Independent Submission                                          M. Saito
Request for Comments: 6193                            NTT Communications
Category: Informational                                          D. Wing
ISSN: 2070-1721                                            Cisco Systems
                                                              M. Toyama
                                                        NTT Corporation
                                                             April 2011


    Media Description for the Internet Key Exchange Protocol (IKE)
              in the Session Description Protocol (SDP)

Abstract

  This document specifies how to establish a media session that
  represents a virtual private network using the Session Initiation
  Protocol for the purpose of on-demand media/application sharing
  between peers.  It extends the protocol identifier of the Session
  Description Protocol (SDP) so that it can negotiate use of the
  Internet Key Exchange Protocol (IKE) for media sessions in the SDP
  offer/answer model.  It also specifies a method to boot up IKE and
  generate IPsec security associations using a self-signed certificate.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for informational purposes.

  This is a contribution to the RFC Series, independently of any other
  RFC stream.  The RFC Editor has chosen to publish this document at
  its discretion and makes no statement about its value for
  implementation or deployment.  Documents approved for publication by
  the RFC Editor are not a candidate for any level of Internet
  Standard; see Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6193.













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Copyright Notice

  Copyright (c) 2011 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.

Table of Contents

  1. Applicability Statement .........................................3
  2. Introduction ....................................................3
     2.1. Problem Statement ..........................................4
     2.2. Approach to Solution .......................................4
     2.3. Alternative Solution under Prior Relationship
          between Two Nodes ..........................................6
     2.4. Authorization Model ........................................6
     2.5. Conventions Used in This Document ..........................6
  3. Protocol Overview ...............................................7
  4. Protocol Identifiers ............................................8
  5. Normative Behavior ..............................................9
     5.1. SDP Offer and Answer Exchange ..............................9
     5.2. Maintenance and Termination of VPN Session ................10
     5.3. Forking ...................................................11
     5.4. Port Usage ................................................11
     5.5. Multiplexing UDP Messages When Using ICE ..................11
  6. Examples .......................................................13
     6.1. Example of SDP Offer and Answer Exchange without
          IPsec NAT-Traversal .......................................13
     6.2. Example of SDP Offer and Answer Exchange with
          IPsec NAT-Traversal .......................................14
  7. Application to IKE .............................................15
  8. Specifications Assuming Prior Relationship between Two Nodes ...16
     8.1. Certificates Signed by Trusted Third Party ................16
     8.2. Configured Pre-Shared Key .................................16
  9. Security Considerations ........................................17
  10. IANA Considerations ...........................................19
  11. Acknowledgments ...............................................20
  12. References ....................................................20
     12.1. Normative References .....................................20
     12.2. Informative References ...................................21






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1.  Applicability Statement

  This document provides information about a deployed use of the
  Session Initiation Protocol (SIP) [RFC3261] for the Internet
  community.  It is not currently an IETF standards track proposal.
  The mechanisms in this document use SIP as a name resolution and
  authentication mechanism to initiate an Internet Key Exchange
  Protocol (IKE) [RFC5996] session.  The purpose of this document is to
  establish an on-demand virtual private network (VPN) to a home router
  that does not have a fixed IP address using self-signed certificates.
  It is only applicable under the condition that the integrity of the
  Session Description Protocol (SDP) [RFC4566] is assured.  The method
  to ensure this integrity of SDP is outside the scope of this
  document.  This document specifies the process in which a pair of SIP
  user agents resolve each other's names, exchange the fingerprints of
  their self-signed certificates securely, and agree to establish an
  IPsec-based VPN [RFC4301].  However, this document does not make any
  modifications to the specifications of IPsec/IKE.  Despite the
  limitations of the conditions under which this document can be
  applied, there are sufficient use cases in which this specification
  is helpful, such as the following:

  o  Sharing media using a framework developed by Digital Living
     Network Alliance (DLNA) or similar protocols over VPN between two
     user devices.

  o  Accessing remote desktop applications over VPN initiated by SIP
     call.  As an additional function of click-to-call, a customer
     service agent can access a customer's PC remotely to troubleshoot
     the problem while talking with the customer over the phone.

  o  Accessing and controlling medical equipment (medical robotics)
     remotely to monitor the elderly in a rural area (remote care
     services).

  o  Using a LAN-based gaming protocol based on peer-to-peer rather
     than via a gaming server.

2.  Introduction

  This section describes the problem in accessing home networks and
  provides an overview of the proposed solution.









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2.1.  Problem Statement

  Home servers and network-capable consumer electronic devices have
  been widely deployed.  People using such devices are willing to share
  content and applications and are therefore seeking ways to establish
  multiple communication channels with each other.  However, there are
  several obstacles to be overcome in the case of remote home access.

  It is often not possible for a device outside the home network to
  connect to another device inside the home network because the home
  device is behind a network address translation (NAT) or firewall that
  allows outgoing connections but blocks incoming connections.  One
  effective solution for this problem is VPN remote access to the NAT
  device, which is usually a home router.  With this approach, once the
  external device joins the home network securely, establishing
  connections with all the devices inside the home will become easy
  because popular LAN-based communication methods such as DLNA can be
  used transparently.  However, there are more difficult cases in which
  a home router itself is located behind the NAT.  In such cases, it is
  also necessary to consider NAT traversal of the remote access to the
  home router.  In many cases, because the global IP address of the
  home router is not always fixed, it is necessary to make use of an
  effective name resolution mechanism.

  In addition, there is the problem of how a remote client and a home
  router authenticate each other over IKE to establish IPsec for remote
  access.  It is not always possible for the two devices to securely
  exchange a pre-shared key in advance.  Administrative costs can make
  it impractical to distribute authentication certificates signed by a
  well-known root certification authority (CA) to all the devices.  In
  addition, it is inefficient to publish a temporary certificate to a
  device that does not have a fixed IP address or hostname.  To resolve
  these authentication issues, this document proposes a mechanism that
  enables the devices to authenticate each other using self-signed
  certificates.

2.2.  Approach to Solution

  This document proposes the use of SIP as a name resolution and
  authentication mechanism because of three main advantages:

  o  Delegation of Authentication to Third Party

     Devices can be free from managing their signed certificates and
     whitelists by taking advantage of authentication and authorization
     mechanisms supported by SIP.





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  o  UDP Hole Punching for IKE/IPsec

     SIP has a cross-NAT rendezvous mechanism, and Interactive
     Connectivity Establishment (ICE) [RFC5245] has a function to open
     ports through the NAT.  The combination of these effective
     functions can be used for general applications as well as real-
     time media.  It is difficult to set up a session between devices
     without SIP if the devices are behind various types of NAT.

  o  Reuse of Existing SIP Infrastructure

     SIP servers are widely distributed as a scalable infrastructure,
     and it is quite practical to reuse them without any modifications.

  Today, SIP is applied to not only Voice over IP (VoIP) but also
  various applications and is recognized as a general protocol for
  session initiation.  Therefore, it can also be used to initiate
  IKE/IPsec sessions.

  However, there is also a specification that uses a self-signed
  certificate for authentication in the SIP/SDP framework.
  "Connection-Oriented Media Transport over the Transport Layer
  Security (TLS) Protocol in the Session Description Protocol (SDP)"
  [RFC4572] (hereafter referred to as comedia-tls) specifies a method
  to exchange the fingerprint of a self-signed certificate to establish
  a Transport Layer Security (TLS) [RFC5246] connection.  This
  specification defines a mechanism by which self-signed certificates
  can be used securely, provided that the integrity of the SDP
  description is assured.  Because a certificate itself is used for
  authentication not only in TLS but also in IKE, this mechanism will
  be applied to the establishment of an IPsec security association (SA)
  by extending the protocol identifier of SDP so that it can specify
  IKE.

  One easy method to protect the integrity of the SDP description,
  which is the premise of this specification, is to use the SIP
  identity [RFC4474] mechanism.  This approach is also referred to in
  [RFC5763].  Because the SIP identity mechanism can protect the
  integrity of a body part as well as the value of the From header in a
  SIP request by using a valid Identity header, the receiver of the
  request can establish secure IPsec connections with the sender by
  confirming that the hash value of the certificate sent during IKE
  negotiation matches the fingerprint in the SDP.  Although SIP
  identity does not protect the identity of the receiver of the SIP
  request, SIP-connected identity [RFC4916] does.  Note that the
  possible deficiencies discussed in [RFC4474-Concerns] could affect
  this specification if SIP identity is used for the security
  mechanism.



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  Considering the above background, this document defines new media
  formats "ike-esp" and "ike-esp-udpencap", which can be used when the
  protocol identifier is "udp", to enable the negotiation of using IKE
  for media sessions over SDP exchange on the condition that the
  integrity of the SDP description is assured.  It also specifies the
  method to set up an IPsec SA by exchanging fingerprints of self-
  signed certificates based on comedia-tls, and it notes the example of
  SDP offer/answer [RFC3264] and the points that should be taken care
  of by implementation.  Because there is a chance that devices are
  behind NAT, this document also covers the method to combine IKE/IPsec
  NAT-Traversal [RFC3947][RFC3948] with ICE.  In addition, it defines
  the attribute "ike-setup" for IKE media sessions, similar to the
  "setup" attribute for TCP-based media transport defined in RFC 4145
  [RFC4145].  This attribute is used to negotiate the role of each
  endpoint in the IKE session.

2.3.  Alternative Solution under Prior Relationship between Two Nodes

  Under quite limited conditions, certificates signed by trusted third
  parties or pre-shared keys between endpoints could be used for
  authentication in IKE, using SIP servers only for name resolution and
  authorization of session initiation.  Such limited cases are
  addressed in Section 8.

2.4.  Authorization Model

  In this document, SIP servers are used for authorization of each SIP
  call.  The actual media sessions of IPsec/IKE are not authorized by
  SIP servers but by the remote client and the home router based on the
  information in SIP/SDP.  For example, the home router recognizes the
  remote client with its SIP-URI and IP address in the SDP.  If it
  decides to accept the remote client as a peer of a VPN session, it
  will accept the following IKE session.  Then, during the IKE
  negotiation, the certificate fingerprint in the SDP is compared with
  the certificate exchanged in the IKE session.  If they match, IKE
  negotiation continues.  Only a successful IKE negotiation establishes
  an IPsec session with the remote peer.

2.5.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].








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3.  Protocol Overview

  Figure 1 shows a case of VPN remote access from a device outside the
  home to a home router whose IP address is not fixed.  In this case,
  the external device, a remote client, recognizes the Address of
  Record of the home router but does not have any information about its
  contact address and certificate.  Generally, establishing an IPsec SA
  dynamically and securely in this situation is difficult.  However, as
  specified in comedia-tls [RFC4572], if the integrity of SDP session
  descriptions is assured, it is possible for the home router and the
  remote client to have a prior relationship with each other by
  exchanging certificate fingerprints, i.e., secure one-way hashes of
  the distinguished encoding rules (DER) form of the certificates.

             REGISTRATION                REGISTRATION
                (1)       +----------+      (1)
           +------------->|          |<---------+
           |    INVITE(2) |          |          |
           | +----------->|   SIP    |--------+ |
           | |  200 OK(2) |   Proxy  |        | |
           | | +----------|          |<-----+ | |
           | | |          |          |      | | |  _________
           | | V          +----------+      | V | /         \
        +----------+ IKE (Media Session) +---------+         \
        | Remote   |<---------(3)------->| Home    |  Home    \
        | Client   |                     | Router  | Network   |
        |         ============(4)====================          |
        |(SIP UAC) |     VPN (IPsec SA)  |(SIP UAS)|          /
        +----------+                     +---------+         /
                                                  \_________/

              Figure 1: Remote Access to Home Network

  (1)  Both Remote Client and Home Router generate secure signaling
       channels.  They may REGISTER to SIP Proxy using TLS.

  (2)  Remote Client sends an offer SDP with an INVITE request to Home
       Router, and Home Router returns an answer SDP with a reliable
       response (e.g., 200 OK).  Both exchange the fingerprints of
       their self-signed certificates in SDP during this transaction.
       Remote Client does not accept an answer SDP with an unreliable
       response as the final response.

  (3)  After the SDP exchange, Remote Client, which has the active
       role, initiates IKE with Home Router, which has the passive
       role, to establish an IPsec SA.  Both validate that the
       certificate presented in the IKE exchange has a fingerprint that




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       matches the fingerprint from SDP.  If they match, IKE
       negotiation proceeds as normal.

  (4)  Remote Client joins the Home Network.

  By this method, the self-signed certificates of both parties are used
  for authentication in IKE, but SDP itself is not concerned with all
  the negotiations related to key-exchange, such as those of encryption
  and authentication algorithms.  These negotiations are up to IKE.  In
  many cases where IPsec is used for remote access, a remote client
  needs to dynamically obtain a private address inside the home network
  while initiating the remote access.  Therefore, the IPsec security
  policy also needs to be set dynamically at the same time.  However,
  such a management function of the security policy is the
  responsibility of the high-level application.  SDP is not concerned
  with it.  The roles of SDP here are to determine the IP addresses of
  both parties used for IKE connection with c-line in SDP and to
  exchange the fingerprints of the certificates used for authentication
  in IKE with the fingerprint attribute in SDP.

4.  Protocol Identifiers

  This document defines two SDP media formats for the "udp" protocol
  under the "application" media type: "ike-esp" and "ike-esp-udpencap".
  The format "ike-esp" indicates that the media described is IKE for
  the establishment of an IPsec security association as described in
  IPsec Encapsulating Security Payload (ESP) [RFC4303].  In contrast,
  "ike-esp-udpencap" indicates that the media described is IKE, which
  is capable of NAT traversal for the establishment of UDP
  encapsulation of IPsec packets through NAT boxes as specified in
  [RFC3947] and [RFC3948].  Even if the offerer and answerer exchange
  "ike-esp-udpencap", IKE conforming to [RFC3947] and [RFC3948] can end
  up establishing a normal IPsec tunnel when there is no need to use
  UDP encapsulation of IPsec.  Both the offerer and answerer can
  negotiate IKE by specifying "udp" in the "proto" field and "ike-esp"
  or "ike-esp-udpencap" in the "fmt" field in SDP.

  In addition, this document defines a new attribute "ike-setup", which
  can be used when the protocol identifier is "udp" and the "fmt" field
  is "ike-esp" or "ike-esp-udpencap", in order to describe how
  endpoints should perform the IKE session setup procedure.  The "ike-
  setup" attribute indicates which of the end points should initiate
  the establishment of an IKE session.  The "ike-setup" attribute is
  charset-independent and can be a session- or media-level attribute.
  The following is the ABNF of the "ike-setup" attribute.






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     ike-setup-attr = "a=ike-setup:" role
     role           = "active" / "passive" / "actpass"

     'active':   The endpoint will initiate an outgoing session.
     'passive':  The endpoint will accept an incoming session.
     'actpass':  The endpoint is willing to accept an incoming
                 session or to initiate an outgoing session.

  Both endpoints use the SDP offer/answer model to negotiate the value
  of "ike-setup", following the procedures determined for the "setup"
  attribute defined in Section 4.1 of [RFC4145].  However, "holdconn",
  as defined in [RFC4145], is not defined for the "ike-setup"
  attribute.

     Offer       Answer
     ----------------------------
     active      passive
     passive     active
     actpass     active / passive

  The semantics for the "ike-setup" attribute values of "active",
  "passive", and "actpass" in the offer/answer exchange are the same as
  those described for the "setup" attribute in Section 4.1 of
  [RFC4145], except that "ike-setup" applies to an IKE session instead
  of a TCP connection.  The default value of the "ike-setup" attribute
  is "active" in the offer and "passive" in the answer.

5.  Normative Behavior

  In this section, a method to negotiate the use of IKE for media
  sessions in the SDP offer/answer model is described.

5.1.  SDP Offer and Answer Exchange

  An offerer and an answerer negotiate the use of IKE following the
  usage of the protocol identifiers defined in Section 4.  If IPsec
  NAT-Traversal is not necessary, the offerer MAY use the media format
  "ike-esp" to indicate an IKE session.

  If either of the endpoints that negotiate IKE is behind the NAT, the
  endpoints need to transmit both IKE and IPsec packets over the NAT.
  That mechanism is specified in [RFC3947] and [RFC3948]: both
  endpoints encapsulate IPsec-ESP packets with a UDP header and
  multiplex them into the UDP path that IKE generates.

  To indicate this type of IKE session, the offerer uses "ike-esp-
  udpencap" media lines.  In this case, the offerer MAY decide their
  transport addresses (combination of IP address and port) before



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  starting IKE, making use of the ICE framework.  Because UDP-
  encapsulated ESP packets and IKE packets go through the same UDP hole
  of a NAT, IPsec NAT-Traversal works if ICE reserves simply one UDP
  path through the NAT.  However, those UDP packets need to be
  multiplexed with Session Traversal Utilities for NAT (STUN) [RFC5389]
  packets if ICE is required to use STUN.  A method to coordinate IPsec
  NAT-Traversal and ICE is described in Sections 5.4 and 5.5.

  The offer MAY contain media lines for media other than "ike-esp" or
  "ike-esp-udpencap".  For example, audio stream may be included in the
  same SDP to have a voice session when establishing the VPN.  This may
  be useful to verify that the connected device is indeed operated by
  somebody who is authorized to access it, as described in Section 9.
  If that occurs, the negotiation described in this specification
  occurs only for the "ike-esp" or "ike-esp-udpencap" media lines;
  other media lines are negotiated and set up normally.  If the
  answerer determines it will refuse the IKE session without beginning
  the IKE negotiation (e.g., the From address is not on the permitted
  list), it SHOULD reject the "ike-esp" or "ike-esp-udpencap" media
  line in the normal manner by setting the port number in the SDP
  answer to 0 and SHOULD process the other media lines normally (only
  if it is still reasonable to establish that media without VPN).

  If the offerer and the answerer agree to start an IKE session by the
  offer/answer exchange, they will start the IKE setup.  Following the
  comedia-tls specification [RFC4572], the fingerprint attribute, which
  may be either a session- or a media-level SDP attribute, is used to
  exchange fingerprints of self-signed certificates.  If the
  fingerprint attribute is a session-level attribute, it applies to all
  IKE sessions and TLS sessions for which no media-level fingerprint
  attribute is defined.

  Note that it is possible for an offerer to become the IKE responder
  and an answerer to become the IKE initiator.  For example, when a
  Remote Access Server (RAS) sends an INVITE to an RAS client, the
  server may expect the client to become an IKE initiator.  In this
  case, the server sends an offer SDP with ike-setup:passive and the
  client returns an answer SDP with ike-setup:active.

5.2.  Maintenance and Termination of VPN Session

  If the high-level application recognizes a VPN session as the media
  session, it MAY discard the IPsec SA and terminate IKE when that
  media session is terminated by a BYE request.  Therefore, the
  application aware of the VPN session MUST NOT send a BYE request as
  long as it needs the IPsec SA.  On the other hand, if the high-level
  application detects that a VPN session is terminated, it MAY
  terminate the media associated with the VPN or the entire SIP



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  session.  Session timers in SIP [RFC4028] MAY be used for the session
  maintenance of the SIP call, but this does not necessarily ensure
  that the VPN session is alive.  If the VPN session needs session
  maintenance such as keep-alive and rekeying, it MUST be done
  utilizing its own maintenance mechanisms.  SIP re-INVITE MUST NOT be
  used for this purpose.  Note that each party can cache the
  certificate of the other party as described in the Security
  Considerations section of comedia-tls [RFC4572].

5.3.  Forking

  Forking to multiple registered instances is outside the scope of this
  document.  At least, it is assumed that a User Agent Client (UAC)
  establishes a session with only one User Agent Server (UAS).
  Encountering forked answers should be treated as an illegal process,
  and the UAC should cancel the session.

5.4.  Port Usage

  IKE generally uses local UDP port 500, but the IPsec NAT-Traversal
  specification requires a port transition to local UDP port 4500
  during IKE negotiation because IPsec-aware NAT may multiplex IKE
  sessions using port 500 without changing the port number.  If using
  ICE for IPsec Nat-Traversal, this port transition of IKE means ICE
  has to generate an additional UDP path for port 4500, and this would
  be unnecessary overhead.  However, IPsec NAT-Traversal allows an IKE
  session to use local UDP port 4500 from the beginning without using
  port 500.  Therefore, the endpoints SHOULD use their local UDP port
  4500 for an IKE session from the beginning, and ICE will only need to
  generate a UDP path of port 4500.

  When using ICE, a responder's IKE port observed by an initiator is
  not necessarily 500 or 4500.  Therefore, an IKE initiator MUST allow
  any destination ports in addition to 500 and 4500 for the IKE packets
  that it sends.  An IKE initiator just initiates an IKE session to the
  port number decided by an SDP offer/answer or ICE.

5.5.  Multiplexing UDP Messages When Using ICE

  Conforming to ICE, an offerer and an answerer start a STUN
  connectivity check after SDP exchange.  Then the offerer initiates
  the IKE session making use of the UDP path generated by STUN packets.
  In addition, UDP-encapsulated ESP packets are multiplexed into the
  same UDP path as IKE.  Thus, it is necessary to multiplex the three
  different packets, STUN, IKE, and UDP-encapsulated ESP, into the same
  UDP path.  This section describes how to demultiplex these three
  packets.




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  At the first step, the endpoint that received a UDP packet at the
  multiplexed port MUST check the first 32 bits (bits 0-31) of the UDP
  payload.  If they are all 0, which is defined as a non-ESP marker,
  that packet MUST be treated as an IKE packet.

  Otherwise, it is judged as an ESP packet in the IPsec NAT-Traversal
  specification.  It is furthermore necessary to distinguish STUN from
  ESP.  Therefore, the bits 32-63 from the beginning of the UDP payload
  MUST be checked.  If the bits do not match the magic cookie of STUN
  0x2112A442 (most packets do not match), the packet is treated as an
  ESP packet because it is no longer a STUN packet.

  However, if the bits do match the magic cookie, an additional test is
  necessary to determine if the packet is STUN or ESP.  The magic
  cookie field of STUN overlaps the sequence number field of ESP, so a
  possibility still remains that the sequence number of ESP coincides
  with 0x2112A442.  In this additional test, the validity of the
  fingerprint attribute of the STUN message MUST be checked.  If there
  is a valid fingerprint in the message, it is judged as a STUN packet;
  otherwise, it is an ESP packet.

  The above logic is expressed as follows.

     if SPI-field-is-all-zeros
          { packet is IKE }
       else
          {
          if bits-32-through-63 == stun-magic-cookie-value and
             bits-0-through-1 == 0 and
             bits-2-through-15 == a STUN message type and
             bits-16-through-31 == length of this UDP packet
             {
              fingerprint_found == parse_for_stun_fingerprint();
              if fingerprint_found == 1
                 { packet is STUN }
              else
                 { packet is ESP }
             }
          else
             { packet is ESP }
          }










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6.  Examples

6.1.  Example of SDP Offer and Answer Exchange without IPsec NAT-
     Traversal

  If IPsec NAT-Traversal is not necessary, SDP negotiation to set up
  IKE is quite simple.  Examples of SDP exchange are as follows.

  (Note: Due to RFC formatting conventions, this document splits SDP
  across lines whose content would exceed 72 characters.  A backslash
  character marks where this line folding has taken place.  This
  backslash and its trailing CRLF and whitespace would not appear in
  actual SDP content.)

  offer SDP
     ...
     m=application 500 udp ike-esp
     c=IN IP4 192.0.2.10
     a=ike-setup:active
     a=fingerprint:SHA-1 \
     4A:AD:B9:B1:3F:82:18:3B:54:02:12:DF:3E:5D:49:6B:19:E5:7C:AB
     ...

  answer SDP
     ...
     m=application 500 udp ike-esp
     c=IN IP4 192.0.2.20
     a=ike-setup:passive
     a=fingerprint:SHA-1 \
     D2:9F:6F:1E:CD:D3:09:E8:70:65:1A:51:7C:9D:30:4F:21:E4:4A:8E
     ...

     Figure 2: SDP Example When Offerer Is an IKE Initiator


















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  offer SDP
     ...
     m=application 500 udp ike-esp
     c=IN IP4 192.0.2.10
     a=ike-setup:passive
     a=fingerprint:SHA-1 \
     4A:AD:B9:B1:3F:82:18:3B:54:02:12:DF:3E:5D:49:6B:19:E5:7C:AB
     ...

  answer SDP
     ...
     m=application 500 udp ike-esp
     c=IN IP4 192.0.2.20
     a=ike-setup:active
     a=fingerprint:SHA-1 \
     D2:9F:6F:1E:CD:D3:09:E8:70:65:1A:51:7C:9D:30:4F:21:E4:4A:8E
     ...

     Figure 3: SDP Example When Offerer Is an IKE Responder

6.2.  Example of SDP Offer and Answer Exchange with IPsec NAT-Traversal

  We consider the following scenario here.

                     +---------------------+
                     |                     |
                     |      Internet       |
                     |                     |
                     +---------------------+
                       |                |
                       |                |(192.0.2.20:45664)
                       |           +---------+
                       |           |   NAT   |
                       |           +---------+
                       |                |
      (192.0.2.10:4500)|                |(192.0.2.100:4500)
                  +---------+      +----------+
                  | offerer |      | answerer |
                  +---------+      +----------+

                 Figure 4: NAT-Traversal Scenario

  As shown above, an offerer is on the Internet, but an answerer is
  behind the NAT.  The offerer cannot initiate an IKE session unless
  the answerer prepares a global routable transport address that
  accepts IKE packets.  In this case, the following offer/answer
  exchange will take place.




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  offer SDP
     ...
     a=ice-pwd:YH75Fviy6338Vbrhrlp8Yh
     a=ice-ufrag:9uB6
     m=application 4500 udp ike-esp-udpencap
     c=IN IP4 192.0.2.10
     a=ike-setup:active
     a=fingerprint:SHA-1 \
     4A:AD:B9:B1:3F:82:18:3B:54:02:12:DF:3E:5D:49:6B:19:E5:7C:AB
     a=candidate:1 1 udp 2130706431 192.0.2.10 4500 typ host
     ...

  answer SDP
     ...
     a=ice-pwd:asd88fgpdd777uzjYhagZg
     a=ice-ufrag:8hhY
     m=application 45664 udp ike-esp-udpencap
     c=IN IP4 192.0.2.20
     a=ike-setup:passive
     a=fingerprint:SHA-1 \
     D2:9F:6F:1E:CD:D3:09:E8:70:65:1A:51:7C:9D:30:4F:21:E4:4A:8E
     a=candidate:1 1 udp 2130706431 192.0.2.100 4500 typ host
     a=candidate:2 1 udp 1694498815 192.0.2.20 45664 typ srflx \
     raddr 192.0.2.100 rport 4500
     ...

     Figure 5: SDP Example with IPsec NAT-Traversal

7.  Application to IKE

  After the fingerprints of both parties are securely shared over the
  SDP exchange, the IKE initiator MAY start the IKE session with the
  other party.  To follow this specification, a digital signature MUST
  be chosen as an authentication method in IKE phase 1.  In this
  process, a certificate whose hash value matches the fingerprint
  exchanged over SDP MUST be used.  If the certificate used in IKE does
  not match the original fingerprint, the endpoint MUST terminate the
  IKE session by detecting an authentication failure.

  In addition, each party MUST present a certificate and be
  authenticated by each other.

  The example described in Section 3 is for tunnel mode IPsec used for
  remote access, but the mode of negotiated IPsec is not limited to
  tunnel mode.  For example, IKE can negotiate transport mode IPsec to
  encrypt multiple media sessions between two parties with only a pair
  of IPsec security associations.  The only thing for which the SDP
  offer/answer model is responsible is to exchange the fingerprints of



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  certificates used for IKE; therefore, the SDP offer/answer is not
  responsible for setting the security policy.

8.  Specifications Assuming Prior Relationship between Two Nodes

  This section describes the specification for the limited cases in
  which certificates signed by trusted third parties or pre-shared keys
  between endpoints can be used for authentication in IKE.  Because the
  endpoints already have a prior relationship in this case, they use
  SIP servers for only name resolution and authorization.  However,
  even in this case, the integrity of the SDP description MUST be
  assured.

8.1.  Certificates Signed by Trusted Third Party

  The protocol overview in this case is the same as in Section 3.  The
  SDP offer/answer procedure is also the same as in Sections 5 and 6.
  Both endpoints have a prior relationship through the trusted third
  parties, and SIP servers are used for name resolution and
  authorization of session initiation.  Even so, they MAY exchange
  fingerprints in the SDP because one device can have several
  certificates and it would be necessary to specify in advance which
  certificate will be used for the following IKE authentication.  This
  process also ensures that the certificate offered in the IKE process
  is the same as that owned by the peer that has been authorized at the
  SIP/SDP layer.  By this process, authorization in SIP and
  authentication in IKE become consistent with each other.

8.2.  Configured Pre-Shared Key

  If a pre-shared key for IKE authentication is installed in both
  endpoints in advance, they need not exchange the fingerprints of
  their certificates.  However, they may still need to specify which
  pre-shared key they will use in the following IKE authentication in
  SDP because they may have several pre-shared keys.  Therefore, a new
  attribute, "psk-fingerprint", is defined to exchange the fingerprint
  of a pre-shared key over SDP.  This attribute also has the role of
  making authorization in SIP consistent with authentication in IKE.
  Attribute "psk-fingerprint" is applied to pre-shared keys as the
  "fingerprint" defined in [RFC4572] is applied to certificates.  The
  following is the ABNF of the "psk-fingerprint" attribute.  The use of
  "psk-fingerprint" is OPTIONAL.

  attribute                 =/ psk-fingerprint-attribute

  psk-fingerprint-attribute = "psk-fingerprint" ":" hash-func SP
                              psk-fingerprint




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  hash-func                 = "sha-1" / "sha-224" / "sha-256" /
                              "sha-384" / "sha-512" / token
                              ; Additional hash functions can only come
                              ; from updates to RFC 3279

  psk-fingerprint           = 2UHEX *(":" 2UHEX)
                              ; Each byte in upper-case hex, separated
                              ; by colons.

  UHEX                      = DIGIT / %x41-46 ; A-F uppercase

  An example of SDP negotiation for IKE with pre-shared key
  authentication without IPsec NAT-Traversal is as follows.

  offer SDP
     ...
     m=application 500 udp ike-esp
     c=IN IP4 192.0.2.10
     a=ike-setup:active
     a=psk-fingerprint:SHA-1 \
     12:DF:3E:5D:49:6B:19:E5:7C:AB:4A:AD:B9:B1:3F:82:18:3B:54:02
     ...

  answer SDP
     ...
     m=application 500 udp ike-esp
     c=IN IP4 192.0.2.20
     a=ike-setup:passive
     a=psk-fingerprint:SHA-1 \
     12:DF:3E:5D:49:6B:19:E5:7C:AB:4A:AD:B9:B1:3F:82:18:3B:54:02
     ...

     Figure 6: SDP Example of IKE with Pre-Shared Key Authentication

9.  Security Considerations

  This entire document concerns security, but the security
  considerations applicable to SDP in general are described in the SDP
  specification [RFC4566].  The security issues that should be
  considered in using comedia-tls are described in Section 7 in its
  specification [RFC4572].  This section mainly describes the security
  considerations specific to the negotiation of IKE using comedia-tls.

  Offering IKE in SDP (or agreeing to one in the SDP offer/answer
  model) does not create an obligation for an endpoint to accept any
  IKE session with the given fingerprint.  However, the endpoint must
  engage in the standard IKE negotiation procedure to ensure that the
  chosen IPsec security associations (including encryption and



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  authentication algorithms) meet the security requirements of the
  higher-level application.  When IKE has finished negotiating, the
  decision to conclude IKE and establish an IPsec security association
  with the remote peer is entirely the decision of each endpoint.  This
  procedure is similar to how VPNs are typically established in the
  absence of SIP.

  In the general authentication process in IKE, subject DN or
  subjectAltName is recognized as the identity of the remote party.
  However, by using SIP identity and SIP-connected identity mechanisms
  in this spec, certificates are used simply as carriers for the public
  keys of the peers and there is no need for the information about who
  is the signer of the certificate and who is indicated by subject DN.

  In this document, the purpose of using IKE is to launch the IPsec SA;
  it is not for the security mechanism of RTP and RTCP [RFC3550]
  packets.  In fact, this mechanism cannot provide end-to-end security
  inside the VPN as long as the VPN uses tunnel mode IPsec.  Therefore,
  other security methods such as the Secure Real-time Transport
  Protocol (SRTP) [RFC3711] must be used to secure the packets.

  When using the specification defined in this document, it needs to be
  considered that under the following circumstances, security based on
  SIP authentication provided by SIP proxy may be breached.

  o  If a legitimate user's terminal is used by another person, it may
     be able to establish a VPN with the legitimate identity
     information.  This issue also applies to the general VPN cases
     based on the shared secret key.  Furthermore, in SIP we have a
     similar problem when file transfer, IM, or comedia-tls where non-
     voice/video is used as a means of communication.

  o  If a malicious user hijacks the proxy, he or she can use whatever
     credential is on the Access Control List (ACL) to gain access to
     the home network.

  For countermeasures to these issues, it is recommended to use unique
  information such as a password that only a legitimate user knows for
  VPN establishment.  Validating the originating user by voice or video
  before establishing VPN would be another method.











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10.  IANA Considerations

  IANA has registered the following new SDP attributes and media
  formats.

  Attribute name:         ike-setup
  Long form name:         IKE setup extensions
  Type of attribute:      Session-level and media-level
  Subject to charset:     No
  Purpose:                Attribute to indicate initiator and responder
                          of IKE-based media session
  Appropriate values:     See Section 4 of RFC 6193
  Contact name:           Makoto Saito, [email protected]

  Media format name:      ike-esp
  Long form name:         IKE followed by IPsec ESP
  Associated media:       application
  Associated proto:       udp
  Subject to charset:     No
  Purpose:                Media format that indicates IKE and IPsec ESP
                          as a VPN session
  Reference to the spec:  See Section 5 of RFC 6193
  Contact name:           Makoto Saito, [email protected]


  Media format name:      ike-esp-udpencap
  Long form name:         IKE followed by IPsec ESP or UDP encapsulated
                          IPsec ESP
  Associated media:       application
  Associated proto:       udp
  Subject to charset:     No
  Purpose:                Media format that indicates IKE that
                          supports NAT-Traversal and IPsec ESP or UDP
                          encapsulation of IPsec ESP packets as a VPN
                          session
  Reference to the spec:  See Section 5 of RFC 6193
  Contact name:           Makoto Saito, [email protected]


  Attribute name:         psk-fingerprint
  Long form name:         Fingerprint of pre-shared key extensions
  Type of attribute:      Session-level and media-level
  Subject to charset:     No
  Purpose:                Attribute to indicate a pre-shared key that
                          will be used in the following media session
  Appropriate values:     See Section 8.2. of RFC 6193
  Contact name:           Makoto Saito, [email protected]




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11.  Acknowledgments

  We would like to thank Remi Denis-Courmont, Dale Worley, Richard
  Barnes, David Hancock, Stuart Hoggan, Jean-Francois Mule, Gonzalo
  Camarillo, and Robert Sparks for providing comments and suggestions
  contributing to this document.  Eric Rescorla especially gave
  insightful comments from a security point of view.  Shintaro Mizuno
  and Shida Schubert also contributed a lot of effort to improving this
  document.

12.  References

12.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
             A., Peterson, J., Sparks, R., Handley, M., and E.
             Schooler, "SIP: Session Initiation Protocol", RFC 3261,
             June 2002.

  [RFC3264]  Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model
             with Session Description Protocol (SDP)", RFC 3264, June
             2002.

  [RFC3947]  Kivinen, T., Swander, B., Huttunen, A., and V. Volpe,
             "Negotiation of NAT-Traversal in the IKE", RFC 3947,
             January 2005.

  [RFC3948]  Huttunen, A., Swander, B., Volpe, V., DiBurro, L., and M.
             Stenberg, "UDP Encapsulation of IPsec ESP Packets", RFC
             3948, January 2005.

  [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the
             Internet Protocol", RFC 4301, December 2005.

  [RFC4303]  Kent, S., "IP Encapsulating Security Payload (ESP)", RFC
             4303, December 2005.

  [RFC4566]  Handley, M., Jacobson, V., and C. Perkins, "SDP: Session
             Description Protocol", RFC 4566, July 2006.

  [RFC4572]  Lennox, J., "Connection-Oriented Media Transport over the
             Transport Layer Security (TLS) Protocol in the Session
             Description Protocol (SDP)", RFC 4572, July 2006.





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RFC 6193            Media Description for IKE in SDP          April 2011


  [RFC5245]  Rosenberg, J., "Interactive Connectivity Establishment
             (ICE): A Protocol for Network Address Translator (NAT)
             Traversal for Offer/Answer Protocols", RFC 5245, April
             2010.

  [RFC5389]  Rosenberg, J., Mahy, R., Matthews, P., and D. Wing,
             "Session Traversal Utilities for NAT (STUN)", RFC 5389,
             October 2008.

  [RFC5996]  Kaufman, C., Hoffman, P., Nir, Y., and P. Eronen,
             "Internet Key Exchange Protocol Version 2 (IKEv2)", RFC
             5996, September 2010.

12.2.  Informative References

  [RFC4474-Concerns]
             Rosenberg, J., "Concerns around the Applicability of RFC
             4474", Work in Progress, February 2008.

  [RFC3550]  Schulzrinne, H., Casner, S., Frederick, R., and V.
             Jacobson, "RTP: A Transport Protocol for Real-Time
             Applications", STD 64, RFC 3550, July 2003.

  [RFC3711]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.
             Norrman, "The Secure Real-time Transport Protocol (SRTP)",
             RFC 3711, March 2004.

  [RFC4028]  Donovan, S. and J. Rosenberg, "Session Timers in the
             Session Initiation Protocol (SIP)", RFC 4028, April 2005.

  [RFC4145]  Yon, D. and G. Camarillo, "TCP-Based Media Transport in
             the Session Description Protocol (SDP)", RFC 4145,
             September 2005.

  [RFC4474]  Peterson, J. and C. Jennings, "Enhancements for
             Authenticated Identity Management in the Session
             Initiation Protocol (SIP)", RFC 4474, August 2006.

  [RFC4916]  Elwell, J., "Connected Identity in the Session Initiation
             Protocol (SIP)", RFC 4916, June 2007.

  [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security
             (TLS) Protocol Version 1.2", RFC 5246, August 2008.

  [RFC5763]  Fischl, J., Tschofenig, H., and E. Rescorla, "Framework
             for Establishing a Secure Real-time Transport Protocol
             (SRTP) Security Context Using Datagram Transport Layer
             Security (DTLS)", RFC 5763, May 2010.



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Authors' Addresses

  Makoto Saito
  NTT Communications
  1-1-6 Uchisaiwai-Cho, Chiyoda-ku
  Tokyo  100-8019
  Japan

  EMail: [email protected]


  Dan Wing
  Cisco Systems
  170 West Tasman Drive
  San Jose, CA  95134
  United States

  EMail: [email protected]


  Masashi Toyama
  NTT Corporation
  9-11 Midori-Cho 3-Chome, Musashino-Shi
  Tokyo  180-8585
  Japan

  EMail: [email protected]
























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