Internet Engineering Task Force (IETF)                          J. Touch
Request for Comments: 5925                                       USC/ISI
Obsoletes: 2385                                                A. Mankin
Category: Standards Track                            Johns Hopkins Univ.
ISSN: 2070-1721                                                R. Bonica
                                                       Juniper Networks
                                                              June 2010


                    The TCP Authentication Option

Abstract

  This document specifies the TCP Authentication Option (TCP-AO), which
  obsoletes the TCP MD5 Signature option of RFC 2385 (TCP MD5).  TCP-AO
  specifies the use of stronger Message Authentication Codes (MACs),
  protects against replays even for long-lived TCP connections, and
  provides more details on the association of security with TCP
  connections than TCP MD5.  TCP-AO is compatible with either a static
  Master Key Tuple (MKT) configuration or an external, out-of-band MKT
  management mechanism; in either case, TCP-AO also protects
  connections when using the same MKT across repeated instances of a
  connection, using traffic keys derived from the MKT, and coordinates
  MKT changes between endpoints.  The result is intended to support
  current infrastructure uses of TCP MD5, such as to protect long-lived
  connections (as used, e.g., in BGP and LDP), and to support a larger
  set of MACs with minimal other system and operational changes.  TCP-
  AO uses a different option identifier than TCP MD5, even though TCP-
  AO and TCP MD5 are never permitted to be used simultaneously.  TCP-AO
  supports IPv6, and is fully compatible with the proposed requirements
  for the replacement of TCP MD5.

Status of This Memo

  This is an Internet Standards Track document.

  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc5925.






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Copyright Notice

  Copyright (c) 2010 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.





































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Table of Contents

  1. Introduction ....................................................4
     1.1. Conventions Used in This Document ..........................4
     1.2. Applicability Statement ....................................5
     1.3. Executive Summary ..........................................6
  2. The TCP Authentication Option ...................................7
     2.1. Review of TCP MD5 Option ...................................7
     2.2. The TCP Authentication Option Format .......................8
  3. TCP-AO Keys and Their Properties ...............................10
     3.1. Master Key Tuple ..........................................10
     3.2. Traffic Keys ..............................................12
     3.3. MKT Properties ............................................13
  4. Per-Connection TCP-AO Parameters ...............................14
  5. Cryptographic Algorithms .......................................15
     5.1. MAC Algorithms ............................................15
     5.2. Traffic Key Derivation Functions ..........................18
     5.3. Traffic Key Establishment and Duration Issues .............22
          5.3.1. MKT Reuse Across Socket Pairs ......................22
          5.3.2. MKTs Use within a Long-Lived Connection ............23
  6. Additional Security Mechanisms .................................23
     6.1. Coordinating Use of New MKTs ..............................23
     6.2. Preventing Replay Attacks within Long-Lived Connections ...24
  7. TCP-AO Interaction with TCP ....................................26
     7.1. TCP User Interface ........................................27
     7.2. TCP States and Transitions ................................28
     7.3. TCP Segments ..............................................28
     7.4. Sending TCP Segments ......................................29
     7.5. Receiving TCP Segments ....................................30
     7.6. Impact on TCP Header Size .................................32
     7.7. Connectionless Resets .....................................33
     7.8. ICMP Handling .............................................34
  8. Obsoleting TCP MD5 and Legacy Interactions .....................35
  9. Interactions with Middleboxes ..................................35
     9.1. Interactions with Non-NAT/NAPT Middleboxes ................36
     9.2. Interactions with NAT/NAPT Devices ........................36
  10. Evaluation of Requirements Satisfaction .......................36
  11. Security Considerations .......................................42
  12. IANA Considerations ...........................................43
  13. References ....................................................44
     13.1. Normative References .....................................44
     13.2. Informative References ...................................45
  14. Acknowledgments ...............................................47








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1.  Introduction

  The TCP MD5 Signature (TCP MD5) is a TCP option that authenticates
  TCP segments, including the TCP IPv4 pseudoheader, TCP header, and
  TCP data.  It was developed to protect BGP sessions from spoofed TCP
  segments, which could affect BGP data or the robustness of the TCP
  connection itself [RFC2385][RFC4953].

  There have been many recent concerns about TCP MD5.  Its use of a
  simple keyed hash for authentication is problematic because there
  have been escalating attacks on the algorithm itself [Wa05].  TCP MD5
  also lacks both key-management and algorithm agility.  This document
  adds the latter, and provides a simple key coordination mechanism
  giving the ability to move from one key to another within the same
  connection.  It does not however provide for complete cryptographic
  key management to be handled in band of TCP, because TCP SYN segments
  lack sufficient remaining space to handle such a negotiation (see
  Section 7.6).  This document obsoletes the TCP MD5 option with a more
  general TCP Authentication Option (TCP-AO).  This new option supports
  the use of other, stronger hash functions, provides replay protection
  for long-lived connections and across repeated instances of a single
  connection, coordinates key changes between endpoints, and provides a
  more explicit recommendation for external key management.  The result
  is compatible with IPv6, and is fully compatible with proposed
  requirements for a replacement for TCP MD5 [Ed07].

  TCP-AO obsoletes TCP MD5, although a particular implementation may
  support both mechanisms for backward compatibility.  For a given
  connection, only one can be in use.  TCP MD5-protected connections
  cannot be migrated to TCP-AO because TCP MD5 does not support any
  changes to a connection's security algorithm once established.

1.1.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

  In this document, these words will appear with that interpretation
  only when in ALL CAPS.  Lowercase uses of these words are not to be
  interpreted as carrying RFC 2119 significance.

  In this document, the characters ">>" preceeding an indented line(s)
  indicates a compliance requirement statement using the key words
  listed above.  This convention aids reviewers in quickly identifying
  or finding the explicit compliance requirements of this RFC.





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1.2.  Applicability Statement

  TCP-AO is intended to support current uses of TCP MD5, such as to
  protect long-lived connections for routing protocols, such as BGP and
  LDP.  It is also intended to provide similar protection to any long-
  lived TCP connection, as might be used between proxy caches, for
  example, and is not designed solely or primarily for routing protocol
  uses.

  TCP-AO is intended to replace (and thus obsolete) the use of TCP MD5.
  TCP-AO enhances the capabilities of TCP MD5 as summarized in Section
  1.3.  This document recommends overall that:

  >> TCP implementations that support TCP MD5 MUST support TCP-AO.

  >> TCP-AO SHOULD be implemented where the protection afforded by TCP
  authentication is needed, because either IPsec is not supported or
  TCP-AO's particular properties are needed (e.g., per-connection
  keys).

  >> TCP-AO MAY be implemented elsewhere.

  TCP-AO is not intended to replace the use of the IPsec suite (IPsec
  and Internet Key Exchange Protocol (IKE)) to protect TCP connections
  [RFC4301][RFC4306].  Specific differences are noted in Section 1.3.
  In fact, we recommend the use of IPsec and IKE, especially where
  IKE's level of existing support for parameter negotiation, session
  key negotiation, or rekeying are desired.  TCP-AO is intended for use
  only where the IPsec suite would not be feasible, e.g., as has been
  suggested is the case to support some routing protocols [RFC4953], or
  in cases where keys need to be tightly coordinated with individual
  transport sessions [Ed07].

  TCP-AO is not intended to replace the use of Transport Layer Security
  (TLS) [RFC5246], Secure BGP (sBGP) or Secure Origin BGP (soBGP)
  [Le09], or any other mechanisms that protect only the TCP data
  stream.  TCP-AO protects the transport layer, preventing attacks from
  disabling the TCP connection itself [RFC4953].  Data stream
  mechanisms protect only the contents of the TCP segments, and can be
  disrupted when the connection is affected.  Some of these data
  protection protocols -- notably TLS -- offer a richer set of key
  management and authentication mechanisms than TCP-AO, and thus
  protect the data stream in a different way.  TCP-AO may be used
  together with these data stream protections to complement each
  other's strengths.






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1.3.  Executive Summary

  This document replaces TCP MD5 as follows [RFC2385]:

  o  TCP-AO uses a separate option Kind (29).

  o  TCP-AO allows TCP MD5 to continue to be used concurrently for
     legacy connections.

  o  TCP-AO replaces TCP MD5's single MAC algorithm with MACs specified
     in a separate document and can be extended to include other MACs.

  o  TCP-AO allows rekeying during a TCP connection, assuming that an
     out-of-band protocol or manual mechanism provides the new keys.
     The option includes a 'key ID', which allows the efficient
     concurrent use of multiple keys, and a key coordination mechanism
     using a 'receive next key ID' manages the key change within a
     connection.  Note that TCP MD5 does not preclude rekeying during a
     connection, but does not require its support either.  Further,
     TCP-AO supports key changes with zero segment loss, whereas key
     changes in TCP MD5 can lose segments in transit during the
     changeover or require trying multiple keys on each received
     segment during key use overlap because it lacks an explicit key
     ID.  Although TCP recovers lost segments through retransmission,
     loss can have a substantial impact on performance.

  o  TCP-AO provides automatic replay protection for long-lived
     connections using sequence number extensions.

  o  TCP-AO ensures per-connection traffic keys as unique as the TCP
     connection itself, using TCP's Initial Sequence Numbers (ISNs) for
     differentiation, even when static master key tuples are used
     across repeated instances of connections on a single socket pair.

  o  TCP-AO specifies the details of how this option interacts with
     TCP's states, event processing, and user interface.

  o  TCP-AO is 2 bytes shorter than TCP MD5 (16 bytes overall, rather
     than 18) in the initially specified default case (using a 96-bit
     MAC).

  TCP-AO differs from an IPsec/IKE solution as follows
  [RFC4301][RFC4306]:

  o  TCP-AO does not support dynamic parameter negotiation.






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  o  TCP-AO includes TCP's socket pair (source address, destination
     address, source port, destination port) as a security parameter
     index (together with the KeyID), rather than using a separate
     field as an index (IPsec's Security Parameter Index (SPI)).

  o  TCP-AO forces a change of computed MACs when a connection
     restarts, even when reusing a TCP socket pair (IP addresses and
     port numbers) [Ed07].

  o  TCP-AO does not support encryption.

  o  TCP-AO does not authenticate ICMP messages (some ICMP messages may
     be authenticated when using IPsec, depending on the
     configuration).

2.  The TCP Authentication Option

  The TCP Authentication Option (TCP-AO) uses a TCP option Kind value
  of 29.  The following sections describe TCP-AO and provide a review
  of TCP MD5 for comparison.

2.1.  Review of TCP MD5 Option

  For review, the TCP MD5 option is shown in Figure 1.

              +---------+---------+-------------------+
              | Kind=19 |Length=18|   MD5 digest...   |
              +---------+---------+-------------------+
              |          ...digest (con't)...         |
              +---------------------------------------+
              |                  ...                  |
              +---------------------------------------+
              |                  ...                  |
              +-------------------+-------------------+
              | ...digest (con't) |
              +-------------------+

                 Figure 1: The TCP MD5 Option [RFC2385]

  In the TCP MD5 option, the length is fixed, and the MD5 digest
  occupies 16 bytes following the Kind and Length fields (each one
  byte), using the full MD5 digest of 128 bits [RFC1321].

  The TCP MD5 option specifies the use of the MD5 digest calculation
  over the following values in the following order:

  1. The IP pseudoheader (IP source and destination addresses, protocol
     number, and segment length).



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  2. The TCP header excluding options and checksum.

  3. The TCP data payload.

  4. A key.

2.2.  The TCP Authentication Option Format

  TCP-AO provides a superset of the capabilities of TCP MD5, and is
  minimal in the spirit of SP4 [SDNS88].  TCP-AO uses a new Kind field,
  and similar Length field to TCP MD5, a KeyID field, and a RNextKeyID
  field as shown in Figure 2.

           +------------+------------+------------+------------+
           |  Kind=29   |   Length   |   KeyID    | RNextKeyID |
           +------------+------------+------------+------------+
           |                     MAC           ...
           +-----------------------------------...

              ...-----------------+
              ...  MAC (con't)    |
              ...-----------------+

            Figure 2: The TCP Authentication Option (TCP-AO)

  TCP-AO defines these fields as follows:

  o  Kind: An unsigned 1-byte field indicating TCP-AO.  TCP-AO uses a
     new Kind value of 29.

     >> An endpoint MUST NOT use TCP-AO for the same connection in
     which TCP MD5 is used.  When both options appear, TCP MUST
     silently discard the segment.

     >> A single TCP segment MUST NOT have more than one TCP-AO in its
     options sequence.  When multiple TCP-AOs appear, TCP MUST discard
     the segment.

  o  Length: An unsigned 1-byte field indicating the length of the
     option in bytes, including the Kind, Length, KeyID, RNextKeyID,
     and MAC fields.

     >> The Length value MUST be greater than or equal to 4.  When the
     Length value is less than 4, TCP MUST discard the segment.

     >> The Length value MUST be consistent with the TCP header length.
     When the Length value is invalid, TCP MUST discard the segment.




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     This Length check implies that the sum of the sizes of all
     options, when added to the size of the base TCP header (5 words),
     matches the TCP Offset field exactly.  This full verification can
     be computed because RFC 793 specifies the size of the required
     options, and RFC 1122 requires that all new options follow a
     common format with a fixed-length field location
     [RFC793][RFC1122].  A partial verification can be limited to check
     only TCP-AO, so that the TCP-AO length, when added to the TCP-AO
     offset from the start of the TCP header, does not exceed the TCP
     header size as indicated in the TCP header Offset field.

     Values of 4 and other small values larger than 4 (e.g., indicating
     MAC fields of very short length) are of dubious utility but are
     not specifically prohibited.

  o  KeyID: An unsigned 1-byte field indicating the Master Key Tuple
     (MKT, as defined in Section 3.1) used to generate the traffic keys
     that were used to generate the MAC that authenticates this
     segment.

     It supports efficient key changes during a connection and/or to
     help with key coordination during connection establishment, to be
     discussed further in Section 6.1.  Note that the KeyID has no
     cryptographic properties -- it need not be random, nor are there
     any reserved values.

     >> KeyID values MAY be the same in both directions of a
     connection, but do not have to be and there is no special meaning
     when they are.

     This allows MKTs to be installed on a set of devices without
     coordinating the KeyIDs across that entire set in advance, and
     allows new devices to be added to that set using a group of MKTs
     later without requiring renumbering of KeyIDs.  These two
     capabilities are particularly important when used with wildcards
     in the TCP socket pair of the MKT, i.e., when an MKT is used among
     a set of devices specified by a pattern (as noted in Section 3.1).

  o  RNextKeyID: An unsigned 1-byte field indicating the MKT that is
     ready at the sender to be used to authenticate received segments,
     i.e., the desired 'receive next' key ID.

     It supports efficient key change coordination, to be discussed
     further in Section 6.1.  Note that the RNextKeyID has no
     cryptographic properties -- it need not be random, nor are there
     any reserved values.





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  o  MAC: Message Authentication Code.  Its contents are determined by
     the particulars of the security association.  Typical MACs are
     96-128 bits (12-16 bytes), but any length that fits in the header
     of the segment being authenticated is allowed.  The MAC
     computation is described further in Section 5.1.

     >> Required support for TCP-AO MACs is defined in [RFC5926]; other
     MACs MAY be supported.

  TCP-AO fields do not indicate the MAC algorithm either implicitly (as
  with TCP MD5) or explicitly.  The particular algorithm used is
  considered part of the configuration state of the connection's
  security and is managed separately (see Section 3).

  Please note that the use of TCP-AO does not affect TCP's advertised
  Maximum Segment Size (MSS), as is the case for all TCP options
  [Bo09].

  The remainder of this document explains how TCP-AO is handled and its
  relationship to TCP.

3.  TCP-AO Keys and Their Properties

  TCP-AO relies on two sets of keys to authenticate incoming and
  outgoing segments: Master Key Tuples (MKTs) and traffic keys.  MKTs
  are used to derive unique traffic keys, and include the keying
  material used to generate those traffic keys, as well as indicating
  the associated parameters under which traffic keys are used.  Such
  parameters include whether TCP options are authenticated, and
  indicators of the algorithms used for traffic key derivation and MAC
  calculation.  Traffic keys are the keying material used to compute
  the MAC of individual TCP segments.

3.1.  Master Key Tuple

  A Master Key Tuple (MKT) describes TCP-AO properties to be associated
  with one or more connections.  It is composed of the following:

  o  TCP connection identifier.  A TCP socket pair, i.e., a local IP
     address, a remote IP address, a TCP local port, and a TCP remote
     port.  Values can be partially specified using ranges (e.g.,
     2-30), masks (e.g., 0xF0), wildcards (e.g., "*"), or any other
     suitable indication.

  o  TCP option flag.  This flag indicates whether TCP options other
     than TCP-AO are included in the MAC calculation.  When options are
     included, the content of all options, in the order present, is
     included in the MAC, with TCP-AO's MAC field zeroed out.  When the



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     options are not included, all options other than TCP-AO are
     excluded from all MAC calculations (skipped over, not zeroed).
     Note that TCP-AO, with its MAC field zeroed out, is always
     included in the MAC calculation, regardless of the setting of this
     flag; this protects the indication of the MAC length as well as
     the key ID fields (KeyID, RNextKeyID).  The option flag applies to
     TCP options in both directions (incoming and outgoing segments).

  o  IDs.  The values used in the KeyID or RNextKeyID of TCP-AO; used
     to differentiate MKTs in concurrent use (KeyID), as well as to
     indicate when MKTs are ready for use in the opposite direction
     (RNextKeyID).

     Each MKT has two IDs - -- a SendID and a RecvID.  The SendID is
     inserted as the KeyID of the TCP-AO option of outgoing segments,
     and the RecvID is matched against the TCP-AO KeyID of incoming
     segments.  These and other uses of these two IDs are described
     further in Sections 7.4 and 7.5.

     >> MKT IDs MUST support any value, 0-255 inclusive.  There are no
     reserved ID values.

     ID values are assigned arbitrarily, i.e., the values are not
     monotonically increasing, have no reserved values, and are
     otherwise not meaningful.  They can be assigned in sequence, or
     based on any method mutually agreed by the connection endpoints
     (e.g., using an external MKT management mechanism).

     >> IDs MUST NOT be assumed to be randomly assigned.

  o  Master key.  A byte sequence used for generating traffic keys,
     this may be derived from a separate shared key by an external
     protocol over a separate channel.  This sequence is used in the
     traffic key generation algorithm described in Section 5.2.

     Implementations are advised to keep master key values in a
     private, protected area of memory or other storage.

  o  Key Derivation Function (KDF).  Indicates the key derivation
     function and its parameters, as used to generate traffic keys from
     master keys.  It is explained further in Section 5.2 of this
     document and specified in detail in [RFC5926].

  o  Message Authentication Code (MAC) algorithm.  Indicates the MAC
     algorithm and its parameters as used for this connection.  It is
     explained further in Section 5.1 of this document and specified in
     detail in [RFC5926].




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  >> Components of an MKT MUST NOT change during a connection.

  MKT component values cannot change during a connection because TCP
  state is coordinated during connection establishment.  TCP lacks a
  handshake for modifying that state after a connection has been
  established.

  >> The set of MKTs MAY change during a connection.

  MKT parameters are not changed.  Instead, new MKTs can be installed,
  and a connection can change which MKT it uses.

  >> The IDs of MKTs MUST NOT overlap where their TCP connection
  identifiers overlap.

  This document does not address how MKTs are created by users or
  processes.  It is presumed that an MKT affecting a particular
  connection cannot be destroyed during an active connection -- or,
  equivalently, that its parameters are copied to an area local to the
  connection (i.e., instantiated) and so changes would affect only new
  connections.  The MKTs can be managed by a separate application
  protocol.

3.2.  Traffic Keys

  A traffic key is a key derived from the MKT and the local and remote
  IP address pairs and TCP port numbers, and, for established
  connections, the TCP Initial Sequence Numbers (ISNs) in each
  direction.  Segments exchanged before a connection is established use
  the same information, substituting zero for unknown values (e.g.,
  ISNs not yet coordinated).

  A single MKT can be used to derive any of four different traffic
  keys:

  o  Send_SYN_traffic_key

  o  Receive_SYN_traffic_key

  o  Send_other_traffic_key

  o  Receive_other_traffic_key

  Note that the keys are unidirectional.  A given connection typically
  uses only three of these keys, because only one of the SYN keys is
  typically used.  All four are used only when a connection goes
  through 'simultaneous open' [RFC793].




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RFC 5925              The TCP Authentication Option            June 2010


  The relationship between MKTs and traffic keys is shown in Figure 3.
  Traffic keys are indicated with a "*".  Note that every MKT can be
  used to derive any of the four traffic keys, but only the keys
  actually needed to handle the segments of a connection need to be
  computed.  Section 5.2 provides further details on how traffic keys
  are derived.

                    MKT-A                            MKT-B
           +---------------------+        +------------------------+
           | SendID = 1          |        | SendID = 5             |
           | RecvID = 2          |        | RecvID = 6             |
           | MAC = HMAC-SHA1     |        | MAC = AES-CMAC         |
           | KDF = KDF-HMAC-SHA1 |        | KDF = KDF-AES-128-CMAC |
           +---------------------+        +------------------------+
                      |                                |
           +----------+----------+                     |
           |                     |                     |
           v                     v                     v
      Connection 1          Connection 2          Connection 3
  +------------------+  +------------------+  +------------------+
  | * Send_SYN_key   |  | * Send_SYN_key   |  | * Send_SYN_key   |
  | * Recv_SYN_key   |  | * Recv_SYN_key   |  | * Recv_SYN_key   |
  | * Send_Other_key |  | * Send_Other_key |  | * Send_Other_key |
  | * Recv_Other_key |  | * Recv_Other_key |  | * Recv_Other_key |
  +------------------+  +------------------+  +------------------+

          Figure 3: Relationship between MKTs and Traffic Keys

3.3.  MKT Properties

  TCP-AO requires that every protected TCP segment match exactly one
  MKT.  When an outgoing segment matches an MKT, TCP-AO is used.  When
  no match occurs, TCP-AO is not used.  Multiple MKTs may match a
  single outgoing segment, e.g., when MKTs are being changed.  Those
  MKTs cannot have conflicting IDs (as noted elsewhere), and some
  mechanism must determine which MKT to use for each given outgoing
  segment.

  >> An outgoing TCP segment MUST match at most one desired MKT,
  indicated by the segment's socket pair.  The segment MAY match
  multiple MKTs, provided that exactly one MKT is indicated as desired.
  Other information in the segment MAY be used to determine the desired
  MKT when multiple MKTs match; such information MUST NOT include
  values in any TCP option fields.







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RFC 5925              The TCP Authentication Option            June 2010


  We recommend that the mechanism used to select from among multiple
  MKTs use only information that TCP-AO would authenticate.  Because
  MKTs may indicate that options other than TCP-AO are ignored in the
  MAC calculation, we recommend that TCP options should not be used to
  determine MKTs.

  >> An incoming TCP segment including TCP-AO MUST match exactly one
  MKT, indicated solely by the segment's socket pair and its TCP-AO
  KeyID.

  Incoming segments include an indicator inside TCP-AO to select from
  among multiple matching MKTs -- the KeyID field.  TCP-AO requires
  that the KeyID alone be used to differentiate multiple matching MKTs,
  so that MKT changes can be coordinated using the TCP-AO key change
  coordination mechanism.

  >> When an outgoing TCP segment matches no MKTs, TCP-AO is not used.

  TCP-AO is always used when outgoing segments match an MKT, and is not
  used otherwise.

4.  Per-Connection TCP-AO Parameters

  TCP-AO uses a small number of parameters associated with each
  connection that uses TCP-AO, once instantiated.  These values can be
  stored in the Transport Control Block (TCB) [RFC793].  These values
  are explained in subsequent sections of this document as noted; they
  include:

  1. Current_key - the MKT currently used to authenticate outgoing
     segments, whose SendID is inserted in outgoing segments as KeyID
     (see Section 7.4, step 2.f).  Incoming segments are authenticated
     using the MKT corresponding to the segment and its TCP-AO KeyID
     (see Section 7.5, step 2.c), as matched against the MKT TCP
     connection identifier and the MKT RecvID.  There is only one
     current_key at any given time on a particular connection.

     >> Every TCP connection in a non-IDLE state MUST have at most one
     current_key specified.

  2. Rnext_key - the MKT currently preferred for incoming (received)
     segments, whose RecvID is inserted in outgoing segments as
     RNextKeyID (see Section 7.4, step 2.d).

     >> Each TCP connection in a non-IDLE state MUST have at most one
     rnext_key specified.





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RFC 5925              The TCP Authentication Option            June 2010


  3. A pair of Sequence Number Extensions (SNEs).  SNEs are used to
     prevent replay attacks, as described in Section 6.2.  Each SNE is
     initialized to zero upon connection establishment.  Its use in the
     MAC calculation is described in Section 5.1.

  4. One or more MKTs.  These are the MKTs that match this connection's
     socket pair.

  MKTs are used, together with other parameters of a connection, to
  create traffic keys unique to each connection, as described in
  Section 5.2.  These traffic keys can be cached after computation, and
  can be stored in the TCB with the corresponding MKT information.
  They can be considered part of the per-connection parameters.

5.  Cryptographic Algorithms

  TCP-AO uses cryptographic algorithms to compute the MAC (Message
  Authentication Code) that is used to authenticate a segment and its
  headers; these are called MAC algorithms and are specified in a
  separate document to facilitate updating the algorithm requirements
  independently from the protocol [RFC5926].  TCP-AO also uses
  cryptographic algorithms to convert MKTs, which can be shared across
  connections, into unique traffic keys for each connection.  These are
  called Key Derivation Functions (KDFs) and are specified [RFC5926].
  This section describes how these algorithms are used by TCP-AO.

5.1.  MAC Algorithms

  MAC algorithms take a variable-length input and a key and output a
  fixed-length number.  This number is used to determine whether the
  input comes from a source with that same key, and whether the input
  has been tampered with in transit.  MACs for TCP-AO have the
  following interface:

     MAC = MAC_alg(traffic_key, message)

     INPUT: MAC_alg, traffic_key, message

     OUTPUT: MAC

  where:

  o  MAC_alg - the specific MAC algorithm used for this computation.
     The MAC algorithm specifies the output length, so no separate
     output length parameter is required.  This is specified as
     described in [RFC5926].





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  o  Traffic_key - traffic key used for this computation.  This is
     computed from the connection's current MKT as described in Section
     5.2.

  o  Message - input data over which the MAC is computed.  In TCP-AO,
     this is the TCP segment prepended by the IP pseudoheader and TCP
     header options, as described in Section 5.1.

  o  MAC - the fixed-length output of the MAC algorithm, given the
     parameters provided.

  At the time of this writing, the algorithms' definitions for use in
  TCP-AO, as described in [RFC5926], are each truncated to 96 bits.
  Though the algorithms each output a larger MAC, 96 bits provides a
  reasonable trade-off between security and message size.  However,
  this could change in the future, so TCP-AO size should not be assumed
  as fixed length.

  The MAC algorithm employed for the MAC computation on a connection is
  done so by definition in the MKT, per the definition in [RFC5926].

  The mandatory-to-implement MAC algorithms for use with TCP-AO are
  described in a separate RFC [RFC5926].  This allows the TCP-AO
  specification to proceed along the IETF Standards Track even if
  changes are needed to its associated algorithms and their labels (as
  might be used in a user interface or automated MKT management
  protocol) as a result of the ever evolving world of cryptography.

  >> Additional algorithms, beyond those mandated for TCP-AO, MAY be
  supported.

  The data input to the MAC is in the following fields in the following
  sequence, interpreted in network-standard byte order:

  1. The Sequence Number Extension (SNE), in network-standard byte
     order, as follows (described further in Section 6.2):

                 +--------+--------+--------+--------+
                 |                SNE                |
                 +--------+--------+--------+--------+

                   Figure 4: Sequence Number Extension

     The SNE for transmitted segments is maintained locally in the
     SND.SNE value; for received segments, a local RCV.SNE value is
     used.  The details of how these values are maintained and used are
     in Sections 6.2, 7.4, and 7.5.




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  2. The IP pseudoheader: IP source and destination addresses, protocol
     number, and segment length, all in network byte order, prepended
     to the TCP header below.  The IP pseudoheader is exactly as used
     for the TCP checksum in either IPv4 or IPv6 [RFC793][RFC2460]:

              +--------+--------+--------+--------+
              |           Source Address          |
              +--------+--------+--------+--------+
              |         Destination Address       |
              +--------+--------+--------+--------+
              |  Zero  | Proto  |    TCP Length   |
              +--------+--------+--------+--------+

                Figure 5: TCP IPv4 Pseudoheader [RFC793]

              +--------+--------+--------+--------+
              |                                   |
              +                                   +
              |                                   |
              +           Source Address          +
              |                                   |
              +                                   +
              |                                   |
              +                                   +
              +--------+--------+--------+--------+
              |                                   |
              +                                   +
              |                                   |
              +         Destination Address       +
              |                                   |
              +                                   +
              |                                   |
              +--------+--------+--------+--------+
              |     Upper-Layer Payload Length    |
              +--------+--------+--------+--------+
              |      Zero       |   Next Header   |
              +--------+--------+--------+--------+

                Figure 6: TCP IPv6 Pseudoheader [RFC2460]

  3. The TCP header, by default including options, and where the TCP
     checksum and TCP-AO MAC fields are set to zero, all in network-
     byte order.

     The TCP option flag of the MKT indicates whether the TCP options
     are included in the MAC.  When included, only the TCP-AO MAC field
     is zeroed.




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     When TCP options are not included, all TCP options except for TCP-
     AO are omitted from MAC processing.  Again, the TCP-AO MAC field
     is zeroed for the MAC processing.

  4. The TCP data, i.e., the payload of the TCP segment.

     Note that the traffic key is not included as part of the data; the
     MAC algorithm indicates how to use the traffic key, for example,
     as HMACs do [RFC2104][RFC2403].  The traffic key is derived from
     the current MKT as described in Section 5.2.

5.2.  Traffic Key Derivation Functions

  TCP-AO's traffic keys are derived from the MKTs using Key Derivation
  Functions (KDFs).  The KDFs used in TCP-AO have the following
  interface:

     traffic_key = KDF_alg(master_key, context, output_length)

     INPUT: KDF_alg, master_key, context, output_length

     OUTPUT: traffic_key

  where:

  o  KDF_alg - The specific Key Derivation Function (KDF) that is the
     basic building block used in constructing the traffic key, as
     indicated in the MKT.  This is specified as described in
     [RFC5926].

  o  Master_key - The master_key string, as will be stored into the
     associated MKT.

  o  Context - The context used as input in constructing the
     traffic_key, as specified in [RFC5926].  The specific way this
     context is used, in conjunction with other information, to create
     the raw input to the KDF is also explained further in [RFC5926].

  o  Output_length - The desired output length of the KDF, i.e., the
     length to which the KDF's output will be truncated.  This is
     specified as described in [RFC5926].

  o  Traffic_key - The desired output of the KDF, of length
     output_length, to be used as input to the MAC algorithm, as
     described in Section 5.1.






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  The context used as input to the KDF combines the TCP socket pair
  with the endpoint Initial Sequence Numbers (ISNs) of a connection.
  This data is unique to each TCP connection instance, which enables
  TCP-AO to generate unique traffic keys for that connection, even from
  an MKT used across many different connections or across repeated
  connections that share a socket pair.  Unique traffic keys are
  generated without relying on external key management properties.  The
  KDF context is defined in Figures 7 and 8.

              +--------+--------+--------+--------+
              |           Source Address          |
              +--------+--------+--------+--------+
              |         Destination Address       |
              +--------+--------+--------+--------+
              |   Source Port   |    Dest. Port   |
              +--------+--------+--------+--------+
              |            Source ISN             |
              +--------+--------+--------+--------+
              |             Dest. ISN             |
              +--------+--------+--------+--------+

              Figure 7: KDF Context for an IPv4 Connection





























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              +--------+--------+--------+--------+
              |                                   |
              +                                   +
              |                                   |
              +           Source Address          +
              |                                   |
              +                                   +
              |                                   |
              +                                   +
              +--------+--------+--------+--------+
              |                                   |
              +                                   +
              |                                   |
              +         Destination Address       +
              |                                   |
              +                                   +
              |                                   |
              +--------+--------+--------+--------+
              |   Source Port   |    Dest. Port   |
              +--------+--------+--------+--------+
              |            Source ISN             |
              +--------+--------+--------+--------+
              |             Dest. ISN             |
              +--------+--------+--------+--------+

              Figure 8: KDF Context for an IPv6 Connection

  Traffic keys are directional, so "source" and "destination" are
  interpreted differently for incoming and outgoing segments.  For
  incoming segments, source is the remote side; whereas for outgoing
  segments, source is the local side.  This further ensures that
  connection keys generated for each direction are unique.

  For SYN segments (segments with the SYN set, but the ACK not set),
  the destination ISN is not known.  For these segments, the connection
  key is computed using the context shown above, in which the
  destination ISN value is zero.  For all other segments, the ISN pair
  is used when known.  If the ISN pair is not known, e.g., when sending
  a reset (RST) after a reboot, the segment should be sent without
  authentication; if authentication was required, the segment cannot
  have been MAC'd properly anyway and would have been dropped on
  receipt.

  >> TCP-AO SYN segments (SYN set, no ACK set) MUST use a destination
  ISN of zero (whether sent or received); all other segments use the
  known ISN pair.





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  Overall, this means that each connection will use up to four distinct
  traffic keys for each MKT:

  o  Send_SYN_traffic_key - the traffic key used to authenticate
     outgoing SYNs.  The source ISN is known (the TCP connection's
     local ISN), and the destination (remote) ISN is unknown (and so
     the value 0 is used).

  o  Receive_SYN_traffic_key - the traffic key used to authenticate
     incoming SYNs.  The source ISN is known (the TCP connection's
     remote ISN), and the destination (remote) ISN is unknown (and so
     the value 0 is used).

  o  Send_other_traffic_key - the traffic key used to authenticate all
     other outgoing TCP segments.

  o  Receive_other_traffic_key - the traffic key used to authenticate
     all other incoming TCP segments.

  The following table describes how each of these traffic keys is
  computed, where the TCP-AO algorithms refer to source (S) and
  destination (D) values of the IP address, TCP port, and ISN, and each
  segment (incoming or outgoing) has a value that refers to the local
  side of the connection (l) and remote side (r):

                              S-IP S-port S-ISN D-IP D-port D-ISN
  ----------------------------------------------------------------
   Send_SYN_traffic_key       l-IP l-port l-ISN r-IP r-port 0
   Receive_SYN_traffic_key    r-IP r-port r-ISN l-IP l-port 0
   Send_other_traffic_key     l-IP l-port l-ISN r-IP r-port r-ISN
   Receive_other_traffic_key  r-IP r-port r-ISN l-IP l-port l-ISN

  The use of both ISNs in the traffic key computations ensures that
  segments cannot be replayed across repeated connections reusing the
  same socket; their 32-bit space avoids repeated use except under
  reboot, and reuse assumes both sides repeat their use on the same
  connection.  We do expect that:

  >> Endpoints should select ISNs pseudorandomly, e.g., as in
  [RFC1948].

  A SYN is authenticated using a destination ISN of zero (whether sent
  or received), and all other segments would be authenticated using the
  ISN pair for the connection.  There are other cases in which the
  destination ISN is not known, but segments are emitted, such as after
  an endpoint reboots, when it is possible that the two endpoints would
  not have enough information to authenticate segments.  This is
  addressed further in Section 7.7.



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5.3.  Traffic Key Establishment and Duration Issues

  TCP-AO does not provide a mechanism for traffic key negotiation or
  parameter negotiation (MAC algorithm, length, or use of TCP-AO on a
  connection), or for coordinating rekeying during a connection.  We
  assume out-of-band mechanisms for MKT establishment, parameter
  negotiation, and rekeying.  This separation of MKT use from MKT
  management is similar to that in the IPsec suite [RFC4301][RFC4306].

  We encourage users of TCP-AO to apply known techniques for generating
  appropriate MKTs, including the use of reasonable master key lengths,
  limited traffic key sharing, and limiting the duration of MKT use
  [RFC3562].  This also includes the use of per-connection nonces, as
  suggested in Section 5.2.

  TCP-AO supports rekeying in which new MKTs are negotiated and
  coordinated out of band, either via a protocol or a manual procedure
  [RFC4808].  New MKT use is coordinated using the out-of-band
  mechanism to update both TCP endpoints.  When only a single MKT is
  used at a time, the temporary use of invalid MKTs could result in
  segments being dropped; although TCP is already robust to such drops,
  TCP-AO uses the KeyID field to avoid such drops.  A given connection
  can have multiple matching MKTs, where the KeyID field is used to
  identify the MKT that corresponds to the traffic key used for a
  segment, to avoid the need for expensive trial-and-error testing of
  MKTs in sequence.

  TCP-AO provides an explicit MKT coordination mechanism, described in
  Section 6.1.  Such a mechanism is useful when new MKTs are installed,
  or when MKTs are changed, to determine when to commence using
  installed MKTs.

  Users are advised to manage MKTs following the spirit of the advice
  for key management when using TCP MD5 [RFC3562], notably to use
  appropriate key lengths (12-24 bytes) and to avoid sharing MKTs among
  multiple BGP peering arrangements.

5.3.1.  MKT Reuse Across Socket Pairs

  MKTs can be reused across different socket pairs within a host, or
  across different instances of a socket pair within a host.  In either
  case, replay protection is maintained.

  MKTs reused across different socket pairs cannot enable replay
  attacks because the TCP socket pair is included in the MAC, as well
  as in the generation of the traffic key.  MKTs reused across repeated





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  instances of a given socket pair cannot enable replay attacks because
  the connection ISNs are included in the traffic key generation
  algorithm, and ISN pairs are unlikely to repeat over useful periods.

5.3.2.  MKTs Use within a Long-Lived Connection

  TCP-AO uses Sequence Number Extensions (SNEs) to prevent replay
  attacks within long-lived connections.  Explicit MKT rollover,
  accomplished by external means and indexed using the KeyID field, can
  be used to change keying material for various reasons (e.g.,
  personnel turnover), but is not required to support long-lived
  connections.

6.  Additional Security Mechanisms

  TCP-AO adds mechanisms to support efficient use, especially in
  environments where only manual keying is available.  These include
  the previously described mechanisms for supporting multiple
  concurrent MKTs (via the KeyID field) and for generating unique per-
  connection traffic keys (via the KDF).  This section describes
  additional mechanisms to coordinate MKT changes and to prevent replay
  attacks when a traffic key is not changed for long periods of time.

6.1.  Coordinating Use of New MKTs

  At any given time, a single TCP connection may have multiple MKTs
  specified for each segment direction (incoming, outgoing).  TCP-AO
  provides a mechanism to indicate when a new MKT is ready, which
  allows the sender to commence use of that new MKT.  This mechanism
  allows new MKT use to be coordinated, to avoid unnecessary loss due
  to sender authentication using an MKT not yet ready at the receiver.

  Note that this is intended as an optimization.  Deciding when to
  start using a key is a performance issue.  Deciding when to remove an
  MKT is a security issue.  Invalid MKTs are expected to be removed.
  TCP-AO provides no mechanism to coordinate their removal, as we
  consider this a key management operation.

  New MKT use is coordinated through two ID fields in the header:

  o  KeyID

  o  RNextKeyID








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  KeyID represents the outgoing MKT information used by the segment
  sender to create the segment's MAC (outgoing), and the corresponding
  incoming keying information used by the segment receiver to validate
  that MAC.  It contains the SendID of the MKT in active use in that
  direction.

  RNextKeyID represents the preferred MKT information to be used for
  subsequent received segments ('receive next').  That is, it is a way
  for the segment sender to indicate a ready incoming MKT for future
  segments it receives, so that the segment receiver can know when to
  switch MKTs (and thus their KeyIDs and associated traffic keys).  It
  indicates the RecvID of the MKT desired for incoming segments.

  There are two pointers kept by each side of a connection, as noted in
  the per-connection information (see Section 4):

  o  Currently active outgoing MKT (current_key)

  o  Current preference for incoming MKT (rnext_key)

  Current_key indicates an MKT that is used to authenticate outgoing
  segments.  Upon connection establishment, it points to the first MKT
  selected for use.

  Rnext_key points to an incoming MKT that is ready and preferred for
  use.  Upon connection establishment, this points to the currently
  active incoming MKT.  It can be changed when new MKTs are installed
  (e.g., by either automatic MKT management protocol operation or user
  manual selection).

  Rnext_key is changed only by manual user intervention or MKT
  management protocol operation.  It is not manipulated by TCP-AO.
  Current_key is updated by TCP-AO when processing received TCP
  segments as discussed in the segment processing description in
  Section 7.5.  Note that the algorithm allows the current_key to
  change to a new MKT, then change back to a previously used MKT (known
  as "backing up").  This can occur during an MKT change when segments
  are received out of order, and is considered a feature of TCP-AO,
  because reordering does not result in drops.  The only way to avoid
  reuse of previously used MKTs is to remove the MKT when it is no
  longer considered permitted.

6.2.  Preventing Replay Attacks within Long-Lived Connections

  TCP uses a 32-bit sequence number, which may, for long-lived
  connections, roll over and repeat.  This could result in TCP segments
  being intentionally and legitimately replayed within a connection.
  TCP-AO prevents replay attacks, and thus requires a way to



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  differentiate these legitimate replays from each other, and so it
  adds a 32-bit Sequence Number Extension (SNE) for transmitted and
  received segments.

  The SNE extends the TCP sequence number so that segments within a
  single connection are always unique.  When the TCP's sequence number
  rolls over, there is a chance that a segment could be repeated in
  total; using an SNE differentiates even identical segments sent with
  identical sequence numbers at different times in a connection.  TCP-
  AO emulates a 64-bit sequence number space by inferring when to
  increment the high-order 32-bit portion (the SNE) based on
  transitions in the low-order portion (the TCP sequence number).

  TCP-AO thus maintains SND.SNE for transmitted segments, and RCV.SNE
  for received segments, both initialized as zero when a connection
  begins.  The intent of these SNEs is, together with TCP's 32-bit
  sequence numbers, to provide a 64-bit overall sequence number space.

  For transmitted segments, SND.SNE can be implemented by extending
  TCP's sequence number to 64 bits; SND.SNE would be the top (high-
  order) 32 bits of that number.  For received segments, TCP-AO needs
  to emulate the use of a 64-bit number space and correctly infer the
  appropriate high-order 32-bits of that number as RCV.SNE from the
  received 32-bit sequence number and the current connection context.

  The implementation of SNEs is not specified in this document, but one
  possible way is described here that can be used for either RCV.SNE,
  SND.SNE, or both.

  Consider an implementation with two SNEs as required (SND.SNE, RCV.
  SNE), and additional variables as listed below, all initialized to
  zero, as well as a current TCP segment field (SEG.SEQ):

  o  SND.PREV_SEQ, needed to detect rollover of SND.SEQ

  o  RCV.PREV_SEQ, needed to detect rollover of RCV.SEQ

  o  SND.SNE_FLAG, which indicates when to increment the SND.SNE

  o  RCV.SNE_FLAG, which indicates when to increment the RCV.SNE

  When a segment is received, the following algorithm (in C-like
  pseudocode) computes the SNE used in the MAC; this is the "RCV" side,
  and an equivalent algorithm can be applied to the "SND" side:







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     /* set the flag when the SEG.SEQ first rolls over */
     if ((RCV.SNE_FLAG == 0)
        && (RCV.PREV_SEQ > 0x7fff) && (SEG.SEQ < 0x7fff)) {
           RCV.SNE = RCV.SNE + 1;
           RCV.SNE_FLAG = 1;
     }
     /* decide which SNE to use after incremented */
     if ((RCV.SNE_FLAG == 1) && (SEG.SEQ > 0x7fff)) {
        SNE = RCV.SNE - 1; # use the pre-increment value
     } else {
        SNE = RCV.SNE; # use the current value
     }
     /* reset the flag in the *middle* of the window */
     if ((RCV.PREV_SEQ < 0x7fff) && (SEG.SEQ > 0x7fff)) {
        RCV.SNE_FLAG = 0;
     }
     /* save the current SEQ for the next time through the code */
     RCV.PREV_SEQ = SEG.SEQ;

  In the above code, the first time the sequence number rolls over,
  i.e., when the new number is low (in the bottom half of the number
  space) and the old number is high (in the top half of the number
  space), the SNE is incremented and a flag is set.

  If the flag is set and a high number is seen, it must be a reordered
  segment, so use the pre-increment SNE; otherwise, use the current
  SNE.

  The flag will be cleared by the time the number rolls all the way
  around.

  The flag prevents the SNE from being incremented again until the flag
  is reset, which happens in the middle of the window (when the old
  number is in the bottom half and the new is in the top half).
  Because the receive window is never larger than half of the number
  space, it is impossible to both set and reset the flag at the same
  time -- outstanding segments, regardless of reordering, cannot
  straddle both regions simultaneously.

7.  TCP-AO Interaction with TCP

  The following is a description of how TCP-AO affects various TCP
  states, segments, events, and interfaces.  This description is
  intended to augment the description of TCP as provided in RFC 793,
  and its presentation mirrors that of RFC 793 as a result [RFC793].






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7.1.  TCP User Interface

  The TCP user interface supports active and passive OPEN, SEND,
  RECEIVE, CLOSE, STATUS, and ABORT commands.  TCP-AO does not alter
  this interface as it applies to TCP, but some commands or command
  sequences of the interface need to be modified to support TCP-AO.
  TCP-AO does not specify the details of how this is achieved.

  TCP-AO requires that the TCP user interface be extended to allow the
  MKTs to be configured, as well as to allow an ongoing connection to
  manage which MKTs are active.  The MKTs need to be configured prior
  to connection establishment, and the set of MKTs may change during a
  connection:

  >> TCP OPEN, or the sequence of commands that configure a connection
  to be in the active or passive OPEN state, MUST be augmented so that
  an MKT can be configured.

  >> A TCP-AO implementation MUST allow the set of MKTs for ongoing TCP
  connections (i.e., not in the CLOSED state) to be modified.

  The MKTs associated with a connection need to be available for
  confirmation; this includes the ability to read the MKTs:

  >> TCP STATUS SHOULD be augmented to allow the MKTs of a current or
  pending connection to be read (for confirmation).

  Senders may need to be able to determine when the outgoing MKT
  changes (KeyID) or when a new preferred MKT (RNextKeyID) is
  indicated; these changes immediately affect all subsequent outgoing
  segments:

  >> TCP SEND, or a sequence of commands resulting in a SEND, MUST be
  augmented so that the preferred outgoing MKT (current_key) and/or the
  preferred incoming MKT (rnext_key) of a connection can be indicated.

  It may be useful to change the outgoing active MKT (current_key) even
  when no data is being sent, which can be achieved by sending a zero-
  length buffer or by using a non-send interface (e.g., socket options
  in Unix), depending on the implementation.

  It is also useful to indicate recent segment KeyID and RNextKeyID
  values received; although there could be a number of such values,
  they are not expected to change quickly, so any recent sample should
  be sufficient:






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  >> TCP RECEIVE, or the sequence of commands resulting in a RECEIVE,
  MUST be augmented so that the KeyID and RNextKeyID of a recently
  received segment is available to the user out of band (e.g., as an
  additional parameter to RECEIVE or via a STATUS call).

7.2.  TCP States and Transitions

  TCP includes the states LISTEN, SYN-SENT, SYN-RECEIVED, ESTABLISHED,
  FIN-WAIT-1, FIN-WAIT-2, CLOSE-WAIT, CLOSING, LAST-ACK, TIME-WAIT, and
  CLOSED.

  >> An MKT MAY be associated with any TCP state.

7.3.  TCP Segments

  TCP includes control (at least one of SYN, FIN, RST flags set) and
  data (none of SYN, FIN, or RST flags set) segments.  Note that some
  control segments can include data (e.g., SYN).

  >> All TCP segments MUST be checked against the set of MKTs for
  matching TCP connection identifiers.

  >> TCP segments whose TCP-AO does not validate MUST be silently
  discarded.

  >> A TCP-AO implementation MUST allow for configuration of the
  behavior of segments with TCP-AO but that do not match an MKT.  The
  initial default of this configuration SHOULD be to silently accept
  such connections.  If this is not the desired case, an MKT can be
  included to match such connections, or the connection can indicate
  that TCP-AO is required.  Alternately, the configuration can be
  changed to discard segments with the AO option not matching an MKT.

  >> Silent discard events SHOULD be signaled to the user as a warning,
  and silent accept events MAY be signaled to the user as a warning.
  Both warnings, if available, MUST be accessible via the STATUS
  interface.  Either signal MAY be asynchronous, but if so, they MUST
  be rate-limited.  Either signal MAY be logged; logging SHOULD allow
  rate-limiting as well.

  All TCP-AO processing occurs between the interface of TCP and IP; for
  incoming segments, this occurs after validation of the TCP checksum.
  For outgoing segments, this occurs before computation of the TCP
  checksum.







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  Note that use of TCP-AO on a connection is not negotiated within TCP.
  It is the responsibility of the receiver to determine when TCP-AO is
  required via other means (e.g., out of band, manually or with a key
  management protocol) and to enforce that requirement.

7.4.  Sending TCP Segments

  The following procedure describes the modifications to TCP to support
  inserting TCP-AO when a segment departs.

  >> Note that TCP-AO MUST be the last TCP option processed on outgoing
  segments, because its MAC calculation may include the values of other
  TCP options.

  1. Find the per-connection parameters for the segment:

      a. If the segment is a SYN, then this is the first segment of a
         new connection.  Find the matching MKT for this segment based
         on the segment's socket pair.

         i. If there is no matching MKT, omit TCP-AO.  Proceed with
            transmitting the segment.

        ii. If there is a matching MKT, then set the per-connection
            parameters as needed (see Section 4).  Proceed with the
            step 2.

      b. If the segment is not a SYN, then determine whether TCP-AO is
         being used for the connection and use the MKT as indicated by
         the current_key value from the per-connection parameters (see
         Section 4) and proceed with the step 2.

  2. Using the per-connection parameters:

      a. Augment the TCP header with TCP-AO, inserting the appropriate
         Length and KeyID based on the MKT indicated by current_key
         (using the current_key MKT's SendID as the TCP-AO KeyID).
         Update the TCP header length accordingly.

      b. Determine SND.SNE as described in Section 6.2.

      c. Determine the appropriate traffic key, i.e., as pointed to by
         the current_key (as noted in Section 6.1, and as probably
         cached in the TCB).  That is, use the send_SYN_traffic_key for
         SYN segments and the send_other_traffic_key for other
         segments.





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      d. Determine the RNextKeyID as indicated by the rnext_key
         pointer, and insert it in the TCP-AO RNextKeyID field (using
         the rnext_key MKT's RecvID as the TCP-AO KeyID) (as noted in
         Section 6.1).

      e. Compute the MAC using the MKT (and cached traffic key) and
         data from the segment as specified in Section 5.1.

      f. Insert the MAC in the TCP-AO MAC field.

      g. Proceed with transmitting the segment.

7.5.  Receiving TCP Segments

  The following procedure describes the modifications to TCP to support
  TCP-AO when a segment arrives.

  >> Note that TCP-AO MUST be the first TCP option processed on
  incoming segments, because its MAC calculation may include the values
  of other TCP options that could change during TCP option processing.
  This also protects the behavior of all other TCP options from the
  impact of spoofed segments or modified header information.

  >> Note that TCP-AO checks MUST be performed for all incoming SYNs to
  avoid accepting SYNs lacking TCP-AO where required.  Other segments
  can cache whether TCP-AO is needed in the TCB.

  1. Find the per-connection parameters for the segment:

      a. If the segment is a SYN, then this is the first segment of a
         new connection.  Find the matching MKT for this segment, using
         the segment's socket pair and its TCP-AO KeyID, matched
         against the MKT's TCP connection identifier and the MKT's
         RecvID.

         i. If there is no matching MKT, remove TCP-AO from the
            segment.  Proceed with further TCP handling of the segment.

            NOTE: this presumes that connections that do not match any
            MKT should be silently accepted, as noted in Section 7.3.

        ii. If there is a matching MKT, then set the per-connection
            parameters as needed (see Section 4).  Proceed with step 2.








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  2. Using the per-connection parameters:

      a. Check that the segment's TCP-AO Length matches the length
         indicated by the MKT.

         i. If the lengths differ, silently discard the segment.  Log
            and/or signal the event as indicated in Section 7.3.

      b. Determine the segment's RCV.SNE as described in Section 6.2.

      c. Determine the segment's traffic key from the MKT as described
         in Section 5.1 (and as likely cached in the TCB).  That is,
         use the receive_SYN_traffic_key for SYN segments and the
         receive_other_traffic_key for other segments.

      d. Compute the segment's MAC using the MKT (and its derived
         traffic key) and portions of the segment as indicated in
         Section 5.1.

         i. If the computed MAC differs from the TCP-AO MAC field
            value, silently discard the segment.  Log and/or signal the
            event as indicated in Section 7.3.

      e. Compare the received RNextKeyID value to the currently active
         outgoing KeyID value (current_key MKT's SendID).

         i. If they match, no further action is required.

        ii. If they differ, determine whether the RNextKeyID MKT is
            ready.

            1. If the MKT corresponding to the segment's socket pair
               and RNextKeyID is not available, no action is required
               (RNextKeyID of a received segment needs to match the
               MKT's SendID).

            2. If the matching MKT corresponding to the segment's
               socket pair and RNextKeyID is available:

               a. Set current_key to the RNextKeyID MKT.

      f. Proceed with TCP processing of the segment.

  It is suggested that TCP-AO implementations validate a segment's
  Length field before computing a MAC to reduce the overhead incurred
  by spoofed segments with invalid TCP-AO fields.





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  Additional reductions in MAC validation overhead can be supported in
  the MAC algorithms, e.g., by using a computation algorithm that
  prepends a fixed value to the computed portion and a corresponding
  validation algorithm that verifies the fixed value before investing
  in the computed portion.  Such optimizations would be contained in
  the MAC algorithm specification, and thus are not specified in TCP-AO
  explicitly.  Note that the KeyID cannot be used for connection
  validation per se, because it is not assumed random.

7.6.  Impact on TCP Header Size

  TCP-AO, using the initially required 96-bit MACs, uses a total of 16
  bytes of TCP header space [RFC5926].  TCP-AO is thus 2 bytes smaller
  than the TCP MD5 option (18 bytes).

  Note that the TCP option space is most critical in SYN segments,
  because flags in those segments could potentially increase the option
  space area in other segments.  Because TCP ignores unknown segments,
  however, it is not possible to extend the option space of SYNs
  without breaking backward compatibility.

  TCP's 4-bit data offset requires that the options end 60 bytes (15
  32-bit words) after the header begins, including the 20-byte header.
  This leaves 40 bytes for options, of which 15 are expected in current
  implementations (listed below), leaving at most 25 for other uses.
  TCP-AO consumes 16 bytes, leaving 9 bytes for additional SYN options
  (depending on implementation dependant alignment padding, which could
  consume another 2 bytes at most).

  o  SACK permitted (2 bytes) [RFC2018][RFC3517]

  o  Timestamps (10 bytes) [RFC1323]

  o  Window scale (3 bytes) [RFC1323]

  After a SYN, the following options are expected in current
  implementations of TCP:

  o  SACK (10bytes) [RFC2018][RFC3517] (18 bytes if D-SACK [RFC2883])

  o  Timestamps (10 bytes) [RFC1323]

  TCP-AO continues to consume 16 bytes in non-SYN segments, leaving a
  total of 24 bytes for other options, of which the timestamp consumes
  10.  This leaves 14 bytes, of which 10 are used for a single SACK
  block.  When two SACK blocks are used, such as to handle D-SACK, a
  smaller TCP-AO MAC would be required to make room for the additional
  SACK block (i.e., to leave 18 bytes for the D-SACK variant of the



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  SACK option) [RFC2883].  Note that D-SACK is not supportable in TCP
  MD5 in the presence of timestamps, because TCP MD5's MAC length is
  fixed and too large to leave sufficient option space.

  Although TCP option space is limited, we believe TCP-AO is consistent
  with the desire to authenticate TCP at the connection level for
  similar uses as were intended by TCP MD5.

7.7.  Connectionless Resets

  TCP-AO allows TCP resets (RSTs) to be exchanged provided both sides
  have established valid connection state.  After such state is
  established, if one side reboots, TCP-AO prevents TCP's RST mechanism
  from clearing out old state on the side that did not reboot.  This
  happens because the rebooting side has lost its connection state, and
  thus its traffic keys.

  It is important that implementations are capable of detecting
  excesses of TCP connections in such a configuration and can clear
  them out if needed to protect its memory usage [Ba10].  To protect
  against such state from accumulating and not being cleared out, a
  number of recommendations are made:

  >> Connections using TCP-AO SHOULD also use TCP keepalives [RFC1122].

  The use of TCP keepalives ensures that connections whose keys are
  lost are terminated after a finite time; a similar effect can be
  achieved at the application layer, e.g., with BGP keepalives
  [RFC4271].  Either kind of keepalive helps ensure the TCP state is
  cleared out in such a case; the alternative, of allowing
  unauthenticated RSTs to be received, would allow one of the primary
  vulnerabilities that TCP-AO is intended to prevent.

  Keepalives ensure that connections are dropped across reboots, but
  this can have a detrimental effect on some protocols.  Specifically,
  BGP reacts poorly to such connection drops, even if caused by the use
  of BGP keepalives; "graceful restart" was introduced to address this
  effect [RFC4724], and extended to support BGP with MPLS [RFC4781].
  As a result:

  >> BGP connections SHOULD require support for graceful restart when
  using TCP-AO.









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  We recognize that support for graceful restart is not always
  feasible.  As a result:

  >> When BGP without graceful restart is used with TCP-AO, both sides
  of the connection SHOULD save traffic keys in storage that persists
  across reboots and restore them after a reboot, and SHOULD limit any
  performance impacts that result from this storage/restoration.

7.8.  ICMP Handling

  TCP can be attacked both in band, using TCP segments, or out of band
  using ICMP.  ICMP packets cannot be protected using TCP-AO
  mechanisms; however, in this way, both TCP-AO and IPsec do not
  directly solve the need for protected ICMP signaling.  TCP-AO does
  make specific recommendations on how to handle certain ICMPs, beyond
  what IPsec requires, and these are made possible because TCP-AO
  operates inside the context of a TCP connection.

  IPsec makes recommendations regarding dropping ICMPs in certain
  contexts or requiring that they are endpoint authenticated in others
  [RFC4301].  There are other mechanisms proposed to reduce the impact
  of ICMP attacks by further validating ICMP contents and changing the
  effect of some messages based on TCP state, but these do not provide
  the level of authentication for ICMP that TCP-AO provides for TCP
  [Go10].  As a result, we recommend a conservative approach to
  accepting ICMP messages as summarized in [Go10]:

  >> A TCP-AO implementation MUST default to ignore incoming ICMPv4
  messages of Type 3 (destination unreachable), Codes 2-4 (protocol
  unreachable, port unreachable, and fragmentation needed -- 'hard
  errors'), and ICMPv6 Type 1 (destination unreachable), Code 1
  (administratively prohibited) and Code 4 (port unreachable) intended
  for connections in synchronized states (ESTABLISHED, FIN-WAIT-1, FIN-
  WAIT-2, CLOSE-WAIT, CLOSING, LAST-ACK, TIME-WAIT) that match MKTs.

  >> A TCP-AO implementation SHOULD allow whether such ICMPs are
  ignored to be configured on a per-connection basis.

  >> A TCP-AO implementation SHOULD implement measures to protect ICMP
  "packet too big" messages, some examples of which are discussed in
  [Go10].

  >> An implementation SHOULD allow ignored ICMPs to be logged.

  This control affects only ICMPs that currently require 'hard errors',
  which would abort the TCP connection [RFC1122].  This recommendation
  is intended to be similar to how IPsec would handle those messages,
  with an additional default assumed [RFC4301].



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8.  Obsoleting TCP MD5 and Legacy Interactions

  TCP-AO obsoletes TCP MD5.  As we have noted earlier:

  >> TCP implementations that support TCP MD5 MUST support TCP-AO.

  Systems implementing TCP MD5 only are considered legacy, and ought to
  be upgraded when possible.  In order to support interoperation with
  such legacy systems until upgrades are available:

  >> TCP MD5 SHOULD be supported where interactions with legacy systems
  are needed.

  >> A system that supports both TCP-AO and TCP MD5 MUST use TCP-AO for
  connections unless not supported by its peer, at which point it MAY
  use TCP MD5 instead.

  >> A TCP implementation MUST NOT use both TCP-AO and TCP MD5 for a
  particular TCP connection, but MAY support TCP-AO and TCP MD5
  simultaneously for different connections (notably to support legacy
  use of TCP MD5).

  The Kind value explicitly indicates whether TCP-AO or TCP MD5 is used
  for a particular connection in TCP segments.

  It is possible that MKTs could be augmented to support TCP MD5,
  although use of MKTs is not described in RFC 2385.

  It is possible to require TCP-AO for a connection or TCP MD5, but it
  is not possible to require 'either'.  When an endpoint is configured
  to require TCP MD5 for a connection, it must be added to all outgoing
  segments and validated on all incoming segments [RFC2385].  TCP MD5's
  requirements prohibit the speculative use of both options for a given
  connection, e.g., to be decided by the other end of the connection.

9.  Interactions with Middleboxes

  TCP-AO may interact with middleboxes, depending on their behavior
  [RFC3234].  Some middleboxes either alter TCP options (such as TCP-
  AO) directly or alter the information TCP-AO includes in its MAC
  calculation.  TCP-AO may interfere with these devices, exactly where
  the device modifies information TCP-AO is designed to protect.









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9.1.  Interactions with Non-NAT/NAPT Middleboxes

  TCP-AO supports middleboxes that do not change the IP addresses or
  ports of segments.  Such middleboxes may modify some TCP options, in
  which case TCP-AO would need to be configured to ignore all options
  in the MAC calculation on connections traversing that element.

  Note that ignoring TCP options may provide less protection, i.e., TCP
  options could be modified in transit, and such modifications could be
  used by an attacker.  Depending on the modifications, TCP could have
  compromised efficiency (e.g., timestamp changes), or could cease
  correct operation (e.g., window scale changes).  These
  vulnerabilities affect only the TCP connections for which TCP-AO is
  configured to ignore TCP options.

9.2.  Interactions with NAT/NAPT Devices

  TCP-AO cannot interoperate natively across NAT/NAPT (Network Address
  Port Translation) devices, which modify the IP addresses and/or port
  numbers.  We anticipate that traversing such devices may require
  variants of existing NAT/NAPT traversal mechanisms, e.g.,
  encapsulation of the TCP-AO-protected segment in another transport
  segment (e.g., UDP), as is done in IPsec [RFC2663][RFC3947].  Such
  variants can be adapted for use with TCP-AO, or IPsec with NAT
  traversal can be used instead of TCP-AO in such cases [RFC3947].

  An alternate proposal for accommodating NATs extends TCP-AO
  independently of this specification [To10].

10.  Evaluation of Requirements Satisfaction

  TCP-AO satisfies all the current requirements for a revision to TCP
  MD5, as summarized below [Ed07].

  1. Protected Elements

     A solution to revising TCP MD5 should protect (authenticate) the
     following elements.

     This is supported -- see Section 5.1.

     a. IP pseudoheader, including IPv4 and IPv6 versions.

        Note that optional coverage is not allowed because IP addresses
        define a connection.  If they can be coordinated across a
        NAT/NAPT, the sender can compute the MAC based on the received
        values; if not, a tunnel is required, as noted in Section 9.2.




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RFC 5925              The TCP Authentication Option            June 2010


     b. TCP header.

        Note that optional port coverage is not allowed because ports
        define a connection.  If they can be coordinated across a
        NAT/NAPT, the sender can compute the MAC based on the received
        values; if not, a tunnel is required, as noted in Section 9.2.

     c. TCP options.

        Note that TCP-AO allows the exclusion of TCP options from
        coverage, to enable use with middleboxes that modify options
        (except when they modify TCP-AO itself).  See Section 9.

     d. TCP payload data.

  2. Option Structure Requirements

     A solution to revising TCP MD5 should use an option with the
     following structural requirements.

     This is supported -- see Section 5.1.

     a. Privacy.

        The option should not unnecessarily expose information about
        the TCP-AO mechanism.  The additional protection afforded by
        keeping this information private may be of little value, but
        also helps keep the option size small.

        TCP-AO exposes only the MKT IDs, MAC, and overall option length
        on the wire.  Note that short MACs could be obscured by using
        longer option lengths but specifying a short MAC length (this
        is equivalent to a different MAC algorithm, and is specified in
        the MKT).  See Section 2.2.

     b. Allow optional per connection.

        The option should not be required on every connection; it
        should be optional on a per-connection basis.

        This is supported because the set of MKTs can be installed to
        match some connections and not others.  Connections not
        matching any MKT do not require TCP-AO.  Further, incoming
        segments with TCP-AO are not discarded solely because they
        include the option, provided they do not match any MKT.






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     c. Require non-optional.

        The option should be able to be specified as required for a
        given connection.

        This is supported because the set of MKTs can be installed to
        match some connections and not others.  Connections matching
        any MKT require TCP-AO.

     d. Standard parsing.

        The option should be easily parseable, i.e., without
        conditional parsing, and follow the standard RFC 793 option
        format.

        This is supported -- see Section 2.2.

     e. Compatible with Large Windows and SACK.

        The option should be compatible with the use of the Large
        Windows and SACK options.

        This is supported -- see Section 7.6.  The size of the option
        is intended to allow use with Large Windows and SACK.  See also
        Section 1.3, which indicates that TCP-AO is 2 bytes shorter
        than TCP MD5 in the default case, assuming a 96-bit MAC.

  3. Cryptography requirements

     A solution to revising TCP MD5 should support modern cryptography
     capabilities.

     a. Baseline defaults.

        The option should have a default that is required in all
        implementations.

        TCP-AO uses a default required algorithm as specified in
        [RFC5926] and as noted in Section 5.1 of this document.

     b. Good algorithms.

        The option should use algorithms considered accepted by the
        security community, which are considered appropriately safe.
        The use of non-standard or unpublished algorithms should be
        avoided.





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        TCP-AO uses MACs as indicated in [RFC5926].  The KDF is also
        specified in [RFC5926].  The KDF input string follows the
        typical design (see [RFC5926]).

     c. Algorithm agility.

        The option should support algorithms other than the default, to
        allow agility over time.

        TCP-AO allows any desired algorithm, subject to TCP option
        space limitations, as noted in Section 2.2.  The use of a set
        of MKTs allows separate connections to use different
        algorithms, both for the MAC and the KDF.

     d. Order-independent processing.

        The option should be processed independently of the proper
        order, i.e., they should allow processing of TCP segments in
        the order received, without requiring reordering.  This avoids
        the need for reordering prior to processing, and avoids the
        impact of misordered segments on the option.

        This is supported -- see Sections 7.3, 7.4, and 7.5.  Note that
        pre-TCP processing is further required, because TCP segments
        cannot be discarded solely based on a combination of connection
        state and out-of-window checks; many such segments, although
        discarded, cause a host to respond with a replay of the last
        valid ACK, e.g., [RFC793].  See also the derivation of the SNE,
        which is reconstituted at the receiver using a demonstration
        algorithm that avoids the need for reordering (in Section 6.2).

     e. Security parameter changes require key changes.

        The option should require that the MKT change whenever the
        security parameters change.  This avoids the need for
        coordinating option state during a connection, which is typical
        for TCP options.  This also helps allow "bump in the stack"
        implementations that are not integrated with endpoint TCP
        implementations.

        Parameters change only when a new MKT is used.  See Section 3.

  4. Keying requirements.

     A solution to revising TCP MD5 should support manual keying, and
     should support the use of an external automated key management
     system (e.g., a protocol or other mechanism).




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     Note that TCP-AO does not specify an MKT management system.

     a. Intraconnection rekeying.

        The option should support rekeying during a connection, to
        avoid the impact of long-duration connections.

        This is supported by the use of IDs and multiple MKTs; see
        Section 3.

     b. Efficient rekeying.

        The option should support rekeying during a connection without
        the need to expend undue computational resources.  In
        particular, the options should avoid the need to try multiple
        keys on a given segment.

        This is supported by the use of the KeyID.  See Section 6.1.

     c. Automated and manual keying.

        The option should support both automated and manual keying.

        The use of MKTs allows external automated and manual keying.
        See Section 3.  This capability is enhanced by the generation
        of unique per-connection keys, which enables use of manual MKTs
        with automatically generated traffic keys as noted in Section
        5.2.

     d. Key management agnostic.

        The option should not assume or require a particular key
        management solution.

        This is supported by use of a set of MKTs.  See Section 3.

  5. Expected Constraints

     A solution to revising TCP MD5 should also abide by typical safe
     security practices.

     a. Silent failure.

        Receipt of segments failing authentication must result in no
        visible external action and must not modify internal state, and
        those events should be logged.

        This is supported - see Sections 7.3, 7.4, and 7.5.



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RFC 5925              The TCP Authentication Option            June 2010


     b. At most one such option per segment.

        Only one authentication option can be permitted per segment.

        This is supported by the protocol requirements - see Section
        2.2.

     c. Outgoing all or none.

        Segments out of a TCP connection are either all authenticated
        or all not authenticated.

        This is supported - see Section 7.4.

     d. Incoming all checked.

        Segments into a TCP connection are always checked to determine
        whether their authentication should be present and valid.

        This is supported - see Section 7.5.

     e. Non-interaction with TCP MD5.

        The use of this option for a given connection should not
        preclude the use of TCP MD5, e.g., for legacy use, for other
        connections.

        This is supported - see Section 8.

     f. "Hard" ICMP discard.

        The option should allow certain ICMPs to be discarded, notably
        Type 3 (destination unreachable), Codes 2-4 (transport protocol
        unreachable, port unreachable, or fragmentation needed and IP
        DF field set), i.e., the ones indicating the failure of the
        endpoint to communicate.

        This is supported - see Section 7.8.

     g. Maintain TCP connection semantics, in which the socket pair
        alone defines a TCP association and all its security
        parameters.

        This is supported - see Sections 3 and 9.







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11.  Security Considerations

  Use of TCP-AO, like the use of TCP MD5 or IPsec, will impact host
  performance.  Connections that are known to use TCP-AO can be
  attacked by transmitting segments with invalid MACs.  Attackers would
  need to know only the TCP connection ID and TCP-AO Length value to
  substantially impact the host's processing capacity.  This is similar
  to the susceptibility of IPsec to on-path attacks, where the IP
  addresses and SPI would be visible.  For IPsec, the entire SPI space
  (32 bits) is arbitrary, whereas for routing protocols typically only
  the source port (16 bits) is arbitrary (typically with less than 16
  bits of randomness [La10]).  As a result, it would be easier for an
  off-path attacker to spoof a TCP-AO segment that could cause receiver
  validation effort.  However, we note that between Internet routers,
  both ports could be arbitrary (i.e., determined a priori out of
  band), which would constitute roughly the same off-path antispoofing
  protection of an arbitrary SPI.

  TCP-AO, like TCP MD5, may inhibit connectionless resets.  Such resets
  typically occur after peer crashes, either in response to new
  connection attempts or when data is sent on stale connections; in
  either case, the recovering endpoint may lack the connection key
  required (e.g., if lost during the crash).  This may result in
  timeouts, rather than a more responsive recovery after such a crash.
  Recommendations for mitigating this effect are discussed in Section
  7.7.

  TCP-AO does not include a fast decline capability, e.g., where a SYN-
  ACK is received without an expected TCP-AO and the connection is
  quickly reset or aborted.  Normal TCP operation will retry and
  timeout, which is what should be expected when the intended receiver
  is not capable of the TCP variant required anyway.  Backoff is not
  optimized because it would present an opportunity for attackers on
  the wire to abort authenticated connection attempts by sending
  spoofed SYN-ACKs without TCP-AO.

  TCP-AO is intended to provide similar protections to IPsec, but is
  not intended to replace the use of IPsec or IKE either for more
  robust security or more sophisticated security management.  TCP-AO is
  intended to protect the TCP protocol itself from attacks that TLS,
  sBGP/soBGP, and other data stream protection mechanisms cannot.  Like
  IPsec, TCP-AO does not address the overall issue of ICMP attacks on
  TCP, but does limit the impact of ICMPs, as noted in Section 7.8.

  TCP-AO includes the TCP connection ID (the socket pair) in the MAC
  calculation.  This prevents different concurrent connections using
  the same MKT (for whatever reason) from potentially enabling a
  traffic-crossing attack, in which segments to one socket pair are



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RFC 5925              The TCP Authentication Option            June 2010


  diverted to attack a different socket pair.  When multiple
  connections use the same MKT, it would be useful to know that
  segments intended for one ID could not be (maliciously or otherwise)
  modified in transit and end up being authenticated for the other ID.
  That requirement would place an additional burden of uniqueness on
  MKTs within endsystems, and potentially across endsystems.  Although
  the resulting attack is low probability, the protection afforded by
  including the received ID warrants its inclusion in the MAC, and does
  not unduly increase the MAC calculation or MKT management.

  The use of any security algorithm can present an opportunity for a
  CPU Denial-of-Service (DoS) attack, where the attacker sends false,
  random segments that the receiver under attack expends substantial
  CPU effort to reject.  In IPsec, such attacks are reduced by the use
  of a large Security Parameter Index (SPI) and Sequence Number fields
  to partly validate segments before CPU cycles are invested validated
  the Integrity Check Value (ICV).  In TCP-AO, the socket pair performs
  most of the function of IPsec's SPI, and IPsec's Sequence Number,
  used to avoid replay attacks, isn't needed due to TCP's Sequence
  Number, which is used to reorder received segments (provided the
  sequence number doesn't wrap around, which is why TCP-AO adds the SNE
  in Section 6.2).  TCP already protects itself from replays of
  authentic segment data as well as authentic explicit TCP control
  (e.g., SYN, FIN, ACK bits) but even authentic replays could affect
  TCP congestion control [Sa99].  TCP-AO does not protect TCP
  congestion control from this last form of attack due to the
  cumbersome nature of layering a windowed security sequence number
  within TCP in addition to TCP's own sequence number; when such
  protection is desired, users are encouraged to apply IPsec instead.

  Further, it is not useful to validate TCP's Sequence Number before
  performing a TCP-AO authentication calculation, because out-of-window
  segments can still cause valid TCP protocol actions (e.g., ACK
  retransmission) [RFC793].  It is similarly not useful to add a
  separate Sequence Number field to TCP-AO, because doing so could
  cause a change in TCP's behavior even when segments are valid.

12.  IANA Considerations

  The TCP Authentication Option (TCP-AO) was assigned TCP option 29 by
  IANA action.

  This document defines no new namespaces.

  To specify MAC and KDF algorithms, TCP-AO refers to a separate
  document [RFC5926].





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RFC 5925              The TCP Authentication Option            June 2010


13.  References

13.1.  Normative References

  [RFC793]  Postel, J., "Transmission Control Protocol", STD 7, RFC
            793, September 1981.

  [RFC1122] Braden, R., Ed., "Requirements for Internet Hosts -
            Communication Layers", STD 3, RFC 1122, October 1989.

  [RFC2018] Mathis, M., Mahdavi, J., Floyd, S., and A. Romanow, "TCP
            Selective Acknowledgment Options", RFC 2018, October 1996.

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2385] Heffernan, A., "Protection of BGP Sessions via the TCP MD5
            Signature Option", RFC 2385, August 1998.

  [RFC2403] Madson, C. and R. Glenn, "The Use of HMAC-MD5-96 within ESP
            and AH", RFC 2403, November 1998.

  [RFC2460] Deering, S. and R. Hinden, "Internet Protocol, Version 6
            (IPv6) Specification", RFC 2460, December 1998.

  [RFC2883] Floyd, S., Mahdavi, J., Mathis, M., and M. Podolsky, "An
            Extension to the Selective Acknowledgement (SACK) Option
            for TCP", RFC 2883, July 2000.

  [RFC3517] Blanton, E., Allman, M., Fall, K., and L. Wang, "A
            Conservative Selective Acknowledgment (SACK)-based Loss
            Recovery Algorithm for TCP", RFC 3517, April 2003.

  [RFC4306] Kaufman, C., Ed., "Internet Key Exchange (IKEv2) Protocol",
            RFC 4306, December 2005.

  [RFC4724] Sangli, S., Chen, E., Fernando, R., Scudder, J., and Y.
            Rekhter, "Graceful Restart Mechanism for BGP", RFC 4724,
            January 2007.

  [RFC4271] Rekhter, Y., Ed., Li, T., Ed., and S. Hares, Ed., "A Border
            Gateway Protocol 4 (BGP-4)", RFC 4271, January 2006.

  [RFC4781] Rekhter, Y. and R. Aggarwal, "Graceful Restart Mechanism
            for BGP with MPLS", RFC 4781, January 2007.






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RFC 5925              The TCP Authentication Option            June 2010


  [RFC5926] Lebovitz, G. and E. Rescorla, "Cryptographic Algorithms for
            the TCP Authentication Option (TCP-AO)", RFC 5926, June
            2010.

13.2.  Informative References

  [Ba10]    Bashyam, M., Jethanandani, M., and A. Ramaiah
            "Clarification of sender behaviour in persist condition",
            Work in Progress, January 2010.

  [Bo07]    Bonica, R., Weis, B., Viswanathan, S., Lange, A., and O.
            Wheeler, "Authentication for TCP-based Routing and
            Management Protocols", Work in Progress, February 2007.

  [Bo09]    Borman, D., "TCP Options and MSS", Work in Progress, July
            2009.

  [Ed07]    Eddy, W., Ed., Bellovin, S., Touch, J., and R. Bonica,
            "Problem Statement and Requirements for a TCP
            Authentication Option", Work in Progress, July 2007.

  [Go10]    Gont, F., "ICMP Attacks against TCP", Work in Progress,
            March 2010.

  [La10]    Larsen, M. and F. Gont, "Transport Protocol Port
            Randomization Recommendations", Work in Progress, April
            2010.

  [Le09]    Lepinski, M. and S. Kent, "An Infrastructure to Support
            Secure Internet Routing", Work in Progress, October 2009.

  [RFC1321] Rivest, R., "The MD5 Message-Digest Algorithm", RFC 1321,
            April 1992.

  [RFC1323] Jacobson, V., Braden, R., and D. Borman, "TCP Extensions
            for High Performance", RFC 1323, May 1992.

  [RFC1948] Bellovin, S., "Defending Against Sequence Number Attacks",
            RFC 1948, May 1996.

  [RFC2104] Krawczyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed-
            Hashing for Message Authentication", RFC 2104, February
            1997.

  [RFC2663] Srisuresh, P. and M. Holdrege, "IP Network Address
            Translator (NAT) Terminology and Considerations", RFC 2663,
            August 1999.




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RFC 5925              The TCP Authentication Option            June 2010


  [RFC3234] Carpenter, B. and S. Brim, "Middleboxes: Taxonomy and
            Issues", RFC 3234, February 2002.

  [RFC3562] Leech, M., "Key Management Considerations for the TCP MD5
            Signature Option", RFC 3562, July 2003.

  [RFC3947] Kivinen, T., Swander, B., Huttunen, A., and V. Volpe,
            "Negotiation of NAT-Traversal in the IKE", RFC 3947,
            January 2005.

  [RFC4301] Kent, S. and K. Seo, "Security Architecture for the
            Internet Protocol", RFC 4301, December 2005.

  [RFC4808] Bellovin, S., "Key Change Strategies for TCP-MD5", RFC
            4808, March 2007.

  [RFC4953] Touch, J., "Defending TCP Against Spoofing Attacks", RFC
            4953, July 2007.

  [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security
            (TLS) Protocol Version 1.2", RFC 5246, August 2008.

  [Sa99]    Savage, S., N. Cardwell, D. Wetherall, T. Anderson, "TCP
            Congestion Control with a Misbehaving Receiver", ACM
            Computer Communications Review, V29, N5, pp71-78, October
            1999.

  [SDNS88]  Secure Data Network Systems, "Security Protocol 4 (SP4)",
            Specification SDN.401, Revision 1.2, July 12, 1988.

  [To07]    Touch, J. and A. Mankin, "The TCP Simple Authentication
            Option", Work in Progress, July 2007.

  [To10]    Touch, J., "A TCP Authentication Option NAT Extension",
            Work in Progress, January 2010.

  [Wa05]    Wang, X., H. Yu, "How to break MD5 and other hash
            functions", Proc. IACR Eurocrypt 2005, Denmark, pp.19-35.

  [We05]    Weis, B., Appanna, C., McGrew, D., and A. Ramaiah, "TCP
            Message Authentication Code Option", Work in Progress,
            December 2005.









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14.  Acknowledgments

  This document evolved as the result of collaboration of the TCP
  Authentication Design team (tcp-auth-dt), whose members were
  (alphabetically): Mark Allman, Steve Bellovin, Ron Bonica, Wes Eddy,
  Lars Eggert, Charlie Kaufman, Andrew Lange, Allison Mankin, Sandy
  Murphy, Joe Touch, Sriram Viswanathan, Brian Weis, and Magnus
  Westerlund.  The text of this document is derived from a proposal by
  Joe Touch and Allison Mankin [To07] (originally from June 2006),
  which was both inspired by and intended as a counterproposal to the
  revisions to TCP MD5 suggested in a document by Ron Bonica, Brian
  Weis, Sriran Viswanathan, Andrew Lange, and Owen Wheeler [Bo07]
  (originally from September 2005) and in a document by Brian Weis
  [We05].

  Russ Housley suggested L4/application layer management of the master
  key tuples.  Steve Bellovin motivated the KeyID field.  Eric Rescorla
  suggested the use of TCP's Initial Sequence Numbers (ISNs) in the
  traffic key computation and SNEs to avoid replay attacks, and Brian
  Weis extended the computation to incorporate the entire connection ID
  and provided the details of the traffic key computation.  Mark
  Allman, Wes Eddy, Lars Eggert, Ted Faber, Russ Housley, Gregory
  Lebovitz, Tim Polk, Eric Rescorla, Joe Touch, and Brian Weis
  developed the master key coordination mechanism.

  Alfred Hoenes, Charlie Kaufman, Adam Langley, and numerous other
  members of the TCPM WG also provided substantial feedback on this
  document.

  This document was originally prepared using 2-Word-v2.0.template.dot.





















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Authors' Addresses

  Joe Touch
  USC/ISI
  4676 Admiralty Way
  Marina del Rey, CA 90292-6695
  U.S.A.

  Phone: +1 (310) 448-9151
  EMail: [email protected]
  URL:   http://www.isi.edu/touch

  Allison Mankin
  Johns Hopkins Univ.
  Baltimore, MD
  U.S.A.

  Phone: 1 301 728 7199
  EMail: [email protected]
  URL:   http://www.psg.com/~mankin/

  Ronald P. Bonica
  Juniper Networks
  2251 Corporate Park Drive
  Herndon, VA  20171
  U.S.A.

  EMail: [email protected]























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