK by sending the domain name to the home EAP server
  by means of a AAA message.  In response, the home EAP server computes
  the DSRK by following the procedure specified in RFC 5295 and sends
  the DSRK and the key name, EMSKname, to the ER server in the claimed
  domain (i.e., the local ER server).  The local domain is responsible
  for announcing that same domain name to the peer via a lower layer
  (for example, through DHCP-based local domain name discovery
  [RFC6440] or through the EAP-Initiate/Re-auth-Start message with the
  local ER server).

  After receiving the DSRK and the EMSKname, the local ER server
  computes the DS-rRK and the DS-rIK from the DSRK as defined in
  Sections 4.1 and 4.3 below.  After receiving the domain name, the
  peer also derives the DSRK, the DS-rRK, and the DS-rIK.  These keys
  are referred to by a keyName-NAI formed as follows: the username part
  of the NAI is the EMSKname, and the realm portion of the NAI is the
  domain name.  Both parties also maintain a sequence number
  (initialized to zero) corresponding to the specific keyName-NAI.

  If the peer subsequently attaches to an authenticator within the
  local domain, it may perform an ERP exchange with the local ER server
  to obtain an rMSK for the new authenticator.  ERP with the local ER
  server is similar to the ERP exchange illustrated in Figure 1.






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4.  ER Key Hierarchy

  Each time the peer re-authenticates to the network, the peer and the
  authenticator establish an rMSK.  The rMSK serves the same purposes
  that an MSK, which is the result of full EAP authentication, serves.
  To prove possession of the rRK, we specify the derivation of another
  key, the rIK.  These keys are derived from the rRK.  Together they
  constitute the ER key hierarchy.

  The rRK is derived from either the EMSK or a DSRK as specified in
  Section 4.1.  For the purpose of rRK derivation, this document
  specifies derivation of a Usage-Specific Root Key (USRK) or a Domain-
  Specific USRK (DSUSRK) [RFC5295] for re-authentication.  The USRK
  designated for re-authentication is the rRK.  A DSUSRK designated for
  re-authentication is the DS-rRK available to a local ER server in a
  particular domain.  For simplicity, the keys are referred to without
  the DS label in the rest of the document.  However, the scope of the
  various keys is limited to just the respective domains for which they
  are derived, in the case of the domain-specific keys.  Based on the
  ER server with which the peer performs the ERP exchange, it knows the
  corresponding keys that must be used.

  The rRK is used to derive an rIK and rMSKs for one or more
  authenticators.  The figure below shows the key hierarchy with the
  rRK, rIK, and rMSKs.

                           rRK
                            |
                   +--------+--------+
                   |        |        |
                  rIK     rMSK1 ...rMSKn

                Figure 6: Re-authentication Key Hierarchy

  The derivations in this document are from RFC 5295.  Key derivations
  and field encodings, where unspecified, default to that document.

4.1.  rRK Derivation

  The rRK may be derived from the EMSK or DSRK.  This section provides
  the relevant key derivations for that purpose.

  The rRK is derived as specified in RFC 5295.








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  rRK = KDF (K, S), where

     K = EMSK or K = DSRK and

     S = rRK Label | "\0" | length

  The rRK Label is an IANA-assigned 8-bit ASCII string:

     EAP Re-authentication Root [email protected]

  assigned from the "USRK Key Labels" name space in accordance with the
  policy stated in RFC 5295.

  The Key Derivation Function (KDF) and algorithm agility for the KDF
  are as defined in RFC 5295.

  An rRK derived from the DSRK is referred to as a DS-rRK in the rest
  of the document.  All of the key derivation and properties specified
  in this section remain the same.

4.2.  rRK Properties

  The rRK has the following properties.  These properties apply to the
  rRK regardless of the parent key used to derive it.

  o  The length of the rRK MUST be equal to the length of the parent
     key used to derive it.

  o  The rRK is to be used only as a root key for re-authentication and
     never used to directly protect any data.

  o  The rRK is only used for the derivation of the rIK and rMSK as
     specified in this document.

  o  The rRK MUST remain on the peer and the server that derived it and
     MUST NOT be transported to any other entity.

  o  The lifetime of the rRK is never greater than that of its parent
     key.  The rRK is expired when the parent key expires and MUST be
     removed from use at that time.

4.3.  rIK Derivation

  The rIK is used for integrity protecting the ERP exchange.  This
  serves as the proof of possession of valid key material from a
  previous full EAP exchange by the peer to the server.





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  The rIK is derived as follows:

  rIK = KDF (K, S), where

     K = rRK and

     S = rIK Label | "\0" | cryptosuite | length

  The rIK Label is the 8-bit ASCII string:

     Re-authentication Integrity [email protected]

  The length field refers to the length of the rIK in octets and is
  encoded as specified in RFC 5295.

  The cryptosuite and length of the rIK are part of the input to the
  KDF to ensure cryptographic separation of keys if different rIKs of
  different lengths (for example, for use with different Message
  Authentication Code (MAC) algorithms) are derived from the same rRK.
  The cryptosuite is encoded as an 8-bit number; see Section 5.3.2 for
  the cryptosuite specification.

  The rIK is referred to by the EMSKname-NAI within the context of ERP
  messages.  The username part of the EMSKname-NAI is the EMSKname; the
  realm is the domain name of the ER server.  In the case of ERP with
  the home ER server, the peer uses the realm from its original NAI; in
  the case of a local ER server, the peer uses the domain name received
  at the lower layer or through an ERP bootstrapping exchange.

  An rIK derived from a DS-rRK is referred to as a DS-rIK in the rest
  of the document.  All of the key derivation and properties specified
  in this section remain the same.

4.4.  rIK Properties

  The rIK has the following properties:

  o  The length of the rIK MUST be equal to the length of the rRK.

  o  The rIK is only used for authentication of the ERP exchange as
     specified in this document.

  o  The rIK MUST NOT be used to derive any other keys.

  o  The rIK must remain on the peer and the server and MUST NOT be
     transported to any other entity.





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  o  The rIK is cryptographically separate from any other keys derived
     from the rRK.

  o  The lifetime of the rIK is never greater than that of its parent
     key.  The rIK MUST be expired when the EMSK expires and MUST be
     removed from use at that time.

4.5.  rIK Usage

  The rIK is the key the possession of which is demonstrated by the
  peer and the ERP server to the other party.  The peer demonstrates
  possession of the rIK by computing the integrity checksum over the
  EAP-Initiate/Re-auth message.  When the peer uses the rIK for the
  first time, it can choose the integrity algorithm to use with the
  rIK.  The peer and the server MUST use the same integrity algorithm
  with a given rIK for all ERP messages protected with that key.  The
  peer and the server store the algorithm information after the first
  use, and they employ the same algorithm for all subsequent uses of
  that rIK.

  If the server's policy does not allow the use of the cryptosuite
  selected by the peer, the server SHALL reject the EAP-Initiate/
  Re-auth message and SHOULD send a list of acceptable cryptosuites in
  the EAP-Finish/Re-auth message.

  The rIK length may be different from the key length required by an
  integrity algorithm.  In the case of hash-based MAC algorithms, the
  key is first hashed to the required key length using the HMAC
  algorithm [RFC2104].  In the case of cipher-based MAC algorithms, if
  the required key length is less than 32 octets, the rIK is hashed
  using HMAC-SHA256 and the first k octets of the output are used,
  where k is the key length required by the algorithm.  If the required
  key length is more than 32 octets, the first k octets of the rIK are
  used by the cipher-based MAC algorithm.

4.6.  rMSK Derivation

  The rMSK is derived at the peer and server and delivered to the
  authenticator.  The rMSK is derived following an ERP exchange.

  The rMSK is derived as follows:

  rMSK = KDF (K, S), where

     K = rRK and

     S = rMSK Label | "\0" | SEQ | length




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  The rMSK Label is the 8-bit ASCII string:

     Re-authentication Master Session [email protected]

  The length field refers to the length of the rMSK in octets and is
  encoded as specified in RFC 5295.

  SEQ is the sequence number sent by the peer in the EAP-Initiate/
  Re-auth message.  This field is encoded as a 16-bit number in network
  byte order (see Section 5.3.2).

  An rMSK derived from a DS-rRK is referred to as a DS-rIK in the rest
  of the document.  The key derivation and properties specified in this
  section remain the same.

4.7.  rMSK Properties

  The rMSK has the following properties:

  o  The length of the rMSK MUST be equal to the length of the rRK.

  o  The rMSK is delivered to the authenticator and is used for the
     same purposes that an MSK serves when the MSK is used at an
     authenticator.

  o  The rMSK is cryptographically separate from any other keys derived
     from the rRK.

  o  The lifetime of the rMSK is less than or equal to that of the rRK.
     It MUST NOT be greater than the lifetime of the rRK.

  o  If a new rRK is derived, subsequent rMSKs MUST be derived from the
     new rRK.  Previously delivered rMSKs MAY still be used until the
     expiry of the lifetime.

  o  A given rMSK MUST NOT be shared by multiple authenticators.

5.  Protocol Details

5.1.  ERP Bootstrapping

  We identify two types of bootstrapping for ERP: explicit and
  implicit.  In implicit bootstrapping, the ER-capable authenticator or
  local ER server MUST verify whether it has a valid rMSK or rRK
  corresponding to the peer.  If the ER-capable authenticator or the
  local ER server has the key material corresponding to the peer, it
  MUST be able to respond directly in the same way as the home AAA
  server does without forwarding the DSRK Request to the home domain;



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  if not, the ER-capable authenticator or local ER server SHOULD
  include its domain name in the AAA message encapsulating the first
  EAP Response message sent by the peer and request the DSRK from the
  home EAP server during the initial EAP exchange.  If such an EAP
  exchange is successful, the home EAP server sends the DSRK for the
  specified local AAA client or agent (derived using the EMSK and the
  domain name as specified in RFC 5295), EMSKname, and DSRK lifetime
  along with the EAP-Success message.  The local AAA client or agent
  MUST extract the DSRK, EMSKname, and DSRK lifetime (if present)
  before forwarding the EAP-Success message to the peer.  Note that the
  MSK (also present with the EAP-Success message) is extracted by the
  EAP authenticator as usual.  The peer learns the domain name through
  the EAP-Initiate/Re-auth-Start message or by means of a lower-layer
  announcement (for example, DHCP [RFC6440]).  When the domain name is
  available to the peer during or after the full EAP authentication, it
  attempts to use ERP when it associates with a new authenticator.

  If the peer knows there is no local ER server present in the visited
  domain, it SHOULD initiate ERP explicit bootstrapping (ERP exchange
  with the bootstrap flag turned on) with the home ER server to obtain
  the rRK.  The peer MAY also initiate bootstrapping to fetch
  information such as the rRK lifetime from the AAA server.

  The following steps describe the ERP explicit bootstrapping process:

  o  The peer sends the EAP-Initiate/Re-auth message with the
     bootstrapping flag set (1).  The bootstrap message is always sent
     to the home ER server, and the keyName-NAI attribute in the
     bootstrap message is constructed as follows: the username portion
     of the NAI contains the EMSKname, and the realm portion contains
     the home domain name.

  o  In addition, the message MUST contain a sequence number for replay
     protection, a cryptosuite, and an integrity checksum.  The
     cryptosuite indicates the authentication algorithm.  The integrity
     checksum indicates that the message originated at the claimed
     entity, the peer indicated by the Peer-ID, or the rIKname.

  o  The peer MAY additionally set the lifetime flag to request the key
     lifetimes.

  o  Upon receipt of the EAP-Initiate/Re-auth message from a peer, the
     ERP-capable authenticator verifies whether it has the local domain
     name and valid key material corresponding to the peer.  If it
     knows the local domain name and has valid key material
     corresponding to the peer, it MUST be able to respond directly in
     the same way as the home ER does, with the local domain name
     included.  If not, it copies the contents of the keyName-NAI into



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     the appropriate AAA attribute and may include its domain name in
     the AAA message encapsulating the EAP-Initiate/Re-auth message
     sent by the peer.

  o  Upon receipt of an EAP-Initiate/Re-auth message, the home ER
     server verifies whether the message is fresh or is a replay by
     evaluating whether the received sequence number is equal to or
     greater than the expected sequence number for that rIK.  The home
     ER server then verifies that the cryptosuite used by the peer is
     acceptable.  Next, it verifies the integrity of the message by
     looking up the rIK and checking the integrity checksum contained
     in the Authentication Tag field.  If any of the checks fail, the
     home ER server sends an EAP-Finish/Re-auth message with the Result
     flag set to '1'.  Please refer to Section 5.2.2 for details on
     failure handling.  This error MUST NOT have any correlation to any
     EAP-Success message that may have been received by the EAP
     authenticator and the peer earlier.  If the EAP-Initiate/Re-auth
     message is well formed and valid, the server prepares the
     EAP-Finish/Re-auth message.  The bootstrap flag MUST be set to
     indicate that this is a bootstrapping exchange.  The message
     contains the following fields:

     *  A sequence number for replay protection.

     *  The same keyName-NAI as in the EAP-Initiate/Re-auth message.

     *  If the lifetime flag was set in the EAP-Initiate/Re-auth
        message, the ER server SHOULD include the rRK lifetime and the
        rMSK lifetime in the EAP-Finish/Re-auth message.  The server
        may have a local policy for the network to maintain and enforce
        lifetime unilaterally.  In such cases, the server need not
        respond to the peer's request for the lifetime.

     *  If the bootstrap flag is set, the ER server MUST include the
        domain name to which the DSRK is being sent along with the
        EAP-Finish/Re-auth message.

     *  If the ER server verifies the authorization of a local ER
        server, it MAY include the Authorization Indication TLV to
        indicate to the peer that the server that received the DSRK and
        that is advertising the domain included in the Domain name TLV
        is authorized.

     *  An authentication tag MUST be included to prove that the
        EAP-Finish/Re-auth message originates at a server that
        possesses the rIK corresponding to the EMSKname-NAI.





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  o  If the home ER server is involved in the ERP exchange and the ERP
     exchange is successful, the home ER server SHOULD request the DSRK
     from the home EAP server; the home EAP server MUST provide the
     DSRK for the home ER server (derived using the EMSK and the domain
     name as specified in RFC 5295), EMSKname, and DSRK lifetime for
     inclusion in the AAA message.  The home ER server SHOULD obtain
     them before sending the EAP-Finish/Re-auth message.

  o  In addition, the rMSK is sent along with the EAP-Finish/Re-auth
     message in a AAA attribute (for an example, see Bournelle,
     et al. [DIAMETER-ERP]).

  o  The authenticator receives the rMSK.

  o  When the peer receives an EAP-Finish/Re-auth message with the
     bootstrap flag set, if a local domain name is present, it MUST use
     that name to derive the appropriate DSRK, DS-rRK, DS-rIK, and
     keyName-NAI, and initialize the replay counter for the DS-rIK.  If
     not, the peer SHOULD derive the domain-specific keys using the
     domain name it learned via the lower layer or from the
     EAP-Initiate/Re-auth-Start message.  If the peer does not know the
     domain name, it must assume that there is no local ER server
     available.

  o  The peer MAY also verify the Authorization Indication TLV.

  o  The procedures for encapsulating ERP and obtaining relevant keys
     using Diameter are specified in Bournelle, et al. [DIAMETER-ERP].

  Since the ER bootstrapping exchange is typically done immediately
  following the full EAP exchange, it is feasible that the process is
  completed through the same entity that served as the EAP
  authenticator for the full EAP exchange.  In this case, the lower
  layer may already have established TSKs based on the MSK received
  earlier.  The lower layer may then choose to ignore the rMSK that was
  received with the ER bootstrapping exchange.  Alternatively, the
  lower layer may choose to establish a new TSK using the rMSK.  In
  either case, the authenticator and the peer know which key is used
  based on whether or not a TSK establishment exchange is initiated.
  The bootstrapping exchange may also be carried out via a new
  authenticator, in which case, the rMSK received SHOULD trigger a
  lower-layer TSK establishment exchange.

5.2.  Steps in ERP

  When a peer that has an active rRK and rIK associates with a new
  authenticator that supports ERP, it may perform an ERP exchange with
  that authenticator.  ERP is typically a peer-initiated exchange,



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  consisting of an EAP-Initiate/Re-auth and an EAP-Finish/Re-auth
  message.  The ERP exchange may be performed with a local ER server
  (when one is present) or with the original EAP server.

  It is plausible for the network to trigger the EAP re-authentication
  process, however.  An ERP-capable authenticator SHOULD send an
  EAP-Initiate/Re-auth-Start message to indicate support for ERP.  The
  peer may or may not wait for these messages to arrive to initiate the
  EAP-Initiate/Re-auth message.

  The EAP-Initiate/Re-auth-Start message SHOULD be sent by an ERP-
  capable authenticator.  The authenticator may retransmit it a few
  times until it receives an EAP-Initiate/Re-auth message in response
  from the peer.  The EAP-Initiate/Re-auth message from the peer may
  have originated before the peer receives either an EAP-Request/
  Identity or an EAP-Initiate/Re-auth-Start message from the
  authenticator.  Hence, the Identifier value in the EAP-Initiate/
  Re-auth message is independent of the Identifier value in the
  EAP-Initiate/Re-auth-Start or EAP-Request/Identity messages.

  Operational Considerations at the Peer:

  ERP requires that the peer maintain retransmission timers for
  reliable transport of EAP re-authentication messages.  The
  reliability considerations of Section 4.3 of RFC 3748 apply with the
  peer as the retransmitting entity.

  ERP has the following steps:

  o  The ERP-capable authenticator sends the EAP-Initiate/Re-auth-Start
     message to trigger the ERP exchange.

  o  The peer sends an EAP-Initiate/Re-auth message.  At a minimum, the
     message SHALL include the following fields:

     *  a 16-bit sequence number for replay protection.

     *  keyName-NAI as a TLV attribute to identify the rIK used to
        integrity protect the message.

     *  cryptosuite to indicate the authentication algorithm used to
        compute the integrity checksum.

     *  authentication tag computed over the message.

  o  When the peer is performing ERP with a local ER server, it MUST
     use the corresponding DS-rIK it shares with the local ER server.
     The peer SHOULD set the lifetime flag to request the key lifetimes



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     from the server.  The peer can use the rRK lifetime to know when
     to trigger an EAP method exchange and the rMSK lifetime to know
     when to trigger another ERP exchange.

  o  The authenticator copies the contents of the value field of the
     keyName-NAI TLV into an appropriate attribute (e.g., User-Name
     [RFC2865]) in the AAA message to the ER server.

  o  The ER server uses the keyName-NAI to look up the rIK.  It MUST
     first verify whether the sequence number is equal to or greater
     than the expected sequence number.  If the ER server supports a
     sequence number window size greater than 1, it MUST verify whether
     the sequence number falls within the window and has not been
     received before.  The ER server MUST then verify that the
     cryptosuite used by the peer is acceptable.  The ER server then
     proceeds to verify the integrity of the message using the rIK,
     thereby verifying proof of possession of that key by the peer.  If
     any of these verifications fail, the ER server MUST send an
     EAP-Finish/Re-auth message with the Result flag set to '1'
     (Failure).  Please refer to Section 5.2.2 for details on failure
     handling.  Otherwise, it MUST compute an rMSK from the rRK using
     the sequence number as the additional input to the key derivation.

  o  In response to a well-formed EAP-Initiate/Re-auth message, the ER
     server MUST send an EAP-Finish/Re-auth message with the following
     contents:

     *  a 16-bit sequence number for replay protection, which MUST be
        the same as the received sequence number.  The local copy of
        the sequence number MUST be incremented by 1.  If the ER server
        supports multiple simultaneous ERP exchanges, it MUST instead
        update the sequence number window.

     *  keyName-NAI as a TLV attribute to identify the rIK used to
        integrity protect the message.

     *  cryptosuite to indicate the authentication algorithm used to
        compute the integrity checksum.

     *  authentication tag computed over the message.

     *  If the lifetime flag was set in the EAP-Initiate/Re-auth
        message, the ER server SHOULD include the rRK lifetime and the
        rMSK lifetime.







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  o  The ER server causes the rMSK along with this message to be
     transported to the authenticator.  The rMSK is transported in a
     manner similar to the MSK and the EAP-Success message in a regular
     EAP exchange.

  o  The peer looks up the sequence number to verify whether it is
     expecting an EAP-Finish/Re-auth message with that sequence number
     protected by the keyName-NAI.  It then verifies the integrity of
     the message.  If the verifications fail, the peer logs an error
     and stops the process; otherwise, it proceeds to the next step.

  o  The peer uses the sequence number to compute the rMSK.

  o  The lower-layer security association protocol can be triggered at
     this point.

5.2.1.  Multiple Simultaneous Runs of ERP

  When a peer is within the range of multiple authenticators, it may
  choose to run ERP via all of them simultaneously to the same ER
  server.  In that case, it is plausible that the ERP messages may
  arrive out of order, resulting in the ER server rejecting legitimate
  EAP-Initiate/Re-auth messages.

  To facilitate such operation, an ER server MAY allow multiple
  simultaneous ERP exchanges by accepting all EAP-Initiate/Re-auth
  messages with sequence number values within a window of allowed
  values.  Recall that the sequence number allows replay protection.
  Replay window maintenance mechanisms are a local matter.

5.2.2.  ERP Failure Handling

  If the processing of the EAP-Initiate/Re-auth message results in a
  failure, the ER server MUST send an EAP-Finish/Re-auth message with
  the Result flag set to '1'.  If the server has a valid rIK for the
  peer, it MUST integrity protect the EAP-Finish/Re-auth failure
  message.  If the failure is due to an unacceptable cryptosuite, the
  server SHOULD send a list of acceptable cryptosuites (in a TLV of
  Type 5) along with the EAP-Finish/Re-auth message.  In this case, the
  server MUST indicate the cryptosuite used to protect the EAP-Finish/
  Re-auth message in the Cryptosuite field of that message.  The rIK
  used with the EAP-Finish/Re-auth message in this case MUST be
  computed as specified in Section 4.3 using the new cryptosuite.  If
  the server does not have a valid rIK for the peer, the EAP-Finish/
  Re-auth message indicating a failure will be unauthenticated; the
  server MAY include a list of acceptable cryptosuites in the message.





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  The peer, upon receiving an EAP-Finish/Re-auth message with the
  Result flag set to '1', MUST verify the sequence number and, if
  possible, the authentication tag to determine the validity of the
  message.  If the peer supports the cryptosuite, it MUST verify the
  integrity of the received EAP-Finish/Re-auth message.  If the
  EAP-Finish message contains a TLV of Type 5, the peer SHOULD retry
  the ERP exchange with a cryptosuite picked from the list included by
  the server.  The peer MUST use the appropriate rIK for the subsequent
  ERP exchange by computing it with the corresponding cryptosuite, as
  specified in Section 4.3.  If the Pseudo-Random Function (PRF) in the
  chosen cryptosuite is different from the PRF originally used by the
  peer, it MUST derive a new DSRK (if required), rRK, and rIK before
  proceeding with the subsequent ERP exchange.

  If the peer cannot verify the integrity of the received message, it
  MAY choose to retry the ERP exchange with one of the cryptosuites in
  the list of acceptable cryptosuites (in a TLV of Type 5), after a
  failure has been clearly determined following the procedure in the
  next paragraph.

  If the replay or integrity checks fail, the failure message may have
  been sent by an attacker.  It may also mean that the server and peer
  do not support the same cryptosuites; however, the peer cannot
  determine if that is the case.  Hence, the peer SHOULD continue the
  ERP exchange per the retransmission timers before declaring a
  failure.

  When the peer runs explicit bootstrapping (ERP with the bootstrapping
  flag on), there may not be a local ER server available to send a DSRK
  Request and the domain name.  In that case, the server cannot send
  the DSRK and MUST NOT include the Domain name TLV.  When the peer
  receives a response in the bootstrapping exchange without a Domain
  name TLV, it assumes that there is no local ER server.  The home ER
  server sends an rMSK to the ER authenticator, however, and the peer
  SHALL run the TSK establishment protocol as usual.
















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5.3.  EAP Codes

  Two EAP codes are defined for the purpose of ERP: EAP-Initiate and
  EAP-Finish.  The packet format for these messages follows the EAP
  packet format defined in Aboba, et al. [RFC3748].

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Code      |  Identifier   |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |  Type-Data ...
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-

                          Figure 7: EAP Packet

     Code

        Two code values are defined for the purpose of ERP:

        5 Initiate

        6 Finish

     Identifier

        The Identifier field is one octet.  The Identifier field MUST
        be the same if an EAP-Initiate packet is retransmitted due to a
        timeout while waiting for an EAP-Finish message.  Any new
        (non-retransmission) EAP-Initiate message MUST use a new
        Identifier field.

        The Identifier field of the EAP-Finish message MUST match that
        of the currently outstanding EAP-Initiate message.  A peer or
        authenticator receiving an EAP-Finish message whose Identifier
        value does not match that of the currently outstanding
        EAP-Initiate message MUST silently discard the packet.

        In order to avoid confusion between new EAP-Initiate messages
        and retransmissions, the peer must choose an Identifier value
        that is different from the previous EAP-Initiate message,
        especially if that exchange has not finished.  It is
        RECOMMENDED that the authenticator clear EAP Re-auth state
        after 300 seconds.







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     Type

        This field indicates that this is an ERP exchange.  Two type
        values are defined in this document for this purpose --
        Re-auth-Start (Type 1) and Re-auth (Type 2).

     Type-Data

        The Type-Data field varies according to the value of the Type
        field in the re-authentication packet.

5.3.1.  EAP-Initiate/Re-auth-Start Packet

  The EAP-Initiate/Re-auth-Start packet contains the fields shown in
  Figure 8.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Code      |  Identifier   |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |   Reserved    |     1 or more TVs or TLVs     ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

               Figure 8: EAP-Initiate/Re-auth-Start Packet

     Type = 1.

     Reserved:  MUST be zero.  Set to zero on transmission and ignored
        on reception.

     One or more Type/Values (TVs) or TLVs are used to convey
     information to the peer; for instance, the authenticator may send
     the domain name to the peer.

     TVs or TLVs:  In the TV payloads, there is a 1-octet type payload
        and a value with type-specific length.  In the TLV payloads,
        there is a 1-octet type payload and a 1-octet length payload.
        The length field indicates the length of the value expressed in
        number of octets.

        Domain name:  This is a TLV payload.  The Type is 4.  The
           domain name is to be used as the realm in an NAI [RFC4282].
           The Domain name TLV SHOULD be present in an EAP-Initiate/
           Re-auth-Start message.






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        In addition, channel binding information MAY be included; see
        Section 5.5 for discussion.  See Figure 12 for parameter
        specification.

5.3.1.1.  Authenticator Operation

  In order to minimize ERP failure times, the authenticator SHOULD send
  the EAP-Initiate/Re-auth-Start message to indicate support for ERP to
  the peer and to initiate ERP if the peer has already performed full
  EAP authentication and has unexpired key material.  The authenticator
  SHOULD include the Domain name TLV to allow the peer to learn it
  without requiring either lower-layer support or the ERP bootstrapping
  exchange.

  The authenticator MAY include channel binding information so that the
  server can verify whether the authenticator is claiming the same
  identity to both parties.

  The authenticator MAY retransmit the EAP-Initiate/Re-auth-Start
  message a few times for reliable transport.

5.3.1.2.  Peer Operation

  The peer SHOULD send the EAP-Initiate/Re-auth message in response to
  the EAP-Initiate/Re-auth-Start message from the authenticator.  If
  the peer does not recognize the EAP-Initiate code value or if the
  peer has already sent the EAP-Initiate/Re-auth message to begin the
  ERP exchange, it MUST silently discard the EAP-Initiate/Re-auth-Start
  message.

  If the EAP-Initiate/Re-auth-Start message contains the domain name,
  and if the peer does not already have the domain information, the
  peer SHOULD use the domain name contained in the message to compute
  the DSRK and use the corresponding DS-rIK to send an EAP-Initiate/
  Re-auth message to start an ERP exchange with the local ER server.
  If there is a local ER server between the peer and the home ER server
  and the peer has already initiated an ERP exchange with the local ER
  server, it SHOULD NOT start an ERP exchange with the home ER server.













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5.3.2.  EAP-Initiate/Re-auth Packet

  The EAP-Initiate/Re-auth packet contains the parameters shown in
  Figure 9.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Code      |  Identifier   |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |R|B|L| Reserved|             SEQ               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 1 or more TVs or TLVs                         ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Cryptosuite  |        Authentication Tag                      ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure 9: EAP-Initiate/Re-auth Packet

     Type = 2.

     Flags

        'R' -  The R flag is set to 0 and ignored upon reception.

        'B' -  The B flag is used as the bootstrapping flag.  If the
               flag is turned on, the message is a bootstrap message.

        'L' -  The L flag is used to request the key lifetimes from the
               server.

        The remaining 5 bits are set to 0 on transmission and ignored
        on reception.

     SEQ:  An unsigned 16-bit sequence number is used for replay
        protection.  The SEQ field is initialized to 0 every time a new
        rRK is derived.  The field is encoded in network byte order.

     TVs or TLVs:  In the TV payloads, there is a 1-octet type payload
        and a value with type-specific length.  In the TLV payloads,
        there is a 1-octet type payload and a 1-octet length payload.
        The length field indicates the length of the value expressed in
        number of octets.

        keyName-NAI:  This is carried in a TLV payload.  The Type is 1.
           The NAI is variable in length, not exceeding 253 octets.
           The EMSKname is in the username part of the NAI and is
           encoded in hexadecimal values.  The EMSKname is 64 bits in



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           length, and so the username portion takes up 16 octets.  If
           the rIK is derived from the EMSK, the realm part of the NAI
           is the home domain name, and if the rIK is derived from a
           DSRK, the realm part of the NAI is the domain name used in
           the derivation of the DSRK.  The NAI syntax is specified in
           Aboba, et al. [RFC4282].  Exactly one keyName-NAI attribute
           SHALL be present in an EAP-Initiate/Re-auth packet.

        In addition, channel binding information MAY be included; see
        Section 5.5 for discussion.  See Figure 12 for parameter
        specification.

     Cryptosuite:  This field indicates the integrity algorithm used
        for ERP.  Key lengths and output lengths are either indicated
        or are obvious from the cryptosuite name.  We specify some
        cryptosuites below:

        *  0 RESERVED

        *  1 HMAC-SHA256-64

        *  2 HMAC-SHA256-128

        *  3 HMAC-SHA256-256

     HMAC-SHA256-128 is mandatory to implement and SHOULD be enabled in
     the default configuration.

     Authentication Tag:  This field contains the integrity checksum
        over the ERP packet, excluding the Authentication Tag field
        itself.  The length of the field is indicated by the
        cryptosuite.



















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5.3.3.  EAP-Finish/Re-auth Packet

  The EAP-Finish/Re-auth packet contains the parameters shown in
  Figure 10.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Code      |  Identifier   |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |R|B|L| Reserved |             SEQ              ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 1 or more TVs or TLVs                         ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |  Cryptosuite  |        Authentication Tag                     ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure 10: EAP-Finish/Re-auth Packet

     Type = 2.

     Flags

        'R' -  The R flag is used as the Result flag.  When set to 0,
               it indicates success, and when set to '1', it indicates
               a failure.

        'B' -  The B flag is used as the bootstrapping flag.  If the
               flag is turned on, the message is a bootstrap message.

        'L' -  The L flag is used to indicate the presence of the rRK
               lifetime TLV.

        The remaining 5 bits are set to 0 on transmission and ignored
        on reception.

     SEQ:  An unsigned 16-bit sequence number is used for replay
        protection.  The SEQ field is initialized to 0 every time a new
        rRK is derived.  The field is encoded in network byte order.












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     TVs or TLVs:  In the TV payloads, there is a 1-octet type payload
        and a value with type-specific length.  In the TLV payloads,
        there is a 1-octet type payload and a 1-octet length payload.
        The length field indicates the length of the value expressed in
        number of octets.

        keyName-NAI:  This is carried in a TLV payload.  The Type is 1.
           The NAI is variable in length, not exceeding 253 octets.
           EMSKname is in the username part of the NAI and is encoded
           in hexadecimal values.  The EMSKname is 64 bits in length,
           and so the username portion takes up 16 octets.  If the rIK
           is derived from the EMSK, the realm part of the NAI is the
           home domain name, and if the rIK is derived from a DSRK, the
           realm part of the NAI is the domain name used in the
           derivation of the DSRK.  The NAI syntax is specified in
           [RFC4282].  Exactly one instance of the keyName-NAI
           attribute SHALL be present in an EAP-Finish/Re-auth message.

        rRK Lifetime:  This is a TV payload.  The Type is 2.  The value
           field contains an unsigned 32-bit integer in network byte
           order representing the lifetime of the rRK in seconds.  If
           the 'L' flag is set, the rRK Lifetime attribute SHOULD be
           present.

        rMSK Lifetime:  This is a TV payload.  The Type is 3.  The
           value field contains an unsigned 32-bit integer in network
           byte order representing the lifetime of the rMSK in seconds.
           If the 'L' flag is set, the rMSK Lifetime attribute SHOULD
           be present.

        Domain name:  This is a TLV payload.  The Type is 4.  The
           domain name is to be used as the realm in an NAI [RFC4282].
           The Domain name attribute MUST be present in an EAP-Finish/
           Re-auth message if the bootstrapping flag is set and if the
           local ER server sent a DSRK Request.

        List of cryptosuites:  This is a TLV payload.  The Type is 5.
           The value field contains a list of cryptosuites, each of
           size 1 octet.  The cryptosuite values are as specified in
           Figure 9.  The server SHOULD include this attribute if the
           cryptosuite used in the EAP-Initiate/Re-auth message was not
           acceptable and the message is being rejected.  The server
           MAY include this attribute in other cases.  The server MAY
           use this attribute to signal its cryptographic algorithm
           capabilities to the peer.






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        Authorization Indication:  This is a TLV payload.  The Type
           is 6.  This attribute MAY be included in the EAP-Finish/
           Re-auth message when a DSRK is delivered to a local ER
           server and if the home EAP server can verify the
           authorization of the local ER server to advertise the domain
           name included in the domain TLV in the same message.  The
           value field in the TLV contains an authentication tag
           computed over the entire packet, starting from the first bit
           of the code field to the last bit of the Cryptosuite field,
           with the value field of the Authorization Indication TLV
           filled with all 0s for the computation.  The key used for
           the computation MUST be derived from the EMSK with key label
           "DSRK Delivery Authorized [email protected]" and optional data
           containing an ASCII string representing the key management
           domain for which the DSRK is being derived.

        In addition, channel binding information MAY be included: see
        Section 5.5 for discussion.  See Figure 12 for parameter
        specification.  The server sends this information so that the
        peer can verify the information seen at the lower layer, if
        channel binding is to be supported.

     Cryptosuite:  This field indicates the integrity algorithm and the
        PRF used for ERP.  Key lengths and output lengths are either
        indicated or are obvious from the cryptosuite name.

     Authentication Tag:  This field contains the integrity checksum
        over the ERP packet, excluding the Authentication Tag field
        itself.  The length of the field is indicated by the
        cryptosuite.

5.3.4.  TV and TLV Attributes

  The TV attributes that may be present in the EAP-Initiate or
  EAP-Finish messages are of the following format:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |              Value ...
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                     Figure 11: TV Attribute Format








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  The TLV attributes that may be present in the EAP-Initiate or
  EAP-Finish messages are of the following format:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |    Length     |            Value ...
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                     Figure 12: TLV Attribute Format

  The following Types are defined in this document:

     '1' - keyName-NAI: This is a TLV payload.

     '2' - rRK Lifetime: This is a TV payload.

     '3' - rMSK Lifetime: This is a TV payload.

     '4' - Domain name: This is a TLV payload.

     '5' - Cryptosuite list: This is a TLV payload.

     '6' - Authorization Indication: This is a TLV payload.

     The TLV type range of 128-191 is reserved to carry channel binding
     information in the EAP-Initiate/Re-auth and EAP-Finish/Re-auth
     messages.  Below are the current assignments (all of them are
     TLVs):

        '128' - Called-Station-Id [RFC2865]

        '129' - Calling-Station-Id [RFC2865]

        '130' - NAS-Identifier [RFC2865]

        '131' - NAS-IP-Address [RFC2865]

        '132' - NAS-IPv6-Address [RFC3162]

  The length field indicates the length of the value part of the
  attribute in octets.

5.4.  Replay Protection

  For replay protection, ERP uses sequence numbers.  The sequence
  number is maintained on a per rIK basis and is initialized to zero in
  both directions.  In the first EAP-Initiate/Re-auth message, the peer



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  uses a sequence number value of zero or higher.  Note that when the
  sequence number wraps back to zero, the rIK MUST be changed by
  running a full EAP authentication.  The server expects a sequence
  number of zero or higher.  When the server receives an EAP-Initiate/
  Re-auth message, it uses the same sequence number in the EAP-Finish/
  Re-auth message.  The server then sets the expected sequence number
  to the received sequence number plus 1.  The server MUST accept
  sequence numbers greater than or equal to the expected sequence
  number.

  If the peer sends an EAP-Initiate/Re-auth message but does not
  receive a response, it retransmits the request (with no changes to
  the message itself) a preconfigured number of times before giving up.
  However, it is plausible that the server itself may have responded to
  the message and the response was lost in transit.  Thus, the peer
  MUST increment the sequence number and use the new sequence number to
  send subsequent EAP re-authentication messages.  The peer SHOULD
  increment the sequence number by 1; however, it may choose to
  increment by a larger number.  If the sequence number wraps back to
  zero, the peer MUST run full EAP authentication.

5.5.  Channel Binding

  ERP provides a protected facility to carry channel binding (CB)
  information, according to the guidelines provided by Aboba,
  et al. (see Section 7.15 of [RFC3748]).  The TLV type range of
  128-191 is reserved to carry CB information in the EAP-Initiate/
  Re-auth and EAP-Finish/Re-auth messages.  Called-Station-Id,
  Calling-Station-Id, NAS-Identifier, NAS-IP-Address, and
  NAS-IPv6-Address are some examples of channel binding information
  listed in RFC 3748, and they are assigned values 128-132.  Additional
  values are managed by IANA, based on IETF Review (formerly called
  "IETF Consensus") [RFC5226].

  The authenticator MAY provide CB information to the peer via the
  EAP-Initiate/Re-auth-Start message.  The peer sends the information
  to the server in the EAP-Initiate/Re-auth message; the server
  verifies whether the authenticator identity available via AAA
  attributes is the same as the identity provided to the peer.

  If the peer does not include the CB information in the EAP-Initiate/
  Re-auth message, and if the local ER server's policy requires channel
  binding support, it SHALL send the CB attributes for the peer's
  verification.  The peer attempts to verify the CB information if the
  authenticator has sent the CB parameters, and it proceeds with the
  lower-layer security association establishment if the attributes
  match.  Otherwise, the peer SHALL NOT proceed with the lower-layer
  security association establishment.



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6.  Lower-Layer Considerations

  The authenticator is responsible for retransmission of EAP-Initiate/
  Re-auth-Start messages.  The authenticator MAY retransmit the message
  a few times or until it receives an EAP-Initiate/Re-auth message from
  the peer.  The authenticator might not know if the peer supports ERP;
  in those cases, the peer could be silently discarding the
  EAP-Initiate/Re-auth-Start packets.  Thus, retransmission of these
  packets should be kept to a minimum.  The exact number is up to each
  lower layer.

  The Identifier value in the EAP-Initiate/Re-auth packet is
  independent of the Identifier value in the EAP-Initiate/Re-auth-Start
  packet.

  The peer is responsible for retransmission of EAP-Initiate/Re-auth
  messages.

  Retransmitted packets MUST be sent with the same Identifier value in
  order to distinguish them from new packets.  By default, where the
  EAP-Initiate message is sent over an unreliable lower layer, the
  retransmission timer SHOULD be dynamically estimated.  A maximum of
  3-5 retransmissions is suggested [RFC3748].  Where the EAP-Initiate
  message is sent over a reliable lower layer, the retransmission timer
  SHOULD be set to an infinite value so that retransmissions do not
  occur at the EAP layer.  Please refer to RFC 3748 for additional
  guidance on setting timers.

  The Identifier value in the EAP-Finish/Re-auth packet is the same as
  the Identifier value in the EAP-Initiate/Re-auth packet.

  If an authenticator receives a valid duplicate EAP-Initiate/Re-auth
  message for which it has already sent an EAP-Finish/Re-auth message,
  it MUST resend the EAP-Finish/Re-auth message without reprocessing
  the EAP-Initiate/Re-auth message.  To facilitate this, the
  authenticator SHALL store a copy of the EAP-Finish/Re-auth message
  for a finite amount of time.  The actual value of time is a local
  matter; this specification recommends a value of 100 milliseconds.

  The lower layer may provide facilities for exchanging information
  between the peer and the authenticator about support for ERP, for the
  authenticator to send the domain name information and channel binding
  information to the peer.








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  Note that to support ERP, lower-layer specifications may need to be
  revised.  Specifically, RFC 5996 must be updated to include EAP code
  values higher than 4 in order to use ERP with Internet Key Exchange
  Protocol version 2 (IKEv2).  IKEv2 may also be updated to support
  peer-initiated ERP for optimized operation.  Other lower layers may
  need similar revisions.

  Our analysis indicates that some EAP implementations are not RFC 3748
  compliant in that instead of silently dropping EAP packets with code
  values higher than 4, they may consider it an error.  To accommodate
  such non-compliant EAP implementations, additional guidance has been
  provided below.  Furthermore, it may not be easy to upgrade all the
  peers in some cases.  In such cases, authenticators may be configured
  to not send EAP-Initiate/Re-auth-Start messages; peers may learn
  whether an authenticator supports ERP via configuration or from
  advertisements at the lower layer.

  In order to accommodate implementations that are not compliant to
  RFC 3748, such lower layers SHOULD ensure that both parties support
  ERP; this is trivial, for instance, when using a lower layer that is
  known to always support ERP.  For lower layers where ERP support is
  not guaranteed, ERP support may be indicated through signaling (e.g.,
  piggybacked on a beacon) or through negotiation.  Alternatively,
  clients may recognize environments where ERP is available based on
  preconfiguration.  Other similar mechanisms may also be used.  When
  ERP support cannot be verified, lower layers may mandate falling back
  to full EAP authentication to accommodate EAP implementations that
  are not compliant to RFC 3748.

7.  AAA Transport of ERP Messages

  AAA transport of ERP messages is specified by Hoeper,
  et al. [RFC5749] and Bournelle, et al. [DIAMETER-ERP].

8.  Security Considerations

  This section provides an analysis of the protocol in accordance with
  the AAA key management guidelines described by Housley & Aboba
  [RFC4962].

     Cryptographic algorithm independence

        ERP satisfies this requirement.  The algorithm chosen by the
        peer for the MAC generation is indicated in the EAP-Initiate/
        Re-auth message.  If the chosen algorithm is unacceptable, the
        EAP server returns an EAP-Finish/Re-auth message indicating a
        failure.  Algorithm agility for the KDF is specified in
        Salowey, et al. [RFC5295].  Only when the algorithms used are



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        deemed acceptable does the server proceed with the derivation
        of keys and verification of the proof of possession of relevant
        key material presented by the peer.  A full-blown negotiation
        of algorithms cannot be provided in a single round-trip
        protocol.  Hence, while the protocol provides algorithm
        agility, it does not provide true negotiation.

     Strong, fresh session keys

        ERP results in the derivation of strong, fresh keys that are
        unique for the given session.  An rMSK is always derived on
        demand when the peer requires a key with a new authenticator.
        The derivation ensures that the compromise of one rMSK does not
        result in the compromise of another rMSK at any time.

     Limited key scope

        The scope of all the keys derived by ERP is well defined.  The
        rRK and rIK are never shared with any entity and always remain
        on the peer and the server.  The rMSK is provided only to the
        authenticator through which the peer performs the ERP exchange.
        No other authenticator is authorized to use that rMSK.

     Replay detection mechanism

        For replay protection of ERP messages, a sequence number
        associated with the rIK is used.  The sequence number is
        maintained by the peer and the server and is initialized to
        zero when the rIK is generated.  The peer increments the
        sequence number by one after it sends an ERP message.  The
        server sets the expected sequence number to the received
        sequence number plus one after verifying the validity of the
        received message and responds to the message.

     Authenticating all parties

        ERP provides mutual authentication of the peer and the server.
        Both parties need to possess the key material that resulted
        from a previous EAP exchange in order to successfully derive
        the required keys.  Also, both the EAP re-authentication
        Response and the EAP re-authentication Information messages are
        integrity protected so that the peer and the server can verify
        each other.  When the ERP exchange is executed with a local ER
        server, the peer and the local server mutually authenticate
        each other via that exchange in the same manner.  The peer and
        the authenticator authenticate each other in the secure
        association protocol executed by the lower layer, just as in
        the case of a regular EAP exchange.



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     Peer and authenticator authorization

        The peer and authenticator demonstrate possession of the same
        key material without disclosing it, as part of the lower-layer
        secure association protocol.  Channel binding with ERP may be
        used to verify consistency of the identities exchanged, when
        the identities used in the lower layer differ from those
        exchanged within the AAA protocol.

     Key material confidentiality

        The peer and the server derive the keys independently using
        parameters known to each entity.  The AAA server sends the DSRK
        of a domain to the corresponding local ER server via the AAA
        protocol.  Likewise, the ER server sends the rMSK to the
        authenticator via the AAA protocol.

        Note that compromise of the DSRK results in compromise of all
        keys derived from it.  Moreover, there is no forward secrecy
        within ERP.  Thus, compromise of a DSRK retroactively
        compromises all ERP keys.

        It is RECOMMENDED that the AAA protocol be protected using
        IPsec or Transport Layer Security (TLS) so that the keys are
        protected in transit.  Note, however, that keys may be exposed
        to AAA proxies along the way, and compromise of any of those
        proxies may result in compromise of keys being transported
        through them.

        The home EAP server MUST NOT hand out a given DSRK to a local
        domain server more than once, unless it can verify that the
        entity receiving the DSRK after the first time is the same
        entity that received the DSRK originally.  If the home EAP
        server verifies authorization of a local domain server, it MAY
        hand out the DSRK to that domain more than once.  In this case,
        the home EAP server includes the Authorization Indication TLV
        to assure the peer that DSRK delivery is secure.

     Confirming cryptosuite selection

        Cryptographic algorithms for integrity and key derivation in
        the context of ERP MAY be the same as that used by the EAP
        method.  In that case, the EAP method is responsible for
        confirming the cryptosuite selection.  Furthermore, the
        cryptosuite is included in the ERP exchange by the peer and
        confirmed by the server.  The protocol allows the server to
        reject the cryptosuite selected by the peer and provide
        alternatives.  When a suitable rIK is not available for the



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        peer, the alternatives may be sent in an unprotected fashion.
        The peer is allowed to retry the exchange using one of the
        allowed cryptosuites.  However, in this case, any en route
        modifications to the list sent by the server will go
        undetected.  If the server does have an rIK available for the
        peer, the list will be provided in a protected manner and this
        issue does not apply.

     Uniquely named keys

        All keys produced within the context of ERP can be referred to
        uniquely as specified in this document.  Also, the key names do
        not reveal any part of the key material.

     Preventing the domino effect

        The compromise of one peer does not result in the compromise of
        key material held by any other peer in the system.  Also, the
        rMSK is meant for a single authenticator and is not shared with
        any other authenticator.  Hence, the compromise of one
        authenticator does not lead to the compromise of sessions or
        keys held by any other authenticator in the system, and ERP
        thereby allows prevention of the domino effect by appropriately
        defining key scope.

        However, if keys are transported using hop-by-hop protection,
        compromise of a proxy may result in compromise of key material,
        e.g., the DSRK being sent to a local ER server.

     Binding a key to its context

        All the keys derived for ERP are bound to the appropriate
        context using appropriate key labels.  The lifetime of a child
        key is less than or equal to that of its parent key as
        specified in RFC 4962 [RFC4962].  The key usage, lifetime, and
        the parties that have access to the keys are specified.

     Confidentiality of identity

        Deployments where privacy is a concern may find that the use of
        the rIKname-NAI to route ERP messages serves their privacy
        requirements.  Note that it is plausible to associate multiple
        runs of ERP messages, since the rIKname is not changed as part
        of ERP.  There was no consensus for that requirement at the
        time of development of this specification.  If the rIKname is
        not used and the Peer-ID is used instead, the ERP exchange will
        reveal the Peer-ID over the wire.




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     Authorization restriction

        All the derived keys are limited in lifetime by that of the
        parent key or by server policy.  Any domain-specific keys are
        further restricted for use only in the domain for which the
        keys are derived.  All the keys specified in this document are
        meant for use in ERP only.  Other restrictions on the use of
        session keys may be imposed by the specific lower layer but are
        out of scope for this specification.

     Preventing a DoS attack

        A denial-of-service (DoS) attack on the peer may be possible
        when using the EAP-Initiate/Re-auth message.  An attacker may
        send a bogus EAP-Initiate/Re-auth message, which may be carried
        by the authenticator in a AAA-Request to the server; in
        response, the server may send in a AAA reply an EAP-Finish/
        Re-auth message indicating failure.  Note that such attacks may
        be possible with the EAPoL-Start capability of IEEE 802.11 and
        other similar facilities in other link layers and where the
        peer can initiate EAP authentication.  An attacker may use such
        messages to start an EAP method run, which fails and may result
        in the server sending a rejection message, thus resulting in
        the link-layer connections being terminated.

        To prevent such DoS attacks, an ERP failure should not result
        in deletion of any authorization state established by a full
        EAP exchange.  Alternatively, the lower layers and AAA
        protocols may define mechanisms to allow two link-layer
        Security Associations (SAs) derived from different EAP key
        material for the same peer to exist so that smooth migration
        from the current link-layer SA to the new one is possible
        during rekey.  These mechanisms prevent the link-layer
        connections from being terminated when a re-authentication
        procedure fails due to a bogus EAP-Initiate/Re-auth message.

     Key material transport

        When a DSRK is sent from the home EAP server to a local domain
        server or when an rMSK is sent from an ER server to an
        authenticator, in the absence of end-to-end security between
        the entity that is sending the key and the entity receiving the
        key, it is plausible for other entities to get access to keys
        being sent to an ER server in another domain.  This mode of key
        transport is similar to that of MSK transport in the context of
        EAP authentication.  We further observe that ERP is for access
        authentication and does not support end-to-end data security.
        In typical implementations, the traffic is in the clear beyond



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        the access control enforcement point (the authenticator or an
        entity delegated by the authenticator for access control
        enforcement).  The model works as long as entities in the
        middle of the network do not use keys intended for other
        parties to steal service from an access network.  If that is
        not achievable, key delivery must be protected in an end-to-end
        manner.

9.  IANA Considerations

  The previous version of this document -- [RFC5296] -- performed the
  following IANA [IANA] actions:

  1.  It registered Packet Codes "Initiate" and "Finish" in the EAP
      Registry.  Those codes are referred to as "EAP-Initiate" and
      "EAP-Finish" throughout this document.

  2.  It created a Message Types table in the EAP Registry and
      registered several items in that table.  Those items are referred
      to as "Re-auth-start" and "Re-auth" throughout this document.

  3.  It created an EAP-Initiate and Finish Attributes table in the EAP
      registry and registered several items in that table.  Those items
      are recorded in this document in Section 5.3.4.

  4.  It created a Re-authentication Cryptosuites table in the EAP
      registry and registered several items in that table.  Those items
      are recorded in this document at the end of Section 5.3.2.

  5.  It registered two items in the USRK Key Labels registry:

      *  Re-auth usage label "EAP Re-authentication Root [email protected]",
         recorded in this document in Section 4.1.

      *  DSRK-authorized delivery key "DSRK Delivery Authorized
         [email protected]", recorded in this document in the description of
         "Authorization Indication" in Section 5.3.3.

10.  Contributors

  Barry Leiba contributed all of the text in Section 9 and, as
  Applications Area Director, insisted upon its inclusion as a
  condition of publication.








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11.  Acknowledgments

  This document is largely based upon RFC 5296; thanks to all who
  participated in that effort (see Appendix A).  In addition, thanks to
  Yaron Sheffer, Sebastien Decugis, Ralph Droms, Stephen Farrell,
  Charlie Kaufman, and Yoav Nir for (mostly) useful comments and
  review.

12.  References

12.1.  Normative References

  [RFC2104]  Krawczyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed-
             Hashing for Message Authentication", RFC 2104,
             February 1997.

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3748]  Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.
             Levkowetz, Ed., "Extensible Authentication Protocol
             (EAP)", RFC 3748, June 2004.

  [RFC4282]  Aboba, B., Beadles, M., Arkko, J., and P. Eronen, "The
             Network Access Identifier", RFC 4282, December 2005.

  [RFC5295]  Salowey, J., Dondeti, L., Narayanan, V., and M. Nakhjiri,
             "Specification for the Derivation of Root Keys from an
             Extended Master Session Key (EMSK)", RFC 5295,
             August 2008.

12.2.  Informative References

  [DIAMETER-ERP]
             Bournelle, J., Morand, L., Decugis, S., Wu, Q., and G.
             Zorn, "Diameter Support for the EAP Re-authentication
             Protocol (ERP)", Work in Progress, June 2012.

  [IANA]     "Internet Assigned Numbers Authority",
             <http://www.iana.org/>.

  [IEEE_802.1X]
             Institute of Electrical and Electronics Engineers, "IEEE
             Standard for Local and Metropolitan Area Networks:
             Port-Based Network Access Control", IEEE Std 802.1X-2010,
             February 2010.





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  [IKE-EXT-for-ERP]
             Nir, Y. and Q. Wu, "An IKEv2 Extension for Supporting
             ERP", Work in Progress, May 2012.

  [MSKHierarchy]
             Lopez, R., Skarmeta, A., Bournelle, J., Laurent-
             Maknavicus, M., and J. Combes, "Improved EAP keying
             framework for a secure mobility access service",
             IWCMC '06, Proceedings of the 2006 International
             Conference on Wireless Communications and Mobile
             Computing, New York, NY, USA, 2006.

  [RFC2865]  Rigney, C., Willens, S., Rubens, A., and W. Simpson,
             "Remote Authentication Dial In User Service (RADIUS)",
             RFC 2865, June 2000.

  [RFC3162]  Aboba, B., Zorn, G., and D. Mitton, "RADIUS and IPv6",
             RFC 3162, August 2001.

  [RFC4187]  Arkko, J. and H. Haverinen, "Extensible Authentication
             Protocol Method for 3rd Generation Authentication and Key
             Agreement (EAP-AKA)", RFC 4187, January 2006.

  [RFC4962]  Housley, R. and B. Aboba, "Guidance for Authentication,
             Authorization, and Accounting (AAA) Key Management",
             BCP 132, RFC 4962, July 2007.

  [RFC5169]  Clancy, T., Nakhjiri, M., Narayanan, V., and L. Dondeti,
             "Handover Key Management and Re-Authentication Problem
             Statement", RFC 5169, March 2008.

  [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
             IANA Considerations Section in RFCs", BCP 26, RFC 5226,
             May 2008.

  [RFC5296]  Narayanan, V. and L. Dondeti, "EAP Extensions for EAP
             Re-authentication Protocol (ERP)", RFC 5296, August 2008.

  [RFC5749]  Hoeper, K., Ed., Nakhjiri, M., and Y. Ohba, Ed.,
             "Distribution of EAP-Based Keys for Handover and
             Re-Authentication", RFC 5749, March 2010.










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  [RFC5996]  Kaufman, C., Hoffman, P., Nir, Y., and P. Eronen,
             "Internet Key Exchange Protocol Version 2 (IKEv2)",
             RFC 5996, September 2010.

  [RFC6440]  Zorn, G., Wu, Q., and Y. Wang, "The EAP Re-authentication
             Protocol (ERP) Local Domain Name DHCPv6 Option", RFC 6440,
             December 2011.












































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Appendix A.  RFC 5296 Acknowledgments

  In writing this document, we benefited from discussing the problem
  space and the protocol itself with a number of folks including
  Bernard Aboba, Jari Arkko, Sam Hartman, Russ Housley, Joe Salowey,
  Jesse Walker, Charles Clancy, Michaela Vanderveen, Kedar Gaonkar,
  Parag Agashe, Dinesh Dharmaraju, Pasi Eronen, Dan Harkins, Yoshi
  Ohba, Glen Zorn, Alan DeKok, Katrin Hoeper, and other participants of
  the HOKEY Working Group.  Credit for the idea to use EAP-Initiate/
  Re-auth-Start goes to Charles Clancy, and credit for the idea to use
  multiple link-layer SAs to mitigate DoS attacks goes to Yoshi Ohba.
  Katrin Hoeper suggested the use of the windowing technique to handle
  multiple simultaneous ER exchanges.  Many thanks to Pasi Eronen for
  the suggestion to use hexadecimal encoding for the rIKname when sent
  as part of the keyName-NAI field.  Thanks to Bernard Aboba for
  suggestions in clarifying the EAP lock-step operation, and to Joe
  Salowey and Glen Zorn for help in specifying AAA transport of ERP
  messages.  Thanks to Sam Hartman for the DSRK Authorization
  Indication mechanism.
































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Appendix B.  Sample ERP Exchange

  0.  Authenticator --> Peer:
        EAP-Initiate/Re-auth-Start [Optional]

  1.  Peer --> Authenticator:
        EAP-Initiate/Re-auth(SEQ, keyName-NAI, cryptosuite,
                             Auth-tag*)

  1a. Authenticator --> Re-auth-Server:
        AAA-Request
        {
           Authenticator-Id,
           EAP-Initiate/Re-auth(SEQ, keyName-NAI, cryptosuite,
                                 Auth-tag*)
         }

  2.  ER-Server --> Authenticator:
        AAA-Response
        {
           rMSK,
           EAP-Finish/Re-auth(SEQ, keyName-NAI, cryptosuite, [CB-Info],
                               Auth-tag*)
        }

  2b. Authenticator --> Peer:
        EAP-Finish/Re-auth(SEQ, keyName-NAI, cryptosuite, [CB-Info],
                           Auth-tag*)

  * Auth-tag computation is over the entire EAP-Initiate/Finish
    message; the code values for Initiate and Finish are different,
    and thus reflection attacks are mitigated.



















Cao, et al.                  Standards Track                   [Page 46]

RFC 6696                 EAP Extensions for ERP                July 2012


Authors' Addresses

  Zhen Cao
  China Mobile
  No. 32, Xuanwumenxi Ave., Xicheng District
  Beijing  100053
  P.R. China
  EMail: [email protected]


  Baohong He
  China Academy of Telecommunication Research
  Beijing
  P.R. China
  Phone: +86 10 62300050
  EMail: [email protected]


  Yang Shi
  Huawei Technologies Co., Ltd.
  156 Beiqing Road, Zhongguancun, Haidian District
  Beijing
  P.R. China
  Phone: +86 10 60614043
  EMail: [email protected]


  Qin Wu (editor)
  Huawei Technologies Co., Ltd.
  101 Software Avenue, Yuhua District
  Nanjing, JiangSu  210012
  China
  Phone: +86-25-84565892
  EMail: [email protected]


  Glen Zorn (editor)
  Network Zen
  227/358 Thanon Sanphawut
  Bang Na, Bangkok  10260
  Thailand
  Phone: +66 (0) 909 201060
  EMail: [email protected]








Cao, et al.                  Standards Track                   [Page 47]