Network Working Group                                   A. Melnikov, Ed.
Request for Comments: 4422                                 Isode Limited
Obsoletes: 2222                                         K. Zeilenga, Ed.
Category: Standards Track                            OpenLDAP Foundation
                                                              June 2006


           Simple Authentication and Security Layer (SASL)

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  The Simple Authentication and Security Layer (SASL) is a framework
  for providing authentication and data security services in
  connection-oriented protocols via replaceable mechanisms.  It
  provides a structured interface between protocols and mechanisms.
  The resulting framework allows new protocols to reuse existing
  mechanisms and allows old protocols to make use of new mechanisms.
  The framework also provides a protocol for securing subsequent
  protocol exchanges within a data security layer.

  This document describes how a SASL mechanism is structured, describes
  how protocols include support for SASL, and defines the protocol for
  carrying a data security layer over a connection.  In addition, this
  document defines one SASL mechanism, the EXTERNAL mechanism.

  This document obsoletes RFC 2222.













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Table of Contents

  1. Introduction ....................................................3
     1.1. Document Audiences .........................................4
     1.2. Relationship to Other Documents ............................4
     1.3. Conventions ................................................5
  2. Identity Concepts ...............................................5
  3. The Authentication Exchange .....................................6
     3.1. Mechanism Naming ...........................................8
     3.2. Mechanism Negotiation ......................................9
     3.3. Request Authentication Exchange ............................9
     3.4. Challenges and Responses ...................................9
          3.4.1. Authorization Identity String ......................10
     3.5. Aborting Authentication Exchanges .........................10
     3.6. Authentication Outcome ....................................11
     3.7. Security Layers ...........................................12
     3.8. Multiple Authentications ..................................12
  4. Protocol Requirements ..........................................13
  5. Mechanism Requirements .........................................16
  6. Security Considerations ........................................18
     6.1. Active Attacks ............................................19
          6.1.1. Hijack Attacks .....................................19
          6.1.2. Downgrade Attacks ..................................19
          6.1.3. Replay Attacks .....................................20
          6.1.4. Truncation Attacks .................................20
          6.1.5. Other Active Attacks ...............................20
     6.2. Passive Attacks ...........................................20
     6.3. Re-keying .................................................21
     6.4. Other Considerations ......................................21
  7. IANA Considerations ............................................22
     7.1. SASL Mechanism Registry ...................................22
     7.2. Registration Changes ......................................26
  8. References .....................................................26
     8.1. Normative References ......................................26
     8.2. Informative References ....................................27
  9. Acknowledgements ...............................................28
  Appendix A.  The SASL EXTERNAL Mechanism ..........................29
     A.1. EXTERNAL Technical Specification ..........................29
     A.2. SASL EXTERNAL Examples ....................................30
     A.3. Security Considerations ...................................31
  Appendix B.  Changes since RFC 2222 ...............................31










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1.  Introduction

  The Simple Authentication and Security Layer (SASL) is a framework
  for providing authentication and data security services in
  connection-oriented protocols via replaceable mechanisms.  SASL
  provides a structured interface between protocols and mechanisms.
  SASL also provides a protocol for securing subsequent protocol
  exchanges within a data security layer.  The data security layer can
  provide data integrity, data confidentiality, and other services.

  SASL's design is intended to allow new protocols to reuse existing
  mechanisms without requiring redesign of the mechanisms and allows
  existing protocols to make use of new mechanisms without redesign of
  protocols.

  SASL is conceptually a framework that provides an abstraction layer
  between protocols and mechanisms as illustrated in the following
  diagram.

                 SMTP    LDAP    XMPP   Other protocols ...
                    \       |    |      /
                     \      |    |     /
                    SASL abstraction layer
                     /      |    |     \
                    /       |    |      \
             EXTERNAL   GSSAPI  PLAIN   Other mechanisms ...

  It is through the interfaces of this abstraction layer that the
  framework allows any protocol to utilize any mechanism.  While this
  layer does generally hide the particulars of protocols from
  mechanisms and the particulars of mechanisms from protocols, this
  layer does not generally hide the particulars of mechanisms from
  protocol implementations.  For example, different mechanisms require
  different information to operate, some of them use password-based
  authentication, some of then require realm information, others make
  use of Kerberos tickets, certificates, etc.  Also, in order to
  perform authorization, server implementations generally have to
  implement identity mapping between authentication identities, whose
  form is mechanism specific, and authorization identities, whose form
  is application protocol specific.  Section 2 discusses identity
  concepts.

  It is possible to design and implement this framework in ways that do
  abstract away particulars of similar mechanisms.  Such a framework
  implementation, as well as mechanisms implementations, could be
  designed not only to be shared by multiple implementations of a
  particular protocol but to be shared by implementations of multiple
  protocols.



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  The framework incorporates interfaces with both protocols and
  mechanisms in which authentication exchanges are carried out.
  Section 3 discusses SASL authentication exchanges.

  To use SASL, each protocol (amongst other items) provides a method
  for identifying which mechanism is to be used, a method for exchange
  of mechanism-specific server-challenges and client-responses, and a
  method for communicating the outcome of the authentication exchange.
  Section 4 discusses SASL protocol requirements.

  Each SASL mechanism defines (amongst other items) a series of
  server-challenges and client-responses that provide authentication
  services and negotiate data security services.  Section 5 discusses
  SASL mechanism requirements.

  Section 6 discusses security considerations.  Section 7 discusses
  IANA considerations.  Appendix A defines the SASL EXTERNAL mechanism.

1.1.  Document Audiences

  This document is written to serve several different audiences:

     -  protocol designers using this specification to support
        authentication in their protocol,

     -  mechanism designers that define new SASL mechanisms, and

     -  implementors of clients or servers for those protocols that
        support SASL.

  While the document organization is intended to allow readers to focus
  on details relevant to their engineering, readers are encouraged to
  read and understand all aspects of this document.

1.2.  Relationship to Other Documents

  This document obsoletes RFC 2222.  It replaces all portions of RFC
  2222 excepting sections 7.1 (the KERBEROS_IV mechanism), 7.2 (the
  GSSAPI mechanism), 7.3 (the SKEY mechanism).  The KERBEROS_IV and
  SKEY mechanisms are now viewed as obsolete and their specifications
  provided in RFC 2222 are Historic.  The GSSAPI mechanism is now
  separately specified [SASL-GSSAPI].

  Appendix B provides a summary of changes since RFC 2222.







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1.3.  Conventions

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14 [RFC2119].

  Character names in this document use the notation for code points and
  names from the Unicode Standard [Unicode].  For example, the letter
  "a" may be represented as either <U+0061> or <LATIN SMALL LETTER A>.

  Note: a glossary of terms used in Unicode can be found in [Glossary].
  Information on the Unicode character encoding model can be found in
  [CharModel].

  In examples, "C:" and "S:" indicate lines of data to be sent by the
  client and server, respectively.  Lines have been wrapped for
  improved readability.

2.  Identity Concepts

  In practice, authentication and authorization may involve multiple
  identities, possibly in different forms (simple username, Kerberos
  principal, X.500 Distinguished Name, etc.), possibly with different
  representations (e.g., ABNF-described UTF-8 encoded Unicode character
  string, BER-encoded Distinguished Name).  While technical
  specifications often prescribe both the identity form and
  representation used on the network, different identity forms and/or
  representations may be (and often are) used within implementations.
  How identities of different forms relate to each other is, generally,
  a local matter.  In addition, the forms and representations used
  within an implementation are a local matter.

  However, conceptually, the SASL framework involves two identities:

     1) an identity associated with the authentication credentials
        (termed the authentication identity), and

     2) an identity to act as (termed the authorization identity).

  SASL mechanism specifications describe the credential form(s) (e.g.,
  X.509 certificates, Kerberos tickets, simple username/password) used
  to authenticate the client, including (where appropriate) the syntax
  and semantics of authentication identities carried in the
  credentials.  SASL protocol specifications describe the identity
  form(s) used in authorization and, in particular, prescribe the
  syntax and semantics of the authorization identity character string
  to be transferred by mechanisms.




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  The client provides its credentials (which include or imply an
  authentication identity) and, optionally, a character string
  representing the requested authorization identity as part of the SASL
  exchange.  When this character string is omitted or empty, the client
  is requesting to act as the identity associated with the credentials
  (e.g., the user is requesting to act as the authentication identity).

  The server is responsible for verifying the client's credentials and
  verifying that the identity it associates with the client's
  credentials (e.g., the authentication identity) is allowed to act as
  the authorization identity.  A SASL exchange fails if either (or
  both) of these verifications fails.  (The SASL exchange may fail for
  other reasons, such as service authorization failure.)

  However, the precise form(s) of the authentication identities (used
  within the server in its verifications, or otherwise) and the precise
  form(s) of the authorization identities (used in making authorization
  decisions, or otherwise) are beyond the scope of SASL and this
  specification.  In some circumstances, the precise identity forms
  used in some context outside of the SASL exchange may be dictated by
  other specifications.  For instance, an identity assumption
  authorization (proxy authorization) policy specification may dictate
  how authentication and authorization identities are represented in
  policy statements.

3.  The Authentication Exchange

  Each authentication exchange consists of a message from the client to
  the server requesting authentication via a particular mechanism,
  followed by one or more pairs of challenges from the server and
  responses from the client, followed by a message from the server
  indicating the outcome of the authentication exchange.  (Note:
  exchanges may also be aborted as discussed in Section 3.5.)

  The following illustration provides a high-level overview of an
  authentication exchange.

     C: Request authentication exchange
     S: Initial challenge
     C: Initial response
     <additional challenge/response messages>
     S: Outcome of authentication exchange

  If the outcome is successful and a security layer was negotiated,
  this layer is then installed (see Section 3.7).  This also applies to
  the following illustrations.





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  Some mechanisms specify that the first data sent in the
  authentication exchange is from the client to the server.  Protocols
  may provide an optional initial response field in the request message
  to carry this data.  Where the mechanism specifies that the first
  data sent in the exchange is from the client to the server, the
  protocol provides an optional initial response field, and the client
  uses this field, the exchange is shortened by one round-trip:

     C: Request authentication exchange + Initial response
     <additional challenge/response messages>
     S: Outcome of authentication exchange

  Where the mechanism specifies that the first data sent in the
  exchange is from the client to the server and this field is
  unavailable or unused, the client request is followed by an empty
  challenge.

     C: Request authentication exchange
     S: Empty Challenge
     C: Initial Response
     <additional challenge/response messages>
     S: Outcome of authentication exchange

  Should a client include an initial response in its request where the
  mechanism does not allow the client to send data first, the
  authentication exchange fails.

  Some mechanisms specify that the server is to send additional data to
  the client when indicating a successful outcome.  Protocols may
  provide an optional additional data field in the outcome message to
  carry this data.  Where the mechanism specifies that the server is to
  return additional data with the successful outcome, the protocol
  provides an optional additional data field in the outcome message,
  and the server uses this field, the exchange is shortened by one
  round-trip:

     C: Request authentication exchange
     S: Initial challenge
     C: Initial response
     <additional challenge/response messages>
     S: Outcome of authentication exchange with
        additional data with success

  Where the mechanism specifies that the server is to return additional
  data to the client with a successful outcome and this field is
  unavailable or unused, the additional data is sent as a challenge
  whose response is empty.  After receiving this response, the server
  then indicates the successful outcome.



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     C: Request authentication exchange
     S: Initial challenge
     C: Initial response
     <additional challenge/response messages>
     S: Additional data challenge
     C: Empty Response
     S: Outcome of authentication exchange

  Where mechanisms specify that the first data sent in the exchange is
  from the client to the server and additional data is sent to the
  client along with indicating a successful outcome, and the protocol
  provides fields supporting both, then the exchange takes two fewer
  round-trips:

     C: Request authentication exchange + Initial response
     <additional challenge/response messages>
     S: Outcome of authentication exchange
        with additional data with success

  instead of:

     C: Request authentication exchange
     S: Empty Challenge
     C: Initial Response
     <additional challenge/response messages>
     S: Additional data challenge
     C: Empty Response
     S: Outcome of authentication exchange

3.1.  Mechanism Naming

  SASL mechanisms are named by character strings, from 1 to 20
  characters in length, consisting of ASCII [ASCII] uppercase letters,
  digits, hyphens, and/or underscores.  In the following Augmented
  Backus-Naur Form (ABNF) [RFC4234] grammar, the <sasl-mech> production
  defines the syntax of a SASL mechanism name.

     sasl-mech    = 1*20mech-char
     mech-char    = UPPER-ALPHA / DIGIT / HYPHEN / UNDERSCORE
     ; mech-char is restricted to A-Z (uppercase only), 0-9, -, and _
     ; from ASCII character set.

     UPPER-ALPHA  = %x41-5A  ; A-Z (uppercase only)
     DIGIT        = %x30-39  ; 0-9
     HYPHEN       = %x2D ; hyphen (-)
     UNDERSCORE   = %x5F ; underscore (_)

  SASL mechanism names are registered as discussed in Section 7.1.



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3.2.  Mechanism Negotiation

  Mechanism negotiation is protocol specific.

  Commonly, a protocol will specify that the server advertises
  supported and available mechanisms to the client via some facility
  provided by the protocol, and the client will then select the "best"
  mechanism from this list that it supports and finds suitable.

  Note that the mechanism negotiation is not protected by the
  subsequent authentication exchange and hence is subject to downgrade
  attacks if not protected by other means.

  To detect downgrade attacks, a protocol can allow the client to
  discover available mechanisms subsequent to the authentication
  exchange and installation of data security layers with at least data
  integrity protection.  This allows the client to detect changes to
  the list of mechanisms supported by the server.

3.3.  Request Authentication Exchange

  The authentication exchange is initiated by the client by requesting
  authentication via a mechanism it specifies.  The client sends a
  message that contains the name of the mechanism to the server.  The
  particulars of the message are protocol specific.

  Note that the name of the mechanism is not protected by the
  mechanism, and hence is subject to alteration by an attacker if not
  integrity protected by other means.

  Where the mechanism is defined to allow the client to send data
  first, and the protocol's request message includes an optional
  initial response field, the client may include the response to the
  initial challenge in the authentication request message.

3.4.  Challenges and Responses

  The authentication exchange involves one or more pairs of server-
  challenges and client-responses, the particulars of which are
  mechanism specific.  These challenges and responses are enclosed in
  protocol messages, the particulars of which are protocol specific.

  Through these challenges and responses, the mechanism may:

     -  authenticate the client to the server,

     -  authenticate the server to the client,




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     -  transfer an authorization identity string,

     -  negotiate a security layer, and

     -  provide other services.

  The negotiation of the security layer may involve negotiation of the
  security services to be provided in the layer, how these services
  will be provided, and negotiation of a maximum cipher-text buffer
  size each side is able to receive in the layer (see Section 3.6).

  After receiving an authentication request or any client response, the
  server may issue a challenge, abort the exchange, or indicate the
  outcome of an exchange.  After receiving a challenge, a client
  mechanism may issue a response or abort the exchange.

3.4.1.  Authorization Identity String

  The authorization identity string is a sequence of zero or more
  Unicode [Unicode] characters, excluding the NUL (U+0000) character,
  representing the identity to act as.

  If the authorization identity string is absent, the client is
  requesting to act as the identity the server associates with the
  client's credentials.  An empty string is equivalent to an absent
  authorization identity.

  A non-empty authorization identity string indicates that the client
  wishes to act as the identity represented by the string.  In this
  case, the form of identity represented by the string, as well as the
  precise syntax and semantics of the string, is protocol specific.

  While the character encoding schema used to transfer the
  authorization identity string in the authentication exchange is
  mechanism specific, mechanisms are expected to be capable of carrying
  the entire Unicode repertoire (with the exception of the NUL
  character).

3.5.  Aborting Authentication Exchanges

  A client or server may desire to abort an authentication exchange if
  it is unwilling or unable to continue (or enter into).

  A client may abort the authentication exchange by sending a message,
  the particulars of which are protocol specific, to the server,
  indicating that the exchange is aborted.  The server may be required
  by the protocol to return a message in response to the client's abort
  message.



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  Likewise, a server may abort the authentication exchange by sending a
  message, the particulars of which are protocol specific, to the
  client, indicating that the exchange is aborted.

3.6.  Authentication Outcome

  At the conclusion of the authentication exchange, the server sends a
  message, the particulars of which are protocol specific, to the
  client indicating the outcome of the exchange.

  The outcome is not successful if

     -  the authentication exchange failed for any reason,

     -  the client's credentials could not be verified,

     -  the server cannot associate an identity with the client's
        credentials,

     -  the client-provided authorization identity string is malformed,

     -  the identity associated with the client's credentials is not
        authorized to act as the requested authorization identity,

     -  the negotiated security layer (or lack thereof) is not
        suitable, or

     -  the server is not willing to provide service to the client for
        any reason.

  The protocol may include an optional additional data field in this
  outcome message.  This field can only include additional data when
  the outcome is successful.

  If the outcome is successful and a security layer was negotiated,
  this layer is then installed.  If the outcome is unsuccessful, or a
  security layer was not negotiated, any existing security is left in
  place.

  The outcome message provided by the server can provide a way for the
  client to distinguish between errors that are best dealt with by re-
  prompting the user for her credentials, errors that are best dealt
  with by telling the user to try again later, and errors where the
  user must contact a system administrator for resolution (see the SYS
  and AUTH POP Response Codes [RFC3206] specification for an example).
  This distinction is particularly useful during scheduled server
  maintenance periods as it reduces support costs.  It is also
  important that the server can be configured such that the outcome



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  message will not distinguish between a valid user with invalid
  credentials and an invalid user.

3.7.  Security Layers

  SASL mechanisms may offer a wide range of services in security
  layers.  Typical services include data integrity and data
  confidentiality.  SASL mechanisms that do not provide a security
  layer are treated as negotiating no security layer.

  If use of a security layer is negotiated in the authentication
  protocol exchange, the layer is installed by the server after
  indicating the outcome of the authentication exchange and installed
  by the client upon receipt of the outcome indication.  In both cases,
  the layer is installed before transfer of further protocol data.  The
  precise position upon which the layer takes effect in the protocol
  data stream is protocol specific.

  Once the security layer is in effect in the protocol data stream, it
  remains in effect until either a subsequently negotiated security
  layer is installed or the underlying transport connection is closed.

  When in effect, the security layer processes protocol data into
  buffers of protected data.  If at any time the security layer is
  unable or unwilling to continue producing buffers protecting protocol
  data, the underlying transport connection MUST be closed.  If the
  security layer is not able to decode a received buffer, the
  underlying connection MUST be closed.  In both cases, the underlying
  transport connection SHOULD be closed gracefully.

  Each buffer of protected data is transferred over the underlying
  transport connection as a sequence of octets prepended with a four-
  octet field in network byte order that represents the length of the
  buffer.  The length of the protected data buffer MUST be no larger
  than the maximum size that the other side expects.  Upon the receipt
  of a length field whose value is greater than the maximum size, the
  receiver SHOULD close the connection, as this might be a sign of an
  attack.

  The maximum size that each side expects is fixed by the mechanism,
  either through negotiation or by its specification.

3.8.  Multiple Authentications

  Unless explicitly permitted in the protocol (as stated in the
  protocol's technical specification), only one successful SASL
  authentication exchange may occur in a protocol session.  In this




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  case, once an authentication exchange has successfully completed,
  further attempts to initiate an authentication exchange fail.

  Where multiple successful SASL authentication exchanges are permitted
  in the protocol, then in no case may multiple SASL security layers be
  simultaneously in effect.  If a security layer is in effect and a
  subsequent SASL negotiation selects a second security layer, then the
  second security layer replaces the first.  If a security layer is in
  effect and a subsequent SASL negotiation selects no security layer,
  the original security layer remains in effect.

  Where multiple successful SASL negotiations are permitted in the
  protocol, the effect of a failed SASL authentication exchange upon
  the previously established authentication and authorization state is
  protocol specific.  The protocol's technical specification should be
  consulted to determine whether the previous authentication and
  authorization state remains in force, or changed to an anonymous
  state, or otherwise was affected.  Regardless of the protocol-
  specific effect upon previously established authentication and
  authorization state, the previously negotiated security layer remains
  in effect.

4.  Protocol Requirements

  In order for a protocol to offer SASL services, its specification
  MUST supply the following information:

  1) A service name, to be selected from registry of "service" elements
     for the Generic Security Service Application Program Interface
     (GSSAPI) host-based service name form, as described in Section 4.1
     of [RFC2743].  Note that this registry is shared by all GSSAPI and
     SASL mechanisms.

  2) Detail any mechanism negotiation facility that the protocol
     provides (see Section 3.2).

     A protocol SHOULD specify a facility through which the client may
     discover, both before initiation of the SASL exchange and after
     installing security layers negotiated by the exchange, the names
     of the SASL mechanisms that the server makes available to the
     client.  The latter is important to allow the client to detect
     downgrade attacks.  This facility is typically provided through
     the protocol's extensions or capabilities discovery facility.

  3) Definition of the messages necessary for authentication exchange,
     including the following:





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     a) A message to initiate the authentication exchange (see Section
        3.3).

        This message MUST contain a field for carrying the name of the
        mechanism selected by the client.

        This message SHOULD contain an optional field for carrying an
        initial response.  If the message is defined with this field,
        the specification MUST describe how messages with an empty
        initial response are distinguished from messages with no
        initial response.  This field MUST be capable of carrying
        arbitrary sequences of octets (including zero-length sequences
        and sequences containing zero-valued octets).

     b) Messages to transfer server challenges and client responses
        (see Section 3.4).

        Each of these messages MUST be capable of carrying arbitrary
        sequences of octets (including zero-length sequences and
        sequences containing zero-valued octets).

     c) A message to indicate the outcome of the authentication
        exchange (see Section 3.6).

        This message SHOULD contain an optional field for carrying
        additional data with a successful outcome.  If the message is
        defined with this field, the specification MUST describe how
        messages with an empty additional data are distinguished from
        messages with no additional data.  This field MUST be capable
        of carrying arbitrary sequences of octets (including zero-
        length sequences and sequences containing zero-valued octets).

  4) Prescribe the syntax and semantics of non-empty authorization
     identity strings (see Section 3.4.1).

     In order to avoid interoperability problems due to differing
     normalizations, the protocol specification MUST detail precisely
     how and where (client or server) non-empty authorization identity
     strings are prepared, including all normalizations, for comparison
     and other applicable functions to ensure proper function.

     Specifications are encouraged to prescribe use of existing
     authorization identity forms as well as existing string
     representations, such as simple user names [RFC4013].

     Where the specification does not precisely prescribe how
     identities in SASL relate to identities used elsewhere in the
     protocol, for instance, in access control policy statements, it



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     may be appropriate for the protocol to provide a facility by which
     the client can discover information (such as the representation of
     the identity used in making access control decisions) about
     established identities for these uses.

  5) Detail any facility the protocol provides that allows the client
     and/or server to abort authentication exchange (see Section 3.5).

     Protocols that support multiple authentications typically allow a
     client to abort an ongoing authentication exchange by initiating a
     new authentication exchange.  Protocols that do not support
     multiple authentications may require the client to close the
     connection and start over to abort an ongoing authentication
     exchange.

     Protocols typically allow the server to abort ongoing
     authentication exchanges by returning a non-successful outcome
     message.

  6) Identify precisely where newly negotiated security layers start to
     take effect, in both directions (see Section 3.7).

     Typically, specifications require security layers to start taking
     effect on the first octet following the outcome message in data
     being sent by the server and on the first octet sent after receipt
     of the outcome message in data being sent by the client.

  7) If the protocol supports other layered security services, such as
     Transport Layer Security (TLS) [RFC4346], the specification MUST
     prescribe the order in which security layers are applied to
     protocol data.

     For instance, where a protocol supports both TLS and SASL security
     layers, the specification could prescribe any of the following:

     a) SASL security layer is always applied first to data being sent
        and, hence, applied last to received data,

     b) SASL security layer is always applied last to data being sent
        and, hence, applied first to received data,

     c) Layers are applied in the order in which they were installed,

     d) Layers are applied in the reverse order in which they were
        installed, or

     e) Both TLS and SASL security layers cannot be installed.




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  8) Indicate whether the protocol supports multiple authentications
     (see Section 3.8).  If so, the protocol MUST detail the effect a
     failed SASL authentication exchange will have upon a previously
     established authentication and authorization state.

  Protocol specifications SHOULD avoid stating implementation
  requirements that would hinder replacement of applicable mechanisms.
  In general, protocol specifications SHOULD be mechanism neutral.
  There are a number of reasonable exceptions to this recommendation,
  including

     -  detailing how credentials (which are mechanism specific) are
        managed in the protocol,

     -  detailing how authentication identities (which are mechanism
        specific) and authorization identities (which are protocol
        specific) relate to each other, and

     -  detailing which mechanisms are applicable to the protocol.

5.  Mechanism Requirements

  SASL mechanism specifications MUST supply the following information:

  1) The name of the mechanism (see Section 3.1).  This name MUST be
     registered as discussed in Section 7.1.

  2) A definition of the server-challenges and client-responses of the
     authentication exchange, as well as the following:

     a) An indication of whether the mechanism is client-first,
        variable, or server-first.  If a SASL mechanism is defined as
        client-first and the client does not send an initial response
        in the authentication request, then the first server challenge
        MUST be empty (the EXTERNAL mechanism is an example of this
        case).  If a SASL mechanism is defined as variable, then the
        specification needs to state how the server behaves when the
        initial client response in the authentication request is
        omitted (the DIGEST-MD5 mechanism [DIGEST-MD5] is an example of
        this case).  If a SASL mechanism is defined as server-first,
        then the client MUST NOT send an initial client response in the
        authentication request (the CRAM-MD5 mechanism [CRAM-MD5] is an
        example of this case).

     b) An indication of whether the server is expected to provide
        additional data when indicating a successful outcome.  If so,
        if the server sends the additional data as a challenge, the




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        specification MUST indicate that the response to this challenge
        is an empty response.

     SASL mechanisms SHOULD be designed to minimize the number of
     challenges and responses necessary to complete the exchange.

  3) An indication of whether the mechanism is capable of transferring
     authorization identity strings (see Section 3.4.1).  While some
     legacy mechanisms are incapable of transmitting an authorization
     identity (which means that for these mechanisms, the authorization
     identity is always the empty string), newly defined mechanisms
     SHOULD be capable of transferring authorization identity strings.
     The mechanism SHOULD NOT be capable of transferring both no
     authorization identity string and an empty authorization identity.

     Mechanisms that are capable of transferring an authorization
     identity string MUST be capable of transferring arbitrary non-
     empty sequences of Unicode characters, excluding those that
     contain the NUL (U+0000) character.  Mechanisms SHOULD use the
     UTF-8 [RFC3629] transformation format.  The specification MUST
     detail how any Unicode code points special to the mechanism that
     might appear in the authorization identity string are escaped to
     avoid ambiguity during decoding of the authorization identity
     string.  Typically, mechanisms that have special characters
     require these special characters to be escaped or encoded in the
     character string (after encoding it in a particular Unicode
     transformation format) using a data encoding scheme such as Base64
     [RFC3548].

  4) The specification MUST detail whether the mechanism offers a
     security layer.  If the mechanism does, the specification MUST
     detail the security and other services offered in the layer as
     well as how these services are to be implemented.

  5) If the underlying cryptographic technology used by a mechanism
     supports data integrity, then the mechanism specification MUST
     integrity protect the transmission of an authorization identity
     and the negotiation of the security layer.

  SASL mechanisms SHOULD be protocol neutral.

  SASL mechanisms SHOULD reuse existing credential and identity forms,
  as well as associated syntaxes and semantics.

  SASL mechanisms SHOULD use the UTF-8 transformation format [RFC3629]
  for encoding Unicode [Unicode] code points for transfer.





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  In order to avoid interoperability problems due to differing
  normalizations, when a mechanism calls for character data (other than
  the authorization identity string) to be used as input to a
  cryptographic and/or comparison function, the specification MUST
  detail precisely how and where (client or server) the character data
  is to be prepared, including all normalizations, for input into the
  function to ensure proper operation.

  For simple user names and/or passwords in authentication credentials,
  SASLprep [RFC4013] (a profile of the StringPrep [RFC3454] preparation
  algorithm), SHOULD be specified as the preparation algorithm.

  The mechanism SHOULD NOT use the authorization identity string in
  generation of any long-term cryptographic keys or hashes as there is
  no requirement that the authorization identity string be canonical.
  Long-term, here, means a term longer than the duration of the
  authentication exchange in which they were generated.  That is, as
  different clients (of the same or different protocol) may provide
  different authorization identity strings that are semantically
  equivalent, use of authorization identity strings in generation of
  cryptographic keys and hashes will likely lead to interoperability
  and other problems.

6.  Security Considerations

  Security issues are discussed throughout this memo.

  Many existing SASL mechanisms do not provide adequate protection
  against passive attacks, let alone active attacks, in the
  authentication exchange.  Many existing SASL mechanisms do not offer
  security layers.  It is hoped that future SASL mechanisms will
  provide strong protection against passive and active attacks in the
  authentication exchange, as well as security layers with strong basic
  data security features (e.g., data integrity and data
  confidentiality) services.  It is also hoped that future mechanisms
  will provide more advanced data security services like re-keying (see
  Section 6.3).

  Regardless, the SASL framework is susceptible to downgrade attacks.
  Section 6.1.2 offers a variety of approaches for preventing or
  detecting these attacks.  In some cases, it is appropriate to use
  data integrity protective services external to SASL (e.g., TLS) to
  protect against downgrade attacks in SASL.  Use of external
  protective security services is also important when the mechanisms
  available do not themselves offer adequate integrity and/or
  confidentiality protection of the authentication exchange and/or
  protocol data.




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6.1.  Active Attacks

6.1.1.  Hijack Attacks

  When the client selects a SASL security layer with at least integrity
  protection, this protection serves as a counter-measure against an
  active attacker hijacking the connection and modifying protocol data
  sent after establishment of the security layer.  Implementations
  SHOULD close the connection when the security services in a SASL
  security layer report protocol data report lack of data integrity.

6.1.2.  Downgrade Attacks

  It is important that any security-sensitive protocol negotiations be
  performed after installation of a security layer with data integrity
  protection.  Protocols should be designed such that negotiations
  performed prior to this installation should be revalidated after
  installation is complete.  Negotiation of the SASL mechanism is
  security sensitive.

  When a client negotiates the authentication mechanism with the server
  and/or other security features, it is possible for an active attacker
  to cause a party to use the least secure security services available.
  For instance, an attacker can modify the server-advertised mechanism
  list or can modify the client-advertised security feature list within
  a mechanism response.  To protect against this sort of attack,
  implementations SHOULD NOT advertise mechanisms and/or features that
  cannot meet their minimum security requirements, SHOULD NOT enter
  into or continue authentication exchanges that cannot meet their
  minimum security requirements, and SHOULD verify that completed
  authentication exchanges result in security services that meet their
  minimum security requirements.  Note that each endpoint needs to
  independently verify that its security requirements are met.

  In order to detect downgrade attacks to the least (or less) secure
  mechanism supported, the client can discover the SASL mechanisms that
  the server makes available both before the SASL authentication
  exchange and after the negotiated SASL security layer (with at least
  data integrity protection) has been installed through the protocol's
  mechanism discovery facility.  If the client finds that the
  integrity-protected list (the list obtained after the security layer
  was installed) contains a stronger mechanism than those in the
  previously obtained list, the client should assume that the
  previously obtained list was modified by an attacker and SHOULD close
  the underlying transport connection.

  The client's initiation of the SASL exchange, including the selection
  of a SASL mechanism, is done in the clear and may be modified by an



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  active attacker.  It is important for any new SASL mechanisms to be
  designed such that an active attacker cannot obtain an authentication
  with weaker security properties by modifying the SASL mechanism name
  and/or the challenges and responses.

  Multi-level negotiation of security features is prone to downgrade
  attack.  Protocol designers should avoid offering higher-level
  negotiation of security features in protocols (e.g., above SASL
  mechanism negotiation) and mechanism designers should avoid lower-
  level negotiation of security features in mechanisms (e.g., below
  SASL mechanism negotiation).

6.1.3.  Replay Attacks

  Some mechanisms may be subject to replay attacks unless protected by
  external data security services (e.g., TLS).

6.1.4.  Truncation Attacks

  Most existing SASL security layers do not themselves offer protection
  against truncation attack.  In a truncation attack, the active
  attacker causes the protocol session to be closed, causing a
  truncation of the possibly integrity-protected data stream that leads
  to behavior of one or both the protocol peers that inappropriately
  benefits the attacker.  Truncation attacks are fairly easy to defend
  against in connection-oriented application-level protocols.  A
  protocol can defend against these attacks by ensuring that each
  information exchange has a clear final result and that each protocol
  session has a graceful closure mechanism, and that these are
  integrity protected.

6.1.5.  Other Active Attacks

  When use of a security layer is negotiated by the authentication
  protocol exchange, the receiver SHOULD handle gracefully any
  protected data buffer larger than the defined/negotiated maximal
  size.  In particular, it MUST NOT blindly allocate the amount of
  memory specified in the buffer size field, as this might cause the
  "out of memory" condition.  If the receiver detects a large block, it
  SHOULD close the connection.

6.2.  Passive Attacks

  Many mechanisms are subject to various passive attacks, including
  simple eavesdropping of unprotected credential information as well as
  online and offline dictionary attacks of protected credential
  information.




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6.3.  Re-keying

  The secure or administratively permitted lifetimes of SASL
  mechanisms' security layers are finite.  Cryptographic keys weaken as
  they are used and as time passes; the more time and/or cipher-text
  that a cryptanalyst has after the first use of the a key, the easier
  it is for the cryptanalyst to mount attacks on the key.

  Administrative limits on a security layer's lifetime may take the
  form of time limits expressed in X.509 certificates, in Kerberos V
  tickets, or in directories, and are often desired.  In practice, one
  likely effect of administrative lifetime limits is that applications
  may find that security layers stop working in the middle of
  application protocol operation, such as, perhaps, during large data
  transfers.  As the result of this, the connection will be closed (see
  Section 3.7), which will result in an unpleasant user experience.

  Re-keying (key renegotiation process) is a way of addressing the
  weakening of cryptographic keys.  The SASL framework does not itself
  provide for re-keying; SASL mechanisms may.  Designers of future SASL
  mechanisms should consider providing re-keying services.

  Implementations that wish to re-key SASL security layers where the
  mechanism does not provide for re-keying SHOULD reauthenticate the
  same IDs and replace the expired or soon-to-expire security layers.
  This approach requires support for reauthentication in the
  application protocols (see Section 3.8).

6.4.  Other Considerations

  Protocol designers and implementors should understand the security
  considerations of mechanisms so they may select mechanisms that are
  applicable to their needs.

  Distributed server implementations need to be careful in how they
  trust other parties.  In particular, authentication secrets should
  only be disclosed to other parties that are trusted to manage and use
  those secrets in a manner acceptable to the disclosing party.
  Applications using SASL assume that SASL security layers providing
  data confidentiality are secure even when an attacker chooses the
  text to be protected by the security layer.  Similarly, applications
  assume that the SASL security layer is secure even if the attacker
  can manipulate the cipher-text output of the security layer.  New
  SASL mechanisms are expected to meet these assumptions.







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  Unicode security considerations [UTR36] apply to authorization
  identity strings, as well as UTF-8 [RFC3629] security considerations
  where UTF-8 is used.  SASLprep [RFC4013] and StringPrep [RFC3454]
  security considerations also apply where used.

7.  IANA Considerations

7.1.  SASL Mechanism Registry

  The SASL mechanism registry is maintained by IANA.  The registry is
  currently available at <http://www.iana.org/assignments/sasl-
  mechanisms>.

  The purpose of this registry is not only to ensure uniqueness of
  values used to name SASL mechanisms, but also to provide a definitive
  reference to technical specifications detailing each SASL mechanism
  available for use on the Internet.

  There is no naming convention for SASL mechanisms; any name that
  conforms to the syntax of a SASL mechanism name can be registered.

  The procedure detailed in Section 7.1.1 is to be used for
  registration of a value naming a specific individual mechanism.

  The procedure detailed in Section 7.1.2 is to be used for
  registration of a value naming a family of related mechanisms.

  Comments may be included in the registry as discussed in Section
  7.1.3 and may be changed as discussed in Section 7.1.4.

  The SASL mechanism registry has been updated to reflect that this
  document provides the definitive technical specification for SASL and
  that this section provides the registration procedures for this
  registry.

















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7.1.1.  Mechanism Name Registration Procedure

  IANA will register new SASL mechanism names on a First Come First
  Served basis, as defined in BCP 26 [RFC2434].  IANA has the right to
  reject obviously bogus registration requests, but will perform no
  review of claims made in the registration form.

  Registration of a SASL mechanism is requested by filling in the
  following template:

     Subject: Registration of SASL mechanism X

     SASL mechanism name (or prefix for the family):

     Security considerations:

     Published specification (recommended):

     Person & email address to contact for further information:

     Intended usage: (One of COMMON, LIMITED USE, or OBSOLETE)

     Owner/Change controller:

     Note: (Any other information that the author deems relevant may be
     added here.)

  and sending it via electronic mail to IANA at <[email protected]>.

  While this registration procedure does not require expert review,
  authors of SASL mechanisms are encouraged to seek community review
  and comment whenever that is feasible.  Authors may seek community
  review by posting a specification of their proposed mechanism as an
  Internet-Draft.  SASL mechanisms intended for widespread use should
  be standardized through the normal IETF process, when appropriate.
















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7.1.2.  Family Name Registration Procedure

  As noted above, there is no general naming convention for SASL
  mechanisms.  However, specifications may reserve a portion of the
  SASL mechanism namespace for a set of related SASL mechanisms, a
  "family" of SASL mechanisms.  Each family of SASL mechanisms is
  identified by a unique prefix, such as X-.  Registration of new SASL
  mechanism family names requires expert review as defined in BCP 26
  [RFC2434].

  Registration of a SASL family name is requested by filling in the
  following template:

     Subject: Registration of SASL mechanism family X

     SASL family name (or prefix for the family):

     Security considerations:

     Published specification (recommended):

     Person & email address to contact for further information:

     Intended usage: (One of COMMON, LIMITED USE, or OBSOLETE)

     Owner/Change controller:

     Note: (Any other information that the author deems relevant may be
     added here.)

  and sending it via electronic mail to the IETF SASL mailing list at
  <[email protected]> and carbon copying IANA at <[email protected]>.
  After allowing two weeks for community input on the IETF SASL mailing
  list, the expert will determine the appropriateness of the
  registration request and either approve or disapprove the request
  with notice to the requestor, the mailing list, and IANA.

  The review should focus on the appropriateness of the requested
  family name for the proposed use and the appropriateness of the
  proposed naming and registration plan for existing and future
  mechanism names in the family.  The scope of this request review may
  entail consideration of relevant aspects of any provided technical
  specification, such as their IANA Considerations section.  However,
  this review is narrowly focused on the appropriateness of the
  requested registration and not on the overall soundness of any
  provided technical specification.





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  Authors are encouraged to pursue community review by posting the
  technical specification as an Internet-Draft and soliciting comment
  by posting to appropriate IETF mailing lists.

7.1.3.  Comments on SASL Mechanism Registrations

  Comments on a registered SASL mechanism/family should first be sent
  to the "owner" of the mechanism/family and/or to the <ietf-
  [email protected]> mailing list.

  Submitters of comments may, after a reasonable attempt to contact the
  owner, request IANA to attach their comment to the SASL mechanism
  registration itself by sending mail to <[email protected]>.  At IANA's
  sole discretion, IANA may attach the comment to the SASL mechanism's
  registration.

7.1.4.  Change Control

  Once a SASL mechanism registration has been published by IANA, the
  author may request a change to its definition.  The change request
  follows the same procedure as the registration request.

  The owner of a SASL mechanism may pass responsibility for the SASL
  mechanism to another person or agency by informing IANA; this can be
  done without discussion or review.

  The IESG may reassign responsibility for a SASL mechanism.  The most
  common case of this will be to enable changes to be made to
  mechanisms where the author of the registration has died, has moved
  out of contact, or is otherwise unable to make changes that are
  important to the community.

  SASL mechanism registrations may not be deleted; mechanisms that are
  no longer believed appropriate for use can be declared OBSOLETE by a
  change to their "intended usage" field; such SASL mechanisms will be
  clearly marked in the lists published by IANA.

  The IESG is considered to be the owner of all SASL mechanisms that
  are on the IETF standards track.












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7.2.  Registration Changes

  The IANA has updated the SASL mechanisms registry as follows:

  1) Changed the "Intended usage" of the KERBEROS_V4 and SKEY mechanism
     registrations to OBSOLETE.

  2) Changed the "Published specification" of the EXTERNAL mechanism to
     this document as indicated below:

     Subject: Updated Registration of SASL mechanism EXTERNAL
     Family of SASL mechanisms: NO
     SASL mechanism name: EXTERNAL
     Security considerations: See A.3 of RFC 4422
     Published specification (optional, recommended): RFC 4422
     Person & email address to contact for further information:
         Alexey Melnikov <[email protected]>
     Intended usage: COMMON
     Owner/Change controller: IESG <[email protected]>
     Note: Updates existing entry for EXTERNAL

8.  References

8.1.  Normative References

  [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2244]     Newman, C. and J. G. Myers, "ACAP -- Application
                Configuration Access Protocol", RFC 2244, November
                1997.

  [RFC2434]     Narten, T. and H. Alvestrand, "Guidelines for Writing
                an IANA Considerations Section in RFCs", BCP 26, RFC
                2434, October 1998.

  [RFC2743]     Linn, J., "Generic Security Service Application Program
                Interface Version 2, Update 1", RFC 2743, January 2000.

  [RFC3454]     Hoffman, P. and M. Blanchet, "Preparation of
                Internationalized Strings ("stringprep")", RFC 3454,
                December 2002.

  [RFC3629]     Yergeau, F., "UTF-8, a transformation format of ISO
                10646", STD 63, RFC 3629, November 2003.

  [RFC4013]     Zeilenga, K., "SASLprep: Stringprep Profile for User
                Names and Passwords", RFC 4013, February 2005.



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  [RFC4234]     Crocker, D. and P. Overell, "Augmented BNF for Syntax
                Specifications: ABNF", RFC 4234, October 2005.

  [ASCII]       Coded Character Set--7-bit American Standard Code for
                Information Interchange, ANSI X3.4-1986.

  [Unicode]     The Unicode Consortium, "The Unicode Standard, Version
                3.2.0" is defined by "The Unicode Standard, Version
                3.0" (Reading, MA, Addison-Wesley, 2000. ISBN 0-201-
                61633-5), as amended by the "Unicode Standard Annex
                #27: Unicode 3.1"
                (http://www.unicode.org/reports/tr27/) and by the
                "Unicode Standard Annex #28: Unicode 3.2"
                (http://www.unicode.org/reports/tr28/).

  [CharModel]   Whistler, K. and M. Davis, "Unicode Technical Report
                #17, Character Encoding Model", UTR17,
                <http://www.unicode.org/unicode/reports/tr17/>, August
                2000.

  [Glossary]    The Unicode Consortium, "Unicode Glossary",
                <http://www.unicode.org/glossary/>.

8.2.  Informative References

  [RFC3206]     Gellens, R., "The SYS and AUTH POP Response Codes", RFC
                3206, February 2002.

  [RFC3548]     Josefsson, S., "The Base16, Base32, and Base64 Data
                Encodings", RFC 3548, July 2003.

  [RFC4301]     Kent, S. and K. Seo, "Security Architecture for the
                Internet Protocol", RFC 4301, December 2005.

  [RFC4346]     Dierks, T. and E. Rescorla, "The Transport Layer
                Security (TLS) Protocol Version 1.1", RFC 4346, April
                2006.

  [SASL-GSSAPI] Melnikov, A. (Editor), "The Kerberos V5 ("GSSAPI") SASL
                Mechanism", Work in Progress, May 2006.

  [UTR36]       Davis, M., "(Draft) Unicode Technical Report #36,
                Character Encoding Model", UTR17,
                <http://www.unicode.org/unicode/reports/tr36/>,
                February 2005.

  [CRAM-MD5]    Nerenberg, L., "The CRAM-MD5 SASL Mechanism", Work in
                Progress.



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RFC 4422                          SASL                         June 2006


  [DIGEST-MD5]  Leach, P., C. Newman, and A. Melnikov, "Using Digest
                Authentication as a SASL Mechanism", Work in Progress,
                March 2006.

9.  Acknowledgements

  This document is a revision of RFC 2222 written by John Myers.

  This revision is a product of the IETF Simple Authentication and
  Security Layer (SASL) Working Group.

  The following individuals contributed significantly to this revision:
  Abhijit Menon-Sen, Hallvard Furuseth, Jeffrey Hutzelman, John Myers,
  Luke Howard, Magnus Nystrom, Nicolas Williams, Peter Saint-Andre, RL
  'Bob' Morgan, Rob Siemborski, Sam Hartman, Simon Josefsson, Tim
  Alsop, and Tony Hansen.



































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Appendix A.  The SASL EXTERNAL Mechanism

  This appendix is normative.

  The EXTERNAL mechanism allows a client to request the server to use
  credentials established by means external to the mechanism to
  authenticate the client.  The external means may be, for instance, IP
  Security [RFC4301] or TLS [RFC4346] services.  In absence of some a
  priori agreement between the client and the server, the client cannot
  make any assumption as to what external means the server has used to
  obtain the client's credentials, nor make an assumption as to the
  form of credentials.  For example, the client cannot assume that the
  server will use the credentials the client has established via TLS.

A.1.  EXTERNAL Technical Specification

  The name of this mechanism is "EXTERNAL".

  The mechanism does not provide a security layer.

  The mechanism is capable of transferring an authorization identity
  string.  If empty, the client is requesting to act as the identity
  the server has associated with the client's credentials.  If non-
  empty, the client is requesting to act as the identity represented by
  the string.

  The client is expected to send data first in the authentication
  exchange.  Where the client does not provide an initial response data
  in its request to initiate the authentication exchange, the server is
  to respond to the request with an empty initial challenge and then
  the client is to provide its initial response.

  The client sends the initial response containing the UTF-8 [RFC3629]
  encoding of the requested authorization identity string.  This
  response is non-empty when the client is requesting to act as the
  identity represented by the (non-empty) string.  This response is
  empty when the client is requesting to act as the identity the server
  associated with its authentication credentials.

  The syntax of the initial response is specified as a value of the
  <extern-initial-resp> production detailed below using the Augmented
  Backus-Naur Form (ABNF) [RFC4234] notation.

     external-initial-resp = authz-id-string
     authz-id-string       = *( UTF8-char-no-nul )
     UTF8-char-no-nul      = UTF8-1-no-nul / UTF8-2 / UTF8-3 / UTF8-4
     UTF8-1-no-nul         = %x01-7F




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  where the <UTF8-2>, <UTF8-3>, and <UTF8-4> productions are as defined
  in [RFC3629].

  There are no additional challenges and responses.

  Hence, the server is to return the outcome of the authentication
  exchange.

  The exchange fails if

  -  the client has not established its credentials via external means,

  -  the client's credentials are inadequate,

  -  the client provided an empty authorization identity string and the
     server is unwilling or unable to associate an authorization
     identity with the client's credentials,

  -  the client provided a non-empty authorization identity string that
     is invalid per the syntax requirements of the applicable
     application protocol specification,

  -  the client provided a non-empty authorization identity string
     representing an identity that the client is not allowed to act as,
     or

  -  the server is unwilling or unable to provide service to the client
     for any other reason.

  Otherwise the exchange is successful.  When indicating a successful
  outcome, additional data is not provided.

A.2.  SASL EXTERNAL Examples

  This section provides examples of EXTERNAL authentication exchanges.
  The examples are intended to help the readers understand the above
  text.  The examples are not definitive.  The Application
  Configuration Access Protocol (ACAP) [RFC2244] is used in the
  examples.

  The first example shows use of EXTERNAL with an empty authorization
  identity.  In this example, the initial response is not sent in the
  client's request to initiate the authentication exchange.

     S: * ACAP (SASL "DIGEST-MD5")
     C: a001 STARTTLS
     S: a001 OK "Begin TLS negotiation now"
     <TLS negotiation, further commands are under TLS layer>



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     S: * ACAP (SASL "DIGEST-MD5" "EXTERNAL")
     C: a002 AUTHENTICATE "EXTERNAL"
     S: + ""
     C: + ""
     S: a002 OK "Authenticated"

  The second example shows use of EXTERNAL with an authorization
  identity of "[email protected]".  In this example, the initial
  response is sent with the client's request to initiate the
  authentication exchange.  This saves a round-trip.

     S: * ACAP (SASL "DIGEST-MD5")
     C: a001 STARTTLS
     S: a001 OK "Begin TLS negotiation now"
     <TLS negotiation, further commands are under TLS layer>
     S: * ACAP (SASL "DIGEST-MD5" "EXTERNAL")
     C: a002 AUTHENTICATE "EXTERNAL" {16+}
     C: [email protected]
     S: a002 NO "Cannot assume requested authorization identity"

A.3.  Security Considerations

  The EXTERNAL mechanism provides no security protection; it is
  vulnerable to spoofing by either client or server, active attack, and
  eavesdropping.  It should only be used when adequate security
  services have been established.

Appendix B.  Changes since RFC 2222

  This appendix is non-normative.

  The material in RFC 2222 was significantly rewritten in the
  production of this document.

  RFC 2222, by not stating that the authorization identity string was a
  string of Unicode characters, let alone character data, implied that
  the authorization identity string was a string of octets.

  -  The authorization identity string is now defined as a string of
     Unicode characters.  The NUL (U+0000) character is prohibited.
     While protocol specifications are responsible for defining the
     authorization identity form, as well as the Unicode string syntax
     and related semantics, mechanism specifications are responsible
     for defining how the Unicode string is carried in the
     authentication exchange.

  -  Deleted "If so, when the client does not send data first, the
     initial challenge MUST be specified as being an empty challenge."



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  The following technical change was made to the EXTERNAL mechanism:

     - The authorization identity string is to be UTF-8 encoded.

     Note that protocol and mechanism specification requirements have
     been significantly tightened.  Existing protocol and mechanism
     specifications will need to be updated to meet these requirements.

Editors' Addresses

  Alexey Melnikov
  Isode Limited
  5 Castle Business Village
  36 Station Road
  Hampton, Middlesex,
  TW12 2BX, United Kingdom

  EMail: [email protected]
  URI:   http://www.melnikov.ca/


  Kurt D. Zeilenga
  OpenLDAP Foundation

  EMail: [email protected]


























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Full Copyright Statement

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  This document is subject to the rights, licenses and restrictions
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