Network Working Group                                            M. Duke
Request for Comments: 4614                          Boeing Phantom Works
Category: Informational                                        R. Braden
                                     USC Information Sciences Institute
                                                                W. Eddy
                                        Verizon Federal Network Systems
                                                             E. Blanton
                                     Purdue University Computer Science
                                                         September 2006


          A Roadmap for Transmission Control Protocol (TCP)
                       Specification Documents

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document contains a "roadmap" to the Requests for Comments (RFC)
  documents relating to the Internet's Transmission Control Protocol
  (TCP).  This roadmap provides a brief summary of the documents
  defining TCP and various TCP extensions that have accumulated in the
  RFC series.  This serves as a guide and quick reference for both TCP
  implementers and other parties who desire information contained in
  the TCP-related RFCs.


















Duke, et al.                 Informational                      [Page 1]

RFC 4614                      TCP Roadmap                 September 2006


Table of Contents

  1. Introduction ....................................................2
  2. Basic Functionality .............................................4
  3. Recommended Enhancements ........................................6
     3.1. Congestion Control and Loss Recovery Extensions ............7
     3.2. SACK-Based Loss Recovery and Congestion Control ............8
     3.3. Dealing with Forged Segments ...............................9
  4. Experimental Extensions ........................................10
  5. Historic Extensions ............................................13
  6. Support Documents ..............................................14
     6.1. Foundational Works ........................................15
     6.2. Difficult Network Environments ............................16
     6.3. Implementation Advice .....................................19
     6.4. Management Information Bases ..............................20
     6.5. Tools and Tutorials .......................................22
     6.6. Case Studies ..............................................22
  7. Undocumented TCP Features ......................................23
  8. Security Considerations ........................................24
  9. Acknowledgments ................................................24
  10. Informative References ........................................25
     10.1. Basic Functionality ......................................25
     10.2. Recommended Enhancements .................................25
     10.3. Experimental Extensions ..................................26
     10.4. Historic Extensions ......................................27
     10.5. Support Documents ........................................28
     10.6. Informative References Outside the RFC Series ............31

1.  Introduction

  A correct and efficient implementation of the Transmission Control
  Protocol (TCP) is a critical part of the software of most Internet
  hosts.  As TCP has evolved over the years, many distinct documents
  have become part of the accepted standard for TCP.  At the same time,
  a large number of more experimental modifications to TCP have also
  been published in the RFC series, along with informational notes,
  case studies, and other advice.

  As an introduction to newcomers and an attempt to organize the
  plethora of information for old hands, this document contains a
  "roadmap" to the TCP-related RFCs.  It provides a brief summary of
  the RFC documents that define TCP.  This should provide guidance to
  implementers on the relevance and significance of the standards-track
  extensions, informational notes, and best current practices that
  relate to TCP.






Duke, et al.                 Informational                      [Page 2]

RFC 4614                      TCP Roadmap                 September 2006


  This document is not an update of RFC 1122 and is not a rigorous
  standard for what needs to be implemented in TCP.  This document is
  merely an informational roadmap that captures, organizes, and
  summarizes most of the RFC documents that a TCP implementer,
  experimenter, or student should be aware of.  Particular comments or
  broad categorizations that this document makes about individual
  mechanisms and behaviors are not to be taken as definitive, nor
  should the content of this document alone influence implementation
  decisions.

  This roadmap includes a brief description of the contents of each
  TCP-related RFC.  In some cases, we simply supply the abstract or a
  key summary sentence from the text as a terse description.  In
  addition, a letter code after an RFC number indicates its category in
  the RFC series (see BCP 9 [RFC2026] for explanation of these
  categories):

     S - Standards Track (Proposed Standard, Draft Standard, or
         Standard)

     E - Experimental

     B - Best Current Practice

     I - Informational

  Note that the category of an RFC does not necessarily reflect its
  current relevance.  For instance, RFC 2581 is nearly universally
  deployed although it is only a Proposed Standard.  Similarly, some
  Informational RFCs contain significant technical proposals for
  changing TCP.

  This roadmap is divided into four main sections.  Section 2 lists the
  RFCs that describe absolutely required TCP behaviors for proper
  functioning and interoperability.  Further RFCs that describe
  strongly encouraged, but non-essential, behaviors are listed in
  Section 3.  Experimental extensions that are not yet standard
  practices, but that potentially could be in the future, are described
  in Section 4.

  The reader will probably notice that these three sections are broadly
  equivalent to MUST/SHOULD/MAY specifications (per RFC 2119), and
  although the authors support this intuition, this document is merely
  descriptive; it does not represent a binding standards-track
  position.  Individual implementers still need to examine the
  standards documents themselves to evaluate specific requirement
  levels.




Duke, et al.                 Informational                      [Page 3]

RFC 4614                      TCP Roadmap                 September 2006


  A small number of older experimental extensions that have not been
  widely implemented, deployed, and used are noted in Section 5.  Many
  other supporting documents that are relevant to the development,
  implementation, and deployment of TCP are described in Section 6.
  Within each section, RFCs are listed in the chronological order of
  their publication dates.

  A small number of fairly ubiquitous important implementation
  practices that are not currently documented in the RFC series are
  listed in Section 7.

2.  Basic Functionality

  A small number of documents compose the core specification of TCP.
  These define the required basic functionalities of TCP's header
  parsing, state machine, congestion control, and retransmission
  timeout computation.  These base specifications must be correctly
  followed for interoperability.

  RFC 793 S: "Transmission Control Protocol", STD 7 (September 1981)

     This is the fundamental TCP specification document [RFC0793].
     Written by Jon Postel as part of the Internet protocol suite's
     core, it describes the TCP packet format, the TCP state machine
     and event processing, and TCP's semantics for data transmission,
     reliability, flow control, multiplexing, and acknowledgment.

     Section 3.6 of RFC 793, describing TCP's handling of the IP
     precedence and security compartment, is mostly irrelevant today.
     RFC 2873 changed the IP precedence handling, and the security
     compartment portion of the API is no longer implemented or used.
     In addition, RFC 793 did not describe any congestion control
     mechanism.  Otherwise, however, the majority of this document
     still accurately describes modern TCPs.  RFC 793 is the last of a
     series of developmental TCP specifications, starting in the
     Internet Experimental Notes (IENs) and continuing in the RFC
     series.

  RFC 1122 S: "Requirements for Internet Hosts - Communication Layers"
  (October 1989)

     This document [RFC1122] updates and clarifies RFC 793, fixing some
     specification bugs and oversights.  It also explains some features
     such as keep-alives and Karn's and Jacobson's RTO estimation
     algorithms [KP87][Jac88][JK92].  ICMP interactions are mentioned,
     and some tips are given for efficient implementation.  RFC 1122 is
     an Applicability Statement, listing the various features that
     MUST, SHOULD, MAY, SHOULD NOT, and MUST NOT be present in



Duke, et al.                 Informational                      [Page 4]

RFC 4614                      TCP Roadmap                 September 2006


     standards-conforming TCP implementations.  Unlike a purely
     informational "roadmap", this Applicability Statement is a
     standards document and gives formal rules for implementation.

  RFC 2460 S: "Internet Protocol, Version 6 (IPv6) Specification
  (December 1998)

     This document [RFC2460] is of relevance to TCP because it defines
     how the pseudo-header for TCP's checksum computation is derived
     when 128-bit IPv6 addresses are used instead of 32-bit IPv4
     addresses.  Additionally, RFC 2675 describes TCP changes required
     to support IPv6 jumbograms.

  RFC 2581 S: "TCP Congestion Control" (April 1999)

     Although RFC 793 did not contain any congestion control
     mechanisms, today congestion control is a required component of
     TCP implementations.  This document [RFC2581] defines the current
     versions of Van Jacobson's congestion avoidance and control
     mechanisms for TCP, based on his 1988 SIGCOMM paper [Jac88].  RFC
     2001 was a conceptual precursor that was obsoleted by RFC 2581.

     A number of behaviors that together constitute what the community
     refers to as "Reno TCP" are described in RFC 2581.  The name
     "Reno" comes from the Net/2 release of the 4.3 BSD operating
     system.  This is generally regarded as the least common
     denominator among TCP flavors currently found running on Internet
     hosts.  Reno TCP includes the congestion control features of slow
     start, congestion avoidance, fast retransmit, and fast recovery.

     RFC 1122 mandates the implementation of a congestion control
     mechanism, and RFC 2581 details the currently accepted mechanism.
     RFC 2581 differs slightly from the other documents listed in this
     section, as it does not affect the ability of two TCP endpoints to
     communicate; however, congestion control remains a critical
     component of any widely deployed TCP implementation and is
     required for the avoidance of congestion collapse and to ensure
     fairness among competing flows.

  RFC 2873 S: "TCP Processing of the IPv4 Precedence Field" (June 2000)

     This document [RFC2873] removes from the TCP specification all
     processing of the precedence bits of the TOS byte of the IP
     header.  This resolves a conflict over the use of these bits
     between RFC 793 and Differentiated Services [RFC2474].






Duke, et al.                 Informational                      [Page 5]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 2988 S: "Computing TCP's Retransmission Timer" (November 2000)

     Abstract: "This document defines the standard algorithm that
     Transmission Control Protocol (TCP) senders are required to use to
     compute and manage their retransmission timer.  It expands on the
     discussion in section 4.2.3.1 of RFC 1122 and upgrades the
     requirement of supporting the algorithm from a SHOULD to a MUST."
     [RFC2988]

3.  Recommended Enhancements

  This section describes recommended TCP modifications that improve
  performance and security.  RFCs 1323 and 3168 represent fundamental
  changes to the protocol.  RFC 1323, based on RFCs 1072 and 1185,
  allows better utilization of high bandwidth-delay product paths by
  providing some needed mechanisms for high-rate transfers.  RFC 3168
  describes a change to the Internet's architecture, whereby routers
  signal end-hosts of growing congestion levels and can do so before
  packet losses are forced.  Section 3.1 lists improvements in the
  congestion control and loss recovery mechanisms specified in RFC
  2581.  Section 3.2 describes further refinements that make use of
  selective acknowledgments.  Section 3.3 deals with the problem of
  preventing forged segments.

  RFC 1323 S:  "TCP Extensions for High Performance" (May 1992)

     This document [RFC1323] defines TCP extensions for window scaling,
     timestamps, and protection against wrapped sequence numbers, for
     efficient and safe operation over paths with large bandwidth-delay
     products.  These extensions are commonly found in currently used
     systems; however, they may require manual tuning and
     configuration.  One issue in this specification that is still
     under discussion concerns a modification to the algorithm for
     estimating the mean RTT when timestamps are used.

  RFC 2675 S: "IPv6 Jumbograms" (August 1999)

     IPv6 supports longer datagrams than were allowed in IPv4.  These
     are known as Jumbograms, and use with TCP has necessitated changes
     to the handling of TCP's MSS and Urgent fields (both 16 bits).
     This document [RFC2675] explains those changes.  Although it
     describes changes to basic header semantics, these changes should
     only affect the use of very large segments, such as IPv6
     jumbograms, which are currently rarely used in the general
     Internet.  Supporting the behavior described in this document does
     not affect interoperability with other TCP implementations when
     IPv4 or non-jumbogram IPv6 is used.  This document states that
     jumbograms are to only be used when it can be guaranteed that all



Duke, et al.                 Informational                      [Page 6]

RFC 4614                      TCP Roadmap                 September 2006


     receiving nodes, including each router in the end-to-end path,
     will support jumbograms.  If even a single node that does not
     support jumbograms is attached to a local network, then no host on
     that network may use jumbograms.  This explains why jumbogram use
     has been rare, and why this document is considered a performance
     optimization and not part of TCP over IPv6's basic functionality.

  RFC 3168 S: "The Addition of Explicit Congestion Notification (ECN)
  to IP" (September 2001)

     This document [RFC3168] defines a means for end hosts to detect
     congestion before congested routers are forced to discard packets.
     Although congestion notification takes place at the IP level, ECN
     requires support at the transport level (e.g., in TCP) to echo the
     bits and adapt the sending rate.  This document updates RFC 793 to
     define two previously unused flag bits in the TCP header for ECN
     support.  RFC 3540 provides a supplementary (experimental) means
     for more secure use of ECN, and RFC 2884 provides some sample
     results from using ECN.

3.1.  Congestion Control and Loss Recovery Extensions

  Two of the most important aspects of TCP are its congestion control
  and loss recovery features.  TCP traditionally treats lost packets as
  indicating congestion-related loss, and cannot distinguish between
  congestion-related loss and loss due to transmission errors.  Even
  when ECN is in use, there is a rather intimate coupling between
  congestion control and loss recovery mechanisms.  There are several
  extensions to both features, and more often than not, a particular
  extension applies to both.  In this sub-section, we group
  enhancements to either congestion control, loss recovery, or both,
  which can be performed unilaterally; that is, without negotiating
  support between endpoints.  In the next sub-section, we group the
  extensions that specify or rely on the SACK option, which must be
  negotiated bilaterally.  TCP implementations should include the
  enhancements from both sub-sections so that TCP senders can perform
  well without regard to the feature sets of other hosts they connect
  to.  For example, if SACK use is not successfully negotiated, a host
  should use the NewReno behavior as a fall back.












Duke, et al.                 Informational                      [Page 7]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 3042 S: "Enhancing TCP's Loss Recovery Using Limited Transmit"
  (January 2001)

     Abstract: "This document proposes Limited Transmit, a new
     Transmission Control Protocol (TCP) mechanism that can be used to
     more effectively recover lost segments when a connection's
     congestion window is small, or when a large number of segments are
     lost in a single transmission window."  [RFC3042] Tests from 2004
     showed that Limited Transmit was deployed in roughly one third of
     the web servers tested [MAF04].

  RFC 3390 S: "Increasing TCP's Initial Window" (October 2002)

     This document [RFC3390] updates RFC 2581 to permit an initial TCP
     window of three or four segments during the slow-start phase,
     depending on the segment size.

  RFC 3782 S: "The NewReno Modification to TCP's Fast Recovery
  Algorithm" (April 2004)

     This document [RFC3782] specifies a modification to the standard
     Reno fast recovery algorithm, whereby a TCP sender can use partial
     acknowledgments to make inferences determining the next segment to
     send in situations where SACK would be helpful but isn't
     available.  Although it is only a slight modification, the NewReno
     behavior can make a significant difference in performance when
     multiple segments are lost from a single window of data.

3.2.  SACK-Based Loss Recovery and Congestion Control

  The base TCP specification in RFC 793 provided only a simple
  cumulative acknowledgment mechanism.  However, a selective
  acknowledgment (SACK) mechanism provides performance improvement in
  the presence of multiple packet losses from the same flight, more
  than outweighing the modest increase in complexity.  A TCP should be
  expected to implement SACK; however, SACK is a negotiated option and
  is only used if support is advertised by both sides of a connection.

  RFC 2018 S: "TCP Selective Acknowledgment Options" (October 1996)

     This document [RFC2018] defines the basic selective acknowledgment
     (SACK) mechanism for TCP.

  RFC 2883 S: "An Extension to the Selective Acknowledgement (SACK)
  Option for TCP" (July 2000)

     This document [RFC2883] extends RFC 2018 to cover the case of
     acknowledging duplicate segments.



Duke, et al.                 Informational                      [Page 8]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 3517 S: "A Conservative Selective Acknowledgment (SACK)-based
  Loss Recovery Algorithm for TCP" (April 2003)

     This document [RFC3517] describes a relatively sophisticated
     algorithm that a TCP sender can use for loss recovery when SACK
     reports more than one segment lost from a single flight of data.
     Although support for the exchange of SACK information is widely
     implemented, not all implementations use an algorithm as
     sophisticated as that described in RFC 3517.

3.3.  Dealing with Forged Segments

  By default, TCP lacks any cryptographic structures to differentiate
  legitimate segments and those spoofed from malicious hosts.  Spoofing
  valid segments requires correctly guessing a number of fields.  The
  documents in this sub-section describe ways to make that guessing
  harder, or to prevent it from being able to affect a connection
  negatively.

  The TCPM working group is currently in progress towards fully
  understanding and defining mechanisms for preventing spoofing attacks
  (including both spoofed TCP segments and ICMP datagrams).  Some of
  the solutions being considered rely on TCP modifications, whereas
  others rely on security at lower layers (like IPsec) for protection.

  RFC 1948 I: "Defending Against Sequence Number Attacks" (May 1996)

     This document [RFC1948] describes the TCP vulnerability that
     allows an attacker to send forged TCP packets, by guessing the
     initial sequence number in the three-way handshake.  Simple
     defenses against exploitation are then described.  Some variation
     is implemented in most currently used operating systems.

  RFC 2385 S: "Protection of BGP Sessions via the TCP MD5 Signature
  Option" (August 1998)

     From document: "This document describes current existing practice
     for securing BGP against certain simple attacks.  It is understood
     to have security weaknesses against concerted attacks.

     This memo describes a TCP extension to enhance security for BGP.
     It defines a new TCP option for carrying an MD5 digest in a TCP
     segment.  This digest acts like a signature for that segment,
     incorporating information known only to the connection end points.
     Since BGP uses TCP as its transport, using this option in the way
     described in this paper significantly reduces the danger from
     certain security attacks on BGP."  [RFC2385]




Duke, et al.                 Informational                      [Page 9]

RFC 4614                      TCP Roadmap                 September 2006


     TCP MD5 options are currently only used in very limited contexts,
     primarily for defending BGP exchanges between routers.  Some
     deployment notes for those using TCP MD5 are found in the later
     RFC 3562, "Key Management Considerations for the TCP MD5 Signature
     Option" [RFC3562].  RFC 4278 deprecates the use of TCP MD5 outside
     BGP [RFC4278].

4.  Experimental Extensions

  The RFCs in this section are still experimental, but they may become
  proposed standards in the future.  At least part of the reason that
  they are still experimental is to gain more wide-scale experience
  with them before a standards track decision is made.  By their
  publication as experimental RFCs, it is hoped that the community of
  TCP researchers will analyze and test the contents of these RFCs.
  Although experimentation is encouraged, there is not yet formal
  consensus that these are fully logical and safe behaviors.  Wide-
  scale deployment of implementations that use these features should be
  well thought-out in terms of consequences.

  RFC 2140 I: "TCP Control Block Interdependence" (April 1997)

     This document [RFC2140] suggests how TCP connections between the
     same endpoints might share information, such as their congestion
     control state.  To some degree, this is done in practice by a few
     operating systems; for example, Linux currently has a destination
     cache.  Although this RFC is technically informational, the
     concepts it describes are in experimental use, so we include it in
     this section.

     A related proposal, the Congestion Manager, is specified in RFC
     3124 [RFC3124].  The idea behind the Congestion Manager, moving
     congestion control outside of individual TCP connections,
     represents a modification to the core of TCP, which supports
     sharing information among TCP connections as well.  Although a
     Proposed Standard, some pieces of the Congestion Manager support
     architecture have not been specified yet, and it has not achieved
     use or implementation beyond experimental stacks, so it is not
     listed among the standard TCP enhancements in this roadmap.

  RFC 2861 E: "TCP Congestion Window Validation" (June 2000)

     This document [RFC2861] suggests reducing the congestion window
     over time when no packets are flowing.  This behavior is more
     aggressive than that specified in RFC 2581, which says that a TCP
     sender SHOULD set its congestion window to the initial window
     after an idle period of an RTO or greater.




Duke, et al.                 Informational                     [Page 10]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 3465 E: "TCP Congestion Control with Appropriate Byte Counting
  (ABC)" (February 2003)

     This document [RFC3465] suggests that congestion control use the
     number of bytes acknowledged instead of the number of
     acknowledgments received.  This has been implemented in Linux.
     The ABC mechanism behaves differently from the standard method
     when there is not a one-to-one relationship between data segments
     and acknowledgments.  ABC still operates within the accepted
     guidelines, but is more robust to delayed ACKs and ACK-division
     [SCWA99][RFC3449].

  RFC 3522 E: "The Eifel Detection Algorithm for TCP" (April 2003)

     The Eifel detection algorithm [RFC3522] allows a TCP sender to
     detect a posteriori whether it has entered loss recovery
     unnecessarily.

  RFC 3540 E: "Robust Explicit Congestion Notification (ECN) signaling
  with Nonces" (June 2003)

     This document [RFC3540] suggests a modified ECN to address
     security concerns and updates RFC 3168.

  RFC 3649 E: "HighSpeed TCP for Large Congestion Windows" (December
  2003)

     This document [RFC3649] suggests a modification to TCP's steady-
     state behavior to use very large windows efficiently.

  RFC 3708 E: "Using TCP Duplicate Selective Acknowledgement (DSACKs)
  and Stream Control Transmission Protocol (SCTP) Duplicate
  Transmission Sequence Numbers (TSNs) to Detect Spurious
  Retransmissions" (February 2004)

     Abstract: "TCP and Stream Control Transmission Protocol (SCTP)
     provide notification of duplicate segment receipt through
     Duplicate Selective Acknowledgement (DSACKs) and Duplicate
     Transmission Sequence Number (TSN) notification, respectively.
     This document presents conservative methods of using this
     information to identify unnecessary retransmissions for various
     applications."  [RFC3708]









Duke, et al.                 Informational                     [Page 11]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 3742 E: "Limited Slow-Start for TCP with Large Congestion
  Windows" (March 2004)

     This document [RFC3742] describes a more conservative slow-start
     behavior to prevent massive packet losses when a connection uses a
     very large window.

  RFC 4015 S: "The Eifel Response Algorithm for TCP" (February 2005)

     This document [RFC4015] describes the response portion of the
     Eifel algorithm, which can be used in conjunction with one of
     several methods of detecting when loss recovery has been
     spuriously entered, such as the Eifel detection algorithm in RFC
     3522, the algorithm in RFC 3708, or F-RTO in RFC 4138.

     Abstract: "Based on an appropriate detection algorithm, the Eifel
     response algorithm provides a way for a TCP sender to respond to a
     detected spurious timeout.  It adapts the retransmission timer to
     avoid further spurious timeouts, and can avoid - depending on the
     detection algorithm - the often unnecessary go-back-N retransmits
     that would otherwise be sent.  In addition, the Eifel response
     algorithm restores the congestion control state in such a way that
     packet bursts are avoided."

     RFC 4015 is itself a Proposed Standard.  The consensus of the TCPM
     working group was to place it in this section of the roadmap
     document due to three factors.

     1.  RFC 4015 operates on the output of a detection algorithm, for
         which there is currently no available mechanism on the
         standards track.

     2.  The working group was not aware of any wide deployment and use
         of RFC 4015.

     3.  The consensus of the working group, after a discussion of the
         known Intellectual Property Rights claims on the techniques
         described in RFC 4015, identified this section of the roadmap
         as an appropriate location.

  RFC 4138 E: "Forward RTO-Recovery (F-RTO): An Algorithm for Detecting
  Spurious Retransmission Timeouts with TCP and the Stream Control
  Transmission Protocol" (August 2005)

     The F-RTO detection algorithm [RFC4138] provides another option
     for inferring spurious retransmission timeouts.  Unlike some
     similar detection methods, F-RTO does not rely on the use of any
     TCP options.



Duke, et al.                 Informational                     [Page 12]

RFC 4614                      TCP Roadmap                 September 2006


5.  Historic Extensions

  The RFCs listed here define extensions that have thus far failed to
  arouse substantial interest from implementers, or that were found to
  be defective for general use.

  RFC 1106 "TCP Big Window and NAK Options" (June 1989): found
  defective

     This RFC [RFC1106] defined an alternative to the Window Scale
     option for using large windows and described the "negative
     acknowledgement" or NAK option.  There is a comparison of NAK and
     SACK methods, and early discussion of TCP over satellite issues.
     RFC 1110 explains some problems with the approaches described in
     RFC 1106.  The options described in this document have not been
     adopted by the larger community, although NAKs are used in the
     SCPS-TP adaptation of TCP for satellite and spacecraft use,
     developed by the Consultative Committee for Space Data Systems
     (CCSDS).

  RFC 1110 "A Problem with the TCP Big Window Option" (August 1989):
  deprecates RFC 1106

     Abstract: "The TCP Big Window option discussed in RFC 1106 will
     not work properly in an Internet environment which has both a high
     bandwidth * delay product and the possibility of disordering and
     duplicating packets.  In such networks, the window size must not
     be increased without a similar increase in the sequence number
     space.  Therefore, a different approach to big windows should be
     taken in the Internet."  [RFC1110]

  RFC 1146 E "TCP Alternate Checksum Options" (March 1990): lack of
  interest

     This document [RFC1146] defined more robust TCP checksums than the
     16-bit ones-complement in use today.  A typographical error in RFC
     1145 is fixed in RFC 1146; otherwise, the documents are the same.

  RFC 1263 "TCP Extensions Considered Harmful" (October 1991) - lack of
  interest

     This document [RFC1263] argues against "backwards compatible" TCP
     extensions.  Specifically mentioned are several TCP enhancements
     that have been successful, including timestamps, window scaling,
     PAWS, and SACK.  RFC 1263 presents an alternative approach called
     "protocol evolution", whereby several evolutionary versions of TCP
     would exist on hosts.  These distinct TCP versions would represent
     upgrades to each other and could be header-incompatible.



Duke, et al.                 Informational                     [Page 13]

RFC 4614                      TCP Roadmap                 September 2006


     Interoperability would be provided by having a virtualization
     layer select the right TCP version for a particular connection.
     This idea did not catch on with the community, although the type
     of extensions RFC 1263 specifically targeted as harmful did become
     popular.

  RFC 1379 I "Extending TCP for Transactions -- Concepts" (November
  1992): found defective

     See RFC 1644.

  RFC 1644 E "T/TCP -- TCP Extensions for Transactions Functional
  Specification" (July 1994): found defective

     The inventors of TCP believed that cached connection state could
     have been used to eliminate TCP's 3-way handshake, to support
     two-packet request/response exchanges.  RFCs 1379 [RFC1379] and
     1644 [RFC1644] show that this is far from simple.  Furthermore,
     T/TCP floundered on the ease of denial-of-service attacks that can
     result.  One idea pioneered by T/TCP lives on in RFC 2140, in the
     sharing of state across connections.

  RFC 1693 E "An Extension to TCP: Partial Order Service" (November
  1994): lack of interest

     This document [RFC1693] defines a TCP extension for applications
     that do not care about the order in which application-layer
     objects are received.  Examples are multimedia and database
     applications.  In practice, these applications either accept the
     possible performance loss because of TCP's strict ordering or use
     more specialized transport protocols.

6.  Support Documents

  This section contains several classes of documents that do not
  necessarily define current protocol behaviors, but that are
  nevertheless of interest to TCP implementers.  Section 6.1 describes
  several foundational RFCs that give modern readers a better
  understanding of the principles underlying TCP's behaviors and
  development over the years.  The documents listed in Section 6.2
  provide advice on using TCP in various types of network situations
  that pose challenges above those of typical wired links.  Some
  implementation notes can be found in Section 6.3.  The TCP Management
  Information Bases are described in Section 6.4.  RFCs that describe
  tools for testing and debugging TCP implementations or that contain
  high-level tutorials on the protocol are listed Section 6.5, and
  Section 6.6 lists a number of case studies that have explored TCP
  performance.



Duke, et al.                 Informational                     [Page 14]

RFC 4614                      TCP Roadmap                 September 2006


6.1.  Foundational Works

  The documents listed in this section contain information that is
  largely duplicated by the standards documents previously discussed.
  However, some of them contain a greater depth of problem statement
  explanation or other context.  Particularly, RFCs 813 - 817 (known as
  the "Dave Clark Five") describe some early problems and solutions
  (RFC 815 only describes the reassembly of IP fragments and is not
  included in this TCP roadmap).

  RFC 813: "Window and Acknowledgement Strategy in TCP" (July 1982)

     This document [RFC0813] contains an early discussion of Silly
     Window Syndrome and its avoidance and motivates and describes the
     use of delayed acknowledgments.

  RFC 814: "Name, Addresses, Ports, and Routes" (July 1982)

     Suggestions and guidance for the design of tables and algorithms
     to keep track of various identifiers within a TCP/IP
     implementation are provided by this document [RFC0814].

  RFC 816: "Fault Isolation and Recovery" (July 1982)

     In this document [RFC0816], TCP's response to indications of
     network error conditions such as timeouts or received ICMP
     messages is discussed.

  RFC 817: "Modularity and Efficiency in Protocol Implementation" (July
  1982)

     This document [RFC0817] contains implementation suggestions that
     are general and not TCP specific.  However, they have been used to
     develop TCP implementations and to describe some performance
     implications of the interactions between various layers in the
     Internet stack.

  RFC 872: "TCP-ON-A-LAN" (September 1982)

     Conclusion: "The sometimes-expressed fear that using TCP on a
     local net is a bad idea is unfounded."  [RFC0872]

  RFC 896: "Congestion Control in IP/TCP Internetworks" (January 1984)

     This document  [RFC0896] contains some early experiences with
     congestion collapse and some initial thoughts on how to avoid it
     using congestion control in TCP.




Duke, et al.                 Informational                     [Page 15]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 964: "Some Problems with the Specification of the Military
  Standard Transmission Control Protocol" (November 1985)

     This document [RFC0964] points out several specification bugs in
     the US Military's MIL-STD-1778 document, which was intended as a
     successor to RFC 793.  This serves to remind us of the difficulty
     in specification writing (even when we work from existing
     documents!).

  RFC 1072: "TCP Extensions for Long-Delay Paths" (October 1988)

     This document [RFC1072] contains early explanations of the
     mechanisms that were later described by RFCs 1323 and 2018, which
     obsolete it.

  RFC 1185: "TCP Extension for High-Speed Paths" (October 1990)

     This document [RFC1185] builds on RFC 1072 to describe more
     advanced strategies for dealing with sequence number wrapping and
     detecting duplicates from earlier connections.  This document was
     obsoleted by RFC 1323.

  RFC 2914 B: "Congestion Control Principles" (September 2000)

     This document [RFC2914] motivates the use of end-to-end congestion
     control for preventing congestion collapse and providing fairness
     to TCP.

6.2.  Difficult Network Environments

  As the internetworking field has explored wireless, satellite,
  cellular telephone, and other kinds of link-layer technologies, a
  large body of work has built up on enhancing TCP performance for such
  links.  The RFCs listed in this section describe some of these more
  challenging network environments and how TCP interacts with them.

  RFC 2488 B: "Enhancing TCP Over Satellite Channels using Standard
  Mechanisms" (January 1999)

     From abstract: "While TCP works over satellite channels there are
     several IETF standardized mechanisms that enable TCP to more
     effectively utilize the available capacity of the network path.
     This document outlines some of these TCP mitigations.  At this
     time, all mitigations discussed in this document are IETF
     standards track mechanisms (or are compliant with IETF
     standards)."  [RFC2488]





Duke, et al.                 Informational                     [Page 16]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 2757 I: "Long Thin Networks" (January 2000)

     Several methods of improving TCP performance over long thin
     networks, such as geosynchronous satellite links, are discussed in
     this document [RFC2757].  A particular set of TCP options is
     developed that should work well in such environments and be safe
     to use in the global Internet.  The implications of such
     environments have been further discussed in RFC 3150 and RFC 3155,
     and these documents should be preferred where there is overlap
     between them and RFC 2757.

  RFC 2760 I: "Ongoing TCP Research Related to Satellites" (February
  2000)

     This document [RFC2760] discusses the advantages and disadvantages
     of several different experimental means of improving TCP
     performance over long-delay or error-prone paths.  These include
     T/TCP, larger initial windows, byte counting, delayed
     acknowledgments, slow start thresholds, NewReno and SACK-based
     loss recovery, FACK [MM96], ECN, various corruption-detection
     mechanisms, congestion avoidance changes for fairness, use of
     multiple parallel flows, pacing, header compression, state
     sharing, and ACK congestion control, filtering, and
     reconstruction.  Although RFC 2488 looks at standard extensions,
     this document focuses on more experimental means of performance
     enhancement.

  RFC 3135 I: "Performance Enhancing Proxies Intended to Mitigate
  Link-Related Degradations" (June 2001)

     From abstract: "This document is a survey of Performance Enhancing
     Proxies (PEPs) often employed to improve degraded TCP performance
     caused by characteristics of specific link environments, for
     example, in satellite, wireless WAN, and wireless LAN
     environments.  Different types of Performance Enhancing Proxies
     are described as well as the mechanisms used to improve
     performance."  [RFC3135]














Duke, et al.                 Informational                     [Page 17]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 3150 B: "End-to-end Performance Implications of Slow Links" (July
  2001)

     From abstract: "This document makes performance-related
     recommendations for users of network paths that traverse "very low
     bit-rate" links....This recommendation may be useful in any
     network where hosts can saturate available bandwidth, but the
     design space for this recommendation explicitly includes
     connections that traverse 56 Kb/second modem links or 4.8 Kb/
     second wireless access links - both of which are widely deployed."
     [RFC3150]

  RFC 3155 B: "End-to-end Performance Implications of Links with
  Errors" (August 2001)

     From abstract: "This document discusses the specific TCP
     mechanisms that are problematic in environments with high
     uncorrected error rates, and discusses what can be done to
     mitigate the problems without introducing intermediate devices
     into the connection."  [RFC3155]

  RFC 3366 "Advice to link designers on link Automatic Repeat reQuest
  (ARQ)" (August 2002)

     From abstract: "This document provides advice to the designers of
     digital communication equipment and link-layer protocols employing
     link-layer Automatic Repeat reQuest (ARQ) techniques.  This
     document presumes that the designers wish to support Internet
     protocols, but may be unfamiliar with the architecture of the
     Internet and with the implications of their design choices for the
     performance and efficiency of Internet traffic carried over their
     links."  [RFC3366]

  RFC 3449 B: "TCP Performance Implications of Network Path Asymmetry"
  (December 2002)

     From abstract: "This document describes TCP performance problems
     that arise because of asymmetric effects.  These problems arise in
     several access networks, including bandwidth-asymmetric networks
     and packet radio subnetworks, for different underlying reasons.
     However, the end result on TCP performance is the same in both
     cases: performance often degrades significantly because of
     imperfection and variability in the ACK feedback from the receiver
     to the sender.

     The document details several mitigations to these effects, which
     have either been proposed or evaluated in the literature, or are
     currently deployed in networks."  [RFC3449]



Duke, et al.                 Informational                     [Page 18]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 3481 B: "TCP over Second (2.5G) and Third (3G) Generation
  Wireless Networks" (February 2003)

     From abstract: "This document describes a profile for optimizing
     TCP to adapt so that it handles paths including second (2.5G) and
     third (3G) generation wireless networks."  [RFC3481]

  RFC 3819 B: "Advice for Internet Subnetwork Designers" (July 2004)

     This document [RFC3819] describes how TCP performance can be
     negatively affected by some particular lower-layer behaviors and
     provides guidance in designing lower-layer networks and protocols
     to be amicable to TCP.

6.3.  Implementation Advice

  RFC 879: "The TCP Maximum Segment Size and Related Topics" (November
  1983)

     Abstract: "This memo discusses the TCP Maximum Segment Size Option
     and related topics.  The purposes is to clarify some aspects of
     TCP and its interaction with IP.  This memo is a clarification to
     the TCP specification, and contains information that may be
     considered as 'advice to implementers'."  [RFC0879]

  RFC 1071: "Computing the Internet Checksum" (September 1988)

     This document [RFC1071] lists a number of implementation
     techniques for efficiently computing the Internet checksum (used
     by TCP).

  RFC 1624 I: "Computation of the Internet Checksum via Incremental
  Update" (May 1994)

     Incrementally updating the Internet checksum is useful to routers
     in updating IP checksums.  Some middleboxes that alter TCP headers
     may also be able to update the TCP checksum incrementally.  This
     document [RFC1624] expands upon the explanation of the incremental
     update procedure in RFC 1071.

  RFC 1936 I: "Implementing the Internet Checksum in Hardware" (April
  1996)

     This document [RFC1936] describes the motivation for implementing
     the Internet checksum in hardware, rather than in software, and
     provides an implementation example.





Duke, et al.                 Informational                     [Page 19]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 2525 I: "Known TCP Implementation Problems" (March 1999)

     From abstract: "This memo catalogs a number of known TCP
     implementation problems.  The goal in doing so is to improve
     conditions in the existing Internet by enhancing the quality of
     current TCP/IP implementations."  [RFC2525]

  RFC 2923 I: "TCP Problems with Path MTU Discovery" (September 2000)

     From abstract: "This memo catalogs several known Transmission
     Control Protocol (TCP) implementation problems dealing with Path
     Maximum Transmission Unit Discovery (PMTUD), including the long-
     standing black hole problem, stretch acknowlegements (ACKs) due to
     confusion between Maximum Segment Size (MSS) and segment size, and
     MSS advertisement based on PMTU."  [RFC2923]

  RFC 3360 B: "Inappropriate TCP Resets Considered Harmful" (August
  2002)

     This document [RFC3360] is a plea that firewall vendors not send
     gratuitous TCP RST (Reset) packets when unassigned TCP header bits
     are used.  This practice prevents desirable extension and
     evolution of the protocol and thus is potentially harmful to the
     future of the Internet.

  RFC 3493 I: "Basic Socket Interface Extensions for IPv6" (February
  2003)

     This document [RFC3493] describes the de facto standard sockets
     API for programming with TCP.  This API is implemented nearly
     ubiquitously in modern operating systems and programming
     languages.

6.4.  Management Information Bases

  The first MIB module defined for use with Simple Network Management
  Protocol (SNMP) (in RFC 1066 and its update, RFC 1156) was a single
  monolithic MIB module, called MIB-I.  This evolved over time to be
  MIB-II (RFC 1213).  It then became apparent that having a single
  monolithic MIB module was not scalable, given the number and breadth
  of MIB data definitions that needed to be included.  Thus, additional
  MIB modules were defined, and those parts of MIB-II that needed to
  evolve were split off.  Eventually, the remaining parts of MIB-II
  were also split off, the TCP-specific part being documented in RFC
  2012.






Duke, et al.                 Informational                     [Page 20]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 2012 was obsoleted by RFC 4022, which is the primary TCP MIB
  document today.  MIB-I, defined in RFC 1156, has been obsoleted by
  the MIB-II specification in RFC 1213.  For current TCP implementers,
  RFC 4022 should be supported.

  RFC 1066: "Management Information Base for Network Management of
  TCP/IP-based Internets" (August 1988)

     This document [RFC1066] was the description of the TCP MIB.  It
     was obsoleted by RFC 1156.

  RFC 1156 S: "Management Information Base for Network Management of
  TCP/IP-based Internets" (May 1990)

     This document [RFC1156] describes the required MIB fields for TCP
     implementations, with minor corrections and no technical changes
     from RFC 1066, which it obsoletes.  This is the standards track
     document for MIB-I.

  RFC 1213 S: "Management Information Base for Network Management of
  TCP/IP-based Internets: MIB-II" (March 1991)

     This document [RFC1213] describes the second version of the MIB in
     a monolithic form.  RFC 2012 updates this document by splitting
     out the TCP-specific portions.

  RFC 2012 S: "SNMPv2 Management Information Base for the Transmission
  Control Protocol using SMIv2" (November 1996)

     This document [RFC2012] defined the TCP MIB, in an update to RFC
     1213.  It is now obsoleted by RFC 4022.

  RFC 2452 S: "IP Version 6 Management Information Base for the
  Transmission Control Protocol" (December 1998)

     This document [RFC2452] augments RFC 2012 by adding an IPv6-
     specific connection table.  The rest of 2012 holds for any IP
     version.  RFC 2012 is now obsoleted by RFC 4022.

     Although it is a standards track document, RFC 2452 is considered
     a historic mistake by the MIB community, as it is based on the
     idea of parallel IPv4 and IPv6 structures.  Although IPv6 requires
     new structures, the community has decided to define a single
     generic structure for both IPv4 and IPv6.  This will aid in
     definition, implementation, and transition between IPv4 and IPv6.






Duke, et al.                 Informational                     [Page 21]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 4022 S: "Management Information Base for the Transmission Control
  Protocol (TCP)" (March 2005)

     This document [RFC4022] obsoletes RFC 2012 and RFC 2452 and
     specifies the current standard for the TCP MIB that should be
     deployed.

6.5.  Tools and Tutorials

  RFC 1180 I: "TCP/IP Tutorial" (January 1991)

     This document [RFC1180] is an extremely brief overview of the
     TCP/IP protocol suite as a whole.  It gives some explanation as to
     how and where TCP fits in.

  RFC 1470 I: "FYI on a Network Management Tool Catalog: Tools for
  Monitoring and Debugging TCP/IP Internets and Interconnected Devices"
  (June 1993)

     A few of the tools that this document [RFC1470] describes are
     still maintained and in use today; for example, ttcp and tcpdump.
     However, many of the tools described do not relate specifically to
     TCP and are no longer used or easily available.

  RFC 2398 I: "Some Testing Tools for TCP Implementors" (August 1998)

     This document [RFC2398] describes a number of TCP packet
     generation and analysis tools.  Although some of these tools are
     no longer readily available or widely used, for the most part they
     are still relevant and usable.

6.6.  Case Studies

  RFC 1337 I: "TIME-WAIT Assassination Hazards in TCP" (May 1992)

     This document [RFC1337] points out a problem with acting on
     received reset segments while one is in the TIME-WAIT state.  The
     main recommendation is that hosts in TIME-WAIT ignore resets.
     This recommendation might not currently be widely implemented.

  RFC 2415 I: "Simulation Studies of Increased Initial TCP Window Size"
  (September 1998)

     This document [RFC2415] presents results of some simulations using
     TCP initial windows greater than 1 segment.  The analysis
     indicates that user-perceived performance can be improved by
     increasing the initial window to 3 segments.




Duke, et al.                 Informational                     [Page 22]

RFC 4614                      TCP Roadmap                 September 2006


  RFC 2416 I: "When TCP Starts Up With Four Packets Into Only Three
  Buffers" (September 1998)

     This document [RFC2416] uses simulation results to clear up some
     concerns about using an initial window of 4 segments when the
     network path has less provisioning.

  RFC 2884 I: "Performance Evaluation of Explicit Congestion
  Notification (ECN) in IP Networks" (July 2000)

     This document [RFC2884] describes experimental results that show
     some improvements to the performance of both short- and long-lived
     connections due to ECN.

7.  Undocumented TCP Features

  There are a few important implementation tactics for the TCP that
  have not yet been described in any RFC.  Although this roadmap is
  primarily concerned with mapping the TCP RFCs, this section is
  included because an implementer needs to be aware of these important
  issues.

  SYN Cookies

     A mechanism known as "SYN cookies" is widely used to thwart TCP
     SYN flooding attacks, in which an attacker sends a flood of SYNs
     to a victim but fails to complete the 3-way handshake.  The result
     is exhaustion of resources at the server.  The SYN cookie
     mechanism allows the server to return a cleverly chosen initial
     sequence number that has all the required state for the secure
     completion of the handshake.  Then the server can avoid saving
     connection state during the 3-way handshake and thus survive a SYN
     flooding attack.

     A web search for "SYN cookies" will reveal a number of useful
     descriptions of this mechanism, although there is currently no RFC
     on the matter.

  Header Prediction

     Header prediction is a trick to speed up the processing of
     segments.  Van Jacobson and Mike Karels developed the technique in
     the late 1980s.  The basic idea is that some processing time can
     be saved when most of a segment's fields can be predicted from
     previous segments.  A good description of this was sent to the
     TCP-IP mailing list by Van Jacobson on March 9, 1988:





Duke, et al.                 Informational                     [Page 23]

RFC 4614                      TCP Roadmap                 September 2006


        Quite a bit of the speedup comes from an algorithm that we
        ('we' refers to collaborator Mike Karels and myself) are
        calling "header prediction".  The idea is that if you're in the
        middle of a bulk data transfer and have just seen a packet, you
        know what the next packet is going to look like:  It will look
        just like the current packet with either the sequence number or
        ack number updated (depending on whether you're the sender or
        receiver).  Combining this with the "Use hints" epigram from
        Butler Lampson's classic "Epigrams for System Designers", you
        start to think of the tcp state (rcv.nxt, snd.una, etc.) as
        "hints" about what the next packet should look like.

        If you arrange those "hints" so they match the layout of a tcp
        packet header, it takes a single 14-byte compare to see if your
        prediction is correct (3 longword compares to pick up the send
        & ack sequence numbers, header length, flags and window, plus a
        short compare on the length).  If the prediction is correct,
        there's a single test on the length to see if you're the sender
        or receiver followed by the appropriate processing.  E.g., if
        the length is non-zero (you're the receiver), checksum and
        append the data to the socket buffer then wake any process
        that's sleeping on the buffer.  Update rcv.nxt by the length of
        this packet (this updates your "prediction" of the next
        packet).  Check if you can handle another packet the same size
        as the current one.  If not, set one of the unused flag bits in
        your header prediction to guarantee that the prediction will
        fail on the next packet and force you to go through full
        protocol processing.  Otherwise, you're done with this packet.
        So, the *total* tcp protocol processing, exclusive of
        checksumming, is on the order of 6 compares and an add.

8.  Security Considerations

  This document introduces no new security considerations.  Each RFC
  listed in this document attempts to address the security
  considerations of the specification it contains.

9.  Acknowledgments

  This document grew out of a discussion on the end2end-interest
  mailing list, the public list of the End-to-End Research Group of the
  IRTF, and continued development under the IETF's TCP Maintenance and
  Minor Extensions (TCPM) working group.  We thank Joe Touch, Reiner
  Ludwig, Pekka Savola, Gorry Fairhurst, and Sally Floyd for their
  contributions, in particular.  The chairs of the TCPM working group,
  Mark Allman and Ted Faber, have been instrumental in the development
  of this document.  Keith McCloghrie provided some useful notes and
  clarification on the various MIB-related RFCs.



Duke, et al.                 Informational                     [Page 24]

RFC 4614                      TCP Roadmap                 September 2006


10.  Informative References

10.1.  Basic Functionality

  [RFC0793]  Postel, J., "Transmission Control Protocol", STD 7, RFC
             793, September 1981.

  [RFC1122]  Braden, R., "Requirements for Internet Hosts -
             Communication Layers", STD 3, RFC 1122, October 1989.

  [RFC2026]  Bradner, S., "The Internet Standards Process -- Revision
             3", BCP 9, RFC 2026, October 1996.

  [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
             (IPv6) Specification", RFC 2460, December 1998.

  [RFC2474]  Nichols, K., Blake, S., Baker, F., and D. Black,
             "Definition of the Differentiated Services Field (DS
             Field) in the IPv4 and IPv6 Headers", RFC 2474, December
             1998.

  [RFC2581]  Allman, M., Paxson, V., and W. Stevens, "TCP Congestion
             Control", RFC 2581, April 1999.

  [RFC2675]  Borman, D., Deering, S., and R. Hinden, "IPv6 Jumbograms",
             RFC 2675, August 1999.

  [RFC2873]  Xiao, X., Hannan, A., Paxson, V., and E. Crabbe, "TCP
             Processing of the IPv4 Precedence Field", RFC 2873, June
             2000.

  [RFC2988]  Paxson, V. and M. Allman, "Computing TCP's Retransmission
             Timer", RFC 2988, November 2000.

10.2.  Recommended Enhancements

  [RFC1323]  Jacobson, V., Braden, R., and D. Borman, "TCP Extensions
             for High Performance", RFC 1323, May 1992.

  [RFC1948]  Bellovin, S., "Defending Against Sequence Number Attacks",
             RFC 1948, May 1996.

  [RFC2018]  Mathis, M., Mahdavi, J., Floyd, S., and A. Romanow, "TCP
             Selective Acknowledgment Options", RFC 2018, October 1996.

  [RFC2385]  Heffernan, A., "Protection of BGP Sessions via the TCP MD5
             Signature Option", RFC 2385, August 1998.




Duke, et al.                 Informational                     [Page 25]

RFC 4614                      TCP Roadmap                 September 2006


  [RFC2883]  Floyd, S., Mahdavi, J., Mathis, M., and M. Podolsky, "An
             Extension to the Selective Acknowledgement (SACK) Option
             for TCP", RFC 2883, July 2000.

  [RFC3042]  Allman, M., Balakrishnan, H., and S. Floyd, "Enhancing
             TCP's Loss Recovery Using Limited Transmit", RFC 3042,
             January 2001.

  [RFC3168]  Ramakrishnan, K., Floyd, S., and D. Black, "The Addition
             of Explicit Congestion Notification (ECN) to IP", RFC
             3168, September 2001.

  [RFC3390]  Allman, M., Floyd, S., and C. Partridge, "Increasing TCP's
             Initial Window", RFC 3390, October 2002.

  [RFC3517]  Blanton, E., Allman, M., Fall, K., and L. Wang, "A
             Conservative Selective Acknowledgment (SACK)-based Loss
             Recovery Algorithm for TCP", RFC 3517, April 2003.

  [RFC3562]  Leech, M., "Key Management Considerations for the TCP MD5
             Signature Option", RFC 3562, July 2003.

  [RFC3782]  Floyd, S., Henderson, T., and A. Gurtov, "The NewReno
             Modification to TCP's Fast Recovery Algorithm", RFC 3782,
             April 2004.

  [RFC4015]  Ludwig, R. and A. Gurtov, "The Eifel Response Algorithm
             for TCP", RFC 4015, February 2005.

  [RFC4278]  Bellovin, S. and A. Zinin, "Standards Maturity Variance
             Regarding the TCP MD5 Signature Option (RFC 2385) and the
             BGP-4 Specification", RFC 4278, January 2006.

10.3.  Experimental Extensions

  [RFC2140]  Touch, J., "TCP Control Block Interdependence", RFC 2140,
             April 1997.

  [RFC2861]  Handley, M., Padhye, J., and S. Floyd, "TCP Congestion
             Window Validation", RFC 2861, June 2000.

  [RFC3124]  Balakrishnan, H. and S. Seshan, "The Congestion Manager",
             RFC 3124, June 2001.

  [RFC3465]  Allman, M., "TCP Congestion Control with Appropriate Byte
             Counting (ABC)", RFC 3465, February 2003.





Duke, et al.                 Informational                     [Page 26]

RFC 4614                      TCP Roadmap                 September 2006


  [RFC3522]  Ludwig, R. and M. Meyer, "The Eifel Detection Algorithm
             for TCP", RFC 3522, April 2003.

  [RFC3540]  Spring, N., Wetherall, D., and D. Ely, "Robust Explicit
             Congestion Notification (ECN) Signaling with Nonces", RFC
             3540, June 2003.

  [RFC3649]  Floyd, S., "HighSpeed TCP for Large Congestion Windows",
             RFC 3649, December 2003.

  [RFC3708]  Blanton, E. and M. Allman, "Using TCP Duplicate Selective
             Acknowledgement (DSACKs) and Stream Control Transmission
             Protocol (SCTP) Duplicate Transmission Sequence Numbers
             (TSNs) to Detect Spurious Retransmissions", RFC 3708,
             February 2004.

  [RFC3742]  Floyd, S., "Limited Slow-Start for TCP with Large
             Congestion Windows", RFC 3742, March 2004.

  [RFC4138]  Sarolahti, P. and M. Kojo, "Forward RTO-Recovery (F-RTO):
             An Algorithm for Detecting Spurious Retransmission
             Timeouts with TCP and the Stream Control Transmission
             Protocol (SCTP)", RFC 4138, August 2005.

10.4.  Historic Extensions

  [RFC1106]  Fox, R., "TCP big window and NAK options", RFC 1106, June
             1989.

  [RFC1110]  McKenzie, A., "Problem with the TCP big window option",
             RFC 1110, August 1989.

  [RFC1146]  Zweig, J. and C. Partridge, "TCP alternate checksum
             options", RFC 1146, March 1990.

  [RFC1263]  O'Malley, S. and L. Peterson, "TCP Extensions Considered
             Harmful", RFC 1263, October 1991.

  [RFC1379]  Braden, R., "Extending TCP for Transactions -- Concepts",
             RFC 1379, November 1992.

  [RFC1644]  Braden, R., "T/TCP -- TCP Extensions for Transactions
             Functional Specification", RFC 1644, July 1994.

  [RFC1693]  Connolly, T., Amer, P., and P. Conrad, "An Extension to
             TCP : Partial Order Service", RFC 1693, November 1994.





Duke, et al.                 Informational                     [Page 27]

RFC 4614                      TCP Roadmap                 September 2006


10.5.  Support Documents

  [RFC0813]  Clark, D., "Window and Acknowledgement Strategy in TCP",
             RFC 813, July 1982.

  [RFC0814]  Clark, D., "Name, addresses, ports, and routes", RFC 814,
             July 1982.

  [RFC0816]  Clark, D., "Fault isolation and recovery", RFC 816, July
             1982.

  [RFC0817]  Clark, D., "Modularity and efficiency in protocol
             implementation", RFC 817, July 1982.

  [RFC0872]  Padlipsky, M., "TCP-on-a-LAN", RFC 872, September 1982.

  [RFC0879]  Postel, J., "TCP maximum segment size and related topics",
             RFC 879, November 1983.

  [RFC0896]  Nagle, J., "Congestion control in IP/TCP internetworks",
             RFC 896, January 1984.

  [RFC0964]  Sidhu, D. and T. Blumer, "Some problems with the
             specification of the Military Standard Transmission
             Control Protocol", RFC 964, November 1985.

  [RFC1066]  McCloghrie, K. and M. Rose, "Management Information Base
             for Network Management of TCP/IP-based internets", RFC
             1066, August 1988.

  [RFC1071]  Braden, R., Borman, D., and C. Partridge, "Computing the
             Internet checksum", RFC 1071, September 1988.

  [RFC1072]  Jacobson, V. and R. Braden, "TCP extensions for long-delay
             paths", RFC 1072, October 1988.

  [RFC1156]  McCloghrie, K. and M. Rose, "Management Information Base
             for network management of TCP/IP-based internets", RFC
             1156, May 1990.

  [RFC1180]  Socolofsky, T. and C. Kale, "TCP/IP tutorial", RFC 1180,
             January 1991.

  [RFC1185]  Jacobson, V., Braden, B., and L. Zhang, "TCP Extension for
             High-Speed Paths", RFC 1185, October 1990.






Duke, et al.                 Informational                     [Page 28]

RFC 4614                      TCP Roadmap                 September 2006


  [RFC1213]  McCloghrie, K. and M. Rose, "Management Information Base
             for Network Management of TCP/IP-based internets: MIB-II",
             STD 17, RFC 1213, March 1991.

  [RFC1337]  Braden, R., "TIME-WAIT Assassination Hazards in TCP", RFC
             1337, May 1992.

  [RFC1470]  Enger, R. and J. Reynolds, "FYI on a Network Management
             Tool Catalog: Tools for Monitoring and Debugging TCP/IP
             Internets and Interconnected Devices", FYI 2, RFC 1470,
             June 1993.

  [RFC1624]  Rijsinghani, A., "Computation of the Internet Checksum via
             Incremental Update", RFC 1624, May 1994.

  [RFC1936]  Touch, J. and B. Parham, "Implementing the Internet
             Checksum in Hardware", RFC 1936, April 1996.

  [RFC2012]  McCloghrie, K., "SNMPv2 Management Information Base for
             the Transmission Control Protocol using SMIv2", RFC 2012,
             November 1996.

  [RFC2398]  Parker, S. and C. Schmechel, "Some Testing Tools for TCP
             Implementors", RFC 2398, August 1998.

  [RFC2415]  Poduri, K. and K. Nichols, "Simulation Studies of
             Increased Initial TCP Window Size", RFC 2415, September
             1998.

  [RFC2416]  Shepard, T. and C. Partridge, "When TCP Starts Up With
             Four Packets Into Only Three Buffers", RFC 2416, September
             1998.

  [RFC2452]  Daniele, M., "IP Version 6 Management Information Base for
             the Transmission Control Protocol", RFC 2452, December
             1998.

  [RFC2488]  Allman, M., Glover, D., and L. Sanchez, "Enhancing TCP
             Over Satellite Channels using Standard Mechanisms", BCP
             28, RFC 2488, January 1999.

  [RFC2525]  Paxson, V., Allman, M., Dawson, S., Fenner, W., Griner,
             J., Heavens, I., Lahey, K., Semke, J., and B. Volz, "Known
             TCP Implementation Problems", RFC 2525, March 1999.

  [RFC2757]  Montenegro, G., Dawkins, S., Kojo, M., Magret, V., and N.
             Vaidya, "Long Thin Networks", RFC 2757, January 2000.




Duke, et al.                 Informational                     [Page 29]

RFC 4614                      TCP Roadmap                 September 2006


  [RFC2760]  Allman, M., Dawkins, S., Glover, D., Griner, J., Tran, D.,
             Henderson, T., Heidemann, J., Touch, J., Kruse, H.,
             Ostermann, S., Scott, K., and J. Semke, "Ongoing TCP
             Research Related to Satellites", RFC 2760, February 2000.

  [RFC2884]  Hadi Salim, J. and U. Ahmed, "Performance Evaluation of
             Explicit Congestion Notification (ECN) in IP Networks",
             RFC 2884, July 2000.

  [RFC2914]  Floyd, S., "Congestion Control Principles", BCP 41, RFC
             2914, September 2000.

  [RFC2923]  Lahey, K., "TCP Problems with Path MTU Discovery", RFC
             2923, September 2000.

  [RFC3135]  Border, J., Kojo, M., Griner, J., Montenegro, G., and Z.
             Shelby, "Performance Enhancing Proxies Intended to
             Mitigate Link-Related Degradations", RFC 3135, June 2001.

  [RFC3150]  Dawkins, S., Montenegro, G., Kojo, M., and V. Magret,
             "End-to-end Performance Implications of Slow Links", BCP
             48, RFC 3150, July 2001.

  [RFC3155]  Dawkins, S., Montenegro, G., Kojo, M., Magret, V., and N.
             Vaidya, "End-to-end Performance Implications of Links with
             Errors", BCP 50, RFC 3155, August 2001.

  [RFC3360]  Floyd, S., "Inappropriate TCP Resets Considered Harmful",
             BCP 60, RFC 3360, August 2002.

  [RFC3366]  Fairhurst, G. and L. Wood, "Advice to link designers on
             link Automatic Repeat reQuest (ARQ)", BCP 62, RFC 3366,
             August 2002.

  [RFC3449]  Balakrishnan, H., Padmanabhan, V., Fairhurst, G., and M.
             Sooriyabandara, "TCP Performance Implications of Network
             Path Asymmetry", BCP 69, RFC 3449, December 2002.

  [RFC3481]  Inamura, H., Montenegro, G., Ludwig, R., Gurtov, A., and
             F. Khafizov, "TCP over Second (2.5G) and Third (3G)
             Generation Wireless Networks", BCP 71, RFC 3481, February
             2003.

  [RFC3493]  Gilligan, R., Thomson, S., Bound, J., McCann, J., and W.
             Stevens, "Basic Socket Interface Extensions for IPv6", RFC
             3493, February 2003.





Duke, et al.                 Informational                     [Page 30]

RFC 4614                      TCP Roadmap                 September 2006


  [RFC3819]  Karn, P., Bormann, C., Fairhurst, G., Grossman, D.,
             Ludwig, R., Mahdavi, J., Montenegro, G., Touch, J., and L.
             Wood, "Advice for Internet Subnetwork Designers", BCP 89,
             RFC 3819, July 2004.

  [RFC4022]  Raghunarayan, R., "Management Information Base for the
             Transmission Control Protocol (TCP)", RFC 4022, March
             2005.

10.6.  Informative References Outside the RFC Series

  [JK92]     Jacobson, V. and M. Karels, "Congestion Avoidance and
             Control", This paper is a revised version of [Jac88], that
             includes an additional appendix.  This paper has not been
             traditionally published, but is currently available at
             ftp://ftp.ee.lbl.gov/papers/congavoid.ps.Z. 1992.

  [Jac88]    Jacobson, V., "Congestion Avoidance and Control", ACM
             SIGCOMM 1988 Proceedings, in ACM Computer Communication
             Review, 18 (4), pp. 314-329, August 1988.

  [KP87]     Karn, P. and C. Partridge, "Round Trip Time Estimation",
             ACM SIGCOMM 1987 Proceedings, in ACM Computer
             Communication Review, 17 (5), pp. 2-7, August 1987

  [MAF04]    Medina, A., Allman, M., and S. Floyd, "Measuring the
             Evolution of Transport Protocols in the Internet", ACM
             Computer Communication Review, 35 (2), April 2005.

  [MM96]     Mathis, M. and J. Mahdavi, "Forward Acknowledgement:
             Refining TCP Congestion Control", ACM SIGCOMM 1996
             Proceedings, in ACM Computer Communication Review 26 (4),
             pp. 281-292, October 1996.

  [SCWA99]   Savage, S., Cardwell, N., Wetherall, D., and T. Anderson,
             "TCP Congestion Control with a Misbehaving Receiver", ACM
             Computer Communication Review, 29 (5), pp. 71-78, October
             1999.













Duke, et al.                 Informational                     [Page 31]

RFC 4614                      TCP Roadmap                 September 2006


Authors' Addresses

  Martin H. Duke
  The Boeing Company
  PO Box 3707, MC 7L-49
  Seattle, WA  98124-2207

  Phone: 425-373-2852
  EMail: [email protected]


  Robert Braden
  USC Information Sciences Institute
  Marina del Rey, CA  90292-6695

  Phone: 310-448-9173
  EMail: [email protected]


  Wesley M. Eddy
  Verizon Federal Network Systems
  21000 Brookpark Rd, MS 54-5
  Cleveland, OH  44135

  Phone: 216-433-6682
  EMail: [email protected]


  Ethan Blanton
  Purdue University Computer Science
  250 N. University St.
  West Lafayette, IN  47907

  EMail: [email protected]

















Duke, et al.                 Informational                     [Page 32]

RFC 4614                      TCP Roadmap                 September 2006


Full Copyright Statement

  Copyright (C) The Internet Society (2006).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
  retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
  OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
  ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
  INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
  INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  Intellectual Property Rights or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; nor does it represent that it has
  made any independent effort to identify any such rights.  Information
  on the procedures with respect to rights in RFC documents can be
  found in BCP 78 and BCP 79.

  Copies of IPR disclosures made to the IETF Secretariat and any
  assurances of licenses to be made available, or the result of an
  attempt made to obtain a general license or permission for the use of
  such proprietary rights by implementers or users of this
  specification can be obtained from the IETF on-line IPR repository at
  http://www.ietf.org/ipr.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights that may cover technology that may be required to implement
  this standard.  Please address the information to the IETF at
  [email protected].

Acknowledgement

  Funding for the RFC Editor function is provided by the IETF
  Administrative Support Activity (IASA).







Duke, et al.                 Informational                     [Page 33]