Internet Engineering Task Force (IETF)                      S. Kitterman
Request for Comments: 6652                                         Agari
Updates: 4408                                                  June 2012
Category: Standards Track
ISSN: 2070-1721


    Sender Policy Framework (SPF) Authentication Failure Reporting
                   Using the Abuse Reporting Format

Abstract

  This memo presents extensions to the Abuse Reporting Format (ARF) and
  Sender Policy Framework (SPF) specifications to allow for detailed
  reporting of message authentication failures in an on-demand fashion.

  This memo updates RFC 4408 by providing an IANA registry for SPF
  modifiers.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6652.

Copyright Notice

  Copyright (c) 2012 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.




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Table of Contents

  1. Introduction ....................................................2
  2. Definitions .....................................................3
     2.1. Key Words ..................................................3
     2.2. Imported Definitions .......................................3
  3. Optional Reporting Address for SPF ..............................3
  4. Requested Reports ...............................................4
     4.1. Requested Reports for SPF Failures .........................5
  5. IANA Considerations .............................................5
     5.1. SPF Modifier Registration ..................................5
  6. Security Considerations .........................................6
     6.1. Identity Selection .........................................6
     6.2. Report Volume ..............................................6
  7. References ......................................................7
     7.1. Normative References .......................................7
     7.2. Informative References .....................................7
  Appendix A. Acknowledgements .......................................8
  Appendix B. Examples ...............................................8
     B.1. SPF DNS Record for Domain That Sends No Mail but
          Requests Reports ...........................................8
     B.2. Minimal SPF DNS Record Change to Add a Reporting
          Address ....................................................8
     B.3. SPF DNS Record with Reporting Address, Report
          Percentage, and Requested Report Type ......................8

1.  Introduction

  The Abuse Reporting Format [ARF] defines a message format for sending
  reports of abuse in the messaging infrastructure, with an eye toward
  automating both the generation and consumption of those reports.

  The Sender Policy Framework [SPF] is one mechanism for message sender
  authentication; it is "path-based", meaning it authenticates the
  route that a message took from origin to destination.  The output is
  a verified domain name that can then be subjected to some sort of
  evaluation process (e.g., comparison to a known-good list, submission
  to a reputation service, etc.).

  This document extends [SPF] to add an optional reporting address and
  other parameters.  Extension of [ARF] to add features required for
  the reporting of these incidents is covered in [ARF-AUTHFAIL] and
  [ARF-AS].

  This document additionally creates a an IANA registry of [SPF] record
  modifiers to avoid modifier namespace collisions.





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2.  Definitions

2.1.  Key Words

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [KEYWORDS].

2.2.  Imported Definitions

  The [ABNF] token "qp-section" is defined in [MIME].

  "local-part" is defined in [MAIL].

  "addr-spec" is defined in [MAIL].

3.  Optional Reporting Address for SPF

  There exist cases in which an ADministrative Management Domain (ADMD)
  (see [EMAIL-ARCH]) employing [SPF] for announcing sending practices
  may want to know when messages are received via unauthorized routing.
  Currently, there is no such method defined in conjunction with
  standardized approaches such as [ARF].  Similar information can be
  gathered using a specially crafted [SPF] record and a special DNS
  server to track [SPF] record lookups.

  This document defines the following optional "modifier" (as defined
  in Section 4.6.1 of [SPF]) to SPF records, using the form defined in
  that specification:

  ra=  Reporting Address (plain-text; OPTIONAL; no default).  MUST be a
       local-part (see Section 3.4.1 of [MAIL]) specifying an e-mail
       address to which a report SHOULD be sent when mail claiming to
       be from this domain (see Section 2.4 of [SPF] for a description
       of how domains are identified for SPF checks) has failed the
       evaluation algorithm described in [SPF], in particular because a
       message arrived via an unauthorized route.  To generate a
       complete address to which the report is sent, the Verifier
       simply appends to this value an "@" followed by the
       SPF-compliant domain per Section 4.1 of [SPF].  ra= modifiers in
       a record that was reached by following an "include" mechanism
       (defined in Section 5.2 of [SPF]) MUST be ignored.

     ABNF:

     spf-report-tag = "ra=" qp-section





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  rp=  Requested Report Percentage (plain-text; OPTIONAL; default is
       "100").  The value is an integer from 0 to 100 inclusive that
       indicates what percentage of incidents of SPF failures, selected
       at random, are to cause reports to be generated.  The report
       generator SHOULD NOT issue reports for more than the requested
       percentage of incidents.  An exception to this might be some
       out-of-band arrangement between two parties to override it with
       some mutually agreed value.  Report generators MAY make use of
       the "Incidents:" field in [ARF] to indicate that there are more
       reportable incidents than there are reports.

     ABNF:

     spf-rp-tag = "rp=" 1*12DIGIT "/" 1*12DIGIT

  rr=  Requested Reports (plain-text; OPTIONAL; default is "all").  The
       value MUST be a colon-separated list of tokens representing
       those conditions under which a report is desired.  See
       Section 4.1 for a list of valid tags.

     ABNF:

     spf-rr-type = ( "all" / "e" / "f" / "s" / "n" )

     spf-rr-tag = "rr=" spf-rr-type *( ":" spf-rr-type )

  In the absence of an "ra=" tag in the SPF record, the "rp=" and "rr="
  tags MUST be ignored, and the report generator MUST NOT issue a
  report.

4.  Requested Reports

  This memo also includes, as the "rr" tokens defined above, the means
  by which the sender can request reports for specific circumstances of
  interest.  Verifiers MUST NOT generate reports for incidents that do
  not match a requested report and MUST ignore requests for reports not
  included in this list.














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4.1.  Requested Reports for SPF Failures

  The following report requests are defined for SPF results:

  all  All reports are requested.

  e    Reports are requested for messages that produced an SPF result
       of "TempError" or "PermError".

  f    Reports are requested for messages that produced an SPF result
       of "Fail".

  s    Reports are requested for messages that produced an SPF result
       of "SoftFail".

  n    Reports are requested for messages that produced an SPF result
       of "Neutral" or "None".

5.  IANA Considerations

  As required by [IANA-CONS], this section contains registry
  information for the new [SPF] modifiers.

5.1.  SPF Modifier Registration

  IANA has created the Modifier Names registry under Sender Policy
  Framework Parameters, to include a list of all registered SPF
  modifier names and their defining documents.

  New registrations or updates are to be published in accordance with
  the "Specification Required" guidelines as described in [IANA-CONS].
  New registrations and updates MUST contain the following information:

  1.  Name of the modifier being registered or updated

  2.  The document in which the specification of the modifier is
      published

  3.  New or updated status, which MUST be one of the following:

      Current:  The field is in current use

      Deprecated:  The field might be in current use but its use is
         discouraged

      Historic:  The field is no longer in current use





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  An update may make a notation on an existing registration indicating
  that a registered field is historic or deprecated if appropriate.

                +------------+-----------------+---------+
                | MODIFIER   | REFERENCE       | STATUS  |
                +------------+-----------------+---------+
                | exp        | RFC 4408        | Current |
                | redirect   | RFC 4408        | Current |
                | ra         | (this document) | Current |
                | rp         | (this document) | Current |
                | rr         | (this document) | Current |
                +------------+-----------------+---------+

6.  Security Considerations

  Inherited considerations: implementers are advised to consider the
  Security Considerations sections of [SPF], [ARF], [ARF-AS], and
  [ARF-AUTHFAIL].

  In addition to the advice in the Security Considerations section of
  [ARF-AS], these additional considerations apply to the generation of
  [SPF] authentication failure reports:

6.1.  Identity Selection

  Preventing an [SPF] failure for SPF authentication failure reports is
  essential to mitigate the risk of data loops.

     If the [SMTP] return address to be used will not be the NULL
     return address, i.e., "MAIL FROM:<>", then the selected return
     address MUST be selected such that it will pass [SPF] MAIL FROM
     checks upon initial receipt.

     If the report is passed to the Message Submission Agent (MSA) (MSA
     is described in [EMAIL-ARCH] using [SMTP]), the HELO/EHLO command
     parameter SHOULD also be selected so that it will pass [SPF] HELO
     checks.

6.2.  Report Volume

  It is impossible to predict the volume of reports this facility will
  generate when enabled by a report receiver.  An implementer ought to
  anticipate substantial volume, since the amount of abuse occurring at
  receivers cannot be known ahead of time, and may vary rapidly and
  unpredictably.






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7.  References

7.1.  Normative References

  [ABNF]     Crocker, D., Ed., and P. Overell, "Augmented BNF for
             Syntax Specifications: ABNF", STD 68, RFC 5234,
             January 2008.

  [ARF]      Shafranovich, Y., Levine, J., and M. Kucherawy, "An
             Extensible Format for Email Feedback Reports", RFC 5965,
             August 2010.

  [ARF-AS]   Falk, J. and M. Kucherawy, Ed., "Creation and Use of Email
             Feedback Reports: An Applicability Statement for the Abuse
             Reporting Format (ARF)", RFC 6650, June 2012.

  [ARF-AUTHFAIL]
             Fontana, H., "Authentication Failure Reporting Using the
             Abuse Reporting Format", RFC 6591, April 2012.

  [IANA-CONS]
             Narten, T. and H. Alvestrand, "Guidelines for Writing an
             IANA Considerations Section in RFCs", BCP 26, RFC 5226,
             May 2008.

  [KEYWORDS] Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [MAIL]     Resnick, P., Ed., "Internet Message Format", RFC 5322,
             October 2008.

  [MIME]     Freed, N. and N. Borenstein, "Multipurpose Internet Mail
             Extensions (MIME) Part One: Format of Internet Message
             Bodies", RFC 2045, November 1996.

  [SMTP]     Klensin, J., "Simple Mail Transfer Protocol", RFC 5321,
             October 2008.

  [SPF]      Wong, M. and W. Schlitt, "Sender Policy Framework (SPF)
             for Authorizing Use of Domains in E-Mail, Version 1",
             RFC 4408, April 2006.

7.2.  Informative References

  [EMAIL-ARCH]
             Crocker, D., "Internet Mail Architecture", RFC 5598,
             July 2009.




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Appendix A.  Acknowledgements

  The author wishes to acknowledge the following for their review and
  constructive criticism of this proposal: Murray Kucherawy, Tim
  Draegen, Julian Mehnle, and John Levine.

Appendix B.  Examples

B.1.  SPF DNS Record for Domain That Sends No Mail but Requests Reports

  v=spf1 ra=postmaster -all

B.2.  Minimal SPF DNS Record Change to Add a Reporting Address

  v=spf1 mx:example.org ra=postmaster -all

B.3.  SPF DNS Record with Reporting Address, Report Percentage, and
     Requested Report Type

  v=spf1 mx:example.org -all ra=postmaster rp=10 rr=e

Author's Address

  Scott Kitterman
  Agari
  3611 Scheel Dr.
  Ellicott City, MD  21042
  US

  Phone: +1 301 325 5475
  EMail: [email protected]




















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