Network Working Group                                        A. Johnston
Request for Comments: 4579                                         Avaya
BCP: 119                                                        O. Levin
Category: Best Current Practice                    Microsoft Corporation
                                                            August 2006


                  Session Initiation Protocol (SIP)
             Call Control - Conferencing for User Agents

Status of This Memo

  This document specifies an Internet Best Current Practices for the
  Internet Community, and requests discussion and suggestions for
  improvements.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This specification defines conferencing call control features for the
  Session Initiation Protocol (SIP).  This document builds on the
  Conferencing Requirements and Framework documents to define how a
  tightly coupled SIP conference works.  The approach is explored from
  the perspective of different user agent (UA) types:  conference-
  unaware, conference-aware, and focus UAs.  The use of Uniform
  Resource Identifiers (URIs) in conferencing, OPTIONS for capabilities
  discovery, and call control using REFER are covered in detail with
  example call flow diagrams.  The usage of the isfocus feature tag is
  defined.

Table of Contents

  1. Introduction ....................................................2
  2. Terminology .....................................................3
  3. SIP User Agent Conferencing Capability Types ....................3
     3.1. Focus UA ...................................................4
     3.2. Conference Factory URI .....................................4
     3.3. Conference-Unaware UA ......................................5
     3.4. Conference-Aware UA ........................................5
  4. Usage of the 'isfocus' Feature Parameter ........................6
     4.1. General ....................................................6
     4.2. Session Establishment ......................................6
     4.3. Discovery ..................................................7
  5. SIP Conferencing Primitives .....................................7
     5.1. INVITE: Joining a Conference Using the Conference



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          URI - Dial-In ..............................................7
     5.2. INVITE: Adding a Participant by the Focus - Dial-Out ......11
     5.3. INVITE: Manually Creating a Conference by Dialing
          In to a Conferencing Application ..........................15
     5.4. INVITE: Creating a Conference Using Ad-Hoc SIP Methods ....16
     5.5. REFER: Requesting a Focus to Add a New Resource to
          a Conference (Dial Out to a New Participant) ..............18
     5.6. REFER: Requesting a User to Dial in to a Conference
          Using a Conference URI ....................................21
     5.7. REFER with REFER: Requesting a Focus to Refer a
          Participant to Dial in to the Conference ..................23
     5.8. Join Header Field: Dialing in to a Conference
          Using a (3rd Party) Dialog Identifier .....................26
     5.9. Replaces Header Field: Switching User Agents
          within a Conference .......................................28
     5.10. Replaces Header Field: Transferring a Point-to-Point
           Session in to a Conference ...............................29
     5.11. REFER with BYE: Requesting That the Focus Remove a
           Participant from a Conference ............................31
     5.12. Deleting a Conference ....................................33
     5.13. Discovery of URI Properties Using OPTIONS ................34
  6. Security Considerations ........................................36
  7. Contributors ...................................................37
  8. References .....................................................38
     8.1. Normative References ......................................38
     8.2. Informative References ....................................38
  Appendix A: Creating a Conference by a Conference-Unaware UA.......40

1.  Introduction

  This specification uses the concepts and definitions from the high
  level requirements [14] and the SIP conferencing framework [8]
  documents.  This approach is applicable to tightly coupled SIP
  conferences.  In this architecture, a user agent (UA), known as a
  participant, establishes a SIP dialog with another UA, known as a
  focus.  The focus is the central point of control, authentication,
  and authorization.  This specification defines the operation of a
  focus and participant UAs.  Note that only the signalling (SIP) needs
  to be centralized in this model; the media can be centrally mixed,
  distributed, or even multicast.  For a full discussion of this
  architecture, see the SIP conferencing framework document [8].

  The approach described in this document implements key functions in
  the conferencing framework using SIP primitives only.  This allows
  for conducting simple conferences with defined functionalities using
  SIP mechanisms and conventions.  Many other advanced functions can be
  implemented using additional means, but they are not in the scope of
  this document.



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  This document presents the basic call control (dial-in and dial-out)
  conferencing building blocks from the UA perspective.  Possible
  applications include ad-hoc conferences and scheduled conferences.

  Note that a single conference can bridge participants that have
  different capabilities and who potentially have joined the conference
  by different means (i.e., dial-in, dial-out, scheduled, or ad-hoc).

  The call control and dialog manipulation approach is based on the
  multiparty framework document [15].  That document defines the basic
  approach of service design adopted for SIP, which includes the
  following:

   - Definition of primitives, not services
   - Signaling model independent
   - Invoker oriented
   - Primitives make full use of URIs
   - Include policies for authentication, authorization, logging, etc.
   - Define graceful fallback to baseline SIP

  The use of opaque URIs and the ability to communicate call control
  context information within a URI (as opposed to using service-related
  header fields), as discussed in RFC 3087 [11], is fundamental to this
  approach.

  Capabilities discovery is an important feature of SIP systems, and
  conferencing systems can make use of such features.  For a UA acting
  as a focus in a conference, this specification defines the usage of
  the 'isfocus' feature parameter.

2.  Terminology

  In this document, the key words "MUST", "MUST NOT", "REQUIRED",
  "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
  and "OPTIONAL" are to be interpreted as described in RFC 2119 and
  indicate requirement levels for compliant implementations [1].

3.  SIP User Agent Conferencing Capability Types

  From a conferencing perspective, the framework document outlines a
  number of possible different SIP components such as conference-
  unaware participant, conference-aware participant, and focus.

  This document applies the concepts above to the SIP call control part
  of the conferencing components.  It defines normative behavior of the
  SIP UAs in various conferencing situations (referred to later as
  "scenarios").




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3.1.  Focus UA

  A focus, as defined in the framework, hosts a SIP conference and
  maintains a SIP signaling relationship with each participant in the
  conference.  A focus contains a conference-aware user agent that
  supports the conferencing call control conventions as defined in this
  document.

  A focus SHOULD support the conference package RFC 4575 [9], behave as
  a notifier for that package, and indicate its support in the Allow-
  Events header fields in requests and responses.  A focus MAY include
  information about the conference in Session Description Protocol
  (SDP) bodies sent as part of normal SIP signaling by populating the
  Session Information, URI, Email Address, and Phone Number SDP fields.

  In order to support advanced features, where a session established
  between two endpoints can migrate to a centralized conference, a
  focus SHOULD support the Replaces header field [6].

  A user agent with focus capabilities could be implemented in end user
  equipment and would be used for the creation of ad-hoc conferences.

  A dedicated conferencing server, whose primary task is to
  simultaneously host conferences of arbitrary type and size, may
  allocate and publish a conference factory URI (as defined in the next
  section) for creating an arbitrary number of ad-hoc conferences (and
  subsequently their focuses) using SIP call control means.

3.2.  Conference Factory URI

  According to the framework, there are many ways in which a conference
  can be created.  A conferencing server implementation is free to
  choose from these methods, which include non-automated means (such as
  an Interactive Voice Response (IVR) system), SIP, or any conference
  control protocol.

  In order to automatically create an arbitrary number of ad-hoc
  conferences (and subsequently their focuses) using SIP call control
  means, a globally routable Conference Factory URI can be allocated
  and published.

  A successful attempt to establish a call to this URI would result in
  the automatic creation of a new conference and its focus.  As a
  result, note that the Conference Factory URI and the newly created
  focus URI MAY resolve to different physical devices.

  A scenario showing the use of the conference factory URI is shown in
  Section 5.4.



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3.3.  Conference-Unaware UA

  The simplest user agent can participate in a conference ignoring all
  SIP conferencing-related information.  The simplest user agent is
  able to dial in to a conference and to be invited to a conference.
  Any conferencing information is optionally conveyed to/from it using
  non-SIP means.  Such a user agent would not usually host a conference
  (at least, not using SIP explicitly).  A conference-unaware UA need
  only support RFC 3261 [2].  Call flows for conference-unaware UAs are
  not shown in general in this document as they would be identical to
  those in the SIP call flows document [13].

  Note that the presence of an 'isfocus' feature tag in a Contact
  header field will not cause interoperability issues between a focus
  and a conference-unaware UA since it will be treated as an unknown
  header parameter and ignored, as per standard SIP behavior.

3.4.  Conference-Aware UA

  A conference-aware user agent supports SIP conferencing call control
  conventions defined in this document as a conference participant, in
  addition to support of RFC 3261 [2].  A conference-aware UA should be
  able to process SIP redirections such as described in Section 8.1.3.4
  of RFC 3261.

  A conference-aware UA MUST recognize the 'isfocus' feature parameter.
  A conference-aware UA SHOULD support REFER [4], SIP events [3], and
  the conferencing package [9].

  A conference-aware UA SHOULD subscribe to the conference package if
  the 'isfocus' parameter is in the remote target URI of a dialog and
  if the conference package is listed by a focus in an Allow-Events
  header field.  The SUBSCRIBE to the conference package SHOULD be sent
  outside any INVITE-initiated dialog.  A termination of the INVITE
  dialog with a BYE does not necessarily terminate the SUBSCRIBE
  dialog.

  A conference-aware UA MAY render to the user any information about
  the conference obtained from the SIP header fields and SDP fields
  from the focus.

  A conference-aware UA SHOULD render to the user any information about
  the conference obtained from the SIP conference package.








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4.  Usage of the 'isfocus' Feature Parameter

4.1.  General

  The main design guidelines for the development of SIP extensions and
  conventions for conferencing are to define the minimum number of
  extensions and to have seamless backward compatibility with
  conference-unaware SIP UAs.  The minimal requirement for SIP is being
  able to express that a dialog is a part of a certain conference
  referenced to by a URI.  As a result of these extensions, it is
  possible to do the following using SIP:

   - Create a conference
   - Join a conference
   - Invite a user to a conference
   - Expel a user by third party
   - Discover if a URI is a conference URI
   - Delete a conference

  The approach taken is to use the feature parameter 'isfocus' to
  express that a SIP dialog belongs to a conference.  The use of
  feature parameters in Contact header fields to describe the
  characteristics and capabilities of a UA is described in the User
  Agent Capabilities document [5], which includes the definition of the
  'isfocus' feature parameter.

4.2.  Session Establishment

  In session establishment, a focus MUST include the 'isfocus' feature
  parameter in the Contact header field unless the focus wishes to hide
  the fact that it is a focus.  To a participant, the feature parameter
  will be associated with the remote target URI of the dialog.  It is
  an indication to a conference-aware UA that the resulting dialog
  belongs to a conference, identified by the URI in the Contact header
  field, and that the call control conventions defined in this document
  can be applied.

  By their nature, the conferences supported by this specification are
  centralized.  Therefore, typically a conferencing system needs to
  allocate a SIP conference URI such that SIP requests to this URI are
  not forked and are routed to a dedicated conference focus.  For
  example, a globally accessible SIP conference could be well
  constructed with a conference URI using a Globally Routable User
  Agent URI (GRUU) (defined in [16]), because of its ability to support
  the non-forking and global routability requirements.






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4.3.  Discovery

  Using the mechanism described in this section, it is possible, given
  an opaque URI, to determine if it belongs to a certain conference
  (i.e., meaning that it is a conference URI) or not.  This discovery
  function can be implemented in SIP using an OPTIONS request, and can
  be done either inside an active dialog or outside a dialog.  A focus
  MUST include the 'isfocus' feature parameter in a 200 OK response to
  an OPTIONS unless the focus wishes to hide the fact that it is a
  focus.

5.  SIP Conferencing Primitives

  The SIP conferencing call control flows presented in this section are
  the call control building blocks for various SIP conferencing
  applications as described in the conferencing requirements [14] and
  framework [8] documents.  The major design goal is that the same SIP
  conferencing primitives would be used by user agents having different
  conferencing capabilities and implementing different applications.

5.1.  INVITE: Joining a Conference Using the Conference URI - Dial-In

  In this section, a user knows the conference URI and "dials in" to
  join this conference.  The focus will authenticate the participant
  and apply authorization policy before allowing the participant to
  join the conference.

  If the UA is the first participant of the conference to dial-in, it
  is likely that this INVITE will activate the focus and hence the
  conference.  However, the conference URI must have been reserved
  prior to its use.

  If the conference is up and running already, the dialing-in
  participant is joined to the conference by its focus.

  To join an existing specific conference, a UA will send an INVITE
  with the Request-URI set to the conference URI.  The focus MUST
  include the 'isfocus' feature parameter in the Contact header field
  of the 200 OK response to the INVITE.












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  An example call flow for joining a conference is shown in Figure 1.

  Alice                Focus                 Bob                Carol
    |                    |                                         |
    |                    |       Carol joins the conference        |
    |                    |                                         |
    |                    |              INVITE sip:Conf-ID F1      |
    |                    |<----------------------------------------|
    |                    |               180 Ringing F2            |
    |                    |---------------------------------------->|
    |                    |    200 OK Contact:Conf-ID;isfocus F3    |
    |                    |---------------------------------------->|
    |                    |                   ACK F4                |
    |                    |<----------------------------------------|
    |                    |                    RTP                  |
    |                    |<=======================================>|
    |                    |           SUBSCRIBE sip:Conf-ID F5      |
    |                    |<----------------------------------------|
    |                    |                  200 OK F6              |
    |                    |---------------------------------------->|
    |                    |                NOTIFY F7                |
    |                    |---------------------------------------->|
    |                    |                  200 OK F8              |
    |                    |<----------------------------------------|

  Figure 1. A Participant Joins a Conference Using the Conference URI.


  F1    INVITE sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP client.chicago.example.com
         ;branch=z9hG4bKhjhs8ass83
        Max-Forwards: 70
        To: <sip:[email protected]>
        From: Carol <sip:[email protected]>;tag=32331
        Call-ID: d432fa84b4c76e66710
        CSeq: 45 INVITE
        Contact: <sip:[email protected]>
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Allow-Events: dialog
        Accept: application/sdp, message/sipfrag
        Supported: replaces
        Content-Type: application/sdp
        Content-Length: ...

        (SDP not shown)





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  F3    SIP/2.0 200 OK
        Via: SIP/2.0/UDP client.chicago.example.com
         ;branch=z9hG4bKhjhs8ass83;received=192.0.2.4
        To: <sip:[email protected]>;tag=733413
        From: Carol <sip:[email protected]>;tag=32331
        Call-ID: d432fa84b4c76e66710
        CSeq: 45 INVITE
        Contact: <sip:[email protected]>;isfocus
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Allow-Events: dialog, conference
        Accept: application/sdp, application/conference-info+xml,
         message/sipfrag
        Supported: replaces, join, gruu
        Content-Type: application/sdp
        Content-Length: ...

        v=0
        o=focus431 2890844526 2890842807 IN IP4 ms5.conf.example.com
        s=-
        i=Example Conference Hosted by Example.com
        u=http://conf.example.com/3402934234
        [email protected]
        p=+1-888-2934234
        c=IN IP4 ms5.conf.example.com
        t=0 0
        m=audio 49170 RTP/AVP 0
        m=video 51372 RTP/AVP 31


  F5    SUBSCRIBE sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP client.chicago.example.com
         ;branch=z9hG4bKdf334
        Max-Forwards: 70
        To: <sip:[email protected]>
        From: Carol <sip:[email protected]>;tag=43524545
        Call-ID: k3l43id034ksereree
        CSeq: 22 SUBSCRIBE
        Contact: <sip:[email protected]>
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Event: conference
        Accept: application/conference-info+xml
        Supported: replaces
        Content-Length: 0






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  F7    NOTIFY sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP ms5.conf.example.com;branch=z9hG4bK3343d1
        Max-Forwards: 70
        To: Carol <sip:[email protected]>;tag=43524545
        From: <sip:[email protected]>;tag=a3343df32
        Call-ID: k3l43id034ksereree
        CSeq: 34321 NOTIFY
        Contact: <sip:[email protected]>;isfocus
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Event: conference
        Accept: application/sdp, message/sipfrag
        Subscription-State: active;expires=3600
        Supported: replaces, join, gruu
        Content-Type: application/conference-info+xml

        Content-Length: ...

        <conference-info version="0" state="full"
         entity="sip:[email protected]">
         <conference-description>
          <conf-uris>
           <entry>
            <uri>tel:+18882934234</uri>
           </entry>
          </conf-uris>
         </conference-description>
         <users>
          <user entity="sip:[email protected]" state="full">
           <display-text>Carol</display-text>
           <endpoint entity="sip:[email protected]">
            <status>connected</status>
            <joining-method>dialed-in</joining-method>
            <media id="1">
             <display-text>Main Audio</display-text>
             <type>audio</type>
             <src-id>583398</src-id>
             <status>sendrecv</status>
            </media>
            <media id="2">
             <type>video</type>
             <src-id>345212</src-id>
             <status>sendrecv</status>
            </media>
           </endpoint>
          </user>
         </users>
        </conference-info>



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5.2.  INVITE: Adding a Participant by the Focus - Dial-Out

  To directly add a participant to a conference, a focus SHOULD send an
  INVITE to the participant containing a Contact header field with the
  conference URI and the 'isfocus' feature parameter.

  Note that a conference-unaware UA would simply ignore the
  conferencing information and treat the session (from a SIP
  perspective) as a point-to-point session.  This is because standard
  RFC 3261 [2] behavior is to ignore unknown header parameters such as
  'isfocus'.

  An example call flow is shown in Figure 2.  It is assumed that Alice
  is already a participant of the conference.  The focus invites Carol
  to the conference by sending an INVITE.  After the session is
  established, Carol subscribes to the conference URI.  It is important
  to note that there is no dependency on Carol's SUBSCRIBE (F5) and the
  NOTIFY to Alice (F9) -- they occur asynchronously and independently.

































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  Alice                 Focus                 Bob                Carol
     |                    |                    |                    |
     |<==================>|                    |                    |
     |                    |                                         |
     |           Focus "dials out" to add Carol to the conference   |
     |                    |                                         |
     |                    |    INVITE Contact:Conf-ID;isfocus F1    |
     |                    |---------------------------------------->|
     |                    |               180 Ringing F2            |
     |                    |<----------------------------------------|
     |                    |                  200 OK F3              |
     |                    |<----------------------------------------|
     |                    |                   ACK F4                |
     |                    |---------------------------------------->|
     |                    |                    RTP                  |
     |                    |<=======================================>|
     |                    |           SUBSCRIBE sip:Conf-ID F5      |
     |                    |<----------------------------------------|
     |                    |                  200 OK F6              |
     |                    |---------------------------------------->|
     |                    |                NOTIFY F7                |
     |                    |---------------------------------------->|
     |                    |                  200 OK F8              |
     |                    |<----------------------------------------|
     |     NOTIFY F9      |                                         |
     |<-------------------|                                         |
     |     200 OK F10     |                                         |
     |------------------->|                                         |

  Figure 2. A Focus "Dials Out" to Add a Participant to the Conference.


  F7    NOTIFY sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP ms5.conf.example.com;branch=z9hG4bK3343d1
        Max-Forwards: 70
        To: Carol <sip:[email protected]>;tag=43524545
        From: <sip:[email protected]>;tag=a3343df32
        Call-ID: k3l43id034ksereree
        CSeq: 34321 NOTIFY
        Contact: <sip:[email protected]>;isfocus
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Event: conference
        Accept: application/sdp, message/sipfrag
        Subscription-State: active;expires=3600
        Supported: replaces, gruu
        Content-Type: application/conference-info+xml
        Content-Length: ...



Johnston & Levin         Best Current Practice                 [Page 12]

RFC 4579              SIP CC Conferencing for UAs            August 2006


        <conference-info version="0" state="full"
         entity="sip:[email protected]">
         <conference-description>
          <conf-uris>
           <entry>
            <uri>tel:+18882934234</uri>
           </entry>
          </conf-uris>
         </conference-description>
         <users>
          <user entity="sip:[email protected]" state="full">
           <display-text>Alice</display-text>
           <endpoint entity="sip:[email protected]">
            <status>connected</status>
            <joining-method>dialed-in</joining-method>
            <media id="3">
             <display-text>Main Audio</display-text>
             <type>audio</type>
             <src-id>647231</src-id>
             <status>sendrecv</status>
            </media>
            <media id="4">
             <type>video</type>
             <src-id>21345</src-id>
             <status>sendrecv</status>
            </media>
           </endpoint>
          </user>
          <user entity="sip:[email protected]" state="full">
           <display-text>Carol</display-text>
           <endpoint entity="sip:[email protected]">
            <status>connected</status>
            <joining-method>dialed-out</joining-method>
            <media id="1">
             <display-text>Main Audio</display-text>
             <type>audio</type>
             <src-id>583398</src-id>
             <status>sendrecv</status>
            </media>
            <media id="2">
             <type>video</type>
             <src-id>345212</src-id>
             <status>sendrecv</status>
            </media>
           </endpoint>
          </user>
         </users>
        </conference-info>



Johnston & Levin         Best Current Practice                 [Page 13]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  F9    NOTIFY sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP ms5.conf.example.com;branch=z9hG4bK3432
        Max-Forwards: 70
        To: Alice <sip:[email protected]>;tag=43524545
        From: <sip:[email protected]>;tag=a3343df32
        Call-ID: 8820450524545
        CSeq: 998 NOTIFY
        Contact: <sip:[email protected]>;isfocus
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Event: conference
        Accept: application/sdp, message/sipfrag
        Subscription-State: active;expires=2450
        Supported: replaces, gruu
        Content-Type: application/conference-info+xml
        Content-Length: ...

        <conference-info version="1" state="partial"
         entity="sip:[email protected]">
         <users>
          <user entity="sip:[email protected]" state="full">
           <display-text>Carol</display-text>
           <endpoint entity="sip:[email protected]">
            <status>connected</status>
            <joining-method>dialed-out</joining-method>
            <media id="1">
             <display-text>Main Audio</display-text>
             <type>audio</type>
             <src-id>583398</src-id>
             <status>sendrecv</status>
            </media>
            <media id="2">
             <type>video</type>
             <src-id>345212</src-id>
             <status>sendrecv</status>
            </media>
           </endpoint>
          </user>
         </users>
        </conference-info>











Johnston & Levin         Best Current Practice                 [Page 14]

RFC 4579              SIP CC Conferencing for UAs            August 2006


5.3.  INVITE: Manually Creating a Conference by Dialing in to a
     Conferencing Application

  In this section, a user sends an INVITE to a conference server
  application.  The application (such as an IVR system or a web page)
  is implemented because the system requires additional input from the
  user before it is able to create a conference.  After a normal dialog
  is established, additional information is received and the conference
  together with its focus are created.  Since the UA is now in a dialog
  with a focus, the focus will re-INVITE the user with the conference
  URI in Contact with the 'isfocus' feature parameter.

  Alternatively, the additional information can be provided by the user
  during an early dialog (see RFC 3261 [2] for a discussion of early
  dialogs in SIP).  This could be accomplished by a 183 Session
  Progress response sent by the conferencing application.  After the
  conference is created, the conference URI would then be returned in a
  Contact in the 200 OK.

  Note that since this flow is all about human interaction with a
  conferencing application, any errors and failures will be returned to
  the human (recorded announcements, error tones, etc.).

  As discussed in the conferencing framework, the conference URI must
  be unique across all distinct conferences within the same domain.  In
  general, the user part of a conference URI will contain a pseudo
  random string.

  An example call flow is shown in Figure 3.  In this example, Alice
  uses a conference application that is triggered when Alice sends an
  INVITE to the conference application.  In this example, Conf-App is
  used to represent the conference application URI.  Alice's
  conference-aware UA learns of the existence of the conference from
  the 'isfocus' feature parameter and subscribes to the conference
  package to receive notifications of the conference state.
















Johnston & Levin         Best Current Practice                 [Page 15]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    | Alice establishes session with conference application.       |
    |                    |                    |                    |
    | INVITE sip:Conf-App F1                  |                    |
    |------------------->|                    |                    |
    |   180 Ringing F2   |                    |                    |
    |<-------------------|                    |                    |
    |     200 OK F3      |                    |                    |
    |<-------------------|                    |                    |
    |        ACK F4      |                    |                    |
    |------------------->|                    |                    |
    |        RTP         |                    |                    |
    |<==================>|                    |                    |
    |                    |                    |                    |
    | Alice uses the application to create the conference.         |
    |                    |                    |                    |
    | INVITE Contact:Conf-ID;isfocus F5       |                    |
    |<-------------------|                    |                    |
    |    200 OK F6       |                    |                    |
    |------------------->|                    |                    |
    |        ACK F7      |                    |                    |
    |<-------------------|                    |                    |
    |        RTP         |                    |                    |
    |<==================>|                    |                    |
    |                    |                    |                    |
    | SUBSCRIBE sip:Conf-ID F8                |                    |
    |------------------->|                    |                    |
    |     200 OK F9      |                    |                    |
    |<-------------------|                    |                    |
    |     NOTIFY F10     |                    |                    |
    |<-------------------|                    |                    |
    |     200 OK F11     |                    |                    |
    |------------------->|                    |                    |

  Figure 3. A Participant Creates a Conference Using an Application.

5.4.  INVITE: Creating a Conference Using Ad-Hoc SIP Methods

  This section addresses creating a conference by using ad-hoc SIP
  means.  The conference factory URI (as defined in Section 3.2) is
  used to automatically create the conference in this example.  This is
  different from the previous scenario in that no human intervention is
  required -- an automaton can create the conference and add
  participants.  Since the conference does not need to be scheduled or
  reserved, but is created "on the fly", it is an "ad-hoc" conference
  creation.




Johnston & Levin         Best Current Practice                 [Page 16]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  The benefit of this approach is that the conference URI need not be
  known to the user; instead it is created by a focus and used by the
  participants' UAs.  The main difference between this scenario and
  Section 5.3 is that no user intervention (IVR, web page form, etc.)
  is required to create the conference.

  The SIP URI of the conference factory can be provisioned in the UA
  (as in a "create new conference" button on a SIP phone) or can be
  discovered using other means.

  A SIP entity (such as conferencing server) can distinguish this
  INVITE request as a request to create a new ad-hoc conference from a
  request to join an existing conference by the Request-URI.  That is,
  although both requests may route to the same application, the
  differing services requested can be identified by the differing URIs
  in the request itself.

  Assuming that all security and policy requirements have been met, a
  new conference will be created with the Contact URI returned in the
  200 OK being the conference URI.  The Contact header field MUST
  contain the 'isfocus' feature parameter to indicate that this URI is
  for a conference.

  An example call flow is shown in Figure 4.  Note that Conf-Factory is
  shorthand for the conference factory URI and Conf-ID Is short for the
  conference URI.  In this flow, Alice has a conference-aware UA and
  creates a conference by sending an INVITE to the conference factory
  URI.  The conference factory application creates the conference and
  redirects Alice to the focus using a 302 Moved Temporarily response.
  Note that with proxy recursion as part of normal RFC 3261 [2]
  behavior, Alice may never see the redirect but may just receive the
  responses from the focus starting with message F5.  Once the media
  session is established, Alice subscribes to the conference URI
  obtained through the Contact in the 200 OK response from the focus.

















Johnston & Levin         Best Current Practice                 [Page 17]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice         Conf-Factory App            Focus                 Bob
    |                    |                    |                    |
    | Alice creates the conference.           |                    |
    |                    |                    |                    |
    | INVITE sip:Conf-Factory F1              |                    |
    |------------------->|                    |                    |
    |  302 Moved Contact:Conf-ID;isfocus F2   |                    |
    |<-------------------|                    |                    |
    |        ACK F3      |                    |                    |
    |------------------->|                    |                    |
    | INVITE sip:Conf-ID F4                   |                    |
    |---------------------------------------->|                    |
    |   180 Ringing F5                        |                    |
    |<----------------------------------------|                    |
    |   200 OK Contact:Conf-ID;isfocus F6     |                    |
    |<----------------------------------------|                    |
    |        ACK F7                           |                    |
    |---------------------------------------->|                    |
    |        RTP                              |                    |
    |<=======================================>|                    |
    |                                         |                    |
    | Alice subscribes to the conference URI. |                    |
    |                                         |                    |
    | SUBSCRIBE sip:Conf-ID F8                |                    |
    |---------------------------------------->|                    |
    |     200 OK F9                           |                    |
    |<----------------------------------------|                    |
    |     NOTIFY F10                          |                    |
    |<----------------------------------------|                    |
    |     200 OK F11                          |                    |
    |---------------------------------------->|                    |

  Figure 4. Creation of a Conference Using SIP Ad-Hoc Methods.

5.5.  REFER: Requesting a Focus to Add a New Resource to a Conference
     (Dial Out to a New Participant)

  A SIP conference URI can be used to inject different kinds of
  information into the conference.  Examples include new participants,
  new real-time media sources, new IM messages, and pointers to passive
  information references (such as HTTP URIs).

  To request that the focus add a new information resource to the
  specified conference, any SIP UA can send a REFER to the conference
  URI with a Refer-To containing the URI of the new resource.  Since
  this REFER is sent to the conference URI and not the conference
  factory URI, the semantics to the focus are to bring the resource
  into the conference and make it visible to the conference



Johnston & Levin         Best Current Practice                 [Page 18]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  participants.  The resultant focus procedures are dependent both on
  the nature of the new resource (as expressed by its URI) and the
  policy of the focus regarding IM, central vs. distributed real-time
  media processing, and so on.

  The scenario for adding a new UA participant is important to support
  because it works even if the new participant does not support REFER
  and transfer call control -- only the requesting participant and the
  focus need to support the REFER and transfer call control.

  Upon receipt of the REFER containing a Refer-To header with a SIP
  URI, the focus SHOULD send an INVITE to the new participant
  identified by the Refer-To SIP URI containing a Contact header field
  with the conference URI and the 'isfocus' feature parameter.

  A conference-unaware UA would simply ignore the conferencing
  information and treat the session (from a SIP perspective) as a
  point-to-point session.

  An example call flow is shown in Figure 5.  While this flow shows the
  use of REFER to add a new participant to the conference, the
  mechanism can generally add a resource as identified by a URI to the
  conference.  It is assumed that Alice is already a participant of the
  conference.  Alice sends a REFER to the conference URI.  The focus
  invites Carol to the conference by sending an INVITE.  After the
  session is established, Carol subscribes to the conference URI.  It
  is important to note that there is no dependency on Carol's SUBSCRIBE
  (F11) and the NOTIFY to Alice (F15) -- they occur asynchronously and
  independently.






















Johnston & Levin         Best Current Practice                 [Page 19]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    |<==================>|                    |                    |
    | REFER sip:Conf-ID Refer-To:Carol F1     |                    |
    |------------------->|                                         |
    |  202 Accepted F2   |                                         |
    |<-------------------|                                         |
    |     NOTIFY (Trying) F3                                       |
    |<-------------------|                                         |
    |     200 OK F4      |                                         |
    |------------------->|                                         |
    |                    |                                         |
    |           Focus "dials out" to join Carol to the conference  |
    |                    |                                         |
    |                    |    INVITE Contact:Conf-ID;isfocus F5    |
    |                    |---------------------------------------->|
    |                    |               180 Ringing F6            |
    |                    |<----------------------------------------|
    |                    |                  200 OK F7              |
    |                    |<----------------------------------------|
    |                    |                   ACK F8                |
    |                    |---------------------------------------->|
    |                    |                    RTP                  |
    |                    |<=======================================>|
    |     NOTIFY (OK) F9 |                                         |
    |<-------------------|                                         |
    |     200 OK F10     |                                         |
    |------------------->|                                         |
    |                    |           SUBSCRIBE sip:Conf-ID F11     |
    |                    |<----------------------------------------|
    |                    |                  200 OK F12             |
    |                    |---------------------------------------->|
    |                    |                NOTIFY F13               |
    |                    |---------------------------------------->|
    |                    |                  200 OK F14             |
    |                    |<----------------------------------------|
    |     NOTIFY F15     |                                         |
    |<-------------------|                                         |
    |     200 OK F16     |                                         |
    |------------------->|                                         |

  Figure 5. Participant Requests That the Focus Add a Participant to
            the Conference.








Johnston & Levin         Best Current Practice                 [Page 20]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  F1   REFER sip:[email protected] SIP/2.0
       Via: SIP/2.0/UDP client.atlanta.example.com;branch=z9hG4bKg4534
       Max-Forwards: 70
       To: <sip:[email protected]>
       From: Alice <sip:[email protected]>;tag=5534562
       Call-ID: 849392fklgl43
       CSeq: 476 REFER
       Contact: <sip:[email protected]>
       Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
        SUBSCRIBE, NOTIFY
       Accept: application/sdp, message/sipfrag
       Refer-To: <sip:[email protected]>
       Supported: replaces
       Content-Length: 0

5.6.  REFER: Requesting a User to Dial in to a Conference Using a
     Conference URI

  A participant wishing to add a new participant will request this
  participant to send an INVITE to the conference URI.  This can be
  done using a non-SIP means (such as passing or publishing the
  conference URI in an email, IM, or web page).  If a non-SIP means is
  used, then the flow and requirements are identical to Section 5.1.

  The SIP mechanism to do this utilizes the REFER method.

  A UA wishing to add a new participant SHOULD send a REFER request to
  the participant with a Refer-To header containing the conference URI.

  The requirements are then identical to the dial-in case of Section
  5.1.  The inviting participant MAY receive notification through the
  REFER action that the new participant has been added in addition to
  the notification received through the conference package.

  An example is shown in Figure 6.  In this call flow, it is assumed
  that Alice is already a participant of the conference.  Alice sends
  Bob an "out of band" REFER - that is, a REFER outside of an
  established dialog.  Should Bob reject the REFER, Alice might try
  sending an INVITE to Bob to establish a session first, then send a
  REFER within the dialog, effectively transferring Bob into the
  conference [17].










Johnston & Levin         Best Current Practice                 [Page 21]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    |<==================>|                    |                    |
    |                    |                    |                    |
    |  Alice adds Bob into conference         |                    |
    |                    |                    |                    |
    | REFER Refer-To:Conf-ID F1               |                    |
    |---------------------------------------->|                    |
    |  202 Accepted F2   |                    |                    |
    |<----------------------------------------|                    |
    |  NOTIFY (Trying) F3|                    |                    |
    |<----------------------------------------|                    |
    |     200 OK F4      |                    |                    |
    |---------------------------------------->|                    |
    |                    | INVITE sip:Conf-ID F5                   |
    |                    |<-------------------|                    |
    |                    |   180 Ringing F6   |                    |
    |                    |------------------->|                    |
    |                    | 200 OK Contact:Conf-ID;isfocus F7       |
    |                    |------------------->|                    |
    |                    |       ACK F8       |                    |
    |                    |<-------------------|                    |
    |                    |        RTP         |                    |
    |                    |<==================>|                    |
    |    NOTIFY (OK) F9  |                    |                    |
    |<----------------------------------------|                    |
    |     200 OK F10     |                    |                    |
    |---------------------------------------->|                    |
    |      NOTIFY F11    |                    |                    |
    |<-------------------|                    |                    |
    |      200 OK F12    |                    |                    |
    |------------------->|                    |                    |
    |                    | SUBSCRIBE sip:Conf-ID F13               |
    |                    |<-------------------|                    |
    |                    |     200 OK F14     |                    |
    |                    |------------------->|                    |
    |                    |     NOTIFY F15     |                    |
    |                    |------------------->|                    |
    |                    |     200 OK F16     |                    |
    |                    |<-------------------|                    |

  Figure 6. Adding a Participant to an Existing Conference.









Johnston & Levin         Best Current Practice                 [Page 22]

RFC 4579              SIP CC Conferencing for UAs            August 2006


5.7.  REFER with REFER: Requesting a Focus to Refer a Participant to
     Dial in to the Conference

  A participant may request that the focus refer a participant into the
  conference by sending a REFER method.  The Refer-To header field will
  have the method set to REFER and an escaped Refer-To header field
  containing the conference URI.

  Note that in Message F1 below, the Refer-To header field is shown as
  continuing across two lines -- this would not be the case in an
  actual message; the URI would have continued beyond the formatting
  limitations of this document.

  This scenario is shown in Figure 7.





































Johnston & Levin         Best Current Practice                 [Page 23]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    |<==================>|                    |                    |
    |  Alice asks focus to REFER Bob into conference               |
    |                    |                    |                    |
    |REFER sip:Conf-ID Refer-To:Bob;method=REFER?Refer-To=Conf-ID F1
    |------------------->|                    |                    |
    |  202 Accepted F2   |                    |                    |
    |<-------------------|                    |                    |
    |  NOTIFY (Trying) F3|                    |                    |
    |<-------------------|                    |                    |
    |     200 OK F4      |                    |                    |
    |------------------->|                    |                    |
    |           Focus REFERs Bob to the conference                 |
    |                    |                    |                    |
    |                    | REFER Refer-To:Conf-ID F5               |
    |                    |------------------->|                    |
    |                    |  202 Accepted F6   |                    |
    |    NOTIFY (202) F7 |<-------------------|                    |
    |<-------------------| NOTIFY (Trying) F8 |                    |
    |      200 OK F9     |<-------------------|                    |
    |------------------->|      200 OK F10    |                    |
    |                    |------------------->|                    |
    |                    | INVITE sip:Conf-ID F11                  |
    |                    |<-------------------|                    |
    |                    |   180 Ringing F12  |                    |
    |                    |------------------->|                    |
    |                    | 200 OK Contact:Conf-ID;isfocus F13      |
    |                    |------------------->|                    |
    |                    |       ACK F14      |                    |
    |      NOTIFY F15    |<-------------------|                    |
    |<-------------------|        RTP         |                    |
    |      200 OK F16    |<==================>|                    |
    |------------------->|  NOTIFY (200) F17  |                    |
    |                    |<-------------------|                    |
    |                    |      200 OK F18    |                    |
    |                    |------------------->|                    |
    |                    | SUBSCRIBE sip:Conf-ID F17               |
    |                    |<-------------------|                    |
    |                    |     200 OK F19     |                    |
    |                    |------------------->|                    |
    |                    |     NOTIFY F20     |                    |
    |                    |------------------->|                    |
    |                    |     200 OK F21     |                    |
    |                    |<-------------------|                    |

  Figure 7. Requesting That the Focus Refer a Participant to a
            Conference.



Johnston & Levin         Best Current Practice                 [Page 24]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  F1    REFER sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP client.atlanta.example.com;branch=z9hG4bKg4534
        Max-Forwards: 70
        To: <sip:[email protected]>
        From: Alice <sip:[email protected]>;tag=5534562
        Call-ID: 849392fklgl43
        CSeq: 476 REFER
        Contact: <sip:[email protected]>
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Accept: application/sdp, message/sipfrag
        Refer-To: <sip:[email protected];method=REFER
                             ?Refer-To=sip:3402934234%40example.com>
        Supported: replaces
        Content-Length: 0


  F5    REFER sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP ms5.conf.example.com;branch=z9hG4bK33445243
        Max-Forwards: 70
        To: <sip:[email protected]>
        From: <sip:[email protected]>;tag=345621412
        Call-ID: 5494204
        CSeq: 4524323 REFER
        Contact: <sip:[email protected]>;isfocus
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Accept: application/sdp, message/sipfrag
        Refer-To: <sip:[email protected]>
        Supported: join, gruu, replaces
        Content-Length: 0


  F11   INVITE sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP client.biloxi.com;branch=z9hG4bKh3887
        Max-Forwards: 70
        To: <sip:[email protected]>
        From: Bob <sip:[email protected]>;tag=32411
        Call-ID: 5d4324fa84b4c76e66710
        CSeq: 764 INVITE
        Contact: <sip:[email protected]>
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Allow-Events: dialog
        Accept: application/sdp, message/sipfrag
        Supported: replaces, join
        Content-Type: application/sdp
        Content-Length: ...



Johnston & Levin         Best Current Practice                 [Page 25]

RFC 4579              SIP CC Conferencing for UAs            August 2006


        (SDP not shown)

5.8.  Join Header Field: Dialing in to a Conference Using a (3rd Party)
     Dialog Identifier

  Under some circumstances, a participant wanting to join a conference
  may only know a dialog identifier of one of the legs of the
  conference.  The information may have been learned using the dialog
  package [18] or some non-SIP means to retrieve this information from
  another conference participant.

  A UA can request to be added to a conference by sending a request to
  the focus containing a Join [7] header field containing a dialog ID
  of one leg of the conference (a dialog between another participant
  and the focus).

  There are other scenarios in which a UA can use the Join header for
  certain conferencing call control scenarios.  See [7] for further
  examples and details.

  An example is shown in Figure 8.  It is assumed that Alice is a
  participant of the conference.  The dialog identifier between Alice
  and the focus is abbreviated as A-F and is known by Bob.  Bob
  requests to be added to the conference by sending an INVITE message
  F1 to the focus containing a Join header that contains the dialog
  identifier A-F.  Bob is added into the conference by the focus.

























Johnston & Levin         Best Current Practice                 [Page 26]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    |<==================>|                    |                    |
    |                    |                    |                    |
    |  Bob requests to be added to the conference.                 |
    |                    |                    |                    |
    |                    | INVITE Join:A-F  F1|                    |
    |                    |<-------------------|                    |
    |                    |   180 Ringing F2   |                    |
    |                    |------------------->|                    |
    |                    | 200 OK Contact:Conf-ID;isfocus F3       |
    |                    |------------------->|                    |
    |                    |       ACK F4       |                    |
    |                    |<-------------------|                    |
    |                    |        RTP         |                    |
    |      NOTIFY F5     |<==================>|                    |
    |<-------------------| SUBSCRIBE sip:Conf-ID F6                |
    |      200 OK F7     |<-------------------|                    |
    |------------------->|     200 OK F8      |                    |
    |                    |------------------->|                    |
    |                    |     NOTIFY F9      |                    |
    |                    |------------------->|                    |
    |                    |     200 OK F10     |                    |
    |                    |<-------------------|                    |

  Figure 8. Adding a Participant to an Existing Conference using Join.


  F1   INVITE sip:[email protected] SIP/2.0
       Via: SIP/2.0/UDP client.biloxi.com;branch=z9hG4bKh3832
       Max-Forwards: 70
       To: <sip:[email protected]>
       From: Bob <sip:[email protected]>;tag=32411
       Call-ID: d432fa84b4c76e66710
       CSeq: 8 INVITE
       Contact: <sip:[email protected]>
       Join: 3434034-293553453;to-tag=fdj3l34;from-tag=12f331
       Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
        SUBSCRIBE, NOTIFY
       Allow-Events: dialog
       Accept: application/sdp, message/sipfrag
       Supported: replaces, join
       Content-Type: application/sdp
       Content-Length: ...

       (SDP not shown)





Johnston & Levin         Best Current Practice                 [Page 27]

RFC 4579              SIP CC Conferencing for UAs            August 2006


5.9.  Replaces Header Field: Switching User Agents within a Conference

  Participants in a conference may want to change the user agent (i.e.,
  the endpoint or the device) with which they participate in the
  conference.  This could be done by simply sending a BYE from one user
  agent to leave the conference and an INVITE from the other user agent
  to rejoin.  However, the SIP Replaces [6] primitive is perfectly
  suited to this operation.

  An example is shown in Figure 9.  It is assumed that Alice is a
  participant of the conference using user agent #1.  The dialog
  identifier between Alice's user agent #1 and the focus is abbreviated
  as A-F.  Alice switches to user agent #2 and sends an INVITE message
  F1 to the focus containing a Replaces header that contains the dialog
  identifier A-F.  Note that this dialog identifier could be learned
  through some non-SIP mechanism, or by use of SUBSCRIBE/NOTIFY and the
  dialog event package [18].  Alice's user agent #2 is added into the
  conference by the focus.  The focus sends a BYE to user agent #1.
  User agent #1 then automatically terminates the subscription by
  sending a SUBSCRIBE with Expires:0 to terminate the subscription.
  Note that the participant list (roster) has not necessarily changed
  during this scenario, unless detailed information about Alice user
  agents (i.e. endpoints) is included in the conference state
  notifications.  For a full discussion of conference package
  notifications, refer to [9].


























Johnston & Levin         Best Current Practice                 [Page 28]

RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice UA#1            Focus             Alice UA#2             Carol
     |                    |                    |                    |
     |<==================>|                    |                    |
     |                    |                    |                    |
     |  Alice switches user agents during the conference.           |
     |                    |                    |                    |
     |                    | INVITE sip:Conf-ID Replaces:A-F  F1     |
     |                    |<-------------------|                    |
     |                    | 200 OK Contact:Conf-ID;isfocus F2       |
     |                    |------------------->|                    |
     |                    |       ACK F3       |                    |
     |                    |<-------------------|                    |
     |                    |        RTP         |                    |
     |                    |<==================>|                    |
     |      BYE F4        |                    |                    |
     |<-------------------|                    |                    |
     |      200 OK F5     |                    |                    |
     |------------------->|                    |                    |
     | SUBSCRIBE Expires:0 F6                  |                    |
     |------------------->|                    |                    |
     |     200 OK F7      |                    |                    |
     |<-------------------|                    |                    |
     | NOTIFY Subscription-State:terminated F8 |                    |
     |<-------------------|                    |                    |
     |      200 OK F9     |                    |                    |
     |------------------->|                    |                    |
     |                    | SUBSCRIBE sip:Conf-ID F10               |
     |                    |<-------------------|                    |
     |                    |     200 OK F11     |                    |
     |                    |------------------->|                    |
     |                    |     NOTIFY F12     |                    |
     |                    |------------------->|                    |
     |                    |     200 OK F13     |                    |
     |                    |<-------------------|                    |

  Figure 9. Switching a User Agent within a Conference.

5.10.  Replaces Header Field: Transferring a Point-to-Point Session into
      a Conference

  This call flow shows how a point-to-point call can be transferred to
  a conference call involving an external focus.

  Alice and Bob have an established session with a dialog identifier
  A-B.  Alice joins the conference with the focus by sending an INVITE
  to the Conference URI.  Alice then sends a REFER request to the focus
  to send an INVITE request to the other participant.  Alice includes
  an escaped Replaces header field in the URI included in the Refer-To



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RFC 4579              SIP CC Conferencing for UAs            August 2006


  header field.  Bob receives the INVITE from the focus and matches the
  dialog in the Replaces header field with the dialog with Alice.  As a
  result, Bob accepts the INVITE, joins the conference, and sends a BYE
  to Alice to tear down their point-to-point dialog.

  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    |   Alice is in a session with Bob        |                    |
    |<=======================================>|                    |
    |                    |                    |                    |
    |  Alice joins the conference             |                    |
    |                    |                    |                    |
    | INVITE sip:Conf-ID F1                   |                    |
    |------------------->|                    |                    |
    | 200 OK Contact:sip:Conf-ID;isfocus F2   |                    |
    |<-------------------|                    |                    |
    |        ACK F3      |                    |                    |
    |------------------->|                    |                    |
    |    SUBSCRIBE F4    |                    |                    |
    |------------------->|                    |                    |
    |      200 OK F5     |                    |                    |
    |<-------------------|                    |                    |
    |      NOTIFY F6     |                    |                    |
    |<-------------------|                    |                    |
    |      200 OK F7     |                    |                    |
    |------------------->|                    |                    |
    |<==================>|                    |                    |
    |                    |                    |                    |
    |  Alice asks focus to REFER Bob into conference               |
    |                    |                    |                    |
    | REFER sip:Conf-ID Refer-To:Bob?Replaces=A-B F8               |
    |------------------->|                    |                    |
    |  202 Accepted F9   |                    |                    |
    |<-------------------|                    |                    |
    | NOTIFY (Trying) F10|                    |                    |
    |<-------------------|                    |                    |
    |     200 OK F11     |                    |                    |
    |------------------->|                    |                    |
    |                    |                    |                    |
    |           Focus invites Bob to the conference                |
    |                    |                    |                    |
    |                    | INVITE sip:Conf-ID Replaces:A-B F12     |
    |                    |------------------->|                    |
    |                    |     200 OK F13     |                    |
    |                    |<-------------------|                    |
    |                    |       ACK F14      |                    |
    |                    |------------------->|                    |
    |                    |        RTP         |                    |



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    |                    |<==================>|                    |
    |                 BYE F15                 |                    |
    |<----------------------------------------|                    |
    |                200 OK F16               |                    |
    |---------------------------------------->|                    |
    |   NOTIFY (200) F17 |                    |                    |
    |<-------------------|                    |                    |
    |      200 OK F18    |                    |                    |
    |------------------->|                    |                    |
    |      NOTIFY F19    |                    |                    |
    |<-------------------|                    |                    |
    |      200 OK F20    |                    |                    |
    |------------------->|                    |                    |
    |                    | SUBSCRIBE sip:Conf-ID F21               |
    |                    |<-------------------|                    |
    |                    |     200 OK F22     |                    |
    |                    |------------------->|                    |
    |                    |     NOTIFY F23     |                    |
    |                    |------------------->|                    |
    |                    |     200 OK F24     |                    |
    |                    |<-------------------|                    |
    |                    |                    |                    |

  Figure 10. Transitioning a Point to Point Session into a Conference.

5.11.  REFER with BYE: Requesting That the Focus Remove a Participant
      from a Conference

  To request that the focus remove a participant from the specified
  conference, a properly authorized SIP UA (typically the conference
  owner) can send a REFER to the conference URI with a Refer-To
  containing the URI of the participant and with the method set to BYE.
  The requestor does not need to know the dialog information about the
  dialog between the focus and the participant who will be removed --
  the focus knows this information and fills it when it generates the
  BYE request.

  An example call flow is shown in Figure 11.  It is assumed that Alice
  and Carol are already participants of the conference and that Alice
  is authorized to remove members from the conference.  Alice sends a
  REFER to the conference URI with a Refer-To header containing a URI
  of the form sip:[email protected];method=BYE.









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  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    |<==================>|                                         |
    | REFER sip:Conf-ID Refer-To:Carol;method=BYE F1               |
    |------------------->|                                         |
    |  202 Accepted F2   |                                         |
    |<-------------------|                                         |
    |     NOTIFY (Trying) F3                                       |
    |<-------------------|                                         |
    |     200 OK F4      |                                         |
    |------------------->|                                         |
    |                    |                                         |
    |           Focus removes Carol from the conference            |
    |                    |                                         |
    |                    |            BYE sip:Carol F5             |
    |                    |---------------------------------------->|
    |                    |                200 OK F6                |
    |                    |<----------------------------------------|
    |                    | NOTIFY Subscription-State:terminated F7 |
    |                    |---------------------------------------->|
    |                    |                200 OK F8                |
    |                    |<----------------------------------------|
    |   NOTIFY (200) F9  |                                         |
    |<-------------------|                                         |
    |     200 OK F10     |                                         |
    |------------------->|                                         |
    |     NOTIFY  F11    |                                         |
    |<-------------------|                                         |
    |     200 OK F12     |                                         |
    |------------------->|                                         |

  Figure 11. Participant Requests That the Focus Remove a Participant
             from the Conference.

   F1   REFER sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP client.atlanta.example.com;branch=z9hG4bKg4534
        Max-Forwards: 70
        To: <sip:[email protected]>
        From: Alice <sip:[email protected]>;tag=5534562
        Call-ID: 849392fklgl43
        CSeq: 476 REFER
        Contact: <sip:[email protected]>
        Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
         SUBSCRIBE, NOTIFY
        Accept: application/sdp, message/sipfrag
        Refer-To: <sip:[email protected];method=BYE>
        Supported: replaces
        Content-Length: 0



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  F5    BYE sip:[email protected] SIP/2.0
        Via: SIP/2.0/UDP ms5.conf.example.com;branch=z9hG4bK343gf4
        Max-Forwards: 70
        From: <sip:[email protected]>;tag=5393k2312
        To: Carol <sip:[email protected]>;tag=32331
        Call-ID: d432fa84b4c76e66710
        CSeq: 78654 BYE
        Content-Length: 0

5.12.  Deleting a Conference

  The default conference policy for conferences created using the
  Conference Factory URI is that the conference is deleted when the
  creator departs.

  Figure 12 shows this call flow in which the creator Alice departs
  causing the conference to be deleted.  Note that the order of sending
  BYEs and final NOTIFYs is not important.

































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   Alice                Focus                 Bob                Carol
     |                    |                    |                    |
     |<==================>|<==================>|                    |
     |        BYE F1      |<=======================================>|
     |------------------->|                    |                    |
     |      200 OK F2     |                    |                    |
     |<-------------------|                    |                    |
     |                    |       BYE F3       |                    |
     |                    |------------------->|                    |
     |                    |    200 OK F4       |                    |
     |                    |<-------------------|                    |
     |                    |                 BYE F5                  |
     |                    |---------------------------------------->|
     |                    |                200 OK F6                |
     |                    |<----------------------------------------|
     |      NOTIFY Subscription-State:terminated F7                 |
     |<-------------------|                    |                    |
     |      200 OK F8     |                    |                    |
     |------------------->| NOTIFY Subscription-State:terminated F9 |
     |                    |------------------->|                    |
     |                    |     200 OK F10     |                    |
     |                    |<-------------------|                    |
     |                    | NOTIFY Subscription-State:terminated F11|
     |                    |---------------------------------------->|
     |                    |                  200 OK F12             |
     |                    |<----------------------------------------|

  Figure 12. Deleting a Conference.

5.13.  Discovery of URI Properties Using OPTIONS

  A UA MAY send an OPTIONS request to discover if an opaque URI is a
  conference URI (resolves to a focus).  In addition, the reply to the
  OPTIONS request can also indicate support for various SIP call
  control extensions used in this document.

  Note that the Allow, Accept, Allow-Events, and Supported header
  fields should be present in an INVITE from a focus or a 200 OK answer
  from the focus to an INVITE as a part of a normal dialog
  establishment process.

  An example is shown in Figure 13 where Alice sends an OPTIONS to a
  URI that resolves to a focus.








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RFC 4579              SIP CC Conferencing for UAs            August 2006


  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    | OPTIONS sip:Conf-ID F1                  |                    |
    |------------------->|                    |                    |
    | 200 OK Contact:Conf-ID;isfocus F2       |                    |
    |<-------------------|                    |                    |

  Figure 13. Participant Queries Capabilities of URI of a Focus.

  Following is an example of message detail of message F2 in Figure 13.
  Based on the response, Alice's UA learns that the URI is a conference
  URI and that the responding UA is focus that supports a number of SIP
  call control extensions.

  The response details are as follows:

  F2   SIP/2.0 200 OK
       Via: SIP/2.0/UDP pc33.atlanta.example.com;branch=z9hG4bKhjsas87
        ;received=192.0.2.4
       To: <sip:[email protected]>;tag=93810874
       From: Alice <sip:[email protected]>;tag=1928301774
       Call-ID: a84b4c76e66710
       CSeq: 63104 OPTIONS
       Contact: <sip:[email protected]>;isfocus
       Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER,
        SUBSCRIBE, NOTIFY
       Allow-Events: refer, conference
       Accept: application/sdp, message/sipfrag
       Accept-Language: en
       Supported: replaces, join, gruu
       Content-Type: application/sdp
       Content-Length: ...

       v=0
       o=focus431 2890844563 2890842835 IN IP4 ms5.conf.example.com
       s=-
       i=Example Conference Hosted by Example.com
       u=http://conf.example.com/3402934234
       [email protected]
       p=+18882934234
       c=IN IP4 ms5.conf.example.com
       t=0 0
       m=audio 0 RTP/AVP 0 3 5 7
       m=video 0 RTP/AVP 31 32

  Useful information from each of these headers is detailed in the next
  sections.




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  Allow.  The support of methods such as REFER, SUBSCRIBE, and NOTIFY
  indicates that the user agent supports call control and SIP events.

  Accept. The support of bodies such as message/sipfrag [12] indicates
  support of call control.

  Allow-Events.  Indicates support of event packages such as refer [4]
  and conference [9].

  Supported.  Indicates support of extensions such as replaces, join,
  and gruu.

  Contact.  The presence of the 'isfocus' feature parameter in the
  Contact header indicates that the URI is a conference URI and that
  the UA is a focus.

6.  Security Considerations

  This specification defines the interaction between a focus UA and a
  participant UA in a conferencing application.  As a result, the
  security considerations and mechanisms defined in RFC 3261 [2] apply.
  However, there are some aspects unique to conferencing that will be
  discussed here.

  A conference often involves the use of substantial network bandwidth
  and computing resources.  As a result, authentication is even more
  important than in a simple peer-to-peer session.  As discussed in the
  conferencing framework [8], conferences often have policy related to
  conferencing resources.  A focus SHOULD authenticate participants
  before joining them to a conference and allowing utilization of
  conferencing resources.  Different policies can be applied by a focus
  to different participants based on the result of authentication.

  A participant will be interacting with a number of other participants
  through the focus.  As a result, a participant should authenticate
  the focus and be sure that the focus used for the conference is
  trusted.  Normal SIP authentication mechanisms are suitable for
  participant and focus authentication, such as SIP Digest utilizing a
  shared secret, or certificates, or a secured SIP identity mechanism.
  In addition, a focus SHOULD support Secure SIP connections so that
  hop-by-hop mutual authentication and confidentiality provided by TLS
  can be achieved.

  In the SIP dialog between them, a focus utilizes the 'isfocus'
  feature tag to indicate that the UA is acting as a focus.  As such,
  the SIP header fields such as Contact SHOULD have end to end
  integrity.  A participant and focus SHOULD support an end-to-end
  integrity mechanism such as S/MIME.



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  Once a participant has learned that the other UA is a focus, SIP call
  control operations (such as REFER) can be implemented, or a
  subscription to the conference package of the focus might be
  attempted.  The security considerations described in RFC 3515 [4]
  apply to any REFER call control operations.  A focus and participant
  will apply policy to determine which call control operations are
  allowed.

  A focus accepting subscriptions to the conference package must follow
  the security considerations in RFC 4575 [9].  Since notifications can
  carry sensitive information, the subscriptions should be
  authenticated and the notifications delivered with confidentiality
  and integrity protection.  Since a participant is not able to
  authenticate other participants directly, a participant must rely on
  the focus to perform this authentication.

  A focus MUST support a participant's request for privacy, either
  through conference policy or as expressed through the signaling.  For
  example, a participant joining a conference and including a Privacy
  header field [10] must not have identity information revealed to
  other participants by the focus.  If other signaling protocols are
  used, privacy signaled through them also must be respected.

7.  Contributors

  We would like to thank Rohan Mahy, Jonathan Rosenberg, Roni Even,
  Petri Koskelainen, Brian Rosen, Paul Kyzivat, Eric Burger, and others
  in list discussions.

  Thanks to Miguel Garcia for his detailed last-call review and
  suggestions.




















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8.  References

8.1.  Normative References

  [1]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

  [2]   Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
        Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:
        Session Initiation Protocol", RFC 3261, June 2002.

  [3]   Roach, A., "Session Initiation Protocol (SIP)-Specific Event
        Notification", RFC 3265, June 2002.

  [4]   Sparks, R., "The Session Initiation Protocol (SIP) Refer
        Method", RFC 3515, April 2003.

  [5]   Rosenberg, J., Schulzrinne, H., and P. Kyzivat, "Indicating
        User Agent Capabilities in the Session Initiation Protocol
        (SIP)", RFC 3840, August 2004.

  [6]   Mahy, R., Biggs, B., and R. Dean, "The Session Initiation
        Protocol (SIP) "Replaces" Header", RFC 3891, September 2004.

  [7]   Mahy, R. and D. Petrie, "The Session Initiation Protocol (SIP)
        "Join" Header", RFC 3911, October 2004.

  [8]   Rosenberg, J., "A Framework for Conferencing with the Session
        Initiation Protocol (SIP)", RFC 4353, February 2006.

  [9]   Rosenberg, J., Schulzrinne, H., and O. Levin, "A Session
        Initiation Protocol (SIP) Event Package for Conference State",
        RFC 4575, August 2006.

  [10]  Peterson, J., "A Privacy Mechanism for the Session Initiation
        Protocol (SIP)", RFC 3323, November 2002.

8.2.  Informative References

  [11]  Campbell, B. and R. Sparks, "Control of Service Context using
        SIP Request-URI", RFC 3087, April 2001.

  [12]  Sparks, R., "Internet Media Type message/sipfrag", RFC 3420,
        November 2002.

  [13]  Johnston, A., Donovan, S., Sparks, R., Cunningham, C., and K.
        Summers, "Session Initiation Protocol (SIP) Basic Call Flow
        Examples", BCP 75, RFC 3665, December 2003.



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RFC 4579              SIP CC Conferencing for UAs            August 2006


  [14]  Levin, O. and R. Even, "High Level Requirements for Tightly
        Coupled SIP Conferencing", RFC 4245, November 2005.

  [15]  Mahy, R., "A Call Control and Multi-party usage framework for
        the Session Initiation Protocol (SIP)", Work in Progress,
        February 2005.

  [16]  Rosenberg, J., "Obtaining and Using Globally Routable User
        Agent (UA) URIs (GRUU) in the Session Initiation Protocol
        (SIP)", Work in Progress, February 2005.

  [17]  Sparks, R., Johnston, A., and D. Petrie, "Session Initiation
        Protocol Call Control - Transfer", Work in Progress, April
        2005.

  [18]  Rosenberg, J., Schulzrinne, H., and R. Mahy, "An INVITE-
        Initiated Dialog Event Package for the Session Initiation
        Protocol (SIP)", RFC 4235, November 2005.

































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RFC 4579              SIP CC Conferencing for UAs            August 2006


Appendix A: Creating a Conference by a Conference-Unaware UA

  This section discusses how a human user operating a conference-
  unaware UA can create and add participants to a conference.  This
  method is described as an appendix since it is NOT RECOMMENDED.  The
  scenarios involving creating a conference using ad-hoc or manual
  means are recommended over this scenario.  This scenario is included,
  however, for completeness.

  A user (human) would choose a conference URI according to system
  rules and insert it into the Request-URI of the INVITE.  This same
  URI is echoed by a focus adhering to certain addressing conventions
  (discussed below) in the Contact header by the focus.  Additional
  participants could be added by non-SIP means (publication of the
  chosen conference URI using web pages, email, IM, etc.).
  Alternatively, the conference-unaware UA could then add other
  participants to the conference using SIP call control by establishing
  a session with them, then transferring [17] them to the conference
  URI.  Note that in this scenario only the user (human) is aware of
  the conferencing application, and the conference-unaware UA only need
  support RFC 3261 [2] and optionally call transfer.

  Making this work does impose certain addressing conventions on a
  system.  As a service/implementation choice, a system could allow the
  creator of the conference to choose the user portion of the
  conference URI.  However, this requires the URI format to be agreed
  upon between a user and the system.

  For example, a service provider might reserve the domain
  conf.example.com for all conference URIs.  Any URI in the domain of
  conf.example.com would resolve to the focus.  The focus could be
  configured to interpret an unknown user part in the conf.example.com
  domain as a request for a conference to be created with the
  conference URI as the Request-URI.  For example, an INVITE sent with
  a Request-URI of sip:[email protected] could be routed
  to the focus that would then create the conference.  This conference
  URI should be registered by the newly created focus to become
  routable as a conference URI within the conf.example.com domain.  The
  returned Contact would look as follows:

       Contact: <sip:[email protected]>;isfocus










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  Note, however, that this approach relies on conventions adopted
  between the user (human) and the focus.  Also, the approach is not
  robust against collisions in the conference names.  If a second user
  wishing to create a new conference happened to choose the same user
  part as an existing conference, the result would be that the second
  user would be added into the existing conference instead of creating
  a new one.

  As a result, methods of conference creation in which the conference
  URI is an opaque URI generated by the focus are preferred.

  An example call flow is shown in Figure 14.  The participant Alice
  creates the conference URI (using some convention agreed to with the
  focus domain) and sends an INVITE to that URI which creates the
  focus.  The focus creates the conference and returns the same
  conference URI in the 200 OK answer to the INVITE (which is ignored
  by the conference-unaware UA).

  Alice                Focus                 Bob                Carol
    |                    |                    |                    |
    | Alice creates the conference and chooses the conference URI. |
    |                    |                    |                    |
    | INVITE sip:Conf-ID F1                   |                    |
    |------------------->|                    |                    |
    |   180 Ringing F2   |                    |                    |
    |<-------------------|                    |                    |
    |   200 OK Contact:Conf-ID;isfocus F3     |                    |
    |<-------------------|                    |                    |
    |        ACK F4      |                    |                    |
    |------------------->|                    |                    |
    |        RTP         |                    |                    |
    |<==================>|                    |                    |

  Figure 14. Not Recommended: Conferencing Unaware Participant
             Creates a Conference
















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Authors' Addresses

  Alan Johnston
  Avaya
  St. Louis, MO 63102

  EMail: [email protected]


  Orit Levin
  Microsoft Corporation
  One Microsoft Way
  Redmond, WA  98052

  EMail: [email protected]




































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RFC 4579              SIP CC Conferencing for UAs            August 2006


Full Copyright Statement

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