Network Working Group                                          J. Newkirk
Request for Comments: 55                                        M. Kraley
                                                                 Harvard
                                                               J. Postel
                                                              S. Crocker
                                                                    UCLA
                                                            19 June 1970

               A Prototypical Implementation of the NCP


  While involved in attempting to specify the formal protocol, we also
  attempted to formulate a prototypical NCP in an Algol-like language.
  After some weeks of concentrated effort, the project was abandoned as
  we realized that the code was becoming unreadable.  We still,
  however, felt the need to demonstrate our conception of how an NCP
  might be implemented; we felt that this would help suggest solutions
  for problems that might arise in trying to mold the formal
  specifications into an existing system.  This document is that
  attempt to specify in a prose format what an NCP could look like.

  There are obvious limitations on a project of this nature.  We do
  not, and cannot, know all of the quirks of the various systems that
  must write an NCP.  We are forced to make some assumptions about the
  environment, system calls, and the like.  We have tried to be as
  general as possible, but no doubt many sites will have completely
  different ways of conceptualizing the NCP.  There is great difficulty
  involved in conveying our concepts and the mechanisms that deal with
  these concepts to people who have wholly different ways of looking at
  things.  We have, however, benefited greatly by trying to actually
  code this program for our fictitious machine.  Many unforeseen
  problems surfaced during the coding, and we hope that by issuing this
  document we can help to alleviate similar problems which may arise in
  individual cases.

  There is, of course, absolutely no requirement to implement anything
  which is contained in this document.  The only rigid rules which an
  NCP _must_ conform to are stated in NWG/RFC#54.  This description is
  intended only as an example, _not_ as a model.

  In the discussion which follows we first describe the environment to
  be assumed and postulate a set of system calls.  We discuss the
  overall architecture of the NCP and the tables that will be used to
  hold relevant information.  Narratives of network operations follow.
  A state diagram is then presented as a convenient method for
  conceptualizing the cause-effect sequencing of events.  The detailed
  processing of each type of network event (system calls or incoming
  network messages) is then discussed.



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RFC 55             Prototypical Implementation of NCP          June 1970


II. Environment

  We assume that the host will have a time-sharing operating system in
  which the CPU is shared by processes.

  We envision that each process is tagged with a user number.  There
  may be more than one process with the same user number; if so, they
  should all be cooperating with respect to using the network.

  We envision that each process contains a set of ports which are
  unique to the process.  These ports are used for input to or output
  from the process, from or to files, devices, or other processes.

  We also envision that a process is not put to sleep (i.e., blocked or
  dismissed) when it attempts to LISTEN or CONNECT.  Instead it is
  informed when some action is complete.  Of course, a process may
  dismiss itself so that it wakes up only on some external event.

  To engage in network activity, a process attaches a local socket to
  one of its ports.  Sockets are identified by user number, host and
  AEN; a socket is local to a process if the user numbers of the two
  match and they are in the same host.  Thus, a process need only
  specify an AEN when it is referring to a local socket.

  Each port has a status which is modified by system calls and
  concurrent events outside the process (e.g., a 'close connection'
  command from a foreign host).  The process may look at a port's
  status as any time (via the STATUS system call).

  We assume a one-to-one correspondence between ports and sockets.

III. System Calls

  These are typical system calls which a user process might execute.

        We use the notation

                 SYSCALL (ARG1, ARG2....)

        where
                 SYSCALL is the name of the system call
        and
                 ARGk, etc. are the parameters of the system call.








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RFC 55             Prototypical Implementation of NCP          June 1970


  CONNECT (P, AEN, FS, CR)

        P        specifies a port of the process
        AEN      specifies a local socket; the user number and host are
                 implicit
        FS       specifies a socket with any user number in any hose,
                 and with any AEN
        CR       the condition code returned

     CONNECT attempts to attach the local socket specified by AEN to
     the port P and to initiate a connection with a specific foreign
     socket, FS.  Possible values of CR are:

        CR=OK          The CONNECT was legal and the socket FS is being
                       contacted.  When the connection is established
                       or refused the status will be updated.

        CR = BUSY      The local socket is in use (illegal command
                       sequence).

        CR = BADSKT    The socket specification was illegal.

        CR = NOROOM    Local host's resources are exhausted.

        CR = HOMOSEX   Incorrect send/receive pair

        CR = IMP DEAD  Our imp has died

        CR = LINK DEAD The link to the foreign host is dead because:
                       1. the foreign Imp is dead,
                       2. the foreign host is dead, or
                       3. the foreign NCP does not respond.

  LISTEN (P, AEN, CR)

        P             specifies a port of the process
        AEN           specifies a local socket
        CR            the condition code returned

     The local socket specified by AEN is attached to port P.  If there
     is a pending call, it is processed; otherwise, no action is taken.
     When a call comes in, the user will be notified.  After examining
     the call, he may either accept or refuse it.  Possible values of
     CR are:

        CR = OK         Connection begun, listening

        CR = BUSY



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RFC 55             Prototypical Implementation of NCP          June 1970


        CR = NOROOM

        CR = IMP DEAD

        CR = LINK DEAD

  ACCEPT (P, CR)

        P       specifies a port of the process
        CR      the condition code returned

     Accept implies that the user process has inspected the foreign
     socket to determine who is calling and will accept the call.
     (Note: an interesting alternative defines ACCEPT as the implicit
     default condition.  Thus any incoming RFC automatically satisfies
     a LISTEN.)  Possible values of CR are:

        CR = BADSKT

        CR = NOROOM

        CR = IMP DEAD

        CR = LINK DEAD

        CR = BADCOMM   Illegal command sequence. (E.g., Accept issued
                       before a LISTEN.

        CR = PREMCLS   Foreign user aborted connection after RFC was
                       locally received but before Accept was executed.

  TRANSMIT (P, BUFF, BITSRQST, BITSACC, CR)

        P        specifies a port of the process
        BUFF     specifies the text buffer for transmission
        BITSRQST specifies the length to be transmitted in bits
        BITSACC  returns the number of bits actually transmitted
        CR       the condition code returned

      Transmission takes place.   Possible values for CR are:

        CR = OK

        CR = IMP DEAD

        CR = LINK DEAD





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RFC 55             Prototypical Implementation of NCP          June 1970


        CR = NOT OPEN  Connection is not open (illegal command
                       sequence).

        CR = BAD BOUND BITSRQST out of bounds (e.g., for a receive
                       socket BUFF was shorter than BITSRQST
                       indicated).

  INT (P, CR)

        P       specifies the local socket of this process
        CR      the condition code returned

     The process on the other (foreign) side of this port is to be
     interrupted.  Possible values of CR are:

        CR = OK

        CR = BADSKT

        CR = BADCOMM

        CR = IMP DEAD

        CR = LINK DEAD

  STATUS (P, RTAB, CR)

        P       specifies a port of this process
        RTAB    the returned rendezvous table entry
        CR      the condition code returned

     The relevant fields of the rendezvous table entry associated with
     this port are returned in RTAB.  This is the mechanism a user
     process employs for monitoring the state of a connection.
     Possible values of CR are:

        CR = OK

        CR = BADSKT












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RFC 55             Prototypical Implementation of NCP          June 1970


  CLOSE (P, CR)

        P       specifies a port of this process
        CR      the condition code returned

     Activity on the connection attached to this port stops, the
     connection is broken and the port becomes free for other use.
     Possible values of CR are:

        CR = OK

        CR = BADSKT

        CR = BADCOMM

        CR = IMP DEAD

        CR = LINK DEAD



IV.  The NCP - Gross Structure

  We view the NCP as having five component programs, several
  associative tables, and some queues and buffers.

     The Component Programs (see Fig. 4.1)

     1. The Input Handler

        This is an interrupt-driven routine.  It initiates Imp-to-Host
        transmission into a resident buffer and wakes up the input
        interpreter when transmission is complete.

     2. The Output Handler

        This is an interrupt-driven output routine.  It initiates Host-
        to-Imp transmission out of a resident buffer and wakes up the
        output scheduler when transmission is complete.

     3. The Input Interpreter

        This program decides whether the input is a regular message
        intended for a user, a network control message, an Imp-to Host
        message, or an error.  For each class of message this program
        invokes a subroutine to take the appropriate action.





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RFC 55             Prototypical Implementation of NCP          June 1970


     4. The Output Scheduler

        Three classes of messages are sent to the Imp

           (a) Host-to-Imp messages
           (b) Control messages
           (c) Regular messages

        We believe that a priority should be imposed among these
        classes.  The priority we suggest is the ordering above.  The
        output scheduler selects the highest priority message and
        passes it to the output handler.

        Host-to-Imp messages are processed first come first served.
        Control messages are processed individually by host, each host
        being taken in turn.  A control message queue for each foreign
        host is provided.  When any particular host is scheduled for
        output, as many control commands for that host as will fit are
        concatenated into a single message.  Regular messages are
        processed in groups by host and link, each unique combination
        being taken in turn.

     5. The System Call Interpreter

        This program interprets requests from the user.  Each system
        call has a corresponding routine which takes the appropriate
        action.

     The two interesting components are the input interpreter and the
     system call interpreter.  These are similar in that the input
     interpreter services foreign requests and the system call
     interpreter services local requests.

     The diagram in Figure 4.1  is our conception of the Network
     Control Program.  Squishy amoeba-like objects represent component
     programs, cylinders represent queues, and the arrows represent
     data paths.  In this simplified diagram tables are not shown.
     ["Amoeba-like" objects in original hand drawing are now firm
     rectangular boxes: Ed.]

     The abbreviated labels in the figure have the following meanings:

           HIQ       -     Host-to-Imp Queue
           OCCQ      -     Output Control Command Queue
           DQ        -     Data Queue
           IHBUF     -     Input Handler Buffer
           OHBUF     -     Output Handler Buffer




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RFC 55             Prototypical Implementation of NCP          June 1970


            ____________
           |    USER    |    STRUCTURE OF THE NETWORK CONTROL PROGRAM
           |____________|
              ^      |                      Fig. 4.1
         _____|______V____
        |                 |
        |     System      |
        |      Call       |
        |   Interpreter   |
        |_________________|              _____________
           ^  |      |                  |             |
           |  |      |  +---------------|    Input    |
           |  |      |  |         +-----| Interpreter |
           |  |      |  |         |     |             |
           |  V      V  V         V      -------------
         |======| |=========| |=======|     |      ^
         | D Q  | | O C C Q | | H I Q |     |      |
         |======| |=========| |=======|     |      |
           |  ^        |          |         |      |
           |  |        |          |         |      |
           |  +--------)----------)---------+      |
           |           |          |                |
           +-------+   |   +------+                |
                 __V___V___V__                     |
                |             |                    |
                |   Output    |                    |
                |  Scheduler  |                    |
                |_____________|                    |
                       |                           |
                       V                           |
                 (===========)               (===========)
                 ( O H B U F )               ( I H B U F )
                 (===========)               (===========)
                       |                           ^
                 ______V______               ______|______
                |             |             |             |
                |   Output    |             |    Input    |
                |   Handler   |             |   Handler   |
                |             |             |             |
                 -------------               -------------
                       |                           ^
                       |                           |
                       +----------+    +-----------+
                                  |    |
                              ____V____|____
                             |              |
                             |     I M P    |
                             |______________|



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RFC 55             Prototypical Implementation of NCP          June 1970


V. Tables in the NCP

  We envision that the bulk of the NCP's data base is in associative
  tables.  By "associative" we mean that there is some lookup routine
  which is presented with a key and either returns successfully with a
  pointer to the corresponding entry, or fails if no entry corresponds
  to the key.  The major tables are as follows:

     1. The Rendezvous Table

        This table holds the attributes of a connection.  The table is
        accessed by the local socket, but other tables may have
        pointers to existing entries.

        The components of an entry are:

           (a) Local Socket
           (b) Foreign Socket
           (c) Link
           (d) Connection State
           (e) Flow State
           (f) Data Queue
           (g) Call Queue
           (h) Port Pointer
           (i) Their Buffer Size (only needed on the send side)
           (j) Error State

        An entry is created when either a CONNECT or a LISTEN system
        call is executed or when a request for connection is received.
        Various fields remain unused until after the connection is
        established.

     2. The Input Link Table

        The input interpreter uses the concatenation of the foreign
        host and link as a key into the input table.  The table is used
        in processing a user-destined message on an incoming link by
        providing a pointer into the rendezvous table.

     3. The Output Link Table

        The input interpreter uses the output link table to access the
        flow state as RFNM's return from transmitted messages.  The
        output link table is keyed by host and link and provides a
        pointer into the rendezvous table.






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RFC 55             Prototypical Implementation of NCP          June 1970


     4. The Port Table

        The system call interpreter uses the concatenation of the
        process identification and the port identification as a key to
        obtain a pointer into the rendezvous table.

     5. The Output Control Command Table

        The system call interpreter and the input interpreter use this
        table to make entries in the appropriate output control command
        queues.  Commands are queued in separate table entries
        corresponding to foreign hosts.  Before output the contents of
        the queue are concatenated into a large control message.  The
        components of an entry are:

           (a)  Host
           (b)  Output Control Command Queue

     6. The Output Request Queue

        This queue contains an entry for each connection which has data
        requiring transmission to the net.  There is only one entry per
        connection, which is deleted when the last packet of data is
        transmitted and is entered whenever a user makes a system
        request for data transmission.

        The entry is re-inserted if transmission is not completed
        (message too long) or is prevented by the flow control
        mechanism.  The only component of an entry is a local socket.

     7. The Host Live Table

        This is a simple table listing the hosts which are alive.  This
        table is checked before establishing a connection and before
        sending any data to ensure that the destination host actually
        exists.  At present the protocol does not define the procedure
        to be followed for the Host up/Host down conditions.  See
        NWG/RFC#57.

     8. The Link Assignment Table

        Link numbers are assigned by the receiver.  This table records
        which links are free and can, therefore, be assigned.








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RFC 55             Prototypical Implementation of NCP          June 1970


VI.  Informal Description of Network Operations

  We present here narratives describing the operation conducted during
  the three major phases of network usage: opening, flow control, and
  closing.

  A. Opening

     In order to establish a connection for data transmission, a pair
     of RFC's must be exchanged.  An RTS must go from the receive-side
     to the send-side, and an STR must be issued by the send-side to
     the receive-side.  In addition, the receive-side, in its RTS, must
     specify a link number.  These RFC's (RFC is a generic term
     encompassing RTS and STR) may be issued in any time sequence.  A
     provision must also be made for queuing pending calls (i.e., RFC's
     which have not been dealt with by the user program).  Thus, when a
     user is finished with a connection, he may choose to examine the
     next pending call from another process and decide to either accept
     or refuse the request for connection.  A problem develops because
     the user may not choose to examine his pending calls; thus they
     will merely serve to occupy queue space in the NCP.  Several
     alternative solutions to this problem will be mentioned later.

     Utilizing the framework of the prototype system calls described
     above, we envision at least four temporal sequences for obtaining
     a successfully opened connection:

        1. The user may issue a LISTEN, indicating he is willing to
           consider connecting to anyone who sends him an RFC.  When an
           RFC comes in the user is notified.  The user then decides
           whether he wishes to connect to this socket and issues an
           ACCEPT or a CLOSE on the basis of that decision.  A CLOSE '
           refuses' the connection, as discussed under "Closing."  An
           ACCEPT indicates he is willing to connect; an RFC is issued,
           and the connection becomes fully opened.

        2. Upon processing a user request for a LISTEN, the NCP
           discovers that a pending call exists for that local socket.
           The user is immediately notified, and he may ACCEPT or
           CLOSE, as above.

        3. The user issues a CONNECT, specifying a particular foreign
           socket that he would like to connect to.  An RFC is issued.
           If the foreign process accepts the request, it answers by
           returning an RFC.  When this acknowledging RFC is received,
           the connection is opened.





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        4. When presented with a CONNECT, the NCP may discover that a
           pending call exists from the specified foreign socket to the
           local socket in question.  An acknowledging RFC is issued
           and the connection is opened.

     In all of the above cases the user is notified when the connection
     is opened, but data flow cannot begin until buffer space is
     allocated and an ALL command is transmitted.

     Any of these connection scenarios will be interrupted if a CLS
     comes in, as discussed under "Closing."

        1. Pending Call Queues

           It is essential that some form of queuing for pending RFC's
           be implemented.  A simple way to see this is to examine a
           typical LISTEN-CONNECT sequence.  One side issues a LISTEN,
           the other a CONNECT.  If the LISTEN is issued before the RFC
           coming from the remote CONNECT arrives, all is fine.
           However, due to the asynchronous nature of the net, we can
           never guarantee that this sequence of events will occur.  If
           calls are not queued, and the RFC comes in before the LISTEN
           is issued, it will be refused; if it arrives later, it will
           be accepted.  Thus we have an extremely ambiguous situation.

           Unless one has infinite queue space, it is desirable that
           some mechanism for purging the queues of old RFC's which the
           user never bothered to examine.  An obvious but informal
           method is to note the time when each RFC is entered into the
           queue, and then periodically refuse all RFC's which have
           exceeded some arbitrary time limit.  Another thought, which
           probably should be included within the context of any
           scheme, is for the NCP to send a CLS on all outstanding
           connections or pending calls when a user logs out or blows
           up.

           The scheme which is utilized in this description may seem at
           first blush to be non-intuitive; but we feel it is more
           realistic than other proposals.  Basically, when a CONNECT
           is issued, the NCP assumes that this socket wishes to talk
           to the specified foreign socket and to that socket only.  It
           therefore purges from the pending call queue all non-
           matching RFC's by sending back CLS's.  Similarly, when the
           connection is in the RFC-SEND state (a CONNECT has been
           issued), all non-matching RFC's are refused.  If a LISTEN-
           ACCEPT or LISTEN- CLOSE sequence is executed, the remainder





Newkirk, et al.                                                [Page 12]

RFC 55             Prototypical Implementation of NCP          June 1970


           of the pending calls are not removed from the queue, in the
           expectation that the user may wish to accept these requests
           in the future.

           Although the latter method may seem to be arbitrary and/or
           unnecessarily restrictive, we have not yet concocted a
           scenario which would be prohibited by this method, assuming
           that we are dealing with a competent programmer (i.e., one
           who is wary of race conditions and the asynchronous nature
           of the net).  Of course whatever scheme or schemes a
           particular site chooses is highly implementation dependent;
           we suggest that some provision for the queuing of RFC's be
           provided for a period of time at least of the order of
           magnitude that they are retained in the CONNECT-clear scheme
           mentioned above.

  B. Flow Control

     Meaningful data can only flow on a connection when it is fully
     opened (i.e., two RFC's have been exchanged and closing has not
     begun).  We assume that the NCP's have a buffer for receiving
     incoming data and that there is some meaningful quantity which
     they can advertise (on a per connection basis) indicating the size
     message they can handle.  We further assume that the sending side
     regulates its transmission according to the advertisements of that
     size.

     When a connection is opened, a cell (called 'Their Size') is set
     to zero.  The receive-side will decide how much space it can
     allocate and send an ALL message specifying that space.  The
     send-side will increment 'Their Size' by the allocated space and
     will then be able to send messages of length less than or equal to
     'Their Size' When messages are transmitted, the length of the
     message is subtracted from 'Their Size'.  When the receive-side
     allocates more buffer space (e.g. when a message is taken by the
     user, thus freeing some system buffer space), the number of bits
     released is sent to the send-side via an ALL message.

     Thus, 'Their Size' is never allowed to become negative and no
     transmission can take place if 'Their Size' equals zero.

     Notice that the lengths specified in ALL messages are increments
     not the absolute size of the receiving buffer.  This is
     necessitated  by the full duplex nature of the flow control
     protocol.  The length field of the ALL message can be 32 bits long
     (note: this is an unsigned integer), thus providing the facility
     for essentially an infinite "bit sink", if that may ever be
     desired.



Newkirk, et al.                                                [Page 13]

RFC 55             Prototypical Implementation of NCP          June 1970


  C. Closing

     Just as two RFC's are required to open a connection, two CLS's are
     required to close a connection.  Closing occurs under various
     circumstances and serves several purposes.  To simplify the
     analysis of race conditions, we distinguish four cases: aborting,
     refusing, termination by receiver, termination by sender.

     A user "aborts" a connection when he issues a CONNECT and then a
     CLOSE before the CONNECT is acknowledged.  Typically a user will
     abort following an extended wait for the acknowledgment; his
     system may also abort for him if he blows up.

     A user "refuses" a connection when he issues a LISTEN and, after
     being notified of a prospective caller, issues a CLOSE.  Any
     requests for connection to a socket which is expecting a call from
     a particular socket are also refused.

     After a connection is established, either side may terminate.  The
     required sequence of events suggests that attempts to CLOSE by the
     receive-side should be viewed as "requests" which are always
     honored as soon as possible by the send-side.  Any data which has
     not yet been passed to the user, or which continues over the
     network, is discarded.  Requests to CLOSE by the send-side are
     honored as soon as all data transmission is complete.

        1. Aborting

           We may distinguish three cases:

           a) In the simplest case, we send an RFC followed later by a
              CLS.  The other side responds with a CLS and the attempt
              to connect ends.

           b) The foreign process may accept the connection
              concurrently with the local process aborting it.  In this
              case, the foreign process will believe the local process
              is terminating an open connection.

           c) The foreign process may refuse the connection
              concurrently with the local process aborting it.  In this
              case, the foreign process will believe the local process
              is acknowledging its refusal.








Newkirk, et al.                                                [Page 14]

RFC 55             Prototypical Implementation of NCP          June 1970


        2. Refusing

           After an RFC is received, the local host may respond with an
           RFC or a CLS, or it may fail to respond.  (The local host
           may have already sent its own RFC, etc.)  If the local host
           sends a CLS, the local host is said to be "refusing" the
           request for connection.

           We require that CLS commands be exchanged to close a
           connection, so it is necessary for the local host to
           maintain the rendezvous table entry until an acknowledging
           CLS is returned.

        3. Terminating by the Sender

           When the user on the send side issues a CLOSE system call,
           his NCP must accept it immediately, but may not send out a
           CLS command until all the data in the local buffers has been
           passed to the foreign host.  It is thus necessary to test
           for both 'buffer-empty' and
           'RFNM-received' before sending the CLS command.  As usual,
           the CLS must be acknowledged before the entry may be
           deleted.

        4. Terminating by the Receiver

           When the user on the receive side issues a CLOSE system
           call, his NCP accepts and sends the CLS command immediately.
           Data may still arrive, however, and this data should be
           discarded.  The send side, upon receiving the CLS, should
           immediately terminate the data flow.

VII. Connection Status

  An excellent mechanism for describing the sequence of events required
  to establish and terminate a connection involves a state diagram.  We
  may assume that each socket can be associated with a state machine,
  and that this state machine may, at any time, be in one of ten
  possible states.  In any state, certain network events cause the
  connection status to enter another state; other events are ignored;
  still others are error.  A transition may also involve the local NCP
  performing some action.  Figure 7.1 depicts the state machine.
  Circles [now boxes: Ed] represent states (described below); arrows
  show legal transitions between states.  The labels on the arrows
  identify the event which caused them (note that CLOSE is a system
  call, CLS is a control command).  Phrases after slashes denote the
  action which should  be performed while traveling over that arrow.
  The arrow labeled '[E]RFC' (found between states 0 and 1) represents



Newkirk, et al.                                                [Page 15]

RFC 55             Prototypical Implementation of NCP          June 1970


  the condition that whenever a connection enters the CLOSED state, the
  pending call queue for that connection is checked [Original was
  backwards "E": Ed.]

  If any pending calls exist in the queue, the connection moves to the
  PENDING state.  If an RFC is received for a socket in the CLOSED
  state, it is also moved along this path to the PENDING state.  Events
  and the actions they cause are described in sections VIII and IX
  below.  Descriptions of the ten states follow:

     (0) CLOSED

         The local socket is not attached to any port and no user has
         requested a connection with it.  (The table entry is non-
         existent).

     (1) PENDING CALL

         The socket is not attached to any port but one or more
         requests for connection have been received.  A LISTEN system
         call will be satisfied immediately by the first entry in the
         pending call queue for a matching request; all other pending
         calls are deleted.

     (2) LISTENING

         The socket is attached to a port.  We are waiting for a user
         to request connection with this socket.

     (3) RFC-RCVD

         We are listening and an RFC was received.  The local user has
         been informed of the pending call.  He must respond with
         either a CLOSE or an ACCEPT.

     (4) ABORT

         We have notified the user that his LISTEN has been satisfied
         but he has not yet responded; if during this time the foreign
         user aborts the connection by sending a CLS, we send a CLS to
         acknowledge the abort and mark the fact with this state.  When
         the user accepts or refuses the call, we can inform him the
         connection has been prematurely terminated.








Newkirk, et al.                                                [Page 16]

RFC 55             Prototypical Implementation of NCP          June 1970


     (5) RFC-SENT

         This state is entered when:

         a)  The local user has attached this socket to a port by
             issuing a CONNECT.
         b)  An RFC has been sent, and
         c)  No reply has been received.

         When the user issues a CONNECT the pending call queue is
         searched.

         If a matching RFC is not found, the queue is deleted and this
         state is entered.  As new RFC's arrive they are compared with
         our user's request.  If they do not match, the RFC is
         immediately refused.  If the RFC matches, it completes the
         initialization process and the connection enters the OPEN
         state.

     (6) OPEN

         RFC's have been exchanged and the connection is securely
         established.  Transmission may begin following receipt of an
         ALL command from the receive side, and will then proceed
         subject to flow control.

     (7) CLS-WAIT

         After the local user has executed a CLOSE, and we have issued
         a CLS, we must wait for an acknowledging CLS before the
         connection can be completely closed.   If the appropriate CLS
         has not already been received, this state is entered.

     (8) DATA-WAIT

         If we are on the send side and the local user executes a CLOSE
         system call, a CLS cannot be issued if our data buffer is not
         empty or if a RFNM for the last data message is outstanding.
         The connection enters this state to wait for these conditions
         to be fulfilled.  Upon completion and acknowledgement of
         output a CLS may be issued and the connection enters the CLS-
         WAIT state, waiting for the acknowledging CLS.   If a CLS
         arrives while in the DATA-WAIT state we clear our buffer (the
         CLS came from a receive socket, indicating it is no longer
         interested in our data) and enter the RFNM-WAIT state to wait
         for the network to clear.





Newkirk, et al.                                                [Page 17]

RFC 55             Prototypical Implementation of NCP          June 1970


     (9) RFNM-WAIT

         If we are on the send side and a CLS command arrives, we
         cannot issue an acknowledging CLS if we have not received the
         RFNM for our last data message.  We enter this state to await
         the RFNM, and cease all further data transmission.  When the
         RFNM comes in, a CLS may then be issued, and the connection
         will be closed.











































Newkirk, et al.                                                [Page 18]

RFC 55             Prototypical Implementation of NCP          June 1970


                     ______________
                    |              |       CLOSE
     CONN/          |    CLOSED    |<---------------------------+
     send RFC       |     (0)      |       LISTEN               |
   +----------------|              |-----------------------+    |
   |                |______________|                       |    |
   |                     |    ^                            |    |
   |              [E]RFC |    |  CLS/send CLS              |    |
   |                  ___V____|____                     ___V____|____
   |  non-matching   |             |                   |             |
   |  CONN/send RFC  |   PENDING   | LISTEN        RFC |  LISTENING  |
   |   +-------------|    (1)      |----------+   +----|     (2)     |
   |   |             |_____________|          |   |    |_____________|
   |   |       matching     |                 |   |
___V___V_____  CONN/send RFC|               __V___V______
|             |              |     ACCEPT/  |             | CLS/
|   RFC-SENT  | RFC          |     send RFC |   RFC-RECD  | send CLS
|     (5)     |----------+   |   +----------|     (3)     |---------+
|_____________|          |   |   |          |_____________|         |
  |   |                 |   |   |               |                  |
  |   |              ___V___V___V___  SND&CLOSE |   ____________   |
  |   |    RCV&CLS/ |               |-----------)->|            |  |
  |   |    send CLS |      OPEN     | SND&CLS   |  |  DATA-WAIT |  |
  |   |   +---------|      (6)      |--------+  |  |    (8)     |  |
  |   |   |         |_______________|        |  |  |____________|  |
  |   |   |      RCV&CLOSE/ |                |  |   |              |
  |   |   |       send CLS  |                |  |   |              |
  |   |   |                 |                |  |   | CLS          |
  |   |   |           ______V______          |  |   |              |
  |   |   |   CLOSE/ |             |CLOSE/   |  |   |              |
  |   |   |  send CLS|   CLS-WAIT  |send CLS |  |   |              |
  |   +---)--------->|     (8)     |<--------)--+   |              |
  |       |          |_____________|         |      |              |
  |       |                 |             ___V______V_       ______V___
  |       |                 |            |            |     |          |
  |       |                 |            |  RFNM-WAIT |     |   ABORT  |
  |       |             CLS |            |     (9)    |     |    (4)   |
  |       |                 |            |____________|     |__________|
  |       |                 |                   |                 |
  |       |           ______V_______  RFNM/     |                 |
  |       |          |              | send CLS  |                 |
  |  CLS/ +--------->|    CLOSED    |<----------+                 |
  | send CLS         |     (0)      |                ACCEPT|CLOSE |
  +----------------->|              |<----------------------------+
                     |______________|

                        Figure 7.1
                 Connection State Diagram



Newkirk, et al.                                                [Page 19]

RFC 55             Prototypical Implementation of NCP          June 1970


VIII.  Algorithms for the Input Interpreter

  The following is a concise description of the NCP's responses to
  incoming network commands.  CS always indicates Connection State.
  Note, CLOSE is a system call executed by the local user process, and
  CLS is a network command.

  NOP

     Discard.

  RFC (RTS or STR)

     If no entry exists, create one with status = PENDING CALL, and
     queue the message.

     If CS = LISTENING, then queue the entry, enter the RFC-RCVD state,
     and inform the user of the request.

     If CS = RFC-SENT but the new RFC does not match the request,
     refuse the RFC.

     In all other cases, check the RFC for a match.  If none exists,
     queue the RFC.  If the RFC matches, then if:

        CS = RFC-SENT, we enter the OPEN state.

        CS = CLOSE-WAIT, the RFC is ignored.

        otherwise, the request is illegal in all states which indicate
        it has already been received (these states are 1,3,4,6,8,9).

     In any case, if processing the RFC causes an overflow condition
     (resources are exhausted), refuse the connection (send a CLS).

  CLS

     The pending call queue is searched.  If the CLS doesn't match the
     current request, but does match some other request, then delete
     that request and issue a CLS.  If there is no match, the CLS is
     ignored.

     If the CLS matches the current request, and CS =

        PENDING, then delete the current request.  If the request queue
           is empty, delete the entry; otherwise, leave the entry
           alone.




Newkirk, et al.                                                [Page 20]

RFC 55             Prototypical Implementation of NCP          June 1970


        RFC-RCVD, Issue a CLS and enter the ABORT state.
        ABORT, ignore.

        RFC-SENT, issue a CLS.  If the pending call queue is empty
           delete the entry, else enter the PENDING state.

        OPEN, If we are on the receive side, response is identical to
           the response for RFC-SENT.  If we are on the send side,
           clear the data queue, and if a RFNM is still pending enter
           the RFNM-WAIT state.  Otherwise response is identical to the
           response for RFC-SENT.

        CLS-WAIT, Issue a CLS and if the pending call queue is empty,
           delete the entry, otherwise CS = PENDING.

        DATA-WAIT, clear the data queue and enter the RFNM-WAIT state.
           A matching CLS cannot occur in the CLOSED or LISTENING
           states.

  ERR

     Errors are queued for later attention by system programmers, and
     are considered to be a system error in the host that originated
     the exchange.  (Not associated with any state).

  ECO

     The op code is changed to ERP and retransmitted (Not associated
     with any state).

  ERP

     Upon receipt of an ERP, the system passes the text of the command
     back to the process which issued the ECO.

  INR, INS

     These commands are enabled only in the OPEN state.  Upon receiving
     an INTERRUPT, the system causes an event to be sent to the
     associated process.  An INTERRUPT is ignored in the CLS-WAIT,
     DATA-WAIT, and RFNM-WAIT states.  In any other state it is an
     error.









Newkirk, et al.                                                [Page 21]

RFC 55             Prototypical Implementation of NCP          June 1970


  ALL

     ALLOCATE is valid only in the OPEN state, and may be sent only to
     a send socket.  The NCP increments the 'Their Size' field in the
     associated rendezvous table entry by the size specified in the
     ALLOCATE command.

     In the CLS-WAIT and DATA-WAIT states this command is ignored; in
     any other state it is an error.

  Data-RFNM

     If in the OPEN state, mark the Flow Control Status field in the
        appropriate rendezvous table entry as RFNM-RECVD, and send more
        data if required.

     If in the DATA-WAIT state, maintenance the Flow Control Status.
        If the data queue is empty issue a CLS and enter the CLS-WAIT
        state; otherwise, transmit the next message.

     If in the RFNM-WAIT state, maintenance the Flow Control Status and
        issue a CLS.  If the Pending Call queue is empty delete the
        rendezvous table entry, otherwise CS = PENDING.

     A Data-RFNM is an error in all other states.

IX.  Algorithms for the System Call Interpreter

  Each System Call is discussed, giving the state changes it may
  effect:

  CONNECT

     If there is no entry, create one, issue an RFC, and enter the
        RFC-SENT state.

     If CS = PENDING, search the queue and reject all non-matching
        requests.  If no match is found issue an RFC and enter the
        RFC-SENT state.  If a match is found, issue an RFC and enter
        the OPEN state.  Transmission can commence as soon as buffer
        space has been allocated.

     In any other state this command is illegal.

  LISTEN

     If an entry doesn't exist, create one, and enter the LISTENING
        state.



Newkirk, et al.                                                [Page 22]

RFC 55             Prototypical Implementation of NCP          June 1970


     If CS = PENDING, inform the user and enter the RFC-RCVD state.

     In any other state this command is illegal.

  ACCEPT

     If CS = RFC-RCVD, then issue an RFC and enter the OPEN state.
        Data transmission can occur as soon as buffer space is
        allocated.

     If CS = ABORT, inform the user of the premature termination of the
        connection.  If the pending call queue is empty, delete the
        entry; otherwise, enter the PENDING state.

     This command cannot be legally executed in any other state.

  CLOSE

        If CS =

     LISTENING, then delete the entry.

     RFC-RCVD, then issue a CLS and enter the CLS-WAIT state.

     ABORT, inform the user of the premature termination of the
        connection.  If the pending call queue is empty, delete the
        entry; otherwise, enter the PENDING state.

     RFC-SENT, then issue a CLS and enter the CLS-WAIT state.

     OPEN, if we are on the send side, and the data queue is not empty,
        or if a Data-RFNM is still outstanding, enter the DATA-WAIT
        state; otherwise, issue a CLS and enter the CLS-WAIT state.

     CLS-WAIT, issuing a CLOSE in this state is a USER ERROR.

     DATA-WAIT, issuing a CLOSE in this state is also an illegal
        sequence.

     RFNM-WAIT, ignore the CLOSE.

     A valid CLOSE cannot be issued if an entry does not exist, or if a
        socket is in the PENDING state.


          [ This RFC was put into machine readable form for entry   ]
          [ into the online RFC archives by Anthony Anderberg 5/00 ]




Newkirk, et al.                                                [Page 23]