Network Working Group                                         T. Goddard
Request for Comments: 4743                     ICEsoft Technologies Inc.
Category: Standards Track                                  December 2006


     Using NETCONF over the Simple Object Access Protocol (SOAP)

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The IETF Trust (2006).


Abstract

  The Network Configuration Protocol (NETCONF) is applicable to a wide
  range of devices in a variety of environments.  Web Services is one
  such environment and is presently characterized by the use of the
  Simple Object Access Protocol (SOAP).  NETCONF finds many benefits in
  this environment: from the reuse of existing standards, to ease of
  software development, to integration with deployed systems.  Herein,
  we describe SOAP over HTTP and SOAP over Blocks Exchange Extensible
  Protocol (BEEP) bindings for NETCONF.





















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Table of Contents

  1. Introduction ....................................................2
  2. SOAP Background for NETCONF .....................................3
     2.1. Use and Storage of WSDL and XSD ............................4
     2.2. SOAP over HTTP .............................................4
     2.3. HTTP Drawbacks .............................................4
     2.4. BCP56: On the Use of HTTP as a Substrate ...................5
     2.5. Important HTTP 1.1 Features ................................6
     2.6. SOAP over BEEP .............................................7
     2.7. SOAP Implementation Considerations .........................7
          2.7.1. SOAP Feature Exploitation ...........................7
          2.7.2. SOAP Headers ........................................7
          2.7.3. SOAP Faults .........................................8
  3. A SOAP Service for NETCONF ......................................9
     3.1. Fundamental Use Case .......................................9
     3.2. NETCONF Session Establishment ..............................9
     3.3. NETCONF Capabilities Exchange ..............................9
     3.4. NETCONF Session Usage .....................................11
     3.5. NETCONF Session Teardown ..................................11
     3.6. A NETCONF over SOAP Example ...............................11
     3.7. NETCONF SOAP WSDL .........................................13
     3.8. Sample Service Definition WSDL ............................14
  4. Security Considerations ........................................15
     4.1. Integrity, Privacy, and Authentication ....................15
     4.2. Vulnerabilities ...........................................16
     4.3. Environmental Specifics ...................................16
  5. IANA Considerations ............................................17
  6. References .....................................................17
     6.1. Normative References ......................................17
     6.2. Informative References ....................................18

1.  Introduction

  Given the use of Extensible Markup Language (XML) [2] and the remote
  procedure call characteristics, it is natural to consider a binding
  of the NETCONF [1] operations to a SOAP [3] application protocol.
  This document proposes a binding of this form.

  In general, SOAP is a natural messaging scheme for NETCONF,
  essentially because of the remote procedure call character of both.
  However, care must be taken with SOAP over HTTP as it is inherently
  synchronous and client-driven.  SOAP over BEEP [11] is technically
  superior, but is not as widely adopted.

  Four basic topics are presented: SOAP specifics of interest to
  NETCONF, specifics on implementing NETCONF as a SOAP-based web
  service, security considerations, and functional Web Services



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  Description Language (WSDL) definitions.  In some sense, the most
  important part of the document is the brief WSDL document presented
  in Section 3.7.  With the right tools, the WSDL combined with the
  base NETCONF XML Schemas provides machine-readable descriptions
  sufficient for the development of software applications using
  NETCONF.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [8].

2.  SOAP Background for NETCONF

  Why introduce SOAP as yet another wrapper around what is already a
  remote procedure call message?  There are, in fact, both technical
  and practical reasons.  The technical reasons are perhaps less
  compelling, but let's examine them first.

  The use of SOAP does offer a few technical advantages.  SOAP is
  fundamentally an XML messaging scheme (which is capable of supporting
  remote procedure call), and it defines a simple message format
  composed of a "header" and a "body" contained within an "envelope".
  The "header" contains meta-information relating to the message and
  can be used to indicate such things as store-and-forward behaviour or
  transactional characteristics.  In addition, SOAP specifies an
  optional encoding for the "body" of the message.  However, this
  encoding is not applicable to NETCONF as one of the goals is to have
  highly readable XML, and SOAP-encoding is optimized instead for ease
  of automated de-serialization.  These benefits of the SOAP message
  structure are simple, but worthwhile because they are already
  standardized.

  It is the practical reasons that truly make SOAP an interesting
  choice for device management.  It is not difficult to invent a
  mechanism for exchanging XML messages over TCP, but what is difficult
  is getting that mechanism supported in a wide variety of tools and
  operating systems and having that mechanism understood by a great
  many developers.  SOAP over HTTP (with WSDL) is seeing good success
  at this, and this means that a device management protocol making use
  of these technologies has advantages in being implemented and
  adopted.  Admittedly, there are interoperability problems with SOAP
  and WSDL, but such problems have wide attention and can be expected
  to be resolved.








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2.1.  Use and Storage of WSDL and XSD

  One of the advantages of using machine-readable formats (such as Web
  Services Description Language (WSDL) [16] and XML Schemas [4]) is
  that they can be used automatically in the software development
  process.  With appropriate tools, WSDL and XSD can be used to
  generate classes that act as remote interfaces or
  application-specific data structures.  Other uses, such as document
  generation and service location, are also common.  A great innovation
  found with many XML-based definition languages is the use of
  hyperlinks for referring to documents containing supporting
  definitions.

    <import namespace="urn:ietf:params:xml:ns:netconf:base:1.0"
            location="http://www.iana.org/assignments/xml-registry/
                      schema/netconf.xsd" />

  For instance, in WSDL, the above import statement imports the
  definitions of XML types and elements from the base NETCONF schema.
  Ideally, the file containing that schema is hosted on a web server
  under the authority of the standards body that defined the schema.
  In this way, dependent standards can be built up over time, and all
  are accessible to automated software tools that ensure adherence to
  the standards.  The IANA-maintained registry for this purpose is
  described in "The IETF XML Registry" [13].

  Note that WSDL declarations for SOAP over BEEP bindings are not yet
  standardized.

2.2.  SOAP over HTTP

  Although SOAP focuses on messages and can be bound to different
  underlying protocols such as HTTP, SMTP, or BEEP, most existing SOAP
  implementations support only HTTP or HTTP/TLS.

  There are a number of advantages to considering SOAP over protocols
  other than HTTP, as HTTP assigns the very distinct client and server
  roles by connection initiation.  This causes difficulties in
  supporting asynchronous notification and can be relieved in many ways
  by replacing HTTP with BEEP.

2.3.  HTTP Drawbacks

  HTTP is not the ideal transport for messaging, but it is adequate for
  the most basic interpretation of "remote procedure call".  HTTP is
  based on a communication pattern whereby the client (which initiates
  the TCP connection) makes a "request" to the server.  The server
  returns a "response", and this process is continued (possibly over a



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  persistent connection, as described below).  This matches the basic
  idea of a remote procedure call where the caller invokes a procedure
  on a remote server and waits for the return value.

  Potential criticisms of HTTP could include the following:

  o  Server-initiated data flow is awkward to provide.

  o  Headers are verbose and text-based

  o  Idle connections may be closed by intermediate proxies

  o  Data encapsulation must adhere to Multipurpose Internet Mail
     Extensions (MIME) [15].

  o  Bulk transfer relies on stream-based ordering.

  In many ways, these criticisms are directed at particular compromises
  in the design of HTTP.  As such, they are important to consider, but
  it is not clear that they result in fatal drawbacks for a device
  management protocol.

2.4.  BCP56: On the Use of HTTP as a Substrate

  Best Current Practice 56 [6] presents a number of important
  considerations on the use of HTTP in application protocols.  In
  particular, it raises the following concerns:

  o  HTTP may be more complex than is necessary for the application.

  o  The use of HTTP may mask the application from some firewalls.

  o  A substantially new service should not reuse port 80 as assigned
     to HTTP.

  o  HTTP caching may mask connection state.

  Fundamentally, these concerns lie directly with common usage of SOAP
  over HTTP, rather than the application of SOAP over HTTP to NETCONF.
  As BCP 56 indicates, it is debatable whether HTTP is an appropriate
  protocol for SOAP at all, and it is likely that BEEP would be a
  superior protocol for most SOAP applications.  Unfortunately, SOAP
  over HTTP is in common use and must be supported if the practical
  benefits of SOAP are to be realized.  Note that the verbose nature of
  SOAP actually makes it more readily processed by firewalls, albeit
  firewalls designed to process SOAP messages.





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  HTTP caches SHOULD NOT be inserted between NETCONF managers and
  agents as NETCONF session state is tied to the state of the
  underlying transport connection.  Three defensive actions can be
  taken:

  o  Caching MUST be prohibited through the use of HTTP headers Cache-
     Control and Pragma: no-cache.

  o  HTTP proxies SHOULD NOT be deployed within the management network.

  o  Use HTTPS.

  It is also possible to respond to the concern on the reuse of port
  80.  Any NETCONF SOAP service MUST always be supported over the new
  standard port for NETCONF over SOAP, and all conforming
  implementations MUST default to attempting connections over this new
  standard port for NETCONF.  A standard port for NETCONF over SOAP
  (over HTTP) has been assigned in the IANA considerations of this
  document.

2.5.  Important HTTP 1.1 Features

  HTTP 1.1 [5] includes two important features that provide for
  relatively efficient transport of SOAP messages.  These features are
  "persistent connections" and "chunked transfer-coding".

  Persistent connections allow a single TCP connection to be used
  across multiple HTTP requests.  This permits multiple SOAP request/
  response message pairs to be exchanged without the overhead of
  creating a new TCP connection for each request.  Given that a single
  stream is used for both requests and responses, it is clear that some
  form of framing is necessary.  For messages whose length is known in
  advance, this is handled by the HTTP header "Content-length".  For
  messages of dynamic length, "Chunking" is required.

  HTTP "Chunking" or "chunked transfer-coding" allows the sender to
  send an indefinite amount of binary data.  This is accomplished by
  informing the receiver of the size of each "chunk" (substring of the
  data) before the chunk is transmitted.  The last chunk is indicated
  by a chunk of zero length.  Chunking can be effectively used to
  transfer a large XML document where the document is generated on-line
  from a non-XML form in memory.

  In terms of its application to SOAP message exchanges, persistent
  connections are clearly important for performance reasons and are
  particularly important when the persistence of authenticated
  connections is at stake.  When one considers that messages of dynamic
  length are the rule rather than the exception for SOAP messages, it



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  is also clear that Chunking is very useful.  In some cases, it is
  possible to buffer a SOAP response and determine its length before
  sending, but the storage requirements for this are prohibitive for
  many devices.  Together, these two features provide a good foundation
  for device management using SOAP over HTTP.  HTTP chunking and
  persistent connections [5] SHOULD be used.

2.6.  SOAP over BEEP

  Although not widely adopted by the Web Services community, BEEP is an
  excellent substrate for SOAP [12].  In particular, it provides for
  request/response message exchanges initiated by either BEEP peer and
  allows the number of response messages to be arbitrary (including
  zero).  The BEEP profile for SOAP simply makes use of a single BEEP
  channel for exchanging SOAP messages and benefits from BEEP's
  inherent strengths for message exchange over a single transport
  connection.

2.7.  SOAP Implementation Considerations

  It is not the goal of this document to cover the SOAP [3]
  specification in detail.  Instead, we provide a few comments that may
  be of interest to an implementor of NETCONF over SOAP.

2.7.1.  SOAP Feature Exploitation

  NETCONF over SOAP does not make extensive use of SOAP features.  For
  instance, NETCONF operations are not broken into SOAP message parts,
  and the SOAP header is not used to convey <rpc> metadata.  This is a
  deliberate design decision as it allows the implementor to provide
  NETCONF over multiple substrates easily while handling the messages
  over those different substrates in a common way.

2.7.2.  SOAP Headers

  Implementers of NETCONF over SOAP should be aware of the following
  characteristic of SOAP headers: a SOAP header may have the attribute
  "mustUnderstand", and, if it does, the recipient must either process
  the header block or not process the SOAP message at all, and instead
  generate a fault.  A "mustUnderstand" header must not be silently
  discarded.

  In general, however, SOAP headers are intended for application-
  specific uses.  The NETCONF SOAP binding does not make use of SOAP
  headers.






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2.7.3.  SOAP Faults

  A SOAP Fault is returned in the event of a NETCONF <rpc-error>.  It
  is constructed essentially as a wrapper for the <rpc-error>, but it
  allows SOAP processors to propagate the <rpc-error> to application
  code using a language-appropriate exception mechanism.

  A SOAP Fault is constructed from an <rpc-error> as follows: the SOAP
  Fault Code Value is "Receiver" in the SOAP envelope namespace, the
  SOAP Fault Reason Text is the contents of the NETCONF <rpc-error>
  "error-tag", and the SOAP Fault detail is the original <rpc-error>
  structure.

  For instance, given the following <rpc-error>,

      <rpc-error xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
        <error-type>rpc</error-type>
        <error-tag>MISSING_ATTRIBUTE</error-tag>
        <error-severity>error</error-severity>
        <error-info>
          <bad-attribute>message-id</bad-attribute>
          <bad-element>rpc</bad-element>
        </error-info>
      </rpc-error>

  the associated SOAP Fault message is

      <soapenv:Envelope
          xmlns:soapenv=
            "http://www.w3.org/2003/05/soap-envelope"
          xmlns:xml="http://www.w3.org/XML/1998/namespace">
        <soapenv:Body>
          <soapenv:Fault>
            <soapenv:Code>
              <soapenv:Value>env:Receiver</soapenv:Value>
            </soapenv:Code>
            <soapenv:Reason>
              <soapenv:Text
                  xml:lang="en">MISSING_ATTRIBUTE</soapenv:Text>
            </soapenv:Reason>
            <detail>
              <rpc-error xmlns=
                  "urn:ietf:params:xml:ns:netconf:base:1.0">
                <error-type>rpc</error-type>
                <error-tag>MISSING_ATTRIBUTE</error-tag>
                <error-severity>error</error-severity>
                <error-info>
                  <bad-attribute>message-id</bad-attribute>



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                  <bad-element>rpc</bad-element>
                </error-info>
              </rpc-error>
            </detail>
          </soapenv:Fault>
        </soapenv:Body>
      </soapenv:Envelope>

3.  A SOAP Service for NETCONF

3.1.  Fundamental Use Case

  The fundamental use case for NETCONF over SOAP is that of a
  management console ("manager" role) managing one or more devices
  running NETCONF agents ("agent" role).  The manager initiates an HTTP
  or BEEP connection to an agent and drives the NETCONF session via a
  sequence of SOAP messages.  When the manager closes the connection,
  the NETCONF session is also closed.

3.2.  NETCONF Session Establishment

  A NETCONF over SOAP session is established by the initial message
  exchange on the underlying substrate.  For HTTP, a NETCONF session is
  established once a SOAP message is POSTed to the NETCONF web
  application URI.  For BEEP, a NETCONF session is established once the
  BEEP profile for SOAP handshake establishes the SOAP channel.

3.3.  NETCONF Capabilities Exchange

  Capabilities exchange and session ID establishment are performed
  through the exchange of <hello> messages.  In the case of SOAP over
  HTTP, the HTTP client MUST send the first <hello> message.  The case
  of SOAP over BEEP imposes no ordering constraints.  For instance, the
  following example shows the exchange of <hello> messages and
  establishes a session ID value of 4.  Observe that the management
  client initiates the exchange and the server agent assigns the
  session ID.














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  C: POST /netconf HTTP/1.1
  C: Host: netconfdevice
  C: Content-Type: text/xml; charset=utf-8
  C: Accept: application/soap+xml, text/*
  C: Cache-Control: no-cache
  C: Pragma: no-cache
  C: Content-Length: 376
  C:
  C: <?xml version="1.0" encoding="UTF-8"?>
  C: <soapenv:Envelope
  C:   xmlns:soapenv="http://www.w3.org/2003/05/soap-envelope">
  C:   <soapenv:Body>
  C:     <hello xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  C:       <capabilities>
  C:         <capability>
  C:           urn:ietf:params:netconf:base:1.0
  C:         </capability>
  C:       </capabilities>
  C:     </hello>
  C:   </soapenv:Body>
  C: </soapenv:Envelope>
  S: HTTP/1.1 200 OK
  S: Content-Type: application/soap+xml; charset=utf-8
  S: Content-Length: 600
  S:
  S: <?xml version="1.0" encoding="UTF-8"?>
  S: <soapenv:Envelope
  S:   xmlns:soapenv="http://www.w3.org/2003/05/soap-envelope">
  S:   <soapenv:Body>
  S:     <hello xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  S:       <capabilities>
  S:         <capability>
  S:           urn:ietf:params:netconf:base:1.0
  S:         </capability>
  S:         <capability>
  S:           urn:ietf:params:netconf:capability:startup:1.0
  S:         </capability>
  S:         <capability>
  S:           http:/example.net/router/2.3/myfeature
  S:        </capability>
  S:       </capabilities>
  S:       <session-id>4</session-id>
  S:     </hello>
  S:   </soapenv:Body>
  S: </soapenv:Envelope>






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3.4.  NETCONF Session Usage

  NETCONF sessions are persistent for both performance and semantic
  reasons.  NETCONF session state contains the following:

  1.  Authentication Information

  2.  Capability Information

  3.  Locks

  4.  Pending Operations

  5.  Operation Sequence Numbers

  Authentication must be maintained throughout a session due to the
  fact that it is expensive to establish.  Capability Information is
  maintained so that appropriate operations can be applied during a
  session.  Locks are released upon termination of a session as this
  makes the protocol more robust.  Pending operations come and go from
  existence during the normal course of remote procedure call (RPC)
  operations.  Operation sequence numbers provide the small but
  necessary state information to refer to operations during the
  session.

  In the case of SOAP over HTTP, a NETCONF session is supported by an
  HTTP connection with an authenticated user.  For SOAP over BEEP, a
  NETCONF session is supported by a BEEP channel operating according to
  the BEEP profile for SOAP [12].

3.5.  NETCONF Session Teardown

  To allow automated cleanup, NETCONF over SOAP session teardown takes
  place when the underlying connection (in the case of HTTP) or channel
  (in the case of BEEP) is closed.  Note that the root cause of such
  teardown may be the closure of the TCP connection under either HTTP
  or BEEP as the case may be.  NETCONF managers and agents must be
  capable of programatically closing the transport connections
  associated with NETCONF sessions, such as in response to a
  <close-session> operation; thus, the HTTP or BEEP substrate
  implementation must expose this appropriately.

3.6.  A NETCONF over SOAP Example

  Since the proposed WSDL (in Section 3.7) uses document/literal
  encoding, the use of a SOAP header and body has little impact on the
  representation of a NETCONF operation.  This example shows HTTP/1.1
  for simplicity.  An example for BEEP would be similar.



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  C: POST /netconf HTTP/1.1
  C: Host: netconfdevice
  C: Content-Type: text/xml; charset=utf-8
  C: Accept: application/soap+xml, text/*
  C: Cache-Control: no-cache
  C: Pragma: no-cache
  C: Content-Length: 465
  C:
  C: <?xml version="1.0" encoding="UTF-8"?>
  C: <soapenv:Envelope
  C:   xmlns:soapenv="http://www.w3.org/2003/05/soap-envelope">
  C:   <soapenv:Body>
  C:     <rpc message-id="101"
  C:          xmlns="xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  C:       <get-config>
  C:         <filter type="subtree">
  C:           <top xmlns="http://example.com/schema/1.2/config">
  C:             <users/>
  C:           </top>
  C:         </filter>
  C:       </get-config>
  C:     </rpc>
  C:   </soapenv:Body>
  C: </soapenv:Envelope>

  The HTTP/1.1 response is also straightforward:

  S: HTTP/1.1 200 OK
  S: Content-Type: application/soap+xml; charset=utf-8
  S: Content-Length: 917
  S:
  S: <?xml version="1.0" encoding="UTF-8"?>
  S: <soapenv:Envelope
  S:   xmlns:soapenv="http://www.w3.org/2003/05/soap-envelope">
  S:   <soapenv:Body>
  S:     <rpc-reply message-id="101"
  S:                xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  S:       <data>
  S:         <top xmlns="http://example.com/schema/1.2/config">
  S:           <users>
  S:             <user>
  S:               <name>root</name>
  S:               <type>superuser</type>
  S:               <full-name>Charlie Root</full-name>
  S:                 <dept>1</dept>
  S:                 <id>1</id>
  S:               </company-info>
  S:             </user>



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  S:             <user>
  S:               <name>fred</name>
  S:               <type>admin</type>
  S:               <full-name>Fred Flintstone</full-name>
  S:                 <dept>2</dept>
  S:                 <id>2</id>
  S:               </company-info>
  S:             </user>
  S:           </users>
  S:         </top>
  S:       </data>
  S:     </rpc-reply>
  S:   </soapenv:Body>
  S: </soapenv:Envelope>

3.7.  NETCONF SOAP WSDL

  <?xml version="1.0" encoding="UTF-8"?>
  <definitions
    xmlns="http://schemas.xmlsoap.org/wsdl/"
    xmlns:SOAP="http://schemas.xmlsoap.org/wsdl/soap/"
    xmlns:tns="urn:ietf:params:xml:ns:netconf:soap:1.0"
    xmlns:netb="urn:ietf:params:xml:ns:netconf:base:1.0"
    targetNamespace="urn:ietf:params:xml:ns:netconf:soap:1.0"
    name="netconf-soap_1.0.wsdl">

    <import namespace="urn:ietf:params:xml:ns:netconf:base:1.0"
            location="http://www.iana.org/assignments/xml-registry/
                      schema/netconf.xsd" />

    <message name="helloRequest">
      <part name="in" element="netb:hello"/>
    </message>
    <message name="helloResponse">
      <part name="out" element="netb:hello"/>
    </message>

    <message name="rpcRequest">
      <part name="in" element="netb:rpc"/>
    </message>
    <message name="rpcResponse">
      <part name="out" element="netb:rpc-reply"/>
    </message>

    <portType name="netconfPortType">
      <operation name="rpc">
        <input message="tns:rpcRequest"/>
        <output message="tns:rpcResponse"/>



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      </operation>
      <operation name="hello">
        <input message="tns:helloRequest"/>
        <output message="tns:helloResponse"/>
      </operation>
    </portType>

    <binding name="netconfBinding" type="tns:netconfPortType">
      <SOAP:binding style="document"
           transport="http://schemas.xmlsoap.org/soap/http"/>
      <operation name="hello">
        <SOAP:operation/>
        <input>
          <SOAP:body use="literal"
               namespace="urn:ietf:params:xml:ns:netconf:soap:1.0"/>
        </input>
        <output>
          <SOAP:body use="literal"
               namespace="urn:ietf:params:xml:ns:netconf:soap:1.0"/>
        </output>
      </operation>
      <operation name="rpc">
        <SOAP:operation/>
        <input>
          <SOAP:body use="literal"
               namespace="urn:ietf:params:xml:ns:netconf:base:1.0"/>
        </input>
        <output>
          <SOAP:body use="literal"
               namespace="urn:ietf:params:xml:ns:netconf:base:1.0"/>
        </output>
      </operation>
    </binding>

  </definitions>

3.8.  Sample Service Definition WSDL

  The following WSDL document assumes a local location for the NETCONF
  over SOAP WSDL definitions.  A typical deployment of a device
  manageable via NETCONF over SOAP would provide a service definition
  similar to the following to identify the address of the device.

  <?xml version="1.0" encoding="UTF-8"?>
  <definitions
    xmlns="http://schemas.xmlsoap.org/wsdl/"
    xmlns:SOAP="http://schemas.xmlsoap.org/wsdl/soap/"
    xmlns:nets="urn:ietf:params:xml:ns:netconf:soap:1.0"



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    targetNamespace="urn:myNetconfService"
    name="myNetconfService.wsdl">

    <import namespace="urn:ietf:params:xml:ns:netconf:soap:1.0"
            location="http://localhost:8080/netconf/
                      schema/netconf-soap_1.0.wsdl"/>

    <service name="netconf">
      <port name="netconfPort" binding="nets:netconfBinding">
        <SOAP:address location="http://localhost:8080/netconf"/>
      </port>
    </service>

  </definitions>

4.  Security Considerations

  NETCONF is used to access and modify configuration information, so
  the ability to access this protocol should be limited to users and
  systems that are authorized to view or modify the agent's
  configuration data.

  Because configuration information is sent in both directions, it is
  not sufficient for just the client or user to be authenticated with
  the server.  The identity of the server should also be authenticated
  with the client.

  Configuration data may include sensitive information, such as user
  names or security keys.  So, NETCONF should only be used over
  communications channels that provide strong encryption for data
  privacy.

  If the NETCONF server provides remote access through insecure
  protocols, such as HTTP, care should be taken to prevent execution of
  the NETCONF program when strong user authentication or data privacy
  is not available.

  The IANA assigned port SHOULD be used, as this provides a means for
  efficient firewall filtering during possible denial-of-service
  attacks.

4.1.  Integrity, Privacy, and Authentication

  The NETCONF SOAP binding relies on an underlying secure transport for
  integrity and privacy.  Such transports are expected to include TLS
  [9] (which, when combined with HTTP, is referred to as HTTPS) and
  IPsec.  There are a number of options for authentication (some of
  which are deployment-specific):



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  o  within the transport (such as with TLS client certificates)

  o  within HTTP (such as Digest Access Authentication [7])

  o  within SOAP (such as a digital signature in the header [17])

  HTTP, BEEP, and SOAP level authentication can be integrated with
  Remote Authentication Dial-In User Service (RADIUS) [10] to support
  remote authentication databases.

  At a miniumum, all conforming NETCONF over SOAP implementations MUST
  support TLS.  Specifically, NETCONF over SOAP over HTTP MUST support
  NETCONF over SOAP over HTTPS, and NETCONF over SOAP over BEEP MUST
  support NETCONF over SOAP over BEEP over TLS.

4.2.  Vulnerabilities

  The above protocols may have various vulnerabilities, and these may
  be inherited by NETCONF over SOAP.

  NETCONF itself may have vulnerabilities because an authorization
  model is not currently specified.

  It is important that device capabilities and authorization remain
  constant for the duration of any outstanding NETCONF session.  In the
  case of NETCONF, it is important to consider that device management
  may be taking place over multiple substrates (in addition to SOAP),
  and it is important that the different substrates have a common
  authentication model.

4.3.  Environmental Specifics

  Some deployments of NETCONF over SOAP may choose to use transports
  without encryption.  This presents vulnerabilities but may be
  selected for deployments involving closed networks or debugging
  scenarios.

  A device managed by NETCONF may interact (over protocols besides
  NETCONF) with devices managed by other protocols, all of differing
  security.  Each point of entry brings with it a potential
  vulnerability.










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5.  IANA Considerations

  IANA assigned TCP port (833) for NETCONF over SOAP over BEEP, and TCP
  port (832) for NETCONF over SOAP over HTTPS.

  IANA will allow for the assignment of an XML namespace within the
  NETCONF namespace "urn:ietf:params:xml:ns:netconf" for the NETCONF
  over SOAP WSDL definitions.  Following the policies outlined in RFC
  2434 [14], assigned values in this subordinate namespace are
  requested to be allocated according to the "Specification Required"
  policy.

  URI: urn:ietf:params:xml:ns:netconf:soap

6.  References

6.1.  Normative References

  [1]   Enns, R., Ed., "NETCONF Configuration Protocol", RFC 4741,
        December 2006.

  [2]   Bray, T., Paoli, J., Sperberg-McQueen, C., and E. Maler,
        "Extensible Markup Language (XML) 1.0 (Second Edition)", W3C
        REC REC-xml-20001006, October 2000,
        <http://www.w3.org/TR/2000/REC-xml-20001006>.

  [3]   Gudgin, M., Hadley, M., Moreau, JJ., and H. Nielsen, "SOAP
        Version 1.2 Part 1: Messaging Framework", W3C
        Recommendation REC-soap12-part1-20030624, June 2002,
        <http://www.w3.org/TR/soap12-part1/>.

  [4]   Thompson, H., Beech, D., Maloney, M., and N. Mendelsohn, "XML
        Schema Part 1: Structures", W3C Recommendation REC-xmlschema-
        1-20010502, May 2001,
        <http://www.w3.org/TR/2001/REC-xmlschema-1-20010502/>.

  [5]   Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L.,
        Leach, P., and T. Berners-Lee, "Hypertext Transfer Protocol --
        HTTP/1.1", RFC 2616, June 1999.

  [6]   Moore, K., "On the use of HTTP as a Substrate", RFC 3205,
        February 2002.

  [7]   Franks, J., Hallam-Baker, P., Hostetler, J., Leach, P.,
        Luotonen, A., Sink, E., and L. Stewart, "HTTP Authentication:
        Basic and Digest Access Authentication", RFC 2617, June 1999.





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RFC 4743                   NETCONF over SOAP               December 2006


  [8]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", RFC 2119, March 1997.

  [9]   Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS)
        Protocol Version 1.1", RFC 4346, April 2006.

  [10]  Rigney, C., Willens, S., Rubens, A., and W. Simpson, "Remote
        Authentication Dial In User Service (RADIUS)", RFC 2865,
        June 2000.

  [11]  Rose, M., "The Blocks Extensible Exchange Protocol Core",
        RFC 3080, March 2001.

  [12]  O'Tuathail, E. and M. Rose, "Using the Simple Object Access
        Protocol (SOAP) in Blocks Extensible Exchange Protocol (BEEP)",
        RFC 4227, January 2006.

  [13]  Mealling, M., "The IETF XML Registry", RFC 3688, January 2004.

  [14]  Alvestrand, H. and T. Narten, "Guidelines for Writing an IANA
        Considerations Section in RFCs", RFC 2434, October 1998.

6.2.  Informative References

  [15]  Freed, N. and N. Borenstein, "Multipurpose Internet Mail
        Extensions (MIME) Part One: Format of Internet Message Bodies",
        RFC 2045, November 1996.

  [16]  Christensen, E., Curbera, F., Meredith, G., and S. Weerawarana,
        "Web Services Description Language (WSDL) 1.1", W3C Note NOTE-
        wsdl-20010315, March 2001,
        <http://www.w3.org/TR/2001/NOTE-wsdl-20010315>.

  [17]  Brown, A., Fox, B., Hada, S., LaMacchia, B., and H. Maruyama,
        "SOAP Security Extensions: Digital Signature", W3C Note NOTE-
        SOAP-dsig-20010206, Feb 2001,
        <http://www.w3.org/TR/SOAP-dsig/>.














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Author's Address

  Ted Goddard
  ICEsoft Technologies Inc.
  Suite 300, 1717 10th St. NW
  Calgary, AB  T2M 4S2
  Canada

  Phone: (403) 663-3322
  EMail: [email protected]
  URI:   http://www.icesoft.com








































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RFC 4743                   NETCONF over SOAP               December 2006


Full Copyright Statement

  Copyright (C) The IETF Trust (2006).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
  retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
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  AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES,
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
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