Network Working Group                                             J. Rey
Request for Comments: 4588                                     Panasonic
Category: Standards Track                                        D. Leon
                                                             Consultant
                                                            A. Miyazaki
                                                              Panasonic
                                                               V. Varsa
                                                                  Nokia
                                                           R. Hakenberg
                                                              Panasonic
                                                              July 2006


                  RTP Retransmission Payload Format

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  RTP retransmission is an effective packet loss recovery technique for
  real-time applications with relaxed delay bounds.  This document
  describes an RTP payload format for performing retransmissions.
  Retransmitted RTP packets are sent in a separate stream from the
  original RTP stream.  It is assumed that feedback from receivers to
  senders is available.  In particular, it is assumed that Real-time
  Transport Control Protocol (RTCP) feedback as defined in the extended
  RTP profile for RTCP-based feedback (denoted RTP/AVPF) is available
  in this memo.













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RFC 4588           RTP Retransmission Payload Format           July 2006


Table of Contents

  1. Introduction ....................................................3
  2. Terminology .....................................................3
  3. Requirements and Design Rationale for a Retransmission Scheme ...4
     3.1. Multiplexing Scheme Choice .................................6
  4. Retransmission Payload Format ...................................7
  5. Association of Retransmission and Original Streams ..............9
     5.1. Retransmission Session Sharing .............................9
     5.2. CNAME Use ..................................................9
     5.3. Association at the Receiver ................................9
  6. Use with the Extended RTP Profile for RTCP-based Feedback ......11
     6.1. RTCP at the Sender ........................................11
     6.2. RTCP Receiver Reports .....................................11
     6.3. Retransmission Requests ...................................12
     6.4. Timing Rules ..............................................13
  7. Congestion Control .............................................13
  8. Retransmission Payload Format MIME Type Registration ...........15
     8.1. Introduction ..............................................15
     8.2. Registration of audio/rtx .................................16
     8.3. Registration of video/rtx .................................17
     8.4. Registration of text/rtx ..................................18
     8.5. Registration of application/rtx ...........................19
     8.6. Mapping to SDP ............................................20
     8.7. SDP Description with Session-Multiplexing .................20
     8.8. SDP Description with SSRC-Multiplexing ....................21
  9. RTSP Considerations ............................................22
     9.1. RTSP Control with SSRC-Multiplexing .......................22
     9.2. RTSP Control with Session-Multiplexing ....................22
     9.3. RTSP Control of the Retransmission Stream .................23
     9.4. Cache Control .............................................23
  10. Implementation Examples .......................................23
     10.1. A Minimal Receiver Implementation Example ................24
     10.2. Retransmission of Layered Encoded Media in Multicast .....25
  11. IANA Considerations ...........................................26
  12. Security Considerations .......................................26
  13. Acknowledgements ..............................................27
  14. References ....................................................27
     14.1. Normative References .....................................27
     14.2. Informative References ...................................28
  Appendix A. How to Control the Number of Rtxs. per Packet .........29










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RFC 4588           RTP Retransmission Payload Format           July 2006


1.  Introduction

  Packet losses between an RTP sender and receiver may significantly
  degrade the quality of the received media.  Several techniques, such
  as forward error correction (FEC), retransmissions, or interleaving,
  may be considered to increase packet loss resiliency.  RFC 2354 [8]
  discusses the different options.

  When choosing a repair technique for a particular application, the
  tolerable latency of the application has to be taken into account.
  In the case of multimedia conferencing, the end-to-end delay has to
  be at most a few hundred milliseconds in order to guarantee
  interactivity, which usually excludes the use of retransmission.

  With sufficient latency, the efficiency of the repair scheme can be
  increased.  The sender may use the receiver feedback in order to
  react to losses before their playout time at the receiver.

  In the case of multimedia streaming, the user can tolerate an initial
  latency as part of the session set-up and thus an end-to-end delay of
  several seconds may be acceptable.  RTP retransmission as defined in
  this document is targeted at such applications.

  Furthermore, the RTP retransmission method defined herein is
  applicable to unicast and (small) multicast groups.  The present
  document defines a payload format for retransmitted RTP packets and
  provides protocol rules for the sender and the receiver involved in
  retransmissions.

  This retransmission payload format was designed for use with the
  extended RTP profile for RTCP-based feedback, AVPF [1].  It may also
  be used with other RTP profiles defined in the future.

  The AVPF profile allows for more frequent feedback and for early
  feedback.  It defines a general-purpose feedback message, i.e., NACK,
  as well as codec and application-specific feedback messages.  See [1]
  for details.

2.  Terminology

  The following terms are used in this document:

  CSRC: contributing source.  See [3].

  Original packet: an RTP packet that carries user data sent for the
  first time by an RTP sender.

  Original stream: the RTP stream of original packets.



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RFC 4588           RTP Retransmission Payload Format           July 2006


  Retransmission packet: an RTP packet that is to be used by the
  receiver instead of a lost original packet.  Such a retransmission
  packet is said to be associated with the original RTP packet.

  Retransmission request: a means by which an RTP receiver is able to
  request that the RTP sender should send a retransmission packet for a
  given original packet.  Usually, an RTCP NACK packet as specified in
  [1] is used as retransmission request for lost packets.

  Retransmission stream: the stream of retransmission packets
  associated with an original stream.

  Session-multiplexing: scheme by which the original stream and the
  associated retransmission stream are sent into two different RTP
  sessions.

  SSRC: synchronization source.  See [3].

  SSRC-multiplexing: scheme by which the original stream and the
  retransmission stream are sent in the same RTP session with different
  SSRC values.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [2].

3.  Requirements and Design Rationale for a Retransmission Scheme

  The use of retransmissions in RTP as a repair method for streaming
  media is appropriate in those scenarios with relaxed delay bounds and
  where full reliability is not a requirement.  More specifically, RTP
  retransmission allows one to trade off reliability vs. delay; i.e.,
  the endpoints may give up retransmitting a lost packet after a given
  buffering time has elapsed.  Unlike TCP, there is thus no head-of-
  line blocking caused by RTP retransmissions.  The implementer should
  be aware that in cases where full reliability is required or higher
  delay and jitter can be tolerated, TCP or other transport options
  should be considered.

  The RTP retransmission scheme defined in this document is designed to
  fulfill the following set of requirements:

  1. It must not break general RTP and RTCP mechanisms.
  2. It must be suitable for unicast and small multicast groups.
  3. It must work with mixers and translators.
  4. It must work with all known payload types.
  5. It must not prevent the use of multiple payload types in a
     session.



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RFC 4588           RTP Retransmission Payload Format           July 2006


  6. In order to support the largest variety of payload formats, the
     RTP receiver must be able to derive how many and which RTP packets
     were lost as a result of a gap in received RTP sequence numbers.
     This requirement is referred to as sequence number preservation.
     Without such a requirement, it would be impossible to use
     retransmission with payload formats, such as conversational text
     [9] or most audio/video streaming applications, that use the RTP
     sequence number to detect lost packets.

  When designing a solution for RTP retransmission, several approaches
  may be considered for the multiplexing of the original RTP packets
  and the retransmitted RTP packets.

  One approach may be to retransmit the RTP packet with its original
  sequence number and send original and retransmission packets in the
  same RTP stream.  The retransmission packet would then be identical
  to the original RTP packet, i.e., the same header (and thus same
  sequence number) and the same payload.  However, such an approach is
  not acceptable because it would corrupt the RTCP statistics.  As a
  consequence, requirement 1 would not be met.  Correct RTCP statistics
  require that for every RTP packet within the RTP stream, the sequence
  number be increased by one.

  Another approach may be to multiplex original RTP packets and
  retransmission packets in the same RTP stream using different payload
  type values.  With such an approach, the original packets and the
  retransmission packets would share the same sequence number space.
  As a result, the RTP receiver would not be able to infer how many and
  which original packets (which sequence numbers) were lost.

  In other words, this approach does not satisfy the sequence number
  preservation requirement (requirement 6).  This in turn implies that
  requirement 4 would not be met.  Interoperability with mixers and
  translators would also be more difficult if they did not understand
  this new retransmission payload type in a sender RTP stream.  For
  these reasons, a solution based on payload type multiplexing of
  original packets and retransmission packets in the same RTP stream is
  excluded.

  Finally, the original and retransmission packets may be sent in two
  separate streams.  These two streams may be multiplexed either by
  sending them in two different sessions , i.e., session-multiplexing,
  or in the same session using different SSRC values, i.e., SSRC-
  multiplexing.  Since original and retransmission packets carry media
  of the same type, the objections in Section 5.2 of RTP [3] to RTP
  multiplexing do not apply in this case.





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RFC 4588           RTP Retransmission Payload Format           July 2006


  Mixers and translators may process the original stream and simply
  discard the retransmission stream if they are unable to utilise it.

  On the other hand, sending the original and retransmission packets in
  two separate streams does not alone satisfy requirements 1 and 6.
  For this purpose, this document includes the original sequence number
  in the retransmitted packets.

  In this manner, using two separate streams satisfies all the
  requirements listed in this section.

3.1.  Multiplexing Scheme Choice

  Session-multiplexing and SSRC-multiplexing have different pros and
  cons:

  Session-multiplexing is based on sending the retransmission stream in
  a different RTP session (as defined in RTP [3]) from that of the
  original stream; i.e., the original and retransmission streams are
  sent to different network addresses and/or port numbers.  Having a
  separate session allows more flexibility.  In multicast, using two
  separate sessions for the original and the retransmission streams
  allows a receiver to choose whether or not to subscribe to the RTP
  session carrying the retransmission stream.  The original session may
  also be single-source multicast while separate unicast sessions are
  used to convey retransmissions to each of the receivers, which as a
  result will receive only the retransmission packets they request.

  The use of separate sessions also facilitates differential treatment
  by the network and may simplify processing in mixers, translators,
  and packet caches.

  With SSRC-multiplexing, a single session is needed for the original
  and the retransmission streams.  This allows streaming servers and
  middleware that are involved in a high number of concurrent sessions
  to minimise their port usage.

  This retransmission payload format allows both session-multiplexing
  and SSRC-multiplexing for unicast sessions.  From an implementation
  point of view, there is little difference between the two approaches.
  Hence, in order to maximise interoperability, both multiplexing
  approaches SHOULD be supported by senders and receivers.  For
  multicast sessions, session-multiplexing MUST be used because the
  association of the original stream and the retransmission stream is
  problematic if SSRC-multiplexing is used with multicast sessions(see
  Section 5.3 for motivation).





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RFC 4588           RTP Retransmission Payload Format           July 2006


4.  Retransmission Payload Format

  The format of a retransmission packet is shown below:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                         RTP Header                            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |            OSN                |                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |
  |                  Original RTP Packet Payload                  |
  |                                                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The RTP header usage is as follows:

  In the case of session-multiplexing, the same SSRC value MUST be used
  for the original stream and the retransmission stream.  In the case
  of an SSRC collision in either the original session or the
  retransmission session, the RTP specification requires that an RTCP
  BYE packet MUST be sent in the session where the collision happened.
  In addition, an RTCP BYE packet MUST also be sent for the associated
  stream in its own session.  After a new SSRC identifier is obtained,
  the SSRC of both streams MUST be set to this value.

  In the case of SSRC-multiplexing, two different SSRC values MUST be
  used for the original stream and the retransmission stream as
  required by RTP.  If an SSRC collision is detected for either the
  original stream or the retransmission stream, the RTP specification
  requires that an RTCP BYE packet MUST be sent for this stream.  An
  RTCP BYE packet MUST NOT be sent for the associated stream.
  Therefore, only the stream that experienced SSRC collision MUST
  choose a new SSRC value.  Refer to Section 5.3 for the implications
  on the original stream and retransmission stream SSRC association at
  the receiver.

  For either multiplexing scheme, the sequence number has the standard
  definition; i.e., it MUST be one higher than the sequence number of
  the preceding packet sent in the retransmission stream.

  The retransmission packet timestamp MUST be set to the original
  timestamp, i.e., to the timestamp of the original packet.  As a
  consequence, the initial RTP timestamp for the first packet of the
  retransmission stream is not random but equal to the original
  timestamp of the first packet that is retransmitted.  See the
  Security Considerations section in this document for security
  implications.



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RFC 4588           RTP Retransmission Payload Format           July 2006


  Implementers have to be aware that the RTCP jitter value for the
  retransmission stream does not reflect the actual network jitter
  since there could be little correlation between the time a packet is
  retransmitted and its original timestamp.

  The payload type is dynamic.  If multiple payload types using
  retransmission are present in the original stream, then for each of
  these, a dynamic payload type MUST be mapped to the retransmission
  payload format.  See Section 8.1 for the specification of how the
  mapping between original and retransmission payload types is done
  with Session Description Protocol (SDP).

  As the retransmission packet timestamp carries the original media
  timestamp, the timestamp clockrate used by the retransmission payload
  type MUST be the same as the one used by the associated original
  payload type.  Therefore, if an RTP stream carries payload types of
  different clockrates, this will also be the case for the associated
  retransmission stream.  Note that an RTP stream does not usually
  carry payload types of different clockrates.

  The payload of the RTP retransmission packet comprises the
  retransmission payload header followed by the payload of the original
  RTP packet.  The length of the retransmission payload header is 2
  octets.  This payload header contains only one field, OSN (original
  sequence number), which MUST be set to the sequence number of the
  associated original RTP packet.  The original RTP packet payload,
  including any possible payload headers specific to the original
  payload type, MUST be placed right after the retransmission payload
  header.

  For payload formats that support encoding at multiple rates, instead
  of retransmitting the same payload as the original RTP packet the
  sender MAY retransmit the same data encoded at a lower rate.  This
  aims at limiting the bandwidth usage of the retransmission stream.
  When doing so, the sender MUST ensure that the receiver will still be
  able to decode the payload of the already sent original packets that
  might have been encoded based on the payload of the lost original
  packet.  In addition, if the sender chooses to retransmit at a lower
  rate, the values in the payload header of the original RTP packet may
  no longer apply to the retransmission packet and may need to be
  modified in the retransmission packet to reflect the change in rate.
  The sender SHOULD trade off the decrease in bandwidth usage with the
  decrease in quality caused by resending at a lower rate.

  If the original RTP header carried any profile-specific extensions,
  the retransmission packet SHOULD include the same extensions
  immediately following the fixed RTP header as expected by
  applications running under this profile.  In this case, the



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RFC 4588           RTP Retransmission Payload Format           July 2006


  retransmission payload header MUST be placed after the profile-
  specific extensions.

  If the original RTP header carried an RTP header extension, the
  retransmission packet SHOULD carry the same header extension.  This
  header extension MUST be placed right after the fixed RTP header, as
  specified in RTP [3].  In this case, the retransmission payload
  header MUST be placed after the header extension.

  If the original RTP packet contained RTP padding, that padding MUST
  be removed before constructing the retransmission packet.  If padding
  of the retransmission packet is needed, padding MUST be performed as
  with any RTP packets and the padding bit MUST be set.

  The marker bit (M), the CSRC count (CC), and the CSRC list of the
  original RTP header MUST be copied "as is" into the RTP header of the
  retransmission packet.

5.  Association of Retransmission and Original Streams

5.1.  Retransmission Session Sharing

  In the case of session-multiplexing, a retransmission session MUST
  map to exactly one original session; i.e., the same retransmission
  session cannot be used for different original sessions.

  If retransmission session sharing were allowed, it would be a problem
  for receivers, since they would receive retransmissions for original
  sessions they might not have joined.  For example, a receiver wishing
  to receive only audio would receive also retransmitted video packets
  if an audio and video session shared the same retransmission session.

5.2.  CNAME Use

  In both the session-multiplexing and the SSRC-multiplexing cases, a
  sender MUST use the same RTCP CNAME [3] for an original stream and
  its associated retransmission stream.

5.3.  Association at the Receiver

  A receiver receiving multiple original and retransmission streams
  needs to associate each retransmission stream with its original
  stream.  The association is done differently depending on whether
  session-multiplexing or SSRC-multiplexing is used.

  If session-multiplexing is used, the receiver associates the two
  streams having the same SSRC in the two sessions.  Note that the
  payload type field cannot be used to perform the association as



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RFC 4588           RTP Retransmission Payload Format           July 2006


  several media streams may have the same payload type value.  The two
  sessions are themselves associated out-of-band.  See Section 8 for
  how the grouping of the two sessions is done with SDP.

  If SSRC-multiplexing is used, the receiver should first of all look
  for two streams that have the same CNAME in the session.  In some
  cases, the CNAME may not be enough to determine the association as
  multiple original streams in the same session may share the same
  CNAME.  For example, there can be in the same video session multiple
  video streams mapping to different SSRCs and still using the same
  CNAME and possibly the same payload type (PT) values.  Each (or some)
  of these streams may have an associated retransmission stream.

  In this case, in order to find out the association between original
  and retransmission streams having the same CNAME, the receiver SHOULD
  behave as follows.

  The association can generally be resolved when the receiver receives
  a retransmission packet matching a retransmission request that had
  been sent earlier.  Upon reception of a retransmission packet whose
  original sequence number has been previously requested, the receiver
  can derive that the SSRC of the retransmission packet is associated
  to the sender SSRC from which the packet was requested.

  However, this mechanism might fail if there are two outstanding
  requests for the same packet sequence number in two different
  original streams of the session.  Note that since the initial packet
  sequence numbers are random, the probability of having two
  outstanding requests for the same packet sequence number would be
  very small.  Nevertheless, in order to avoid ambiguity in the unicast
  case, the receiver MUST NOT have two outstanding requests for the
  same packet sequence number in two different original streams before
  the association is resolved.  In multicast, this ambiguity cannot be
  completely avoided, because another receiver may have requested the
  same sequence number from another stream.  Therefore, SSRC-
  multiplexing MUST NOT be used in multicast sessions.

  If the receiver discovers that two senders are using the same SSRC or
  if it receives an RTCP BYE packet, it MUST stop requesting
  retransmissions for that SSRC.  Upon reception of original RTP
  packets with a new SSRC, the receiver MUST perform the SSRC
  association again as described in this section.









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RFC 4588           RTP Retransmission Payload Format           July 2006


6.  Use with the Extended RTP Profile for RTCP-based Feedback

  This section gives general hints for the usage of this payload format
  with the extended RTP profile for RTCP-based feedback, denoted AVPF
  [1].  Note that the general RTCP send and receive rules and the RTCP
  packet format as specified in RTP apply, except for the changes that
  the AVPF profile introduces.  In short, the AVPF profile relaxes the
  RTCP timing rules and specifies additional general-purpose RTCP
  feedback messages.  See [1] for details.

6.1.  RTCP at the Sender

  In the case of session-multiplexing, Sender Report (SR) packets for
  the original stream are sent in the original session and SR packets
  for the retransmission stream are sent in the retransmission session
  according to the rules of RTP.

  In the case of SSRC-multiplexing, SR packets for both original and
  retransmission streams are sent in the same session according to the
  rules of RTP.  The original and retransmission streams are seen, as
  far as the RTCP bandwidth calculation is concerned, as independent
  senders belonging to the same RTP session and are thus equally
  sharing the RTCP bandwidth assigned to senders.

  Note that in both cases, session- and SSRC-multiplexing, BYE packets
  MUST still be sent for both streams as specified in RTP.  In other
  words, it is not enough to send BYE packets for the original stream
  only.

6.2.  RTCP Receiver Reports

  In the case of session-multiplexing, the receiver will send report
  blocks for the original stream and the retransmission stream in
  separate Receiver Report (RR) packets belonging to separate RTP
  sessions.  RR packets reporting on the original stream are sent in
  the original RTP session while RR packets reporting on the
  retransmission stream are sent in the retransmission session.  The
  RTCP bandwidth for these two sessions may be chosen independently
  (e.g., through RTCP bandwidth modifiers [4]).

  In the case of SSRC-multiplexing, the receiver sends report blocks
  for the original and the retransmission streams in the same RR packet
  since there is a single session.








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RFC 4588           RTP Retransmission Payload Format           July 2006


6.3.  Retransmission Requests

  The NACK feedback message format defined in the AVPF profile SHOULD
  be used by receivers to send retransmission requests.  Whether or not
  a receiver chooses to request a packet is an implementation issue.
  An actual receiver implementation should take into account such
  factors as the tolerable application delay, the network environment,
  and the media type.

  The receiver should generally assess whether the retransmitted packet
  would still be useful at the time it is received.  The timestamp of
  the missing packet can be estimated from the timestamps of packets
  preceding and/or following the sequence number gap caused by the
  missing packet in the original stream.  In most cases, some form of
  linear estimate of the timestamp is good enough.

  Furthermore, a receiver should compute an estimate of the round-trip
  time (RTT) to the sender.  This can be done, for example, by
  measuring the retransmission delay to receive a retransmission packet
  after a NACK has been sent for that packet.  This estimate may also
  be obtained from past observations, RTCP report round-trip time if
  available, or any other means.  A standard mechanism for the receiver
  to estimate the RTT is specified in "RTP Control Protocol Extended
  Reports (RTCP XR)" [11].

  The receiver should not send a retransmission request as soon as it
  detects a missing sequence number but should add some extra delay to
  compensate for packet reordering.  This extra delay may, for example,
  be based on past observations of the experienced packet reordering.
  It should be noted that, in environments where packet reordering is
  rare or does not take place, e.g., if the underlying datalink layer
  affords ordered delivery, the delay may be extremely low or even take
  the value zero.  In such cases, an appropriate "reorder delay"
  algorithm may not actually be timer based, but packet based.  For
  example, if n number of packets are received after a gap is detected,
  then it may be assumed that the packet was truly lost rather than out
  of order.  This may turn out to be far easier to code on some
  platforms as a very short fixed FIFO packet buffer as opposed to the
  timer-based mechanism.

  To increase the robustness to the loss of a NACK or of a
  retransmission packet, a receiver may send a new NACK for the same
  packet.  This is referred to as multiple retransmissions.  Before
  sending a new NACK for a missing packet, the receiver should rely on
  a timer to be reasonably sure that the previous retransmission
  attempt has failed and so avoid unnecessary retransmissions.  The
  timer value shall be based on the observed round-trip time.  A static
  or an adaptive value MAY be used.  For example, an adaptive timer



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RFC 4588           RTP Retransmission Payload Format           July 2006


  could be one that changes its value with every new request for the
  same packet.  This document does not provide any guidelines as to how
  this adaptive value should be calculated because no experiments have
  been done to find this out.

  NACKs MUST be sent only for the original RTP stream.  Otherwise, if a
  receiver wanted to perform multiple retransmissions by sending a NACK
  in the retransmission stream, it would not be able to know the
  original sequence number and a timestamp estimation of the packet it
  requests.

  Appendix A gives some guidelines as to how to control the number of
  retransmissions.

6.4.  Timing Rules

  The NACK feedback message may be sent in a regular full compound RTCP
  packet or in an early RTCP packet, as per AVPF [1].  Sending a NACK
  in an early packet allows reacting more quickly to a given packet
  loss.  However, in that case if a new packet loss occurs right after
  the early RTCP packet was sent, the receiver will then have to wait
  for the next regular RTCP compound packet after the early packet.
  Sending NACKs only in regular RTCP compound decreases the maximum
  delay between detecting an original packet loss and being able to
  send a NACK for that packet.  Implementers should consider the
  possible implications of this fact for the application being used.

  Furthermore, receivers may make use of the minimum interval between
  regular RTCP compound packets.  This interval can be used to keep
  regular receiver reporting down to a minimum, while still allowing
  receivers to send early RTCP packets during periods requiring more
  frequent feedback, e.g., times of higher packet loss rate.  Note that
  although RTCP packets may be suppressed because they do not contain
  NACKs, the same RTCP bandwidth as if they were sent needs to be
  available.  See AVPF [1] for details on the use of the minimum
  interval.

7.  Congestion Control

  RTP retransmission poses a risk of increasing network congestion.  In
  a best-effort environment, packet loss is caused by congestion.
  Reacting to loss by retransmission of older data without decreasing
  the rate of the original stream would thus further increase
  congestion.  Implementations SHOULD follow the recommendations below
  in order to use retransmission.






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  The RTP profile under which the retransmission scheme is used defines
  an appropriate congestion control mechanism in different
  environments.  Following the rules under the profile, an RTP
  application can determine its acceptable bitrate and packet rate in
  order to be fair to other TCP or RTP flows.

  If an RTP application uses retransmission, the acceptable packet rate
  and bitrate include both the original and retransmitted data.  This
  guarantees that an application using retransmission achieves the same
  fairness as one that does not.  Such a rule would translate in
  practice into the following actions:

  If enhanced service is used, it should be made sure that the total
  bitrate and packet rate do not exceed that of the requested service.
  It should be further monitored that the requested services are
  actually delivered.  In a best-effort environment, the sender SHOULD
  NOT send retransmission packets without reducing the packet rate and
  bitrate of the original stream (for example, by encoding the data at
  a lower rate).

  In addition, the sender MAY selectively retransmit only the packets
  that it deems important and ignore NACK messages for other packets in
  order to limit the bitrate.

  These congestion control mechanisms should keep the packet loss rate
  within acceptable parameters.  In the context of congestion control,
  packet loss is considered acceptable if a TCP flow across the same
  network path and experiencing the same network conditions would
  achieve, on a reasonable timescale, an average throughput that is not
  less than the one the RTP flow achieves.  If congestion is not kept
  under control, then retransmission SHOULD NOT be used.

  Retransmissions MAY still be sent in some cases, e.g., in wireless
  links where packet losses are not caused by congestion, if the server
  (or the client that makes the retransmission request) estimates that
  a particular packet or frame is important to continue play out, or if
  an RTSP PAUSE has been issued to allow the buffer to fill up (RTSP
  PAUSE does not affect the sending of retransmissions).

  Finally, it may further be necessary to adapt the transmission rate
  (or the number of layers subscribed for a layered multicast session),
  or to arrange for the receiver to leave the session.









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RFC 4588           RTP Retransmission Payload Format           July 2006


8.  Retransmission Payload Format MIME Type Registration

8.1.  Introduction

  The following MIME subtype name and parameters are introduced in this
  document: "rtx", "rtx-time", and "apt".

  The binding used for the retransmission stream to the payload type
  number is indicated by an rtpmap attribute.  The MIME subtype name
  used in the binding is "rtx".

  The "apt" (associated payload type) parameter MUST be used to map the
  retransmission payload type to the associated original stream payload
  type.  If multiple original payload types are used, then multiple
  "apt" parameters MUST be included to map each original payload type
  to a different retransmission payload type.

  An OPTIONAL payload-format-specific parameter, "rtx-time", indicates
  the maximum time a sender will keep an original RTP packet in its
  buffers available for retransmission.  This time starts with the
  first transmission of the packet.

  The syntax is as follows:

     a=fmtp:<number> apt=<apt-value>;rtx-time=<rtx-time-val>

  where

     <number>: indicates the dynamic payload type number assigned to
     the retransmission payload format in an rtpmap attribute.

     <apt-value>: is the value of the original stream payload type to
     which this retransmission stream payload type is associated.

     <rtx-time-val>: specifies the time in milliseconds (measured from
     the time a packet was first sent) that a sender keeps an RTP
     packet in its buffers available for retransmission.  The absence
     of the rtx-time parameter for a retransmission stream means that
     the maximum retransmission time is not defined, but MAY be
     negotiated by other means.











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8.2.  Registration of audio/rtx

  MIME type: audio

  MIME subtype: rtx

  Required parameters:

     rate: the RTP timestamp clockrate is equal to the RTP timestamp
     clockrate of the media that is retransmitted.

     apt: associated payload type.  The value of this parameter is the
     payload type of the associated original stream.

  Optional parameters:

     rtx-time: indicates the time in milliseconds (measured from the
     time a packet was first sent) that the sender keeps an RTP packet
     in its buffers available for retransmission.

  Encoding considerations: this type is only defined for transfer via
  RTP.

  Security considerations: see Section 12 of RFC 4588

  Interoperability considerations: none

  Published specification: RFC 4588

  Applications which use this media type: multimedia streaming
  applications

  Additional information: none

  Person & email address to contact for further information:
  [email protected]
  [email protected]
  [email protected]

  Intended usage: COMMON

  Authors:
  Jose Rey
  David Leon

  Change controller:
  IETF AVT WG delegated from the IESG




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RFC 4588           RTP Retransmission Payload Format           July 2006


8.3.  Registration of video/rtx

  MIME type: video

  MIME subtype: rtx

  Required parameters:

     rate: the RTP timestamp clockrate is equal to the RTP timestamp
     clockrate of the media that is retransmitted.

     apt: associated payload type.  The value of this parameter is the
     payload type of the associated original stream.

  Optional parameters:

     rtx-time: indicates the time in milliseconds (measured from the
     time a packet was first sent) that the sender keeps an RTP packet
     in its buffers available for retransmission.

  Encoding considerations: this type is only defined for transfer via
  RTP.

  Security considerations: see Section 12 of RFC 4588

  Interoperability considerations: none

  Published specification: RFC 4588

  Applications which use this media type: multimedia streaming
  applications

  Additional information: none

  Person & email address to contact for further information:
  [email protected]
  [email protected]
  [email protected]

  Intended usage: COMMON

  Authors:
  Jose Rey
  David Leon

  Change controller:
  IETF AVT WG delegated from the IESG




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RFC 4588           RTP Retransmission Payload Format           July 2006


8.4.  Registration of text/rtx

  MIME type: text

  MIME subtype: rtx

  Required parameters:

     rate: the RTP timestamp clockrate is equal to the RTP timestamp
     clockrate of the media that is retransmitted.

     apt: associated payload type.  The value of this parameter is the
     payload type of the associated original stream.

  Optional parameters:

     rtx-time: indicates the time in milliseconds (measured from the
     time a packet was first sent) that the sender keeps an RTP packet
     in its buffers available for retransmission.

  Encoding considerations: this type is only defined for transfer via
  RTP.

  Security considerations: see Section 12 of RFC 4588

  Interoperability considerations: none

  Published specification: RFC 4588

  Applications which use this media type: multimedia streaming
  applications

  Additional information: none

  Person & email address to contact for further information:
  [email protected]
  [email protected]
  [email protected]

  Intended usage: COMMON

  Authors:
  Jose Rey
  David Leon

  Change controller:
  IETF AVT WG delegated from the IESG




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RFC 4588           RTP Retransmission Payload Format           July 2006


8.5.  Registration of application/rtx

  MIME type: application

  MIME subtype: rtx

  Required parameters:

     rate: the RTP timestamp clockrate is equal to the RTP timestamp
     clockrate of the media that is retransmitted.

     apt: associated payload type.  The value of this parameter is the
     payload type of the associated original stream.

  Optional parameters:

     rtx-time: indicates the time in milliseconds (measured from the
     time a packet was first sent) that the sender keeps an RTP packet
     in its buffers available for retransmission.

  Encoding considerations: this type is only defined for transfer via
  RTP.

  Security considerations: see Section 12 of RFC 4588

  Interoperability considerations: none

  Published specification: RFC 4588

  Applications which use this media type: multimedia streaming
  applications

  Additional information: none

  Person & email address to contact for further information:
  [email protected]
  [email protected]
  [email protected]

  Intended usage: COMMON

  Authors:
  Jose Rey
  David Leon

  Change controller:
  IETF AVT WG delegated from the IESG




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RFC 4588           RTP Retransmission Payload Format           July 2006


8.6.  Mapping to SDP

  The information carried in the MIME media type specification has a
  specific mapping to fields in SDP [5], which is commonly used to
  describe RTP sessions.  When SDP is used to specify retransmissions
  for an RTP stream, the mapping is done as follows:

  -  The MIME types ("video"), ("audio"), ("text"), and ("application")
     go in the SDP "m=" as the media name.

  -  The MIME subtype ("rtx") goes in SDP "a=rtpmap" as the encoding
     name.  The RTP clockrate in "a=rtpmap" MUST be that of the
     retransmission payload type.  See Section 4 for details on this.

  -  The AVPF profile-specific parameters "ack" and "nack" go in SDP
     "a=rtcp-fb".  Several SDP "a=rtcp-fb" are used for several types
     of feedback.  See the AVPF profile [1] for details.

  -  The retransmission payload-format-specific parameters "apt" and
     "rtx-time" go in the SDP "a=fmtp" as a semicolon-separated list of
     parameter=value pairs.

  -  Any remaining parameters go in the SDP "a=fmtp" attribute by
     copying them directly from the MIME media type string as a
     semicolon-separated list of parameter=value pairs.

  In the following sections, some example SDP descriptions are
  presented.  In some of these examples, long lines are folded to meet
  the column width constraints of this document; the backslash ("\") at
  the end of a line and the carriage return that follows it should be
  ignored.

8.7.  SDP Description with Session-Multiplexing

  In the case of session-multiplexing, the SDP description contains one
  media specification "m" line per RTP session.  The SDP MUST provide
  the grouping of the original and associated retransmission sessions'
  "m" lines, using the Flow Identification (FID) semantics defined in
  RFC 3388 [6].

  The following example specifies two original, AMR and MPEG-4, streams
  on ports 49170 and 49174 and their corresponding retransmission
  streams on ports 49172 and 49176, respectively:

  v=0
  o=mascha 2980675221 2980675778 IN IP4 host.example.net
  c=IN IP4 192.0.2.0
  a=group:FID 1 2



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  a=group:FID 3 4
  m=audio 49170 RTP/AVPF 96
  a=rtpmap:96 AMR/8000
  a=fmtp:96 octet-align=1
  a=rtcp-fb:96 nack
  a=mid:1
  m=audio 49172 RTP/AVPF 97
  a=rtpmap:97 rtx/8000
  a=fmtp:97 apt=96;rtx-time=3000
  a=mid:2
  m=video 49174 RTP/AVPF 98
  a=rtpmap:98 MP4V-ES/90000
  a=rtcp-fb:98 nack
  a=fmtp:98 profile-level-id=8;config=01010000012000884006682C209\
  0A21F
  a=mid:3
  m=video 49176 RTP/AVPF 99
  a=rtpmap:99 rtx/90000
  a=fmtp:99 apt=98;rtx-time=3000
  a=mid:4

  A special case of the SDP description is a description that contains
  only one original session "m" line and one retransmission session "m"
  line, the grouping is then obvious and FID semantics MAY be omitted
  in this special case only.

  This is illustrated in the following example, which is an SDP
  description for a single original MPEG-4 stream and its corresponding
  retransmission session:

  v=0
  o=mascha 2980675221 2980675778 IN IP4 host.example.net
  c=IN IP4 192.0.2.0
  m=video 49170 RTP/AVPF 96
  a=rtpmap:96 MP4V-ES/90000
  a=rtcp-fb:96 nack
  a=fmtp:96 profile-level-id=8;config=01010000012000884006682C209\
  0A21F
  m=video 49172 RTP/AVPF 97
  a=rtpmap:97 rtx/90000
  a=fmtp:97 apt=96;rtx-time=3000

8.8.  SDP Description with SSRC-Multiplexing

  The following is an example of an SDP description for an RTP video
  session using SSRC-multiplexing with similar parameters as in the
  single-session example above:




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RFC 4588           RTP Retransmission Payload Format           July 2006


  v=0
  o=mascha 2980675221 2980675778 IN IP4 host.example.net
  c=IN IP4 192.0.2.0
  m=video 49170 RTP/AVPF 96 97
  a=rtpmap:96 MP4V-ES/90000
  a=rtcp-fb:96 nack
  a=fmtp:96 profile-level-id=8;config=01010000012000884006682C209\
  0A21F
  a=rtpmap:97 rtx/90000
  a=fmtp:97 apt=96;rtx-time=3000

9.  RTSP Considerations

  The Real Time Streaming Protocol (RTSP), RFC 2326 [7], is an
  application-level protocol for control over the delivery of data with
  real-time properties.  This section looks at the issues involved in
  controlling RTP sessions that use retransmissions.

9.1.  RTSP Control with SSRC-Multiplexing

  In the case of SSRC-multiplexing, the "m" line includes both original
  and retransmission payload types and has a single RTSP "control"
  attribute.  The receiver uses the "m" line to request SETUP and
  TEARDOWN of the whole media session.  The RTP profile contained in
  the Transport header MUST be the AVPF profile or another suitable
  profile allowing extended feedback.  If the SSRC value is included in
  the SETUP response's Transport header, it MUST be that of the
  original stream.

  In order to control the sending of the session original media stream,
  the receiver sends as usual PLAY and PAUSE requests to the sender for
  the session.  The RTP-info header that is used to set RTP-specific
  parameters in the PLAY response MUST be set according to the RTP
  information of the original stream.

  When the receiver starts receiving the original stream, it can then
  request retransmission through RTCP NACKs without additional RTSP
  signalling.

9.2.  RTSP Control with Session-Multiplexing

  In the case of session-multiplexing, each SDP "m" line has an RTSP
  "control" attribute.  Hence, when retransmission is used, both the
  original session and the retransmission have their own "control"
  attributes.  The receiver can associate the original session and the
  retransmission session through the FID semantics as specified in
  Section 8.




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  The original and the retransmission streams are set up and torn down
  separately through their respective media "control" attribute.  The
  RTP profile contained in the Transport header MUST be the AVPF
  profile or another suitable profile allowing extended feedback for
  both the original and the retransmission sessions.

  The RTSP presentation SHOULD support aggregate control and SHOULD
  contain a session-level RTSP URL.  The receiver SHOULD use aggregate
  control for an original session and its associated retransmission
  session.  Otherwise, there would need to be two different 'session-
  id' values, i.e., different values for the original and
  retransmission sessions, and the sender would not know how to
  associate them.

  The session-level "control" attribute is then used as usual to
  control the playing of the original stream.  When the receiver starts
  receiving the original stream, it can then request retransmissions
  through RTCP without additional RTSP signalling.

9.3.  RTSP Control of the Retransmission Stream

  Because of the nature of retransmissions, the sending of
  retransmission packets SHOULD NOT be controlled through RTSP PLAY and
  PAUSE requests.  The PLAY and PAUSE requests SHOULD NOT affect the
  retransmission stream.  Retransmission packets are sent upon receiver
  requests in the original RTCP stream, regardless of the state.

9.4.  Cache Control

  Retransmission streams SHOULD NOT be cached.

  In the case of session-multiplexing, the "Cache-Control" header
  SHOULD be set to "no-cache" for the retransmission stream.

  In the case of SSRC-multiplexing, RTSP cannot specify independent
  caching for the retransmission stream, because there is a single "m"
  line in SDP.  Therefore, the implementer should take this fact into
  account when deciding whether or not to cache an SSRC-multiplexed
  session.

10.  Implementation Examples

  This document mandates only the sender and receiver behaviours that
  are necessary for interoperability.  In addition, certain algorithms,
  such as rate control or buffer management when targeted at specific
  environments, may enhance the retransmission efficiency.





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RFC 4588           RTP Retransmission Payload Format           July 2006


  This section gives an overview of different implementation options
  allowed within this specification.

  The first example describes a minimal receiver implementation.  With
  this implementation, it is possible to retransmit lost RTP packets,
  detect efficiently the loss of retransmissions, and perform multiple
  retransmissions, if needed.  Most of the necessary processing is done
  at the server.

  The second example shows how retransmissions may be used in (small)
  multicast groups in conjunction with layered encoding.  It
  illustrates that retransmissions and layered encoding may be
  complementary techniques.

10.1.  A Minimal Receiver Implementation Example

  This section gives an example of an implementation supporting
  multiple retransmissions.  The sender transmits the original data in
  RTP packets using the MPEG-4 video RTP payload format.  It is assumed
  that NACK feedback messages are used, as per [1].  An SDP description
  example with SSRC-multiplexing is given below:

  v=0
  o=mascha 2980675221 2980675778 IN IP4 host.example.net
  c=IN IP4 192.0.2.0
  m=video 49170 RTP/AVPF 96 97
  a=rtpmap:96 MP4V-ES/90000
  a=rtcp-fb:96 nack
  a=rtpmap:97 rtx/90000
  a=fmtp:97 apt=96;rtx-time=3000

  The format-specific parameter "rtx-time" indicates that the server
  will buffer the sent packets in a retransmission buffer for 3.0
  seconds, after which the packets are deleted from the retransmission
  buffer and will never be sent again.

  In this implementation example, the required RTP receiver processing
  to handle retransmission is kept to a minimum.  The receiver detects
  packet loss from the gaps observed in the received sequence numbers.
  It signals lost packets to the sender through NACKs as defined in the
  AVPF profile [1].  The receiver should take into account the
  signalled sender retransmission buffer length in order to dimension
  its own reception buffer.  It should also derive from the buffer
  length the maximum number of times the retransmission of a packet can
  be requested.






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RFC 4588           RTP Retransmission Payload Format           July 2006


  The sender should retransmit the packets selectively; i.e., it should
  choose whether to retransmit a requested packet depending on the
  packet importance, the observed Quality of Service (QoS), and
  congestion state of the network connection to the receiver.
  Obviously, the sender processing increases with the number of
  receivers as state information and processing load must be allocated
  to each receiver.

10.2.  Retransmission of Layered Encoded Media in Multicast

  This section shows how to combine retransmissions with layered
  encoding in multicast sessions.  Note that the retransmission
  framework is offered only for small multicast applications.  Refer to
  RFC 2887 [10] for a discussion of the problems of NACK implosion,
  severe congestion caused by feedback traffic, in large-group reliable
  multicast applications.

  Packets of different importance are sent in different RTP sessions.
  The retransmission streams corresponding to the different layers can
  themselves be seen as different retransmission layers.  The relative
  importance of the different retransmission streams should reflect the
  relative importance of the different original streams.

  In multicast, SSRC-multiplexing of the original and retransmission
  streams is not allowed as per Section 5.3 of this document.  For this
  reason, the retransmission stream(s) MUST be sent in different RTP
  session(s) using session-multiplexing.

  An SDP description example of multicast retransmissions for layered
  encoded media is given below:

  m=video 8000 RTP/AVPF 98
  c=IN IP4 224.2.1.0/127/3
  a=rtpmap:98 MP4V-ES/90000
  a=rtcp-fb:98 nack
  m=video 8000 RTP/AVPF 99
  c=IN IP4 224.2.1.3/127/3
  a=rtpmap:99 rtx/90000
  a=fmtp:99 apt=98;rtx-time=3000

  The server and the receiver may implement the retransmission methods
  illustrated in the previous examples.  In addition, they may choose
  to request and retransmit a lost packet depending on the layer it
  belongs to.







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RFC 4588           RTP Retransmission Payload Format           July 2006


11.  IANA Considerations

  A new MIME subtype name, "rtx", has been registered for four
  different media types, as follows: "video", "audio", "text" and
  "application".  An additional REQUIRED parameter, "apt", and an
  OPTIONAL parameter, "rtx-time", are defined.  See Section 8 for
  details.

12.  Security Considerations

  RTP packets using the payload format defined in this specification
  are subject to the general security considerations discussed in RTP
  [3], Section 9.

  In common streaming scenarios message authentication, data integrity,
  replay protection, and confidentiality are desired.

  The absence of authentication may enable man-in-the-middle and replay
  attacks, which can be very harmful for RTP retransmission.  For
  example: tampered RTCP packets may trigger inappropriate
  retransmissions that effectively reduce the actual bitrate share
  allocated to the original data stream, tampered RTP retransmission
  packets could cause the client's decoder to crash, and tampered
  retransmission requests may invalidate the SSRC association mechanism
  described in Section 5 of this document.  On the other hand, replayed
  packets could lead to false reordering and RTT measurements (required
  for the retransmission request strategy) and may cause the receiver
  buffer to overflow.

  Furthermore, in order to ensure confidentiality of the data, the
  original payload data needs to be encrypted.  There is actually no
  need to encrypt the 2-byte retransmission payload header since it
  does not provide any hints about the data content.

  Furthermore, it is RECOMMENDED that the cryptography mechanisms used
  for this payload format provide protection against known plaintext
  attacks.  RTP recommends that the initial RTP timestamp SHOULD be
  random to secure the stream against known plaintext attacks.  This
  payload format does not follow this recommendation as the initial
  timestamp will be the media timestamp of the first retransmitted
  packet.  However, since the initial timestamp of the original stream
  is itself random, if the original stream is encrypted, the first
  retransmitted packet timestamp would also be random to an attacker.
  Therefore, confidentiality would not be compromised.

  If cryptography is used to provide security services on the original
  stream, then the same services, with equivalent cryptographic
  strength, MUST be provided on the retransmission stream.  The use of



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RFC 4588           RTP Retransmission Payload Format           July 2006


  the same key for the retransmitted stream and the original stream may
  lead to security problems, e.g., two-time pads.  Refer to Section 9.1
  of the Secure Real-Time Transport Protocol (SRTP) [12] for a
  discussion the implications of two-time pads and how to avoid them.

  At the time of writing this document, SRTP does not provide all the
  security services mentioned.  There are, at least, two reasons for
  this: 1) the occurrence of two-time pads and 2) the fact that this
  payload format typically works under the RTP/AVPF profile whereas
  SRTP only supports RTP/AVP.  An adapted variant of SRTP shall solve
  these shortcomings in the future.

  Congestion control considerations with the use of retransmission are
  dealt with in Section 7 of this document.

13.  Acknowledgements

  We would like to express our gratitude to Carsten Burmeister for his
  participation in the development of this document.  Our thanks also
  go to Koichi Hata, Colin Perkins, Stephen Casner, Magnus Westerlund,
  Go Hori, and Rahul Agarwal for their helpful comments.

14.  References

14.1.  Normative References

  [1]  Ott, J., Wenger, S., Sato, N., Burmeister, C., and J. Rey,
       "Extended RTP profile for Real-time Transport Control Protocol
       (RTCP)-Based feedback", RFC 4585, July 2006.

  [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [3]  Schulzrinne, H., Casner, S., Frederick, R., and V. Jacobson,
       "RTP: A Transport Protocol for Real-Time Applications", STD 64,
       RFC 3550, July 2003.

  [4]  Casner, S., "Session Description Protocol (SDP) Bandwidth
       Modifiers for RTP Control Protocol (RTCP) Bandwidth", RFC 3556,
       July 2003.

  [5]  Handley, M. and V. Jacobson, "SDP: Session Description
       Protocol", RFC 2327, April 1998.

  [6]  Camarillo, G., Eriksson, G., Holler, J., and H. Schulzrinne,
       "Grouping of Media Lines in the Session Description Protocol
       (SDP)", RFC 3388, December 2002.




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RFC 4588           RTP Retransmission Payload Format           July 2006


  [7]  Schulzrinne, H., Rao, A., and R. Lanphier, "Real Time Streaming
       Protocol (RTSP)", RFC 2326, April 1998.

14.2.  Informative References

  [8]  Perkins, C. and O. Hodson, "Options for Repair of Streaming
       Media", RFC 2354, June 1998.

  [9]  Hellstrom, G. and P. Jones, "RTP Payload for Text Conversation",
       RFC 4103, June 2005.

  [10] Handley, M., Floyd, S., Whetten, B., Kermode, R., Vicisano, L.,
       and M. Luby, "The Reliable Multicast Design Space for Bulk Data
       Transfer", RFC 2887, August 2000.

  [11] Friedman, T., Caceres, R., and A. Clark, "RTP Control Protocol
       Extended Reports (RTCP XR)", RFC 3611, November 2003.

  [12] Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.
       Norrman, "The Secure Real-time Transport Protocol (SRTP)", RFC
       3711, March 2004.






























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RFC 4588           RTP Retransmission Payload Format           July 2006


Appendix A.  How to Control the Number of Rtxs. per Packet

  Finding out the number of retransmissions (rtxs.) per packet for
  achieving the best possible transmission is a difficult task.  Of
  course, the absolute minimum should be one (1); otherwise, do not use
  this payload format.  Moreover, as of date of publication, the
  authors were not aware of any studies on the number of
  retransmissions per packet that should be used for best performance.
  To help implementers and researchers on this item, this section
  describes an estimate of the buffering time required for achieving a
  given number of retransmissions.  Once this time has been calculated,
  it can be communicated to the client via SDP parameter "rtx-time", as
  defined in this document.

A.1.  Scenario and Assumptions

  * Streaming scenario with relaxed delay bounds.  Client and server
    are provided with buffering space as indicated by the parameter
    "rtx-time" in SDP.

  * RTP AVPF profile used with SSRC-multiplexing retransmission scheme:
    1 SSRC for original packets, 1 for retransmission packets.

  * Default RTCP bandwidth share for SRs and RRs, i.e., SR+RR = 0.05.
    We have senders (2) and receivers (1).  Receivers and senders get
    equally 1/3 of the RTCP bandwidth share because the proportion of
    senders is greater than 1/4 of session members.

  * avg-rtcp-size is approximated by 120 bytes.  This is a rounded-up
    average of 2 SRs, one for each SSRC, containing 40/8/28/32 bytes
    for IPv6/UDP/SR/SDES with CNAME, thus making 105 bytes each; and a
    RR with 40/8/64/32 bytes for IPv6/UDP/2*RR/SDES, making 157 bytes.
    Since senders and receivers share the RTCP bandwidth equally, then
    avg-rtcp-size = (157+105+105)/3 = 117.3 ~= 120 bytes.  The
    important characteristic of this value is that it is something over
    100 bytes, which seems to be a representative figure for typical
    configurations.

  * The profile used is AVPF [1] and Generic NACKs are used for
    requesting retransmissions.  This adds 16 bytes of overhead for 1
    NACK and 4 bytes more for every additional NACK Feedback Control
    Information (FCI) field.

  * We assume a worst-case scenario in which each packet exhausts its
    corresponding number of available retransmissions, N, before it is
    received.  This means that if a packet is requested for
    retransmission a maximum of 2 times, the corresponding generic NACK
    report block requesting that particular packet is sent in two



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RFC 4588           RTP Retransmission Payload Format           July 2006


    consecutive RTCP compounds; likewise, if it is requested for
    retransmission 10 times, then the generic NACK is sent 10 times.
    This assumption makes the RTCP packet size approximately constant
    after N*RTCP intervals (seconds), namely, to avg-rtcp-size = 120 +
    (receiver-RTCP-bw-share)*(12 + 4*N).  In our case, the receiver
    RTCP bandwidth share is 1/3; thus, avg-rtcp-size = 124 + 4*N/3.

  * Two delay parameters are difficult to approximate and may be
    implementation dependent.  Therefore, we list them here explicitly
    without assigning them a particular value: one is the packet loss
    detection time (T2), and the other is feedback processing and
    queuing time for retransmissions (T5).  Implementers shall assign
    appropriate values to these two parameters.

  Graphically, we have the following:

        Sender
      +-+---------------------------------^-----\-----------------
       \ \                               /       \
        \ \                             |         |
  SN=0   \ \ SN=1                       /         \  RTX(SN=0)
          \ \                          /           \
           X \                        /             \
              `.                     /               \
                \                   /                 \
                 \                 |                   |
                  \                /                   \    ......
                   \              /                     \
      -------------V----D--------/-----------------------V--------
             T1      T2    T3         T4    T5     T1   ........
       Receiver

  Legend:
  =======
  DL: downlink (client->server)
  UL: uplink (server->client)
  Time unit is seconds, s.
  Bitrate unit is bits per second, bps.

  DL transmission time:            T1 = physical-delay-DL +
     tx-delay-DL(=avg-pkt-size/DL-bitrate) + interarrival-delay-jitter

  Time to detect packet loss:      T2 = pkt-loss-detect-time

  Time to report packet loss:      T3 = time-to-next-rtcp-report

  UL transmission time:            T4 = physical-delay-UL +
     transmission-delay-UL + interarrival-delay-jitter



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RFC 4588           RTP Retransmission Payload Format           July 2006



  Retransmissions processing time: T5 = feedback-processing-time +
     rtx-queuing-time

A.2.  Goal

  To find an estimate of the buffering time, T(), that a streaming
  server shall use in order to enable a given number of retransmissions
  for each packet, N.  This time is approximately equal at the server
  and at the client, if one considers that the client starts buffering
  T1 seconds later.

A.3.  Solution

  First, we find the value of the estimate for 1 retransmission,
  T(1)=T:

     T = T1 + T2 + T3 + T4 + T5

  Since T1 + T4 ~= RTT,

     T = RTT + T2 + T3 + T5

  The worst case for T3 would be that we assume that reporting has to
  wait a whole RTCP interval and that the maximum randomization factor
  of 1.5 is applied.  Therefore, after applying the subsequent
  compensation to avoid traffic bursts (see Appendix A.7 of RTP [3]),
  we have that T3 = 1.5/1.21828*RTCP-Interval.  Thus,

     T = RTT + 1.2312*RTCP-Interval + T2 + T5

  On the other hand, RTCP-Interval = avg-rtcp-size*8*(senders +
  receivers)/(RR+RS).  In this scenario: sender + receivers = 3; RR+RS
  is the receiver report plus sender report bandwidth share, in this
  case, equal to the default 5% of session bandwidth, bw.  We assume an
  average RTCP packet size, avg-rtcp-size = 120 bytes.  Thus:

     T = RTT + 1.2312*avg-rtcp-size*8*3/(0.05*bw) + T2 + T5

  for 1 retransmission.

  For enabling N retransmissions, the available buffering time in a
  streaming server or client is approximately:

     T(N) = N*(RTT+1.2312*avg-rtcp-size*8*3/(0.05*bw) + T2 + T5)






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RFC 4588           RTP Retransmission Payload Format           July 2006


  where, as per above,

     avg-rtcp-size = 120 + (receiver-RTCP-bw-share)*(12 + 4*N)
                   = 120 + (1/3)*(12 + 4*N)
                   = 124 + 4*N/3.

A.4.  Numbers

  If we ignore the effect of T2 and T5, i.e., assume that all losses
  are detected immediately and that there is no additional delay due to
  feedback processing or retransmission queuing, we have the following
  buffering times for different values of N:

  RTCP w/ several Generic NACKs; variable packet size = 124 + 4*N/3
  bytes

  |============|=====|======================================|
  |  RTP BW    | RTT |            N value                   |
  |============|=====|   1      2       5       7       10  |
                     |======================================|

  64000         0,05   1,21    2,44    6,28    8,97    13,18
  128000        0,05   0,63    1,27    3,27    4,66    6,84
  256000        0,05   0,34    0,68    1,76    2,50    3,67
  512000        0,05   0,19    0,39    1,00    1,43    2,09
  1024000       0,05   0,12    0,25    0,63    0,89    1,29
  5000000       0,05   0,06    0,13    0,33    0,46    0,66
  10000000      0,05   0,06    0,11    0,29    0,41    0,58

  64000         0,2    1,36    2,74    7,03    10,02   14,68
  128000        0,2    0,78    1,57    4,02    5,71    8,34
  256000        0,2    0,49    0,98    2,51    3,55    5,17
  512000        0,2    0,34    0,69    1,75    2,48    3,59
  1024000       0,2    0,27    0,55    1,38    1,94    2,79
  5000000       0,2    0,21    0,43    1,08    1,51    2,16
  10000000      0,2    0,21    0,41    1,04    1,46    2,08

  64000         1      2,16    4,34    11,03   15,62   22,68
  128000        1      1,58    3,17    8,02    11,31   16,34
  256000        1      1,29    2,58    6,51    9,15    13,17
  512000        1      1,14    2,29    5,75    8,08    11,59
  1024000       1      1,07    2,15    5,38    7,54    10,79
  5000000       1      1,01    2,03    5,08    7,11    10,16
  10000000      1      1,01    2,01    5,04    7,06    10,08







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RFC 4588           RTP Retransmission Payload Format           July 2006


  To quantify the error of not taking the Generic NACKS into account,
  we can do the same numbers, but ignoring the Generic NACK
  contribution, avg-rtcp-size ~= 120 bytes.  As we see from below, this
  may result in a buffer estimation error of 1-1.5 seconds (5-10%) for
  lower bandwidth values and higher number of retransmissions.  This
  effect is low in this case.  Nevertheless, it should be carefully
  evaluated for the particular scenario; that is why the formula
  includes it.

  RTCP w/o Generic NACK, fixed packet size ~= 120 bytes

  |============|=====|======================================|
  |  RTP BW    | RTT |            N value                   |
  |============|=====|   1      2       5       7       10  |
                     |======================================|

  64000         0,05   1,16    2,32    5,79    8,11    11,58
  128000        0,05   0,60    1,21    3,02    4,23    6,04
  256000        0,05   0,33    0,65    1,64    2,29    3,27
  512000        0,05   0,19    0,38    0,94    1,32    1,89
  1024000       0,05   0,12    0,24    0,60    0,83    1,19
  5000000       0,05   0,06    0,13    0,32    0,45    0,64
  10000000      0,05   0,06    0,11    0,29    0,40    0,57

  64000         0,2    1,31    2,62    6,54    9,16    13,08
  128000        0,2    0,75    1,51    3,77    5,28    7,54
  256000        0,2    0,48    0,95    2,39    3,34    4,77
  512000        0,2    0,34    0,68    1,69    2,37    3,39
  1024000       0,2    0,27    0,54    1,35    1,88    2,69
  5000000       0,2    0,21    0,43    1,07    1,50    2,14
  10000000      0,2    0,21    0,41    1,04    1,45    2,07

  64000         1      2,11    4,22    10,54   14,76   21,08
  128000        1      1,55    3,11    7,77    10,88   15,54
  256000        1      1,28    2,55    6,39    8,94    12,77
  512000        1      1,14    2,28    5,69    7,97    11,39
  1024000       1      1,07    2,14    5,35    7,48    10,69
  5000000       1      1,01    2,03    5,07    7,10    10,14
  10000000      1      1,01    2,01    5,04    7,05    10,07












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RFC 4588           RTP Retransmission Payload Format           July 2006


Authors' Addresses

  Jose Rey
  Panasonic R&D Center Germany GmbH
  Monzastr. 4c
  D-63225 Langen, Germany

  Phone: +49-6103-766-134
  Fax:   +49-6103-766-166
  EMail: [email protected]


  David Leon
  Consultant

  EMail: [email protected]


  Akihiro Miyazaki
  Matsushita Electric Industrial Co., Ltd
  1006, Kadoma, Kadoma City, Osaka, Japan

  Phone: +81-6-6900-9172
  Fax:   +81-6-6900-9173
  EMail: [email protected]


  Viktor Varsa
  Nokia Research Center
  6000 Connection Drive
  Irving, TX. USA

  Phone:  1-972-374-1861
  EMail: [email protected]


  Rolf Hakenberg
  Panasonic R&D Center Germany GmbH
  Monzastr. 4c
  D-63225 Langen, Germany

  Phone: +49-6103-766-162
  Fax:   +49-6103-766-166
  EMail: [email protected]







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RFC 4588           RTP Retransmission Payload Format           July 2006


Full Copyright Statement

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Acknowledgement

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