Network Working Group                               N. Mavrogiannopoulos
Request for Comments: 5081                                   Independent
Category: Experimental                                     November 2007


 Using OpenPGP Keys for Transport Layer Security (TLS) Authentication

Status of This Memo

  This memo defines an Experimental Protocol for the Internet
  community.  It does not specify an Internet standard of any kind.
  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

Abstract

  This memo proposes extensions to the Transport Layer Security (TLS)
  protocol to support the OpenPGP key format.  The extensions discussed
  here include a certificate type negotiation mechanism, and the
  required modifications to the TLS Handshake Protocol.

Table of Contents

  1. Introduction ....................................................2
  2. Terminology .....................................................2
  3. Changes to the Handshake Message Contents .......................2
     3.1. Client Hello ...............................................2
     3.2. Server Hello ...............................................3
     3.3. Server Certificate .........................................3
     3.4. Certificate Request ........................................4
     3.5. Client Certificate .........................................5
     3.6. Other Handshake Messages ...................................5
  4. Security Considerations .........................................5
  5. IANA Considerations .............................................6
  6. Acknowledgements ................................................6
  7. References ......................................................6
     7.1. Normative References .......................................6
     7.2. Informative References .....................................7













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1.  Introduction

  The IETF has two sets of standards for public key certificates, one
  set for use of X.509 certificates [PKIX] and one for OpenPGP
  certificates [OpenPGP].  At the time of writing, TLS [TLS] standards
  are defined to use only X.509 certificates.  This document specifies
  a way to negotiate use of OpenPGP certificates for a TLS session, and
  specifies how to transport OpenPGP certificates via TLS.  The
  proposed extensions are backward compatible with the current TLS
  specification, so that existing client and server implementations
  that make use of X.509 certificates are not affected.

2.  Terminology

  The term "OpenPGP key" is used in this document as in the OpenPGP
  specification [OpenPGP].  We use the term "OpenPGP certificate" to
  refer to OpenPGP keys that are enabled for authentication.

  This document uses the same notation and terminology used in the TLS
  Protocol specification [TLS].

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].

3.  Changes to the Handshake Message Contents

  This section describes the changes to the TLS handshake message
  contents when OpenPGP certificates are to be used for authentication.

3.1.  Client Hello

  In order to indicate the support of multiple certificate types,
  clients MUST include an extension of type "cert_type" (see Section 5)
  to the extended client hello message.  The hello extension mechanism
  is described in [TLSEXT].

  This extension carries a list of supported certificate types the
  client can use, sorted by client preference.  This extension MUST be
  omitted if the client only supports X.509 certificates.  The
  "extension_data" field of this extension contains a
  CertificateTypeExtension structure.









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     enum { client, server } ClientOrServerExtension;

     enum { X.509(0), OpenPGP(1), (255) } CertificateType;

     struct {
        select(ClientOrServerExtension) {
           case client:
              CertificateType certificate_types<1..2^8-1>;
           case server:
              CertificateType certificate_type;
        }
     } CertificateTypeExtension;

  No new cipher suites are required to use OpenPGP certificates.  All
  existing cipher suites that support a compatible, with the key, key
  exchange method can be used in combination with OpenPGP certificates.

3.2.  Server Hello

  If the server receives a client hello that contains the "cert_type"
  extension and chooses a cipher suite that requires a certificate,
  then two outcomes are possible.  The server MUST either select a
  certificate type from the certificate_types field in the extended
  client hello or terminate the connection with a fatal alert of type
  "unsupported_certificate".

  The certificate type selected by the server is encoded in a
  CertificateTypeExtension structure, which is included in the extended
  server hello message using an extension of type "cert_type".  Servers
  that only support X.509 certificates MAY omit including the
  "cert_type" extension in the extended server hello.

3.3.  Server Certificate

  The contents of the certificate message sent from server to client
  and vice versa are determined by the negotiated certificate type and
  the selected cipher suite's key exchange algorithm.

  If the OpenPGP certificate type is negotiated, then it is required to
  present an OpenPGP certificate in the certificate message.  The
  certificate must contain a public key that matches the selected key
  exchange algorithm, as shown below.









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     Key Exchange Algorithm  OpenPGP Certificate Type

     RSA                     RSA public key that can be used for
                             encryption.

     DHE_DSS                 DSS public key that can be used for
                             authentication.

     DHE_RSA                 RSA public key that can be used for
                             authentication.

  An OpenPGP certificate appearing in the certificate message is sent
  using the binary OpenPGP format.  The certificate MUST contain all
  the elements required by Section 11.1 of [OpenPGP].

  The option is also available to send an OpenPGP fingerprint, instead
  of sending the entire certificate.  The process of fingerprint
  generation is described in Section 12.2 of [OpenPGP].  The peer shall
  respond with a "certificate_unobtainable" fatal alert if the
  certificate with the given fingerprint cannot be found.  The
  "certificate_unobtainable" fatal alert is defined in Section 4 of
  [TLSEXT].

     enum {
          cert_fingerprint (0), cert (1), (255)
     } OpenPGPCertDescriptorType;

     opaque OpenPGPCertFingerprint<16..20>;

     opaque OpenPGPCert<0..2^24-1>;

     struct {
          OpenPGPCertDescriptorType descriptorType;
          select (descriptorType) {
               case cert_fingerprint: OpenPGPCertFingerprint;
               case cert: OpenPGPCert;
          }
     } Certificate;

3.4.  Certificate Request

  The semantics of this message remain the same as in the TLS
  specification.  However, if this message is sent, and the negotiated
  certificate type is OpenPGP, the "certificate_authorities" list MUST
  be empty.






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3.5.  Client Certificate

  This message is only sent in response to the certificate request
  message.  The client certificate message is sent using the same
  formatting as the server certificate message, and it is also required
  to present a certificate that matches the negotiated certificate
  type.  If OpenPGP certificates have been selected and no certificate
  is available from the client, then a certificate structure that
  contains an empty OpenPGPCert vector MUST be sent.  The server SHOULD
  respond with a "handshake_failure" fatal alert if client
  authentication is required.

3.6.  Other Handshake Messages

  All the other handshake messages are identical to the TLS
  specification.

4.  Security Considerations

  All security considerations discussed in [TLS], [TLSEXT], and
  [OpenPGP] apply to this document.  Considerations about the use of
  the web of trust or identity and certificate verification procedure
  are outside the scope of this document.  These are considered issues
  to be handled by the application layer protocols.

  The protocol for certificate type negotiation is identical in
  operation to ciphersuite negotiation of the [TLS] specification with
  the addition of default values when the extension is omitted.  Since
  those omissions have a unique meaning and the same protection is
  applied to the values as with ciphersuites, it is believed that the
  security properties of this negotiation are the same as with
  ciphersuite negotiation.

  When using OpenPGP fingerprints instead of the full certificates, the
  discussion in Section 6.3 of [TLSEXT] for "Client Certificate URLs"
  applies, especially when external servers are used to retrieve keys.
  However, a major difference is that although the
  "client_certificate_url" extension allows identifying certificates
  without including the certificate hashes, this is not possible in the
  protocol proposed here.  In this protocol, the certificates, when not
  sent, are always identified by their fingerprint, which serves as a
  cryptographic hash of the certificate (see Section 12.2 of
  [OpenPGP]).

  The information that is available to participating parties and
  eavesdroppers (when confidentiality is not available through a
  previous handshake) is the number and the types of certificates they
  hold, plus the contents of certificates.



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5.  IANA Considerations

  This document defines a new TLS extension, "cert_type", assigned a
  value of 9 from the TLS ExtensionType registry defined in [TLSEXT].
  This value is used as the extension number for the extensions in both
  the client hello message and the server hello message.  The new
  extension type is used for certificate type negotiation.

  The "cert_type" extension contains an 8-bit CertificateType field,
  for which a new registry, named "TLS Certificate Types", is
  established in this document, to be maintained by IANA.  The registry
  is segmented in the following way:

  1.  Values 0 (X.509) and 1 (OpenPGP) are defined in this document.

  2.  Values from 2 through 223 decimal inclusive are assigned via IETF
      Consensus [RFC2434].

  3.  Values from 224 decimal through 255 decimal inclusive are
      reserved for Private Use [RFC2434].

6.  Acknowledgements

  This document was based on earlier work made by Will Price and
  Michael Elkins.

  The author wishes to thank Werner Koch, David Taylor, Timo Schulz,
  Pasi Eronen, Jon Callas, Stephen Kent, Robert Sparks, and Hilarie
  Orman for their suggestions on improving this document.

7.  References

7.1.  Normative References

  [TLS]      Dierks, T. and E. Rescorla, "The TLS Protocol Version
             1.1", RFC 4346, April 2006.

  [OpenPGP]  Callas, J., Donnerhacke, L., Finey, H., Shaw, D., and R.
             Thayer, "OpenPGP Message Format", RFC 4880, November 2007.

  [TLSEXT]   Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen, J.,
             and T. Wright, "Transport Layer Security (TLS)
             Extensions", RFC 4366, April 2006.

  [RFC2434]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
             IANA Considerations Section in RFCs", RFC 2434,
             October 1998.




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  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", RFC 2119, March 1997.

7.2.  Informative References

  [PKIX]     Housley, R., Ford, W., Polk, W., and D. Solo, "Internet
             X.509 Public Key Infrastructure Certificate and
             Certificate Revocation List (CRL) Profile", RFC 3280,
             April 2002.

Author's Address

  Nikos Mavrogiannopoulos
  Independent
  Arkadias 8
  Halandri, Attiki  15234
  Greece

  EMail: [email protected]
  URI:   http://www.gnutls.org/































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