Internet Engineering Task Force (IETF)                         R. Sparks
Request for Comments: 6026                                       Tekelec
Updates: 3261                                           T. Zourzouvillys
Category: Standards Track                                          Skype
ISSN: 2070-1721                                           September 2010


            Correct Transaction Handling for 2xx Responses
         to Session Initiation Protocol (SIP) INVITE Requests

Abstract

  This document normatively updates RFC 3261, the Session Initiation
  Protocol (SIP), to address an error in the specified handling of
  success (2xx class) responses to INVITE requests.  Elements following
  RFC 3261 exactly will misidentify retransmissions of the request as a
  new, unassociated request.  The correction involves modifying the
  INVITE transaction state machines.  The correction also changes the
  way responses that cannot be matched to an existing transaction are
  handled to address a security risk.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc6026.

















Sparks & Zourzouvillys       Standards Track                    [Page 1]

RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


Copyright Notice

  Copyright (c) 2010 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1. Introduction ....................................................3
  2. Conventions and Definitions .....................................3
  3. Reason for Change ...............................................3
  4. Summary of Change ...............................................4
  5. Consequences if Not Implemented .................................4
  6. The Change ......................................................4
  7. Change Details ..................................................5
     7.1. Server Transaction Impacts .................................5
     7.2. Client Transaction Impacts .................................9
     7.3. Proxy Considerations ......................................10
  8. Exact Changes to RFC 3261 ......................................11
     8.1. Page 85 ...................................................11
     8.2. Page 107 ..................................................11
     8.3. Page 114 ..................................................11
     8.4. Pages 126 through 128 .....................................12
     8.5. Pages 134 to 135 ..........................................15
     8.6. Page 136 ..................................................15
     8.7. Page 137 ..................................................17
     8.8. Page 141 ..................................................17
     8.9. Page 144 ..................................................18
     8.10. Page 146 .................................................18
     8.11. Page 265 .................................................18
  9. IANA Considerations ............................................18
  10. Security Considerations .......................................19
  11. Acknowledgments ...............................................20
  12. Normative References ..........................................20








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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


1.  Introduction

  This document describes an essential correction to the Session
  Initiation Protocol (SIP), defined in [RFC3261].  The change
  addresses an error in the handling of 2xx class responses to INVITE
  requests that leads to retransmissions of the INVITE being treated as
  new requests and forbids forwarding stray INVITE responses.

2.  Conventions and Definitions

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

3.  Reason for Change

  One use of the INVITE method in SIP is to establish new sessions.
  These "initial" INVITEs may fork at intermediaries, and more than one
  receiving endpoint may choose to accept the request.  SIP is designed
  such that the requester receives all of these success responses.

  Two sets of requirements in [RFC3261] work together to allow multiple
  2xx responses to be processed correctly by the requester.  First, all
  elements are required to immediately destroy any INVITE client
  transaction state upon forwarding a matching 2xx class response.
  This requirement applies to both UAs (user agents) and proxies
  (proxies forward the response upstream, the transaction layer at user
  agents forwards the response to its "UA core").  Second, all proxies
  are required to statelessly forward upstream any 2xx class responses
  that do not match an existing transaction, also called stray
  responses.  The transaction layer at user agents is required to
  forward these responses to its UA core.  Logic in the UA core deals
  with acknowledging each of these responses.

  This technique for specifying the behavior was chosen over adjusting
  INVITE client transaction state machines as a simpler way to specify
  the correct behavior.

  Over time, implementation experience demonstrated the existing text
  is in error.  Once any element with a server transaction (say, a
  proxy in the path of the INVITE) deletes that transaction state, any
  retransmission of the INVITE will be treated as a new request,
  potentially forwarded to different locations than the original.  Many
  implementations in the field have made proprietary adjustments to
  their transaction logic to avoid this error.






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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


  The requirement to statelessly forward stray responses has also been
  identified as a security risk.  Through it, elements compliant to
  [RFC3261] are compelled to do work (forward packets) that is not
  protected by the admission policies applied to requests.  This can be
  leveraged to, for instance, use a SIP proxy as an anonymizing
  forwarder of packets in a distributed denial-of-service attack.
  General Internet endpoints can also collude to tunnel non-SIP content
  through such proxies by wrapping them in an SIP response envelope.

  Additionally, [RFC3261] requires that if an unrecoverable transport
  error is encountered while sending a response in a client
  transaction, that the transaction moves immediately into the
  "Terminated" state.  This will result in any retransmitted INVITE
  requests received after such an error was encountered to be processed
  as a new request instead of being absorbed as a retransmission.

4.  Summary of Change

  This correction document updates [RFC3261], adding a state and
  changing the transitions in the INVITE client state machine such that
  the INVITE client transaction remains in place to receive multiple
  2xx responses.  It adds a state to the INVITE server state machine to
  absorb retransmissions of the INVITE after a 2xx response has been
  sent.  It modifies state transitions in the INVITE server state
  machine to absorb retransmissions of the INVITE request after
  encountering an unrecoverable transport error when sending a
  response.  It also forbids forwarding stray responses to INVITE
  requests (not just 2xx responses), which RFC 3261 requires.

5.  Consequences if Not Implemented

  Implementations strictly conformant to [RFC3261] will process
  retransmitted initial INVITE requests as new requests.  Proxies may
  forward them to different locations than the original.  Proxies may
  also be used as anonymizing forwarders of bulk traffic.
  Implementations will process any retransmitted INVITE request as a
  new request after an attempt to send a response results in an
  unrecoverable error.

6.  The Change

  An element sending or receiving a 2xx to an INVITE transaction MUST
  NOT destroy any matching INVITE transaction state.  This state is
  necessary to ensure correct processing of retransmissions of the
  request and the retransmission of the 2xx and ACK that follow.






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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


  An element encountering an unrecoverable transport error when trying
  to send a response to an INVITE request MUST NOT immediately destroy
  the associated INVITE server transaction state.  This state is
  necessary to ensure correct processing of retransmissions of the
  request.

  When receiving any SIP response, a transaction-stateful proxy MUST
  compare the transaction identifier in that response against its
  existing transaction state machines.  The proxy MUST NOT forward the
  response if there is no matching transaction state machine.

  When receiving an ACK that matches an existing INVITE server
  transaction and that does not contain a branch parameter containing
  the magic cookie defined in RFC 3261, the matching transaction MUST
  be checked to see if it is in the "Accepted" state.  If it is, then
  the ACK must be passed directly to the transaction user instead of
  being absorbed by the transaction state machine.  This is necessary
  as requests from RFC 2543 clients will not include a unique branch
  parameter, and the mechanisms for calculating the transaction ID from
  such a request will be the same for both INVITE and ACKs.

7.  Change Details

  These changes impact requirements in several sections of RFC 3261.
  The exact effect on that text is detailed in Section 8.  This section
  describes the details of the change, particularly the impact on the
  INVITE state machines, more succinctly to facilitate review and
  simplify implementation.

7.1.  Server Transaction Impacts

  To allow a SIP element to recognize retransmissions of an INVITE as
  retransmissions instead of new requests, a new state, "Accepted", is
  added to the INVITE server transaction state machine.  A new timer,
  Timer L, is also added to ultimately allow the state machine to
  terminate.  A server transaction in the "Proceeding" state will
  transition to the "Accepted" state when it issues a 2xx response and
  will remain in that state just long enough to absorb any
  retransmissions of the INVITE.

  If the SIP element's TU (Transaction User) issues a 2xx response for
  this transaction while the state machine is in the "Proceeding"
  state, the state machine MUST transition to the "Accepted" state and
  set Timer L to 64*T1, where T1 is the round-trip time estimate
  defined in Section 17.1.1.1 of [RFC3261].






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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


  While in the "Accepted" state, any retransmissions of the INVITE
  received will match this transaction state machine and will be
  absorbed by the machine without changing its state.  These
  retransmissions are not passed onto the TU.  RFC 3261 requires the TU
  to periodically retransmit the 2xx response until it receives an ACK.
  The server transaction MUST NOT generate 2xx retransmissions on its
  own.  Any retransmission of the 2xx response passed from the TU to
  the transaction while in the "Accepted" state MUST be passed to the
  transport layer for transmission.  Any ACKs received from the network
  while in the "Accepted" state MUST be passed directly to the TU and
  not absorbed.

  When Timer L fires and the state machine is in the "Accepted" state,
  the machine MUST transition to the "Terminated" state.  Once the
  transaction is in the "Terminated" state, it MUST be destroyed
  immediately.  Timer L reflects the amount of time the server
  transaction could receive 2xx responses for retransmission from the
  TU while it is waiting to receive an ACK.

  A server transaction MUST NOT discard transaction state based only on
  encountering a non-recoverable transport error when sending a
  response.  Instead, the associated INVITE server transaction state
  machine MUST remain in its current state.  (Timers will eventually
  cause it to transition to the "Terminated" state).  This allows
  retransmissions of the INVITE to be absorbed instead of being
  processed as a new request.

  Figures 1 and 2 show the parts of the INVITE server state machine
  that have changed.  The entire new INVITE server state machine is
  shown in Figure 5.





















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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


   BEFORE                                 AFTER

 +-----------+                       +-----------+
 |           |                       |           |
 | Proceeding|                       | Proceeding|
 |           |                       |           |
 |           |                       |           |
 |           |                       |           |
 |           |                       |           |
 +-----------+                       +-----------+
          |2xx from TU                      |2xx from TU
          |send response                    |send response
          +-------------->+                 +------->+
                          |                          |
                          |                          |
                          |                          |
                          |                          |  Transport
                          |                 INVITE   |  Error
                          |                 -        |  Inform TU
                          |                 +-----+  |  +--+
                          |                 |     |  V  |  v
                          |                 |  +------------+
                          |                 |  |            |<--+
                          |                 +->|  Accepted  |   | ACK
                          |                    |            |---+ to TU
                          |                    +------------+
                          |                     |   ^     |
                          |                  +--+   |     |
                          |                  |      +-----+
                          |                  |  2xx from TU
                          |                  |  send response
                          |                  |
                          |                  | Timer L fires
                          |                  | -
                          |                  |
                          |                  V
 +-----------+            |                +------------+
 |           |            |                |            |
 | Terminated|<-----------+                | Terminated |
 |           |                             |            |
 +-----------+                             +------------+

    Figure 1: Changes to the INVITE server transaction state machine
                            when sending 2xx







Sparks & Zourzouvillys       Standards Track                    [Page 7]

RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


    BEFORE                                  AFTER

 +-----------+                          +------------+
 |           |                          |            |
 | Proceeding|                          | Proceeding | Transport Err.
 |           |                          |            | Inform TU
 |           |   Transport Err.         |            |----------+
 |           |   Inform TU              |            |          |
 |           |--------------->+         |            |<---------+
 +-----------+                |         +------------+
                              |
                              |
                              |
                              |
                              |                       Transport Err.
 +-----------+                |         +-----------+ Inform TU
 |           |                |         |           |---------+
 | Completed |                |         | Completed |         |
 |           |                |         |           |<--------+
 +-----------+                |         +-----------+
          |                   |
          |                   |
          +------------------>+
                Transport Err.|
                Inform TU     |
                              |
                              |
                              |
                              |
                              |
                              |
                              |
                              |
                              |
 +-----------+                |
 |           |                |
 | Terminated|<---------------+
 |           |
 +-----------+

  Figure 2: Changes to the INVITE server transaction state machine on
                      encountering transport error









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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


7.2.  Client Transaction Impacts

  In order to correctly distinguish retransmissions of 2xx responses
  from stray 2xx responses, the INVITE client state machine is modified
  to not transition immediately to "Terminated" on receipt of a 2xx
  response.  Instead, the machine will transition to a new "Accepted"
  state, and remain there just long enough, determined by a new timer
  M, to receive and pass to the TU any retransmissions of the 2xx
  response or any additional 2xx responses from other branches of a
  downstream fork of the matching request.  If a 2xx response is
  received while the client INVITE state machine is in the "Calling" or
  "Proceeding" states, it MUST transition to the "Accepted" state, pass
  the 2xx response to the TU, and set Timer M to 64*T1.  A 2xx response
  received while in the "Accepted" state MUST be passed to the TU and
  the machine remains in the "Accepted" state.  The client transaction
  MUST NOT generate an ACK to any 2xx response on its own.  The TU
  responsible for the transaction will generate the ACK.

  When Timer M fires and the state machine is in the "Accepted" state,
  the machine MUST transition to the "Terminated" state.  Once the
  transaction is in the "Terminated" state, it MUST be destroyed
  immediately.

  Any response received that does not match an existing client
  transaction state machine is simply dropped.  (Implementations are,
  of course, free to log or do other implementation-specific things
  with such responses, but the implementer should be sure to consider
  the impact of large numbers of malicious stray responses.)

  Note that it is not necessary to preserve client transaction state
  upon the detection of unrecoverable transport errors.  Existing
  requirements ensure the TU has been notified, and the new
  requirements in this document ensure that any received retransmitted
  response will be dropped since there will no longer be any matching
  transaction state.

  Figure 3 shows the part of the INVITE client state machine that has
  changed.  The entire new INVITE client state machine is shown in
  Figure 5.












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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


  +-----------+                        +-----------+
  |           |                        |           |
  |  Calling  |                        |  Calling  |
  |           |----------->+           |           |-----------+
  +-----------+ 2xx        |           +-----------+ 2xx       |
                2xx to TU  |                         2xx to TU |
                           |                                   |
                           |                                   |
                           |                                   |
                           |                                   |
  +-----------+            |           +-----------+           |
  |           |            |           |           |           |
  |Proceeding |----------->|           |Proceeding |---------->|
  |           | 2xx        |           |           | 2xx       |
  +-----------+ 2xx to TU  |           +-----------+ 2xx to TU |
                           |                                   |
                           |                                   |
                           |                                   |
                           |                                   V
                           |                            +-----------+
                           |                            |           |
                           |                            | Accepted  |
                           |                        +---|           |
                           |              2xx       |   +-----------+
                           |              2xx to TU |     ^    |
                           |                        |     |    |
                           |                        +-----+    |
                           |                                   |
                           |                 +-----------------+
                           |                 | Timer M fires
                           |                 | -
                           |                 V
  +-----------+            |           +-----------+
  |           |            |           |           |
  | Terminated|<-----------+           | Terminated|
  |           |                        |           |
  +-----------+                        +-----------+

    Figure 3: Changes to the INVITE client transaction state machine

7.3.  Proxy Considerations

  This document changes the behavior of transaction-stateful proxies to
  not forward stray INVITE responses.  When receiving any SIP response,
  a transaction-stateful proxy MUST compare the transaction identifier
  in that response against its existing transaction state machines.
  The proxy MUST NOT forward the response if there is no matching
  transaction state machine.



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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


8.  Exact Changes to RFC 3261

  This section describes exactly the same changes as above, but shows
  exactly which text in RFC 3261 is affected.  This document
  intentionally does not contain a Figure 4 or Figure 6 so that the
  labels for Figures 5 and 7 are identical to the labels of the figures
  they are replacing in RFC 3261.

8.1.  Page 85

  Section 13.3.1.4, paragraph 4, is replaced entirely by:

     Once the response has been constructed, it is passed to the INVITE
     server transaction.  In order to ensure reliable end-to-end
     transport of the response, it is necessary to periodically pass
     the response directly to the transport until the ACK arrives.  The
     2xx response is passed to the transport with an interval that
     starts at T1 seconds and doubles for each retransmission until it
     reaches T2 seconds (T1 and T2 are defined in Section 17).
     Response retransmissions cease when an ACK request for the
     response is received.  This is independent of whatever transport
     protocols are used to send the response.

8.2.  Page 107

  Section 16.7, paragraphs 1 and 2, are replaced entirely by:

     When a response is received by an element, it first tries to
     locate a client transaction (Section 17.1.3) matching the
     response.  If a transaction is found, the response is handed to
     the client transaction.  If none is found, the element MUST NOT
     forward the response.

8.3.  Page 114

  Section 16.7, part 9, first paragraph.  Replace this sentence:

     If the server transaction is no longer available to handle the
     transmission, the element MUST forward the response statelessly by
     sending it to the server transport.

  with

     If the server transaction is no longer available to handle the
     transmission, the response is simply discarded.






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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


8.4.  Pages 126 through 128

  Section 17.1.1.2.  Replace paragraph 7 (starting "When in either")
  through the end of the section with:

     When in either the "Calling" or "Proceeding" states, reception of
     a response with status code from 300-699 MUST cause the client
     transaction to transition to "Completed".  The client transaction
     MUST pass the received response up to the TU, and the client
     transaction MUST generate an ACK request, even if the transport is
     reliable (guidelines for constructing the ACK from the response
     are given in Section 17.1.1.3), and then pass the ACK to the
     transport layer for transmission.  The ACK MUST be sent to the
     same address, port, and transport to which the original request
     was sent.

     The client transaction MUST start Timer D when it enters the
     "Completed" state for any reason, with a value of at least 32
     seconds for unreliable transports, and a value of zero seconds for
     reliable transports.  Timer D reflects the amount of time that the
     server transaction can remain in the "Completed" state when
     unreliable transports are used.  This is equal to Timer H in the
     INVITE server transaction, whose default is 64*T1, and is also
     equal to the time a UAS core will wait for an ACK once it sends a
     2xx response.  However, the client transaction does not know the
     value of T1 in use by the server transaction or any downstream UAS
     cores, so an absolute minimum of 32 s is used instead of basing
     Timer D on T1.

     Any retransmissions of a response with status code 300-699 that
     are received while in the "Completed" state MUST cause the ACK to
     be re-passed to the transport layer for retransmission, but the
     newly received response MUST NOT be passed up to the TU.

     A retransmission of the response is defined as any response that
     would match the same client transaction based on the rules of
     Section 17.1.3.

     If Timer D fires while the client transaction is in the
     "Completed" state, the client transaction MUST move to the
     "Terminated" state.

     When a 2xx response is received while in either the "Calling" or
     "Proceeding" states, the client transaction MUST transition to the
     "Accepted" state, and Timer M MUST be started with a value of
     64*T1.  The 2xx response MUST be passed up to the TU.  The client
     transaction MUST NOT generate an ACK to the 2xx response -- its
     handling is delegated to the TU.  A UAC core will send an ACK to



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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


     the 2xx response using a new transaction.  A proxy core will
     always forward the 2xx response upstream.

     The purpose of the "Accepted" state is to allow the client
     transaction to continue to exist to receive, and pass to the TU,
     any retransmissions of the 2xx response and any additional 2xx
     responses from other branches of the INVITE if it forked
     downstream.  Timer M reflects the amount of time that the
     transaction user will wait for such messages.

     Any 2xx responses that match this client transaction and that are
     received while in the "Accepted" state MUST be passed up to the
     TU.  The client transaction MUST NOT generate an ACK to the 2xx
     response.  The client transaction takes no further action.

     If Timer M fires while the client transaction is in the "Accepted"
     state, the client transaction MUST move to the "Terminated" state.

     The client transaction MUST be destroyed the instant it enters the
     "Terminated" state.































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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


     Replace Figure 5 with:

                                   |INVITE from TU
                 Timer A fires     |INVITE sent      Timer B fires
                 Reset A,          V                 or Transport Err.
                 INVITE sent +-----------+           inform TU
                   +---------|           |--------------------------+
                   |         |  Calling  |                          |
                   +-------->|           |-----------+              |
  300-699                    +-----------+ 2xx       |              |
  ACK sent                      |  |       2xx to TU |              |
  resp. to TU                   |  |1xx              |              |
  +-----------------------------+  |1xx to TU        |              |
  |                                |                 |              |
  |                1xx             V                 |              |
  |                1xx to TU +-----------+           |              |
  |                +---------|           |           |              |
  |                |         |Proceeding |           |              |
  |                +-------->|           |           |              |
  |                          +-----------+ 2xx       |              |
  |         300-699             |    |     2xx to TU |              |
  |         ACK sent,  +--------+    +---------------+              |
  |         resp. to TU|                             |              |
  |                    |                             |              |
  |                    V                             V              |
  |              +-----------+                   +----------+       |
  +------------->|           |Transport Err.     |          |       |
                 | Completed |Inform TU          | Accepted |       |
              +--|           |-------+           |          |-+     |
      300-699 |  +-----------+       |           +----------+ |     |
      ACK sent|    ^  |              |               |  ^     |     |
              |    |  |              |               |  |     |     |
              +----+  |              |               |  +-----+     |
                      |Timer D fires |  Timer M fires|    2xx       |
                      |-             |             - |    2xx to TU |
                      +--------+     |   +-----------+              |
     NOTE:                     V     V   V                          |
  Transitions                 +------------+                        |
  are labeled                 |            |                        |
  with the event              | Terminated |<-----------------------+
  over the action             |            |
  to take.                    +------------+

                   Figure 5: INVITE client transaction







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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


8.5.  Pages 134 to 135

  Section 17.2.1, paragraph 4, is replaced with:

     If, while in the "Proceeding" state, the TU passes a 2xx response
     to the server transaction, the server transaction MUST pass this
     response to the transport layer for transmission.  It is not
     retransmitted by the server transaction; retransmissions of 2xx
     responses are handled by the TU.  The server transaction MUST then
     transition to the "Accepted" state.

8.6.  Page 136

  Replace Figure 7 with:





































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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


                                     |INVITE
                                     |pass INV to TU
                  INVITE             V send 100 if TU won't in 200 ms
                  send response+------------+
                      +--------|            |--------+ 101-199 from TU
                      |        |            |        | send response
                      +------->|            |<-------+
                               | Proceeding |
                               |            |--------+ Transport Err.
                               |            |        | Inform TU
                               |            |<-------+
                               +------------+
                  300-699 from TU |    |2xx from TU
                  send response   |    |send response
                   +--------------+    +------------+
                   |                                |
  INVITE           V          Timer G fires         |
  send response +-----------+ send response         |
       +--------|           |--------+              |
       |        |           |        |              |
       +------->| Completed |<-------+      INVITE  |  Transport Err.
                |           |               -       |  Inform TU
       +--------|           |----+          +-----+ |  +---+
       |        +-----------+    | ACK      |     | v  |   v
       |          ^   |          | -        |  +------------+
       |          |   |          |          |  |            |---+ ACK
       +----------+   |          |          +->|  Accepted  |   | to TU
       Transport Err. |          |             |            |<--+
       Inform TU      |          V             +------------+
                      |      +-----------+        |  ^     |
                      |      |           |        |  |     |
                      |      | Confirmed |        |  +-----+
                      |      |           |        |  2xx from TU
        Timer H fires |      +-----------+        |  send response
        -             |          |                |
                      |          | Timer I fires  |
                      |          | -              | Timer L fires
                      |          V                | -
                      |        +------------+     |
                      |        |            |<----+
                      +------->| Terminated |
                               |            |
                               +------------+

                   Figure 7: INVITE server transaction






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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


8.7.  Page 137

  In Section 17.2.1, replace the last paragraph (starting "Once the
  transaction") with:

     The purpose of the "Accepted" state is to absorb retransmissions
     of an accepted INVITE request.  Any such retransmissions are
     absorbed entirely within the server transaction.  They are not
     passed up to the TU since any downstream UAS cores that accepted
     the request have taken responsibility for reliability and will
     already retransmit their 2xx responses if necessary.

     While in the "Accepted" state, if the TU passes a 2xx response,
     the server transaction MUST pass the response to the transport
     layer for transmission.

     When the INVITE server transaction enters the "Accepted" state,
     Timer L MUST be set to fire in 64*T1 for all transports.  This
     value matches both Timer B in the next upstream client state
     machine (the amount of time the previous hop will wait for a
     response when no provisionals have been sent) and the amount of
     time this (or any downstream) UAS core might be retransmitting the
     2xx while waiting for an ACK.  If an ACK is received while the
     INVITE server transaction is in the "Accepted" state, then the ACK
     must be passed up to the TU.  If Timer L fires while the INVITE
     server transaction is in the "Accepted" state, the transaction
     MUST transition to the "Terminated" state.

     Once the transaction is in the "Terminated" state, it MUST be
     destroyed immediately.

8.8.  Page 141

  In Section 17.2.4, replace the second paragraph with:

     First, the procedures in [4] are followed, which attempt to
     deliver the response to a backup.  If those should all fail, based
     on the definition of failure in [4], the server transaction SHOULD
     inform the TU that a failure has occurred, and MUST remain in the
     current state.











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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


8.9.  Page 144

     In Section 18.1.2, replace the second paragraph with:

     The client transport uses the matching procedures of Section
     17.1.3 to attempt to match the response to an existing
     transaction.  If there is a match, the response MUST be passed to
     that transaction.  Otherwise, any element other than a stateless
     proxy MUST silently discard the response.

8.10.  Page 146

     In Section 18.2.1, replace the last paragraph with:

     Next, the server transport attempts to match the request to a
     server transaction.  It does so using the matching rules described
     in Section 17.2.3.  If a matching server transaction is found, the
     request is passed to that transaction for processing.  If no match
     is found, the request is passed to the core, which may decide to
     construct a new server transaction for that request.

8.11.  Page 265

     Add to Table 4:

     Timer L  64*T1            Section 17.2.1       Wait time for
                                                    accepted INVITE
                                                    request retransmits

     Timer M  64*T1            Section 17.1.1       Wait time for
                                                    retransmission of
                                                    2xx to INVITE or
                                                    additional 2xx from
                                                    other branches of
                                                    a forked INVITE

9.  IANA Considerations

  IANA has updated the SIP Parameters: Method and Response Codes
  registry as follows:

  OLD:

  Methods Reference
  ------- ---------
  INVITE  [RFC3261]





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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


  NEW:

  Methods Reference
  ------- ---------
  INVITE  [RFC3261][RFC6026]

10.  Security Considerations

  This document makes two changes to the Session Initiation Protocol to
  address the error discussed in Section 3.  It changes the behavior of
  both the client and server INVITE transaction state machines, and it
  changes the way "stray" responses (those that don't match any
  existing transaction) are handled at transaction-stateful elements.

  The changes to the state machines cause elements to hold onto each
  accepted INVITE transaction state 32 seconds longer than what was
  specified in RFC 3261.  This will have a direct impact on the amount
  of work an attacker that is leveraging state exhaustion will have to
  exert against the system.  However, this additional state is
  necessary to achieve correct operation.  There is some discussion of
  avoiding state exhaustion and other denial-of-service attacks in RFC
  3261, Section 26.3.2.4.

  RFC 3261 required SIP proxies to forward any stray 2xx class
  responses to an INVITE request upstream statelessly.  As a result,
  conformant proxies can be forced to forward packets (that look
  sufficiently like SIP responses) to destinations of the sender's
  choosing.  Section 3 discusses some of the malicious behavior this
  enables.  This document reverses the stateless forwarding
  requirement, making it a violation of the specification to forward
  stray responses.

  RFC 3261 defines a "stateless proxy", which forwards requests and
  responses without creating or maintaining any transaction state.  The
  requirements introduced in this document do not change the behavior
  of these elements in any way.  Stateless proxies are inherently
  vulnerable to the abuses discussed in Section 3.  One way operators
  might mitigate this vulnerability is to carefully control which peer
  elements can present traffic to a given stateless proxy.

  The changes introduced by this document are backward-compatible.
  Transaction behavior will be no less correct, and possibly more
  correct, when only one peer in a transaction implements these
  changes.  Except for the considerations mentioned earlier in this
  section, introducing elements implementing these changes into
  deployments with RFC 3261 implementations adds no additional security
  concerns.




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RFC 6026         Correct Handling for SIP 2xx Responses   September 2010


11.  Acknowledgments

  Pekka Pessi reported the improper handling of INVITE retransmissions.
  Brett Tate performed a careful review uncovering the need for the
  "Accepted" state and Timer M in the client transaction state machine.
  Jan Kolomaznik noticed that a server transaction should let a TU know
  about transport errors when it attempts to send a 2xx class response.
  Michael Procter corrected several nits.

12.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
             A., Peterson, J., Sparks, R., Handley, M., and E.
             Schooler, "SIP: Session Initiation Protocol", RFC 3261,
             June 2002.

Authors' Addresses

  Robert Sparks
  Tekelec
  17210 Campbell Road
  Suite 250
  Dallas, Texas  75252
  USA

  EMail: [email protected]


  Theo Zourzouvillys
  Skype
  3rd Floor
  8000 Marina Blvd
  Brisbane, California  84005
  US

  EMail: [email protected]












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