Network Working Group                                    C. Bestler, Ed.
Request for Comments: 5043                                      Neterion
Category: Standards Track                                R. Stewart, Ed.
                                                    Cisco Systems, Inc.
                                                           October 2007


             Stream Control Transmission Protocol (SCTP)
                Direct Data Placement (DDP) Adaptation

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Abstract

  This document specifies an adaptation layer to provide a Lower Layer
  Protocol (LLP) service for Direct Data Placement (DDP) using the
  Stream Control Transmission Protocol (SCTP).




























Bestler & Stewart           Standards Track                     [Page 1]

RFC 5043                  SCTP DDP Adaptation               October 2007


Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
    1.1.  Conventions  . . . . . . . . . . . . . . . . . . . . . . .  3
  2.  Definitions  . . . . . . . . . . . . . . . . . . . . . . . . .  3
  3.  Motivation . . . . . . . . . . . . . . . . . . . . . . . . . .  5
  4.  Overview . . . . . . . . . . . . . . . . . . . . . . . . . . .  5
  5.  Data Formats . . . . . . . . . . . . . . . . . . . . . . . . .  5
    5.1.  Adaptation Layer Indicator . . . . . . . . . . . . . . . .  5
    5.2.  Payload Data Chunks  . . . . . . . . . . . . . . . . . . .  6
      5.2.1.  DDP Source Sequence Number (DDP-SSN) . . . . . . . . .  6
      5.2.2.  DDP Segment Chunk  . . . . . . . . . . . . . . . . . .  7
      5.2.3.  DDP Stream Session Control . . . . . . . . . . . . . .  7
  6.  DDP Stream Sessions  . . . . . . . . . . . . . . . . . . . . .  8
    6.1.  Sequencing . . . . . . . . . . . . . . . . . . . . . . . .  9
    6.2.  Legal Sequence: Active/Passive Session Accepted  . . . . .  9
    6.3.  Legal Sequence: Active/Passive Session Rejected  . . . . .  9
    6.4.  Legal Sequence: Active/Passive Session Non-ULP Rejected  . 10
    6.5.  ULP-Specific Sequencing  . . . . . . . . . . . . . . . . . 10
    6.6.  Other Sequencing Rules . . . . . . . . . . . . . . . . . . 10
  7.  SCTP Endpoints . . . . . . . . . . . . . . . . . . . . . . . . 11
    7.1.  Adaptation Layer Indication Restriction  . . . . . . . . . 11
    7.2.  Multihoming Implications . . . . . . . . . . . . . . . . . 11
  8.  Number of Streams  . . . . . . . . . . . . . . . . . . . . . . 12
  9.  Fragmentation  . . . . . . . . . . . . . . . . . . . . . . . . 12
  10. Sequenced Unordered Operation  . . . . . . . . . . . . . . . . 13
  11. Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . 13
    11.1. Association Initialization . . . . . . . . . . . . . . . . 13
    11.2. Chunk Bundling . . . . . . . . . . . . . . . . . . . . . . 14
    11.3. Association Termination  . . . . . . . . . . . . . . . . . 14
  12. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 15
  13. Security Considerations  . . . . . . . . . . . . . . . . . . . 15
  14. Contributors . . . . . . . . . . . . . . . . . . . . . . . . . 16
  15. Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 16
  16. References . . . . . . . . . . . . . . . . . . . . . . . . . . 16
    16.1. Normative References . . . . . . . . . . . . . . . . . . . 16
    16.2. Informative References . . . . . . . . . . . . . . . . . . 16














Bestler & Stewart           Standards Track                     [Page 2]

RFC 5043                  SCTP DDP Adaptation               October 2007


1.  Introduction

  This document describes a method to adapt Direct Data Placement
  [RFC5041] to Stream Control Transmission Protocol (SCTP) [RFC4960].

  Some implementations may include this adaptation layer within their
  SCTP implementations to obtain maximum performance, but the behavior
  of SCTP will be unaffected.  An SCTP layer used solely by this
  adaptation layer is able to take certain optimizations based on the
  limited subset of SCTP capabilities used.  In order to allow
  optimization for these implementations, we specify the use of the new
  adaptation layer indication as defined in [RFC5061]

1.1.  Conventions

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

2.  Definitions

  DDP -  See Direct Data Placement Protocol.

  DDP Endpoint -  The logical sender/receiver of DDP Segments.  An SCTP
     stream pair is not assumed to have a DDP Endpoint.  DDP Segments
     may only be sent once a DDP Endpoint has been assigned to an SCTP
     stream pair by a local interface.

  DDP Source Stream Sequence Number (DDP-SSN) -  A stream-specific
     sequence number assigned by the adaptation layer for each SCTP
     Data Chunk sent.  This is the order that chunks were submitted to
     SCTP, no matter in what order they are actually sent or received.

  DDP Segment -  The smallest unit of data transfer for the DDP
     protocol.  It includes a DDP Header and ULP Payload (if present).
     A DDP Segment should be sized to fit within the Lower Layer
     Protocol MULPDU (Marker PDU Aligned (MPA) Upper Layer PDU).

  DDP Segment Chunk -  An SCTP Payload Data Chunk that encapsulates the
     DDP-SSN and a DDP Segment.

  DDP Stream -  A sequence of DDP Segments whose ordering is defined by
     the LLP.  For SCTP, a DDP stream maps directly to a bidirectional
     pair of SCTP streams with the same Stream IDs.  Note that DDP has
     no ordering guarantees between DDP streams.






Bestler & Stewart           Standards Track                     [Page 3]

RFC 5043                  SCTP DDP Adaptation               October 2007


  DDP Stream Session -  A single pairing of DDP Endpoints over a DDP
     stream that lasts from an Initiation message through the
     Termination message(s).

  DDP Stream Session Control Message -  A message that is used to
     control the association of the DDP Endpoint with the DDP stream.

  Direct Data Placement Protocol (DDP) -  A wire protocol that supports
     Direct Data Placement by associating explicit memory buffer
     placement information with the LLP payload units.

  Lower Layer Protocol (LLP) -  In the context of DDP, the protocol
     layer beneath RDMA that provides a reliable transport service.
     The SCTP DDP adaption is one of the initially defined LLPs for
     DDP.

  Protection Domain -  A common local interface convention to control
     which Steering Tags (STags) are valid with which DDP Endpoints.
     Under this convention, both the Steering Tag and DDP Endpoint are
     created within the context of a Protection Domain, and the
     Steering Tag may only be enabled for DDP Endpoints created under
     the same Protection Domain.

  RDMA -  Remote Direct Memory Access.

  RNIC -  RDMA Network Interface Card.

  SCTP association -  A protocol relationship between two SCTP
     endpoints.  An SCTP association supports multiple SCTP streams.

  SCTP Data Chunk -  An SCTP Chunk used to convey Payload Data.  There
     can be multiple Chunks within each SCTP packet.  Other Chunks are
     used to control the SCTP Association.

  SCTP endpoint -  The logical sender/receiver of SCTP packets.  On a
     multihomed host, an SCTP endpoint is represented to its peers as a
     combination of an SCTP port number and a set of eligible
     destination transport addresses to which SCTP packets can be sent.

  SCTP Stream -  A unidirectional logical channel established from one
     to another associated SCTP endpoint.  There can be multiple SCTP
     streams within each SCTP association.  An SCTP stream is used to
     form one direction of a DDP stream.

  Transmission Sequence Number (TSN) -  A 32-bit sequence number used
     internally by SCTP.  One TSN is attached to each chunk containing
     user data to permit the receiving SCTP endpoint to acknowledge its
     receipt and detect duplicate deliveries.



Bestler & Stewart           Standards Track                     [Page 4]

RFC 5043                  SCTP DDP Adaptation               October 2007


  Upper Layer Protocol (ULP) -  In the context of RDMA protocol
     specifications, this is the layer using RDMA services.  Typically,
     this is an application or middleware.  A primary goal of RDMA
     protocols is to enable direct transfer of payload to/from ULP
     Buffers.

3.  Motivation

  This document specifies an adaptation layer which fulfills the
  requirements of a Lower Layer Protocol (LLP) for DDP using a specific
  subset of SCTP capabilities.

  The defined protocol is intended to be implementable over existing
  SCTP stacks, while clearly defining what portions of SCTP are
  required to enable an implementation to be optimized specifically to
  support DDP.

4.  Overview

  The adaptation layer uses a pair of like-numbered SCTP streams within
  an SCTP Association to provide a reliable DDP stream between two DDP
  Endpoints.  Except as specifically noted, each DDP Segment submitted
  by the DDP layer is encoded as a single unordered SCTP Data Chunk.
  In addition to the DDP Segment, the Data Chunk also contains a
  sequence number (DDP-SSN) that reflects the order in which DDP
  submitted the segments for that stream.

  A DDP Stream Session is defined by DDP Stream Session Control Chunks
  that manage the state of the DDP Stream Session.  These Chunks
  dynamically bind DDP Endpoints to the DDP Stream Session, and DDP
  Segment Chunks are used to reliably deliver DDP Segments with the
  session.

5.  Data Formats

5.1.  Adaptation Layer Indicator

  The DDP/SCTP adaptation layer uses all streams within an SCTP
  association.  An SCTP Association that has had the DDP Adaptation
  Indication negotiated will carry only SCTP Data Chunks as defined in
  this document.

  It is presumed that the handling of incoming data chunks for DDP-
  enabled associations is sufficiently different than for routine SCTP
  associations that it is undesirable to require support for mixing DDP
  and non-DDP streams in a single association.  More than a single
  association is required if an application desires to utilize both DDP
  and non-DDP traffic with the same remote host.



Bestler & Stewart           Standards Track                     [Page 5]

RFC 5043                  SCTP DDP Adaptation               October 2007


  We define an Adaptation Indication that MUST appear in the INIT or
  INIT-ACK with the following format as defined in [RFC5061].

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Type =0xC006           |    Length = Variable          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                    Adaptation Indication                      |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Adaptation Indication:

  The following value has been assigned for DDP.

        DDP                        - 0x00000001


5.2.  Payload Data Chunks

  The DDP SCTP adaptation uses two types of SCTP Payload Data Chunks,
  differentiated by the Payload Protocol Identifier:

     DDP Segment Chunks are used to reliably deliver DDP Segments sent
     between DDP Endpoints.

     DDP Stream Session Control Messages are used to establish and tear
     down DDP Stream Sessions, specifically by controlling the binding
     of DDP Endpoints with SCTP streams.


  Payload Protocol Identifier:

  The following value are defined for DDP in this document
  and have been assigned by IANA:

        DDP Segment Chunk          - 16
        DDP Stream Session Control - 17


5.2.1.  DDP Source Sequence Number (DDP-SSN)

  All SCTP Payload Data Chunks used by this adaptation layer include a
  DDP Source Sequence Number (DDP-SSN).  The DDP-SSN tracks the
  sequence in which the messages were submitted to the SCTP layer for
  the SCTP stream in use.  The DDP-SSN MUST have the same value that
  the SCTP Stream Sequence Number (SSN) would have been assigned had
  ordered SCTP Payload Data Chunks been used rather than unordered.



Bestler & Stewart           Standards Track                     [Page 6]

RFC 5043                  SCTP DDP Adaptation               October 2007


  The rationale for specifying the DDP-SSN is as follows:

  o  The SCTP Stream Sequence Number (SSN) is not suitable for this
     purpose because all messages defined by this document use
     unordered Payload Data Chunks to ensure prompt delivery from the
     receiving SCTP layer.

  o  The SCTP Transmission Sequence Number (TSN) is not suitable for
     determining the original order of Data Chunks within a stream.
     The sending SCTP layer is allowed to optimize the transmission
     sequence of unordered Data Chunks to encourage Chunk Bundling, or
     for other purposes.

5.2.2.  DDP Segment Chunk

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          DDP-SSN              |         DDP Segment           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |
  |                                                               |
  |                         ...                                   |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  DDP Segments are as defined in [RFC5041].  The DDP Segment Chunk
  serves the same purpose as the MPA [RFC5044] Upper Layer PDU (MULPDU)
  in that it carries DDP Segments over a reliable protocol with added
  sequencing information.

5.2.3.  DDP Stream Session Control

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          DDP-SSN              |    Function Code              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |            Private Data (Dependent on Function Code)          |
  |                         ...                                   |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The following function code values are defined for DDP in
  this document:

        DDP Stream Session Initiate         - 0x001
        DDP Stream Session Accept           - 0x002
        DDP Stream Session Reject           - 0x003
        DDP Stream Session Terminate        - 0x004




Bestler & Stewart           Standards Track                     [Page 7]

RFC 5043                  SCTP DDP Adaptation               October 2007


  ULP-supplied Private Data MUST be included for DDP Stream Session
  Initiate, DDP Stream Session Accept, and DDP Stream Session Reject
  messages.  However, the ULP supplied Private DATA MAY be of zero
  length.

  Private Data length MUST NOT exceed 512 bytes in any message.

  Private Data MUST NOT be included in the DDP Stream Session Terminate
  message.

  Received DDP Stream Session Control messages SHOULD be reported to
  the ULP.  If reported, any supplied Private Data MUST be available
  for the ULP to examine.

  The DDP/SCTP adaptation layer MAY limit the number of Session
  Initiate requests that it has submitted to the ULP.  When a DDP
  Stream Session Initiate cannot be forwarded to the ULP due to such a
  limit, the adaptation layer MUST respond with a DDP Stream Session
  Terminate message.

6.  DDP Stream Sessions

  A DDP Endpoint is the logical sender/receiver of DDP Segments.  A DDP
  stream connects two DDP Endpoints using a matched pair of SCTP
  streams having the same SCTP Stream Identifiers.

  A DDP Stream Session defines the sequence of Data Chunks exchanged
  between two DDP Endpoints over a DDP stream that has a distinct
  beginning and end as defined in the following section.  Data Chunks
  from one DDP Stream Session are never carried over to the next
  session.  Each Data Chunk unambiguously belongs to exactly one
  session.  The DDP-SSNs assigned to the Data Chunks for a session MUST
  NOT have any gaps.

  The local interface MAY dynamically associate a DDP Endpoint with the
  DDP stream based upon the initial exchanges of a DDP Session, and
  dynamically terminate that association at the session's end.
  Alternately, a specialized local interface could simply statically
  map DDP Endpoints to DDP streams.

  Conventionally, local interfaces for RDMA have deferred the selection
  of the DDP Endpoint until after the ULP decides to accept an RDMA
  connection request.  But that is a local interface choice and not a
  wire protocol requirement.

  A DDP stream is associated with at most one Protection Domain during
  a single DDP Stream Session.  On the passive side, the association is
  typically deferred until the DDP Stream Session Accept message.



Bestler & Stewart           Standards Track                     [Page 8]

RFC 5043                  SCTP DDP Adaptation               October 2007


6.1.  Sequencing

  The DDP-SSN is reset to zero at the beginning of each DDP Stream
  Session.

  The normative sequence for considering Payload Data Chunks within a
  given session is based upon each Data Chunk's DDP-SSN.  When
  considered in this normative sequence, all sessions MUST conform to
  one of the patterns defined in this section.

  If the adaptation layer receives a Payload Data Chunk that conforms
  to none of the enumerated legal patterns, the DDP Stream Session MUST
  be terminated.

6.2.  Legal Sequence: Active/Passive Session Accepted

  In this DDP Stream Session sequence, one DDP Endpoint assumes the
  active role in requesting a DDP Stream Session, which the other side
  accepts.

     Active side sends a DDP Stream Session Initiate message.

     Passive side sends a DDP Stream Session Accept message.

     Each side may then send zero or more DDP Segments with increasing
     DDP-SSNs, subject to any flow control imposed by other protocol
     layers.

     The final User Data Chunk for each side MAY be a DDP Stream
     Terminate.  At least one side MUST send a DDP Stream Terminate.
     Note that this would follow any RDMAP Terminate message, which to
     the adaptation layer is simply another DDP Segment.

6.3.  Legal Sequence: Active/Passive Session Rejected

  DDP Stream Sessions allow each party to send a single non-payload
  message before the other end commits specific resources to the
  session.  This allows each end to determine which resources are to be
  used, and how they are to be configured, or even if the session
  should be granted.

  These decisions MAY be influenced by the need to assign a specific
  Protection Domain, to determine how many RDMA Read Credits are
  required, or to determine how many receive operations the ULP should
  enable.






Bestler & Stewart           Standards Track                     [Page 9]

RFC 5043                  SCTP DDP Adaptation               October 2007


  Because of these or other factors, the passive side MAY choose to
  reject a DDP Stream Session Request.  This results in the following
  legal sequence:

     Active side sends a DDP Stream Session Initiate message.

     Passive side sends a DDP Stream Session Reject message.

  A DDP Stream Session Reject message MUST NOT be sent unless the
  rejection is at the direction of the ULP.

6.4.  Legal Sequence: Active/Passive Session Non-ULP Rejected

  Acceptance or rejection of DDP Stream Session Initiate messages
  SHOULD be under the control of the ULP.  This MAY require passing an
  event to the ULP.  There MUST be a finite limit on the number of such
  requests that are pending a ULP decision.  When more session requests
  are received, the passive side MUST respond to the Initiate message
  with a DDP Stream Terminate Message.

6.5.  ULP-Specific Sequencing

  An implementation MAY choose to support additional ULP-specific
  sequences, but MUST NOT do so unless requested to do so by the ULP.

  A defined ULP MUST be able to operate using only the defined
  mandatory session sequences.  Any additional sequences must be used
  only for optional optimizations.

6.6.  Other Sequencing Rules

  A DDP Stream Session Control message MUST NOT be sent if it may be
  received before a prior DDP Stream Session Control message within the
  same DDP Stream Session.

  An active side of a DDP Stream Session MUST NOT send a DDP Segment
  that might be received before the DDP Stream Session Initiate
  message.

  This MAY be determined by SCTP acking of the Data Chunk used to carry
  the DDP Stream Session Initiate message, or by receipt of a
  responsive DDP Stream Session Control message.

  A DDP Stream Identifier MUST NOT be reused for another DDP Stream
  Session while any Data Chunk from a prior session might be
  outstanding.





Bestler & Stewart           Standards Track                    [Page 10]

RFC 5043                  SCTP DDP Adaptation               October 2007


7.  SCTP Endpoints

7.1.  Adaptation Layer Indication Restriction

  The local interface MUST allow the ULP to specify an SCTP endpoint to
  use a specific Adaptation Indication.  It MAY require the ULP to do
  so.

  Once an endpoint decides on its acceptable Adaptation Indication(s),
  it SHOULD terminate all requests to establish an association with any
  different Adaptation Indication.

  An SCTP implementation MAY choose to accept association requests for
  a given SCTP endpoint only until one association for the endpoint has
  been established.  At that point, it MAY choose to restrict all
  further associations for the same endpoint to use the same Adaptation
  Indication.

7.2.  Multihoming Implications

  SCTP allows an SCTP endpoint to be associated with multiple IP
  addresses, potentially representing different interface devices.
  Distribution of the logic for a single DDP stream across multiple
  input devices can be very undesirable, resulting in complex cache
  coherency challenges.  Therefore, the local interface MAY restrict
  DDP-enabled SCTP endpoints to a single IP address, or to a set of IP
  addresses that are all assigned to the same input device ("RNIC").

  The default binding of a DDP-enabled SCTP endpoint SHOULD NOT cover
  more than a single IP address unless doing so results in neither
  additional bus traffic nor duplication of memory registration
  resources.  This will frequently result in a different default than
  for SCTP endpoints that are not DDP enabled.

  Applications MAY choose to avoid using out-of-band methods for
  communicating the set of IP addresses used by an SCTP endpoint when
  there is potential confusion as to the intended scope of the SCTP
  endpoint.  For example, assuming the SCTP endpoint consists of all IP
  addresses Advertised by DNS may work for a general purpose SCTP
  endpoint but not a DDP-enabled one.

  Even when multihoming is supported, ULPs are cautioned that they
  SHOULD NOT use ULP control of the source address in an attempt to
  load-balance a stream across multiple paths.  A receiving DDP/SCTP
  implementation that chooses to support multihoming SHOULD optimize
  its design on the assumption that multihoming will be used for
  network fault tolerance, and not to load-balance between paths.  This
  is consistent with recommended SCTP practices.



Bestler & Stewart           Standards Track                    [Page 11]

RFC 5043                  SCTP DDP Adaptation               October 2007


8.  Number of Streams

  DDP streams are bidirectional.  They are always composed by pairing
  the inbound and outbound SCTP streams with the same SCTP Stream
  Identifier.

  The adaptation layer should request the maximum number of SCTP
  streams it will wish to use over the lifetime of the association.
  SCTP streams must still be bound to DDP Endpoints, and a DDP-enabled
  SCTP association does not support ordered Data Chunks.  Therefore,
  the mere existence of an SCTP stream is unlikely to require
  significant supporting resources.

  This mapping uses an SCTP association to carry one or more DDP
  streams.  Each DDP stream will be mapped to a pair of SCTP streams
  with the same SCTP stream number.  The adaptation MUST initialize all
  of its SCTP associations with the same number of inbound and outbound
  streams.

9.  Fragmentation

  A DDP/SCTP Receiver already deals with fragmentation at both the IP
  and DDP layers.  Therefore, use of SCTP layer segmenting will be
  avoided for most cases.

  As a Lower Layer Protocol (LLP) for DDP, the SCTP adaptation layer
  MUST inform the DDP layer of the maximum DDP Segment size that will
  be supported.  This should be the largest value that can be supported
  without use of IP or SCTP fragmentation, or 516 bytes, whichever is
  larger.

  A minimum of 516 bytes is required to allow a DDP Stream Session
  Control Message with 512 bytes of Private Data.

  SCTP data chunk fragmentation MUST NOT be used unless the alternative
  is IP fragmentation.

  The SCTP adaptation layer SHOULD set the maximum DDP Segment size
  below the theoretical maximum in order to allow bundling of Control
  Chunks in the same SCTP packet.

  The SCTP adaptation layer MUST reject DDP Segments that are larger
  than the maximum size specified.








Bestler & Stewart           Standards Track                    [Page 12]

RFC 5043                  SCTP DDP Adaptation               October 2007


10.  Sequenced Unordered Operation

  The adaptation layer MUST use the Unordered option on all Data Chunks
  (U Flag set to one).  The SCTP layer is expected to deliver unordered
  Data Chunks without delay.

  Because DDP employs unordered SCTP delivery, the receiver MUST NOT
  rely upon the SCTP Transmission Sequence Number (TSN) to imply
  ordering of DDP Segments.  The fact that the SCTP Data Chunk for a
  DDP Segment is prior to the cumulative ack point does not guarantee
  that all prior DDP segments have been placed.  The SCTP sender is not
  obligated to transmit unordered Data Chunks in the order presented.

  The DDP-SSN can be used without special logic to determine the
  submission sequence when the maximum number of in-flight messages is
  less than 32768.  This also applies if the sending SCTP accepts no
  more than 32767 Data Chunks for a single stream without assigning
  TSNs.

  If SCTP does accept more than 32768 Data chunks for a single stream
  without assigning TSNs, the sending DDP must simply refrain from
  sending more than 32767 Data Chunks for a single stream without
  acknowledgment.  Note that it MUST NOT rely upon ULP flow control for
  this purpose.  Typical ULP flow control will deal exclusively with
  untagged messages, not with DDP segments.

  The receiver MAY perform a validity check on received DDP-SSNs to
  ensure that any gap could be accounted for by unreceived Data Chunks.
  Implementations SHOULD NOT allocate resources on the assumption that
  DDP-SSNs are valid without first performing such a validity check.
  An invalid DDP-SSN MAY result in termination of the DDP stream.

11.  Procedures

11.1.  Association Initialization

  At the startup of an association, a DDP/SCTP adaptation layer MUST
  include an adaptation layer indication in its INIT or INIT-ACK (as
  defined in Section 5.1).  After the exchange of the initial first two
  SCTP chunks (INIT and INIT-ACK), an endpoint MUST verify and inspect
  the Adaptation Indication and compare it to the following table to
  determine proper action.









Bestler & Stewart           Standards Track                    [Page 13]

RFC 5043                  SCTP DDP Adaptation               October 2007


         Indication |           Action
           type     |
  ++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
                    | This indicates that the peer DOES NOT
        NONE        | support ANY DDP or RDMA adaptation, and thus
                    | RDMA and DDP procedures MUST NOT be
                    | performed upon this association.
  ++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
                    | This indicates that the peer DOES support
        DDP         | the DDP/SCTP adaptation layer defined here.
  ++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
                    | This indicates that the peer DOES NOT
      ANY-OTHER     | support the DDP adaptation, and thus
      Indication    | DDP procedures MUST NOT be performed
                    | upon this association.
  ++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++

  An implementation MAY require that all associations for a given SCTP
  endpoint be placed in the same mode.

  The local interface MAY allow the ULP to accept only requests to
  establish an association in a specified mode.

11.2.  Chunk Bundling

  SCTP allows multiple Data Chunks to be bundled in a single SCTP
  packet.  Data chunks containing DDP Segments with untagged messages
  SHOULD NOT be delayed to facilitate bundling.  Data chunks containing
  DDP Segments with tagged messages will generally be full sized, and
  hence not subject to bundling.  However, partial-size tagged messages
  MAY be delayed, as they are frequently followed by a short untagged
  message.

11.3.  Association Termination

  Termination of an SCTP Association due to errors should be handled at
  the SCTP layer.  The RDMAP-defined RDMAP Terminate Message SHOULD NOT
  be sent on each DDP stream when a determination has been made to
  terminate an SCTP association.  Sending that message on each SCTP
  stream could severely delay the termination of the association.

  The local interface SHOULD notify all consumers of DDP streams when
  the underlying SCTP stream has been terminated.

  Other RDMAP-defined Terminate Messages MUST be generated as specified
  when a DDP stream is terminated.  Note that with the SCTP mapping,
  termination of a DDP Stream does not mandate termination of the
  Association.



Bestler & Stewart           Standards Track                    [Page 14]

RFC 5043                  SCTP DDP Adaptation               October 2007


12.  IANA Considerations

  This document defines a new SCTP Adaptation Layer Indication
  codepoint for DDP (0x00000001).  [RFC5061] creates the registry from
  which this codepoint has been assigned.

  This document also defines two new SCTP Payload Protocol Identifiers
  (PPIDs).  RFC 4960 [RFC4960] creates the registry from which these
  identifiers have been assigned.  The following values have been
  assigned:

        DDP Segment Chunk           - 16
        DDP Stream Session Control  - 17

13.  Security Considerations

  Any direct placement of memory could pose a significant security risk
  if adequate local controls are not provided.  These threats are
  addressed in the appropriate DDP [RFC5041], RDMA [RFC5040], or
  Security [RFC5042] documents.  This document does not add any
  additional security risks over those found in RFC 4960 [RFC4960].

  The IPsec requirements for Remote Direct Data Placement (RDDP) are
  based on the version of IPsec specified in RFC 2401 [RFC2401] and
  related RFCs, as profiled by RFC 3723 [RFC3723], despite the
  existence of a newer version of IPsec specified in RFC 4301 [RFC4301]
  and related RFCs.  One of the important early applications of the
  RDDP protocols is their use with iSCSI iSER [RFC5046]; RDDP's IPsec
  requirements follow those of IPsec in order to facilitate that usage
  by allowing a common profile of IPsec to be used with iSCSI and the
  RDDP protocols.  In the future, RFC 3723 may be updated to the newer
  version of IPsec; the IPsec security requirements of any such update
  should apply uniformly to iSCSI and the RDDP protocols.

  Additional requirements apply to security for RDDP over SCTP, due to
  the use of SCTP as the transport protocol.  An implementation of
  IPsec for RDDP over SCTP:

  1)  MUST support IPsec functionality for SCTP equivalent to the IPsec
      functionality for TCP that is required by RFC 3723,

  2)  SHOULD support the same level of IPsec functionality for SCTP and
      TCP unless there is no support for TCP, and

  3)  MUST support at least the level of protocol and port selector
      functionality for SCTP that is supported for TCP.





Bestler & Stewart           Standards Track                    [Page 15]

RFC 5043                  SCTP DDP Adaptation               October 2007


14.  Contributors

  Many thanks to our contributors who have spent many hours reading and
  reviewing keeping us straight: Sukanta Ganguly an independent
  consultant, Vivek Kashyap of IBM, Jim Pinkerton of Microsoft, and
  Hemal Shah of Broadcom.  Thanks for all your hard work.

15.  Acknowledgments

  The authors would like to thank the following people that have
  provided comments and input: Stephen Bailey, David Black, Douglas
  Otis, Allyn Romanow, and Jim Williams.

16.  References

16.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3723]  Aboba, B., Tseng, J., Walker, J., Rangan, V., and F.
             Travostino, "Securing Block Storage Protocols over IP",
             RFC 3723, April 2004.

  [RFC4960]  Stewart, R., "Stream Control Transmission Protocol",
             RFC 4960, September 2007.

  [RFC5040]  Recio, R., Metzler, B., Culley, P., Hilland, J., and D.
             Garcia, "A Remote Direct Memory Access Protocol
             Specification", RFC 5040, October 2007.

  [RFC5041]  Shah, H., Pinkerton, J., Recio, R., and P. Culley, "Direct
             Data Placement over Reliable Transports", RFC 5041,
             October 2007.

  [RFC5042]  Pinkerton, J. and E. Deleganes, "Direct Data Placement
             Protocol (DDP) / Remote Direct Memory Access Protocol
             (RDMAP) Security", RFC 5042, October 2007.

  [RFC5061]  Stewart, R., Xie, Q., Tuexen, M., Maruyama, S., and M.
             Kozuka, "Stream Control Transmission Protocol (SCTP)
             Dynamic Address Reconfiguration", RFC 5061,
             September 2007.

16.2.  Informative References

  [RFC2401]  Kent, S. and R. Atkinson, "Security Architecture for the
             Internet Protocol", RFC 2401, November 1998.



Bestler & Stewart           Standards Track                    [Page 16]

RFC 5043                  SCTP DDP Adaptation               October 2007


  [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the
             Internet Protocol", RFC 4301, December 2005.

  [RFC5044]  Culley, P., Elzur, U., Recio, R., Bailey, S., and J.
             Carrier, "Marker PDU Aligned Framing for TCP
             Specification", RFC 5044, October 2007.

  [RFC5046]  Ko, M., Chadalapaka, M., Elzur, U., Shah, H., and P.
             Thaler, "Internet Small Computer System Interface (iSCSI)
             Extensions for Remote Direct Memory Access (RDMA)",
             RFC 5046, October 2007.

Authors' Addresses

  Caitlin Bestler (editor)
  Neterion
  20230 Stevens Creek Blvd.
  Suite C
  Cupertino, CA  95014
  USA

  Phone: 408-366-4639
  EMail: [email protected]


  Randall R. Stewart (editor)
  Cisco Systems, Inc.
  Forest Drive
  Columbia, SC  29036
  USA

  Phone: +1-815-342-5222
  EMail: [email protected]


















Bestler & Stewart           Standards Track                    [Page 17]

RFC 5043                  SCTP DDP Adaptation               October 2007


Full Copyright Statement

  Copyright (C) The IETF Trust (2007).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
  retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
  OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
  THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
  OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
  THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  Intellectual Property Rights or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; nor does it represent that it has
  made any independent effort to identify any such rights.  Information
  on the procedures with respect to rights in RFC documents can be
  found in BCP 78 and BCP 79.

  Copies of IPR disclosures made to the IETF Secretariat and any
  assurances of licenses to be made available, or the result of an
  attempt made to obtain a general license or permission for the use of
  such proprietary rights by implementers or users of this
  specification can be obtained from the IETF on-line IPR repository at
  http://www.ietf.org/ipr.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights that may cover technology that may be required to implement
  this standard.  Please address the information to the IETF at
  [email protected].












Bestler & Stewart           Standards Track                    [Page 18]