Network Working Group                                        S. Poretsky
Request for Comments: 4689                            Reef Point Systems
Category: Informational                                        J. Perser
                                                               Veriwave
                                                           S. Erramilli
                                                              Telcordia
                                                             S. Khurana
                                                               Motorola
                                                           October 2006


Terminology for Benchmarking Network-layer Traffic Control Mechanisms

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document describes terminology for the benchmarking of devices
  that implement traffic control using packet classification based on
  defined criteria.  The terminology is to be applied to measurements
  made on the data plane to evaluate IP traffic control mechanisms.
  Rules for packet classification can be based on any field in the IP
  header, such as the Differentiated Services Code Point (DSCP), or any
  field in the packet payload, such as port number.



















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Table of Contents

  1. Introduction ....................................................2
  2. Existing Definitions ............................................3
  3. Term Definitions ................................................4
     3.1. Configuration Terms ........................................4
          3.1.1. Classification ......................................4
          3.1.2. Codepoint Set .......................................4
          3.1.3. Forwarding Congestion ...............................5
          3.1.4. Congestion Management ...............................6
          3.1.5. Flow ................................................7
     3.2. Measurement Terms ..........................................7
          3.2.1. Forwarding Capacity .................................7
          3.2.2. Conforming Packet ...................................8
          3.2.3. Nonconforming Packet ................................9
          3.2.4. Forwarding Delay ....................................9
          3.2.5. Jitter .............................................11
          3.2.6. Undifferentiated Response ..........................11
     3.3. Sequence Tracking .........................................12
          3.3.1. Test Sequence Number ...............................12
          3.3.2. Stream .............................................12
          3.3.3. In-Sequence Packet .................................13
          3.3.4. Out-of-Order Packet ................................14
          3.3.5. Duplicate Packet ...................................14
     3.4. Vectors ...................................................15
          3.4.1. Intended Vector ....................................15
          3.4.2. Offered Vector .....................................16
          3.4.3. Expected Vectors ...................................16
          3.4.4. Output Vectors .....................................23
  4. Security Considerations ........................................30
  5. Acknowledgements ...............................................30
  6. References .....................................................31
     6.1. Normative References ......................................31
     6.2. Informative References ....................................31

1.  Introduction

  New terminology is needed because most existing measurements assume
  the absence of congestion and only a single per-hop behavior.  This
  document introduces several new terms that will allow measurements to
  be taken during periods of congestion.

  Another key difference from existing terminology is the definition of
  measurements as observed on egress and ingress of a device/system
  under test.  Again, the existence of congestion requires the addition
  of egress measurements, as well as of those taken on ingress; without
  observing traffic leaving a device/system, it is not possible to say
  whether traffic-control mechanisms effectively dealt with congestion.



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  The principal measurements introduced in this document are vectors
  for rate, delay, and jitter, all of which can be observed with or
  without congestion of the Device Under Test (DUT)/System Under Test
  (SUT).  This document describes only those terms relevant to
  measuring behavior of a DUT or SUT at the egress during periods of
  congestion.  End-to-end and service-level measurements are beyond the
  scope of this document.

2.  Existing Definitions

  RFC 1224, "Techniques for Managing Asynchronously Generated Alerts"
  [St91], is used for 'Time with fine enough units to distinguish
  between two events'.

  RFC 1242, "Benchmarking Terminology for Network Interconnect
  Devices", and RFC 2285, "Benchmarking Terminology for LAN Switching
  Devices", should be consulted before attempting to make use of this
  document.

  RFC 2474, "Definition of the Differentiated Services Field (DS Field)
  in the IPv4 and IPv6 Headers", section 2, contains discussions of a
  number of terms relevant to network-layer traffic control mechanisms
  and should also be consulted.

  For the sake of clarity and continuity, this RFC adopts the template
  for definitions set out in Section 2 of RFC 1242.  Definitions are
  indexed and grouped together in sections for ease of reference.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14, RFC 2119
  [Br97].  RFC 2119 defines the use of these key words to help make the
  intent of standards track documents as clear as possible.  While this
  document uses these keywords, this document is not a standards track
  document.

2.1.  Frequently Used Acronyms

  DA   Destination Address
  DS   DiffServ
  DSCP DiffServ Code Point
  DUT  Device Under Test
  IP   Internet Protocol
  PHB  Per Hop Behavior
  SA   Source Address
  SUT  System Under Test





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3.  Term Definitions

3.1.  Configuration Terms

3.1.1.  Classification

  Definition:
     Selection of packets according to defined rules.

  Discussion:
     Classification determines the per-hop behaviors and traffic
     conditioning functions, such as shaping and dropping, that are to
     be applied to the packet.

     Classification of packets can be based on the DS field or IP
     Precedence in the packet header.  Classification can be based on
     other IP header fields, such as IP Source Address (SA),
     Destination Address (DA), and protocol, or on fields in the packet
     payload, such as port number.  Classification can also be based on
     ingress interface.  It is possible to base classification on
     Multi-Field (MF) criteria such as IP source and destination
     addresses, protocol, and port number.  For further discussion of
     packet classification and its network applications, see [Bl98].

  Measurement units:
     n/a

  See Also:
     None

3.1.2.  Codepoint Set

  Definition:
     The set of all DS Code-points or IP precedence values used during
     the test duration.

  Discussion:
     Describes all the code-point markings associated with packets that
     are input to the DUT/SUT.  For each entry in the codepoint set,
     there are associated vectors describing the rate of traffic,
     delay, loss, or jitter containing that particular DSCP or IP
     precedence value.

     The treatment that a packet belonging to a particular code-point
     gets is subject to the DUT classifying packets to map to the
     correct PHB.  Moreover, the forwarding treatment in general is
     also dependent on the complete set of offered vectors.




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  Measurement Units:
     n/a

  See Also:
     None

3.1.3.  Forwarding Congestion

  Definition:
     A condition in which one or more egress interfaces are offered
     more packets than are forwarded.

  Discussion:
     This condition is a superset of the overload definition [Ma98].
     Overload [Ma98] deals with overloading input and output interfaces
     beyond the maximum transmission allowed by the medium.  Forwarding
     congestion does not assume ingress interface overload as the only
     source of overload on output interfaces.

     Another difference between Forwarding Congestion and overload
     occurs when the SUT comprises multiple elements, in that
     Forwarding Congestion may occur at multiple points.  Consider an
     SUT comprising multiple edge devices exchanging traffic with a
     single core device.  Depending on traffic patterns, the edge
     devices may induce Forwarding Congestion on multiple egress
     interfaces on the core device.

     Throughput [Br91] defines the lower boundary of Forwarding
     Congestion.  Throughput is the maximum offered rate with no
     Forwarding Congestion.  At offered rates above throughput, the
     DUT/SUT is considered to be in a state of Forwarding Congestion.

     Packet Loss, not increased Forwarding Delay, is the external
     observable metric used to indicate the condition of Forwarding
     Congestion.  Packet Loss is a deterministic indicator of
     Forwarding Congestion.  The condition of increased Forwarding
     Delay without Packet Loss is an indicator of Forwarding Congestion
     known as Incipient Congestion.  Incipient Congestion is a non-
     deterministic indicator of Forwarding Congestion [Fl93].  As
     stated in [Ec98], RED [Br98] detects incipient congestion before
     the buffer overflows, but the current Internet environment is
     limited to packet loss as the mechanism for indicating congestion
     to the end-nodes.  [Ra99] implies that it is impractical to build
     a black-box test to observe Incipient Congestion.  [Ra99] instead
     introduces Explicit Congestion Notification (ECN) as a
     deterministic Black-Box method for observing Incipient Congestion.
     [Ra99] is an Experimental RFC with limited deployment, so ECN is
     not used for this particular methodology.  For the purpose of



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     "black-box" testing a DUT/SUT, this methodology uses Packet Loss
     as the indicator of Forwarding Congestion.

     Ingress observations alone are not sufficient to cover all cases
     in which Forwarding Congestion may occur.  A device with an
     infinite amount of memory could buffer an infinite number of
     packets and eventually forward all of them.  However, these
     packets may or may not be forwarded during the test duration.
     Congestion Collapse [Na84] is defined as the state in which
     buffers are full and all arriving packets MUST be dropped across
     the network.  Even though ingress interfaces accept all packets
     without loss, Forwarding Congestion is present in this
     hypothetical device.

     The definition presented here explicitly defines Forwarding
     Congestion as an event observable on egress interfaces.
     Regardless of internal architecture, any device exhibiting Packet
     Loss on one or more egress interfaces is experiencing Forwarding
     Congestion.

  Measurement units:
     None

  See Also:
     Gateway Congestion Control Survey [Ma91]

3.1.4.  Congestion Management

  Definition:
     An implementation of one or more per-hop behaviors to avoid or
     minimize the condition of congestion.

  Discussion:
     Congestion management may seek either to control congestion or
     avoid it altogether through Classification.

     Congestion avoidance mechanisms seek to prevent congestion before
     it actually occurs.

     Congestion control mechanisms give one or more flows (with a
     discrete IP Precedence or DSCP value) preferential treatment over
     other classes during periods of congestion.

  Measurement units:
     n/a

  See Also:
     Classification



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3.1.5.  Flow

  Definition:
     A flow is one or more packets sharing a common intended pair of
     ingress and egress interfaces.

  Discussion:
     Packets are grouped by the ingress and egress interfaces they use
     on a given DUT/SUT.

     A flow can contain multiple source IP addresses and/or destination
     IP addresses.  All packets in a flow MUST enter on the same
     ingress interface and exit on the same egress interface and have
     some common network layer content.

     Microflows [Ni98] are a subset of flows.  As defined in [Ni98],
     microflows require application-to-application measurement.  In
     contrast, flows use lower-layer classification criteria.  Since
     this document focuses on network-layer classification criteria, it
     concentrates here on the use of network-layer identifiers in
     describing a flow.  Flow identifiers also may reside at the data-
     link, transport, or application layers of the OSI model.  However,
     identifiers other than those at the network layer are out of scope
     for this document.

     A flow may contain a single code point/IP precedence value or may
     contain multiple values destined for a single egress interface.
     This is determined by the test methodology.

  Measurement units:
     n/a

  See Also:
     Microflow [Ni98]
     Streams

3.2.  Measurement Terms

3.2.1.  Forwarding Capacity

  Definition:
     The number of packets per second that a device can be observed to
     transmit successfully to the correct egress interface in response
     to a specified offered load while the device drops none of the
     offered packets.






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  Discussion:
     Forwarding Capacity measures the packet rate at the egress
     interface(s) of the DUT/SUT.  In contrast, throughput (as defined
     in RFC 1242) measures the packet rate at the ingress interface(s)
     of the DUT/SUT.

     Ingress-based measurements do not account for queuing of the
     DUT/SUT.  Throughput rates can be higher than the Forwarding
     Capacity because of queueing.  The difference is dependent upon
     test duration, packet rate, and queue size.  Forwarding Capacity,
     as an egress measurement, does take queuing into account.

     Understanding Forwarding Capacity is a necessary precursor to any
     measurement involving Traffic Control Mechanisms.  The
     accompanying methodology document MUST take into consideration
     Forwarding Capacity when determining the expected forwarding
     vectors.  When the sum of the expected forwarding vectors on an
     interface exceeds the Forwarding Capacity, the Forwarding Capacity
     will govern the forwarding rate.

     This measurement differs from forwarding rate at maximum offered
     load (FRMOL) [Ma98] in that the Forwarding Capacity requires zero
     loss.

  Measurement units:
     N-octet packets per second

  See Also:
     Throughput [Br91]
     Forwarding Rate at Maximum Offered Load [Ma98]

3.2.2.  Conforming Packet

  Definition:
     Packets that lie within specific rate, delay, or jitter bounds.

  Discussion:
     A DUT/SUT may be configured to allow a given traffic class to
     consume a given amount of bandwidth, or to fall within predefined
     delay or jitter boundaries.  All packets that lie within specified
     bounds are then said to be conforming, whereas those outside the
     bounds are nonconforming.

  Measurement units:
     n/a






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  See Also:
     Expected Vector
     Forwarding Vector
     Offered Vector
     Nonconforming

3.2.3.  Nonconforming Packet

  Definition:
     Packets that do not lie within specific rate, delay, or jitter
     bounds.

  Discussion:
     A DUT/SUT may be configured to allow a given traffic class to
     consume a given amount of bandwidth, or to fall within predefined
     delay or jitter boundaries.  All packets that do not lie within
     these bounds are then said to be nonconforming.

  Measurement units:
     n/a

  See Also:
     Expected Vector
     Forwarding Vector
     Offered Vector
     Conforming

3.2.4.  Forwarding Delay

  Definition:
     The time interval starting when the last bit of the input IP
     packet is offered to the input port of the DUT/SUT and ending when
     the last bit of the output IP packet is received from the output
     port of the DUT/SUT.

  Discussion:
     The delay time interval MUST be externally observed.  The delay
     measurement MUST NOT include delays added by test bed components
     other than the DUT/SUT, such as propagation time introduced by
     cabling or non-zero delay added by the test instrument.
     Forwarding Delay differs from latency [Br91] and one-way delay
     [Al99] in several key regards:

     1. Latency [Br91] assumes knowledge of whether the DUT/SUT uses
        "store and forward" or "bit forwarding" technology.  Forwarding
        Delay is the same metric, measured the same way, regardless of
        the architecture of the DUT/SUT.




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     2. Forwarding Delay is a last-in, last-out (LILO) measurement,
        unlike the last-in, first-out method [Br91] or the first-in,
        last-out method [Al99].

        The LILO method most closely simulates the way a network-layer
        device actually processes an IP datagram.  IP datagrams are not
        passed up and down the stack unless they are complete, and
        processing begins only once the last bit of the IP datagram has
        been received.

        Further, the LILO method has an additive property, where the
        sum of the parts MUST equal the whole.  This is a key
        difference from [Br91] and [Al99].  For example, the delay
        added by two DUTs MUST equal the sum of the delay of the DUTs.
        This may or may not be the case with [Br91] and [Al99].

     3. Forwarding Delay measures the IP datagram only, unlike [Br91],
        which also includes link-layer overhead.

        A metric focused exclusively on the Internet protocol relieves
        the tester from specifying the start/end for every link-layer
        protocol that IP runs on.  This avoids the need to determine
        whether the start/stop delimiters are included.  It also allows
        the use of heterogeneous link-layer protocols in a test.

     4. Forwarding Delay can be measured at any offered load, whereas
        the latency methodology [Br99] recommends measurement at, and
        only at, the throughput level.  Comparing the Forwarding Delay
        below the throughput to Forwarding Delay above the Forwarding
        Capacity will give insight to the traffic control mechanisms.

        For example, non-congested delay may be measured with an
        offered load that does not exceed the Forwarding Capacity,
        while congested delay may involve an offered load that exceeds
        the Forwarding Capacity.

        Note: Forwarding Delay SHOULD NOT be used as an absolute
        indicator of DUT/SUT Forwarding Congestion.  While Forwarding
        Delay may rise when offered load nears or exceeds the
        Forwarding Capacity, there is no universal point at which
        Forwarding Delay can be said to indicate the presence or
        absence of Forwarding Congestion.

  Measurement units:
     milliseconds






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  See Also:
     Latency [Br91]
     Latency [Al99]
     One-way Delay [Br99]

3.2.5.  Jitter

  Definition:
     The absolute value of the difference between the Forwarding Delay
     of two consecutive received packets belonging to the same stream.

  Discussion:
     The Forwarding Delay fluctuation between two consecutive received
     packets in a stream is reported as the jitter.  Jitter can be
     expressed as |D(i) - D(i-1)|, where D equals the Forwarding Delay
     and i is the order the packets were received.

     Under loss, jitter can be measured between non-consecutive test
     sequence numbers.  When IP Traffic Control Mechanisms are dropping
     packets, fluctuating Forwarding Delay may be observed.  Jitter
     MUST be able to benchmark the delay variation independently of
     packet loss.

     Jitter is related to the IPDV [De02] (IP Delay Variation) by
     taking the absolute value of the ipdv.  The two metrics will
     produce different mean values.  Mean Jitter will produce a
     positive value, where the mean ipdv is typically zero.  Also, IPDV
     is undefined when one packet from a pair is lost.

  Measurement units:
     milliseconds

  See Also:
     Forwarding Delay
     Jitter variation [Ja99]
     ipdv [De02]
     interarrival jitter [Sc96]

3.2.6.  Undifferentiated Response

  Definition:
     The vector(s) obtained when mechanisms used to support diff-serv
     or IP precedence are disabled.

  Discussion:
     Enabling diff-serv or IP precedence mechanisms may impose
     additional processing overhead for packets.  This overhead may
     degrade performance even when traffic belonging to only one class,



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     the best-effort class, is offered to the device.  Measurements
     with "undifferentiated response" SHOULD be made to establish a
     baseline.

     The vector(s) obtained with DSCP or IP precedence enabled can be
     compared to the undifferentiated response to determine the effect
     of differentiating traffic.

  Measurement units:
     n/a

3.3.  Sequence Tracking

3.3.1.  Test Sequence Number

  Definition:
     A field in the IP payload portion of the packet that is used to
     verify the order of the packets on the egress of the DUT/SUT.

  Discussion:
     The traffic generator sets the test sequence number value.  Upon
     receipt of the packet,  the traffic receiver checks the value.
     The traffic generator changes the value on each packet transmitted
     based on an algorithm agreed to by the traffic receiver.

     The traffic receiver keeps track of the sequence numbers on a
     per-stream basis.  In addition to the number of received packets,
     the traffic receiver may also report the number of in-sequence
     packets, the number of out-of-sequence packets, the number of
     duplicate packets, and the number of reordered packets.  The
     RECOMMENDED algorithm to change the sequence number on sequential
     packets is an incrementing value.

  Measurement units:
     n/a

  See Also:
     Stream

3.3.2.  Stream

  Definition:
     A group of packets tracked as a single entity by the traffic
     receiver.  A stream MUST share common content, such as type (IP,
     UDP), IP SA/DA, packet size, or payload.






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  Discussion:
     Streams are tracked by test sequence number or "unique signature
     field" [Ma00].  Streams define how individual packet statistics
     are grouped together to form an intelligible summary.

     Common stream groupings would be by egress interface, destination
     address, source address, DSCP, or IP precedence.  A stream using
     test sequence numbers can track the ordering of packets as they
     traverse the DUT/SUT.

     Streams are not restricted to a pair of source and destination
     interfaces as long as all packets are tracked as a single entity.
     A multicast stream can be forwarded to multiple destination
     interfaces.

  Measurement units:
     n/a

  See Also:
     Flow
     Microflow [Ni98]
     Test sequence number

3.3.3.  In-Sequence Packet

  Definition:
     A received packet with the expected Test Sequence number.

  Discussion:
     In-sequence is done on a stream level.  As packets are received on
     a stream, each packet's Test Sequence number is compared with the
     previous packet.  Only packets that match the expected Test
     Sequence number are considered in-sequence.

     Packets that do not match the expected Test Sequence number are
     counted as "not in-sequence" or out-of-sequence.  Every packet
     that is received is either in-sequence or out-of-sequence.
     Subtracting the in-sequence from the received packets (for that
     stream), the tester can derive the out-of-sequence count.

     Two types of events will prevent the in-sequence from
     incrementing: packet loss and reordered packets.

  Measurement units:
     Packet count






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  See Also:
     Stream
     Test Sequence number

3.3.4.  Out-of-Order Packet

  Definition:
     A received packet with a sequence number less than the sequence
     number of any previously arriving packet.

  Discussion:
     As a stream of packets enters a DUT/SUT, they include a Stream
     Test Sequence number indicating the order the packets were sent to
     the DUT/SUT.  On exiting the DUT/SUT, these packets may arrive in
     a different order.  Each packet that was reordered is counted as
     an Out-of-Order Packet.

     Certain streaming protocols (such as TCP) require the packets to
     be in a certain order.  Packets outside this are dropped by the
     streaming protocols even though they were properly received by the
     IP layer.  The type of reordering tolerated by a streaming
     protocol varies from protocol to protocol, and also by
     implementation.

     Packet loss does not affect the Out-of-Order Packet count.  The
     Out-of-Order Packet count is impacted only by packets that were
     not received in the order that they were transmitted.

  Measurement units:
     packets

  See Also:
     Stream
     Test Sequence number
     Packet Reordering Metric for IPPM [Mo03]

3.3.5.  Duplicate Packet

  Definition:
     A received packet with a Test Sequence number matching a
     previously received packet.

  Discussion:
     A Duplicate Packet is a packet that the DUT/SUT has successfully
     transmitted out an egress interface more than once.  The egress
     interface has previously forwarded this packet.





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     A Duplicate Packet SHOULD be a bit-for-bit copy of an already
     transmitted packet (including Test Sequence number).  If the
     Duplicate Packet traversed different paths through the DUT/SUT,
     some fields (such as TTL or checksum) may have changed.

     A multicast packet is not a Duplicate Packet by definition.  For a
     given IP multicast group, a DUT/SUT SHOULD forward a packet once
     on a given egress interface provided the path to one or more
     multicast receivers is through that interface.  Several egress
     interfaces will transmit the same packet, but only once per
     interface.

     To detect a Duplicate Packet, each packet offered to the DUT/SUT
     MUST contain a unique packet-by-packet identifier.

  Measurement units:
     Packet count

  See Also:
     Stream
     Test Sequence number

3.4.  Vectors

  A vector is a group of packets all matching a specific
  classification criteria, such as DSCP.  Vectors are
  identified by the classification criteria and benchmarking
  metrics, such as a Forwarding Capacity, Forwarding Delay,
  or Jitter.

3.4.1.  Intended Vector

  Definition:
     A description of the configuration on an external source
     for the attempted rate of a stream transmitted to a DUT/SUT
     matching specific classification rules.

  Discussion:
     The Intended Vector of a stream influences the benchmark
     measurements.  The Intended Vector is described by the
     classification criteria and attempted rate.

  Measurement Units:
     N-bytes packets per second







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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  See Also:
     Stream
     Offered Vector
     Forwarding Vector

3.4.2.  Offered Vector

  Definition:
     A description for the attempted rate of a stream offered to
     a DUT/SUT matching specific classification rules.

  Discussion:
     The Offered Vector of a stream influences the benchmark
     measurements.  The Offered Vector is described by the
     classification criteria and offered rate.

  Measurement Units:
     N-bytes packets per second

  See Also:
     Stream
     Intended Vector
     Forwarding Vector

3.4.3.  Expected Vectors

3.4.3.1.  Expected Forwarding Vector

  Definition:
     A description of the expected output rate of packets matching a
     specific classification, such as DSCP.

  Discussion:
     The value of the Expected Forwarding Vector is dependent on the
     set of offered vectors and Classification configuration on the
     DUT/SUT.  The DUT is configured in a certain way so that
     classification occurs when a traffic mix consisting of multiple
     streams is applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Forwarding Vector.

  Measurement units:
     N-octet packets per second




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  See Also:
     Classification
     Stream
     Intended Vector
     Offered Vector

3.4.3.2.  Expected Loss Vector

  Definition:
     A description of the percentage of packets having a specific
     classification that should not be forwarded.

  Discussion:
     The value of the Expected Loss Vector is dependent on the set of
     offered vectors and Classification configuration on the DUT/SUT.
     The DUT is configured in a certain way so that classification
     occurs when a traffic mix consisting of multiple streams is
     applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Loss Vector.

  Measurement Units:
     Percentage of intended packets expected to be dropped.

  See Also:
     Classification
     Stream
     Intended Vector
     Offered Vector
     One-way Packet Loss Metric [Ka99]

3.4.3.3.  Expected Sequence Vector

  Definition:
     A description of the expected in-sequence packets matching a
     specific classification, such as DSCP.

  Discussion:
     The value of the Expected Sequence Vector is dependent on the set
     of offered vectors and Classification configuration on the
     DUT/SUT.  The DUT is configured in a certain way so that
     classification occurs when a traffic mix consisting of multiple
     streams is applied.




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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Sequence Vector.

  Measurement Units:
     N-octet packets per second

  See Also:
     Classification
     Stream
     In-Sequence Packet
     Intended Vector
     Offered Vector

3.4.3.4.  Expected Delay Vector

  Definition:
     A description of the expected instantaneous Forwarding Delay for
     packets matching a specific classification, such as DSCP.

  Discussion:
     The value of the Expected Delay Vector is dependent on the set of
     offered vectors and Classification configuration on the DUT/SUT.
     The DUT is configured in a certain way so that classification
     occurs when a traffic mix consisting of multiple streams is
     applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Delay Vector.

  Measurement units:
     milliseconds

  See Also:
     Classification
     Stream
     Forwarding Delay
     Intended Vector
     Offered Vector







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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


3.4.3.5.  Expected Average Delay Vector

  Definition:
     A description of the expected average Forwarding Delay for packets
     matching a specific classification, such as DSCP.

  Discussion:
     The value of the Expected Average Delay Vector is dependent on the
     set of offered vectors and Classification configuration on the
     DUT/SUT.  The DUT is configured in a certain way so that
     classification occurs when a traffic mix consisting of multiple
     streams is applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Average Delay Vector.

  Measurement units:
     milliseconds

  See Also:
     Classification
     Stream
     Forwarding Delay
     Intended Vector
     Offered Vector
     Expected Delay Vector

3.4.3.6.  Expected Maximum Delay Vector

  Definition:
     A description of the expected maximum Forwarding Delay for packets
     matching a specific classification, such as DSCP.

  Discussion:
     The value of the Expected Maximum Delay Vector is dependent on the
     set of offered vectors and Classification configuration on the
     DUT/SUT.  The DUT is configured in a certain way so that
     classification occurs when a traffic mix consisting of multiple
     streams is applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Maximum Delay Vector.



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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  Measurement units:
     milliseconds

  See Also:
     Classification
     Stream
     Forwarding Delay
     Intended Vector
     Offered Vector
     Expected Delay Vector

3.4.3.7.  Expected Minimum Delay Vector

  Definition:
     A description of the expected minimum Forwarding Delay for packets
     matching a specific classification, such as DSCP.

  Discussion:
     The value of the Expected Minimum Delay Vector is dependent on the
     set of offered vectors and Classification configuration on the
     DUT/SUT.  The DUT is configured in a certain way so that
     classification occurs when a traffic mix consisting of multiple
     streams is applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Minimum Delay Vector.

  Measurement units:
     milliseconds

  See Also:
     Classification
     Stream
     Forwarding Delay
     Intended Vector
     Offered Vector
     Expected Delay Vector

3.4.3.8.  Expected Instantaneous Jitter Vector

  Definition:
     A description of the expected Instantaneous Jitter between two
     consecutive packets arrival times matching a specific
     classification, such as DSCP.




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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  Discussion:
     Instantaneous Jitter is the absolute value of the difference
     between the Forwarding Delay measurement of two packets belonging
     to the same stream.

     The Forwarding Delay fluctuation between two consecutive packets
     in a stream is reported as the "Instantaneous Jitter".
     Instantaneous Jitter can be expressed as |D(i) - D(i-1)|, where D
     equals the Forwarding Delay and i is the test sequence number.
     Packets lost are not counted in the measurement.

     The Forwarding Vector may contain several Jitter Vectors.  For n
     packets received in a Forwarding Vector, there is a total of (n-1)
     Instantaneous Jitter Vectors.

  Measurement units:
     milliseconds

  See Also:
     Classification
     Stream
     Jitter
     Intended Vector
     Offered Vector

3.4.3.9.  Expected Average Jitter Vector

  Definition:
     A description of the expected average jitter for packets arriving
     in a stream matching a specific classification, such as DSCP.

  Discussion:
     Average Jitter Vector is the average of all the Instantaneous
     Jitter Vectors measured during the test duration for the same
     stream.

     The value of the Expected Average Jitter Vector is dependent on
     the set of offered vectors and Classification configuration on the
     DUT/SUT.  The DUT is configured in a certain way so that
     classification occurs when a traffic mix consisting of multiple
     streams is applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Average Jitter Vector.




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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  Measurement units:
     milliseconds

  See Also:
     Classification
     Stream
     Jitter
     Intended Vector
     Offered Vector
     Expected Instantaneous Jitter Vector

3.4.3.10.  Expected Peak-to-peak Jitter Vector

  Definition:
     A description of the expected maximum variation in the Forwarding
     Delay of packet arrival times for packets arriving in a stream
     matching a specific classification, such as DSCP.

  Discussion:
     Peak-to-peak Jitter Vector is the maximum Forwarding Delay minus
     the minimum Forwarding Delay of the packets (in a vector)
     forwarded by the DUT/SUT.

     Peak-to-peak Jitter is not derived from the Instantaneous Jitter
     Vector.  Peak-to-peak Jitter is based upon all the packets during
     the test duration, not just two consecutive packets.

     The value of the Expected Peak-to-peak Jitter Vector is dependent
     on the set of offered vectors and Classification configuration on
     the DUT/SUT.  The DUT is configured in a certain way so that
     classification occurs when a traffic mix consisting of multiple
     streams is applied.

     This term captures the expected forwarding behavior from the DUT
     receiving multiple Offered Vectors.  The actual algorithm or
     mechanism the DUT uses to achieve service differentiation is
     implementation specific and is not important when describing the
     Expected Peak-to-peak Jitter Vector.

  Measurement units:
     milliseconds










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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  See Also:
     Classification
     Stream
     Jitter
     Intended Vector
     Offered Vector
     Expected Instantaneous Jitter Vector
     Expected Average Jitter Vector

3.4.4.  Output Vectors

3.4.4.1.  Forwarding Vector

  Definition:
     The number of packets per second for a stream matching a specific
     classification, such as DSCP, that a DUT/SUT is measured to
     forward to the correct destination interface successfully in
     response to an offered vector.

  Discussion:
     Forwarding Vector is expressed as a combination of values: the
     classification rules AND the measured packets per second for the
     stream matching the classification rules.  Forwarding Vector is a
     per-hop measurement.  The DUT/SUT MAY remark the specific DSCP (or
     IP precedence) value for a multi-hop measurement.  The stream
     remains the same.

  Measurement units:
     N-octet packets per second

  See Also:
     Classification
     Stream
     Forwarding Capacity
     Intended Vector
     Offered Vector
     Expected Vector

3.4.4.2.  Loss Vector

  Definition:
     The percentage of packets per second for a stream matching a
     specific classification, such as DSCP, that a DUT/SUT is measured
     not to transmit to the correct destination interface in response
     to an offered vector.






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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  Discussion:
     Loss Vector is expressed as a combination of values: the
     classification rules AND the measured percentage value of packet
     loss.  Loss Vector is a per-hop measurement.  The DUT/SUT MAY
     remark the specific DSCP or IP precedence value for a multi-hop
     measurement.  The stream remains the same.

  Measurement Units:
     Percentage of packets

  See Also:
     Classification
     Stream
     Intended Vector
     Offered Vector
     Expected Vector
     One-way Packet Loss Metric [Ka99]

3.4.4.3.  Sequence Vector

  Definition:
     The number of packets per second for all packets in a stream
     matching a specific classification, such as DSCP, that a DUT/SUT
     is measured to transmit in sequence to the correct destination
     interface in response to an offered vector.

  Discussion:
     Sequence Vector is expressed as a combination of values: the
     classification rules AND the number of packets per second that are
     in-sequence.

     Sequence Vector is a per-hop measurement.  The DUT/SUT MAY remark
     the specific DSCP or IP precedence value for a multi-hop
     measurement.  The stream remains the same.

  Measurement Units:
     N-octet packets per second

  See Also:
     Classification
     Stream
     In-sequence Packet
     Intended Vector
     Offered Vector
     Expected Vector






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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


3.4.4.4.  Instantaneous Delay Vector

  Definition:
     The instantaneous Forwarding Delay for a packet in a stream
     matching a specific classification, such as DSCP, that a DUT/SUT
     is measured to transmit to the correct destination interface
     successfully in response to an offered vector.

  Discussion:
     Instantaneous Delay Vector is expressed as a combination of
     values: the classification rules AND Forwarding Delay.  For every
     packet received in a Forwarding Vector, there is a corresponding
     Instantaneous Delay Vector.

     Instantaneous Delay Vector is a per-hop measurement.  The DUT/SUT
     MAY remark the specific DSCP or IP precedence value for a multi-
     hop measurement.  The stream remains the same.

     Instantaneous Delay Vector can be obtained at any offered load.
     It is RECOMMENDED that this vector be obtained at or below the
     Forwarding Capacity in the absence of Forwarding Congestion.  For
     congested Forwarding Delay, run the offered load above the
     Forwarding Capacity.

  Measurement Units:
     milliseconds

  See Also:
     Classification
     Stream
     Forwarding Capacity
     Forwarding Delay
     Intended Vector
     Offered Vector
     Expected Delay Vector

3.4.4.5.  Average Delay Vector

  Definition:
     The average Forwarding Delay for packets in a stream matching a
     specific classification, such as DSCP, that a DUT/SUT is measured
     to transmit to the correct destination interface successfully in
     response to an offered vector.








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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  Discussion:
     Average Delay Vector is expressed as combination of values: the
     classification rules AND average Forwarding Delay.

     The average Forwarding Delay is computed by averaging all the
     Instantaneous Delay Vectors for a given stream.

     Average Delay Vector is a per-hop measurement.  The DUT/SUT MAY
     remark the specific DSCP or IP precedence value for a multi-hop
     measurement.  The stream remains the same.

     Average Delay Vector can be obtained at any offered load.  It is
     recommended that the offered load be at or below the Forwarding
     Capacity in the absence of congestion.  For congested Forwarding
     Delay, run the offered load above the Forwarding Capacity.

  Measurement Units:
     milliseconds

  See Also:
     Classification
     Stream
     Forwarding Capacity
     Forwarding Delay
     Intended Vector
     Offered Vector
     Expected Delay Vector
     Instantaneous Delay Vector

3.4.4.6.  Maximum Delay Vector

  Definition:
     The maximum Forwarding Delay for packets in a stream matching a
     specific classification, such as DSCP, that a DUT/SUT is measured
     to transmit to the correct destination interface successfully in
     response to an offered vector.

  Discussion:
     Maximum Delay Vector is expressed as combination of values: the
     classification rules AND maximum Forwarding Delay.

     The maximum Forwarding Delay is computed by selecting the highest
     value from the Instantaneous Delay Vectors for a given stream.

     Maximum Delay Vector is a per-hop measurement.  The DUT/SUT MAY
     remark the specific DSCP or IP precedence value for a multi-hop
     measurement.  The stream remains the same.




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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


     Maximum Delay Vector can be obtained at any offered load.  It is
     recommended that the offered load be at or below the Forwarding
     Capacity in the absence of congestion.  For congested Forwarding
     Delay, run the offered load above the Forwarding Capacity.

  Measurement Units:
     milliseconds

  See Also:
     Classification
     Stream
     Forwarding Capacity
     Forwarding Delay
     Intended Vector
     Offered Vector
     Expected Delay Vector
     Instantaneous Delay Vector

3.4.4.7.  Minimum Delay Vector

  Definition:
     The minimum Forwarding Delay for packets in a stream matching a
     specific classification, such as DSCP, that a DUT/SUT is measured
     to transmit to the correct destination interface successfully in
     response to an offered vector.

  Discussion:
     Minimum Delay Vector is expressed as a combination of values: the
     classification rules AND minimum Forwarding Delay.  The minimum
     Forwarding Delay is computed by selecting the lowest value from
     the Instantaneous Delay Vectors for a given stream.

     Minimum Delay Vector is a per-hop measurement.  The DUT/SUT MAY
     remark the specific DSCP or IP precedence value for a multi-hop
     measurement.  The stream remains the same.

     Minimum Delay Vector can be obtained at any offered load.  It is
     recommended that the offered load be at or below the Forwarding
     Capacity in the absence of congestion.  For congested Forwarding
     Delay, run the offered load above the Forwarding Capacity.

  Measurement Units:
     milliseconds








Poretsky, et al.             Informational                     [Page 27]

RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  See Also:
     Classification
     Stream
     Forwarding Capacity
     Forwarding Delay
     Intended Vector
     Offered Vector
     Expected Delay Vector

3.4.4.8.  Instantaneous Jitter Vector

  Definition:
     The jitter for two consecutive packets in a stream matching a
     specific classification, such as DSCP, that a DUT/SUT is measured
     to transmit to the correct destination interface successfully in
     response to an offered vector.

  Discussion:
     Instantaneous Jitter is the absolute value of the difference
     between the Forwarding Delay measurement of two packets belonging
     to the same stream.

     The Instantaneous Jitter vector is expressed as a pair of numbers.
     Both the specific DSCP (or IP precedence) value AND jitter value
     combine to make a vector.

     The Forwarding Delay fluctuation between two consecutive packets
     in a stream is reported as the "Instantaneous Jitter".
     Instantaneous Jitter Vector can be expressed as |D(i) - D(i-1)|,
     where D equals the Forwarding Delay and i is the test sequence
     number.  Packets lost are not counted in the measurement.

     The Instantaneous Jitter Vector is a per-hop measurement.  The
     DUT/SUT MAY remark the specific DSCP or IP precedence value for a
     multi-hop measurement.  The stream remains the same.

     There may be several Instantaneous Jitter Vectors for a single
     stream.  For n packets measured, there may be (n-1) Instantaneous
     Jitter Vectors.

  Measurement units:
     milliseconds









Poretsky, et al.             Informational                     [Page 28]

RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  See Also:
     Classification
     Stream
     Forwarding Delay
     Jitter
     Forwarding Vector
     Expected Vectors

3.4.4.9.  Average Jitter Vector

  Definition:
     The average jitter for packets in a stream matching a specific
     classification, such as DSCP, that a DUT/SUT is measured to
     transmit to the correct destination interface successfully in
     response to an offered vector.

  Discussion:
     Average jitter is calculated by the average of all the
     Instantaneous Jitter Vectors of the same stream measured during
     the test duration.  Average Jitter Vector is expressed as a
     combination of values:  the classification rules AND average
     Jitter.

     Average Jitter Vector is a per-hop measurement.  The DUT/SUT MAY
     remark the specific DSCP or IP precedence value for a multi-hop
     measurement.  The stream remains the same.

  Measurement units:
     milliseconds

  See Also:
     Classification
     Stream
     Jitter
     Forwarding Vector
     Expected Vector
     Instantaneous Jitter Vector

3.4.4.10.  Peak-to-peak Jitter Vector

  Definition:
     The maximum possible variation in the Forwarding Delay for packets
     in a stream matching a specific classification, such as DSCP, that
     a DUT/SUT is measured to transmit to the correct destination
     interface successfully in response to an offered vector.






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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  Discussion:
     Peak-to-peak Jitter Vector is calculated by subtracting the
     maximum Forwarding Delay from the minimum Forwarding Delay of the
     packets forwarded by the DUT/SUT.  Jitter vector is expressed as a
     combination of values:  the classification rules AND peak-to-peak
     Jitter.

     Peak-to-peak Jitter is not derived from the Instantaneous Jitter
     Vector.  Peak-to-peak Jitter is based upon all the packets during
     the test duration, not just two consecutive packets.

  Measurement units:
     milliseconds

  See Also:
     Jitter
     Forwarding Vector
     Stream
     Expected Vectors
     Instantaneous Jitter Vector
     Average Jitter Vector

4.  Security Considerations

  Documents of this type do not directly affect the security of the
  Internet or of corporate networks as long as benchmarking is not
  performed on devices or systems connected to production networks.

  Packets with unintended and/or unauthorized DSCP or IP precedence
  values may present security issues.  Determining the security
  consequences of such packets is out of scope for this document.

5.  Acknowledgements

  The authors gratefully acknowledge the contributions of the IETF's
  Benchmarking Methodology Working Group members in reviewing this
  document.  The authors would like to express our thanks to David
  Newman for his consistent and valuable assistance throughout the
  development of this document.  The authors would also like to thank
  Al Morton and Kevin Dubray for their ideas and support.











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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


6.  References

6.1.  Normative References

  [Br91] Bradner, S., "Benchmarking terminology for network
         interconnection devices", RFC 1242, July 1991.

  [Br97] Bradner, S., "Key words for use in RFCs to Indicate
         Requirement Levels", BCP 14, RFC 2119, March 1997.

  [Br98] Braden, B., Clark, D., Crowcroft, J., Davie, B., Deering, S.,
         Estrin, D., Floyd, S., Jacobson, V., Minshall, G., Partridge,
         C., Peterson, L., Ramakrishnan, K., Shenker, S., Wroclawski,
         J., and L. Zhang, "Recommendations on Queue Management and
         Congestion Avoidance in the Internet", RFC 2309, April 1998.

  [Ma98] Mandeville, R., "Benchmarking Terminology for LAN Switching
         Devices", RFC 2285, February 1998.

  [Ni98] Nichols, K., Blake, S., Baker, F., and D. Black, "Definition
         of the Differentiated Services Field (DS Field) in the IPv4
         and IPv6 Headers", RFC 2474, December 1998.

  [St91] Steinberg, L., "Techniques for managing asynchronously
         generated alerts", RFC 1224, May 1991.

6.2.  Informative References

  [Al99] Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way Delay
         Metric for IPPM", RFC 2679, September 1999.

  [Bl98] Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z., and
         W. Weiss, "An Architecture for Differentiated Service", RFC
         2475, December 1998.

  [Br99] Bradner, S. and J. McQuaid, "Benchmarking Methodology for
         Network Interconnect Devices", RFC 2544, March 1999.

  [De02] Demichelis, C. and P. Chimento, "IP Packet Delay Variation
         Metric for IP Performance Metrics (IPPM)", RFC 3393, November
         2002.

  [Ec98] http://www3.ietf.org/proceedings/98mar/98mar-edited-135.htm

  [Fl93] Floyd, S., and Jacobson, V., "Random Early Detection gateways
         for Congestion Avoidance", IEEE/ACM Transactions on
         Networking, V.1 N.4, August 1993, p. 397-413.  URL
         "ftp://ftp.ee.lbl.gov/papers/early.pdf".



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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


  [Ja99] Davie, B., Charny, A., Bennet, J.C., Benson, K., Le Boudec,
         J., Courtney, W., Davari, S., Firoiu, V., and D. Stiliadis,
         "An Expedited Forwarding PHB (Per-Hop Behavior)", RFC 3246,
         March 2002.

  [Ka99] Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way Packet
         Loss Metric for IPPM", RFC 2680, September 1999.

  [Ma91] Mankin, A. and K. Ramakrishnan, "Gateway Congestion Control
         Survey", RFC 1254, August 1991.

  [Ma00] Mandeville, R. and J. Perser, "Benchmarking Methodology for
         LAN Switching Devices", RFC 2889, August 2000.

  [Mo03] Morton, A., Ciavattone, L., Ramachandran, G., Shalunov, S.,
         Perser, J., "Packet Reordering Metric for IPPM", Work in
         Progress.

  [Na84] Nagle, J., "Congestion control in IP/TCP internetworks", RFC
         896, January 1984.

  [Ra99] Ramakrishnan, K., Floyd, S., and D. Black, "The Addition of
         Explicit Congestion Notification (ECN) to IP", RFC 3168,
         September 2001.

  [Sc96] Schulzrinne, H., Casner, S., Frederick, R., and V. Jacobson,
         "RTP: A Transport Protocol for Real-Time Applications", STD
         64, RFC 3550, July 2003.























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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


Authors' Addresses

  Jerry Perser
  Veriwave
  8770 SW Nimbus Ave.
  Suite B
  Beaverton, OR 97008   USA
  USA

  Phone: + 1 818 338 4112
  EMail: [email protected]


  Scott Poretsky
  Reef Point Systems
  8 New England Executive Park
  Burlington, MA 01803
  USA

  Phone: + 1 508 439 9008
  EMail: [email protected]


  Shobha Erramilli
  Telcordia Technologies
  331 Newman Springs Road
  Red Bank, New Jersey 07701
  USA

  EMail: [email protected]


  Sumit Khurana
  Motorola
  7700 West Parmer Ln.
  Austin, TX 78729
  USA

  Phone: +1 512 996 6604
  Email: [email protected]











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RFC 4689       Terminology for Traffic Control Mechanisms   October 2006


Full Copyright Statement

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