Internet Engineering Task Force (IETF) F. Gont

Internet Engineering Task Force (IETF) F. Gont
Request for Comments: 6191 UK CPNI
BCP: 159 April 2011
Category: Best Current Practice
ISSN: 2070-1721

Reducing the TIME-WAIT State Using TCP Timestamps

Abstract

This document describes an algorithm for processing incoming SYN
segments that allows higher connection-establishment rates between
any two TCP endpoints when a TCP Timestamps option is present in the
incoming SYN segment. This document only modifies processing of SYN
segments received for connections in the TIME-WAIT state; processing
in all other states is unchanged.

Status of This Memo

This memo documents an Internet Best Current Practice.

This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on
BCPs is available in Section 2 of RFC 5741.

Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
http://www.rfc-editor.org/info/rfc6191.

Copyright Notice

Copyright (c) 2011 IETF Trust and the persons identified as the
document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.

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This document may contain material from IETF Documents or IETF
Contributions published or made publicly available before November
10, 2008. The person(s) controlling the copyright in some of this
material may not have granted the IETF Trust the right to allow
modifications of such material outside the IETF Standards Process.
Without obtaining an adequate license from the person(s) controlling
the copyright in such materials, this document may not be modified
outside the IETF Standards Process, and derivative works of it may
not be created outside the IETF Standards Process, except to format
it for publication as an RFC or to translate it into languages other
than English.

Table of Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Improved Processing of Incoming Connection Requests . . . . . 3
3. Interaction with Various Timestamp Generation Algorithms . . . 6
4. Interaction with Various ISN Generation Algorithms . . . . . . 7
5. Security Considerations . . . . . . . . . . . . . . . . . . . 7
6. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 7
7. References . . . . . . . . . . . . . . . . . . . . . . . . . . 8
7.1. Normative References . . . . . . . . . . . . . . . . . . . 8
7.2. Informative References . . . . . . . . . . . . . . . . . . 8
Appendix A. Behavior of the Proposed Mechanism in Specific
Scenarios . . . . . . . . . . . . . . . . . . . . . . 10
A.1. Connection Request after System Reboot . . . . . . . . . . 10

1. Introduction

The Timestamps option, specified in RFC 1323 [RFC1323], allows a TCP
to include a timestamp value in its segments that can be used to
perform two functions: Round-Trip Time Measurement (RTTM) and
Protection Against Wrapped Sequences (PAWS).

For the purpose of PAWS, the timestamps sent on a connection are
required to be monotonically increasing. While there is no
requirement that timestamps are monotonically increasing across TCP
connections, the generation of timestamps such that they are
monotonically increasing across connections between the same two
endpoints allows the use of timestamps for improving the handling of
SYN segments that are received while the corresponding four-tuple is
in the TIME-WAIT state. That is, the Timestamps option could be used
to perform heuristics to determine whether to allow the creation of a
new incarnation of a connection that is in the TIME-WAIT state.

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This use of TCP timestamps is simply an extrapolation of the use of
Initial Sequence Numbers (ISNs) for the same purpose, as allowed by
RFC 1122 [RFC1122], and it has been incorporated in a number of TCP
implementations, such as that included in the Linux kernel [Linux].

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].

2. Improved Processing of Incoming Connection Requests

In a number of scenarios, a socket pair may need to be reused while
the corresponding four-tuple is still in the TIME-WAIT state in a
remote TCP peer. For example, a client accessing some service on a
host may try to create a new incarnation of a previous connection,
while the corresponding four-tuple is still in the TIME-WAIT state at
the remote TCP peer (the server). This may happen if the ephemeral
port numbers are being reused too quickly, either because of a bad
policy of selection of ephemeral ports, or simply because of a high
connection rate to the corresponding service. In such scenarios, the
establishment of new connections that reuse a four-tuple that is in
the TIME-WAIT state would fail. This problem is discussed in detail
in [INFOCOM-99].

In order to avoid this problem, Section 4.2.2.13 of RFC 1122
[RFC1122] states that when a connection request is received with a
four-tuple that is in the TIME-WAIT state, the connection request may
be accepted if the sequence number of the incoming SYN segment is
greater than the last sequence number seen on the previous
incarnation of the connection (for that direction of the data
transfer). The goal of this requirement is to prevent the overlap of
the sequence number spaces of the old and new incarnations of the
connection so that segments from the old incarnation are not accepted
as valid by the new incarnation.

The same policy may be extrapolated to TCP timestamps. That is, when
a connection request is received with a four-tuple that is in the
TIME-WAIT state, the connection request could be accepted if the
timestamp of the incoming SYN segment is greater than the last
timestamp seen on the previous incarnation of the connection (for
that direction of the data transfer).

The following paragraphs summarize the processing of SYN segments
received for connections in the TIME-WAIT state. The processing of
SYN segments received for connections in all other states is
unchanged. Both the ISN (Initial Sequence Number) and the Timestamps

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option (if present) of the incoming SYN segment are included in the
heuristics performed for allowing a high connection-establishment
rate.

Processing of SYN segments received for connections in the TIME-WAIT
state SHOULD occur as follows:

o If the previous incarnation of the connection used Timestamps,
then:

* If TCP Timestamps would be enabled for the new incarnation of
the connection, and the timestamp contained in the incoming SYN
segment is greater than the last timestamp seen on the previous
incarnation of the connection (for that direction of the data
transfer), honor the connection request (creating a connection
in the SYN-RECEIVED state).

* If TCP Timestamps would be enabled for the new incarnation of
the connection, the timestamp contained in the incoming SYN
segment is equal to the last timestamp seen on the previous
incarnation of the connection (for that direction of the data
transfer), and the Sequence Number of the incoming SYN segment
is greater than the last sequence number seen on the previous
incarnation of the connection (for that direction of the data
transfer), honor the connection request (creating a connection
in the SYN-RECEIVED state).

* If TCP Timestamps would not be enabled for the new incarnation
of the connection, but the Sequence Number of the incoming SYN
segment is greater than the last sequence number seen on the
previous incarnation of the connection (for the same direction
of the data transfer), honor the connection request (creating a
connection in the SYN-RECEIVED state).

* Otherwise, silently drop the incoming SYN segment, thus leaving
the previous incarnation of the connection in the TIME-WAIT
state.

o If the previous incarnation of the connection did not use
Timestamps, then:

* If TCP Timestamps would be enabled for the new incarnation of
the connection, honor the incoming connection request (creating
a connection in the SYN-RECEIVED state).

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* If TCP Timestamps would not be enabled for the new incarnation
of the connection, but the Sequence Number of the incoming SYN
segment is greater than the last sequence number seen on the
previous incarnation of the connection (for the same direction
of the data transfer), honor the incoming connection request
(creating a connection in the SYN-RECEIVED state).

* Otherwise, silently drop the incoming SYN segment, thus leaving
the previous incarnation of the connection in the TIME-WAIT
state.

Note:

In the above explanation, the phrase "TCP Timestamps would be
enabled for the new incarnation for the connection" means that the
incoming SYN segment contains a TCP Timestamps option (i.e., the
client has enabled TCP Timestamps), and that the SYN/ACK segment
that would be sent in response to it would also contain a
Timestamps option (i.e., the server has enabled TCP Timestamps).
In such a scenario, TCP Timestamps would be enabled for the new
incarnation of the connection.

The "last sequence number seen on the previous incarnation of the
connection (for the same direction of the data transfer)" refers
to the last sequence number used by the previous incarnation of
the connection (for the same direction of the data transfer), and
not to the last value seen in the Sequence Number field of the
corresponding segments. That is, it refers to the sequence number
corresponding to the FIN flag of the previous incarnation of the
connection, for that direction of the data transfer.

Many implementations do not include the TCP Timestamps option when
performing the above heuristics, thus imposing stricter constraints
on the generation of Initial Sequence Numbers, the average data
transfer rate of the connections, and the amount of data transferred
with them. RFC 793 [RFC0793] states that the ISN generator should be
incremented roughly once every four microseconds (i.e., roughly
250,000 times per second). As a result, any connection that
transfers more than 250,000 bytes of data at more than 250 kilobytes/
second could lead to scenarios in which the last sequence number seen
on a connection that moves into the TIME-WAIT state is still greater
than the sequence number of an incoming SYN segment that aims at
creating a new incarnation of the same connection. In those
scenarios, the ISN heuristics would fail, and therefore the
connection request would usually time out. By including the TCP
Timestamps option in the heuristics described above, all these
constraints are greatly relaxed.

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It is clear that the use of TCP timestamps for the heuristics
described above benefit from timestamps that are monotonically
increasing across connections between the same two TCP endpoints.

Note:
The upcoming revision of RFC 1323, [1323bis], recommends the
selection of timestamps such that they are monotonically
increasing across connections. An example of such a timestamp
generation scheme can be found in [TS-Generation].

3. Interaction with Various Timestamp Generation Algorithms

The algorithm proposed in Section 2 clearly benefits from timestamps
that are monotonically increasing across connections to the same
endpoint. In particular, generation of timestamps such that they are
monotonically increasing is important for TCP instances that perform
the active open, as those are the timestamps that will be used for
the proposed algorithm.

While monotonically increasing timestamps ensure that the proposed
algorithm will be able to reduce the TIME-WAIT state of a previous
incarnation of a connection, implementation of the algorithm (by
itself) does not imply a requirement on the timestamp generation
algorithm of other TCP implementations.

In the worst-case scenario, an incoming SYN corresponding to a new
incarnation of a connection in the TIME-WAIT contains a timestamp
that is smaller than the last timestamp seen on the previous
incarnation of the connection, the heuristics fail, and the result is
no worse than the current state of affairs. That is, the SYN segment
is ignored (as specified in [RFC1337]), and thus the connection
request times out, or is accepted after future retransmissions of the
SYN.

Some stacks may implement timestamp generation algorithms that do not
lead to monotonically increasing timestamps across connections with
the same remote endpoint. An example of such algorithms is the one
described in [RFC4987] and [Opperman], which allows the
implementation of extended TCP SYN cookies.

Note:
It should be noted that the "extended TCP SYN cookies" could
coexist with an algorithm for generating timestamps such that they
are monotonically increasing. Monotonically increasing timestamps
could be generated for TCP instances that perform the active open,
while timestamps for TCP instances that perform the passive open
could be generated according to [Opperman].

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Some stacks (notably OpenBSD) implement timestamp randomization
algorithms which do not result in monotonically increasing ISNs
across connections. As noted in [Silbersack], such randomization
schemes may prevent the mechanism proposed in this document from
recycling connections that are in the TIME-WAIT state. However, as
noted earlier in this section in the worst-case scenario, the
heuristics fail, and the result is no worse than the current state of
affairs.

4. Interaction with Various ISN Generation Algorithms

[RFC0793] suggests that the ISNs of TCP connections be generated from
a global timer, such that they are monotonically increasing across
connections. However, this ISN-generation scheme leads to
predictable ISNs, which have well-known security implications
[CPNI-TCP]. [RFC1948] proposes an alternative ISN-generation scheme
that results in monotonically increasing ISNs across connections that
are not easily predictable by an off-path attacker.

Some stacks (notably OpenBSD) implement ISN randomization algorithms
which do not result in monotonically increasing ISNs across
connections. As noted in [Silbersack], such ISN randomization
schemes break BSD's improved handling of SYN segments received for
connections that are in the TIME-WAIT state.

An implementation of the mechanism proposed in this document would
enable recycling of the TIME-WAIT state even in the presence of ISNs
that are not monotonically increasing across connections, except when
the timestamp contained in the incoming SYN is equal to the last
timestamp seen on the connection in the TIME-WAIT state (for that
direction of the data transfer).

5. Security Considerations

[TCP-Security] contains a detailed discussion of the security
implications of TCP Timestamps and of different timestamp generation
algorithms.

6. Acknowledgements

This document is based on part of the contents of the technical
report "Security Assessment of the Transmission Control Protocol
(TCP)" [CPNI-TCP] written by Fernando Gont on behalf of the United
Kingdom's Centre for the Protection of National Infrastructure (UK
CPNI).

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The author of this document would like to thank (in alphabetical
order) Mark Allman, Francis Dupont, Wesley Eddy, Lars Eggert, John
Heffner, Alfred Hoenes, Christian Huitema, Eric Rescorla, Joe Touch,
and Alexander Zimmermann for providing valuable feedback on an
earlier version of this document.

Additionally, the author would like to thank David Borman for a
fruitful discussion on TCP Timestamps at IETF 73.

Finally, the author would like to thank the United Kingdom's Centre
for the Protection of National Infrastructure (UK CPNI) for their
continued support.

Fernando Gont's attendance to IETF meetings was supported by ISOC's
"Fellowship to the IETF" program.

7. References

7.1. Normative References

[RFC0793] Postel, J., "Transmission Control Protocol", STD 7,
RFC 793, September 1981.

[RFC1122] Braden, R., "Requirements for Internet Hosts -
Communication Layers", STD 3, RFC 1122,
October 1989.

[RFC1323] Jacobson, V., Braden, B., and D. Borman, "TCP
Extensions for High Performance", RFC 1323,
May 1992.

[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.

7.2. Informative References

[1323bis] Borman, D., Braden, R., and V. Jacobson, "TCP
Extensions for High Performance", Work in Progress,
March 2009.

[CPNI-TCP] CPNI, "Security Assessment of the Transmission
Control Protocol (TCP)", 2009,
<http://www.cpni.gov.uk/Docs/
tn-03-09-security-assessment-TCP.pdf>.

[INFOCOM-99] Faber, T., Touch, J., and W. Yue, "The TIME-WAIT
state in TCP and Its Effect on Busy Servers", Proc.
IEEE Infocom, 1999, pp. 1573-1583.

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[Linux] Linux Kernel Organization, "The Linux Kernel
Archives", <http://www.kernel.org>.

[Opperman] Oppermann, A., "FYI: Extended TCP syncookies in
FreeBSD-current", post to the tcpm mailing list,
September 2006, <http://www.ietf.org/mail-archive/
web/tcpm/current/msg02251.html>.

[RFC1337] Braden, B., "TIME-WAIT Assassination Hazards in
TCP", RFC 1337, May 1992.

[RFC1948] Bellovin, S., "Defending Against Sequence Number
Attacks", RFC 1948, May 1996.

[RFC4987] Eddy, W., "TCP SYN Flooding Attacks and Common
Mitigations", RFC 4987, August 2007.

[Silbersack] Silbersack, M., "Improving TCP/IP security through
randomization without sacrificing interoperability",
EuroBSDCon 2005.

[TCP-Security] Gont, F., "Security Assessment of the Transmission
Control Protocol (TCP)", Work in Progress,
January 2011.

[TS-Generation] Gont, F. and A. Oppermann, "On the generation of TCP
timestamps", Work in Progress, June 2010.

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Appendix A. Behavior of the Proposed Mechanism in Specific Scenarios

A.1. Connection Request after System Reboot

This section clarifies how this algorithm would operate in case a
computer reboots, keeps the same IP address, loses memory of the
previous timestamps, and then tries to reestablish a previous
connection.

Firstly, as specified in [RFC0793], hosts must not establish new
connections for a period of 2*MSL (Maximum Segment Lifetime) after
they boot (this is the "quiet time" concept). As a result, in terms
of specifications, this scenario should never occur.

If a host does not comply with the "quiet time concept", a connection
request might be sent to a remote host while there is a previous
incarnation of the same connection in the TIME-WAIT state at the
remote host. In such a scenario, as a result of having lost memory
of previous timestamps, the resulting timestamps might not be
monotonically increasing, and hence the proposed algorithm might be
unable to recycle the previous incarnation of the connection that is
in the TIME-WAIT state. This case corresponds to the current state
of affairs without the algorithm proposed in this document.

Author's Address

Fernando Gont
UK Centre for the Protection of National Infrastructure

EMail: [email protected]
URI: http://www.cpni.gov.uk

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