Independent Submission                                             Q. Hu
Request for Comments: 6294                                  B. Carpenter
Category: Informational                                Univ. of Auckland
ISSN: 2070-1721                                                June 2011


         Survey of Proposed Use Cases for the IPv6 Flow Label

Abstract

  The IPv6 protocol includes a flow label in every packet header, but
  this field is not used in practice.  This paper describes the flow
  label standard and discusses the implementation issues that it
  raises.  It then describes various published proposals for using the
  flow label and shows that most of them are inconsistent with the
  standard.  Methods to address this problem are briefly reviewed.  We
  also question whether the standard should be revised.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for informational purposes.

  This is a contribution to the RFC Series, independently of any other
  RFC stream.  The RFC Editor has chosen to publish this document at
  its discretion and makes no statement about its value for
  implementation or deployment.  Documents approved for publication by
  the RFC Editor are not a candidate for any level of Internet
  Standard; see Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6294.

Copyright Notice

  Copyright (c) 2011 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.






Hu & Carpenter                Informational                     [Page 1]

RFC 6294                  Flow Label Use Cases                 June 2011


Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  2
    1.1.  A Brief History of the Flow Label  . . . . . . . . . . . .  2
    1.2.  The Flow Label and Quality of Service  . . . . . . . . . .  3
  2.  Flow Label Definition and Issues . . . . . . . . . . . . . . .  4
    2.1.  Flow Label Properties  . . . . . . . . . . . . . . . . . .  4
    2.2.  Dependency Prohibition . . . . . . . . . . . . . . . . . .  5
    2.3.  Other Issues . . . . . . . . . . . . . . . . . . . . . . .  5
  3.  Documented Proposals for the Flow Label  . . . . . . . . . . .  6
    3.1.  Specify the Flow Label as a Pseudo-Random Value  . . . . .  7
      3.1.1.  End-to-End QoS Provisioning  . . . . . . . . . . . . .  7
      3.1.2.  Load-Balancing . . . . . . . . . . . . . . . . . . . .  8
      3.1.3.  Security Nonce . . . . . . . . . . . . . . . . . . . .  8
    3.2.  Specify QoS Parameters in the Flow Label . . . . . . . . .  8
    3.3.  Use Flow Label Hop-by-Hop to Control Switching . . . . . .  9
    3.4.  Diffserv Use of IPv6 Flow Label  . . . . . . . . . . . . . 12
    3.5.  Other Uses . . . . . . . . . . . . . . . . . . . . . . . . 12
  4.  Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . 13
  5.  Security Considerations  . . . . . . . . . . . . . . . . . . . 14
  6.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 14
  7.  Informative References . . . . . . . . . . . . . . . . . . . . 14

1.  Introduction

  IPv6 is being introduced to overcome the address shortage of the
  current IPv4 protocol, but it also offers a new feature, i.e., the
  Flow Label field in the IPv6 packet header.  The flow label is not
  encrypted by IPsec and is present in all fragments.  However, it is
  used very little in practice, for reasons discussed below and in
  [Amante11].  After a short introduction, this document summarizes the
  current specification of the IPv6 flow label and some open issues
  about its use in Section 2.  Section 3 describes and analyzes various
  proposals that have been made for its use.  Finally, Section 4
  discusses the implications and attempts to draw conclusions.

  The Flow Label field occupies bits 12 through 31 of the IPv6 packet
  header.  It provides a potential way to mark a packet, identify a
  flow, and look up the corresponding flow state.  This field is always
  present in an IPv6 header, so a phrase such as "a packet with no flow
  label" refers to a packet whose Flow Label field contains 20 zero
  bits, i.e., a flow label whose value is zero.

1.1.  A Brief History of the Flow Label

  The original proposal for a flow label has been attributed to Dave
  Clark [Deering93], who proposed that it should contain a pseudo-
  random value.  A Flow Label field was included in the packet header



Hu & Carpenter                Informational                     [Page 2]

RFC 6294                  Flow Label Use Cases                 June 2011


  during the preliminary design of IPv6, which followed an intense
  period of debate about several competing proposals.  The final choice
  was made in 1994 [RFC1752].  In particular, the IETF rejected a
  proposal known as the Common Architecture for Next Generation
  Internet Protocol (CATNIP) [RFC1707], which included so-called 'cache
  handles' to identify the next hop in high-performance routers.  Thus,
  CATNIP introduced the notion of a header field that would be shared
  by all packets belonging to a flow, to control packet forwarding on a
  hop-by-hop basis.  We recognize this today as a precursor of the MPLS
  label [RFC3031].

  The IETF decided instead to develop a proposal known as the Simple
  Internet Protocol plus (SIPP) [RFC1710] into IP version 6.  SIPP
  included "labeling of packets belonging to particular traffic 'flows'
  for which the sender requests special handling, such as non-default
  quality of service or 'real-time' service" [RFC1710].  In 1994, this
  used a 28-bit Flow Label field.  In 1995, it was down to 24 bits
  [RFC1883], and it was finally reduced to 20 bits [RFC2460] to
  accommodate the IPv6 Traffic Class, which is fully compatible with
  the IPv4 Type of Service byte.

  There was considerable debate in the IETF about the very purpose of
  the flow label.  Was it to be a handle for fast switching, as in
  CATNIP, or was it to be meaningful to applications and used to
  specify quality of service?  Must it be set by the sending host, or
  could it be set by routers?  Could it be modified en route, or must
  it be delivered with no change?

  Because of these uncertainties, and more urgent work, the flow label
  was consistently ignored by implementors, and today is set to zero in
  almost every IPv6 packet.  In fact, [RFC2460] defined it as
  "experimental and subject to change".  There was considerable
  preliminary work, such as [Metzler00], [Conta01a], [Conta01b], and
  [Hagino01].  The ensuing proposed standard "IPv6 Flow Label
  Specification" (RFC 3697) [RFC3697] intended to clarify this
  situation by providing precise boundary conditions for use of the
  flow label.  However, this has not proved successful in promoting use
  of the flow label in practice, as a result of which 20 bits are
  unused in every IPv6 packet header.

1.2.  The Flow Label and Quality of Service

  Developments in high-speed switch design, and the success of MPLS,
  have largely obviated consideration of the flow label for high-speed
  switching.  Thus, although various use cases for the flow label have
  been proposed, most of them assume that it should be used principally
  to support the provision of quality of service (QoS).  For many
  years, it has been recognized that real-time Internet traffic



Hu & Carpenter                Informational                     [Page 3]

RFC 6294                  Flow Label Use Cases                 June 2011


  requires a different QoS from general data traffic, and this remains
  true in the era of network neutrality.  Thus, an alternative to
  uniform best-effort service is needed, requiring packets to be
  classified as belonging to a particular class of service or flow.
  Currently, this leads to a layer violation problem, since a 5-tuple
  is often used to classify each packet.  The 5-tuple includes source
  and destination addresses, port numbers, and the transport protocol
  type, so when we want to forward or process packets, we need to
  extract information from the layer above IP.  This may be impossible
  when packets are encrypted such that port numbers are hidden, or when
  packets are fragmented, so the layer violation is not an academic
  concern.  The flow label, being exempt from IPsec encryption and
  being replicated in packet fragments, avoids this difficulty.  It has
  therefore attracted attention from the designers of new approaches to
  QoS.

2.  Flow Label Definition and Issues

2.1.  Flow Label Properties

  RFC 3697 [RFC3697] standardizes properties of the flow label,
  including the following:

  o  If the packets are not part of any flow, the flow label value is
     zero.

  o  The 3-tuple {source address, destination address, flow label}
     uniquely identifies which packets belong to which particular flow.

  o  Packets can receive flow-specific treatment if the node has been
     set up with flow-specific state.

  o  The flow label set by the source node must be delivered to the
     destination node; i.e., it is an end-to-end label.

  o  The same pair of source and destination addresses must not use the
     same flow label value again within a timeout of at least
     120 seconds.

  One effect of the second of these rules is to avoid the layer
  violation problem mentioned in Section 1.  By using the 3-tuple, we
  only use the IP layer to classify packets, without needing any
  transport-layer information.  This may reduce the lookup time if
  flow-based treatment is required and will work even with IPsec
  encryption and fragmentation.  Therefore, for traffic needing other
  than best-effort service, such as real-time applications, the flow
  label can be set to different values to represent different flows,
  and each node forwarding or receiving the packets may provide



Hu & Carpenter                Informational                     [Page 4]

RFC 6294                  Flow Label Use Cases                 June 2011


  different flow-specific treatments by looking at the flow label
  value.  This is more fine-grained than differentiated services
  (Diffserv) [Carpenter02] [RFC2474] but need not be less efficient.

2.2.  Dependency Prohibition

  An additional important rule in the standard [RFC3697] effectively
  forbids any encoding of meaning in the bits of the flow label.  To be
  exact, the standard states that "IPv6 nodes MUST NOT assume any
  mathematical or other properties of the flow label values assigned by
  source nodes".  This rule is aimed at the case where a packet from a
  source using a particular encoding scheme for the flow label reaches
  a node that is using a different scheme.  If, by chance, the bit
  pattern in the flow label is meaningful in both schemes, the receiver
  would misinterpret the flow label.  Therefore, in the absence of
  other information, the receiver must not assume anything about the
  meaning of the value of the flow label.

  The standard [RFC3697] also states that "Router performance SHOULD
  NOT be dependent on the distribution of the flow label values.
  Especially, the flow label bits alone make poor material for a hash
  key".  The problem this rule is intended to avoid is that if a source
  uses one method of choosing flow labels (e.g., counting up from 1),
  any router that assumes another method (e.g., pseudo-randomness) may
  not perform as intended.

  Note that there is no easy escape from the combination of these two
  prohibitions, which we will call the dependency prohibition.  Unlike
  Diffserv code points, flow labels are not locally significant within
  a single administrative domain; they must be preserved end-to-end.
  In general, a router cannot know whether a particular packet
  originated in a host supporting a specific usage of the flow label.
  Therefore, any method that breaks one or both of these rules will
  only work if there is some way for a router to determine which
  sources use the same scheme as itself.

  The interpretation of the dependency rule can be subtle and is not
  spelled out in [RFC3697].  A node must not assume properties of the
  flow label -- but it may know them by construction or by signaling.
  The bits of the flow label alone are poor material for a hash key --
  but they may be combined with bits from other sources, to provide
  uniformly distributed hash outputs.

2.3.  Other Issues

  [RFC3697] does not discuss how to use the flow label most
  effectively.  This remains the major open issue, but some authors
  propose that the label should be used with reserved bandwidth to



Hu & Carpenter                Informational                     [Page 5]

RFC 6294                  Flow Label Use Cases                 June 2011


  achieve customized QoS provision.  Coupled with admission control at
  the edge router, this could limit congestion.  However, as we will
  see below, this is not the only proposed use.

  We now introduce some other open issues.

  o  Unknown flow labels: [RFC1809] proposed that when a router
     receives a datagram with an unknown flow label, it should treat it
     as zero.  However, the standard [RFC3697] is silent on this issue.
     Indeed, some methods of flow state establishment might choose to
     use an unknown label as the trigger for creating flow state.

  o  Deleting old flow labels: When a flow finishes, how does the
     router know the flow label has expired?  Should this be based on a
     timeout, on observation of the transport layer, or on explicit
     signaling?  [RFC3697] defines a timeout (120 seconds) that
     effectively imposes a maximum lifetime on flow label state in a
     router.  This implies that flow labeling is inappropriate for very
     intermittent flows, unless there is some mechanism to refresh
     router state.  In contrast, [Banerjee02] suggested that a router
     should send an ICMP message to the source prior to deleting a
     particular label.  The source node may then send a KEEPALIVE
     message to the router; if it does not, the router will release
     that label.

  o  Choosing when to set the flow label: For what kinds of
     applications should we set up non-zero flow labels?  [RFC1809]
     suggested not setting it for short flows containing few bytes but
     using it for long TCP connections and some real-time applications.

  o  Can we modify the flow label?  [RFC3697] states that the flow
     label must be delivered unchanged.  There are several advantages
     of immutable flow labels, apart from respecting the standard: the
     rule is easy to understand, does not require extra processing in
     routers or a signaling protocol, and allows for very simple host
     implementations.  Also, it is straightforward for hosts and
     routers to simply ignore the flow label.  However, this rule does
     appear to exclude any MPLS-like or CATNIP-like use for optimized
     packet switching.  Some of the proposed mechanisms described below
     contradict this by suggesting that switches should change the flow
     label for routing purposes.

3.  Documented Proposals for the Flow Label

  In the following, we do not intend to recommend or criticize various
  proposals.  This section shows the variety of proposals that have
  been published, and whether they are compatible with the existing
  standard.  These proposals almost all assume that the flow label's



Hu & Carpenter                Informational                     [Page 6]

RFC 6294                  Flow Label Use Cases                 June 2011


  main purpose is to support QoS, and their flow label mechanisms are
  entangled with QoS mechanisms.  We describe the proposals in five
  broad, and somewhat overlapping, categories, i.e.,

  1.  using pseudo-random flow label values for various purposes (for
      example, to improve routing performance when retrieving cached
      routing state);

  2.  defining specific QoS requirements as parameters embedded in the
      flow label field;

  3.  using the flow label to control packet switching;

  4.  using the flow label specifically to extend the existing
      differentiated services QoS architecture;

  5.  other uses.

  Among the proposals described in the following five sections, various
  methods are proposed to set up the flow label value.  It should be
  noted that some of these proposals embody novel and perhaps
  controversial approaches to QoS provision, and these cannot readily
  be separated from their use of the flow label.  We give a reasonable
  amount of technical detail for some of the proposals, to show the
  extent to which they propose detailed semantics for the flow label
  value.

3.1.  Specify the Flow Label as a Pseudo-Random Value

3.1.1.  End-to-End QoS Provisioning

  As our first example, [Lin06] specifies a 17-bit pseudo-random value.
  The figure below shows the proposed flow label structure.

  o  The Label Flag (LF) bit: 1 means this type of flow label is
     present.  We note that this encoding is incompatible with the
     dependency prohibition in [RFC3697], since a source that does not
     use this method may also set the LF bit.

  o  The Label Type (LT): 2 bits; describes the type of packet.

  o  The Label Number (LN): randomly generated by the source node.

  [Lin06] also describes a signaling process between source, routing,
  and destination nodes based on this label structure and on the IPv6
  Traffic Class byte, in order to reserve and release router resources
  for a given flow within a given class of traffic.  The pseudo-random
  LN value is used to uniquely identify a given flow.



Hu & Carpenter                Informational                     [Page 7]

RFC 6294                  Flow Label Use Cases                 June 2011


  Flow Label Specification (figure simplified from [Lin06])

        +--+----+-----------------------------+
        | 1| 2  |              17 bits        |
        +--+----+-----------------------------+
        |LF| LT |              LN             |
        +--+----+-----------------------------+

  LF   0  Disable
       1  Enable
  LT  00  Flow label requested by source
      01  Flow label returned by destination
      10  Flow label for data delivery
      11  Flow label terminates connection
  LN      Random number created by source

3.1.2.  Load-Balancing

  There have been numerous informal discussions of using pseudo-random
  flow labels to allow load-balancing or at least load-sharing.  This
  would be achieved by including the flow label value among the fields
  in each packet header used as input to a modulo(N) hash used to
  select among N alternative paths.  However, concerns about the
  interpretation of the dependency prohibition have generally prevented
  such proposals from being written up until recently [Carpenter11].

3.1.3.  Security Nonce

  Another proposal for a pseudo-random flow label value is [Blake09].
  This states that off-path spoofing attacks have become a big issue
  for TCP and other transport-layer applications, and proposes that in
  IPv6 we should set a random value in the flow label to make the
  packet header more complex and less easy for the attacker to guess.
  The two ends of the session will agree on flow label values during
  the SYN/ACK exchange, but off-path attackers will be unlikely to
  guess the agreed value.  Naturally, on-path attackers who can observe
  the flow labels in use can trivially defeat this protection.  This
  proposal does not involve using the flow label value to retrieve
  routing state.

3.2.  Specify QoS Parameters in the Flow Label

  [Prakash04] proposes to utilize the flow label to indicate required
  QoS parameters in detail.  It uses the first few bits of the Flow
  Label field as codes to support different approaches, as summarized
  in the following table.  Again, this is incompatible with the
  dependency prohibition in [RFC3697], since a source that does not use
  this method may also set the first two bits to non-zero.



Hu & Carpenter                Informational                     [Page 8]

RFC 6294                  Flow Label Use Cases                 June 2011


  Classification for various approaches (from [Prakash04])

   Bit Pattern   Approach
   ------------------------------------------------------------------
   00            No QoS requirement (Default QoS value)
   01            Pseudo-Random value used for the value of Flow-Label
   10            Support for Direct Parametric Representation
   1100          Support for the DiffServ Model
   1101          Reserved for future use
   111           Reserved for future use

  This method allows a pseudo-random option but also adds options for a
  direct QoS request and for Diffserv.  In the direct QoS parameters
  approach, 18 bits are used to encode requirements for one-way delay,
  IP delay variation, bandwidth, and one-way packet loss.  The proposal
  appears to assume that the Resource Reservation Protocol (RSVP)
  [RFC2205] mechanisms are used to actually implement these QoS
  parameters.

  This proposal allows the use of the flow label for various important
  QoS models, so the end user and service provider can choose the most
  suitable model for their situation; [Prakash04] claims that "The
  proposed approach results in a simple, scalable, modular and generic
  implementation to provide for QoS using the IPv6 flow label field".

  Similarly, [Lee04] defines the Flow Label field in five parts, with
  the first 3 bits used as an approach type.  The authors define two
  approaches: a "random" scheme and a "hybrid" scheme.  If the first 3
  bits equal "001", the flow label will be used as the random
  identifier of the flow, but if they equal "101", the remaining bits
  will include a hybrid QoS requirement for this packet, subdivided
  into traffic type (stringent or best-effort), bandwidth, buffer, and
  delay requirements.  Once again, the dependency prohibition in
  [RFC3697] is broken.  This proposal also includes throughput
  monitoring and dynamic capacity allocation.  Effectively, this
  proposal uses the flow label both to signal Intserv-like QoS
  requirements and to classify traffic into Diffserv-like virtual
  label-switched paths.  Packets with a "random" flow label are mapped
  into a generic (best-effort) virtual path.

3.3.  Use Flow Label Hop-by-Hop to Control Switching

  [Chakravorty08b] and [Chakravorty08a] describe an architectural
  framework called "IPv6 Label Switching Architecture" (6LSA).  In
  6LSA, network components identify a flow by looking at the Flow Label
  field in the IPv6 packet header; all packets with the same flow label
  must receive the same treatment and be sent to the same next hop.
  However, 6LSA resembles MPLS by considering that a label only has



Hu & Carpenter                Informational                     [Page 9]

RFC 6294                  Flow Label Use Cases                 June 2011


  meaning between 6LSA routers and setting the flow label at each hop.
  If the original source sets a non-zero flow label, there is no
  mechanism to restore it before delivery: a fundamental breach of
  [RFC3697].  The authors of [Chakravorty08b] did at one stage discuss
  using an IPv6 hop-by-hop option to correct this problem, but this has
  not been documented.  This is a more serious incompatibility than
  simply breaking the dependency prohibition.

  Unlike traditional routing algorithms, but like MPLS, 6LSA packets
  are classified into a Forwarding Equivalence Class (FEC), and routers
  forward packets on different paths by looking at the FEC.  Like
  previous solutions, this solution divides the Flow Label field into
  three parts.  The first 3 bits identify the FEC, which will help the
  router or 6LSA nodes to group the IP packets that receive the same
  forwarding treatment and forward them on the same virtual path.  The
  following 4 bits describe the application type, and the final 13 bits
  (defined by each node or a group of nodes) specify the hop-specific
  label.  From the table below, we can see the FEC has 6 major
  categories, each with up to 16 subcategories.
































Hu & Carpenter                Informational                    [Page 10]

RFC 6294                  Flow Label Use Cases                 June 2011


  Flow Label Specification (shortened from [Chakravorty08b])

  +--------------------------+-------------+--------------------------+
  | FEC (First 3 Bits)       | Next 4 Bits | Purpose                  |
  +--------------------------+-------------+--------------------------+
  | No FEC (000)             | 0000        |                          |
  | Domain Specific (000)    | 0001 - 1111 |                          |
  | ------------------------ |             |                          |
  | VPN (001)                | 0001        | (IPSec - Tunnel Mode)    |
  |                          | 0010        | (IPSec - Transport Mode) |
  |                          | 0011        | (Special Encryption)     |
  |                          | 0100        | (VRF)                    |
  |                          | 0101        | (End Network Specific)   |
  |                          | 0110 - 1111 | (Reserved)               |
  | ------------------------ |             |                          |
  | TE Subset/               | 0001        | (DiffServ)               |
  | QoS Enhancement (010)    | 0010        | (RSVP)                   |
  . . .
  |                          | 1111        | (Reserved)               |
  | ------------------------ |             |                          |
  | Encapsulation (011)      | 0001        | (IPv6 in IPv6)           |
  |                          | 0010        | (IPv4 in IPv6)           |
  |                          | 0011        | (Other in IPv6)          |
  |                          | 0100        | (Enterprise Specific)    |
  |                          | 0101 - 1111 | (Reserved)               |
  | ------------------------ |             |                          |
  | Enterprise Specific(111) | 0000 - 1111 | (Reserved)               |
  +--------------------------+-------------+--------------------------+

  The authors claim that fast switching using 20-bit labels instead of
  128-bit IPv6 addresses will provide memory and processing savings, as
  well as network management advantages.  "It also allows a network
  management entity updating available label tables, across the network
  to reduce man-in-the-middle attacks [sic]" [Chakravorty08b].

  We note that a similar proposal for QoS-based switching of IPv6
  packets [Roberts05] is designed to use a hop-by-hop option, which has
  not so far been allocated by the IETF.  Proposals related to this
  have been discussed by the Telecommunications Industry Association
  and the ITU-T [Adams08].

  We also note that router lookup efficiency was a major concern at the
  time when Clark first proposed a flow label [Deering93], but with the
  advent of very large scale integrated circuits capable of rapid
  lookup in a routing table, most vendors no longer express such
  concern.





Hu & Carpenter                Informational                    [Page 11]

RFC 6294                  Flow Label Use Cases                 June 2011


3.4.  Diffserv Use of IPv6 Flow Label

  [Banerjee02] uses the Flow Label field as a replacement for the IPv6
  Traffic Class field; this proposal suggests the incoming flow label
  can indicate the QoS requirement by matching a Diffserv classifier.
  The authors have used the first three bits to indicate this, and the
  following 16 bits to indicate a Differentiated Services Per-Hop
  Behavior Identification code (Diffserv PHB-ID) [RFC3140]; the last
  bit is reserved for future use.  This method too breaks the
  dependency prohibition in [RFC3697].

  [Beckman07a] blends the flow label as an MPLS-like switching tag with
  Diffserv.  Unlike 6LSA, the method attempts to bypass the dependency
  prohibition by using one bit in the Diffserv Code Point [RFC2474] to
  indicate that the flow label is a switching tag.  In this way, a
  router can determine whether the flow label conforms to [RFC3697] or
  to [Beckman07a].  In [Beckman07b], the same author proposes using the
  flow label as a way of compressing IPv6 headers by hashing the
  addresses into the flow label, again using the Diffserv Code Point to
  mark the packets accordingly.

3.5.  Other Uses

  The Integrated Services QoS architecture [RFC1633] specifies that the
  flow label may be used as a packet filter [RFC2205].  At least one
  implementation supported this [Braden10].

  We are not aware of any proposals combining the flow label with the
  Next Steps in Signaling (NSIS) [RFC4080] architecture.

  [Donley11] proposes a use case whereby certain flows encapsulated in
  a particular type of IPv4-in-IPv6 tunnel would be distinguished at
  the remote end of the tunnel by a specific flow label value.  This
  would allow a service provider to deliver a tailored quality of
  service.  This usage appears to be completely compatible with
  [RFC3697].

  There has been some discussion of possible flow label use in both the
  ROLL (Routing Over Low power and Lossy networks) [RPL-07] and MEXT
  (Mobility EXTensions for IPv6) working groups of the IETF.  Such uses
  tend to encode specific local meanings or routing-related tags in the
  label, so they appear to infringe the dependency prohibition or the
  immutability of the Flow Label field.  The ROLL group has indeed most
  recently opted not to use the Flow Label field for these reasons,
  despite having to add the undesirable overhead of an IPv6 hop-by-hop
  option instead [RPL].  Similarly, MEXT has defined a new mobility
  option to support flow bindings [RFC6089] rather than using the IPv6
  Flow Label field.



Hu & Carpenter                Informational                    [Page 12]

RFC 6294                  Flow Label Use Cases                 June 2011


4.  Conclusion

  Three aspects of the current standard [RFC3697] have caused problems
  for many designers:

  1.  The immutability of labels

  2.  "Nodes MUST NOT assume any mathematical or other properties of
      the Flow Label"

  3.  "Router performance SHOULD NOT be dependent on the distribution
      of the Flow Label values"

  Taken together, these rules essentially forbid any encoding of the
  semantics of a flow, or of any information about its path, in the
  flow label.  This was intentional, in accordance with the stateless
  nature of the Internet architecture and with the end-to-end principle
  [Saltzer84], [RFC3724].  It was also felt that QoS encoding via
  Diffserv was sufficient and that the requirement for high-speed
  switching could be met by MPLS.  But this means that the majority of
  the proposals described above breach the standard and the intent of
  the standard.  The authors often appear to be using the flow label
  either as an MPLS-like switching handle or as an encoded QoS signal.

  In contrast, a few documents mentioned above do appear to respect the
  rules of RFC 3697.  These are [Blake09], [Donley11], [Carpenter11],
  [Beckman07a], and [Beckman07b].  Additionally, [Lin06] would have
  joined this list if it had not assigned three flag bits in the Flow
  Label field.  Although predating RFC 3697, the Integrated Services
  usage [RFC2205] also seems to be compatible.

  What would other designers need to do, if they wish to respect
  RFC 3697?  There appear to be two choices.  One is to simply accept
  the existing rules at face value, as in the proposals just listed.
  This limits the application of the flow label.  It can, for example,
  be used as a nonce or as part of the material for a hash used to
  share load among alternate paths.  It cannot be the only material for
  such a hash, because of the dependency prohibition.  The flow label
  could also be used consistently with RFC 3697, if an application
  designer so chose, as a way to associate all packets belonging to a
  given application session between two hosts, across multiple
  transport sessions.  This, however, would presumably exclude using
  the flow label to govern routing decisions in any way, and would have
  widespread implications that have never been explored.

  The other choice, for designers who wish to use the flow label to
  control switching or QoS directly, is to bypass the rules within a
  given domain (a set of cooperating nodes) in a way that nodes outside



Hu & Carpenter                Informational                    [Page 13]

RFC 6294                  Flow Label Use Cases                 June 2011


  the domain cannot detect.  In this case, any deviation from RFC 3697
  has no possible effect outside the domain in question.

  An example scheme to emulate the immutability of labels is as
  follows.  Within the domain, all hosts set the label to zero, the
  routers set and interpret the label in any way they wish, and the
  last-hop router always sets the label back to zero.  If a packet
  arrives from outside the domain with a non-zero label, there is a
  method (such as a special Diffserv code point) to mark this packet so
  that its label would be ignored and delivered unchanged.  An
  alternative approach would be to define a hop-by-hop option to carry
  the original flow label across the domain, so that it could be
  changed within the domain but restored before forwarding the packet
  beyond the domain.

  If a domain allows mutable labels in such a way, it may safely ignore
  the dependency prohibition, and it may set the bits in the label
  according to locally defined rules.  Within the domain, the label
  could be used as desired, and most of the proposed designs discussed
  above could be "rescued".

  However, given the considerable number of designers who have proposed
  solutions incompatible with RFC 3697, the relatively few designs
  using the standard rules, and the failure of designs such as ROLL and
  MEXT to make use of the flow label, it seems reasonable to ask
  whether the RFC 3697 standard has value.

5.  Security Considerations

  The flow label is not protected in any way and can be forged by an
  on-path attacker.  Off-path attackers may be able to guess a valid
  flow label unless a pseudo-random value is used.  Specific usage
  models for the flow label need to allow for these exposures.  For
  further discussion, see [RFC3697].

6.  Acknowledgements

  An invaluable review of this document was performed by Bob Braden.
  Helpful comments were made by Sheng Jiang.

7.  Informative References

  [Adams08]  Adams, J., Joung, J., and J. Song, "Progress and future
             development of Flow State Aware standards, and a proposal
             for alerting nodes or end-systems on data related to a
             flow", Work in Progress, June 2008.





Hu & Carpenter                Informational                    [Page 14]

RFC 6294                  Flow Label Use Cases                 June 2011


  [Amante11] Amante, S., Carpenter, B., and S. Jiang, "Rationale for
             update to the IPv6 flow label specification", Work
             in Progress, May 2011.

  [Banerjee02]
             Banerjee, R., Malhotra, S., and M. M, "A Modified
             Specification for use of the IPv6 Flow Label for providing
             An efficient Quality of Service using a hybrid approach",
             Work in Progress, April 2002.

  [Beckman07a]
             Beckman, M., "IPv6 Dynamic Flow Label Switching (FLS)",
             Work in Progress, February 2007.

  [Beckman07b]
             Beckman, M., "IPv6 Header Compression via Addressing
             Mitigation Protocol (IPv6 AMP)", Work in Progress,
             November 2006.

  [Blake09]  Blake, S., "Use of the IPv6 Flow Label as a Transport-
             Layer Nonce to Defend Against Off-Path Spoofing Attacks",
             Work in Progress, October 2009.

  [Braden10] Braden, R., "Private Communication", 2010.

  [Carpenter02]
             Carpenter, B. and K. Nichols, "Differentiated Services in
             the Internet", Proc IEEE 90 (9) 1479-1494, 2002.

  [Carpenter11]
             Carpenter, B. and S. Amante, "Using the IPv6 flow label
             for equal cost multipath routing and link aggregation in
             tunnels", Work in Progress, May 2011.

  [Chakravorty08a]
             Chakravorty, S., "Challenges of IPv6 Flow Label
             implementation", Proc IEEE MILCOM2008, 2008.

  [Chakravorty08b]
             Chakravorty, S., Bush, J., and J. Bound, "IPv6 Label
             Switching Architecture", Work in Progress, July 2008.

  [Conta01a] Conta, A. and B. Carpenter, "A proposal for the IPv6 Flow
             Label Specification", Work in Progress, July 2001.







Hu & Carpenter                Informational                    [Page 15]

RFC 6294                  Flow Label Use Cases                 June 2011


  [Conta01b] Conta, A. and J. Rajahalme, "A model for Diffserv use of
             the IPv6 Flow Label Specification", Work in Progress,
             November 2001.

  [Deering93]
             Deering, S., "SIPP Overview and Issues", Minutes of the
             Joint Sessions of the SIP and PIP Working Groups,
             November 1993.

  [Donley11] Donley, C. and K. Erichsen, "Using the Flow Label with
             Dual-Stack Lite", Work in Progress, January 2011.

  [Hagino01] Hagino, J., "Socket API for IPv6 flow label field", Work
             in Progress, April 2001.

  [Lee04]    Lee, I. and S. Kim, "A QoS Improvement Scheme for Real-
             Time Traffic Using IPv6 Flow Labels", Lecture Notes in
             Computer Science Vol. 3043, 2004.

  [Lin06]    Lin, C., Tseng, P., and W. Hwang, "End-to-End QoS
             Provisioning by Flow Label in IPv6", JCIS , 2006.

  [Metzler00]
             Metzler, J. and S. Hauth, "An end-to-end usage of the IPv6
             flow label", Work in Progress, November 2000.

  [Prakash04]
             Prakash, B., "Using the 20 bit flow label field in the
             IPv6 header to indicate desirable quality of service on
             the internet", University of Colorado (M.Sc. Thesis),
             2004.

  [RFC1633]  Braden, R., Clark, D., and S. Shenker, "Integrated
             Services in the Internet Architecture: an Overview",
             RFC 1633, June 1994.

  [RFC1707]  McGovern, M. and R. Ullmann, "CATNIP: Common Architecture
             for the Internet", RFC 1707, October 1994.

  [RFC1710]  Hinden, R., "Simple Internet Protocol Plus White Paper",
             RFC 1710, October 1994.

  [RFC1752]  Bradner, S. and A. Mankin, "The Recommendation for the IP
             Next Generation Protocol", RFC 1752, January 1995.







Hu & Carpenter                Informational                    [Page 16]

RFC 6294                  Flow Label Use Cases                 June 2011


  [RFC1809]  Partridge, C., "Using the Flow Label Field in IPv6",
             RFC 1809, June 1995.

  [RFC1883]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
             (IPv6) Specification", RFC 1883, December 1995.

  [RFC2205]  Braden, R., Ed., Zhang, L., Berson, S., Herzog, S., and S.
             Jamin, "Resource ReSerVation Protocol (RSVP) -- Version 1
             Functional Specification", RFC 2205, September 1997.

  [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
             (IPv6) Specification", RFC 2460, December 1998.

  [RFC2474]  Nichols, K., Blake, S., Baker, F., and D. Black,
             "Definition of the Differentiated Services Field (DS
             Field) in the IPv4 and IPv6 Headers", RFC 2474,
             December 1998.

  [RFC3031]  Rosen, E., Viswanathan, A., and R. Callon, "Multiprotocol
             Label Switching Architecture", RFC 3031, January 2001.

  [RFC3140]  Black, D., Brim, S., Carpenter, B., and F. Le Faucheur,
             "Per Hop Behavior Identification Codes", RFC 3140,
             June 2001.

  [RFC3697]  Rajahalme, J., Conta, A., Carpenter, B., and S. Deering,
             "IPv6 Flow Label Specification", RFC 3697, March 2004.

  [RFC3724]  Kempf, J., Ed., Austein, R., Ed., and IAB, "The Rise of
             the Middle and the Future of End-to-End: Reflections on
             the Evolution of the Internet Architecture", RFC 3724,
             March 2004.

  [RFC4080]  Hancock, R., Karagiannis, G., Loughney, J., and S. Van den
             Bosch, "Next Steps in Signaling (NSIS): Framework",
             RFC 4080, June 2005.

  [RFC6089]  Tsirtsis, G., Soliman, H., Montavont, N., Giaretta, G.,
             and K. Kuladinithi, "Flow Bindings in Mobile IPv6 and
             Network Mobility (NEMO) Basic Support", RFC 6089,
             January 2011.

  [RPL]      Winter, T., Ed., Thubert, P., Ed., Brandt, A., Clausen,
             T., Hui, J., Kelsey, R., Levis, P., Pister, K., Struik,
             R., and J. Vasseur, "RPL: IPv6 Routing Protocol for Low
             power and Lossy Networks", Work in Progress, March 2011.





Hu & Carpenter                Informational                    [Page 17]

RFC 6294                  Flow Label Use Cases                 June 2011


  [RPL-07]   Winter, T., Ed. and P. Thubert, Ed., "RPL: IPv6 Routing
             Protocol for Low power and Lossy Networks", Work
             in Progress, March 2010.

  [Roberts05]
             Roberts, L. and J. Harford, "In-Band QoS Signaling for
             IPv6", Work in Progress, July 2005.

  [Saltzer84]
             Saltzer, J., Reed, D., and D. Clark, "End-To-End Arguments
             in System Design", ACM TOCS 2 (4) 277-288, 1984.

Authors' Addresses

  Qinwen Hu
  Department of Computer Science
  University of Auckland
  PB 92019
  Auckland  1142
  New Zealand

  EMail: [email protected]


  Brian Carpenter
  Department of Computer Science
  University of Auckland
  PB 92019
  Auckland  1142
  New Zealand

  EMail: [email protected]



















Hu & Carpenter                Informational                    [Page 18]