Network Working Group                                        H. Holbrook
Request for Comments: 4604                                 Arastra, Inc.
Updates: 3376, 3810                                              B. Cain
Category: Standards Track                                Acopia Networks
                                                            B. Haberman
                                                                JHU APL
                                                            August 2006


     Using Internet Group Management Protocol Version 3 (IGMPv3)
     and Multicast Listener Discovery Protocol Version 2 (MLDv2)
                    for Source-Specific Multicast

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  The Internet Group Management Protocol Version 3 (IGMPv3) and the
  Multicast Listener Discovery Protocol Version 2 (MLDv2) are protocols
  that allow a host to inform its neighboring routers of its desire to
  receive IPv4 and IPv6 multicast transmissions, respectively.
  Source-specific multicast (SSM) is a form of multicast in which a
  receiver is required to specify both the network-layer address of the
  source and the multicast destination address in order to receive the
  multicast transmission.  This document defines the notion of an
  "SSM-aware" router and host, and clarifies and (in some cases)
  modifies the behavior of IGMPv3 and MLDv2 on SSM-aware routers and
  hosts to accommodate source-specific multicast.  This document
  updates the IGMPv3 and MLDv2 specifications.












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RFC 4604                IGMPv3/MLDv2 for SSM                 August 2006


1.  Introduction

  The Internet Group Management Protocol (IGMP) [RFC1112, IGMPv2,
  IGMPv3] allows an IPv4 host to communicate IP multicast group
  membership information to its neighboring routers.  IGMP version 3
  (IGMPv3) [IGMPv3] provides the ability for a host to selectively
  request or filter traffic from individual sources within a multicast
  group.

  The Multicast Listener Discovery Protocol (MLD) [RFC2710, MLDv2]
  offers similar functionality for IPv6 hosts.  MLD version 2 (MLDv2)
  provides the analogous "source filtering" functionality of IGMPv3 for
  IPv6.

  Due to the commonality of function, the term "Group Management
  Protocol", or "GMP", will be used to refer to both IGMP and MLD.  The
  term "Source Filtering GMP", or "SFGMP", will be used to refer
  jointly to the IGMPv3 and MLDv2 group management protocols.

  The use of source-specific multicast is facilitated by small changes
  to the SFGMP protocols on both hosts and routers.  [SSM] defines
  general requirements that must be followed by systems that implement
  the SSM service model; this document defines the concrete application
  of those requirements to systems that implement IGMPv3 and MLDv2.  In
  doing so, this document defines modifications to the host and router
  portions of IGMPv3 and MLDv2 for use with SSM, and presents a number
  of clarifications to their behavior when used with SSM addresses.
  This document updates the IGMPv3 and MLDv2 specifications.

1.1.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

  In order to emphasize the parts of this document that modify the
  existing protocol specifications ([RFC2710, MLDv2, IGMPv3]), as
  opposed to merely clarify them, any protocol modifications are marked
  with the tag "MODIFICATION".

2.  Host Requirements for Source-Specific Multicast

  This section defines the notion of an "SSM-aware" host and then goes
  on to describe the API requirements and the SFGMP protocol
  requirements of an SSM-aware host.  It is important to note that SSM
  can be used by any host that supports source filtering APIs and whose
  operating system supports the appropriate SFGMP.  The SFGMP




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RFC 4604                IGMPv3/MLDv2 for SSM                 August 2006


  modifications described in this section make SSM work better on an
  SSM-aware host, but they are not strict prerequisites for the use of
  SSM.

  The 232/8 IPv4 address range is currently allocated for SSM by IANA
  [IANA-ALLOCATION].  In IPv6, the FF3x::/32 range (where 'x' is a
  valid IPv6 multicast scope value) is reserved for SSM semantics
  [RFC3306], although today SSM allocations are restricted to
  FF3x::/96.  ([SSM] has a more thorough discussion of this topic.)  A
  host that knows the SSM address range and is capable of applying SSM
  semantics to it is described as an "SSM-aware" host.

  A host or router may be configured to apply SSM semantics to
  addresses other than those in the IANA-allocated range.  The GMP
  module on a host or router SHOULD have a configuration option to set
  the SSM address range(s).  If this configuration option exists, it
  MUST default to the IANA-allocated SSM range.  The mechanism for
  setting this configuration option MUST at least allow for manual
  configuration.  Protocol mechanisms to set this option may be defined
  in the future.

2.1.  API Requirements

  If the host IP module of an SSM-aware host receives a non-source-
  specific request to receive multicast traffic sent to an SSM
  destination address, it SHOULD return an error to the application, as
  specified in [MSFAPI] (MODIFICATION).  On a non-SSM-aware host, an
  application that uses the wrong API (e.g., "join(G)",
  "IPMulticastListen(G,EXCLUDE(S1))" for IGMPv3, or
  "IPv6MulticastListen(G,EXCLUDE(S2))" for MLDv2) to request delivery
  of packets sent to an SSM address will not receive the requested
  service, because an SSM-aware router (following the rules of this
  document) will refuse to process the request, and the application
  will receive no indication other than a failure to receive the
  requested traffic.

2.2.  GMP Requirements

  This section defines the behavior of the SFGMP protocol module on an
  SSM-aware host, including two modifications to the protocols as
  described in [IGMPv3, MLDv2].  It also includes a number of
  clarifications of protocol operations.  In doing so, it documents the
  behavior of an SSM-aware host with respect to sending and receiving
  the following GMP message types:

     - IGMPv1/v2 and MLDv1 Reports (2.2.1)
     - IGMPv3 and MLDv2 Reports (2.2.2)
     - IGMPv1 Queries, IGMPv2 and MLDv1 General Queries (2.2.3)



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RFC 4604                IGMPv3/MLDv2 for SSM                 August 2006


     - IGMPv2 Leave and MLDv1 Done (2.2.4)
     - IGMPv2 and MLDv1 Group Specific Query (2.2.5)
     - IGMPv3 and MLDv2 Group Specific Query (2.2.6)
     - IGMPv3 and MLDv2 Group-and-Source Specific Query (2.2.7)

2.2.1.  IGMPv1/v2 and MLDv1 Reports

  An SSM-aware host operating according to [IGMPv3, MLDv2] could send
  an IGMPv1, IGMPv2, or MLDv1 report for an SSM address when it is
  operating in "older-version compatibility mode."  This is an
  exceptional (error) condition, indicating that the router(s) cannot
  provide the SFGMP support needed for SSM, and an error is logged when
  the host enters compatibility mode for an SSM address, as described
  below.  In this situation, it is likely that traffic sent to a
  channel (S,G) will not be delivered to a receiving host that has
  requested to receive channel (S,G).

  [IGMPv3] and [MLDv2] specify that a host MAY allow an older-version
  report to suppress its own IGMPv3 or MLDv2 Membership Record.  An
  SSM-aware host, however, MUST NOT allow its report to be suppressed
  in this situation (MODIFICATION).  Suppressing reports in this
  scenario would provide an avenue for an attacker to deny SSM service
  to other hosts on the link.

2.2.2.  IGMPv3 and MLDv2 Reports

  A host implementation may report more than one SSM channel in a
  single report either by including multiple sources within a group
  record or by including multiple group records.

  A Group Record for a source-specific destination address may (under
  normal operation) be any of the following types:

     - MODE_IS_INCLUDE as part of a Current-State Record

     - ALLOW_NEW_SOURCES as part of a State-Change Record

     - BLOCK_OLD_SOURCES as part of a State-Change Record

  A report may include both SSM destination addresses and non-source-
  specific, i.e., Any-Source Multicast (ASM) destination addresses, in
  the same message.

  Additionally, a CHANGE_TO_INCLUDE_MODE record may be sent by a host
  in some cases, for instance, when the SSM address range is changed
  through configuration.  A router should process such a record
  according to the normal SFGMP rules.




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RFC 4604                IGMPv3/MLDv2 for SSM                 August 2006


  An SSM-aware host SHOULD NOT send any of the following record types
  for an SSM address.

     - MODE_IS_EXCLUDE as part of a Current-State Record

     - CHANGE_TO_EXCLUDE_MODE as part of a Filter-Mode-Change Record

  This is a MODIFICATION to [IGMPv3, MLDv2], imposing a restriction on
  its use for SSM destination addresses.  The rationale is that EXCLUDE
  mode does not apply to SSM addresses, and an SSM-aware router will
  ignore MODE_IS_EXCLUDE and CHANGE_TO_EXCLUDE_MODE requests in the SSM
  range, as described below.

2.2.3.  IGMPv1 Queries, IGMPv2 and MLDv1 General Queries

  If an IGMPv1 Query, or an IGMPv2 or MLDv1 General Query is received,
  the SFGMP protocol specifications require the host to revert to the
  older (IGMPv1, IGMPv2, or MLDv1) mode of operation on that interface.
  If this occurs, the host will stop reporting source-specific
  subscriptions on that interface and will start using IGMPv1, IGMPv2,
  or MLDv1 to report interest in all SSM destination addresses,
  unqualified by a source address.  As a result, SSM semantics will no
  longer be applied to the multicast group address by the router.

  A router compliant with this document would never generate an IGMPv1,
  IGMPv2, or MLDv1 query for an address in the SSM range; thus, this
  situation only occurs either if the router is not SSM-aware, or if
  the host and the router disagree about the SSM address range (for
  instance, if they have inconsistent manual configurations).

  A host SHOULD log an error if it receives an IGMPv1, IGMPv2, or MLDv1
  query for an SSM address (MODIFICATION).

  In order to mitigate this problem, it must be administratively
  assured that all routers on a given shared-medium network are
  compliant with this document and are in agreement about the SSM
  address range.

2.2.4.  IGMPv2 Leave and MLDv1 Done

  IGMP Leave and MLD Done messages are not processed by hosts.  IGMPv2
  Leave and MLDv1 Done messages should not be sent for an SSM address,
  unless the sending host has reverted to older-version compatibility
  mode, with all the caveats described above.







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RFC 4604                IGMPv3/MLDv2 for SSM                 August 2006


2.2.5.  IGMPv2 and MLDv1 Group Specific Query

  If a host receives an IGMPv2 or MLDv1 Group Specific Query for an
  address in any configured source-specific range, it should process
  the query normally, as per [IGMPv3, MLDv2], even if the group queried
  is a source-specific destination address.  The transmission of such a
  query likely indicates either that the sending router is not
  compliant with this document or that it is not configured with the
  same SSM address range(s) as the receiving host.  A host SHOULD log
  an error in this case (MODIFICATION).

2.2.6.  IGMPv3 and MLDv2 Group-Specific Query

  If an SSM-aware host receives an SFGMP Group-Specific Query for an
  SSM address, it must respond with a report if the group matches the
  source-specific destination address of any of its subscribed source-
  specific channels, as specified in [IGMPv3, MLDv2].

  The rationale for this is that, although in the current SFGMP
  protocol specifications a router would have no reason to send one,
  the semantics of such a query are well-defined in this range and
  future implementations may have reason to send such a query.  Be
  liberal in what you accept.

2.2.7.  IGMPv3 and MLDv2 Group-and-Source-Specific Query

  An SFGMP router typically uses a Group-and-Source-Specific Query to
  query an SSM channel that a host has requested to leave via a
  BLOCK_OLD_SOURCES record.  A host must respond to a Group-and-
  Source-Specific Query for which the group and source in the query
  match any channel for which the host has a subscription, as required
  by [IGMPv3, MLDv2].  The use of an SSM address does not change this
  behavior.

  A host must be able to process a query with multiple sources listed
  per group, again as required by [IGMPv3, MLDv2].  The use of an SSM
  address does not modify the behavior of the SFGMPs in this regard.

3.  Router Requirements for Source-Specific Multicast

  Routers must be aware of the SSM address range in order to provide
  the SSM service model.  A router that knows the SSM address range and
  is capable of applying SSM semantics to it as described in this
  section is described as an "SSM-aware" router.  An SSM-aware router
  MAY have a configuration option to apply SSM semantics to addresses
  other than the IANA-allocated range, but if such an option exists, it
  MUST default to the IANA-allocated range.




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  This section documents the behavior of routers with respect to the
  following types of SFGMP messages for source-specific destination
  addresses:

     - IGMPv3 and MLDv2 Reports (3.1)
     - IGMPv3 and MLDv2 General Query (3.2)
     - IGMPv3 and MLDv2 Group-Specific Query (3.3)
     - IGMPv3 and MLDv2 Group-and-Source Specific Query (3.4)
     - IGMPv1/v2 and MLDv1 Reports (3.5)
     - IGMPv1/v2 and MLDv1 Queries (3.6)
     - IGMPv2 Leave and MLDv1 Done (3.7)

3.1.  IGMPv3 and MLDv2 Reports

  SFGMP Reports are used to report source-specific subscriptions in the
  SSM address range.  A router SHOULD ignore a group record of either
  of the following types if it refers to an SSM destination address:

        - MODE_IS_EXCLUDE Current-State Record

        - CHANGE_TO_EXCLUDE_MODE Filter-Mode-Change Record

  A router MAY choose to log an error in either case.  It MUST process
  any other group records within the same report.  These behaviors are
  MODIFICATIONS to [IGMPv3, MLDv2] to prevent non-source-specific
  semantics from being applied to SSM addresses, and to avoid reverting
  to older-version compatibility mode.

  A CHANGE_TO_INCLUDE_MODE Filter-Mode-Change Record is processed per
  the normal SFGMP rules; Section 2.2.2 describes a legitimate scenario
  when this could occur.

3.2.  IGMPv3 and MLDv2 General Queries

  An SSM router sends periodic SFGMP General Queries as per the IGMPv3
  and MLDv2 specifications.  No change in behavior is required for SSM.

3.3.  IGMPv3 and MLDv2 Group-Specific Queries

  SFGMP routers that support source-specific multicast may send group-
  specific queries for addresses in the source-specific range.  This
  specification does not explicitly prohibit such a message, although,
  at the time of this writing, a router conformant to [IGMPv3, MLDv2]
  would not send one.







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3.4.  IGMPv3 and MLDv2 Group-and-Source-Specific Queries

  SFGMP Group-and-Source-Specific Queries are used when a receiver has
  indicated that it is no longer interested in receiving traffic from a
  particular (S,G) pair to determine if there are any remaining
  directly-attached hosts with interest in that (S,G) pair.  Group-
  and-Source-Specific Queries are used within the source-specific
  address range when a router receives a BLOCK_OLD_SOURCES Record for
  one or more source-specific groups.  These queries are sent normally,
  as per [IGMPv3, MLDv2].

3.5.  IGMPv1/v2 and MLDv1 Reports

  An IGMPv1/v2 or MLDv1 report for an address in the source-specific
  range could be sent by a non-SSM-aware host.  A router SHOULD ignore
  all such reports and specifically SHOULD NOT use them to establish IP
  forwarding state.  This is a MODIFICATION to [IGMPv3, MLDv2].  A
  router MAY log an error if it receives such a report (also a
  MODIFICATION).

3.6.  IGMPv1/v2 and MLDv1 Queries

  An SFGMP router that loses the querier election to a lower version
  router must log an error, as specified by [IGMPv3, MLDv2].

3.7.  IGMPv2 Leave and MLDv1 Done

  An IGMPv2 Leave or MLDv1 Done message may be sent by a non-SSM-aware
  host.  A router SHOULD ignore all such messages in the source-
  specific address range and MAY log an error (MODIFICATION).

4.  Security Considerations

  The specific protocol modifications described in this document are
  not known to create any security concerns that are not already
  present when IGMPv3 or MLDv2 is used with ASM-style multicast.  The
  reader is referred to [SSM] for an analysis of SSM-specific security
  issues.

  It is important that a router not accept non-source-specific
  reception requests for an SSM destination address.  The rules of
  [IGMPv3] and [MLDv2] require a router, upon receiving such a
  membership report, to revert to earlier version compatibility mode
  for the group in question.  If the router were to revert in this
  situation, it would prevent an IGMPv3-capable host from receiving SSM
  service for that destination address, thus creating a potential for
  an attacker to deny SSM service to other hosts on the same link.




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5.  Acknowledgements

  The authors would like to thank Vince Laviano, Nidhi Bhaskar, Steve
  Deering, Toerless Eckert, and Pekka Savola for their input and
  careful review.

6.  Normative References

  [IGMPv2]     Fenner, W., "Internet Group Management Protocol, Version
               2", RFC 2236, November 1997.

  [IGMPv3]     Cain, B., Deering, S., Kouvelas, I., Fenner, B., and A.
               Thyagarajan, "Internet Group Management Protocol,
               Version 3", RFC 3376, October 2002.

  [MSFAPI]     Thaler, D., Fenner, B., and B. Quinn, "Socket Interface
               Extensions for Multicast Source Filters", RFC 3678,
               January 2004.

  [RFC1112]    Deering, S., "Host extensions for IP multicasting", STD
               5, RFC 1112, August 1989.

  [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate
               Requirement Levels", BCP 14, RFC 2119, March 1997.

  [SSM]        Holbrook, H. and B. Cain, "Source-Specific Multicast for
               IP", RFC 4607, August 2006.

  [MLDv2]      Vida, R. and L. Costa, "Multicast Listener Discovery
               Version 2 (MLDv2) for IPv6", RFC 3810, June 2004.

  [RFC2710]    Deering, S., Fenner, W., and B. Haberman, "Multicast
               Listener Discovery (MLD) for IPv6", RFC 2710, October
               1999.

8.  Informative References

  [IANA-ALLOC] Internet Assigned Numbers Authority,
               http://www.iana.org/assignments/multicast-addresses.

  [RFC3306]    Haberman, B. and D. Thaler, "Unicast-Prefix-based IPv6
               Multicast Addresses", RFC 3306, August 2002.









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RFC 4604                IGMPv3/MLDv2 for SSM                 August 2006


Authors' Addresses

  Hugh Holbrook
  Arastra, Inc.
  P.O. Box 10905
  Palo Alto, CA 94303

  Phone: +1 650 331-1620
  EMail: [email protected]


  Brad Cain
  Acopia Networks

  EMail: [email protected]


  Brian Haberman
  Johns Hopkins University Applied Physics Lab
  11100 Johns Hopkins Road
  Laurel, MD  20723-6099

  EMail: [email protected]




























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Full Copyright Statement

  Copyright (C) The Internet Society (2006).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
  retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
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Acknowledgement

  Funding for the RFC Editor function is provided by the IETF
  Administrative Support Activity (IASA).







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