Network Working Group                                      H. Alvestrand
Request for Comments: 4693                                        Google
Category: Experimental                                      October 2006


                        IETF Operational Notes

Status of this Memo

  This memo defines an Experimental Protocol for the Internet
  community.  It does not specify an Internet standard of any kind.
  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document describes a new document series intended for use as a
  repository for IETF operations documents, which should be more
  ephemeral than RFCs, but more referenceable than Internet-Drafts, and
  with more clear handling procedures than a random Web page.

  It proposes to establish this series as an RFC 3933 process
  experiment.

Table of Contents

  1. Introduction ....................................................2
  2. A Description of the ION Mechanism ..............................2
     2.1. Properties of an ION .......................................2
     2.2. ION Approval ...............................................3
     2.3. Draft IONs .................................................3
     2.4. The ION Store ..............................................4
  3. Proposed Initial IONs ...........................................4
  4. Success Criteria and Sunset Period ..............................5
  5. Background and Motivation .......................................6
  6. IANA Considerations .............................................7
  7. Security Considerations .........................................8
  8. Acknowledgements ................................................8
  9. References ......................................................8
     9.1. Normative References .......................................8
     9.2. Informative References .....................................8






Alvestrand                    Experimental                      [Page 1]

RFC 4693                          ION                       October 2006


1.  Introduction

  This document describes a new document series, called the IETF
  Operational Notes, or IONs.

  This document series is intended to capture the set of procedures
  that the IETF follows, but for which the RFC process is an
  inappropriate documentation vehicle.

  The document series defined here does not modify the IETF process
  rules that are defined in currently valid BCP documents.

  The document series is a process experiment according to RFC 3933
  [RFC3933].

2.  A Description of the ION Mechanism

2.1.  Properties of an ION

  An ION is a document with a certain set of attributes ("front page
  matter").  This specification does not place any limits on what else
  an ION can contain.

  An ION has the following attributes:

  o  A name, which is usable as the filename of the document

  o  A title

  o  A date of approval

  o  An identification of the body that approved this version

  The format of the document is not restricted by this document.  It's
  suggested that there be an ION that describes expectations for ION
  formats.

  An ION is a versioned document.  When a new ION is issued with the
  same name, it obsoletes the previous version.  When one desires to
  retire an ION, one issues an ION saying "This document name is now
  obsolete".

  The ION name + the approval date forms a stable identifier for one
  particular version of an ION; once it is published, it shall never be
  changed, although it may be withdrawn (see below).






Alvestrand                    Experimental                      [Page 2]

RFC 4693                          ION                       October 2006


  The properties list does not include a "category"; while the set of
  documents that might be IONs is extremely wide, we do not know yet
  which categories could make sense.  The question of categories might
  get revisited at the end of the experiment period.

  Procedurally, an ION has the formal authority of a statement from its
  approving body.  This means that an ION cannot change those
  procedures of the IETF that are documented via the BCP series, since
  the BCP series represents a determination of IETF consensus.

2.2.  ION Approval

  An ION is always approved by some body.  The IESG is granted
  authority by this document over the practical management of the
  series and the definition of detailed processes and rules associated
  with it.

  The IESG, the IAB, and IAOC are given the right to approve IONs by
  this document.  The IESG, IAB, or IAOC may decide that other groups
  or roles should be given the right to approve IONs.

  The ION-approving groups are expected to issue IONs related to their
  own areas of responsibility, and to use common sense when IONs are
  needed where it isn't obvious who's responsible for them.

  An updated ION will normally be approved by the same body that
  approved the previous version, or by another body with the approval
  of the previously-approving body.  In case of conflict, or when the
  previous body no longer exists, the IESG will decide who gets to
  approve an updated ION.

  A decision by any other body than the IESG to approve an ION can be
  appealed to the IESG, in which case the IESG can nullify the
  approval.  A decision of the IESG can be appealed using the common
  IETF appeals procedure, except that an IESG decision to nullify an
  IAB decision to approve an ION cannot be appealed to the IAB.

  In the case that the IESG ceases to exist, its successors or
  assignees will take over the tasks given to the IESG in this
  document.

2.3.  Draft IONs

  There is no requirement that an ION will be published as a draft
  before publication.  This will, however, be desirable in many cases,
  and thus, this document describes the properties and procedures for
  handling draft IONs.




Alvestrand                    Experimental                      [Page 3]

RFC 4693                          ION                       October 2006


  Draft IONs shall have, instead of an approval date and an
  identification of the body that approved it, information about:

  o  The word "DRAFT", prominently displayed

  o  The publication date and time

  o  The approval date of the document it is intended to update (if
     any)

  o  The body that is intended to approve this version

  o  The appropriate forum for discussion of this draft (if any)

2.4.  The ION Store

  All approved IONs are archived, in all their versions, and made
  publicly available from resources operated by the IETF secretariat.
  The store should be reachable by common methods like HTTP and FTP,
  and should offer both easy access to the "current" version of all
  IONs and bulk download of all IONs, all versions.

  This document does not constrain the form of the ION Store, but
  mandates that there be a public one.

  Public draft IONs are published separately from the approved IONs.
  Old versions may be published in the draft store and must be kept in
  a version management system for the duration of the experiment.
  Experience will show what the best policy for draft retention is if
  the series is made permanent.

3.  Proposed Initial IONs

  The following IONs should be created as soon as possible after this
  document is published, to give the details of the maintenance of the
  ION series, in order to bootstrap the process:

  o  The ION Format Guide

  o  The ION Store Description

  The following list of documents, some of which currently exist,
  provides examples of documents that could be converted to IONs.  This
  is not a binding recommendation, but gives examples of what IONs can
  be good for.

  o  The I-D publishing procedure




Alvestrand                    Experimental                      [Page 4]

RFC 4693                          ION                       October 2006


  o  The checklist for I-D submission to the IESG (formerly known as
     id-nits)

  o  Procedures for spam control on IETF mailing lists

  o  Procedures for requesting a WG meeting slot

  o  Procedures for IETF minutes

  o  Procedures for IESG meeting minutes

  Once the ION series is permanent, the existence of the ION series may
  cause the following documents to be split into a "policy and
  principles" BCP and a "procedures and boilerplate" document published
  as ION:

  o  IETF Rights in Documents (currently BCP 78) RFC 3978 [RFC3978]

  o  IETF Rights in Technology (currently BCP 79) RFC 3979 [RFC3979]

  o  IETF mailing list management (currently RFC 3005 [RFC3005], BCP
     45, RFC 3683 [RFC3683], BCP 83, and RFC 3934 [RFC3934], BCP 94)

  If someone wishes to do such a split while the experiment is running,
  the BCPs cannot refer to the "procedures" documents as IONs, since
  the concept of an ION may go away.  In that case, any procedures
  removed from a BCP must either be reinstated or otherwise stored as a
  permanently available reference.

4.  Success Criteria and Sunset Period

  This experiment is expected to run for a period of 12 months,
  starting from the date of the first ION published using this
  mechanism.  At the end of the period, the IESG should issue a call
  for comments from the community, asking for people to state their
  agreement to one of the following statements (or a suitable
  reformulation thereof):

  1.  This document series has proved useful, and should be made
      permanent

  2.  This document series is less useful than the equivalent
      information in RFCs and informal Web pages, and should be
      abandoned

  3.  We cannot decide yet; the experiment should continue





Alvestrand                    Experimental                      [Page 5]

RFC 4693                          ION                       October 2006


  The author believes that establishing objective metrics for the
  success or failure of this experiment is not a worthwhile exercise;
  the success or failure will be readily apparent in the community's
  attitudes towards the series.

  If the feedback reveals a community consensus for keeping the series,
  the IESG may choose to create a new BCP RFC containing the
  information herein, suitably modified by experience.

  If the IESG decides that the feedback warrants terminating the
  series, the repository will be closed for new documents, and the
  existing ION documents will be returned to having the same status as
  any other Web page or file on the IETF servers -- this situation will
  closely resemble the situation before the experiment started.

5.  Background and Motivation

  The IETF is an open organization, which means (among other things)
  that there are always newcomers coming in to learn how to perform
  work; this places a requirement on the organization to document its
  processes and procedures in an accessible manner.

  The IETF is also a large organization, which means that when
  procedures change, there are a number of people who will like to know
  of the change, to figure out what has changed, and possibly to
  protest or appeal the change if they disagree with it.

  At the present time (spring 2006), there are three kinds of documents
  used for IETF documentation of its operations and procedures:

  o  BCP and Informational RFCs, which require an IETF consensus call
     for BCP, approval by the IESG, and usually a great deal of debate
     and effort to change, and which bind up editing resources in the
     final edit stage, as well as being limited (in practice) to ASCII.
     The BCP number forms a means of having a stable reference for new
     versions of a document, but an updated Info RFC has a completely
     different identifier from the RFC that it updates; "updates/
     obsoletes" links can give some of the same information, but can
     also be quite confusing to follow.

  o  Web pages, which can be changed without notice, provide very
     little ability to track changes, and have no formal standing --
     confusion is often seen about who has the right to update them,
     what the process for updating them is, and so on.  It is hard when
     looking at a Web page to see whether this is a current procedure,
     a procedure introduced and abandoned, or a draft of a future
     procedure.  For certain procedures, their informal documentation




Alvestrand                    Experimental                      [Page 6]

RFC 4693                          ION                       October 2006


     in the "IESG Guide" wiki has partially clarified this situation
     but has no official status.

  o  "floating" Internet-Drafts, which are frequently updated, in a
     trackable manner, but have no approval mechanism, are limited (in
     practice) to ASCII format, and whose use as semi-permanent
     documents clutters up their use as 6-month temporary working
     documents.

  This note introduces a new series that seems to fulfil the
  requirements for "something in between":

  o  Unlike RFCs, they can be produced without a post-editing stage,
     they can be in any format the controllers of the series choose
     (allowing web pages with hyperlinks, which is an advantage for
     newcomers).

  o  Also unlike RFCs, they can be produced by any body that the IESG
     gives the right to use the mechanism; this allows certain
     procedures to be updated without having to wait for the IESG
     approval cycle.

  o  Unlike Internet-Drafts, they have an explicit approval step --
     this allows a reader to easily see the difference between an idea
     and an operational procedure.

  o  Unlike Web pages, there is an explicit mechanism for finding "all
     current versions", and a mechanism for tracking the history of a
     document.

  The "author" attribute has quite deliberately been omitted from the
  required property list.  While there may be many cases where
  identifying an author is a Good Thing, the responsibility for an
  approved ION rests with the approving body.

  Note: This proposal is NOT intended to affect the standards track in
  any way -- a side effect may be to reduce the number of "process
  BCPs" emitted, but this has no direct bearing on the IETF's technical
  specifications.  It is therefore not within the scope of the NEWTRK
  working group.

6.  IANA Considerations

  IONs will not include protocol specifications, so IONs will make no
  requests for IANA actions.  IANA will not need to review all IONs.

  This document makes no requests of IANA either.




Alvestrand                    Experimental                      [Page 7]

RFC 4693                          ION                       October 2006


7.  Security Considerations

  IONs will not include protocol specifications, so shouldn't have much
  need to talk about security the way RFCs do.

8.  Acknowledgements

  Many people have contributed over the years to the ideas that I have
  tried to express here.

  I'm in particular indebted to John Klensin for his work on trying to
  find a balance between formalism and flexibility in the IETF process,
  and for his earlier attempts at creating such a document series as an
  adjunct to the "ISD" effort, and for his many valuable comments on
  this document.

  In addition, Dave Crocker, Spencer Dawkins, Jeff Hutzelman, Sam
  Hartman, and David Black (gen-ART reviewer) provided valuable
  comments at Last Call time.

9.  References

9.1.  Normative References

  [RFC3933]  Klensin, J. and S. Dawkins, "A Model for IETF Process
             Experiments", BCP 93, RFC 3933, November 2004.

9.2.  Informative References

  [RFC3005]  Harris, S., "IETF Discussion List Charter", BCP 45,
             RFC 3005, November 2000.

  [RFC3683]  Rose, M., "A Practice for Revoking Posting Rights to IETF
             mailing lists", BCP 83, RFC 3683, February 2004.

  [RFC3934]  Wasserman, M., "Updates to RFC 2418 Regarding the
             Management of IETF Mailing Lists", BCP 94, RFC 3934,
             October 2004.

  [RFC3978]  Bradner, S., "IETF Rights in Contributions", BCP 78,
             RFC 3978, March 2005.

  [RFC3979]  Bradner, S., "Intellectual Property Rights in IETF
             Technology", BCP 79, RFC 3979, March 2005.







Alvestrand                    Experimental                      [Page 8]

RFC 4693                          ION                       October 2006


Author's Address

  Harald Tveit Alvestrand
  Google
  Beddingen 10
  N-7014 Trondheim
  Norway

  EMail: [email protected]










































Alvestrand                    Experimental                      [Page 9]

RFC 4693                          ION                       October 2006


Full Copyright Statement

  Copyright (C) The Internet Society (2006).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
  retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
  OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
  ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
  INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
  INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  Intellectual Property Rights or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; nor does it represent that it has
  made any independent effort to identify any such rights.  Information
  on the procedures with respect to rights in RFC documents can be
  found in BCP 78 and BCP 79.

  Copies of IPR disclosures made to the IETF Secretariat and any
  assurances of licenses to be made available, or the result of an
  attempt made to obtain a general license or permission for the use of
  such proprietary rights by implementers or users of this
  specification can be obtained from the IETF on-line IPR repository at
  http://www.ietf.org/ipr.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights that may cover technology that may be required to implement
  this standard.  Please address the information to the IETF at
  [email protected].

Acknowledgement

  Funding for the RFC Editor function is provided by the IETF
  Administrative Support Activity (IASA).







Alvestrand                    Experimental                     [Page 10]