Network Working Group                                          R. Sparks
Request for Comments: 5589                                       Tekelec
BCP: 149                                                A. Johnston, Ed.
Category: Best Current Practice                                    Avaya
                                                              D. Petrie
                                                              SIPez LLC
                                                              June 2009


      Session Initiation Protocol (SIP) Call Control - Transfer

Status of This Memo

  This document specifies an Internet Best Current Practices for the
  Internet Community, and requests discussion and suggestions for
  improvements.  Distribution of this memo is unlimited.


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  document authors.  All rights reserved.

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  it for publication as an RFC or to translate it into languages other
  than English.

Abstract

  This document describes providing Call Transfer capabilities in the
  Session Initiation Protocol (SIP).  SIP extensions such as REFER and
  Replaces are used to provide a number of transfer services including
  blind transfer, consultative transfer, and attended transfer.  This
  work is part of the SIP multiparty call control framework.



Sparks, et al.           Best Current Practice                  [Page 1]

RFC 5589                    SIP CC Transfer                    June 2009


Table of Contents

  1. Overview ........................................................3
  2. Actors and Roles ................................................3
  3. Terminology .....................................................4
  4. Requirements ....................................................4
  5. Using REFER to Achieve Call Transfer ............................5
  6. Basic Transfer ..................................................6
     6.1. Successful Transfer ........................................8
     6.2. Transfer with Dialog Reuse ................................11
     6.3. Failed Transfer ...........................................15
          6.3.1. Target Busy ........................................16
          6.3.2. Transfer Target Does Not Answer ....................17
  7. Transfer with Consultation Hold ................................18
     7.1. Exposing Transfer Target ..................................18
     7.2. Protecting Transfer Target ................................19
     7.3. Attended Transfer .........................................24
     7.4. Recovery When One Party Does Not Support REFER ............28
     7.5. Attended Transfer When Contact URI Is Not Known to
          Route to a User Agent .....................................29
     7.6. Semi-Attended Transfer ....................................37
     7.7. Attended Transfer Fallback to Basic Transfer ..............42
  8. Transfer with Referred-By ......................................45
  9. Transfer as an Ad Hoc Conference ...............................49
  10. Transfer with Multiple Parties ................................52
  11. Gateway Transfer Issues .......................................54
     11.1. Coerce Gateway Hairpins to the Same Gateway ..............54
     11.2. Consultative Turned Blind Gateway Glare ..................55
  12. Security Considerations .......................................55
  13. Acknowledgments ...............................................56
  14. References ....................................................56
     14.1. Normative References .....................................56
     14.2. Informative References ...................................57


















Sparks, et al.           Best Current Practice                  [Page 2]

RFC 5589                    SIP CC Transfer                    June 2009


1.  Overview

  This document describes providing Call Transfer capabilities and
  requirements in SIP [RFC3261].  This work is part of the multiparty
  call control framework [CC-FRMWRK].

  The mechanisms discussed here are most closely related to
  traditional, basic, and consultation hold transfers.

  This document details the use of the REFER method [RFC3515] and
  Replaces [RFC3891] header field to achieve call transfer.

  A User Agent (UA) that fully supports the transfer mechanisms
  described in this document supports REFER [RFC3515] and Replaces
  [RFC3891] in addition to RFC 3261 [RFC3261].  A User Agent should use
  a Contact URI that meets the requirements in Section 8.1.1.8 of RFC
  3261.  A compliant User Agent supports the Target-Dialog header field
  [RFC4538].

2.  Actors and Roles

  There are three actors in a given transfer event, each playing one of
  the following roles:

  Transferee:        the party being transferred to the Transfer
                     Target.

  Transferor:        the party initiating the transfer.

  Transfer Target:   the new party being introduced into a call with
                     the Transferee.

  The following roles are used to describe transfer requirements and
  scenarios:

  Originator:        wishes to place a call to the Recipient.  This
                     actor is the source of the first INVITE in a
                     session, to either a Facilitator or a Screener.

  Facilitator:       receives a call or out-of-band request from the
                     Originator, establishes a call to the Recipient
                     through the Screener, and connects the Originator
                     to the Recipient.  Typically, a Facilitator acts
                     on behalf of the Originator.







Sparks, et al.           Best Current Practice                  [Page 3]

RFC 5589                    SIP CC Transfer                    June 2009


  Screener:          receives a call ultimately intended for the
                     Recipient and transfers the calling party to the
                     Recipient if appropriate.  Typically, a Screener
                     acts on behalf of the Recipient.

  Recipient:         the party to which the Originator is ultimately
                     connected.

3.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14, RFC 2119
  [RFC2119].

4.  Requirements

  1.  Any party in a SIP session must be able to transfer any other
      party in that session at any point in that session.

  2.  The Transferor and the Transferee must not be removed from a
      session as part of a transfer transaction.

           At first glance, requirement 2 may seem to indicate
           that the user experience in a transfer must be
           significantly different from what a current Private Branch
           Exchange (PBX) or Centrex user expects.  As the call flows
           in this document show, this is not the case.  A client may
           preserve the current experience.  In fact, without
           this requirement, some forms of the current
           experience (ringback on transfer failure,
           for instance) will be lost.

  3.  The Transferor must know whether or not the transfer was
      successful.

  4.  The Transferee must be able to replace an existing dialog with a
      new dialog.

  5.  The Transferor and Transferee should indicate their support for
      the primitives required to achieve transfer.

  6.  The Transferor should provide the Transfer Target and Transferee
      with information about the nature and progress of the transfer
      operation being attempted.






Sparks, et al.           Best Current Practice                  [Page 4]

RFC 5589                    SIP CC Transfer                    June 2009


           To meet this requirement, the transfer operation can
           be modeled as an ad hoc conference between three
           parties, as discussed in Section 9.

5.  Using REFER to Achieve Call Transfer

  A REFER [RFC3515] can be issued by the Transferor to cause the
  Transferee to issue an INVITE to the Transfer Target.  Note that a
  successful REFER transaction does not terminate the session between
  the Transferor and the Transferee.  If those parties wish to
  terminate their session, they must do so with a subsequent BYE
  request.  The media negotiated between the transferee and the
  Transfer Target is not affected by the media that had been negotiated
  between the Transferor and the Transferee.  In particular, the INVITE
  issued by the Transferee will have the same Session Description
  Protocol (SDP) body it would have if the Transferee had initiated
  that INVITE on its own.  Further, the disposition of the media
  streams between the Transferor and the Transferee is not altered by
  the REFER method.

  Agents may alter a session's media through additional signaling.  For
  example, they may make use of the SIP hold re-INVITE [RFC3261] or
  conferencing extensions described in the conferencing framework
  [RFC4353].

  To perform the transfer, the Transferor and Transferee could reuse an
  existing dialog established by an INVITE to send the REFER.  This
  would result in a single dialog shared by two uses -- an invite usage
  and a subscription usage.  The call flows for this are shown in
  detail in Section 6.2.  However, the approach described in this
  document is to avoid dialog reuse.  The issues and difficulties
  associated with dialog reuse are described in [RFC5057].

  Motivations for reusing the existing dialog include:

  1.  There was no way to ensure that a REFER on a new dialog would
      reach the particular endpoint involved in a transfer.  Many
      factors, including details of implementations and changes in
      proxy routing between an INVITE and a REFER could cause the REFER
      to be sent to the wrong place.  Sending the REFER down the
      existing dialog ensured it got to the endpoint to which we were
      already talking.

  2.  It was unclear how to associate an existing invite usage with a
      REFER arriving on a new dialog, where it was completely obvious
      what the association was when the REFER came on the INVITE
      usage's dialog.




Sparks, et al.           Best Current Practice                  [Page 5]

RFC 5589                    SIP CC Transfer                    June 2009


  3.  There were concerns with authorizing out-of-dialog REFERs.  The
      authorization policy for REFER in most implementations piggybacks
      on the authorization policy for INVITE (which is, in most cases,
      based simply on "I placed or answered this call").

  Globally Routable UA URIs (GRUUs) [SIP-GRUU] can be used to address
  problem 1.  Problem 2 can be addressed using the Target-Dialog header
  field defined in [RFC4538].  In the immediate term, this solution to
  problem 2 allows the existing REFER authorization policy to be
  reused.

  As a result, if the Transferee supports the target-dialog extension
  and the Transferor knows the Contact URI is routable outside the
  dialog, the REFER SHOULD be sent in a new dialog.  If the nature of
  the Contact URI is not known or if support for the target-dialog
  extension is not known, the REFER SHOULD be sent inside the existing
  dialog.  A Transferee MUST be prepared to receive a REFER either
  inside or outside a dialog.  One way that a Transferor could know
  that a Contact URI is routable outside a dialog is by validation
  (e.g., sending an OPTIONS and receiving a response) or if it
  satisfies the properties described in the GRUU specification
  [SIP-GRUU].

  This document does not prescribe the flows and examples precisely as
  they are shown, but rather the flows illustrate the principles for
  best practice for the transfer feature.  The call flows represent
  well-reviewed examples of SIP usage to implement transfer with REFER,
  which are Best Common Practice according to IETF consensus.

  In most of the following examples, the Transferor is in the
  atlanta.example.com domain, the Transferee is in the
  biloxi.example.com, and the Transfer Target is in the
  chicago.example.com domain.

6.  Basic Transfer

  Basic Transfer consists of the Transferor providing the Transfer
  Target's contact to the Transferee.  The Transferee attempts to
  establish a session using that contact and reports the results of
  that attempt to the Transferor.  The signaling relationship between
  the Transferor and Transferee is not terminated, so the call is
  recoverable if the Transfer Target cannot be reached.  Note that the
  Transfer Target's contact information has been exposed to the
  Transferee.  The provided contact can be used to make new calls in
  the future.






Sparks, et al.           Best Current Practice                  [Page 6]

RFC 5589                    SIP CC Transfer                    June 2009


  The participants in a basic transfer SHOULD indicate support for the
  REFER and NOTIFY methods in Allow header fields in INVITE, 200 OK to
  INVITE, and OPTIONS messages.  Participants SHOULD also indicate
  support for Target-Dialog in the Supported header field.

  The diagrams below show the first line of each message.  The first
  column of the figure shows the dialog used in that particular
  message.  In these diagrams, media is managed through re-INVITE
  holds, but other mechanisms (mixing multiple media streams at the UA
  or using the conferencing extensions, for example) are valid.
  Selected message details are shown labeled as message F1, F2, etc.

  Each of the flows below shows the dialog between the Transferor and
  the Transferee remaining connected (on hold) during the REFER
  process.  While this provides the greatest flexibility for recovery
  from failure, it is not necessary.  If the Transferor's agent does
  not wish to participate in the remainder of the REFER process and has
  no intention of assisting with recovery from transfer failure, it
  could emit a BYE to the Transferee as soon as the REFER transaction
  completes.  This flow is sometimes known as "unattended transfer" or
  "blind transfer".

  Figure 1 shows transfer when the Transferee utilizes a GRUU and
  supports the target-dialog extension and indicates this to the
  Transferor.  As a result, the Transferor sends the REFER outside the
  INVITE dialog.  The Transferee is able to match this REFER to the
  existing dialog using the Target-Dialog header field in the refer
  which references the existing dialog.























Sparks, et al.           Best Current Practice                  [Page 7]

RFC 5589                    SIP CC Transfer                    June 2009


6.1.  Successful Transfer

            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |          INVITE F1 |                    |
         dialog1 |<-------------------|                    |
                 |          200 OK F2 |                    |
         dialog1 |------------------->|                    |
                 |            ACK     |                    |
         dialog1 |<-------------------|                    |
                 |  INVITE (hold)     |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |  ACK               |                    |
         dialog1 |------------------->|                    |
                 |  REFER F3 (Target-Dialog:1)             |
         dialog2 |------------------->|                    |
                 |  202 Accepted      |                    |
         dialog2 |<-------------------|                    |
                 | NOTIFY (100 Trying) F4                  |
         dialog2 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog2 |------------------->|                    |
                 |                    |  INVITE F5         |
         dialog3 |                    |------------------->|
                 |                    |  200 OK            |
         dialog3 |                    |<-------------------|
                 |                    |  ACK               |
         dialog3 |                    |------------------->|
                 |  NOTIFY (200 OK) F6|                    |
         dialog2 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog2 |------------------->|                    |
                 |  BYE               |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |                    |             BYE    |
         dialog3 |                    |<-------------------|
                 |                    |             200 OK |
         dialog3 |                    |------------------->|

  Figure 1: Basic Transfer Call Flow







Sparks, et al.           Best Current Practice                  [Page 8]

RFC 5589                    SIP CC Transfer                    June 2009


  F1 INVITE Transferee -> Transferor

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu, tdialog
  Contact: <sips:[email protected];gr=3413kj2ha>
  Content-Type: application/sdp
  Content-Length: ...


  F2 200 OK Transferor -> Transferee

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  To: <sips:[email protected]>;tag=31kdl4i3k
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu, tdialog
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Type: application/sdp
  Content-Length: ...


  F3 REFER Transferor -> Transferee

  REFER sips:[email protected];gr=3413kj2ha SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKna9
  Max-Forwards: 70
  To: <sips:[email protected];gr=3413kj2ha>
  From: <sips:[email protected]>;tag=1928301774
  Call-ID: a84b4c76e66710
  CSeq: 314159 REFER
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: gruu, replaces, tdialog
  Require: tdialog
  Refer-To: <sips:[email protected]>
  Target-Dialog: 090459243588173445;local-tag=7553452
   ;remote-tag=31kdl4i3k
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Length: 0



Sparks, et al.           Best Current Practice                  [Page 9]

RFC 5589                    SIP CC Transfer                    June 2009


  F4 NOTIFY Transferee -> Transferor

  NOTIFY sips:[email protected];gr=723jd2d SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=1928301774
  From: <sips:[email protected];gr=3413kj2ha>
   ;tag=a6c85cf
  Call-ID: a84b4c76e66710
  CSeq: 73 NOTIFY
  Contact: <sips:[email protected];gr=3413kj2ha>
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, tdialog
  Event: refer
  Subscription-State: active;expires=60
  Content-Type: message/sipfrag
  Content-Length: ...

  SIP/2.0 100 Trying


  F5 INVITE Transferee -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas41234
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=j3kso3iqhq
  Call-ID: 90422f3sd23m4g56832034
  CSeq: 521 REFER
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu, tdialog
  Contact: <sips:[email protected];gr=3413kj2ha>
  Content-Type: application/sdp
  Content-Length: ...
















Sparks, et al.           Best Current Practice                 [Page 10]

RFC 5589                    SIP CC Transfer                    June 2009


  F6 NOTIFY Transferee -> Transferor

  NOTIFY sips:[email protected];gr=723jd2d SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=1928301774
  From: <sips:[email protected];gr=3413kj2ha>
   ;tag=a6c85cf
  Call-ID: a84b4c76e66710
  CSeq: 74 NOTIFY
  Contact: <sips:[email protected];gr=3413kj2ha>
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, tdialog
  Event: refer
  Subscription-State: terminated;reason=noresource
  Content-Type: message/sipfrag
  Content-Length: ...

  SIP/2.0 200 OK

6.2.  Transfer with Dialog Reuse

  In this scenario, the Transferor does not know the properties of the
  Transferee's Contact URI or does not know that the Transferee
  supports the Target-Dialog header field.  As a result, the REFER is
  sent inside the INVITE dialog.

























Sparks, et al.           Best Current Practice                 [Page 11]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |         INVITE F1  |                    |
         dialog1 |<-------------------|                    |
                 |         200 OK F2  |                    |
         dialog1 |------------------->|                    |
                 |            ACK     |                    |
         dialog1 |<-------------------|                    |
                 |  INVITE (hold)     |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |  ACK               |                    |
         dialog1 |------------------->|                    |
                 |  REFER F3          |                    |
         dialog1 |------------------->|                    |
                 |  202 Accepted      |                    |
         dialog1 |<-------------------|                    |
                 | NOTIFY (100 Trying) F4                  |
         dialog1 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog1 |------------------->|                    |
                 |                    |  INVITE F5         |
         dialog2 |                    |------------------->|
                 |                    |  200 OK            |
         dialog2 |                    |<-------------------|
                 |                    |  ACK               |
         dialog2 |                    |------------------->|
                 |  NOTIFY (200 OK) F6|                    |
         dialog1 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog1 |------------------->|                    |
                 |  BYE               |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |                    |             BYE    |
         dialog2 |                    |<-------------------|
                 |                    |             200 OK |
         dialog2 |                    |------------------->|

  Figure 2: Transfer with Dialog Reuse









Sparks, et al.           Best Current Practice                 [Page 12]

RFC 5589                    SIP CC Transfer                    June 2009


  F1 INVITE Transferee -> Transferor

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Content-Type: application/sdp
  Content-Length: ...


  F2 200 OK Transferor -> Transferee

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  To: <sips:[email protected]>;tag=31kdl4i3k
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: gruu, replaces
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Type: application/sdp
  Content-Length: ...


  F3 REFER Transferor -> Transferee

  REFER sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKna9
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=7553452
  From: <sips:[email protected]>;tag=31kdl4i3k
  Call-ID: 090459243588173445
  CSeq: 314159 REFER
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Refer-To: <sips:[email protected]>
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Length: 0






Sparks, et al.           Best Current Practice                 [Page 13]

RFC 5589                    SIP CC Transfer                    June 2009


  F4 NOTIFY Transferee -> Transferor

  NOTIFY sips:[email protected];gr=723jd2d SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=31kdl4i3k
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29888 INVITE
  Contact: <sips:[email protected];gr=3413kj2ha>
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Event: refer
  Subscription-State: active;expires=60
  Content-Type: message/sipfrag
  Content-Length: ...

  SIP/2.0 100 Trying


  F5 INVITE Transferee -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas41234
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=j3kso3iqhq
  Call-ID: 90422f3sd23m4g56832034
  CSeq: 521 REFER
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Content-Type: application/sdp
  Content-Length: ...

















Sparks, et al.           Best Current Practice                 [Page 14]

RFC 5589                    SIP CC Transfer                    June 2009


  F6 NOTIFY Transferee -> Transferor

  NOTIFY sips:[email protected];gr=723jd2d SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=31kdl4i3k
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29889 INVITE
  Contact: <sips:[email protected];gr=3413kj2ha>
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Event: refer
  Subscription-State: terminated;reason=noresource
  Content-Type: message/sipfrag
  Content-Length: ...

  SIP/2.0 200 OK

6.3.  Failed Transfer

  This section shows examples of failed transfer attempts.  After the
  transfer failure occurs, the Transferor takes the Transferee off hold
  and resumes the session.



























Sparks, et al.           Best Current Practice                 [Page 15]

RFC 5589                    SIP CC Transfer                    June 2009


6.3.1.  Target Busy

            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
                 |            INVITE  |                    |
         dialog1 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog1 |------------------->|                    |
                 |            ACK     |                    |
         dialog1 |<-------------------|                    |
                 |  INVITE (hold)     |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |  ACK               |                    |
         dialog1 |------------------->|                    |
                 |  REFER (Target-Dialog:1)                |
         dialog2 |------------------->|                    |
                 |  202 Accepted      |                    |
         dialog2 |<-------------------|                    |
                 | NOTIFY (100 Trying)|                    |
         dialog2 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog2 |------------------->|                    |
                 |                    |  INVITE            |
         dialog3 |                    |------------------->|
                 |                    |  486 Busy Here     |
         dialog3 |                    |<-------------------|
                 |                    |  ACK               |
         dialog3 |                    |------------------->|
                 | NOTIFY (486 Busy Here)                  |
         dialog2 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog2 |------------------->|                    |
                 |  INVITE (unhold)   |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |  ACK               |                    |
         dialog1 |------------------->|                    |
                 |  BYE               |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |

  Figure 3: Failed Transfer - Target Busy




Sparks, et al.           Best Current Practice                 [Page 16]

RFC 5589                    SIP CC Transfer                    June 2009


6.3.2.  Transfer Target Does Not Answer

            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |            INVITE  |                    |
         dialog1 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog1 |------------------->|                    |
                 |            ACK     |                    |
         dialog1 |<-------------------|                    |
                 |  INVITE (hold)     |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |  ACK               |                    |
         dialog1 |------------------->|                    |
                 |  REFER             |                    |
         dialog2 |------------------->|                    |
                 |  202 Accepted      |                    |
         dialog2 |<-------------------|                    |
                 | NOTIFY (100 Trying)|                    |
         dialog2 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog2 |------------------->|                    |
                 |                    |  INVITE            |
         dialog3 |                    |------------------->|
                 |                    |  180 Ringing       |
         dialog3 |                    |<-------------------|
                 |          (Transferee gets tired of waiting)
                 |                    |  CANCEL            |
         dialog3 |                    |------------------->|
                 |                    |  200 OK (CANCEL)   |
         dialog3 |                    |<-------------------|
                 |                 487 Request Cancelled (INVITE)
         dialog3 |                    |<-------------------|
                 |                    |  ACK               |
         dialog3 |                    |------------------->|
                 |    NOTIFY (487 Request Cancelled)       |
         dialog2 |<-------------------|                    |
                 |            200 OK  |                    |
         dialog2 |------------------->|                    |
                 |  INVITE (unhold)   |                    |
         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |
                 |  ACK               |                    |
         dialog1 |------------------->|                    |
                 |  BYE               |                    |



Sparks, et al.           Best Current Practice                 [Page 17]

RFC 5589                    SIP CC Transfer                    June 2009


         dialog1 |------------------->|                    |
                 |  200 OK            |                    |
         dialog1 |<-------------------|                    |

  Figure 4: Failed Transfer - Target Does Not Answer

7.  Transfer with Consultation Hold

  Transfer with consultation hold involves a session between the
  Transferor and the Transfer Target before the transfer actually takes
  place.  This is implemented with SIP Hold and Transfer as described
  above.

  A nice feature is for the Transferor to let the target know that the
  session relates to an intended transfer.  Since many UAs render the
  display name in the From header field to the user, a consultation
  INVITE could contain a string such as "Incoming consultation from
  Transferor with intent to transfer Transferee", where the display
  names of the transferor and transferee are included in the string.

7.1.  Exposing Transfer Target

  The Transferor places the Transferee on hold, establishes a call with
  the Transfer Target to alert them to the impending transfer,
  terminates the connection with the Transfer Target, then proceeds
  with transfer as above.  This variation can be used to provide an
  experience similar to that expected by current PBX and Centrex users.

  To (hopefully) improve clarity, non-REFER transactions have been
  collapsed into one indicator with the arrow showing the direction of
  the request.




















Sparks, et al.           Best Current Practice                 [Page 18]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
         dialog1 | INVITE/200 OK/ACK  |                    |
                 |<-------------------|                    |
         dialog1 | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
         dialog2 | INVITE/200 OK/ACK  |                    |
                 |---------------------------------------->|
         dialog2 | BYE/200 OK         |                    |
                 |---------------------------------------->|
         dialog3 | REFER              |                    |
                 |------------------->|                    |
         dialog3 | 202 Accepted       |                    |
                 |<-------------------|                    |
         dialog3 | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
         dialog3 |            200 OK  |                    |
                 |------------------->|                    |
         dialog4 |                    |  INVITE/200 OK/ACK |
                 |                    |------------------->|
         dialog3 | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
         dialog3 |            200 OK  |                    |
                 |------------------->|                    |
         dialog1 | BYE/200 OK         |                    |
                 |------------------->|                    |
         dialog4 |                    |         BYE/200 OK |
                 |                    |<-------------------|

  Figure 5: Transfer with Consultation Hold - Exposing Transfer Target

7.2.  Protecting Transfer Target

  The Transferor places the Transferee on hold, establishes a call with
  the Transfer Target and then reverses their roles, transferring the
  original Transfer Target to the original Transferee.  This has the
  advantage of hiding information about the original Transfer Target
  from the original Transferee.  On the other hand, the Transferee's
  experience is different than in current systems.  The Transferee is
  effectively "called back" by the Transfer Target.

  One of the problems with this simplest implementation of a target
  protecting transfer is that the Transferee is receiving a new call
  from the Transfer Target.  Unless the Transferee's agent has a
  reliable way to associate this new call with the call it already has
  with the Transferor, it will have to alert the new call on another
  appearance.  If this, or some other call-waiting-like UI were not



Sparks, et al.           Best Current Practice                 [Page 19]

RFC 5589                    SIP CC Transfer                    June 2009


  available, the Transferee might be stuck returning a Busy-Here to the
  Transfer Target, effectively preventing the transfer.  There are many
  ways that correlation could be provided.  The dialog parameters could
  be provided directly as header parameters in the Refer-To URI, for
  example.  The Replaces mechanism [RFC3891] uses this approach and
  solves this problem nicely.

  For the flow below, dialog1 means dialog identifier 1, and consists
  of the parameters of the Replaces header for dialog 1.  In [RFC3891],
  this is the Call-ID, To-tag, and From-tag.

  Note that the Transferee's agent emits a BYE to the Transferor's
  agent as an immediate consequence of processing the Replaces header.

  The Transferor knows that both the Transferee and the Transfer Target
  support the Replaces header from the Supported: replaces header
  contained in the 200 OK responses from both.

  In this scenario, the Transferee utilizes a GRUU as a Contact URI for
  reasons discussed in Section 6.3.

  Note that the conventions used in the SIP Torture Test Messages
  [RFC4475] document are reused, specifically the <allOneLine> tag.




























Sparks, et al.           Best Current Practice                 [Page 20]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
       dialog1   | INVITE/200 OK/ACK F1 F2                 |
                 |<-------------------|                    |
       dialog1   | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
       dialog2   | INVITE/200 OK/ACK F3 F4                 |
                 |---------------------------------------->|
       dialog2   | INVITE (hold)/200 OK/ACK                |
                 |---------------------------------------->|
       dialog3   | REFER (Target-Dialog:2,                 |
                 |  Refer-To:sips:Transferee?Replaces=1) F5|
                 |---------------------------------------->|
       dialog3   | 202 Accepted       |                    |
                 |<----------------------------------------|
       dialog3   | NOTIFY (100 Trying)|                    |
                 |<----------------------------------------|
       dialog3   |                    |            200 OK  |
                 |---------------------------------------->|
       dialog4   |         INVITE (Replaces:dialog1)/200 OK/ACK F6
                 |                    |<-------------------|
       dialog1   | BYE/200 OK         |                    |
                 |<-------------------|                    |
       dialog3   | NOTIFY (200 OK)    |                    |
                 |<----------------------------------------|
       dialog3   |                    |            200 OK  |
                 |---------------------------------------->|
       dialog2   | BYE/200 OK         |                    |
                 |---------------------------------------->|
                 |              (Transferee and target converse)
       dialog4   |                    |  BYE/200 OK        |
                 |                    |------------------->|

  Figure 6: Transfer Protecting Transfer Target
















Sparks, et al.           Best Current Practice                 [Page 21]

RFC 5589                    SIP CC Transfer                    June 2009


  F1 INVITE Transferee -> Transferor

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu
  Contact: <sips:[email protected];gr=3413kj2ha>
  Content-Type: application/sdp
  Content-Length: ...


  F2 200 OK Transferor -> Transferee

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  To: <sips:[email protected]>;tag=31431
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu, tdialog
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Type: application/sdp
  Content-Length: ...


  F3 INVITE Transferor -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=763231
  Call-ID: 592435881734450904
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: gruu, replaces, tdialog
  Require: replaces
  Contact: <sips:[email protected];gr=384i32lw3>
  Content-Type: application/sdp
  Content-Length: ...





Sparks, et al.           Best Current Practice                 [Page 22]

RFC 5589                    SIP CC Transfer                    June 2009


  F4 200 OK Transfer Target -> Transferor

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnas432
   ;received=192.0.2.1
  To: <sips:[email protected]>;tag=9m2n3wq
  From: <sips:[email protected]>;tag=763231
  Call-ID: 592435881734450904
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu, tdialog
  Contact: <sips:[email protected];gr=8594958>
  Content-Type: application/sdp
  Content-Length: ...


  F5 REFER Transferor -> Transfer Target

  REFER sips:[email protected];gr=8594958 SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnashds9
  Max-Forwards: 70
  To: <sips:[email protected];gr=8594958>
  From: <sips:[email protected]>;tag=1928301774
  Call-ID: a84b4c76e66710
  CSeq: 314159 REFER
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: gruu, replaces, tdialog
  Require: tdialog
  <allOneLine>
  Refer-To: <sips:[email protected];gr=3413kj2ha
  ?Replaces=090459243588173445%3Bto-tag%3D7553452%3Bfrom-tag%3D31431>
  </allOneLine>
  Target-Dialog: 592435881734450904;local-tag=9m2n3wq
   ;remote-tag=763231
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Length: 0















Sparks, et al.           Best Current Practice                 [Page 23]

RFC 5589                    SIP CC Transfer                    June 2009


  F6 INVITE Transfer Target -> Transferee

  INVITE sips:[email protected];gr=3413kj2ha SIP/2.0
  Via: SIP/2.0/TLS client.chicago.example.com;branch=z9hG4bKnaslu84
  Max-Forwards: 70
  To: <sips:[email protected];gr=3413kj2ha>
  From: <sips:[email protected]>;tag=341234
  Call-ID: kmzwdle3dl3d08
  CSeq: 41 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: gruu, replaces, tdialog
  Contact: <sips:[email protected];gr=8594958>
  Replaces: 090459243588173445;to-tag=7553452;from-tag=31431
  Content-Type: application/sdp
  Content-Length: ...

7.3.  Attended Transfer

  The Transferor places the Transferee on hold, establishes a call with
  the Transfer Target to alert them to the impending transfer, places
  the target on hold, then proceeds with transfer using an escaped
  Replaces header field in the Refer-To header.  This is another common
  service expected by current PBX and Centrex users.

  The Contact URI of the Transfer Target SHOULD be used by the
  Transferor as the Refer-To URI, unless the URI is suspected or known
  to not be routable outside the dialog.  Otherwise, the Address of
  Record (AOR) of the Transfer Target SHOULD be used.  That is, the
  same URI that the Transferor used to establish the session with the
  Transfer Target should be used.  In case the triggered INVITE is
  routed to a different User Agent than the Transfer Target, the
  Require: replaces header field SHOULD be used in the triggered
  INVITE.  (This is to prevent an incorrect User Agent that does not
  support Replaces from ignoring the Replaces and answering the INVITE
  without a dialog match.)

  It is possible that proxy/service routing may prevent the triggered
  INVITE from reaching the same User Agent.  If this occurs, the
  triggered invite will fail with a timeout, 403, 404, etc. error.  The
  Transferee MAY then retry the transfer with the Refer-To URI set to
  the Contact URI.










Sparks, et al.           Best Current Practice                 [Page 24]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK F1 F2                 |
                 |<-------------------|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE/200 OK/ACK F3 F4                 |
                 |---------------------------------------->|
        dialog2  | INVITE (hold)/200 OK/ACK                |
                 |---------------------------------------->|
        dialog3  | REFER (Target-Dialog:1,                 |
                 |  Refer-To:sips:TransferTarget?Replaces=2) F5
                 |------------------->|                    |
        dialog3  | 202 Accepted       |                    |
                 |<-------------------|                    |
        dialog3  | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog4  |        INVITE (Replaces:dialog2)/200 OK/ACK F6
                 |                    |------------------->|
        dialog2  | BYE/200 OK         |                    |
                 |<----------------------------------------|
        dialog3  | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog1  | BYE/200 OK         |                    |
                 |------------------->|                    |
        dialog4  |                    |         BYE/200 OK |
                 |                    |<-------------------|

  Figure 7: Attended Transfer Call Flow

















Sparks, et al.           Best Current Practice                 [Page 25]

RFC 5589                    SIP CC Transfer                    June 2009


  F1 INVITE Transferee -> Transferor

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu, tdialog
  Contact: <sips:[email protected];gr=3413kj2ha>
  Content-Type: application/sdp
  Content-Length: ...


  F2 200 OK Transferor -> Transferee

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  To: <sips:[email protected]>;tag=31431
  From: <sips:[email protected]>;tag=7553452
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu, tdialog
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Type: application/sdp
  Content-Length: ...


  F3 INVITE Transferor -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=763231
  Call-ID: 592435881734450904
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: gruu, replaces, tdialog
  Require: replaces
  Contact: <sips:[email protected];gr=384i32lw3>
  Content-Type: application/sdp
  Content-Length: ...





Sparks, et al.           Best Current Practice                 [Page 26]

RFC 5589                    SIP CC Transfer                    June 2009


  F4 200 OK Transfer Target -> Transferor

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnas432
   ;received=192.0.2.1
  To: <sips:[email protected]>;tag=9m2n3wq
  From: <sips:[email protected]>;tag=763231
  Call-ID: 592435881734450904
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces, gruu
  Contact: <sips:[email protected];gr=8594958>
  Content-Type: application/sdp
  Content-Length: ...


  F5 REFER Transferor -> Transferee

  REFER sips:[email protected];gr=3413kj2ha SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnashds9
  Max-Forwards: 70
  To: <sips:[email protected];gr=3413kj2ha>
  From: <sips:[email protected]>;tag=1928301774
  Call-ID: a84b4c76e66710
  CSeq: 314159 REFER
  Require: tdialog
  <allOneLine>
  Refer-To: <sips:[email protected];gr=8594958?
  Replaces=592435881734450904%3Bto-tag%3D9m2n3wq%3Bfrom-tag3D763231>
  </allOneLine>
  Target-Dialog: 592435881734450904;local-tag=9m2n3wq
   ;remote-tag=763231
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Length: 0

















Sparks, et al.           Best Current Practice                 [Page 27]

RFC 5589                    SIP CC Transfer                    June 2009


  F6 INVITE Transferee -> Transfer Target

  INVITE sips:[email protected];gr=8594958 SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnaslu82
  Max-Forwards: 70
  To: <sips:[email protected];gr=8594958>
  From: <sips:[email protected]>;tag=954
  Call-ID: kmzwdle3dl3d08
  CSeq: 41 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: gruu, replaces, tdialog
  Contact: <sips:[email protected];gr=3413kj2ha>
  Replaces: 592435881734450904;to-tag=9m2n3wq;from-tag=763231
  Content-Type: application/sdp
  Content-Length: ...

7.4.  Recovery When One Party Does Not Support REFER

  If protecting or exposing the Transfer Target is not a concern, it is
  possible to complete a transfer with consultation hold when only the
  transferor and one other party support REFER.  Note that a 405 Method
  Not Allowed might be returned instead of the 501 Not Implemented
  response.




























Sparks, et al.           Best Current Practice                 [Page 28]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK  |                    |
                 |<-------------------|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE/200 OK/ACK  |                    |
                 |---------------------------------------->|
        dialog2  | INVITE (hold)/200 OK/ACK                |
                 |---------------------------------------->|
        dialog3  | REFER (Target-Dialog:1,                 |
                 |    Refer-To:sips:TransferTarget?Replaces=2)
                 |------------------->|                    |
        dialog3  | 501 Not Implemented                     |
                 |<-------------------|                    |
        dialog4  | REFER (Refer-To:sips:Transferee?Replaces=dialog1)
                 |---------------------------------------->|
        dialog4  | 202 Accepted       |                    |
                 |<----------------------------------------|
        dialog4  | NOTIFY (100 Trying)|                    |
                 |<----------------------------------------|
        dialog4  |                    |            200 OK  |
                 |---------------------------------------->|
        dialog5  |             INVITE (Replaces:dialog1)/200 OK/ACK
                 |                    |<-------------------|
        dialog4  | NOTIFY (200 OK)    |                    |
                 |<----------------------------------------|
        dialog4  |                    |            200 OK  |
                 |---------------------------------------->|
        dialog1  | BYE/200 OK         |                    |
                 |<-------------------|                    |
        dialog2  | BYE/200 OK         |                    |
                 |---------------------------------------->|
        dialog5  |                    |  BYE/200 OK        |
                 |                    |------------------->|

  Figure 8: Recovery When One Party Does Not Support REFER

7.5.  Attended Transfer When Contact URI Is Not Known to Route to a
     Unique User Agent

  It is a requirement of RFC 3261 that a Contact URI be globally
  routable even outside the dialog.  However, due to RFC 2543 User
  Agents and some architectures (NAT/Firewall traversal, screening
  proxies, Application Layer Gateways (ALGs), etc.) this will not





Sparks, et al.           Best Current Practice                 [Page 29]

RFC 5589                    SIP CC Transfer                    June 2009


  always be the case.  As a result, the method of attended transfer
  shown in Figures 6, 7, and 8 SHOULD only be used if the Contact URI
  is known to be routable outside the dialog.

  Figure 9 shows such a scenario where the Transfer Target Contact URI
  is not routable outside the dialog, so the triggered INVITE is sent
  to the AOR of the Transfer Target.

         Transferor           Transferee  Screening       Transfer
             |                  |           Proxy         Target
             |                  |             |             |
     dialog1 | INVITE/200 OK/ACK|             |             |
             |<-----------------|             |             |
     dialog1 | INVITE (hold)/200 OK/ACK       |             |
             |----------------->|             |             |
     dialog2 | INVITE/200 OK/ACK F1 F2        |             |
             |--------------------------------|------------>|
     dialog2 | INVITE (hold)/200 OK/ACK                     |
             |--------------------------------|------------>|
     dialog1 | REFER (Refer-To:sips:TargetAOR               |
             |         ?Replaces=dialog2&Require=replaces) F3
             |----------------->|             |             |
     dialog1 | 202 Accepted     |             |             |
             |<-----------------|             |             |
     dialog1 | NOTIFY (100 Trying)            |             |
             |<-----------------|             |             |
     dialog1 |          200 OK  |             |             |
             |----------------->|             |             |
     dialog4 |INVITE (Replaces:dialog2,Require:replaces)/200 OK/ACK F6
             |                  |------------>|------------>|
     dialog2 | BYE/200 OK       |             |             |
             |<-------------------------------|<------------|
     dialog1 | NOTIFY (200 OK) F7             |             |
             |<-----------------|             |             |
     dialog1 |          200 OK  |             |             |
             |----------------->|             |             |
     dialog1 | BYE/200 OK       |             |             |
             |----------------->|             |             |
     dialog3 |                  |             |  BYE/200 OK |
             |                  |<------------|-------------|

  Figure 9: Attended Transfer Call Flow with a Contact URI Not Known to
  Be Globally Routable








Sparks, et al.           Best Current Practice                 [Page 30]

RFC 5589                    SIP CC Transfer                    June 2009


  F1 INVITE Transferor -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bK76
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=763231
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Content-Type: application/sdp
  Content-Length: ...


  F2 200 OK Transfer Target -> Transferee

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnas432
   ;received=192.0.2.1
  To: <sips:[email protected]>;tag=9m2n3wq
  From: <sips:[email protected]>;tag=763231
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Content-Type: application/sdp
  Content-Length: ...


  F3 REFER Transferor -> Transferee

  REFER sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnashds9
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=a6c85cf
  From: <sips:[email protected]>;tag=1928301774
  Call-ID: a84b4c76e66710
  CSeq: 314160 REFER
  <allOneLine>
  Refer-To: <sips:[email protected]?Replaces=
  090459243588173445%3Bto-tag%3D9m2n3wq%3Bfrom-tag%3D763231
  &Require=replaces>
  <allOneLine>
  Contact: <sips:[email protected]>
  Content-Length: 0



Sparks, et al.           Best Current Practice                 [Page 31]

RFC 5589                    SIP CC Transfer                    June 2009


  F4 INVITE Transferee -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnaslu82
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=954
  Call-ID: 20482817324945934422930
  CSeq: 42 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Replaces: 090459243588173445;to-tag=9m2n3wq;from-tag=763231
  Require: replaces
  Content-Type: application/sdp
  Content-Length: ...


  F5 NOTIFY Transferee -> Transferor

  NOTIFY sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=1928301774
  From: <sips:[email protected]>;tag=a6c85cf
  Call-ID: a84b4c76e66710
  CSeq: 76 NOTIFY
  Contact: <sips:[email protected];gr=3413kj2ha>
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Event: refer;id=98873867
  Subscription-State: terminated;reason=noresource
  Content-Type: message/sipfrag
  Content-Length: ...

  SIP/2.0 200 OK

  Figure 10 shows a failure case in which the AOR URI fails to reach
  the Transfer Target.  As a result, the transfer is retried with the
  Contact URI, at which point it succeeds.

  Note that there is still no guarantee that the correct endpoint will
  be reached, and the result of this second REFER may also be a
  failure.  In that case, the Transferor could fall back to unattended
  transfer or give up on the transfer entirely.  Since two REFERs are
  sent within the dialog creating two distinct subscriptions, the
  Transferee uses the 'id' parameter in the Event header field to
  distinguish notifications for the two subscriptions.



Sparks, et al.           Best Current Practice                 [Page 32]

RFC 5589                    SIP CC Transfer                    June 2009


         Transferor           Transferee  Screening      Transfer
             |                  |           Proxy         Target
             |                  |             |             |
     dialog1 | INVITE/200 OK/ACK|             |             |
             |<-----------------|             |             |
     dialog1 | INVITE (hold)/200 OK/ACK       |             |
             |----------------->|             |             |
     dialog2 | INVITE/200 OK/ACK F1 F2        |             |
             |--------------------------------|------------>|
     dialog2 | INVITE (hold)/200 OK/ACK                     |
             |--------------------------------|------------>|
     dialog1 | REFER (Refer-To:sips:TargetAOR?              |
             |       Replaces=dialog2&Require=replaces) F3  |
             |----------------->|             |             |
     dialog1 | 202 Accepted     |             |             |
             |<-----------------|             |             |
     dialog1 | NOTIFY (100 Trying)            |             |
             |<-----------------|             |             |
     dialog1 |          200 OK  |             |             |
             |----------------->|             |             |
     dialog3 |                  |INVITE (Replaces:dialog2,  |
             |                  | Require:replaces)/403/ACK |
             |                  |------------>|             |
     dialog1 | NOTIFY (403 Forbidden) F4      |             |
             |<-----------------|             |             |
     dialog1 |          200 OK  |             |             |
             |----------------->|             |             |
     dialog1 |REFER(Refer-To:sips:TargetContact?Replaces=dialog2) F5
             |----------------->|             |             |
     dialog1 | 202 Accepted     |             |             |
             |<-----------------|             |             |
     dialog1 | NOTIFY (100 Trying)            |             |
             |<-----------------|             |             |
     dialog1 |          200 OK  |             |             |
             |----------------->|             |             |
     dialog4 |                INVITE (Replaces:dialog2)/200 OK/ACK F6
             |                  |------------>|------------>|
     dialog2 | BYE/200 OK       |             |             |
             |<-------------------------------|<------------|
     dialog1 | NOTIFY (200 OK) F7             |             |
             |<-----------------|             |             |
     dialog1 |          200 OK  |             |             |
             |----------------->|             |             |
     dialog1 | BYE/200 OK       |             |             |
             |----------------->|             |             |
     dialog3 |                  |             |  BYE/200 OK |
             |                  |<------------|-------------|




Sparks, et al.           Best Current Practice                 [Page 33]

RFC 5589                    SIP CC Transfer                    June 2009


  Figure 10: Attended Transfer Call Flow with Non-Routable Contact URI
  and AOR Failure

  F1 INVITE Transferor -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bK76
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=763231
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Content-Type: application/sdp
  Content-Length: ...


  F2 200 OK Transfer Target -> Transferee

  SIP/2.0 200 OK
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnas432
   ;received=192.0.2.1
  To: <sips:[email protected]>;tag=9m2n3wq
  From: <sips:[email protected]>;tag=763231
  Call-ID: 090459243588173445
  CSeq: 29887 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Content-Type: application/sdp
  Content-Length: ...


















Sparks, et al.           Best Current Practice                 [Page 34]

RFC 5589                    SIP CC Transfer                    June 2009


  F3 REFER Transferor -> Transferee

  REFER sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnashds9
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=a6c85cf
  From: <sips:[email protected]>;tag=1928301774
  Call-ID: a84b4c76e66710
  CSeq: 314159 REFER
  <allOneLine>
  Refer-To: <sips:[email protected]?Replaces=
  090459243588173445%3Bto-tag%3D9m2n3wq%3Bfrom-tag%3D763231
  &Require=replaces>
  </allOneLine>
  Contact: <sips:[email protected]>
  Content-Length: 0


  F4 NOTIFY Transferee -> Transferor

  NOTIFY sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=1928301774
  From: <sips:[email protected]>;tag=a6c85cf
  Call-ID: a84b4c76e66710
  CSeq: 74 NOTIFY
  Contact: <sips:[email protected];gr=3413kj2ha>
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Event: refer;id=314159
  Subscription-State: terminated;reason=noresource
  Content-Type: message/sipfrag
  Content-Length: ...

  SIP/2.0 403 Forbidden















Sparks, et al.           Best Current Practice                 [Page 35]

RFC 5589                    SIP CC Transfer                    June 2009


  F5 REFER Transferor -> Transferee

  REFER sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bKnashds9
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=a6c85cf
  From: <sips:[email protected]>;tag=1928301774
  Call-ID: a84b4c76e66710
  CSeq: 314160 REFER
  <allOneLine>
  Refer-To: <sips:[email protected]
  ?Replaces=090459243588173445%3Bto-tag%3D9m2n3wq
  %3Bfrom-tag%3D763231>
  </allOneLine>
  Contact: <sips:[email protected]>
  Content-Length: 0


  F6 INVITE Transferee -> Transfer Target

  INVITE sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnaslu82
  Max-Forwards: 70
  To: <sips:[email protected]>
  From: <sips:[email protected]>;tag=954
  Call-ID: 20482817324945934422930
  CSeq: 42 INVITE
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Contact: <sips:[email protected]>
  Replaces: 090459243588173445;to-tag=9m2n3wq;from-tag=763231
  Content-Type: application/sdp
  Content-Length: ...


















Sparks, et al.           Best Current Practice                 [Page 36]

RFC 5589                    SIP CC Transfer                    June 2009


  F7 NOTIFY Transferee -> Transferor

  NOTIFY sips:[email protected] SIP/2.0
  Via: SIP/2.0/TLS 192.0.2.4;branch=z9hG4bKnas432
  Max-Forwards: 70
  To: <sips:[email protected]>;tag=1928301774
  From: <sips:[email protected]>;tag=a6c85cf
  Call-ID: a84b4c76e66710
  CSeq: 76 NOTIFY
  Contact: <sips:[email protected];gr=3413kj2ha>
  Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, NOTIFY
  Supported: replaces
  Event: refer;id=314160
  Subscription-State: terminated;reason=noresource
  Content-Type: message/sipfrag
  Content-Length: ...

  SIP/2.0 200 OK

  To prevent this scenario from happening, the Transfer Target SHOULD
  use a Contact URI that is routable outside the dialog, which will
  result in the call flow of Figure 7.

7.6.  Semi-Attended Transfer

  In any of the consultation hold flows above, the Transferor may
  decide to terminate its attempt to contact the Transfer Target before
  that session is established.  Most frequently, that will be the end
  of the scenario, but in some circumstances, the Transferor may wish
  to proceed with the transfer action.  For example, the Transferor may
  wish to complete the transfer knowing that the Transferee will end up
  eventually talking to the Transfer Target's voicemail service.  Some
  PBX systems support this feature, sometimes called "semi-attended
  transfer", that is effectively a hybrid between a fully attended
  transfer and an unattended transfer.  A call flow is shown in Figure
  11.  In this flow, the Transferor's User Agent continues the transfer
  as an attended transfer even after the Transferor hangs up.  Note
  that media must be played to the Transfer Target upon answer --
  otherwise, the Target may hang up and the resulting transfer
  operation will fail.











Sparks, et al.           Best Current Practice                 [Page 37]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee            Transfer
                 |                    |                 Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK F1 F2                 |
                 |<-------------------|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE             |                    |
                 |---------------------------------------->|
        dialog2  |                    |       180 Ringing  |
                 |<----------------------------------------|
              Transferor hangs up but wants transfer to continue
                 |                    |                    |
                 | User Agent continues transfer operation |
                 |                    |                    |
        dialog2  |                    |           200 OK   |
                 |<----------------------------------------|
        dialog2  | ACK                |                    |
                 |---------------------------------------->|
        dialog2  | Media Played to keep Target from hanging up
                 |========================================>|
        dialog3  | REFER (Target-Dialog:1,                 |
                 |  Refer-To:sips:TransferTarget?Replaces=2)
                 |------------------->|                    |
        dialog3  | 202 Accepted       |                    |
                 |<-------------------|                    |
        dialog3  | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog4  |             INVITE (Replaces:dialog2)/200 OK/ACK
                 |                    |------------------->|
        dialog2  | BYE/200 OK         |                    |
                 |<----------------------------------------|
        dialog3  | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog1  | BYE/200 OK         |                    |
                 |------------------->|                    |
        dialog4  |                    |         BYE/200 OK |
                 |                    |<-------------------|

  Figure 11: Recommended Semi-Attended Transfer Call Flow

  Two other possible semi-attended transfer call flows are shown in
  Figures 12 and 13.  However, these call flows are NOT RECOMMENDED due
  to race conditions.  In both of these flows, when the Transferor



Sparks, et al.           Best Current Practice                 [Page 38]

RFC 5589                    SIP CC Transfer                    June 2009


  hangs up, the Transferor attempts to revert to unattended transfer by
  sending a CANCEL to the target.  This can result in two race
  conditions.  One is that the target answers despite the CANCEL and
  the resulting unattended transfer fails.  This race condition can be
  eliminated by the Transferor waiting to send the REFER until the 487
  response from the target is returned.  Instead of a 487, a 200 OK may
  be returned indicating that the target has answered the consultation
  call.  In this case, the call flow in Figure 13 must be followed.  In
  this flow, the Transferor must play some kind of media to the Target
  to prevent the Target from hanging up, or the transfer will fail.
  That is, the human at the Transfer Target will hear silence from when
  they answer (message F1) until the transfer completes (F3 and they
  are talking to the Transferee unless some media is played (F2)).

  The second race condition occurs in Figure 12 if the Transfer Target
  goes "off hook" after the CANCEL is received and the 487 returned.
  This may result in a 486 Busy Here response to the unattended
  transfer.

  The recommended call flow of Figure 11 does not utilize a CANCEL and
  does not suffer from these race conditions.






























Sparks, et al.           Best Current Practice                 [Page 39]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee            Transfer
                 |                    |                 Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK  |                    |
                 |<-------------------|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE                                  |
                 |---------------------------------------->|
        dialog2  | 180 Ringing                             |
                 |<----------------------------------------|
                 |                                         |
                 |  Transferor gives up waiting            |
                 |                                         |
        dialog2  | CANCEL                                  |
                 |---------------------------------------->|
        dialog2  | 200 OK                                  |
                 |<----------------------------------------|
        dialog2  | 487 Request Terminated                  |
                 |<----------------------------------------|
        dialog2  | ACK                                     |
                 |---------------------------------------->|
        dialog3  | REFER (Target-Dialog:1) F3              |
                 |------------------->|                    |
        dialog3  | 202 Accepted       |                    |
                 |<-------------------|                    |
        dialog3  | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog4  |                INVITE/200 OK/ACK        |
                 |                    |------------------->|
        dialog3  | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog1  | BYE/200 OK         |                    |
                 |------------------->|                    |
        dialog4  |                    |         BYE/200 OK |
                 |                    |<-------------------|

  Figure 12: Semi-Attended Transfer as Blind Transfer Call Flow (Not
  Recommended)








Sparks, et al.           Best Current Practice                 [Page 40]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee            Transfer
                 |                    |                 Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK  |                    |
                 |<-------------------|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE                                  |
                 |---------------------------------------->|
        dialog2  | 180 Ringing                             |
                 |<----------------------------------------|
                 |                                         |
                 |Transferor gives up waiting but Target answers
                 |                                         |
        dialog2  | CANCEL                                  |
                 |---------------------------------------->|
        dialog2  | 200 OK (CANCEL)                         |
                 |<----------------------------------------|
        dialog2  | 200 OK (INVITE) F1                      |
                 |<----------------------------------------|
        dialog2  | ACK                                     |
                 |---------------------------------------->|
        dialog2  | INVITE (hold)/200 OK/ACK                |
                 |---------------------------------------->|
                 |  Tones or media played avoid silence F2 |
                 |========================================>|
        dialog1  |REFER (Refer-To:sips:TransferTarget      |
                 |                      ?Replaces=dialog2) |
                 |------------------->|                    |
        dialog1  | 202 Accepted       |                    |
                 |<-------------------|                    |
        dialog1  | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
        dialog1  |            200 OK  |                    |
                 |------------------->|                    |
        dialog3  |         INVITE (Replaces:dialog2)/200 OK/ACK F3
                 |                    |------------------->|
        dialog2  | BYE/200 OK         |                    |
                 |<----------------------------------------|
        dialog1  | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
        dialog1  |            200 OK  |                    |
                 |------------------->|                    |
        dialog1  | BYE/200 OK         |                    |
                 |------------------->|                    |
        dialog3  |                    |         BYE/200 OK |
                 |                    |<-------------------|




Sparks, et al.           Best Current Practice                 [Page 41]

RFC 5589                    SIP CC Transfer                    June 2009


  Figure 13: Semi-Attended Transfer as Attended Transfer Call Flow (Not
  Recommended)

7.7.  Attended Transfer Fallback to Basic Transfer

  In this flow, an attempted attended transfer fails so the Transferor
  falls back to basic transfer.

  The call flow in Figure 14 shows the use of Require: replaces in the
  INVITE sent by the Transferor to the Transfer Target in which the
  Transferor's intention at the time of sending the INVITE to the
  Transfer Target was known to be to complete an attended transfer.
  Since the Target does not support Replaces, the INVITE is rejected
  with a 420 Bad Extension response, and the Transferor switches from
  attended transfer to basic transfer immediately.




































Sparks, et al.           Best Current Practice                 [Page 42]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK  |                    |
                 |<-------------------|                    |
        dialog1  |   OPTIONS/200 OK   |                    |
                 |------------------->|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE (Require:replaces)               |
                 |---------------------------------------->|
        dialog2  |                     420 Bad Extension   |
                 |<----------------------------------------|
        dialog2  |    ACK                                  |
                 |---------------------------------------->|
        dialog1  | REFER (Refer-To:sips:TransferTarget)    |
                 |------------------->|                    |
        dialog1  |    202 Accepted    |                    |
                 |<-------------------|                    |
        dialog1  | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
        dialog1  |            200 OK  |                    |
                 |------------------->|                    |
        dialog3  |                    |  INVITE/200 OK/ACK |
                 |                    |------------------->|
        dialog1  | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
        dialog1  |            200 OK  |                    |
                 |------------------->|                    |
        dialog1  | BYE/200 OK         |                    |
                 |------------------->|                    |
        dialog3  |                    |         BYE/200 OK |
                 |                    |<-------------------|

  Figure 14: Attended Transfer Fallback to Basic Transfer Using
  Require:replaces

  Figure 15 shows the use of OPTIONS when the Transferee and Transfer
  Target do not explicitly indicate support for the REFER method and
  Replaces header fields in Allow and Supported header fields and the
  Transferor did not have the intention of performing an attended
  transfer when the INVITE to the Target was sent.  In dialog1, the
  Transferor determines, using OPTIONS, that the Transferee does
  support REFER and Replaces.  As a result, the Transferor begins the
  attended transfer by placing the Transferee on hold and calling the
  Transfer Target.  Using an OPTIONS in dialog2, the Transferor
  determines that the target does not support either REFER or Replaces,




Sparks, et al.           Best Current Practice                 [Page 43]

RFC 5589                    SIP CC Transfer                    June 2009


  making attended transfer impossible.  The Transferor then ends
  dialog2 by sending a BYE then sends a REFER to the Transferee using
  the AOR URI of the Transfer Target.

            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK  |                    |
                 |<-------------------|                    |
        dialog1  |   OPTIONS/200 OK   |                    |
                 |------------------->|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE/200 OK/ACK  |                    |
                 |---------------------------------------->|
        dialog2  | OPTIONS/200 OK     |                    |
                 |---------------------------------------->|
        dialog2  |    BYE/200 OK      |                    |
                 |---------------------------------------->|
        dialog3  |REFER (Target-Dialog:1,                  |
                 |          Refer-To:sips:TransferTarget)  |
                 |------------------->|                    |
        dialog3  |    202 Accepted    |                    |
                 |<-------------------|                    |
        dialog3  | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog4  |                    |  INVITE/200 OK/ACK |
                 |                    |------------------->|
        dialog3  | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog1  | BYE/200 OK         |                    |
                 |------------------->|                    |
        dialog4  |                    |         BYE/200 OK |
                 |                    |<-------------------|

  Figure 15: Attended Transfer Fallback to Basic Transfer











Sparks, et al.           Best Current Practice                 [Page 44]

RFC 5589                    SIP CC Transfer                    June 2009


8.  Transfer with Referred-By

  In the previous examples, the Transfer Target does not have
  definitive information about what party initiated the transfer, or,
  in some cases, even that transfer is taking place.  The Referred-By
  mechanism [RFC3892] provides a way for the Transferor to provide the
  Transferee with a way to let the Transfer Target know what party
  initiated the transfer.

  The simplest and least secure approach just involves the inclusion of
  the Referred-By header field in the REFER, which is then copied into
  the triggered INVITE.  However, a more secure mechanism involving the
  Referred-By security token, which is generated and signed by the
  Transferor and passed in a message body to the Transferee then to the
  Transfer Target.

  The call flow in Figure 16 shows the Referred-By header field and
  body in the REFER F5 and triggered INVITE F6.  Note that the Secure/
  Multipurpose Internet Mail Extensions (S/MIME) signature is not shown
  in the example below.  The conventions used in the SIP Torture Test
  Messages [RFC4475] document are reused, specifically the <hex> and
  <allOneLine> tags.





























Sparks, et al.           Best Current Practice                 [Page 45]

RFC 5589                    SIP CC Transfer                    June 2009


            Transferor           Transferee             Transfer
                 |                    |                  Target
                 |                    |                    |
        dialog1  | INVITE/200 OK/ACK F1 F2                 |
                 |<-------------------|                    |
        dialog1  | INVITE (hold)/200 OK/ACK                |
                 |------------------->|                    |
        dialog2  | INVITE/200 OK/ACK F3 F4                 |
                 |---------------------------------------->|
        dialog2  | INVITE (hold)/200 OK/ACK                |
                 |---------------------------------------->|
        dialog3  | REFER (Target-Dialog:1, Referred-By:Transferor,
                 |  Refer-To:sips:TransferTarget?Replaces=2) F5
                 |------------------->|                    |
        dialog3  | 202 Accepted       |                    |
                 |<-------------------|                    |
        dialog3  | NOTIFY (100 Trying)|                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog4  |        INVITE (Replaces:dialog2,        |
                 |         Referred-By:Transferor )/200 OK/ACK F6
                 |                    |------------------->|
        dialog2  | BYE/200 OK         |                    |
                 |<----------------------------------------|
        dialog3  | NOTIFY (200 OK)    |                    |
                 |<-------------------|                    |
        dialog3  |            200 OK  |                    |
                 |------------------->|                    |
        dialog1  | BYE/200 OK         |                    |
                 |------------------->|                    |
        dialog4  |                    |         BYE/200 OK |
                 |                    |<-------------------|

  Figure 16: Attended Transfer Call Flow with Referred-By
















Sparks, et al.           Best Current Practice                 [Page 46]

RFC 5589                    SIP CC Transfer                    June 2009


  F5 REFER Transferor -> Transferee

  REFER sips:[email protected];gr=3413kj2ha SIP/2.0
  Via: SIP/2.0/TLS pc33.atlanta.example.com;branch=z9hG4bK392039842
  Max-Forwards: 70
  To: <sips:[email protected];gr=3413kj2ha>
  From: <sips:[email protected]>;tag=1928301774
  Call-ID: a84b4c76e66710
  CSeq: 314160 REFER
  <allOneLine>
  Refer-To: <sips:[email protected];gr=8594958
  ?Replaces=090459243588173445%3Bto-tag%3D9m2n3wq%3Bfrom-tag
  %3D763231&Require=replaces>
  </allOneLine>
  Supported: gruu, replaces, tdialog
  Require: tdialog
  Referred-By: <sips:[email protected]>
   ;cid="[email protected]"
  Target-Dialog: 592435881734450904;local-tag=9m2n3wq;remote-tag=763231
  Contact: <sips:[email protected];gr=723jd2d>
  Content-Type: multipart/mixed; boundary=unique-boundary-1
  Content-Length: ...

  --unique-boundary-1
  Content-ID: <[email protected]>

  Content-Length: 2961
  Content-Type: multipart/signed;
               protocol="application/pkcs-7-signature";
               micalg=sha1;
               boundary="----590F24D439B31E08745DEF0CD9397189"

  ------590F24D439B31E08745DEF0CD9397189
  Content-Type: message/sipfrag

  Date: Thu, 18 Sep 2003 13:07:43 GMT
  <allOneLine>
  Refer-To: <sips:[email protected];gr=8594958
  ?Replaces=090459243588173445%3B
  to-tag%3D9m2n3wq%3Bfrom-tag%3D763231&Require=replaces>
  </allOneLine>
  Referred-By: <sips:[email protected]>
   ;cid="[email protected]"

  ------590F24D439B31E08745DEF0CD9397189
  Content-Type: application/pkcs-7-signature; name="smime.p7s"





Sparks, et al.           Best Current Practice                 [Page 47]

RFC 5589                    SIP CC Transfer                    June 2009


  Content-Transfer-Encoding: binary
  Content-Disposition: attachment; filename="smime.p7s"

  <hex>3082088806092A86
  4886F70D010702A082087930820875020101310B300906052B0E03021A050030

  . . . (Signature not shown)

  8E63D306487A740A197A3970594CF47DD385643B1DC49FF767A3D2B428388966
  79089AAD95767F</hex>

  ------590F24D439B31E08745DEF0CD9397189--

  --unique_boundary-1


  F6 INVITE Transferee -> Transfer Target

  INVITE sips:[email protected];gr=8594958 SIP/2.0
  Via: SIP/2.0/TLS referee.example;branch=z9hG4bKffe209934aac
  To: <sips:[email protected];gr=8594958>
  From: <sips:[email protected]>;tag=2909034023
  Call-ID: [email protected]
  CSeq: 889823409 INVITE
  Max-Forwards: 70
  Contact: <sips:[email protected];gr=3413kj2ha>
  Referred-By: <sips:[email protected]>
     ;cid="[email protected]"
  Replaces:090459243588173445;to-tag=9m2n3wq;from-
   tag=76323
  Require: replaces
  Supported: gruu, replaces, tdialog
  Content-Type: multipart/mixed; boundary=my-boundary-9
  Content-Length: ...

  --my-boundary-9
  Content-Type: application/sdp

  Content-Length: 156

  v=0
  o=referee 2890844526 2890844526 IN IP4 referee.example
  s=Session SDP
  c=IN IP4 referee.example
  t=0 0
  m=audio 49172 RTP/AVP 0
  a=rtpmap:0 PCMU/8000




Sparks, et al.           Best Current Practice                 [Page 48]

RFC 5589                    SIP CC Transfer                    June 2009


  --my-boundary-9
  Content-Length: 2961
  Content-Type: multipart/signed;
               protocol="application/pkcs-7-signature";
               micalg=sha1;
               boundary="----590F24D439B31E08745DEF0CD9397189"

  ------590F24D439B31E08745DEF0CD9397189
  Content-Type: message/sipfrag

  Date: Thu, 18 Sep 2003 13:07:43 GMT

  <allOneLine>
  Refer-To: <sips:[email protected];
  Replaces=090459243588173445%3B
  to-tag%3D9m2n3wq%3Bfrom-tag%3D763231&Require=replaces>
  </allOneLine>
  Referred-By: <sips:[email protected]>
   ;cid="[email protected]"

  ------590F24D439B31E08745DEF0CD9397189
  Content-Type: application/pkcs-7-signature; name="smime.p7s"
  Content-Transfer-Encoding: binary
  Content-Disposition: attachment; filename="smime.p7s"

  <hex>3082088806092A86
  4886F70D010702A082087930820875020101310B300906052B0E03021A050030

  . . .  (Signature not shown)

  8E63D306487A740A197A3970594CF47DD385643B1DC49FF767A3D2B428388966
  79089AAD95767F</hex>

  ------590F24D439B31E08745DEF0CD9397189--

  --my-boundary-9--

9.  Transfer as an Ad Hoc Conference

  In this flow, shown in Figure 17, Bob does an attended transfer of
  Alice to Carol.  In order to keep both Alice and Carol fully informed
  of the nature and state of the transfer operation, Bob acts as a
  focus [RFC4579] and hosts an ad hoc conference involving Alice, Bob,
  and Carol.  Alice and Carol subscribe to the conference package
  [RFC4575] of Bob's focus, which allows them to know the exact status
  of the operation.  After the transfer operation is complete, Bob
  deletes the conference.




Sparks, et al.           Best Current Practice                 [Page 49]

RFC 5589                    SIP CC Transfer                    June 2009


  This call flow meets requirement 6 of Section 4.  NOTIFY messages
  related to the refer package are indicated as NOTIFY (refer), while
  NOTIFYs related to the Conference Info package are indicated as
  NOTIFY (Conf-Info).

  Note that any type of semi-attended transfer in which media mixing or
  relaying could be implemented using this model.  In addition to
  simply mixing, the focus could introduce additional media signals
  such as simulated ring tone or on hold announcements to improve the
  user experience.

  Alice                  Bob                 Carol
     |                    |                    |
     | INVITE             |                    |
     |------------------->|                    |
     |   180 Ringing      |                    |
     |<-------------------|                    |
     |     200 OK         |                    |
     |<-------------------|                    |
     |        ACK         |                    |
     |------------------->|                    |
     |        RTP         |                    |
     |<==================>|                    |
     |                    |                    |
  Bob places Alice on hold and begins acting like a focus
     |                    |                    |
     | INVITE (hold) Contact:Conf-ID;isfocus   |
     |<-------------------|                    |
     |    200 OK          |                    |
     |------------------->|                    |
     |        ACK         |                    |
     |<-------------------|                    |
     |                    |                    |
     | Alice subscribes to the conference package
     |                    |                    |
     | SUBSCRIBE sip:Conf-ID                   |
     |------------------->|                    |
     |     200 OK         |                    |
     |<-------------------|                    |
     | NOTIFY (Conf-Info) |                    |
     |<-------------------|                    |
     |     200 OK         |                    |
     |------------------->|                    |
     |                    |                    |
     |       Bob begins consultation operation |
     |                    |                    |
     |INVITE Require:replaces Contact:Conf-ID;isfocus
     |                    |------------------->|



Sparks, et al.           Best Current Practice                 [Page 50]

RFC 5589                    SIP CC Transfer                    June 2009


     |                    |   180 Ringing      |
     |                    |<-------------------|
     |                    |     200 OK         |
     |                    |<-------------------|
     |                    |       ACK          |
     |                    |------------------->|
     |                    |        RTP         |
     |                    |<==================>|
     |                    |                    |
     |Carol subscribes to the conference package
     |                - learns Bob is on hold  |
     |                    |                    |
     |                    |SUBSCRIBE sip:Conf-ID
     |                    |<-------------------|
     |                    |      200 OK        |
     |                    |------------------->|
     |                    | NOTIFY (Conf-Info) |
     |                    |------------------->|
     |                    |      200 OK        |
     |                    |<-------------------|
     |                    |                    |
     | Alice learns that Bob is talking to Carol
     |                    |                    |
     | NOTIFY (Conf-Info) |                    |
     |<-------------------|                    |
     |     200 OK         |                    |
     |------------------->|                    |
     |                    |  INVITE (hold)     |
     |                    |------------------->|
     |                    |      200 OK        |
     |                    |<-------------------|
     |                    |      ACK           |
     |                    |------------------->|
     |                    |                    |
     | Alice learns that Carol is now on hold  |
     |                    |                    |
     | NOTIFY (Conf-Info) |                    |
     |<-------------------|                    |
     |     200 OK         |                    |
     |------------------->|                    |
     |                    |                    |
     |           Bob begins transfer operation |
     |                    |                    |
     |     REFER Refer-To: Carol               |
     |<-------------------|                    |
     |     202 Accepted   |                    |
     |------------------->|                    |
     | NOTIFY (Refer)     |                    |



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RFC 5589                    SIP CC Transfer                    June 2009


     |------------------->|                    |
     |     200 OK         |                    |
     |<-------------------|                    |
     |  INVITE Replaces:B-C Contact:Alice      |
     |---------------------------------------->|
     |                 200 OK                  |
     |<----------------------------------------|
     |                   ACK                   |
     |---------------------------------------->|
     |                    RTP                  |
     |<=======================================>|
     |                    |       BYE          |
     |                    |<-------------------|
     |                    |      200 OK        |
     |                    |------------------->|
     | NOTIFY (Refer)     |                    |
     |------------------->|                    |
     |     200 OK         |                    |
     |<-------------------|                    |
     |                    |                    |
     | Bob terminates the ad-hoc conference    |
     |                    |                    |
     |       BYE          |                    |
     |<-------------------|                    |
     |     200 OK         |                    |
     |------------------->|                    |
     |                    | NOTIFY (Conf-Info) |
     |                    |------------------->|
     |                    |      200 OK        |
     |                    |<-------------------|
     | NOTIFY (Conf-Info) |                    |
     |<-------------------|                    |
     |     200 OK         |                    |
     |------------------->|                    |

  Figure 17: Attended Transfer as an Ad Hoc Conference

10.  Transfer with Multiple Parties

  In this example, shown in Figure 18, the Originator places a call to
  the Facilitator who reaches the Recipient through the Screener.  The
  Recipient's contact information is exposed to the Facilitator and the
  Originator.  This example is provided for clarification of the
  semantics of the REFER method only, and it should not be used as the
  design of an implementation.






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RFC 5589                    SIP CC Transfer                    June 2009


      Originator   Facilitator   Screener   Recipient
     |            |            |          |
  1  |INVITE/200 OK/ACK        |          |"Get Fred for me!"
     |----------->|            |          |     "Right away!"
  2  |INVITE (hold)/200 OK/ACK |          |
     |<-----------|            |          |
  2  |            |INVITE/200 OK/ACK      |"I have a call
     |            |----------->|          |from Mary for Fred"
  2  |            |INVITE (hold)/200 OK/ACK   "Hold please"
     |            |<-----------|          |
  3  |            |            |INVITE/200 OK/ACK
     |            |            |--------->|"You have a call
     |            |            |          |from Mary"
     |            |            |          |  "Put her through"
  3  |            |            |INVITE (hold)/200 OK/ACK
     |            |            |--------->|
  4  |            |REFER       |          |
     |            |<-----------|          |
  4  |            |202 Accepted|          |
     |            |----------->|          |
  4  |            |NOTIFY (100 Trying)    |
     |            |----------->|          |
  4  |            |200 OK      |          |
     |            |<-----------|          |
  5  |            |INVITE/200 OK/ACK      |
     |            |---------------------->|"This is Fred"
  4  |            |NOTIFY (200 OK)        |  "Please hold for
     |            |----------->|          |              Mary"
  4  |            |200 OK      |          |
     |            |<-----------|          |
  2  |            |BYE/200 OK  |          |
     |            |<-----------|          |
  3  |            |            |BYE/200 OK|
     |            |            |--------->|
  5  |            |INVITE (hold)/200 OK/ACK
     |            |---------------------->|
  6  |REFER       |            |          |
     |<-----------|            |          |
  6  |202 Accepted|            |          |
     |----------->|            |          |
  6  |NOTIFY (100 Trying)      |          |
     |----------->|            |          |
  6  |200 OK      |            |          |
     |<-----------|            |          |
  7  |INVITE/200 OK/ACK        |          |
     |----------------------------------->| "Hey Fred"





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RFC 5589                    SIP CC Transfer                    June 2009


  6  |NOTIFY (200 OK)          |          |    "Hello Mary"
     |----------->|            |          |
  6  |200 OK      |            |          |
     |<-----------|            |          |
  1  |BYE/200 OK  |            |          |
     |<-----------|            |          |
  5  |            |BYE/200 OK  |          |
     |            |---------------------->|
  7  |BYE/200 OK  |            |          |
     |<-----------------------------------| "See you later"

  Figure 18: Transfer with Multiple Parties Example

11.  Gateway Transfer Issues

  A gateway in SIP acts as a User Agent.  As a result, the entire
  preceding discussion and call flows apply equally well to gateways as
  native SIP endpoints.  However, there are some gateway-specific
  issues that are documented in this section.  While this discussion
  focuses on the common cases involving Public Switched Telephone
  Network (PSTN) gateways, similar situations exist for other gateways,
  such as H.323/SIP gateways.

11.1.  Coerce Gateway Hairpins to the Same Gateway

  To illustrate how a hairpin situation can occur in transfer, consider
  this example.  The original call dialog is setup with the Transferee
  residing on the PSTN side of a SIP gateway.  The Transferor is a SIP
  phone purely in the IP space.  The Transfer Target is on the PSTN
  side of a SIP gateway as well.  After completing the transfer,
  (regardless of consultative or blind) the Transferee is in a call
  with the Transfer Target (both on the PSTN side of a gateway).  It is
  often desirable to remove the gateway(s) out of the loop.  This is
  likely to only be possible if both legs of the target call are on the
  same gateway.  With both legs on the same gateway, it may be able to
  invoke the analogous transfer on the PSTN side.  Then the target call
  would not involve the gateway.

  So the problem is how to give the proxy enough information so that it
  knows to route the call to the same gateway.  With a simple single
  call that hairpins, the incoming and outgoing leg have the same
  dialog.  The proxy should have enough information to optimize the
  routing.

  In the consultative transfer scenario, it is desirable to coerce the
  consultative INVITE out the same gateway as the original call to be
  transferred.  However, there is no way to relate the consultation
  with the original call.  In the consultative case, the target call



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RFC 5589                    SIP CC Transfer                    June 2009


  INVITE includes the Replaces header, which contains dialog
  information that can be used to relate it to the consultation.
  However, there is no information that relates the target call to the
  original.

  In the blind transfer scenario, it is desirable to coerce the target
  call onto the same gateway as the original call.  However, the same
  problem exists in that the target-dialog cannot be related to the
  original dialog.

  In either transfer scenario, it may be desirable to push the transfer
  operation onto the non-SIP side of the gateway.  Presumably, this is
  not possible unless all of the legs go out the same gateway.  If the
  gateway supports more than one trunk group, it might also be
  necessary to get all of the legs on the same trunk group in order to
  perform the transfer on the non-SIP side of the gateway.

  Solutions to these gateway specific issues may involve new extensions
  to SIP in the future.

11.2.  Consultative Turned Blind Gateway Glare

  In the consultative transfer case turned blind, there is a glare-like
  problem.  The Transferor initiates the consultation INVITE, the
  Transferor gets impatient and hangs up, transitioning this to a blind
  transfer.  The Transfer Target on the gateway (connected through a
  PSTN switch to a single line or dumb analog phone) rings.  The user
  answers the phone just after the CANCEL is received by the Transfer
  Target.  The REFER and INVITE for the target call are sent.  The
  Transferee attempts to set up the call on the PSTN side, but gets
  either a busy response or lands in the users voicemail as the user
  has the handset in hand and off hook.

  This is another example of a race condition that this call flow can
  cause.  The recommended behavior is to use the approach described in
  Section 7.6.

12.  Security Considerations

  The call transfer flows shown in this document are implemented using
  the REFER and Replaces call control primitives in SIP.  As such, the
  security considerations detailed in the REFER [RFC3515] and Replaces
  [RFC3891] documents MUST be followed, which are briefly summarized in
  the following paragraphs.  This document addresses the issue of
  protecting the Address of Record URI of a Transfer Target in Sections
  7.1 and 7.2.





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RFC 5589                    SIP CC Transfer                    June 2009


  Any REFER request MUST be appropriately authenticated and authorized
  using standard SIP mechanisms or else calls may be hijacked.  A User
  Agent may use local policy or human intervention in deciding whether
  or not to accept a REFER.  In generating NOTIFY responses based on
  the outcome of the triggered request, care should be taken in
  constructing the message/sipfrag body to ensure that no private
  information is leaked.

  An INVITE containing a Replaces header field SHOULD only be accepted
  if it has been properly authenticated and authorized using standard
  SIP mechanisms, and the requestor is authorized to perform dialog
  replacement.  Special care is needed if the replaced dialog utilizes
  additional media streams compared to the original dialog.  In this
  case, the user MUST authorize the addition of new media streams in a
  dialog replacement.  For example, the same mechanism used to
  authorize the addition of a media stream in a re-INVITE could be
  used.

13.  Acknowledgments

  This document is a collaborative product of the SIP working group.
  Thanks to Rohan Mahy for his input on the use of Replaces in
  transfer.

14.  References

14.1.  Normative References

  [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate
               Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3261]    Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
               A., Peterson, J., Sparks, R., Handley, M., and E.
               Schooler, "SIP: Session Initiation Protocol", RFC 3261,
               June 2002.

  [RFC3515]    Sparks, R., "The Session Initiation Protocol (SIP) Refer
               Method", RFC 3515, April 2003.

  [RFC3891]    Mahy, R., Biggs, B., and R. Dean, "The Session
               Initiation Protocol (SIP) "Replaces" Header", RFC 3891,
               September 2004.

  [RFC3892]    Sparks, R., "The Session Initiation Protocol (SIP)
               Referred-By Mechanism", RFC 3892, September 2004.






Sparks, et al.           Best Current Practice                 [Page 56]

RFC 5589                    SIP CC Transfer                    June 2009


  [RFC4538]    Rosenberg, J., "Request Authorization through Dialog
               Identification in the Session Initiation Protocol
               (SIP)", RFC 4538, June 2006.

14.2.  Informative References

  [CC-FRMWRK]  Mahy, R., Sparks, R., Rosenberg, J., Petrie, D., and A.
               Johnston, "A Call Control and Multi-party usage
               framework for the Session Initiation Protocol (SIP)",
               Work in Progress, March 2009.

  [RFC4353]    Rosenberg, J., "A Framework for Conferencing with the
               Session Initiation Protocol (SIP)", RFC 4353,
               February 2006.

  [RFC4475]    Sparks, R., Hawrylyshen, A., Johnston, A., Rosenberg,
               J., and H. Schulzrinne, "Session Initiation Protocol
               (SIP) Torture Test Messages", RFC 4475, May 2006.

  [RFC4575]    Rosenberg, J., Schulzrinne, H., and O. Levin, "A Session
               Initiation Protocol (SIP) Event Package for Conference
               State", RFC 4575, August 2006.

  [RFC4579]    Johnston, A. and O. Levin, "Session Initiation Protocol
               (SIP) Call Control - Conferencing for User Agents",
               BCP 119, RFC 4579, August 2006.

  [RFC5057]    Sparks, R., "Multiple Dialog Usages in the Session
               Initiation Protocol", RFC 5057, November 2007.

  [SIP-GRUU]   Rosenberg, J., "Obtaining and Using Globally Routable
               User Agent (UA) URIs (GRUU) in the Session Initiation
               Protocol (SIP)", Work in Progress, October 2007.


















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RFC 5589                    SIP CC Transfer                    June 2009


Authors' Addresses

  Robert Sparks
  Tekelec
  17210 Campbell Road
  Suite 250
  Dallas, Texas  75252
  USA

  EMail: [email protected]


  Alan Johnston (editor)
  Avaya
  St. Louis, MO

  EMail: [email protected]


  Daniel Petrie
  SIPez LLC
  Arlington, MA  02476
  US

  Phone: +1 617 273 4000
  EMail: [email protected]
  URI:   http://www.SIPez.com/
























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