Independent Submission C. Chung

Independent Submission C. Chung
Request for Comments: 6108 A. Kasyanov
Category: Informational J. Livingood
ISSN: 2070-1721 N. Mody
Comcast
B. Van Lieu
Unaffiliated
February 2011

Comcast's Web Notification System Design

Abstract

The objective of this document is to describe a method of providing
critical end-user notifications to web browsers, which has been
deployed by Comcast, an Internet Service Provider (ISP). Such a
notification system is being used to provide near-immediate
notifications to customers, such as to warn them that their traffic
exhibits patterns that are indicative of malware or virus infection.
There are other proprietary systems that can perform such
notifications, but those systems utilize Deep Packet Inspection (DPI)
technology. In contrast to DPI, this document describes a system
that does not rely upon DPI, and is instead based in open IETF
standards and open source applications.

Status of This Memo

This document is not an Internet Standards Track specification; it is
published for informational purposes.

This is a contribution to the RFC Series, independently of any other
RFC stream. The RFC Editor has chosen to publish this document at
its discretion and makes no statement about its value for
implementation or deployment. Documents approved for publication by
the RFC Editor are not a candidate for any level of Internet
Standard; see Section 2 of RFC 5741.

Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
http://www.rfc-editor.org/info/rfc6108.

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Copyright Notice

Copyright (c) 2011 IETF Trust and the persons identified as the
document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document.

Table of Contents

1. Introduction ....................................................3
2. High-Level Design of the System .................................3
3. Design Requirements .............................................3
3.1. General Requirements .......................................4
3.2. Web Proxy Requirements .....................................6
3.3. ICAP Server Requirements ...................................7
3.4. Messaging Service Requirements .............................8
4. Implementation Details ..........................................8
4.1. Functional Components Described, as Implemented ............9
4.2. Functional Diagram, as Implemented ........................10
5. High-Level Communication Flow, as Implemented ..................11
6. Communication between Web Proxy and ICAP Server, as
Implemented ....................................................12
7. End-to-End Web Notification Flow, as Implemented ...............13
7.1. Step-by-Step Description of the End-to-End Web
Notification Flow .........................................14
7.2. Diagram of the End-to-End Web Notification Flow ...........15
8. Example HTTP Headers and JavaScript for a Web Notification .....16
9. Deployment Considerations ......................................18
10. Security Considerations .......................................19
11. Debating the Necessity of Such a Critical Notification
System ........................................................19
12. Suggesting a Walled Garden as an Alternative ..................20
13. Intended Next Steps ...........................................21
14. Acknowledgements ..............................................21
15. References ....................................................21
15.1. Normative References .....................................21
15.2. Informative References ...................................23

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1. Introduction

Internet Service Providers (ISPs) have a need for a system that is
capable of communicating with customers in a nearly immediate manner,
to convey critical service notices such as warnings concerning likely
malware infection. Given the prevalence of the web browser as the
predominant client software in use by Internet users, the web browser
is an ideal vehicle for providing these notifications. This document
describes a system that has been deployed by Comcast, a broadband
ISP, to provide near-immediate notifications to web browsers.

In the course of evaluating potential solutions, the authors
discovered that the large majority of commercially available systems
utilized Deep Packet Inspection (DPI) technology. While a DPI-based
system would certainly work, Comcast and other ISPs are trying to
avoid widespread deployment and use of DPI, and are searching for
alternatives. Thus, Comcast desired to use a system that is based on
open standards and non-proprietary software, and that did not require
the use of DPI. While the system described herein is specific to the
Data-Over-Cable Service Interface Specifications (DOCSIS,
[CableLabs_DOCSIS]) networks used by most cable-based broadband ISPs,
concepts described in this document can generally be applied to many
different types of networks should those ISPs be interested in
alternatives to DPI.

2. High-Level Design of the System

The web notification system design is based on the use of the
Internet Content Adaptation Protocol (ICAP) [RFC3507]. The design
uses open source applications, which are the Squid web proxy,
GreasySpoon ICAP server, and Apache Tomcat. ICAP, an existing IETF
protocol, allows for message transformation or adaptation. An ICAP
client passes a HyperText Transport Protocol (HTTP, [RFC2616])
response to an ICAP server for content adaption. The ICAP server in
turn responds back to the client with the HTTP response containing
the notification message by using the "respmod" method defined in
Section 3.2 of [RFC3507].

3. Design Requirements

This section describes all of the key requirements taken into
consideration by Comcast for the design of this system. This
information is provided in order to convey important design choices
that were made in order to avoid the use of DPI, among other things.
An "Additional Background" paragraph is included with each
requirement to provide additional information, context, or other
useful explanation.

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3.1. General Requirements

R3.1.1. Must Only Be Used for Critical Service Notifications
Additional Background: The system must only provide
critical notifications, rather than trivial notifications.
An example of a critical, non-trivial notification, which
is also the primary motivation of this system, is to advise
the user that their computer is infected with malware, that
their security is at severe risk and/or has already been
compromised, and that it is recommended that they take
immediate, corrective action NOW.

R3.1.2. Must Use TCP Port 80
Additional Background: The system must provide
notifications via TCP port 80, the well-known port for HTTP
traffic. Since the large majority of customers use a web
browser as their primary application, this was deemed the
best method to provide them with an immediate, critical
notification.

R3.1.3. Must Support Block Listing
Additional Background: While unlikely, it is possible that
the HyperText Markup Language (HTML, [RFC2854]) or
JavaScript [RFC4329] used for notifications may cause
problems while accessing a particular website. Therefore,
such a system must be capable of using a block list of
website Uniform Resource Identifiers (URIs, [RFC3986]) or
Fully Qualified Domain Names (FQDNs, Section 5.1 of
[RFC1035]) that conflict with the system, so that the
system does not provide notifications in these cases, in
order to minimize any errors or unexpected results. Also,
while extensive development and testing has been performed
to ensure that this system does not behave in unexpected
ways, and standard ICAP (which has been in use for many
years) is utilized, it is critical that if it does behave
in such a way, there must be a method to rapidly exempt
specific URIs or FQDNs.

R3.1.4. Must Not Cause Problems with Instant Messaging (IM) Clients
Using TCP Port 80
Additional Background: Some IM clients use TCP port 80 in
their communications, often as an alternate port when
standard, well-known ports do not work. Other IM clients
may in fact use TCP port 80 by default, in some cases even
being based in a web browser. Therefore, this system must
not conflict with or cause unexpected results for IM
clients (or any other client types) that use TCP port 80.

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R3.1.5. Must Handle Pre-Existing Active TCP Sessions Gracefully
Additional Background: Since the web notification system
may temporarily re-route TCP port 80 traffic in order to
provide a critical notification, previously established TCP
port 80 sessions must not be disrupted while being routed
to the proxy layer. Also, since the critical web
notification occurs at a well-defined point in time, it is
logical to conclude that an end user may well have an
active TCP port 80 session in progress before the
notification is sent, and which is still active at the time
of the notification. It is therefore important that any
such connections must not be reset, and that they instead
must be handled gracefully.

R3.1.6. Must Not Use TCP Resets
Additional Background: The use of TCP resets has been
widely criticized, both in the Internet community generally
and in [RFC3360]. In Comcast's recent history, for
example, the company was criticized for using TCP resets in
the course of operating a DPI-based network management
system. As such, TCP resets as a function of the system
must not be used.

R3.1.7. Must Be Non-Disruptive
Additional Background: The web notification system must not
disrupt the end-user experience, for example by causing
significant client errors.

R3.1.8. User Notification Acknowledgement Must Stop Further
Immediate Notifications
Additional Background: Once a user acknowledges a critical
notification, the notification should immediately stop.
Otherwise, the user may believe the system is stuck in an
error state and may not believe that the critical
notification is valid. In addition, it is quite possible
that the user will be annoyed that the system did not react
to his acknowledgement.

R3.1.9. Non-Modification of Content Should Be Maintained
Additional Background: The system should not significantly
alter the content of the HTTP response from any website the
user is accessing.

R3.1.10. Must Handle Unexpected Content Gracefully
Additional Background: Sometimes, developers and/or
implementers of software systems assume that a narrow range
of inputs to a system will occur, all of which have been
thought of beforehand by the designers. The authors

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believe this is a poor assumption to make in the design and
implementation of a system and, in contrast, that
unexpected or even malformed inputs should be assumed. As
a result, the system must gracefully and transparently
handle traffic that is unexpected, even though there will
be cases when the system cannot provide a critical web
notification as a result of this. Thus, widely varying
content should be expected, and all such unexpected traffic
must be handled by the system without generating user-
perceived errors or unexpected results.

R3.1.11. Web Content Must Not Be Cached
Additional Background: Maintaining the privacy of users is
important. As such, content flowing through or
incidentally observed by the system must not be cached.

R3.1.12. Advertising Replacement or Insertion Must Not Be Performed
Under ANY Circumstances
Additional Background: The system must not be used to
replace any advertising provided by a website, or to insert
advertising into websites. This therefore includes cases
where a web page already has space for advertising, as well
as cases where a web page does not have any advertising.
This is a critical area of concern for end users, privacy
advocates, and other members of the Internet community.
Therefore, it must be made abundantly clear that this
system will not be used for such purposes.

3.2. Web Proxy Requirements

R3.2.1. Open Source Software Must Be Used
Additional Background: The system must use an open source
web proxy server. (As noted in Section 2 and Section 4.1,
Squid has been chosen.) While it is possible to use any web
proxy, the use of open source enables others to easily
access openly available documentation for the software,
among the other benefits commonly attributed to the use of
open source software.

R3.2.2. ICAP Client Should Be Integrated
Additional Background: The web proxy server should have an
integrated ICAP client, which simplifies the design and
implementation of the system.

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R3.2.3. Access Control Must Be Implemented
Additional Background: Access to the proxy must be limited
exclusively to the IP addresses of users for which
notifications are intended, and only for limited periods of
time. Furthermore, since a Session Management Broker (SMB)
is utilized, as described in Section 4.1 below, then the
proxy must restrict access only to the address of the SMB.

3.3. ICAP Server Requirements

R3.3.1. Must Provide ICAP Response Support
Additional Background: The system must support response
adaptation, in accordance with [RFC3507]. An ICAP client
passes a HyperText Transport Protocol (HTTP, [RFC2616])
response to an ICAP server for content adaption. The ICAP
server in turn responds back to the client with the HTTP
response containing the notification message by using the
"respmod" method defined in Section 3.2 of [RFC3507].

R3.3.2. Must Provide Consistency of Critical Notifications
Additional Background: The system must be able to
consistently provide a specific notification. For example,
if a critical alert to notify a user that they are infected
with malware is desired, then that notification should
consistently look the same for all users and not vary.

R3.3.3. Must Support Multiple Notification Types
Additional Background: While the initial and sole critical
notification sent by the system is intended to alert users
of a malware infection, malware is a rapidly and
continuously evolving threat. As a result of this reality,
the system must be able to evolve to provide different types
of critical notifications. For example, if malware begins
to diverge into several different categories with
substantially different implications for end users, then it
may become desirable to provide a notification that has been
narrowly tailored to each category of malware.

R3.3.4. Must Support Notification to Multiple Users Simultaneously
Additional Background: The system must be able to
simultaneously serve notifications to different users. For
example, if 100 users have been infected with malware and
critically need to be notified about this security problem,
then the system must be capable of providing the
notification to several users at a time, or all of the users
at the same time, rather than to just one user at a time.

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3.4. Messaging Service Requirements

R3.4.1. A Messaging Service Must Be Used
Additional Background: The Messaging Service, as described
in Section 4.1 below, caches the notifications for each
specific user. Thus, the notification messages are cached
by the system and do not have to be retrieved each time a
notification is needed. As a result, the system can be more
easily scaled to provide notification to multiple users
simultaneously, as noted in an earlier requirement ("Must
Support Notification to Multiple Users Simultaneously").

R3.4.2. Must Process Acknowledgements on a Timely Basis
Additional Background: The Messaging Service must quickly
process notification acknowledgements by end users, as noted
in an earlier requirement ("User Notification
Acknowledgement Must Stop Further Immediate Notifications").

R3.4.3. Must Ensure Notification Targeting Accuracy
Additional Background: The Messaging Service must ensure
that notifications are presented to the intended users. For
example, if the system intends to provide a critical
notification to User A and User B, but not User C, then
User C must not be sent a notification.

R3.4.4. Should Keep Notification Records for Customer Support
Purposes
Additional Background: The Messaging Service should maintain
some type of record that a notification has been sent to a
user, in case that user inquires with customer support
personnel. For example, when a user is presented with the
critical notification advising them of a malware infection,
that user may choose to call Comcast's Customer Security
Assurance team, in the customer service organization. As a
result, a Customer Security Assurance representative should
be able to confirm that the user did in fact receive a
notification concerning malware infection in the course of
providing assistance to the end user in remediating the
malware infection.

4. Implementation Details

This section defines and documents the various core functional
components of the system, as they are implemented. These components
are then shown in a diagram to describe how the various components
are linked and relate to one another.

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4.1. Functional Components Described, as Implemented

This section accurately and transparently describes the software (S)
packages used by the system described herein, as well as all of the
details of how the system functions. The authors acknowledge that
there may be multiple alternative software choices for each
component; the purpose of this section is to describe those
selections that have been made and deployed.

S4.1.1. Web Proxy: The system uses Squid Proxy, an open source web
proxy application in wide use, which supports an integrated
ICAP client.

S4.1.2. ICAP Server: The system uses GreasySpoon, an open source
application. The ICAP server retrieves the notifications
from the Messaging Service cache when content adaption is
needed.

S4.1.3. Customer Database: The Customer Database holds the relevant
information that the system needs to provide a critical
notification to a given user. The database may also hold
the status of which users were notified and which users are
pending notification.

S4.1.4. Messaging Service: The system uses Apache Tomcat, an open
source application. This is a process engine that retrieves
specific web notification messages from a catalog of
possible notifications. While only one notification is
currently used, concerning malware infection, as noted in
Section 3.3 the system may eventually need to provide
multiple notifications (the specific requirement is "Must
Support Multiple Notification Types"). When a notification
for a specific user is not in the cache, the process
retrieves this information from the Customer Database and
populates the cache for a specific period of time.

S4.1.5. Session Management Broker (SMB): A Load Balancer (LB) with a
customized layer 7 inspection policy is used to
differentiate between HTTP and non-HTTP traffic on TCP
port 80, in order to meet the requirements documented in
Section 3 above. The system uses a LB from A10 Networks.
The SMB functions as a full stateful TCP proxy with the
ability to forward packets from existing TCP sessions that
do not exist in the internal session table (to meet the
specific requirement "Must Handle Pre-Existing Active TCP
Sessions Gracefully"). New HTTP sessions are load balanced
to the web proxy layer either transparently or using source
Network Address Translation (NAT [RFC3022]) from the SMB.

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Non-HTTP traffic for established TCP sessions not in the SMB
session table is simply forwarded to the destination
transparently via the TCP proxy layer (again, to meet the
specific requirement "Must Handle Pre-Existing Active TCP
Sessions Gracefully").

4.2. Functional Diagram, as Implemented

+--------+ +------------+ +----------+
| ICAP | <----> | Messaging | <----> | Customer |
| Server | | Service | | Database |
+--------+ +------------+ +----------+
^
| +----------+
| | |
| +-------> | Internet | <-------+
| | | | |
| | +----------+ |
| | ^ |
v v | |
+----------+ v v
|+--------+| +-------+ +--------+
|| ICAP || <----> | SMB | <---> | Access |
|| Client || +-------+ | Router |
|+--------+| +--------+
|| SQUID || ^
|| Proxy || |
|+--------+| v
+----------+ +----------+
| CMTS* |
+----------+
^
|
v
+------+
| PC |
+------+

* A Cable Modem Termination System (CMTS)
is an access network element.

Figure 1: Web Notification System - Functional Components

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5. High-Level Communication Flow, as Implemented

In Section 4, the functional components of the system were described,
and then shown in relation to one another in Figure 1 above. This
section describes the high-level communication (C) flow of a
transaction in the system, in order to explain the general way that
the functions work together in action. This will be further
explained in much more detail in later sections of this document.

C5.1. Setup of Differentiated Services (Diffserv): Using Diffserv
[RFC2474] [RFC2475] [RFC2597] [RFC3140] [RFC3246] [RFC3260]
[RFC4594], set a policy to direct TCP port 80 traffic to the
web notification system's web proxy.

C5.2. Session Management: TCP port 80 packets are routed to a
Session Management Broker (SMB) that distinguishes between
HTTP or non-HTTP traffic and between new and existing
sessions. HTTP packets are forwarded to the web proxy by the
SMB. Non-HTTP packets such as instant messaging (IM) traffic
are forwarded to a TCP proxy layer for routing to their
destination, or the SMB operates as a full TCP proxy and
forwards the non-HTTP packets to the destination.
Pre-established TCP sessions on port 80 are identified by the
SMB and forwarded with no impact.

C5.3. Web Proxy Forwards Request: The web proxy forwards the HTTP
request on to the destination site, a web server, as a web
proxy normally would do.

C5.4. On Response, Send Message to ICAP Server: When the HTTP
response is received from the destination server, the web
proxy sends a message to the ICAP server for the web
notification.

C5.5. Messaging Service: The Messaging Service should respond with
appropriate notification content or null response if no
notification is cached.

C5.6. ICAP Server Responds: The ICAP server responds and furnishes
the appropriate content for the web notification to the web
proxy.

C5.7. Web Proxy Sends Response: The web proxy then forwards the
HTTP response containing the web notification to the client
web browser.

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C5.8. User Response: The user observes the critical web
notification, and clicks an appropriate option, such as: OK/
acknowledged, snooze/remind me later, etc.

C5.9. More Information: Depending upon the notification, the user
may be provided with more information. For example, as noted
previously, the system was designed to provide critical
notifications concerning malware infection. Thus, in the
case of malware infection, the user may be advised to go to a
malware remediation web page that provides directions on how
to attempt to remove the malware and attempt to secure hosts
against future malware infection.

C5.10. Turn Down Diffserv: Once the notification transaction has
completed, remove any special Diffserv settings.

6. Communication between Web Proxy and ICAP Server, as Implemented

The web proxy and ICAP server are critical components of the system.
This section shows the communication that occurs between these two
components.

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+------------+
| www URI |
+------------+
^ |
(2)| |(3)
| v
+--------+ (4) +--------+ (4) +--------+
| |------------>| |------------>| |
| | (5) | | (5) | |
| Proxy |<------------| ICAP |<------------| ICAP |
| Module | (6) | Client | (6) | Server |
| |------------>| |------------>| |
| | (7) | | (7) | |
| |<------------| |<------------| |
+--------+ +--------+ +--------+
^ |
(1)| |(8)
| v
+------------+ (9) +------------+
| |----------------------------->| |
| Browser | (10) | Web Server |
| |<-----------------------------| |
+------------+ +------------+

(1) - HTTP GET (TCP 80)
(2) - Proxy HTTP GET (TCP 80)
(3) - HTTP 200 OK w/ Response
(4) - ICAP RESPMOD
(5) - ICAP 200 OK
(6) - TCP Stream - Encapsulate Header
(7) - ICAP 200 OK Insert Message
(8) - HTTP 200 OK w/ Response + Message Frame
(9) - HTTP GET for Message
(10) - HTTP 200 w/ Message Content

Figure 2: Communication between Web Proxy and ICAP Server

7. End-to-End Web Notification Flow, as Implemented

This section describes the exact flow of an end-to-end notification,
in order to show in detail how the system functions.

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7.1. Step-by-Step Description of the End-to-End Web Notification Flow

Policy-Based Routing

1. TCP port 80 packets from the user that needs to be notified are
routed to the web proxy via policy-based routing.

2. Packets are forwarded to the Session Management Broker, which
establishes a session with the web proxy and routes the packets
to the web proxy.

Web Proxy

1. The user's HTTP request is directed to the web proxy.

2. The web proxy receives HTTP traffic and retrieves content from
the requested website.

3. The web proxy receives the response and forwards it to the ICAP
server for response adaptation.

4. The ICAP server checks the HTTP content in order to determine
whether the notification message can be inserted.

5. The ICAP server initiates a request to the Messaging Service
cache process with the IP address of the user.

6. If a notification message for the user exists, then the
appropriate notification is cached on the Messaging Service.
The Messaging Service then returns the appropriate notification
content to the ICAP server.

7. Once the notification message is retrieved from the Messaging
Service cache, the ICAP server may insert the notification
message in the HTTP response body without altering or modifying
the original content of the HTTP response.

8. The ICAP server then sends the response back to the web proxy,
which in turn forwards the HTTP response back to the browser.

9. If the user's IP address is not found or provisioned for a
notification message, then the ICAP server should return a "204
No modifications needed" response to the ICAP client as defined
in Section 4.3.3 of [RFC3507]. As a result, the user will not
receive any web notification message.

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10. The user observes the web notification, and clicks an
appropriate option, such as: OK/acknowledged, snooze/remind me
later, etc.

7.2. Diagram of the End-to-End Web Notification Flow

The two figures below show the communications flow from the web
browser, through the web notification system.

Figure 3 illustrates what occurs when a notification request cannot
be inserted because the notification type for the user's IP address
is not cached in the Messaging Service.

ICAP ICAP Message Customer
Browser Proxy Client Server Service Internet DB
| HTTP | | | | | |
| GET | Proxy | | | | |
+------->| Request | | | | |
| +---------|---------|--------|------->| |
| | | | | 200 OK | |
| |<--------|---------|--------|--------+ |
| | ICAP | | | | |
| | RESPMOD | ICAP | | | |
| +-------->| RESPMOD | Check | | |
| | +-------->| Cache | | |
| | | | for IP | | |
| | | | Match | | |
| | | +------->| | |
| | | | Cache | | |
| | | | Miss | | |
| | | |<-------+ Request| |
| | | 204 No | | Type | |
| | | Modif. | +--------|------->|
| | | Needed | | | |
| | No |<--------+ | | Type |
| | Insert | | | |Returned|
| 200 OK |<--------+ | |<-------|--------+
| w/o | | | | | |
| Insert | | | | | |
|<-------+ | | | | |
| | | | | | |

Figure 3: End-to-End Web Notification Flow - with Cache Miss

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Figure 4 illustrates what occurs when a notification request for the
user's IP address is cached in the Messaging Service.

ICAP ICAP Message Customer
Browser Proxy Client Server Service Internet DB
| HTTP | | | | | |
| GET | Proxy | | | | |
+------->| Request | | | | |
| +---------|---------|--------|------->| |
| | | | | 200 OK | |
| |<--------|---------|--------|--------+ |
| | ICAP | | | | |
| | RESPMOD | ICAP | | | |
| +-------->| RESPMOD | Check | | |
| | +-------->| Cache | | |
| | | | for IP | | |
| | | | Match | | |
| | | +------->| | |
| | | | Cache | | |
| | | | Hit | | |
| | | Insert |<-------+ | |
| | Return | Type | | | |
| | 200 OK |<--------+ | | |
| | with | | | | |
| | Insert | | | | |
| 200 OK |<--------+ | | | |
| w/ | | | | | |
| Notify | | | | | |
|<-------+ | | | | |
| | | | | | |

Figure 4: End-to-End Web Notification Flow - with Cache Hit

8. Example HTTP Headers and JavaScript for a Web Notification

The figure below shows an example of a normal HTTP GET request from
the user's web browser to www.example.com, a web server on the
Internet.

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------------------------------------------------------------------------
1. HTTP GET Request to www.example.com
------------------------------------------------------------------------
http://www.example.com/

GET / HTTP/1.1
Host: www.example.com
User-Agent: Mozilla/5.0 (Windows; U; Windows NT 5.1; en-US; rv:1.8.1.14)
Gecko/20080404 Firefox/2.0.0.14
Accept: text/html,application/xhtml+xml,application/xml;q=0.9,*/*;q=0.8
Accept-Language: en-us,en;q=0.5
Accept-Encoding: gzip,deflate
Accept-Charset: ISO-8859-1,utf-8;q=0.7,*;q=0.7
Keep-Alive: 300
Connection: keep-alive
Pragma: no-cache
------------------------------------------------------------------------

Figure 5: Example HTTP Headers for a Web Notification - HTTP GET

In the figure below, the traffic is routed via the web proxy, which
communicates with the ICAP server and returns the response from
www.example.com. In this case, that response is a 200 OK, with the
desired notification message inserted.

------------------------------------------------------------------------
2. Response from www.example.com via PROXY
------------------------------------------------------------------------
HTTP/1.x 200 OK
Date: Thu, 08 May 2008 16:26:29 GMT
Server: Apache/2.2.3 (CentOS)
Last-Modified: Tue, 15 Nov 2005 13:24:10 GMT
Etag: "b80f4-1b6-80bfd280"
Accept-Ranges: bytes
Content-Length: 438
Connection: close
Content-Type: text/html; charset=UTF-8
Age: 18
X-Cache: HIT from localhost.localdomain
Via: 1.0 localhost.localdomain (squid/3.0.STABLE5)
Proxy-Connection: keep-alive
------------------------------------------------------------------------

Figure 6: Example HTTP Headers for a Web Notification - HTTP Response

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The figure below shows an example of the web notification content
inserted in the 200 OK response, in this example JavaScript code.

------------------------------------------------------------------------
3. Example of JavaScript containing Notification Insertion
------------------------------------------------------------------------


<style type="text/css">
#example {
position: absolute; left: 100px; top: 50px;
z-index: 9999999; height: auto; width: 550px;
padding: 10px;
border: solid 2px black;
background-color:#FDD017;
opacity: 0.8; filter: alpha(opacity = 80);
}
</style>

<script language="javascript" type="text/javascript">
// ensure that content is not part of an iframe
if (self.location == top.location) {
// this is a floating div with 80% transparency
document.write('<div id="example" name="example">');
document.write('<h2>IMPORTANT MESSAGE</h2>');
document.write('<p>Lorem ipsum dolor sit amet, consecteteur ');
document.write('adipisicing elit, sed do eiusmod tempor ');
document.write('incididunt ut labore et dolore magna aliqua. ');
document.write('Ut enim ad minim veniam, quis nostrud ');
document.write('exercitation ullamco laboris nisi ut aliquip ex ');
document.write('ea commodo consequat.');
document.write('</div>');
}</script>
------------------------------------------------------------------------

Figure 7: Example JavaScript Used in a Web Notification

9. Deployment Considerations

The components of the web notification system should be distributed
throughout the network and close to end users. This ensures that the
routing performance and the user's web browsing experience remain
excellent. In addition, a HTTP-aware load balancer should be used in
each datacenter where servers are located, so that traffic can be
spread across N+1 servers and the system can be easily scaled.

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10. Security Considerations

This critical web notification system was conceived in order to
provide an additional method of notifying end user customers that
their computer has been infected with malware. Depending upon the
specific text of the notification, users could fear that it is some
kind of phishing attack. As a result, care has been taken with the
text and any links contained in the web notification itself. For
example, should the notification text change over time, it may be
best to provide a general URI or a telephone number. In contrast to
that, the notification must not ask for login credentials, and must
not ask a user to follow a link in order to change their password,
since these are common phishing techniques. Finally, care should be
taken to provide confidence that the web notification is valid and
from a trusted party, and/or that the user has an alternate method of
checking the validity of the web notification. One alternate method
of validating the notification may be to call customer support (in
this example, Comcast's Customer Security Assurance team); this
explains a key requirement (specifically, "Should Keep Notification
Records for Customer Support Purposes") in Section 3.4.

11. Debating the Necessity of Such a Critical Notification System

Some members of the community may question whether it is ever, under
any circumstances, acceptable to modify Internet content in order to
provide critical service notification concerning malware infection -
even in the smallest of ways, even if openly and transparently
documented, even if thoroughly tested, and even if for the best of
motivations. It is important that anyone with such concerns
recognize that this document is by no means the first to propose
this, particularly as a tactic to combat a security problem, and in
fact simply leverages previous work in the IETF, such as [RFC3507].
Such concerned parties should also study the many organizations using
ICAP and the many software systems that have implemented ICAP.

In addition, concerned members of the community should review
Section 1, which describes the fact that this is a common feature of
DPI systems, made by DPI vendors and many, if not most, major
networking equipment vendors. As described herein, the authors of
this document are motivated to AVOID the need for widespread,
ubiquitous deployment of DPI, via the use of both open source
software and open protocols, and are further motivated to
transparently describe the details of how such a system functions,
what it IS intended to do, what it IS NOT intended to do, and
purposes for which it WILL NOT be used.

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The authors also believe it is important for ISPs to transparently
disclose network management techniques and systems, and to have a
venue to do so, as has been done here. In addition, the authors
believe it is important for the IETF and other members of the
Internet community to encourage and positively reinforce such
disclosures. In the publishing of such a document for reference and
comment by the Internet community, this may serve to motivate other
ISPs to be similarly open and to engage the IETF and other
organizations that are part of the Internet community. Not
publishing such documents could motivate less disclosure on the part
of ISPs and other members of the Internet community, increase the use
of DPI, and decrease ISP participation in the critical technical
bodies that make up parts of the Internet community.

In addition, it is critical that members of the community recognize
the good motivations of ISPs like Comcast to combat the massive and
continuing proliferation of malware, which is a huge threat to the
security of average Internet users and now represents a multi-
billion-dollar underground economy engaged in identity theft,
financial fraud, transmission of spam, and other criminal activity.
Such a critical notification system in fact is only necessary due to
the failure of host-based security at defending against and
preventing malware infection. As such, ISPs such as Comcast are
being urged by their customers and by other parties such as security
and/or privacy organizations, as well as governmental organizations,
to take action to help solve this massive problem, since so many
other tactics have been unsuccessful. For example, as Howard
Schmidt, the Special Advisory for Cyber Security to President Obama,
of the United States of America, said in 2005: "As attacks on home-
based and unsecured networks become as prevalent as those against
large organizations, the need for ISPs to do everything they can to
make security easier for their subscribers is critical for the
preservation of our nation's information backbone. Additionally,
there is tremendous potential to grow further the use of broadband
around the world; and making safety and security part of an ISP's
core offering will enable the end user to fully experience the rich
and robust benefits broadband provides".

12. Suggesting a Walled Garden as an Alternative

A "walled garden" refers to an environment that controls the
information and services that a subscriber is allowed to utilize and
what network access permissions are granted. Placing a user in a
walled garden is therefore another approach that ISPs may take to
notify users, and this method is being explored as a possible
alternative in other documents and community efforts. As such, web
notifications should be considered one of many possible notification
methods that merit documentation.

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However, a walled-garden approach can pose challenges and may in some
cases be considered disruptive to end users. For example, a user
could be playing a game online, via the use of a dedicated, Internet-
connected game console, which would likely stop working when the user
was placed in the walled garden. In another example, the user may be
in the course of a telephone conversation, using a Voice Over IP
(VoIP) device of some type, which would also likely stop working when
the user was placed in the walled garden. In both cases, the user is
not using a web browser and would not have a way to determine the
reason why their service seemingly stopped working.

13. Intended Next Steps

Unfortunately, at the time of this writing, no existing working group
of the IETF is focused on issues of malware infection and related
issues. As a result, there was not a definite venue for this
document, so it was submitted to the Independent Submissions Editor
as an independent submission. While documentation and disclosure of
this system are beneficial for the Internet community in and of
itself, there are other benefits to having this document published.
One of those reasons is that members of the community, including
members of the IETF, have a stable document to refer to in the case
of any potential new work that the community may undertake in the
area of malware, security, and critical notification to end users.
It is also hoped that, in the tradition of a Request for Comment,
other members of the community may be motivated to propose
alternative systems or other improvements.

14. Acknowledgements

The authors wish to thank Alissa Cooper for her review of and
comments on the document, and Nevil Brownlee for his excellent
feedback, as well as others who reviewed the document.

15. References

15.1. Normative References

[RFC1035] Mockapetris, P., "Domain names - implementation and
specification", STD 13, RFC 1035, November 1987.

[RFC2474] Nichols, K., Blake, S., Baker, F., and D. Black,
"Definition of the Differentiated Services Field (DS
Field) in the IPv4 and IPv6 Headers", RFC 2474,
December 1998.

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[RFC2475] Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z.,
and W. Weiss, "An Architecture for Differentiated
Services", RFC 2475, December 1998.

[RFC2597] Heinanen, J., Baker, F., Weiss, W., and J. Wroclawski,
"Assured Forwarding PHB Group", RFC 2597, June 1999.

[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.

[RFC2854] Connolly, D. and L. Masinter, "The 'text/html' Media
Type", RFC 2854, June 2000.

[RFC3022] Srisuresh, P. and K. Egevang, "Traditional IP Network
Address Translator (Traditional NAT)", RFC 3022,
January 2001.

[RFC3140] Black, D., Brim, S., Carpenter, B., and F. Le Faucheur,
"Per Hop Behavior Identification Codes", RFC 3140,
June 2001.

[RFC3246] Davie, B., Charny, A., Bennet, J., Benson, K., Le Boudec,
J., Courtney, W., Davari, S., Firoiu, V., and D.
Stiliadis, "An Expedited Forwarding PHB (Per-Hop
Behavior)", RFC 3246, March 2002.

[RFC3260] Grossman, D., "New Terminology and Clarifications for
Diffserv", RFC 3260, April 2002.

[RFC3507] Elson, J. and A. Cerpa, "Internet Content Adaptation
Protocol (ICAP)", RFC 3507, April 2003.

[RFC3986] Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
Resource Identifier (URI): Generic Syntax", STD 66,
RFC 3986, January 2005.

[RFC4329] Hoehrmann, B., "Scripting Media Types", RFC 4329,
April 2006.

[RFC4594] Babiarz, J., Chan, K., and F. Baker, "Configuration
Guidelines for DiffServ Service Classes", RFC 4594,
August 2006.

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15.2. Informative References

[CableLabs_DOCSIS]
CableLabs, "Data-Over-Cable Service Interface
Specifications", CableLabs Specifications, Various DOCSIS
Reference Documents, <http://www.cablelabs.com/
specifications/archives/docsis.html>.

[RFC3360] Floyd, S., "Inappropriate TCP Resets Considered Harmful",
BCP 60, RFC 3360, August 2002.

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Authors' Addresses

Chae Chung
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
EMail: [email protected]
URI: http://www.comcast.com

Alex Kasyanov
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
EMail: [email protected]
URI: http://www.comcast.com

Jason Livingood
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
EMail: [email protected]
URI: http://www.comcast.com

Nirmal Mody
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
EMail: [email protected]
URI: http://www.comcast.com

Brian Van Lieu
Unaffiliated
Bethlehem, PA 18018
US
EMail: [email protected]

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