Internet Engineering Task Force (IETF)                         A. Farrel
Request for Comments: 6123                            Old Dog Consulting
Category: Historic                                         February 2011
ISSN: 2070-1721


                Inclusion of Manageability Sections in
         Path Computation Element (PCE) Working Group Drafts

Abstract

  It has often been the case that manageability considerations have
  been retrofitted to protocols after they have been specified,
  standardized, implemented, or deployed.  This is sub-optimal.
  Similarly, new protocols or protocol extensions are frequently
  designed without due consideration of manageability requirements.

  The Operations Area has developed "Guidelines for Considering
  Operations and Management of New Protocols and Protocol Extensions"
  (RFC 5706), and those guidelines have been adopted by the Path
  Computation Element (PCE) Working Group.

  Previously, the PCE Working Group used the recommendations contained
  in this document to guide authors of Internet-Drafts on the contents
  of "Manageability Considerations" sections in their work.  This
  document is retained for historic reference.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for the historical record.

  This document defines a Historic Document for the Internet community.
  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Not all documents
  approved by the IESG are a candidate for any level of Internet
  Standard; see Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6123.








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Copyright Notice

  Copyright (c) 2011 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

1.  Introduction

  This document is produced for historic reference.

  When new protocols or protocol extensions are developed, it is often
  the case that not enough consideration is given to the manageability
  of the protocols or to the way in which they will be operated in the
  network.  The result is that manageability considerations are only
  understood once the protocols have been implemented and sometimes not
  until after they have been deployed.

  The resultant attempts to retrofit manageability mechanisms are not
  always easy or architecturally pleasant.  Furthermore, it is possible
  that certain protocol designs make manageability particularly hard to
  achieve.

  Recognizing that manageability is fundamental to the utility and
  success of protocols designed within the IETF, and that simply
  defining a MIB module does not necessarily provide adequate
  manageability, this document was developed to define recommendations
  for the inclusion of Manageability Considerations sections in all
  Internet-Drafts produced within the PCE Working Group.  It was the
  intention that meeting these recommendations would ensure that proper
  consideration was given to the support of manageability at all stages
  of the protocol development process from Requirements and
  Architecture through Specification and Applicability.

  It is clear that the presence of such a section in an Internet-Draft
  does not guarantee that the protocol will be well-designed or
  manageable.  However, the inclusion of this section will ensure that
  the authors have the opportunity to consider the issues, and, by
  reading the material in this document, they will gain some guidance.




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  This document was developed within the PCE Working Group and was used
  to help guide the authors and editors within the working group to
  produce Manageability Considerations sections in the Internet-Drafts
  and RFCs produced by the working group.

  [RFC5706] presents general guidance from the IETF's Operations Area
  for considering Operations and Management of new protocols and
  protocol extensions.  It has been adopted by the PCE Working Group to
  provide guidance to editors and authors within the working group, so
  this document is no longer required.  However, the working group
  considers that it will be useful to archive this document as Historic
  for future reference.

1.1.  Requirements Notation

  This document is not a protocol specification.  The key words "MUST",
  "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT",
  "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be
  interpreted as described in [RFC2119] in order that the contents of a
  Manageability Considerations section can be clearly understood.

1.2.  What Is Manageability?

  In this context, "manageability" is used to refer to the interactions
  between a network operator (a human or an application) and the
  network components (hosts, routers, switches, applications, and
  protocols) performed to ensure the correct operation of the network.

  Manageability issues are often referred to under the collective
  acronym, FCAPS [X.700], which stands for the following:

  - Fault management
  - Configuration
  - Accounting
  - Performance
  - Security

  Conventionally, Security is already covered an Internet-Draft in its
  own Security Considerations section, and this document does not in
  any way diminish the need for that section.  Indeed, as pointed out
  in Section 6, a full consideration of other aspects of manageability
  may increase the text that should be supplied in the Security
  Considerations section.

  The author of a Manageability Considerations section should certainly
  consider all aspects of FCAPS.  The author should reflect on how the
  manageability of a new protocol impacts the manageability and
  operation of the entire network.  Specific optional subsections (see



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  Section 2.3) should be added as necessary to describe features of
  FCAPS that are pertinent but are not covered by the recommended
  subsections.  More discussion of what manageability is and what may
  be included in a Manageability Considerations section can be found in
  [RFC5706].

  As part of documenting the manageability considerations for a new
  protocol or for protocol extensions, authors should consider that one
  of the objectives of specifying protocols within the IETF is to
  ensure interoperability of implementations.  This interoperability
  extends to the manageability function so that it is an ideal that
  there should be implementation independence between management
  applications and managed entities.  This may be promoted by the use
  of standardized management protocols and by the specification of
  standard information models.

  Note that, in some contexts, reference is made to the term
  "management plane".  This is used to describe the exchange of
  management messages through management protocols (often transported
  by IP and by IP transport protocols) between management applications
  and the managed entities such as network nodes.  The management plane
  may use distinct addressing schemes, virtual links or tunnels, or a
  physically separate management control network.  The management plane
  should be seen as separate from, but possibly overlapping with, the
  control plane, in which signaling and routing messages are exchanged,
  and the forwarding plane (sometimes called the data plane or user
  plane), in which user traffic is transported.

2.  Presence and Placement of Manageability Considerations Sections

  Note that examples of the sections described here can be found in the
  documents listed in Appendix A.

2.1.  Null Manageability Considerations Sections

  In the event that there are no manageability requirements for an
  Internet-Draft, the draft SHOULD still contain a Manageability
  Considerations section.  The presence of this section indicates to
  the reader that due consideration has been given to manageability and
  that there are no (or no new) requirements.

  In this case, the section SHOULD contain a simple statement such as
  "There are no new manageability requirements introduced by this
  document" and SHOULD briefly explain why that is the case with a
  summary of manageability mechanisms that already exist.






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  Note that a null Manageability Considerations section may take some
  effort to compose.  It is important to demonstrate to the reader that
  no additional manageability mechanisms are required, and it is often
  hard to prove that something is not needed.  A null Manageability
  Considerations section SHOULD NOT consist only of the simple
  statement that there are no new manageability requirements.

  If an Internet-Draft genuinely has no manageability impact, it should
  be possible to construct a simple null Manageability Considerations
  section that explains why this is the case.

2.2.  Recommended Subsections

  If the Manageability Considerations section is not null, it SHOULD
  contain at least the following subsections.  Guidance on the content
  of these subsections can be found in Section 3 of this document.

  - Control of Function through Configuration and Policy
  - Information and Data Models, e.g., MIB modules
  - Liveness Detection and Monitoring
  - Verifying Correct Operation
  - Requirements on Other Protocols and Functional Components
  - Impact on Network Operation

  In the event that one or more of these subsections is not relevant,
  it SHOULD still be present and SHOULD contain a simple statement
  explaining why the subsection is not relevant.  That is, null
  subsections are allowed, and each should be formed following the
  advice in Section 2.1.

2.3.  Optional Subsections

  The list of subsections above is not intended to be prescriptively
  limiting.  Other subsections can and SHOULD be added according to the
  requirements of each individual Internet-Draft.  If a topic does not
  fit comfortably into any of the subsections listed, the authors
  should be relaxed about adding new subsections as necessary.

2.4.  Placement of Manageability Considerations Sections

  The Manageability Considerations section SHOULD be placed immediately
  before the Security Considerations section in any Internet-Draft.









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3.  Guidance on the Content of Subsections

  This section gives guidance on the information to be included in each
  of the recommended subsections listed above.  Note that, just as
  other subsections may be included, so additional information MAY also
  be included in these subsections.

3.1.  Control of Function through Configuration and Policy

  This subsection describes the functional elements that may be
  controlled through configuration and/or policy.

  For example, many protocol specifications include timers that are
  used as part of the operation of the protocol.  These timers often
  have default values suggested in the protocol specification and do
  not need to be configurable.  However, it is often the case that the
  protocol requires that the timers can be configured by the operator
  to ensure specific behavior by the implementation.

  Even if all configurable items have been described within the body of
  the document, they SHOULD be identified in this subsection, but a
  reference to another section of the document is sufficient if there
  is a full description elsewhere.

  Other protocol elements are amenable to control through the
  application of local or network-wide policy.  It is not the intention
  that this subsection should give details of policy implementation
  since that is covered by more general policy framework specifications
  such as [RFC3060] and [RFC3460].  Additionally, specific frameworks
  for policy as applicable within protocol or functional architectures
  are also normally covered in separate documents, for example,
  [RFC5394].

  However, this section SHOULD identify which protocol elements are
  potentially subject to policy and should give guidance on the
  application of policy for successful operation of the protocol.
  Where this material is already described within the body of the
  document, this subsection SHOULD still identify the issues and
  reference the other sections of the document.

3.2.  Information and Data Models

  This subsection SHOULD describe the information and data models
  necessary for the protocol or the protocol extensions.  This
  includes, but is not necessarily limited to, the MIB modules
  developed specifically for the protocol functions specified in the
  document.




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  Where new or extended MIB modules are recommended, it is helpful if
  this section can give an overview of the items to be modeled by the
  MIB modules.  This does not require an object-by-object description
  of all of the information that needs to be modeled, but it could
  explain the high-level "object groupings" (perhaps to the level of
  suggesting the MIB tables) and certainly should explain the major
  manageable entities.  For example, a protocol specification might
  include separate roles for "sender" and "receiver" and might be
  broken into a "session" and individual "transactions"; if so, this
  section could list these functionalities as separate manageable
  entities.

  [RFC3444] may be useful in determining what information to include in
  this section.

  The description in this section can be by reference where other
  documents already exist.

  It should be noted that the significance of MIB modules may be
  decreasing, but there is still a requirement to consider the managed
  objects necessary for successful operation of the protocol or
  protocol extensions.  This means that due consideration should be
  given not only to what objects need to be managed but also to what
  management model should be used.  There are now several options,
  including the MIB/SNMP (Simple Network Management Protocol) model and
  the Network Configuration Protocol (NETCONF) model, being developed
  by the NETCONF Data Modeling Language (NETMOD) Working Group [YANG].

3.3.  Liveness Detection and Monitoring

  Liveness detection and monitoring apply both to the control plane and
  the data plane.

  Mechanisms for detecting faults in the control plane or for
  monitoring its liveness are usually built into the control plane
  protocols or inherited from underlying data plane or forwarding plane
  protocols.  These mechanisms do not typically require additional
  management capabilities but are essential features for the protocol
  to be usable and manageable.  Therefore, this section SHOULD
  highlight the mechanisms in the new protocol or protocol extensions
  that are required in order to ensure liveness detection and
  monitoring within the protocol.

  Further, when a control plane fault is detected, there is often a
  requirement to coordinate recovery action through management
  applications or at least to record the fact in an event log.  This
  section SHOULD identify the management actions expected when the
  protocol detects a control plane fault.



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  Where the protocol is responsible for establishing data or user plane
  connectivity, liveness detection and monitoring usually need to be
  achieved through other mechanisms.  In some cases, these mechanisms
  already exist within other protocols responsible for maintaining
  lower layer connectivity, but it will often be the case that new
  procedures are required so that failures in the data path can be
  detected and reported rapidly, allowing remedial action to be taken.
  This section SHOULD refer to other mechanisms that are assumed to
  provide monitoring of data plane liveness and SHOULD identify
  requirements for new mechanisms as appropriate.

  This section SHOULD describe the need for liveness and detection
  monitoring, SHOULD highlight existing tools, SHOULD identify
  requirements and specifications for new tools (as appropriate for the
  level of the document being written), and SHOULD describe the
  coordination of tools with each other, with management applications,
  and with the base protocol being specified.

3.4.  Verifying Correct Operation

  An important function that Operations and Management (OAM) can
  provide is a toolset for verifying the correct operation of a
  protocol.  To some extent, this may be achieved through access to
  information and data models that report the status of the protocol
  and the state installed on network devices.  However, it may also be
  valuable to provide techniques for testing the effect that the
  protocol has had on the network by sending data through the network
  and observing its behavior.

  Thus, this section SHOULD include details of how the correct
  operation of the protocols described by the Internet-Draft can be
  tested, and, in as far as the Internet-Draft impacts on the operation
  of the network, this section SHOULD include a discussion about how
  the correct end-to-end operation of the network can be tested and how
  the correct data or forwarding plane function of each network element
  can be verified.

  There may be some overlap between this section and that describing
  liveness detection and monitoring since the same tools may be used in
  some cases.

3.5.  Requirements on Other Protocols and Functional Components

  The text in this section SHOULD describe the requirements that the
  new protocol puts on other protocols and functional components as
  well as requirements from other protocols that have been considered





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  in designing the new protocol.  This is pertinent to manageability
  because those other protocols may already be deployed and operational
  and because those other protocols also need to be managed.

  It is not appropriate to consider the interaction between the new
  protocol and all other protocols in this section, but it is important
  to identify the specific interactions that are assumed for the
  correct functioning of the new protocol or protocol extensions.

3.6.  Impact on Network Operation

  The introduction of a new protocol or extensions to an existing
  protocol may have an impact on the operation of existing networks.
  This section SHOULD outline such impacts (which may be positive),
  including scaling concerns and interactions with other protocols.

  For example, a new protocol that doubles the number of active,
  reachable addresses in use within a network might need to be
  considered in the light of the impact on the scalability of the IGPs
  operating within the network.

  A very important feature that SHOULD be addressed in this section is
  backward compatibility.  If protocol extensions are being introduced,
  what impact will this have on a network that has an earlier version
  of the protocol deployed? Will it be necessary to upgrade all nodes
  in the network? Can the protocol versions operate side by side? Can
  the new version of the protocol be tunneled through the old version?
  Can existing services be migrated without causing a traffic hit or is
  a "maintenance period" required to perform the upgrade? What are the
  configuration implications for the new and old protocol variants?

  Where a new protocol is introduced, issues similar to backward
  compatibility may exist and SHOULD be described.  How is migration
  from an old protocol to the new protocol achieved? Do existing
  protocols need to be interfaced to the new protocol?

3.7.  Other Considerations

  Anything that is not covered in one of the recommended subsections
  described above but is needed to understand the manageability
  situation SHOULD be covered in an additional section.  This may be a
  catch-all section named "Other Considerations" or may be one or more
  additional optional sections as described in Section 2.3.








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4.  IANA Considerations

  This document does not introduce any new codepoints or name spaces
  for registration with IANA.  It makes no request to IANA for action.

  Internet-Drafts SHOULD NOT introduce new codepoints, name spaces, or
  requests for IANA action within the Manageability Considerations
  section.

5.  Manageability Considerations

  This document defines Manageability Considerations sections
  recommended for inclusion in all PCE Working Group Internet-Drafts.
  As such, the whole document is relevant to manageability.

  Note that the impact of the application of this document to Internet-
  Drafts produced within the PCE Working Group should be that PCE
  protocols and associated protocols are designed and extended with
  manageability in mind.  This should result in more robust and more
  easily deployed protocols.

  However, since this document does not describe any specific protocol,
  protocol extensions, or protocol usage, no manageability
  considerations need to be discussed here.

  (This is an example of a null Manageability Considerations section).

6.  Security Considerations

  This document is Historic and describes the format and content of
  Internet-Drafts.  As such, it introduces no new security concerns.

  However, there is a clear overlap between security, operations, and
  management.  The manageability aspects of security SHOULD be covered
  within the mandatory Security Considerations of each Internet-Draft.
  New security considerations introduced by the Manageability
  Considerations section MUST be covered in the Security Considerations
  section.

  Note that fully designing a protocol before it is implemented
  (including designing the manageability aspects) is likely to result
  in a more robust protocol.  That is a benefit to network security.
  Retrofitting manageability to a protocol can make the protocol more
  vulnerable to security attacks, including attacks through the new
  manageability facilities.  Therefore, the use of this document is
  RECOMMENDED in order to help ensure the security of all protocols to
  which it is applied.




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7.  Acknowledgements

  This document is based on earlier work exploring the need for
  Manageability Considerations sections in all Internet-Drafts produced
  within the Routing Area of the IETF.  That document was produced by
  Avri Doria and Loa Andersson working with the current author.  Their
  input was both sensible and constructive.

  Peka Savola provided valuable feedback on an early versions of the
  original document.  Thanks to Bert Wijnen, Dan Romascanu, David
  Harrington, Lou Berger, Spender Dawkins, Tom Petch, Matthew Meyer,
  Dimitri Papdimitriou, Stewart Bryant, and Jamal Hadi Salim for their
  comments.

  Thanks to the PCE Working Group for adopting the ideas contained in
  this document and for including Manageability Considerations sections
  in their Internet-Drafts and RFCs.

8.  References

8.1.  Normative References

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

8.2.  Informative References

  [RFC3060] Moore, B., Ellesson, E., Strassner, J., and A. Westerinen,
            "Policy Core Information Model -- Version 1 Specification",
            RFC 3060, February 2001.

  [RFC3460] Moore, B., Ed., "Policy Core Information Model (PCIM)
            Extensions", RFC 3460, January 2003.

  [RFC3444] Pras, A. and J. Schoenwaelder, "On the Difference between
            Information Models and Data Models", RFC 3444, January
            2003.

  [RFC5394] Bryskin, I., Papadimitriou, D., Berger, L., and J. Ash,
            "Policy-Enabled Path Computation Framework", RFC 5394,
            December 2008.

  [RFC5706] Harrington, D., "Guidelines for Considering Operations and
            Management of New Protocols and Protocol Extensions", RFC
            5706, November 2009.

  [X.700]   CCITT Recommendation X.700 (1992), Management framework for
            Open Systems Interconnection (OSI) for CCITT applications.



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  [YANG]    Bjorklund, M., Ed., "YANG - A Data Modeling Language for
            the Network Configuration Protocol (NETCONF)", RFC 6020,
            October 2010.
















































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Appendix A.  Example Manageability Considerations Sections

  Readers are referred to the following documents for example
  Manageability Considerations sections that received positive comments
  during IESG review:

  Farrel, A., Vasseur, J.-P., and J. Ash, "A Path Computation Element
  (PCE)-Based Architecture", RFC 4655, August 2006.

  Le Roux, J., Ed., "Requirements for Path Computation Element (PCE)
  Discovery", RFC 4674, October 2006.

  Le Roux, JL., Ed., Vasseur, JP., Ed., Ikejiri, Y., and R. Zhang,
  "OSPF Protocol Extensions for Path Computation Element (PCE)
  Discovery", RFC 5088, January 2008.

  Vasseur, JP., Ed., and JL. Le Roux, Ed., "Path Computation Element
  (PCE) Communication Protocol (PCEP)", RFC 5440, March 2009.

  Bradford, R., Ed., Vasseur, JP., and A. Farrel, "Preserving Topology
  Confidentiality in Inter-Domain Path Computation Using a Path-Key-
  Based Mechanism", RFC 5520, April 2009.

  Oki, E., Takeda, T., Le Roux, JL., and A. Farrel, "Framework for PCE-
  Based Inter-Layer MPLS and GMPLS Traffic Engineering", RFC 5623,
  September 2009.

Author's Address

  Adrian Farrel
  Old Dog Consulting
  EMail: [email protected]



















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