Network Working Group                                           T. Zseby
Request for Comments: 5472                              Fraunhofer FOKUS
Category: Informational                                        E. Boschi
                                                         Hitachi Europe
                                                            N. Brownlee
                                                                  CAIDA
                                                              B. Claise
                                                    Cisco Systems, Inc.
                                                             March 2009


           IP Flow Information Export (IPFIX) Applicability

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (c) 2009 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents in effect on the date of
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  Please review these documents carefully, as they describe your rights
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  This document may contain material from IETF Documents or IETF
  Contributions published or made publicly available before November
  10, 2008.  The person(s) controlling the copyright in some of this
  material may not have granted the IETF Trust the right to allow
  modifications of such material outside the IETF Standards Process.
  Without obtaining an adequate license from the person(s) controlling
  the copyright in such materials, this document may not be modified
  outside the IETF Standards Process, and derivative works of it may
  not be created outside the IETF Standards Process, except to format
  it for publication as an RFC or to translate it into languages other
  than English.










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Abstract

  In this document, we describe the applicability of the IP Flow
  Information eXport (IPFIX) protocol for a variety of applications.
  We show how applications can use IPFIX, describe the relevant
  Information Elements (IEs) for those applications, and present
  opportunities and limitations of the protocol.  Furthermore, we
  describe relations of the IPFIX framework to other architectures and
  frameworks.










































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Table of Contents

  1. Introduction ....................................................4
     1.1. Terminology ................................................4
  2. Applications of IPFIX ...........................................4
     2.1. Accounting .................................................4
          2.1.1. Example .............................................5
     2.2. Traffic Profiling ..........................................7
     2.3. Traffic Engineering ........................................8
     2.4. Network Security ...........................................9
     2.5. QoS Monitoring ............................................11
          2.5.1. Correlating Events from Multiple
                 Observation Points .................................12
          2.5.2. Examples ...........................................12
     2.6. Inter-Domain Exchange of IPFIX Data .......................14
     2.7. Export of Derived Metrics .................................14
     2.8. Summary ...................................................15
  3. Relation of IPFIX to Other Frameworks and Protocols ............16
     3.1. IPFIX and IPv6 ............................................16
     3.2. IPFIX and PSAMP ...........................................16
     3.3. IPFIX and RMON ............................................16
     3.4. IPFIX and IPPM ............................................18
     3.5. IPFIX and AAA .............................................18
          3.5.1. Connecting via a AAA Client ........................20
          3.5.2. Connecting via an Application Specific
                 Module (ASM) .......................................21
     3.6. IPFIX and RTFM ............................................21
          3.6.1. Architecture .......................................21
          3.6.2. Flow Definition ....................................22
          3.6.3. Configuration and Management .......................22
          3.6.4. Data Collection ....................................22
          3.6.5. Data Model Details .................................23
          3.6.6. Transport Protocol .................................23
          3.6.7. Summary ............................................23
  4. Limitations ....................................................24
     4.1. Using IPFIX for Other Applications than Listed in
          RFC 3917 ..................................................24
     4.2. Using IPFIX for Billing (Reliability Limitations) .........24
     4.3. Using a Different Transport Protocol than SCTP ............25
     4.4. Push vs. Pull Mode ........................................25
     4.5. Template ID Number ........................................26
     4.6. Exporting Bidirectional Flow Information ..................26
     4.7. Remote Configuration ......................................27
  5. Security Considerations ........................................27
  6. Acknowledgements ...............................................28
  7. Normative References ...........................................28
  8. Informative References .........................................28




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1.  Introduction

  The IPFIX protocol defines how IP Flow information can be exported
  from routers, measurement probes, or other devices.  IP Flow
  information provides important input data for a variety of
  applications.  The IPFIX protocol is a general data transport
  protocol that is easily extensible to suit the needs of such
  applications.  In this document, we describe how typical applications
  can use the IPFIX protocol and show opportunities and limitations of
  the protocol.  Furthermore, we describe the relationship of IPFIX to
  other frameworks and architectures.  Although examples in this
  document are shown for IPv4 only, the applicability statements apply
  to IPv4 and IPv6.  IPFIX provides appropriate Information Elements
  for both IP versions.

1.1.  Terminology

  IPFIX-specific terminology used in this document is defined in
  Section 2 of [RFC5101].  In this document, as in [RFC5101], the first
  letter of each IPFIX-specific term is capitalized.

2.  Applications of IPFIX

  IPFIX data enables several critical applications.  The IPFIX target
  applications and the requirements that originate from those
  applications are described in [RFC3917].  Those requirements were
  used as basis for the design of the IPFIX protocol.  This section
  describes how these target applications can use the IPFIX protocol.
  Considerations for using IPFIX for other applications than those
  described in [RFC3917] can be found in Section 4.1.

2.1.  Accounting

  Usage-based accounting is one of the target applications for IPFIX as
  defined in [RFC3917].  IPFIX records provide fine-grained measurement
  results for highly flexible and detailed usage reporting.  Such data
  is used to realize usage-based accounting.  Nevertheless, IPFIX does
  not provide the reliability required by usage-based billing systems
  as defined in [RFC2975] (see Section 4.2).  The accounting scenarios
  described in this document only provide limited reliability as
  explained in Section 4.2 and should not be used in environments where
  reliability as demanded by [RFC2975] is mandatory.

  In order to realize usage-based accounting with IPFIX, the Flow
  definition has to be chosen in accordance to the accounting purpose,
  such as trend analysis, capacity planning, auditing, or billing and
  cost allocation where some loss of data can be tolerated (see Section
  4.2).



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  Flows can be distinguished by various IEs (e.g., packet header
  fields) from [RFC5102].  Due to the flexible IPFIX Flow definition,
  arbitrary Flow-based accounting models can be realized without
  extensions to the IPFIX protocol.

  Accounting can, for instance, be based on individual end-to-end
  Flows.  In this case, it can be realized with a Flow definition
  determined by the quintuple consisting of source address
  (sourceIPv4Address), destination address (destinationIPv4Address),
  protocol (protocolIdentifier), and port numbers (udpSourcePort,
  udpDestinationPort).  Another example is class-dependent accounting
  (e.g., in a Diffserv network).  In this case, Flows could be
  distinguished just by the Diffserv codepoint (DSCP)
  (ipDiffServCodePoint) and IP addresses (sourceIPv4Address,
  destinationIPv4Address).  The essential elements needed for
  accounting are the number of transferred packets and bytes per Flow,
  which can be represented by the per-flow counter IEs (e.g.,
  packetTotalCount, octetTotalCount).

  For accounting purposes, it would be advantageous to have the ability
  to use IPFIX Flow Records as accounting input in an Authentication,
  Authorization, and Accounting (AAA) infrastructure.  AAA servers then
  could provide the mapping between user and Flow information.  Again
  for such scenarios the limited reliability currently provided by
  IPFIX has to be taken into account.

2.1.1.  Example

  Please note: As noted in [RFC3330], the address block 192.0.2.0/24
  may be used for example addresses.  In the example below, we use two
  example networks.  In order to be conformant to [RFC3330], we divide
  the given address block into two networks by subnetting with a 25-bit
  netmask (192.0.2.0/25) as follows:

  Network A: 192.0.2.0 ...  192.0.2.127
  Network B: 192.0.2.128 ...  192.0.2.255

  Let's suppose someone needs to monitor the individual Flows in a
  Diffserv network in order to compare traffic amount trend with the
  terms outlined in a Service Level Agreement (SLA).  Flows are
  distinguished by source and destination address.  The information to
  export in this case is:

     - IPv4 source IP address: sourceIPv4Address in [RFC5102], with a
       length of 4 octets

     - IPv4 destination IP address: destinationIPv4Address in
       [RFC5102], with a length of 4 octets



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     - DSCP: ipDiffServCodePoint in [RFC5102], with a length of 1 octet

     - Number of octets of the Flow: octetDeltaCount in [RFC5102], with
       a length of 4 octets

  The Template set will look as follows:

     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Set ID = 2            |      Length = 24 octets       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |       Template ID 256         |       Field Count = 4         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |0|    sourceIPv4Address = 8    |       Field Length = 4        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |0| destinationIPv4Address = 12 |       Field Length = 4        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |0|  ipDiffServCodePoint = 195  |       Field Length = 1        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |0|     octetDeltaCount = 1     |       Field Length = 4        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The information to be exported might be as listed in the following
  example table:

     Src. IP addr. | Dst. IP addr. |  DSCP  | Octets Number
     --------------+---------------+--------+--------------
     192.0.2.12    |  192.0.2.144  |   46   |   120868
     192.0.2.24    |  192.0.2.156  |   46   |   310364
     192.0.2.36    |  192.0.2.168  |   46   |   241239

  In the example we use Diffserv codepoint 46, recommended for the
  Expedited Forwarding Per Hop Behavior (EF PHB) in [RFC3246].



















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  The Flow Records will then look as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Set ID = 256         |          Length = 43          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          192.0.2.12                           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          192.0.2.144                          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      46       |               120868                          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |               |               192.0.2.24                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |               |               192.0.2.156                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |               |       46      |                 310364        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                               |         192.0.2.36            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                               |         192.0.2.168           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                               |       46      |               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   241239                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

2.2.  Traffic Profiling

  Measurement results reported in IPFIX records can provide useful
  input for traffic profiling.  IPFIX records captured over a long
  period of time can be used to track and anticipate network growth and
  usage.  Such information is valuable for trend analysis and network
  planning.

  The parameters of interest are determined by the profiling
  objectives.  Example parameters for traffic profiling are Flow
  duration, Flow volume, burstiness, the distribution of used services
  and protocols, the amount of packets of a specific type, etc.
  [RFC3917].

  The distribution of services and protocols in use can be analyzed by
  configuring appropriate Flows Keys for Flow discrimination.
  Protocols can be distinguished by the protocolIdentifier IE.
  Portnumbers (e.g., udpDestinationPort) often provide information
  about services in use.  Those Flow Keys are defined in [RFC5102].  If




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  portnumbers are not sufficient for service discrimination, further
  parts of the packet may be needed.  Header fields can be expressed by
  IEs from [RFC5102].

  Packet payload can be reported by using the IE ipPayloadPacketSection
  in [RFC5477].

  The Flow duration can be calculated from the Flow Timestamp IEs
  defined in [RFC5102] (e.g., flowEndMicroseconds -
  flowStartMicroseconds).  The number of packets and number of bytes of
  a Flow are represented in the per-flow counter IEs (e.g.,
  packetTotalCount, octetTotalCount).  The burstiness of a Flow can be
  calculated from the Flow volume measured at different time intervals.

2.3.  Traffic Engineering

  Traffic engineering aims at the optimization of network resource
  utilization and traffic performance [RFC2702].  Typical parameters
  are link utilization, load between specific network, nodes, number,
  size and entry/exit points of active Flows, and routing information
  [RFC3917].

  The size of Flows in packets and bytes can be reported by the IEs
  packetTotalCount and octetTotalCount.  Utilization of a physical link
  can be reported by using a coarse-grained Flow definition (e.g.,
  based on identifier IEs such as egressInterface or ingressInterface)
  and per-flow counter IEs (e.g., packetTotalCount, octetTotalCount)
  defined in [RFC5102].

  The load between specific network nodes can be reported in the same
  way if one interface of a network node receives only traffic from
  exactly one neighbor node (as is usually the case).  If the ingress
  interface is not sufficient for an unambiguous identification of the
  neighbor node, sub-IP header fields IEs (like sourceMacAddress) can
  be added as Flow Keys.

  The IE observedFlowTotalCount provides the number of all Flows
  exported for the Observation Domain since the last initialization of
  the Metering Process [RFC5102].  If this IE is exported at subsequent
  points in time, one can derive the number of active Flows in a
  specific time interval from the difference of the reported counters.
  The configured Flow termination criteria have to be taken into
  account to interpret those numbers correctly.

  Entry and exit points can be derived from Flow Records if Metering
  Processes are installed at all edges of the network and results are
  mapped in accordance to Flow Keys.  For this and other analysis
  methods that require the mapping of records from different



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  Observation Points, the same Flow Keys should be used at all
  Observation Points.  The path that packets take through a network can
  be investigated by using hash-based sampling techniques as described
  in [DuGr00] and [RFC5475].  For this, IEs from [RFC5477] are needed.

  Neither [RFC5102] nor [RFC5477] defines IEs suitable for exporting
  routing information.

2.4.  Network Security

  Attack and intrusion detection are among the IPFIX target
  applications described in [RFC3917].  Due to the enormous amount of
  different network attack types, only general requirements could be
  addressed in [RFC3917].

  The number of metrics useful for attack detection is as diverse as
  attack patterns themselves.  Attackers adapt rapidly to circumvent
  detection methods and try to hide attack patterns using slow or
  stealth attacks.  Furthermore, unusual traffic patterns are not
  always caused by malicious activities.  A sudden traffic increase may
  be caused by legitimate users who seek access to a recently published
  web content.  Strange traffic patterns may also be caused by
  misconfiguration.

  IPFIX can export Flow information for arbitrary Flow definitions as
  defined in [RFC5101].  Packet information can be exported with IPFIX
  by using the additional Information Elements described in [RFC5477].
  With this, theoretically all information about traffic in the network
  at the IP layer and above is accessible.  This data either can be
  used directly to detect anomalies or can provide the basis for
  further post-processing to generate more complex attack detection
  metrics.

  Depending on the attack type, different metrics are useful.  A sudden
  increase of traffic load can be a hint that an attack has been
  launched.  The overall traffic at an Observation Point can be
  monitored using per-flow counter IEs like packetTotalCount or
  octetTotalCount as described in Section 2.3.  The number of active
  Flows can be monitored by regular reporting of the
  observedFlowTotalCount defined in [RFC5102].

  A sudden increase of Flows from different sources to one destination
  may be caused by an attack on a specific host or network node using
  spoofed addresses.  The number of Flows from or to specific networks
  or hosts can be observed by using source and destination addresses as
  Flow Keys and observing the number of active Flows as explained
  above.  Many Flows to the same machine, but on different ports, or
  many Flows to the same port and different machines may be an



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  indicator for vertical or horizontal port scanning activities.  The
  number of Flows to different ports can be reported by using the
  portnumber Information Elements (udpSourcePort, udpDestinationPort,
  tcpSourcePort, tcpDestinationPort) defined in [RFC5102] as Flow Keys.

  An unusual ratio of TCP-SYN to TCP-FIN packets can refer to SYN-
  flooding.  The number of SYN and FIN packets in a Flow can be
  reported with the IPFIX Information Elements tcpSynTotalCount and
  tcpFinTotalCount defined in [RFC5102].

  Worms may leave signatures in traffic patterns.  Detecting such
  events requires more detailed measurements and post-processing than
  detecting simple changes in traffic volumes.

  A difficult task is the separation of good from bad packets to
  prepare and launch counteraction.  This may require a deeper look
  into packet content by using further header field IEs from [RFC5102]
  and/or packet payloads from IE ipPayloadPacketSection in [RFC5477].

  Furthermore, the amount of resources needed for measurement and
  reporting increases with the level of granularity required to detect
  an attack.  Multi-step analysis techniques may be useful, e.g., to
  launch an in-depth analysis (e.g., based on packet information) in
  case the Flow information shows suspicious patterns.  In order to
  supervise traffic to a specific host or network node, it is useful to
  apply filtering methods such as those described in [RFC5475].

  Mapping the two directions of communication is often useful for
  checking correct protocol behavior (see Section 4.6).  A correlation
  of IPFIX data from multiple Observation Points (see Section 2.5.1)
  allows assessing the propagation of an attack and can help to locate
  its source.

  The integration of previous measurement results helps to review
  traffic changes over time for detection of traffic anomalies and
  provides the basis for forensic analysis.  A standardized storage
  format for IPFIX data would support the offline analysis of data from
  different operators.

  Nevertheless, capturing full packet traces at all Observation Points
  in the network is not viable due to resource limitations and privacy
  concerns.  Therefore, metrics should be chosen wisely to allow a
  solid detection with minimal resource consumption.  Resources can be
  saved, for instance, by using coarser-grained Flow definitions,
  reporting pre-processed metrics (e.g., with additional Information
  Elements), or deploying sampling methods.





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  In many cases, only derived metrics provide sufficient evidence about
  security incidents.  For example, comparing the number of SYN and FIN
  packets for a specific time interval can reveal an ongoing SYN
  attack, which is not obvious from unprocessed packet and Flow data.
  Further metrics like the cumulated sum of various counters,
  distributions of packet attributes, or spectrum coefficients have
  been used to identify a variety of attacks.

  In order to detect attacks early, it is useful to process the data as
  soon as possible in order to generate significant metrics for the
  detection.  Pre-processing of raw packet and Flow data already at the
  measurement device can speed up the detection process and reduces the
  amount of data that need to be exported.  Furthermore, it is possible
  to directly report derived metrics by defining appropriate
  Information Elements.  Immediate data export in case of a potential
  incident is desired.  IPFIX supports such source-triggered exporting
  of information due to the push model approach.  Nevertheless, further
  exporting criteria have to be implemented to export IPFIX records
  upon incident detection events and not only upon flow-end or fixed-
  time intervals.

  Intrusion detection would profit from the combination of IPFIX
  functions with AAA functions (see Section 3.5).  Such an
  interoperation enables further means for attacker detection, advanced
  defense strategies, and secure inter-domain cooperation.

2.5.  QoS Monitoring

  Quality of service (QoS) monitoring is one target application of the
  IPFIX protocol [RFC3917].  QoS monitoring is the passive observation
  of the transmission quality for single Flows or traffic aggregates in
  the network.  One example of its use is the validation of QoS
  guarantees in service level agreements (SLAs).  Typical QoS
  parameters are loss [RFC2680], one-way [RFC2679] and round-trip delay
  [RFC2681], and delay variation [RFC3393].  Whenever applicable, the
  IP Performance Metrics (IPPM) definitions [RFC4148] should be used
  when reporting QoS metrics.

  The calculation of those QoS metrics requires per-packet processing.
  Reporting packet information with IPFIX is possible by simply
  considering a single packet as Flow.  [RFC5101] also allows the
  reporting of multiple identical Information Elements in one Flow
  Record.  Using this feature for reporting information about multiple
  packets in one record would require additional agreement on semantics
  regarding the order of Information Elements (e.g., which timestamp
  belongs to which packet payload in a sequence of Information
  Elements).  [RFC5477] defines useful additional Information Elements
  for exporting per-packet information with IPFIX.



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2.5.1.  Correlating Events from Multiple Observation Points

  Some QoS metrics require the correlation of data from multiple
  Observation Points.  For this, the clocks of the involved Metering
  Processes must be synchronized.  Furthermore, it is necessary to
  recognize that the same packet was observed at different Observation
  Points.

  This can be done by capturing parts of the packet content (packet
  header and/or parts of the payload) that do not change on the way to
  the destination.  Based on the packet content, it can be recognized
  when the same packet arrived at another Observation Point.  To reduce
  the amount of measurement data, a unique packet ID can be calculated
  from the packet content, e.g., by using a Cyclic Redundancy Check
  (CRC) or hash function instead of transferring and comparing the
  unprocessed content.  Considerations on collision probability and
  efficiency of using such packet IDs are described in [GrDM98],
  [DuGr00], and [ZsZC01].

  IPFIX allows the reporting of several IP and transport header fields
  (see Sections 5.3 and 5.4 in [RFC5102]).  Using only those fields for
  packet recognition or ID generation can be sufficient in scenarios
  where those header fields vary a lot among subsequent packets, where
  a certain amount of packet ID collisions are tolerable, or where
  packet IDs need to be unique only for a small time interval.

  For including packet payload information, the Information Element
  ipPayloadPacketSection defined in [RFC5477] can be used.  The
  Information Element ipHeaderPacketSection can also be used.  However,
  header fields that can change on the way from source to destination
  have to be excluded from the packet ID generation because they may
  differ at different Observation Points.

  For reporting packet IDs generated by a CRC or hash function, the
  Information Element digestHashValue defined in [RFC5477] can be used.

2.5.2.  Examples

  The following examples show which Information Elements need to be
  reported by IPFIX to generate specific QoS metrics.  As an
  alternative, the metrics can be generated directly at the exporter
  and IPFIX can be used to export the metrics (see Section 2.7).

2.5.2.1.  RTT Measurements with Packet Pair Matching (Single-Point)

  The passive measurement of round-trip time (RTT) can be performed by
  using packet pair matching techniques as described in [Brow00].  For
  the measurements, request/response packet pairs from protocols such



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  as DNS, ICMP, SNMP or TCP (SYN/SYN_ACK, DATA/ACK) are utilized to
  passively observe the RTT [Brow00].  This technique requires the
  correlation of data from both directions.

  Required Information Elements per packet (DNS example):
  - Packet arrival time: observationTimeMicroseconds [RFC5477]
  - DNS header: ipPayloadPacketSection [RFC5477]

  Required functions:
  - Recognition of request/response packet pairs

  Remarks:
  - Requires Information Elements from [RFC5477].
  - observationTimeMicroseconds can be substituted by
    flowStartMicroseconds [RFC5102] because a single packet can be
    represented as a Flow.
  - If time values with a finer granularity are needed,
    observationTimeNanoseconds can be used.

2.5.2.2.  One-Way Delay Measurements (Multi-Point)

  Passive one-way delay measurements require the collection of data at
  two Observation Points.  As mentioned above, synchronized clocks are
  needed to avoid time-differences at the involved Observation Points.

  The recognition of packets at the second Observation Point can be
  based on parts of the packet content directly.  A more efficient way
  is to use a packet ID (generated from packet content).

  Required Information Elements per packet (with packet ID):
  - Packet arrival time: observationTimeMicroseconds [RFC5477]
  - Packet ID: digestHashValue [RFC5477]

  Required functions:
  - Packet ID generation
  - Delay calculation (from arrival times at the two Observation
    Points)

  Remarks:
  - Requires Information Elements from [RFC5477].
  - observationTimeMicroseconds can be substituted by
    flowStartMicroseconds [RFC5102], because a single packet can be
    represented as a Flow.
  - If time values with a finer granularity are needed,
    observationTimeNanoseconds can be used.






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  - The amount of content used for ID generation influences the number
    of collisions (different packets that map to the same ID) that can
    occur.  Investigations on this and other considerations on packet
    ID generation can be found in [GrDM98], [DuGr00], and [ZsZC01].

2.6.  Inter-Domain Exchange of IPFIX Data

  IPFIX data can be used to share information with neighbor providers.
  A few recommendations should be considered if IPFIX records travel
  over the public Internet, compared to its usage within a single
  domain.  First of all, security threat levels are higher if data
  travels over the public Internet.  Protection against disclosure or
  manipulation of data is even more important than for intra-domain
  usage.  Therefore, Transport Layer Security (TLS) or Datagram
  Transport Layer Security should be used as described in [RFC5101].

  Furthermore, data transfer should be congestion-aware in order to
  allow untroubled coexistence with other data Flows in public or
  foreign networks.  That means transport over Stream Control
  Transmission Protocol (SCTP) or TCP is required.

  Some ISPs are still reluctant to share information due to concerns
  that competing ISPs might exploit network information from neighbor
  providers to strengthen their own position in the market.
  Nevertheless, technical needs have already triggered the exchange of
  data in the past (e.g., exchange of routing information by BGP).  The
  need to provide inter-domain guarantees is one big incentive to
  increase inter-domain cooperation.  The necessity to defend networks
  against current and future threats (denial-of-service attacks, worm
  distributions, etc.) will hopefully increase the willingness to
  exchange measurement data between providers.

2.7.  Export of Derived Metrics

  The IPFIX protocol is used to transport Flow and packet information
  to provide the input for the calculation of a variety of metrics
  (e.g., for QoS validation or attack detection).  IPFIX can also be
  used to transfer these metrics directly, e.g., if the metric
  calculation is co-located with the Metering and Exporting Processes.

  It doesn't matter which measurement and post-processing functions are
  applied to generate a specific metric.  IPFIX can be used to
  transport the results from passive and active measurements and from
  post-processing operations.  For the reporting of derived metrics,
  additional Information Elements need to be defined.






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  For most QoS metrics like loss, delay, delay variation, etc.,
  standard IPPM definitions exist.  In case such metrics are reported
  with IPFIX, the IPPM standard definition should be used.

2.8.  Summary

  The following table shows an overview of the Information Elements
  required for the target applications described in [RFC3917]
  (M-mandatory, R-recommended, O-optional).

     | Application |  [RFC5102] |   [RFC5477]  | additional IEs  |
     +-------------+------------+--------------+-----------------+
     | Accounting  |     M      |      -       |       -         |
     +-------------+------------+--------------+-----------------+
     | Traffic     |     M      |      O       |       -         |
     | Profiling   |            |              |                 |
     +-------------+------------+--------------+-----------------+
     | Traffic     |     M      |      -       |       O         |
     | Engineering |            |              | (routing info)  |
     +-------------+------------+--------------+-----------------+
     | Attack      |     M      |      R       |       R         |
     | Detection   |            |              |(derived metrics)|
     +-------------+------------+--------------+-----------------+
     | QoS         |     M      |      M       |       O         |
     | Monitoring  |            |(most metrics)|(derived metrics)|
     +-------------+------------+--------------+-----------------+

  For accounting, the IEs in [RFC5102] are sufficient.  As mentioned
  above, IPFIX does not conform to the reliability requirements
  demanded by [RFC2975] for usage-based billing systems (see Section
  4.2).  For traffic profiling, additional IEs from [RFC5477] can be
  useful to gain more insight into the traffic.  For traffic
  engineering, Flow information from [RFC5102] is sufficient, but it
  would profit from routing information, which could be exported by
  IPFIX.  Attack detection usually profits from further insight into
  the traffic.  This can be achieved with IEs from [RFC5477].
  Furthermore, the reporting of derived metrics in additional IEs would
  be useful.  Most QoS metrics require the use of IEs from [RFC5477].
  IEs from [RFC5477] are also useful for the mapping of results from
  different Observation Points as described in Section 2.5.1.











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3.  Relation of IPFIX to Other Frameworks and Protocols

3.1.  IPFIX and IPv6

  From the beginning, IPFIX has been designed for IPv4 and IPv6.
  Therefore, IPFIX can be used in IPv4 and IPv6 networks without
  limitations.  The usage of IPFIX in IPv6 networks has two aspects:

  - Generation and reporting of IPFIX records about IPv6 traffic
  - Exporting IPFIX records over IPv6

  The generation and reporting of IPFIX records about IPv6 traffic is
  possible.  Appropriate Information Elements for the reporting of IPv6
  traffic are defined in [RFC5102].  Exporting IPFIX records over IPv6
  is not explicitly addressed in [RFC5101].  Since IPFIX runs over a
  transport protocol (SCTP, PR-SCTP, UDP, or TCP) and all potential
  IPFIX transport protocols can run in IPv6 networks, one just needs to
  provide the chosen transport protocol in the IPv6 network to run
  IPFIX over IPv6.

3.2.  IPFIX and PSAMP

  PSAMP defines packet selection methods, their configuration at
  routers and probes, and the reporting of packet information.

  PSAMP uses IPFIX as a basis for exporting packet information
  [RFC5476].  [RFC5477] describes further Information Elements for
  exporting packet information and reporting configuration information.

  The main difference between IPFIX and PSAMP is that IPFIX addresses
  the export of Flow Records, whereas PSAMP addresses the export of
  packet records.  Furthermore, PSAMP explicitly addresses remote
  configuration.  It defines a MIB for the configuration of packet
  selection processes.  Remote configuration is not (yet) addressed in
  IPFIX, but one could consider extending the PSAMP MIB to also allow
  configuration of IPFIX processes.

3.3.  IPFIX and RMON

  Remote Monitoring (RMON) [RFC3577] is a widely used monitoring system
  that gathers traffic data from RMON Agents in network devices.  One
  major difference between RMON and IPFIX is that RMON uses SNMP for
  data export, whereas IPFIX defines its own push-oriented protocol.
  RMON defines MIBs that contain the information to be exported.  In
  IPFIX, the data to be exported is defined as Information Elements.






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  The most relevant MIBs for comparison with IPFIX are the Application
  Performance Measurement MIB (APM-MIB) [RFC3729] and the Transport
  Performance Metrics MIB (TPM-MIB) [RFC4150].  The APM-MIB has a
  complex system for tracking user application performance, with
  reporting about transactions and SLA threshold notification-trigger
  configuration, and persistence across DHCP lease expirations.  It
  requires a full RMON2-MIB protocolDirTable implementation.

  The APM-MIB reports the performance of transactions.  A transaction
  is a service-oriented term and describes the data exchange from the
  transaction start (when a user requests a service) until its
  completion.  The performance parameters include response times,
  throughput, streaming responsiveness, and availability of services.

  The RMON transaction concept differs from the IPFIX Flow concept.  A
  Flow is a very generic term that allows one to group IP packets in
  accordance with common properties.  In contrast to this, the term
  transaction is service-oriented and contains all data exchange
  required for service completion.

  In order to report such data with IPFIX, one would probably need a
  specific combination of multiple Flows and the ability to map those
  to the transaction.  Due to the service-oriented focus of APM, the
  required metrics also differ.  For instance, the RMON APM requires a
  metric for the responsiveness of services.  Such metrics are not
  addressed in IPFIX.

  Furthermore, the APM-MIB allows the configuration of the transaction
  type to be monitored, which is currently not addressed in IPFIX.

  The APM MIB could be considered as an extension of the IPFIX Metering
  Process where the application performance of a combination of
  multiple Flows is measured.  If appropriate, IEs would be defined in
  the IPFIX information model and the IPFIX Device would support the
  APM MIB data collection, the solutions could be complementary.  That
  means one could use IPFIX to export APM MIB transaction information.

  The TPM-MIB breaks out the APM-MIB transactions into sub-application
  level transactions.  For instance, a web request is broken down into
  DNS, TCP, and HTTP sub-transactions.  Such sub-transactions can be
  considered as bidirectional Flows.  With an appropriate Flow
  definition and the ability to map both directions of a Flow (see
  Section 4.6), one could measure and report Flow characteristics of
  such sub-application level transaction with IPFIX.

  The TPM-MIB requires APM-MIB and RMON2-MIB.





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3.4.  IPFIX and IPPM

  The IPFIX protocol can be used to carry IPPM network performance
  metrics or information that can be used to calculate those metrics
  (see Sections 2.5 and 2.7 for details and references).

3.5.  IPFIX and AAA

  AAA defines a protocol and architecture for authentication,
  authorization, and accounting for service usage [RFC2903].  The
  DIAMETER protocol [RFC3588] is used for AAA communication, which is
  needed for network access services (Mobile IP, NASREQ, and ROAMOPS).
  The AAA architecture [RFC2903] provides a framework for extending AAA
  support to other services.  DIAMETER defines the exchange of messages
  between AAA entities, e.g., between AAA clients at access devices and
  AAA servers, and among AAA servers.  DIAMETER is used for the
  transfer of accounting records.  In order to form accounting records
  for usage-based accounting measurement, data from the network is
  required.  IPFIX defines a protocol to export such data from routers,
  measurement probes, and other devices.  Therefore, it looks promising
  to connect those two architectures.

  For all scenarios described here, one has to keep in mind that IPFIX
  does not conform to the reliability requirements for usage-based
  billing described in [RFC2975] (see Section 4.2).  Using IPFIX
  without reliability extensions together with AAA would result in
  accounting scenarios that do not conform to usage-based billing
  requirements described in [RFC2975].

  As shown in Section 2.1, accounting applications can directly
  incorporate an IPFIX Collecting Process to receive IPFIX records with
  information about the transmitted volume.  Nevertheless, if a AAA
  infrastructure is in place, the cooperation between IPFIX and AAA
  provides many valuable synergistic benefits.  IPFIX records can
  provide the input for AAA accounting functions and provide the basis
  for the generation of DIAMETER accounting records.  However, as
  stated in Section 4.2, the use of IPFIX as described in [RFC5101] is
  currently limited to situations where the purpose of the accounting
  does not require reliability.

  Further potential features include the mapping of a user ID to Flow
  information (by using authentication information) or using the secure
  authorized exchange of DIAMETER accounting records with neighbor
  domains.  The last feature is especially useful in roaming scenarios
  where the user connects to a foreign network and the home provider
  generates the invoice.





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  Coupling an IPFIX Collecting Process with AAA functions also has high
  potential for intrusion and attack detection.  AAA controls network
  access and maintains data about users and nodes.  AAA functions can
  help to identify the source of malicious traffic.  Authorization
  functions are able to deny access to suspicious users or nodes.
  Therefore, coupling those functions with an IPFIX Collecting Process
  can provide an efficient defense against network attacks.

  Sharing IPFIX records (either directly or encapsulated in DIAMETER)
  with neighbor providers allows an efficient inter-domain attack
  detection.  For this, it would be useful to allow remote
  configuration of measurement and record generation in order to
  provide information in the required granularity and accuracy.  Since
  remote configuration is currently not addressed in IPFIX, this would
  require additional work.  The AAA infrastructure itself may be used
  to configure measurement functions in the network as proposed in
  [RFC3334].

  Furthermore, the transport of IPFIX records with DIAMETER would
  require the translation of IPFIX Information Elements into DIAMETER
  attribute value pairs (AVPs) defined in [RFC3588].  Since the
  DIAMETER AVPs do not comprise all IPFIX Information Elements, it is
  necessary to define new AVPs to transport them over DIAMETER.

  Two possibilities exist to connect IPFIX and AAA:

  - Connecting via a AAA Client
  - Connecting via an Application Specific Module (ASM)

  Both are explained in the following sections.  The approaches only
  require a few additional functions.  They do not require any changes
  to IPFIX or DIAMETER.



















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3.5.1.  Connecting via a AAA Client

  One possibility of connecting IPFIX and AAA is to run a AAA client on
  the IPFIX Collector.  This client can generate DIAMETER accounting
  messages and send them to a AAA server.  The mapping of the Flow
  information to a user ID can be done in the AAA server by using data
  from the authentication process.  DIAMETER accounting messages can be
  sent to the accounting application or to other AAA servers (e.g., in
  roaming scenarios).

                   +---------+  DIAMETER    +---------+
                   |  AAA-S  |------------->|  AAA-S  |
                   +---------+              +---------+
                        ^
                        | DIAMETER
                        |
                        |
                 +--+--------+--+
                 |  |  AAA-C |  |
                 +  +--------+  |
                 |              |
                 |  Collector   |
                 +--------------+
                        ^
                        | IPFIX
                        |
                  +------------+
                  |  Exporter  |
                  +------------+

     Figure 1: IPFIX Collector connects to AAA server via AAA client




















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3.5.2.  Connecting via an Application Specific Module (ASM)

  Another possibility is to directly connect the IPFIX Collector with
  the AAA server via an application specific module (ASM).  Application
  specific modules have been proposed by the IRTF AAA architecture
  research group (AAARCH) in [RFC2903].  They act as an interface
  between AAA server and service equipment.  In this case, the IPFIX
  Collector is part of the ASM.  The ASM acts as an interface between
  the IPFIX protocol and the input interface of the AAA server.  The
  ASM translates the received IPFIX data into an appropriate format for
  the AAA server.  The AAA server then can add information about the
  user ID and generate a DIAMETER accounting record.  This accounting
  record can be sent to an accounting application or to other AAA
  servers.

                      +---------+  DIAMETER    +---------+
                      |  AAA-S  |------------->|  AAA-S  |
                      +---------+              +---------+
                           ^
                           |
                   +------------------+
                   |     ASM          |
                   |  +------------+  |
                   |  |  Collector |  |
                   +------------------+
                           ^
                           | IPFIX
                           |
                     +------------+
                     |  Exporter  |
                     +------------+

           Figure 2: IPFIX connects to AAA server via ASM

3.6.  IPFIX and RTFM

  The Realtime Traffic Flow Measurement (RTFM) working group defined an
  architecture for Flow measurement [RFC2722].  This section compares
  the RTFM framework with the IPFIX framework.

3.6.1.  Architecture

  The RTFM architecture [RFC2722] is very similar to the IPFIX
  architecture.  It defines meter, meter reader, and a manager as
  building blocks of the measurement architecture.  The manager
  configures the meter, and the meter reader collects data from the
  meter.  In RTFM, the building blocks communicate via SNMP.




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  The IPFIX architecture [RFC5470] defines Metering, Exporting, and
  Collecting Processes.  IPFIX speaks about processes instead of
  devices to clarify that multiple of those processes may be co-located
  on the same machine.

  These definitions do not contradict each other.  One could see the
  Metering Process as part of the meter, and the Collecting Process as
  part of the meter reader.

  One difference is that IPFIX currently does not define a managing
  process because remote configuration was (at least initially) out of
  scope for the working group.

3.6.2.  Flow Definition

  RTFM and IPFIX both consider Flows as a group of packets that share a
  common set of properties.  A Flow is completely specified by that set
  of values, together with a termination criterion (like inactivity
  timeout).

  A difference is that RTFM defines Flows as bidirectional.  An RTFM
  meter matches packets from B to A and A to B as separate parts of a
  single Flow, and it maintains two sets of packet and byte counters,
  one for each direction.

  IPFIX does not explicitly state whether Flows are uni- or
  bidirectional.  Nevertheless, Information Elements for describing
  Flow properties were defined for only one direction in [RFC5102].
  There are several solutions for reporting bidirectional Flow
  information (see Section 4.6).

3.6.3.  Configuration and Management

  In RTFM, remote configuration is the only way to configure a meter.
  This is done by using SNMP and a specific Meter MIB [RFC2720].  The
  IPFIX group currently does not address IPFIX remote configuration.

  IPFIX Metering Processes export the layout of data within their
  Templates, from time to time.  IPFIX Collecting Processes use that
  Template information to determine how they should interpret the IPFIX
  Flow data they receive.

3.6.4.  Data Collection

  One major difference between IPFIX and RTFM is the data collection
  model.  RTFM retrieves data in pull mode, whereas IPFIX uses a push
  mode model to send data to Collecting Processes.




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  An RTFM meter reader pulls data from a meter by using SNMP.  SNMP
  security on the meter determines whether a reader is allowed to pull
  data from it.  An IPFIX Exporting Process is configured to export
  records to a specified list of IPFIX Collecting Processes.  The
  condition of when to send IPFIX records (e.g., Flow termination) has
  to be configured in the Exporting or Metering Process.

3.6.5.  Data Model Details

  RTFM defines all its attributes in the RTFM Meter MIB [RFC2720].
  IPFIX Information Elements are defined in [RFC5102].

  RTFM uses continuously-incrementing 64-bit counters for the storage
  of the number of packets of a Flow.  The counters are never reset and
  just wrap back to zero if the maximum value is exceeded.  Flows can
  be read at any time.  The difference between counter readings gives
  the counts for activity in the interval between readings.

  IPFIX allows absolute (totalCounter) and relative counters
  (deltaCounter) [RFC5102].  The totalCounter is never reset and just
  wraps to zero if values are too large, exactly as the counters used
  in RTFM.  The deltaCounter is reset to zero when the associated Flow
  Record is exported.

3.6.6.  Transport Protocol

  RTFM has a Standards-Track Meter MIB [RFC2720], which is used both to
  configure a meter and to store metering results.  The MIB provides a
  way to read lists of attributes with a single Object Identifier
  (called a 'package'), which reduces the SNMP overhead for Flow data
  collection.  SNMP, of course, normally uses UDP as its transport
  protocol.  Since RTFM requires a reliable Flow data transport system,
  an RTFM meter reader must time out and resend unanswered SNMP
  requests.  Apart from being clumsy, this can limit the maximum data
  transfer rate from meter to meter reader.

  IPFIX is designed to work over a variety of different transport
  protocols.  SCTP [RFC4960] and PR-SCTP [RFC3758] are mandatory.  UDP
  and TCP are optional.  In addition, the IPFIX protocol encodes data
  much more efficiently than SNMP does, hence IPFIX has lower data
  transport overheads than RTFM.

3.6.7.  Summary

  IPFIX exports Flow information in a push model by using SCTP, TCP, or
  UDP.  It currently does not address remote configuration.  RTFM data
  collection is using the pull model and runs over SNMP.  RTFM




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  addresses remote configuration, which also runs over SNMP.  Both
  frameworks allow a very flexible Flow definition, although RTFM is
  based on a bidirectional Flow definition.

4.  Limitations

  The goal of this section is to show the limitations of IPFIX and to
  give advice where not to use IPFIX or in which cases additional
  considerations are required.

4.1.  Using IPFIX for Other Applications than Listed in RFC 3917

  IPFIX provides a generic export mechanism.  Due to its Template-based
  structure, it is a quite flexible protocol.  Network operators and
  users may want to use it for other applications than those described
  in [RFC3917].

  Apart from sending raw Flow information, it can be used to send per-
  packet data, aggregated or post-processed data.  For this, new
  Templates and Information Elements can be defined if needed.  Due to
  its push mode operation, IPFIX is also suited to send network
  initiated events like alarms and other notifications.  It can be used
  for exchanging information among network nodes to autonomously
  improve network operation.

  Nevertheless, the IPFIX design is based on the requirements that
  originate only from the target applications stated in [RFC3917].
  Using IPFIX for other purposes requires a careful checking of IPFIX
  capabilities against application requirements.  Only with this, one
  can decide whether IPFIX is a suitable protocol to meet the needs of
  a specific application.

4.2.  Using IPFIX for Billing (Reliability Limitations)

  The reliability requirements defined in [RFC3917] are not sufficient
  to guarantee the level of reliability that is needed for usage-based
  billing systems as described in [RFC2975].  In particular, IPFIX does
  not support the following features required by [RFC2975]:

  - Record loss: IPFIX allows the usage of different transport
    protocols for the transfer of data records.  Resilience against the
    loss of IPFIX data records can be only provided if TCP or SCTP is
    used for the transfer of data records.

  - Network or device failures: IPFIX does allow the usage of multiple
    Collectors for one Exporter, but it neither specifies nor demands
    the use of multiple Collectors for the provisioning of fault
    tolerance.



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  - Detection and elimination of duplicate records: This is currently
    not supported by IPFIX.

  - Application layer acknowledgements: IPFIX does not support the
    control of measurement and Exporting Processes by higher-level
    applications.  Application layer acknowledgements are necessary,
    e.g., to inform the Exporter in case the application is not able to
    process the data exported with IPFIX.  Such acknowledgements are
    not supported in IPFIX.

  Further features like archival accounting and pre-authorization are
  out of scope of the IPFIX specification but need to be realized in
  billing system architectures as described in [RFC2975].

4.3.  Using a Different Transport Protocol than SCTP

  SCTP is the preferred protocol for IPFIX, i.e., a conforming
  implementation must work over SCTP.  Although IPFIX can also work
  over TCP or UDP, both protocols have drawbacks [RFC5101].  Users
  should make sure they have good reasons before using protocols other
  than SCTP in a specific environment.

4.4.  Push vs. Pull Mode

  IPFIX works in push mode.  That means IPFIX records are automatically
  exported without the need to wait for a request.  The responsibility
  for initiating a data export lies with the Exporting Process.

  Criteria for exporting data need to be configured at the Exporting
  Process.  Therefore, push mode has more benefits if the trigger for
  data export is related to events at the Exporting Process (e.g., Flow
  termination, memory shortage due to large amount of Flows, etc.).  If
  the protocol used pull mode, the Exporting Process would need to wait
  for a request to send the data.  With push mode, it can send data
  immediately, e.g., before memory shortage would require a discarding
  of data.

  With push mode, one can prevent the overloading of resources at the
  Exporting Process by simply exporting the information as soon as
  certain thresholds are about to be exceeded.  Therefore, exporting
  criteria are often related to traffic characteristics (e.g., Flow
  timeout) or resource limitations (e.g., size of Flow cache).
  However, traffic characteristics are usually quite dynamic and often
  impossible to predict.  If they are used to trigger Flow export, the
  exporting rate and the resource consumption for Flow export becomes
  variable and unpredictable.





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  Pull mode has advantages if the trigger for data export is related to
  events at the Collecting Process (e.g., a specific application
  requests immediate input).

  In a pull mode, a request could simply be forwarded to the Exporting
  Process.  In a push mode, the exporting configuration must be changed
  to trigger the export of the requested data.  Furthermore, with pull
  mode, one can prevent the overloading of the Collecting Process by
  the arrival of more records than it can process.

  Whether this is a relevant drawback depends on the flexibility of the
  IPFIX configuration and how IPFIX configuration rules are
  implemented.

4.5.  Template ID Number

  The IPFIX specification limits the different Template ID numbers that
  can be assigned to the newly generated Template records in an
  Observation Domain.  In particular, Template IDs up to 255 are
  reserved for Template or option sets (or other sets to be created)
  and Template IDs from 256 to 65535 are assigned to data sets.  In the
  case of many exports requiring many different Templates, the set of
  Template IDs could be exhausted.

4.6.  Exporting Bidirectional Flow Information

  Although IPFIX does not explicitly state that Flows are
  unidirectional, Information Elements that describe Flow
  characteristics are defined only for one direction in [RFC5102].
  [RFC5101] allows the reporting of multiple identical Information
  Elements in one Flow Record.  With this, Information Elements for
  forward and reverse directions can be reported in one Flow Record.

  However, this is not sufficient.  Using this feature for reporting
  bidirectional Flow information would require an agreement on the
  semantics of Information Elements (e.g., first counter is the counter
  for the forward direction, the second counter for the reverse
  direction).

  Another option is to use two adjacent Flow Records to report both
  directions of a bidirectional Flow separately.  This approach
  requires additional means for mapping those records and is quite
  inefficient due to the redundant reporting of Flow Keys.








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4.7.  Remote Configuration

  Remote configuration was initially out of scope of the IPFIX working
  group in order to concentrate on the protocol specification.
  Therefore, there is currently no standardized way to configure IPFIX
  processes remotely.  Nevertheless, due to the broad need for this
  feature, it is quite likely that solutions for this will be
  standardized soon.

5.  Security Considerations

  This document describes the usage of IPFIX in various scenarios.
  Security requirements for IPFIX target applications and security
  considerations for IPFIX are addressed in [RFC3917] and [RFC5101].
  Those requirements have to be met for the usage of IPFIX for all
  scenarios described in this document.  To our current knowledge, the
  usage scenarios proposed in Section 2 do not induce further security
  hazards.

  The threat level to IPIFX itself may depend on the usage scenario of
  IPFIX.  The usage of IPFIX for accounting or attack detection may
  increase the incentive to attack IPFIX itself.  Nevertheless,
  security considerations have to be taken into account in all
  described scenarios.

  As described in the security considerations in [RFC5101], security
  incidents can become a threat to IPFIX processes themselves, even if
  IPIFX is not the target of the attack.  If an attack generates a
  large amount of Flows (e.g., by sending packets with spoofed
  addresses or simulating Flow termination), Exporting and Collecting
  Processes may get overloaded by the immense amount of records that
  are exported.  A flexible deployment of packet or Flow sampling
  methods can be useful to prevent the exhaustion of resources.

  Section 3 of this document describes how IPFIX can be used in
  combination with other technologies.  New security hazards can arise
  when two individually secure technologies or architectures are
  combined.  For the combination of AAA with IPFIX, an application
  specific module (ASM) or an IPFIX Collector can function as a transit
  point for the messages.  One has to ensure that at this point the
  applied security mechanisms (e.g., encryption of messages) are
  maintained.









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6.  Acknowledgements

  We would like to thank the following people for their contributions,
  discussions on the mailing list, and valuable comments:

     Sebastian Zander
     Robert Loewe
     Reinaldo Penno
     Lutz Mark
     Andy Biermann

  Part of the work has been developed in the research project 6QM,
  co-funded with support from the European Commission.

7.  Normative References

  [RFC4148]  Stephan, E., "IP Performance Metrics (IPPM) Metrics
             Registry", BCP 108, RFC 4148, August 2005.

  [RFC5101]  Claise, B., Ed., "Specification of the IP Flow Information
             Export (IPFIX) Protocol for the Exchange of IP Traffic
             Flow Information", RFC 5101, January 2008.

  [RFC5102]  Quittek, J., Bryant, S., Claise, B., Aitken, P., and J.
             Meyer, "Information Model for IP Flow Information Export",
             RFC 5102, January 2008.

  [RFC5477]  Dietz, T., Claise, B., Aitken, P., Dressler, F., and G.
             Carle, "Information Model for Packet Sampling Exports",
             RFC 5477, March 2009.

8.  Informative References

  [Brow00]   Brownlee, N., "Packet Matching for NeTraMet
             Distributions", <http://www.caida.org/tools/measurement/
             netramet/packetmatching/>.

  [DuGr00]   Duffield, N. and M. Grossglauser, "Trajectory Sampling for
             Direct Traffic Observation", Proceedings of ACM SIGCOMM
             2000, Stockholm, Sweden, August 28 - September 1, 2000.

  [GrDM98]   Graham, I., Donnelly, S., Martin, S., Martens, J., and J.
             Cleary, "Nonintrusive and Accurate Measurement of
             Unidirectional Delay and Delay Variation on the Internet",
             INET'98, Geneva, Switzerland, 21-24 July, 1998.






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RFC 5472                  IPFIX Applicability                 March 2009


  [RFC2679]  Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way
             Delay Metric for IPPM", RFC 2679, September 1999.

  [RFC2680]  Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way
             Packet Loss Metric for IPPM", RFC 2680, September 1999.

  [RFC2681]  Almes, G., Kalidindi, S., and M. Zekauskas, "A Round-trip
             Delay Metric for IPPM", RFC 2681, September 1999.

  [RFC2702]  Awduche, D., Malcolm, J., Agogbua, J., O'Dell, M., and J.
             McManus, "Requirements for Traffic Engineering Over MPLS",
             RFC 2702, September 1999.

  [RFC2720]  Brownlee, N., "Traffic Flow Measurement: Meter MIB", RFC
             2720, October 1999.

  [RFC2722]  Brownlee, N., Mills, C., and G. Ruth, "Traffic Flow
             Measurement: Architecture", RFC 2722, October 1999.

  [RFC2903]  de Laat, C., Gross, G., Gommans, L., Vollbrecht, J., and
             D. Spence, "Generic AAA Architecture", RFC 2903, August
             2000.

  [RFC2975]  Aboba, B., Arkko, J., and D. Harrington, "Introduction to
             Accounting Management", RFC 2975, October 2000.

  [RFC3246]  Davie, B., Charny, A., Bennet, J., Benson, K., Le Boudec,
             J., Courtney, W., Davari, S., Firoiu, V., and D.
             Stiliadis, "An Expedited Forwarding PHB (Per-Hop
             Behavior)", RFC 3246, March 2002.

  [RFC3330]  IANA, "Special-Use IPv4 Addresses", RFC 3330, September
             2002.

  [RFC3334]  Zseby, T., Zander, S., and C. Carle, "Policy-Based
             Accounting", RFC 3334, October 2002.

  [RFC3393]  Demichelis, C. and P. Chimento, "IP Packet Delay Variation
             Metric for IP Performance Metrics (IPPM)", RFC 3393,
             November 2002.

  [RFC3577]  Waldbusser, S., Cole, R., Kalbfleisch, C., and D.
             Romascanu, "Introduction to the Remote Monitoring (RMON)
             Family of MIB Modules", RFC 3577, August 2003.

  [RFC3588]  Calhoun, P., Loughney, J., Guttman, E., Zorn, G., and J.
             Arkko, "Diameter Base Protocol", RFC 3588, September 2003.




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  [RFC3729]  Waldbusser, S., "Application Performance Measurement MIB",
             RFC 3729, March 2004.

  [RFC3758]  Stewart, R., Ramalho, M., Xie, Q., Tuexen, M., and P.
             Conrad, "Stream Control Transmission Protocol (SCTP)
             Partial Reliability Extension", RFC 3758, May 2004.

  [RFC3917]  Quittek, J., Zseby, T., Claise, B., and S. Zander,
             "Requirements for IP Flow Information Export (IPFIX)", RFC
             3917, October 2004.

  [RFC4150]  Dietz, R. and R. Cole, "Transport Performance Metrics
             MIB", RFC 4150, August 2005.

  [RFC4960]  Stewart, R., Ed., "Stream Control Transmission Protocol",
             RFC 4960, September 2007.

  [RFC5470]  Sadasivan, G., Brownlee, N., Claise, B., and J. Quittek,
             "Architecture for IP Flow Information Export", RFC 5470,
             March 2009.

  [RFC5475]  Zseby, T., Molina, M., Duffield, N., Niccolini, S., and F.
             Raspall, "Sampling and Filtering Techniques for IP Packet
             Selection", RFC 5475, March 2009.

  [RFC5476]  Claise, B., Ed., "Packet Sampling (PSAMP) Protocol
             Specifications", RFC 5476, March 2009.

  [ZsZC01]   Zseby, T., Zander, S., and G. Carle, "Evaluation of
             Building Blocks for Passive One-way-delay Measurements",
             Proceedings of Passive and Active Measurement Workshop
             (PAM 2001), Amsterdam, The Netherlands, April 23-24, 2001



















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Authors' Addresses

  Tanja Zseby
  Fraunhofer Institute for Open Communication Systems (FOKUS)
  Kaiserin-Augusta-Allee 31
  10589 Berlin, Germany
  Phone: +49 30 3463 7153
  EMail: [email protected]

  Elisa Boschi
  Hitachi Europe
  c/o ETH Zurich
  Gloriastrasse 35
  8092 Zurich
  Switzerland
  Phone: +41 44 6327057
  EMail: [email protected]

  Nevil Brownlee
  CAIDA (UCSD/SDSC)
  9500 Gilman Drive
  La Jolla, CA 92093-0505
  Phone: +1 858 534 8338
  EMail: [email protected]

  Benoit Claise
  Cisco Systems, Inc.
  De Kleetlaan 6a b1
  1831 Diegem
  Belgium
  Phone: +32 2 704 5622
  EMail: [email protected]



















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