Internet Engineering Task Force (IETF)                       Y. Lee, Ed.
Request for Comments: 6566                                        Huawei
Category: Informational                                G. Bernstein, Ed.
ISSN: 2070-1721                                        Grotto Networking
                                                                  D. Li
                                                                 Huawei
                                                          G. Martinelli
                                                                  Cisco
                                                             March 2012


                    A Framework for the Control of
    Wavelength Switched Optical Networks (WSONs) with Impairments

Abstract

  As an optical signal progresses along its path, it may be altered by
  the various physical processes in the optical fibers and devices it
  encounters.  When such alterations result in signal degradation,
  these processes are usually referred to as "impairments".  These
  physical characteristics may be important constraints to consider
  when using a GMPLS control plane to support path setup and
  maintenance in wavelength switched optical networks.

  This document provides a framework for applying GMPLS protocols and
  the Path Computation Element (PCE) architecture to support
  Impairment-Aware Routing and Wavelength Assignment (IA-RWA) in
  wavelength switched optical networks.  Specifically, this document
  discusses key computing constraints, scenarios, and architectural
  processes: routing, wavelength assignment, and impairment validation.
  This document does not define optical data plane aspects; impairment
  parameters; or measurement of, or assessment and qualification of, a
  route; rather, it describes the architectural and information
  components for protocol solutions.

















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RFC 6566            Framework for Optical Impairments         March 2012


Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for informational purposes.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Not all documents
  approved by the IESG are a candidate for any level of Internet
  Standard; see Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6566.

Copyright Notice

  Copyright (c) 2012 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.





















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Table of Contents

  1. Introduction ....................................................3
  2. Terminology .....................................................4
  3. Applicability ...................................................6
  4. Impairment-Aware Optical Path Computation .......................7
     4.1. Optical Network Requirements and Constraints ...............8
          4.1.1. Impairment-Aware Computation Scenarios ..............9
          4.1.2. Impairment Computation and
                 Information-Sharing Constraints ....................10
          4.1.3. Impairment Estimation Process ......................11
     4.2. IA-RWA Computation and Control Plane Architectures ........13
          4.2.1. Combined Routing, WA, and IV .......................15
          4.2.2. Separate Routing, WA, or IV ........................15
          4.2.3. Distributed WA and/or IV ...........................16
     4.3. Mapping Network Requirements to Architectures .............16
  5. Protocol Implications ..........................................19
     5.1. Information Model for Impairments .........................19
     5.2. Routing ...................................................20
     5.3. Signaling .................................................21
     5.4. PCE .......................................................21
          5.4.1. Combined IV & RWA ..................................21
          5.4.2. IV-Candidates + RWA ................................22
          5.4.3. Approximate IA-RWA + Separate Detailed-IV ..........24
  6. Manageability and Operations ...................................25
  7. Security Considerations ........................................26
  8. References .....................................................27
     8.1. Normative References ......................................27
     8.2. Informative References ....................................27
  9. Contributors ...................................................29

1.  Introduction

  Wavelength Switched Optical Networks (WSONs) are constructed from
  subsystems that may include wavelength division multiplexed links,
  tunable transmitters and receivers, Reconfigurable Optical Add/Drop
  Multiplexers (ROADMs), wavelength converters, and electro-optical
  network elements.  A WSON is a Wavelength Division Multiplexing
  (WDM)-based optical network in which switching is performed
  selectively based on the center wavelength of an optical signal.

  As an optical signal progresses along its path, it may be altered by
  the various physical processes in the optical fibers and devices it
  encounters.  When such alterations result in signal degradation,
  these processes are usually referred to as "impairments".  Optical
  impairments accumulate along the path (without 3R regeneration
  [G.680]) traversed by the signal.  They are influenced by the type of
  fiber used, the types and placement of various optical devices, and



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  the presence of other optical signals that may share a fiber segment
  along the signal's path.  The degradation of the optical signals due
  to impairments can result in unacceptable bit error rates or even a
  complete failure to demodulate and/or detect the received signal.

  In order to provision an optical connection (an optical path) through
  a WSON, a combination of path continuity, resource availability, and
  impairment constraints must be met to determine viable and optimal
  paths through the network.  The determination of appropriate paths is
  known as Impairment-Aware Routing and Wavelength Assignment (IA-RWA).

  Generalized Multi-Protocol Label Switching (GMPLS) [RFC3945] provides
  a set of control plane protocols that can be used to operate networks
  ranging from packet switch capable networks to those networks that
  use time division multiplexing and WDM.  The Path Computation Element
  (PCE) architecture [RFC4655] defines functional computation
  components that can be used in cooperation with the GMPLS control
  plane to compute and suggest appropriate paths.  [RFC4054] provides
  an overview of optical impairments and their routing (path selection)
  implications for GMPLS.  This document uses [G.680] and other ITU-T
  Recommendations as references for the optical data plane aspects.

  This document provides a framework for applying GMPLS protocols and
  the PCE architecture to the control and operation of IA-RWA for
  WSONs.  To aid in this evaluation, this document provides an overview
  of the subsystems and processes that comprise WSONs and describes
  IA-RWA models based on the corresponding ITU-T Recommendations, so
  that the information requirements for use by GMPLS and PCE systems
  can be identified.  This work will facilitate the development of
  protocol extensions in support of IA-RWA within the GMPLS and PCE
  protocol families.

2.  Terminology

  ADM: Add/Drop Multiplexer.  An optical device used in WDM networks
     and composed of one or more line side ports and, typically, many
     tributary ports.

  Black Links: Black links refer to tributary interfaces where only
     link characteristics are defined.  This approach enables
     transverse compatibility at the single-channel point using a
     direct wavelength-multiplexing configuration.

  CWDM: Coarse Wavelength Division Multiplexing

  DGD: Differential Group Delay

  DWDM: Dense Wavelength Division Multiplexing



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  FOADM: Fixed Optical Add/Drop Multiplexer

  GMPLS: Generalized Multi-Protocol Label Switching

  IA-RWA: Impairment-Aware Routing and Wavelength Assignment

  Line Side: In a WDM system, line side ports and links typically can
     carry the full multiplex of wavelength signals, as compared to
     tributary (add or drop ports), which typically carry a few
     (typically one) wavelength signals.

  NEs: Network Elements

  OADMs: Optical Add/Drop Multiplexers

  OSNR: Optical Signal-to-Noise Ratio

  OXC: Optical Cross-Connect.  An optical switching element in which a
     signal on any input port can reach any output port.

  PCC: Path Computation Client.  Any client application requesting that
     a path computation be performed by the Path Computation Element.

  PCE: Path Computation Element.  An entity (component, application, or
     network node) that is capable of computing a network path or route
     based on a network graph and application of computational
     constraints.

  PCEP: PCE Communication Protocol.  The communication protocol between
     a Path Computation Client and Path Computation Element.

  PXC: Photonic Cross-Connect

  Q-Factor: The Q-factor provides a qualitative description of the
     receiver performance.  It is a function of the optical signal-to-
     noise ratio.  The Q-factor suggests the minimum SNR (Signal-to-
     Noise Ratio) required to obtain a specific bit error rate (BER)
     for a given signal.

  ROADM: Reconfigurable Optical Add/Drop Multiplexer.  A wavelength-
     selective switching element featuring input and output line side
     ports as well as add/drop tributary ports.

  RWA: Routing and Wavelength Assignment

  Transparent Network: A Wavelength Switched Optical Network that does
     not contain regenerators or wavelength converters.




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  Translucent Network:  A Wavelength Switched Optical Network that is
     predominantly transparent but may also contain limited numbers of
     regenerators and/or wavelength converters.

  Tributary: A link or port on a WDM system that can carry
     significantly less than the full multiplex of wavelength signals
     found on the line side links/ports.  Typical tributary ports are
     the add and drop ports on an ADM, and these support only a single
     wavelength channel.

  Wavelength Conversion/Converters: The process of converting an
     information-bearing optical signal centered at a given wavelength
     to information with "equivalent" content centered at a different
     wavelength.  Wavelength conversion can be implemented via an
     optical-electronic-optical (OEO) process or via a strictly optical
     process.

  WDM: Wavelength Division Multiplexing

  Wavelength Switched Optical Networks (WSONs): WDM-based optical
     networks in which switching is performed selectively based on the
     center wavelength of an optical signal.

3.  Applicability

  There are deployment scenarios for WSONs where not all possible paths
  will yield suitable signal quality.  There are multiple reasons;
  below is a non-exhaustive list of examples:

  o  WSONs are evolving and are using multi-degree optical cross-
     connects in such a way that network topologies are changing from
     rings (and interconnected rings) to general mesh.  Adding network
     equipment such as amplifiers or regenerators to ensure that all
     paths are feasible leads to an over-provisioned network.  Indeed,
     even with over-provisioning, the network could still have some
     infeasible paths.

  o  Within a given network, the optical physical interface may change
     over the network's life; e.g., the optical interfaces might be
     upgraded to higher bitrates.  Such changes could result in paths
     being unsuitable for the optical signal.  Moreover, the optical
     physical interfaces are typically provisioned at various stages of
     the network's life span, as needed, by traffic demands.

  o  There are cases where a network is upgraded by adding new optical
     cross-connects to increase network flexibility.  In such cases,
     existing paths will have their feasibility modified while new
     paths will need to have their feasibility assessed.



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  o  With the recent bitrate increases from 10G to 40G and 100G over a
     single wavelength, WSONs will likely be operated with a mix of
     wavelengths at different bitrates.  This operational scenario will
     impose impairment constraints due to different physical behavior
     of different bitrates and associated modulation formats.

  Not having an impairment-aware control plane for such networks will
  require a more complex network design phase that needs to take into
  account the evolving network status in terms of equipment and traffic
  at the beginning stage.  In addition, network operations such as path
  establishment will require significant pre-design via non-control-
  plane processes, resulting in significantly slower network
  provisioning.

  It should be highlighted that the impact of impairments and use in
  determination of path viability is not sufficiently well established
  for general applicability [G.680]; it will depend on network
  implementations.  The use of an impairment-aware control plane, and
  the set of information distributed, will need to be evaluated on a
  case-by-case scenario.

4.  Impairment-Aware Optical Path Computation

  The basic criterion for path selection is whether one can
  successfully transmit the signal from a transmitter to a receiver
  within a prescribed error tolerance, usually specified as a maximum
  permissible BER.  This generally depends on the nature of the signal
  transmitted between the sender and receiver and the nature of the
  communications channel between the sender and receiver.  The optical
  path utilized (along with the wavelength) determines the
  communications channel.

  The optical impairments incurred by the signal along the fiber and at
  each optical network element along the path determine whether the BER
  performance or any other measure of signal quality can be met for a
  signal on a particular end-to-end path.

  Impairment-aware path calculation also needs to take into account
  when regeneration is used along the path.  [RFC6163] provides
  background on the concept of optical translucent networks that
  contain transparent elements and electro-optical elements such as OEO
  regenerations.  In such networks, a generic light path can go through
  a number of regeneration points.








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  Regeneration points could happen for two reasons:

   (i) Wavelength conversion is performed in order to assist RWA in
       avoiding wavelength blocking.  This is the impairment-free case
       covered by [RFC6163].

  (ii) The optical signal without regeneration would be too degraded to
       meet end-to-end BER requirements.  This is the case when RWA
       takes into consideration impairment estimation covered by this
       document.

  In the latter case, an optical path can be seen as a set of
  transparent segments.  The calculation of optical impairments needs
  to be reset at each regeneration point so each transparent segment
  will have its own impairment evaluation.

        +---+    +----+   +----+     +-----+     +----+    +---+
        | I |----| N1 |---| N2 |-----| REG |-----| N3 |----| E |
        +---+    +----+   +----+     +-----+     +----+    +---+

        |<----------------------------->|<-------------------->|
                   Segment 1                    Segment 2

        Figure 1.  Optical Path as a Set of Transparent Segments

  For example, Figure 1 represents an optical path from node I to
  node E with a regeneration point, REG, in between.  This is feasible
  from an impairment validation perspective if both segments (I, N1,
  N2, REG) and (REG, N3, E) are feasible.

4.1.  Optical Network Requirements and Constraints

  This section examines the various optical network requirements and
  constraints under which an impairment-aware optical control plane may
  have to operate.  These requirements and constraints motivate the
  IA-RWA architectural alternatives presented in Section 4.2.
  Different optical network contexts can be broken into two main
  criteria: (a) the accuracy required in the estimation of impairment
  effects and (b) the constraints on the impairment estimation
  computation and/or sharing of impairment information.











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4.1.1.  Impairment-Aware Computation Scenarios

  A. No Concern for Impairments or Wavelength Continuity Constraints

     This situation is covered by existing GMPLS with local wavelength
     (label) assignment.

  B. No Concern for Impairments, but Wavelength Continuity Constraints

     This situation is applicable to networks designed such that every
     possible path is valid for the signal types permitted on the
     network.  In this case, impairments are only taken into account
     during network design; after that -- for example, during optical
     path computation -- they can be ignored.  This is the case
     discussed in [RFC6163] where impairments may be ignored by the
     control plane and only optical parameters related to signal
     compatibility are considered.

  C. Approximated Impairment Estimation

     This situation is applicable to networks in which impairment
     effects need to be considered but where there is a sufficient
     margin such that impairment effects can be estimated via such
     approximation techniques as link budgets and dispersion [G.680]
     [G.Sup39].  The viability of optical paths for a particular class
     of signals can be estimated using well-defined approximation
     techniques [G.680] [G.Sup39].  This is generally known as the
     linear case, where only linear effects are taken into account.
     Note that adding or removing an optical signal on the path should
     not render any of the existing signals in the network non-viable.
     For example, one form of non-viability is the occurrence in
     existing links of transients of sufficient magnitude to impact the
     BER of existing signals.

     Much work at ITU-T has gone into developing impairment models at
     this level and at more detailed levels.  Impairment
     characterization of network elements may be used to calculate
     which paths are conformant with a specified BER for a particular
     signal type.  In such a case, the impairment-aware (IA) path
     computation can be combined with the RWA process to permit more
     optimal IA-RWA computations.  Note that the IA path computation
     may also take place in a separate entity, i.e., a PCE.









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  D. Accurate Impairment Computation

     This situation is applicable to networks in which impairment
     effects must be more accurately computed.  For these networks, a
     full computation and evaluation of the impact to any existing
     paths need to be performed prior to the addition of a new path.
     Currently, no impairment models are available from ITU-T, and this
     scenario is outside the scope of this document.

4.1.2.  Impairment Computation and Information-Sharing Constraints

  In GMPLS, information used for path computation is standardized for
  distribution amongst the elements participating in the control plane,
  and any appropriately equipped PCE can perform path computation.  For
  optical systems, this may not be possible.  This is typically due to
  only portions of an optical system being subject to standardization.
  In ITU-T Recommendations [G.698.1] and [G.698.2], which specify
  single-channel interfaces to multi-channel DWDM systems, only the
  single-channel interfaces (transmit and receive) are specified, while
  the multi-channel links are not standardized.  These DWDM links are
  referred to as "black links", since their details are not generally
  available.  However, note that the overall impact of a black link at
  the single-channel interface points is limited by [G.698.1] and
  [G.698.2].

  Typically, a vendor might use proprietary impairment models for DWDM
  spans in order to estimate the validity of optical paths.  For
  example, models of optical nonlinearities are not currently
  standardized.  Vendors may also choose not to publish impairment
  details for links or a set of network elements, in order not to
  divulge their optical system designs.

  In general, the impairment estimation/validation of an optical path
  for optical networks with black links in the path could not be
  performed by a general-purpose IA computation entity, since it would
  not have access to or understand the black-link impairment
  parameters.  However, impairment estimation (optical path validation)
  could be performed by a vendor-specific IA computation entity.  Such
  a vendor-specific IA computation entity could utilize standardized
  impairment information imported from other network elements in these
  proprietary computations.

  In the following, the term "black links" will be used to describe
  these computation and information-sharing constraints in optical
  networks.  From the control plane perspective, the following options
  are considered:





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RFC 6566            Framework for Optical Impairments         March 2012


  1. The authority in control of the black links can furnish a list of
     all viable paths between all viable node pairs to a computation
     entity.  This information would be particularly useful as an input
     to RWA optimization to be performed by another computation entity.
     The difficulty here is that such a list of paths, along with any
     wavelength constraints, could get unmanageably large as the size
     of the network increases.

  2. The authority in control of the black links could provide a
     PCE-like entity a list of viable paths/wavelengths between two
     requested nodes.  This is useful as an input to RWA optimizations
     and can reduce the scaling issue previously mentioned.  Such a
     PCE-like entity would not need to perform a full RWA computation;
     i.e., it would not need to take into account current wavelength
     availability on links.  Such an approach may require PCEP
     extensions for both the request and response information.

  3. The authority in control of the black links provides a PCE that
     performs full IA-RWA services.  The difficulty here is that this
     option requires the one authority to also become the sole source
     of all RWA optimization algorithms.

  In all of the above cases, it would be the responsibility of the
  authority in control of the black links to import the shared
  impairment information from the other NEs via the control plane or
  other means as necessary.

4.1.3.  Impairment Estimation Process

  The impairment estimation process can be modeled through the
  following functional blocks.  These blocks are independent of any
  control plane architecture; that is, they can be implemented by the
  same or by different control plane functions, as detailed in the
  following sections.

















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                                              +-----------------+
       +------------+        +-----------+    |  +------------+ |
       |            |        |           |    |  |            | |
       | Optical    |        | Optical   |    |  | Optical    | |
       | Interface  |------->| Impairment|--->|  | Channel    | |
       | (Transmit/ |        | Path      |    |  | Estimation | |
       |  Receive)  |        |           |    |  |            | |
       +------------+        +-----------+    |  +------------+ |
                                              |        ||       |
                                              |        ||       |
                                              |    Estimation   |
                                              |        ||       |
                                              |        \/       |
                                              |  +------------+ |
                                              |  |  BER/      | |
                                              |  |  Q Factor  | |
                                              |  +------------+ |
                                              +-----------------+

  Starting from the functional block on the left, the optical interface
  represents where the optical signal is transmitted or received and
  defines the properties at the path endpoints.  Even the impairment-
  free case, such as scenario B in Section 4.1.1, needs to consider a
  minimum set of interface characteristics.  In such a case, only a few
  parameters used to assess the signal compatibility will be taken into
  account (see [RFC6163]).  For the impairment-aware case, these
  parameters may be sufficient or not, depending on the accepted level
  of approximation (scenarios C and D).  This functional block
  highlights the need to consider a set of interface parameters during
  the impairment validation process.

  The "Optical Impairment Path" block represents the types of
  impairments affecting a wavelength as it traverses the networks
  through links and nodes.  In the case of a network where there are no
  impairments (scenario A), this block will not be present.  Otherwise,
  this function must be implemented in some way via the control plane.
  Architectural alternatives to accomplish this are provided in
  Section 4.2.  This block implementation (e.g., through routing,
  signaling, or a PCE) may influence the way the control plane
  distributes impairment information within the network.

  The last block implements the decision function for path feasibility.
  Depending on the IA level of approximation, this function can be more
  or less complex.  For example, in the case of no IA approximation,
  only the signal class compatibility will be verified.  In addition to
  a feasible/not-feasible result, it may be worthwhile for decision
  functions to consider the case in which paths would likely be
  feasible within some degree of confidence.  The optical impairments



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  are usually not fixed values, as they may vary within ranges of
  values according to the approach taken in the physical modeling
  (worst-case, statistical, or based on typical values).  For example,
  the utilization of the worst-case value for each parameter within the
  impairment validation process may lead to marking some paths as not
  feasible, while they are very likely to be, in reality, feasible.

4.2.  IA-RWA Computation and Control Plane Architectures

  From a control plane point of view, optical impairments are
  additional constraints to the impairment-free RWA process described
  in [RFC6163].  In IA-RWA, there are conceptually three general
  classes of processes to be considered: Routing (R), Wavelength
  Assignment (WA), and Impairment Validation (IV), i.e., estimation.

  Impairment validation may come in many forms and may be invoked at
  different levels of detail in the IA-RWA process.  All of the
  variations of impairment validation discussed in this section are
  based on scenario C ("Approximated Impairment Estimation") as
  discussed in Section 4.1.1.  From a process point of view, the
  following three forms of impairment validation will be considered:

  o  IV-Candidates

     In this case, an IV process furnishes a set of paths between two
     nodes along with any wavelength restrictions, such that the paths
     are valid with respect to optical impairments.  These paths and
     wavelengths may not actually be available in the network, due to
     its current usage state.  This set of paths could be returned in
     response to a request for a set of at most K valid paths between
     two specified nodes.  Note that such a process never directly
     discloses optical impairment information.  Note also that this
     case includes any paths between the source and destination that
     may have been "pre-validated".

     In this case, the control plane simply makes use of candidate
     paths but does not have any optical impairment information.
     Another option is when the path validity is assessed within the
     control plane.  The following cases highlight this situation.

  o  IV-Approximate Verification

     Here, approximation methods are used to estimate the impairments
     experienced by a signal.  Impairments are typically approximated
     by linear and/or statistical characteristics of individual or
     combined components and fibers along the signal path.





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  o  IV-Detailed Verification

     In this case, an IV process is given a particular path and
     wavelength through an optical network and is asked to verify
     whether the overall quality objectives for the signal over this
     path can be met.  Note that such a process never directly
     discloses optical impairment information.

  The next two cases refer to the way an impairment validation
  computation can be performed from a decision-making point of view.

  o  IV-Centralized

     In this case, impairments to a path are computed at a single
     entity.  The information concerning impairments, however, may
     still be gathered from network elements.  Depending on how
     information is gathered, this may put additional requirements on
     routing protocols.  This topic will be detailed in later sections.

  o  IV-Distributed

     In the distributed IV process, approximate degradation measures
     such as OSNR, dispersion, DGD, etc., may be accumulated along the
     path via signaling.  Each node on the path may already perform
     some part of the impairment computation (i.e., distributed).  When
     the accumulated measures reach the destination node, a decision on
     the impairment validity of the path can be made.  Note that such a
     process would entail revealing an individual network element's
     impairment information, but it does not generally require
     distributing optical parameters to the entire network.

  The control plane must not preclude the possibility of concurrently
  performing one or all of the above cases in the same network.  For
  example, there could be cases where a certain number of paths are
  already pre-validated (IV-Candidates), so the control plane may set
  up one of those paths without requesting any impairment validation
  procedure.  On the same network, however, the control plane may
  compute a path outside the set of IV-Candidates for which an
  impairment evaluation can be necessary.

  The following subsections present three major classes of IA-RWA path
  computation architectures and review some of their respective
  advantages and disadvantages.








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4.2.1.  Combined Routing, WA, and IV

  From the point of view of optimality, reasonably good IA-RWA
  solutions can be achieved if the PCE can conceptually/algorithmically
  combine the processes of routing, wavelength assignment, and
  impairment validation.

  Such a combination can take place if the PCE is given (a) the
  impairment-free WSON information as discussed in [RFC6163] and (b)
  impairment information to validate potential paths.

4.2.2.  Separate Routing, WA, or IV

  Separating the processes of routing, WA, and/or IV can reduce the
  need for the sharing of different types of information used in path
  computation.  This was discussed for routing, separate from WA, in
  [RFC6163].  In addition, as was discussed in Section 4.1.2, some
  impairment information may not be shared, and this may lead to the
  need to separate IV from RWA.  In addition, if IV needs to be done at
  a high level of precision, it may be advantageous to offload this
  computation to a specialized server.

  The following conceptual architectures belong in this general
  category:

  o  R + WA + IV
     separate routing, wavelength assignment, and impairment
     validation.

  o  R + (WA & IV)
     routing separate from a combined wavelength assignment and
     impairment validation process.  Note that impairment validation is
     typically wavelength dependent.  Hence, combining WA with IV can
     lead to improved efficiency.

  o  (RWA) + IV
     combined routing and wavelength assignment with a separate
     impairment validation process.

  Note that the IV process may come before or after the RWA processes.
  If RWA comes first, then IV is just rendering a yes/no decision on
  the selected path and wavelength.  If IV comes first, it would need
  to furnish a list of possible (valid with respect to impairments)
  routes and wavelengths to the RWA processes.







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4.2.3.  Distributed WA and/or IV

  In the non-impairment RWA situation [RFC6163], it was shown that a
  distributed WA process carried out via signaling can eliminate the
  need to distribute wavelength availability information via an
  interior gateway protocol (IGP).  A similar approach can allow for
  the distributed computation of impairment effects and avoid the need
  to distribute impairment characteristics of network elements and
  links by routing protocols or by other means.  Therefore, the
  following conceptual options belong to this category:

  o  RWA + D(IV)
     combined routing and wavelength assignment and distributed
     impairment validation.

  o  R + D(WA & IV)
     routing separate from a distributed wavelength assignment and
     impairment validation process.

  Distributed impairment validation for a prescribed network path
  requires that the effects of impairments be calculated by approximate
  models with cumulative quality measures such as those given in
  [G.680].  The protocol encoding of the impairment-related information
  from [G.680] would need to be agreed upon.

  If distributed WA is being done at the same time as distributed IV,
  then it is necessary to accumulate impairment-related information for
  all wavelengths that could be used.  The amount of information is
  reduced somewhat as potential wavelengths are discovered to be in use
  but could be a significant burden for lightly loaded networks with
  high channel counts.

4.3.  Mapping Network Requirements to Architectures

  Figure 2 shows process flows for the three main architectural
  alternatives to IA-RWA that apply when approximate impairment
  validation is sufficient.  Figure 3 shows process flows for the two
  main architectural alternatives that apply when detailed impairment
  verification is required.












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                 +-----------------------------------+
                 |   +--+     +-------+     +--+     |
                 |   |IV|     |Routing|     |WA|     |
                 |   +--+     +-------+     +--+     |
                 |                                   |
                 |        Combined Processes         |
                 +-----------------------------------+
                                 (a)

          +--------------+      +----------------------+
          | +----------+ |      | +-------+    +--+    |
          | |    IV    | |      | |Routing|    |WA|    |
          | |Candidates| |----->| +-------+    +--+    |
          | +----------+ |      |  Combined Processes  |
          +--------------+      +----------------------+
                                 (b)

           +-----------+        +----------------------+
           | +-------+ |        |    +--+    +--+      |
           | |Routing| |------->|    |WA|    |IV|      |
           | +-------+ |        |    +--+    +--+      |
           +-----------+        | Distributed Processes|
                                +----------------------+
                                 (c)

   Figure 2.  Process Flows for the Three Main Approximate Impairment
                       Architectural Alternatives

  The advantages, requirements, and suitability of these options are as
  follows:

  o  Combined IV & RWA process

     This alternative combines RWA and IV within a single computation
     entity, enabling highest potential optimality and efficiency in
     IA-RWA.  This alternative requires that the computation entity
     have impairment information as well as non-impairment RWA
     information.  This alternative can be used with black links but
     would then need to be provided by the authority controlling the
     black links.

  o  IV-Candidates + RWA process

     This alternative allows separation of impairment information into
     two computation entities while still maintaining a high degree of
     potential optimality and efficiency in IA-RWA.  The IV-Candidates
     process needs to have impairment information from all optical
     network elements, while the RWA process needs to have



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     non-impairment RWA information from the network elements.  This
     alternative can be used with black links, but the authority in
     control of the black links would need to provide the functionality
     of the IV-Candidates process.  Note that this is still very
     useful, since the algorithmic areas of IV and RWA are very
     different and conducive to specialization.

  o  Routing + Distributed WA and IV

     In this alternative, a signaling protocol may be extended and
     leveraged in the wavelength assignment and impairment validation
     processes.  Although this doesn't enable as high a potential
     degree of optimality as (a) or (b), it does not require
     distribution of either link wavelength usage or link/node
     impairment information.  Note that this is most likely not
     suitable for black links.

            +-----------------------------------+     +------------+
            | +-----------+  +-------+    +--+  |     | +--------+ |
            | |    IV     |  |Routing|    |WA|  |     | |  IV    | |
            | |Approximate|  +-------+    +--+  |---->| |Detailed| |
            | +-----------+                     |     | +--------+ |
            |        Combined Processes         |     |            |
            +-----------------------------------+     +------------+
                                     (a)

      +--------------+      +----------------------+     +------------+
      | +----------+ |      | +-------+    +--+    |     | +--------+ |
      | |    IV    | |      | |Routing|    |WA|    |---->| |  IV    | |
      | |Candidates| |----->| +-------+    +--+    |     | |Detailed| |
      | +----------+ |      |  Combined Processes  |     | +--------+ |
      +--------------+      +----------------------+     |            |
                                     (b)                 +------------+

       Figure 3.  Process Flows for the Two Main Detailed Impairment
                      Validation Architectural Options

     The advantages, requirements, and suitability of these detailed
     validation options are as follows:

  o  Combined Approximate IV & RWA + Detailed-IV

     This alternative combines RWA and approximate IV within a single
     computation entity, enabling the highest potential optimality and
     efficiency in IA-RWA while keeping a separate entity performing
     detailed impairment validation.  In the case of black links, the
     authority controlling the black links would need to provide all
     functionality.



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  o  IV-Candidates + RWA + Detailed-IV

     This alternative allows separation of approximate impairment
     information into a computation entity while still maintaining a
     high degree of potential optimality and efficiency in IA-RWA;
     then, a separate computation entity performs detailed impairment
     validation.  Note that detailed impairment estimation is not
     standardized.

5.  Protocol Implications

  The previous IA-RWA architectural alternatives and process flows make
  differing demands on a GMPLS/PCE-based control plane.  This section
  discusses the use of (a) an impairment information model, (b) the PCE
  as computation entity assuming the various process roles and
  consequences for PCEP, (c) possible extensions to signaling, and
  (d) possible extensions to routing.  This document is providing this
  evaluation to aid protocol solutions work.  The protocol
  specifications may deviate from this assessment.  The assessment of
  the impacts to the control plane for IA-RWA is summarized in
  Figure 4.

      +--------------------+-----+-----+------------+---------+
      | IA-RWA Option      | PCE | Sig | Info Model | Routing |
      +--------------------+-----+-----+------------+---------+
      |          Combined  | Yes | No  |    Yes     |   Yes   |
      |          IV & RWA  |     |     |            |         |
      +--------------------+-----+-----+------------+---------+
      |     IV-Candidates  | Yes | No  |    Yes     |   Yes   |
      |         + RWA      |     |     |            |         |
      +--------------------+-----+-----+------------+---------+
      |    Routing +       | No  | Yes |    Yes     |   No    |
      |Distributed IV, RWA |     |     |            |         |
      +--------------------+-----+-----+------------+---------+

    Figure 4.  IA-RWA Architectural Options and Control Plane Impacts

5.1.  Information Model for Impairments

  As previously discussed, most IA-RWA scenarios rely, to a greater or
  lesser extent, on a common impairment information model.  A number of
  ITU-T Recommendations cover both detailed and approximate impairment
  characteristics of fibers, a variety of devices, and a variety of
  subsystems.  An impairment model that can be used as a guideline for
  optical network elements and assessment of path viability is given
  in [G.680].





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  It should be noted that the current version of [G.680] is limited to
  networks composed of a single WDM line system vendor combined with
  OADMs and/or PXCs from potentially multiple other vendors.  This is
  known as "situation 1" and is shown in Figure 1-1 of [G.680].  It is
  planned in the future that [G.680] will include networks
  incorporating line systems from multiple vendors, as well as OADMs
  and/or PXCs from potentially multiple other vendors.  This is known
  as "situation 2" and is shown in Figure 1-2 of [G.680].

  For the case of distributed IV, this would require more than an
  impairment information model.  It would need a common impairment
  "computation" model.  In the distributed IV case, one needs to
  standardize the accumulated impairment measures that will be conveyed
  and updated at each node.  Section 9 of [G.680] provides guidance in
  this area, with specific formulas given for OSNR, residual
  dispersion, polarization mode dispersion/polarization-dependent loss,
  and effects of channel uniformity.  However, specifics of what
  intermediate results are kept and in what form would need to be
  standardized for interoperability.  As noted in [G.680], this
  information may possibly not be sufficient, and in such a case, the
  applicability would be network dependent.

5.2.  Routing

  Different approaches to path/wavelength impairment validation give
  rise to different demands placed on GMPLS routing protocols.  In the
  case where approximate impairment information is used to validate
  paths, GMPLS routing may be used to distribute the impairment
  characteristics of the network elements and links based on the
  impairment information model previously discussed.

  Depending on the computational alternative, the routing protocol may
  need to advertise information necessary to the impairment validation
  process.  This can potentially cause scalability issues, due to the
  high volume of data that need to be advertised.  Such issues can be
  addressed by separating data that need to be advertised only rarely
  from data that need to be advertised more frequently, or by adopting
  other forms of awareness solutions as described in previous sections
  (e.g., a centralized and/or external IV entity).

  In terms of scenario C in Section 4.1.1, the model defined by [G.680]
  will apply, and the routing protocol will need to gather information
  required for such computations.

  In the case of distributed IV, no new demands would be placed on the
  routing protocol.





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5.3.  Signaling

  The largest impacts on signaling occur in the cases where distributed
  impairment validation is performed.  In this case, it is necessary to
  accumulate impairment information, as previously discussed.  In
  addition, since the characteristics of the signal itself, such as
  modulation type, can play a major role in the tolerance of
  impairments, this type of information will need to be implicitly or
  explicitly signaled so that an impairment validation decision can be
  made at the destination node.

  It remains for further study whether it may be beneficial to include
  additional information to a connection request, such as desired
  egress signal quality (defined in some appropriate sense) in
  non-distributed IV scenarios.

5.4.  PCE

  In Section 4.2, a number of computational architectural alternatives
  were given that could be used to meet the various requirements and
  constraints of Section 4.1.  Here, the focus is on how these
  alternatives could be implemented via either a single PCE or a set of
  two or more cooperating PCEs, and the impacts on the PCEP.  This
  document provides this evaluation to aid solutions work.  The
  protocol specifications may deviate from this assessment.

5.4.1.  Combined IV & RWA

  In this situation, shown in Figure 2(a), a single PCE performs all of
  the computations needed for IA-RWA.

  o  Traffic Engineering (TE) Database requirements: WSON topology and
     switching capabilities, WSON WDM link wavelength utilization, and
     WSON impairment information.

  o  PCC to PCE Request Information: Signal characteristics/type,
     required quality, source node, and destination node.

  o  PCE to PCC Reply Information: If the computations completed
     successfully, then the PCE returns the path and its assigned
     wavelength.  If the computations could not complete successfully,
     it would be potentially useful to know why.  At a minimum, it is
     of interest to know if this was due to lack of wavelength
     availability, impairment considerations, or both.  The information
     to be conveyed is for further study.






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5.4.2.  IV-Candidates + RWA

  In this situation, as shown in Figure 2(b), two separate processes
  are involved in the IA-RWA computation.  This requires two
  cooperating path computation entities: one for the IV-Candidates
  process and another for the RWA process.  In addition, the overall
  process needs to be coordinated.  This could be done with yet another
  PCE, or this functionality could be added to one of a number of
  previously defined entities.  This later option requires that the RWA
  entity also act as the overall process coordinator.  The roles,
  responsibilities, and information requirements for these two
  entities, when instantiated as PCEs, are given below.

  RWA and Coordinator PCE (RWA-Coord PCE):

     The RWA-Coord PCE is responsible for interacting with the PCC and
     for utilizing the IV-Candidates PCE as needed during RWA
     computations.  In particular, it needs to know that it is to use
     the IV-Candidates PCE to obtain a potential set of routes and
     wavelengths.

     o  TE Database requirements: WSON topology and switching
        capabilities, and WSON WDM link wavelength utilization (no
        impairment information).

     o  PCC to RWA PCE request: same as in the combined case.

     o  RWA PCE to PCC reply: same as in the combined case.

     o  RWA PCE to IV-Candidates PCE request: The RWA PCE asks for a
        set of at most K routes, along with acceptable wavelengths
        between nodes specified in the original PCC request.

     o  IV-Candidates PCE reply to RWA PCE: The IV-Candidates PCE
        returns a set of at most K routes, along with acceptable
        wavelengths between nodes specified in the RWA PCE request.

  IV-Candidates PCE:

     The IV-Candidates PCE is responsible for impairment-aware path
     computation.  It need not take into account current link
     wavelength utilization, but this is not prohibited.  The
     IV-Candidates PCE is only required to interact with the RWA PCE as
     indicated above, and not the initiating PCC.  Note: The
     RWA-Coord PCE is also a PCC with respect to the IV-Candidate.






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     o  TE Database requirements: WSON topology and switching
        capabilities, and WSON impairment information (no information
        link wavelength utilization required).

  Figure 5 shows a sequence diagram for the possible interactions
  between the PCC, RWA-Coord PCE, and IV-Candidates PCE.

     +---+                +-------------+          +-----------------+
     |PCC|                |RWA-Coord PCE|          |IV-Candidates PCE|
     +-+-+                +------+------+          +---------+-------+
       ...___     (a)            |                           |
       |     ````---...____      |                           |
       |                   ```-->|                           |
       |                         |                           |
       |                         |--..___    (b)             |
       |                         |       ```---...___        |
       |                         |                   ```---->|
       |                         |                           |
       |                         |                           |
       |                         |           (c)       ___...|
       |                         |       ___....---''''      |
       |                         |<--''''                    |
       |                         |                           |
       |                         |                           |
       |          (d)      ___...|                           |
       |      ___....---'''      |                           |
       |<--'''                   |                           |
       |                         |                           |
       |                         |                           |

    Figure 5.  Sequence Diagram for the Interactions between the PCC,
                  RWA-Coord PCE, and IV-Candidates PCE

  In step (a), the PCC requests a path that meets specified quality
  constraints between two nodes (A and Z) for a given signal
  represented either by a specific type or a general class with
  associated parameters.  In step (b), the RWA-Coord PCE requests up to
  K candidate paths between nodes A and Z, and associated acceptable
  wavelengths.  The term "K candidate paths" is associated with the k
  shortest path algorithm.  It refers to an algorithm that finds
  multiple k short paths connecting the source and the destination in a
  graph allowing repeated vertices and edges in the paths.  See details
  in [Eppstein].








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  In step (c), the IV-Candidates PCE returns this list to the
  RWA-Coord PCE, which then uses this set of paths and wavelengths as
  input (e.g., a constraint) to its RWA computation.  In step (d), the
  RWA-Coord PCE returns the overall IA-RWA computation results to
  the PCC.

5.4.3.  Approximate IA-RWA + Separate Detailed-IV

  Previously, Figure 3 showed two cases where a separate detailed
  impairment validation process could be utilized.  It is possible to
  place the detailed validation process into a separate PCE.  Assuming
  that a different PCE assumes a coordinating role and interacts with
  the PCC, it is possible to keep the interactions with this separate
  IV-Detailed PCE very simple.  Note that, from a message flow
  perspective, there is some inefficiency as a result of separating the
  IV-Candidates PCE from the IV-Detailed PCE in order to achieve a high
  degree of potential optimality.

  IV-Detailed PCE:

  o  TE Database requirements: The IV-Detailed PCE will need optical
     impairment information, WSON topology, and, possibly, WDM link
     wavelength usage information.  This document puts no restrictions
     on the type of information that may be used in these computations.

  o  RWA-Coord PCE to IV-Detailed PCE request: The RWA-Coord PCE will
     furnish signal characteristics, quality requirements, path, and
     wavelength to the IV-Detailed PCE.

  o  IV-Detailed PCE to RWA-Coord PCE reply: The reply is essentially a
     yes/no decision as to whether the requirements could actually be
     met.  In the case where the impairment validation fails, it would
     be helpful to convey information related to the cause or to
     quantify the failure, e.g., so that a judgment can be made
     regarding whether to try a different signal or adjust signal
     parameters.

  Figure 6 shows a sequence diagram for the interactions corresponding
  to the process shown in Figure 3(b).  This involves interactions
  between the PCC, RWA PCE (acting as coordinator), IV-Candidates PCE,
  and IV-Detailed PCE.

  In step (a), the PCC requests a path that meets specified quality
  constraints between two nodes (A and Z) for a given signal
  represented either by a specific type or a general class with
  associated parameters.  In step (b), the RWA-Coord PCE requests up to
  K candidate paths between nodes A and Z, and associated acceptable
  wavelengths.  In step (c), the IV-Candidates PCE returns this list to



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  the RWA-Coord PCE, which then uses this set of paths and wavelengths
  as input (e.g., a constraint) to its RWA computation.  In step (d),
  the RWA-Coord PCE requests a detailed verification of the path and
  wavelength that it has computed.  In step (e), the IV-Detailed PCE
  returns the results of the validation to the RWA-Coord PCE.  Finally,
  in step (f), the RWA-Coord PCE returns the final results (either a
  path and wavelength, or a cause for the failure to compute a path and
  wavelength) to the PCC.

               +----------+      +--------------+      +------------+
   +---+       |RWA-Coord |      |IV-Candidates |      |IV-Detailed |
   |PCC|       |   PCE    |      |     PCE      |      |    PCE     |
   +-+-+       +----+-----+      +------+-------+      +-----+------+
     |.._   (a)     |                   |                    |
     |   ``--.__    |                   |                    |
     |          `-->|                   |                    |
     |              |        (b)        |                    |
     |              |--....____         |                    |
     |              |          ````---.>|                    |
     |              |                   |                    |
     |              |         (c)  __..-|                    |
     |              |     __..---''     |                    |
     |              |<--''              |                    |
     |              |                                        |
     |              |...._____          (d)                  |
     |              |         `````-----....._____           |
     |              |                             `````----->|
     |              |                                        |
     |              |                 (e)          _____.....+
     |              |          _____.....-----'''''          |
     |              |<----'''''                              |
     |     (f)   __.|                                        |
     |    __.--''   |
     |<-''          |
     |              |

    Figure 6.  Sequence Diagram for the Interactions between the PCC,
          RWA-Coord PCE, IV-Candidates PCE, and IV-Detailed PCE

6.  Manageability and Operations

  The issues concerning manageability and operations are beyond the
  scope of this document.  The details of manageability and operational
  issues will have to be deferred to future protocol implementations.







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  On a high level, the GMPLS-routing-based architecture discussed in
  Section 5.2 may have to deal with how to resolve potential scaling
  issues associated with disseminating a large amount of impairment
  characteristics of the network elements and links.

  From a scaling point of view, the GMPLS-signaling-based architecture
  discussed in Section 5.3 would be more scalable than other
  alternatives, as this architecture would avoid the dissemination of a
  large amount of data to the networks.  This benefit may come,
  however, at the expense of potentially inefficient use of network
  resources.

  The PCE-based architectures discussed in Section 5.4 would have to
  consider operational complexity when implementing options that
  require the use of multiple PCE servers.  The most serious case is
  the option discussed in Section 5.4.3 ("Approximate IA-RWA + Separate
  Detailed-IV").  The combined IV & RWA option (which was discussed in
  Section 5.4.1), on the other hand, is simpler to operate than are
  other alternatives, as one PCE server handles all functionality;
  however, this option may suffer from a heavy computation and
  processing burden compared to other alternatives.

  Interoperability may be a hurdle to overcome when trying to agree on
  some impairment parameters, especially those that are associated with
  the black links.  This work has been in progress in ITU-T and needs
  some more time to mature.

7.  Security Considerations

  This document discusses a number of control plane architectures that
  incorporate knowledge of impairments in optical networks.  If such an
  architecture is put into use within a network, it will by its nature
  contain details of the physical characteristics of an optical
  network.  Such information would need to be protected from
  intentional or unintentional disclosure, similar to other network
  information used within intra-domain protocols.

  This document does not require changes to the security models within
  GMPLS and associated protocols.  That is, the OSPF-TE, RSVP-TE, and
  PCEP security models could be operated unchanged.  However,
  satisfying the requirements for impairment information dissemination
  using the existing protocols may significantly affect the loading of
  those protocols and may make the operation of the network more
  vulnerable to active attacks such as injections, impersonation, and
  man-in-the-middle attacks.  Therefore, additional care may be
  required to ensure that the protocols are secure in the impairment-
  aware WSON environment.




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  Furthermore, the additional information distributed in order to
  address impairment information represents a disclosure of network
  capabilities that an operator may wish to keep private.
  Consideration should be given to securing this information.  For a
  general discussion on MPLS- and GMPLS-related security issues, see
  the MPLS/GMPLS security framework [RFC5920] and, in particular, text
  detailing security issues when the control plane is physically
  separated from the data plane.

8.  References

8.1.  Normative References

  [G.680]     ITU-T Recommendation G.680, "Physical transfer functions
              of optical network elements", July 2007.

  [RFC3945]   Mannie, E., Ed., "Generalized Multi-Protocol Label
              Switching (GMPLS) Architecture", RFC 3945, October 2004.

  [RFC4655]   Farrel, A., Vasseur, J.-P., and J. Ash, "A Path
              Computation Element (PCE)-Based Architecture", RFC 4655,
              August 2006.

8.2.  Informative References

  [Eppstein]  Eppstein, D., "Finding the k shortest paths", 35th IEEE
              Symposium on Foundations of Computer Science, Santa Fe,
              pp. 154-165, 1994.

  [G.698.1]   ITU-T Recommendation G.698.1, "Multichannel DWDM
              applications with single-channel optical interfaces",
              November 2009.

  [G.698.2]   ITU-T Recommendation G.698.2, "Amplified multichannel
              dense wavelength division multiplexing applications with
              single channel optical interfaces", November 2009.

  [G.Sup39]   ITU-T Series G Supplement 39, "Optical system design and
              engineering considerations", February 2006.

  [RFC4054]   Strand, J., Ed., and A. Chiu, Ed., "Impairments and Other
              Constraints on Optical Layer Routing", RFC 4054,
              May 2005.








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  [RFC5920]   Fang, L., Ed., "Security Framework for MPLS and GMPLS
              Networks", RFC 5920, July 2010.

  [RFC6163]   Lee, Y., Ed., Bernstein, G., Ed., and W. Imajuku,
              "Framework for GMPLS and Path Computation Element (PCE)
              Control of Wavelength Switched Optical Networks (WSONs)",
              RFC 6163, April 2011.












































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9.  Contributors

  Ming Chen
  Huawei Technologies Co., Ltd.
  F3-5-B R&D Center, Huawei Base
  Bantian, Longgang District
  Shenzhen  518129
  P.R. China

  Phone: +86-755-28973237
  EMail: [email protected]


  Rebecca Han
  Huawei Technologies Co., Ltd.
  F3-5-B R&D Center, Huawei Base
  Bantian, Longgang District
  Shenzhen  518129
  P.R.China

  Phone: +86-755-28973237
  EMail: [email protected]


  Gabriele Galimberti
  Cisco
  Via Philips 12
  20052 Monza
  Italy

  Phone: +39 039 2091462
  EMail: [email protected]


  Alberto Tanzi
  Cisco
  Via Philips 12
  20052 Monza
  Italy

  Phone: +39 039 2091469
  EMail: [email protected]









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RFC 6566            Framework for Optical Impairments         March 2012


  David Bianchi
  Cisco
  Via Philips 12
  20052 Monza
  Italy

  EMail: [email protected]


  Moustafa Kattan
  Cisco
  Dubai  500321
  United Arab Emirates

  EMail: [email protected]


  Dirk Schroetter
  Cisco

  EMail: [email protected]


  Daniele Ceccarelli
  Ericsson
  Via A. Negrone 1/A
  Genova - Sestri Ponente
  Italy

  EMail: [email protected]


  Elisa Bellagamba
  Ericsson
  Farogatan 6
  Kista  164 40
  Sweden

  EMail: [email protected]


  Diego Caviglia
  Ericsson
  Via A. Negrone 1/A
  Genova - Sestri Ponente
  Italy

  EMail: [email protected]



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Authors' Addresses

  Young Lee (editor)
  Huawei Technologies
  5340 Legacy Drive, Building 3
  Plano, TX  75024
  USA

  Phone: (469) 277-5838
  EMail: [email protected]


  Greg M. Bernstein (editor)
  Grotto Networking
  Fremont, CA
  USA

  Phone: (510) 573-2237
  EMail: [email protected]


  Dan Li
  Huawei Technologies Co., Ltd.
  F3-5-B R&D Center, Huawei Base
  Bantian, Longgang District
  Shenzhen  518129
  P.R. China

  Phone: +86-755-28973237
  EMail: [email protected]


  Giovanni Martinelli
  Cisco
  Via Philips 12
  20052 Monza
  Italy

  Phone: +39 039 2092044
  EMail: [email protected]











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