Network Working Group                                          T. Nadeau
Request for Comments: 4377                                     M. Morrow
Category: Informational                                       G. Swallow
                                                    Cisco Systems, Inc.
                                                               D. Allan
                                                        Nortel Networks
                                                          S. Matsushima
                                                          Japan Telecom
                                                          February 2006


            Operations and Management (OAM) Requirements
          for Multi-Protocol Label Switched (MPLS) Networks

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document specifies Operations and Management (OAM) requirements
  for Multi-Protocol Label Switching (MPLS), as well as for
  applications of MPLS, such as pseudo-wire voice and virtual private
  network services.  These requirements have been gathered from network
  operators who have extensive experience deploying MPLS networks.

Table of Contents

  1. Introduction ....................................................2
  2. Document Conventions ............................................2
  3. Motivations .....................................................4
  4. Requirements ....................................................4
  5. Security Considerations ........................................11
  6. References .....................................................12
  7. Acknowledgements ...............................................13










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1.  Introduction

  This document describes requirements for user and data plane
  Operations and Management (OAM) for Multi-Protocol Label Switching
  (MPLS).  These requirements have been gathered from network operators
  who have extensive experience deploying MPLS networks.  This document
  specifies OAM requirements for MPLS, as well as for applications of
  MPLS.

  Currently, there are no specific mechanisms proposed to address these
  requirements.  The goal of this document is to identify a commonly
  applicable set of requirements for MPLS OAM at this time.
  Specifically, a set of requirements that apply to the most common set
  of MPLS networks deployed by service provider organizations at the
  time this document was written.  These requirements can then be used
  as a base for network management tool development and to guide the
  evolution of currently specified tools, as well as the specification
  of OAM functions that are intrinsic to protocols used in MPLS
  networks.

2.  Document Conventions

2.1.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

  Queuing/buffering Latency: The delay caused by packet queuing (value
                             is variable since it is dependent on the
                             packet arrival rate, the packet length,
                             and the link throughput).

  Probe-based-detection:     Active measurement tool that can measure
                             the consistency of an LSP [RFC4379].

  Defect:                    Any error condition that prevents a Label
                             Switched Path (LSP) from functioning
                             correctly.  For example, loss of an
                             Interior Gateway Protocol (IGP) path will
                             most likely result in an LSP not being
                             able to deliver traffic to its
                             destination.  Another example is the
                             interruption of the path for a TE tunnel.
                             These may be due to physical circuit
                             failures or failure of switching nodes to
                             operate as expected.




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                             Multi-vendor/multi-provider network
                             operation typically requires agreed upon
                             definitions of defects (when it is broken
                             and when it is not) such that both
                             recovery procedures and service level
                             specification impact can be specified.

  Head-end Label Switching
  Router (LSR):              The beginning of an LSP.  A head-end LSR
                             is also referred to as an ingress LSR.

  Tail-end Label Switching
  Router (LSR):              The end of an LSP.  A tail-end LSR is also
                             referred to as an egress LSR.

  Propagation Latency:       The delay added by the propagation of the
                             packet through the link (fixed value that
                             depends on the distance of the link and
                             the propagation speed).

  Transmission Latency:      The delay added by the transmission of the
                             packet over the link, i.e., the time it
                             takes to put the packet over the media
                             (value that depends on the link throughput
                             and packet length).

  Processing Latency:        The delay added by all the operations
                             related to the switching of labeled
                             packets (value is node implementation
                             specific and may be considered fixed and
                             constant for a given type of equipment).

  Node Latency:              The delay added by the network element
                             resulting from of the sum of the
                             transmission, processing, and
                             queuing/buffering latency.

  One-hop Delay:             The fixed delay experienced by a packet to
                             reach the next hop resulting from the of
                             the propagation latency, the transmission
                             latency, and the processing latency.

  Minimum Path Latency:      The sum of the one-hop delays experienced
                             by the packet when traveling from the
                             ingress to the egress LSR.






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  Variable Path Latency:     The variation in the sum of the delays
                             experienced by packets transiting the
                             path, otherwise know as jitter.

2.2.  Acronyms

  ASBR: Autonomous System Border Router

  CE: Customer Edge

  PE: Provider Edge

  SP: Service Provider

  ECMP: Equal-Cost Multi-path

  LSP: Label Switched Path

  LSP Ping: Label Switched Path Ping

  LSR: Label Switching Router

  OAM: Operations and Management

  RSVP: Resource reSerVation Protocol

  LDP: Label Distribution Protocol

  DoS: Denial of Service

3.  Motivations

  This document was created to provide requirements that could be used
  to create consistent and useful OAM functionality that meets
  operational requirements of those service providers (SPs) who have
  deployed or are deploying MPLS.

4.  Requirements

  The following sections enumerate the OAM requirements gathered from
  service providers who have deployed MPLS and services based on MPLS
  networks.  Each requirement is specified in detail to clarify its
  applicability.  Although the requirements specified herein are
  defined by the IETF, they have been made consistent with requirements
  gathered by other standards bodies such as the ITU [Y1710].






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4.1.  Detection of Label Switched Path Defects

  The ability to detect defects in a broken LSP MUST not require manual
  hop-by-hop troubleshooting of each LSR used to switch traffic for
  that LSP.  For example, it is not desirable to manually visit each
  LSR along the data plane path transited by an LSP; instead, this
  function MUST be automated and able to be performed at some operator
  specified frequency from the origination point of that LSP.  This
  implies solutions that are interoperable to allow for such automatic
  operation.

  Furthermore, the automation of path liveliness is desired in cases
  where large numbers of LSPs might be tested.  For example, automated
  ingress LSR to egress LSR testing functionality is desired for some
  LSPs.  The goal is to detect LSP path defects before customers do,
  which requires detection and correction of LSP defects in a manner
  that is both predictable and within the constraints of the service
  level agreement under which the service is being offered.  Simply
  put, the sum of the time it takes an OAM tool to detect a defect and
  the time needed for an operational support system to react to this
  defect, by possibly correcting it or notifying the customer, must
  fall within the bounds of the service level agreement in question.

  Synchronization of detection time bounds by tools used to detect
  broken LSPs is required.  Failure to specify defect detection time
  bounds may result in an ambiguity in test results.  If the time to
  detect broken LSPs is known, then automated responses can be
  specified with respect and regard to resiliency and service level
  specification reporting.  Further, if synchronization of detection
  time bounds is possible, an operational framework can be established
  to guide the design and specification of MPLS applications.

  Although an ICMP-based ping [RFC792] can be sent through an LSP as an
  IP payload, the use of this tool to verify the defect-free operation
  of an LSP has the potential of returning erroneous results (both
  positive and negative) for a number of reasons.  For example, in some
  cases, because the ICMP traffic is based on legally addressable IP
  addressing, it is possible for ICMP messages that are originally
  transmitted inside of an LSP to "fall out of the LSP" at some point
  along the path.  In these cases, since ICMP packets are routable, a
  falsely positive response may be returned.  In other cases, where the
  data plane of a specific LSP needs to be tested, it is difficult to
  guarantee that traffic based on an ICMP ping header is parsed and
  hashed to the same equal-cost multi-paths (ECMP) as the data traffic.

  Any detection mechanisms that depend on receiving the status via a
  return path SHOULD provide multiple return options with the
  expectation that one of them will not be impacted by the original



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  defect.  An example of a case where a false negative might occur
  would be a mechanism that requires a functional MPLS return path.
  Since MPLS LSPs are unidirectional, it is possible that although the
  forward LSP, which is the LSP under test, might be functioning, the
  response from the destination LSR might be lost, thus giving the
  source LSR the false impression that the forward LSP is defective.
  However, if an alternate return path could be specified -- say IP for
  example -- then the source could specify this as the return path to
  the destination, and in this case, would receive a response
  indicating that the return LSP is defective.

  The OAM packet MUST follow the customer data path exactly in order to
  reflect path liveliness used by customer data.  Particular cases of
  interest are forwarding mechanisms, such as ECMP scenarios within the
  operator's network, whereby flows are load-shared across parallel
  paths (i.e., equal IGP cost).  Where the customer traffic may be
  spread over multiple paths, the ability to detect failures on any of
  the path permutations is required.  Where the spreading mechanism is
  payload specific, payloads need to have forwarding that is common
  with the traffic under test.  Satisfying these requirements
  introduces complexity into ensuring that ECMP connectivity
  permutations are exercised and that defect detection occurs in a
  reasonable amount of time.

4.2.  Diagnosis of a Broken Label Switched Path

  The ability to diagnose a broken LSP and to isolate the failed
  component (i.e., link or node) in the path is required.  For example,
  note that specifying recovery actions for mis-branching defects in an
  LDP network is a particularly difficult case.  Diagnosis of defects
  and isolation of the failed component is best accomplished via a path
  trace function that can return the entire list of LSRs and links used
  by a certain LSP (or at least the set of LSRs/links up to the
  location of the defect).  The tracing capability SHOULD include the
  ability to trace recursive paths, such as when nested LSPs are used.
  This path trace function MUST also be capable of diagnosing LSP mis-
  merging by permitting comparison of expected vs. actual forwarding
  behavior at any LSR in the path.  The path trace capability SHOULD be
  capable of being executed from the head-end Label Switching Router
  (LSR) and may permit downstream path components to be traced from an
  intermediate mid-point LSR.  Additionally, the path trace function
  MUST have the ability to support ECMP scenarios described in Section
  4.1.








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4.3.  Path Characterization

  The path characterization function is the ability to reveal details
  of LSR forwarding operations.  These details can then be compared
  during subsequent testing relevant to OAM functionality.  This
  includes but is not limited to:

     -  consistent use of pipe or uniform time to live (TTL) models by
        an LSR [RFC3443].

     -  sufficient details that allow the test origin to exercise all
        path permutations related to load spreading (e.g., ECMP).

     -  stack operations performed by the LSR, such as pushes, pops,
        and TTL propagation at penultimate hop LSRs.

4.4.  Service Level Agreement Measurement

  Mechanisms are required to measure the diverse aspects of Service
  Level Agreements, which include:

     -  latency - amount of time required for traffic to transit the
        network

     -  packet loss

     -  jitter - measurement of latency variation

     -  defect free forwarding - the service is considered to be
        available, or the service is unavailable and other aspects of
        performance measurement do not have meaning.

  Such measurements can be made independently of the user traffic or
  via a hybrid of user traffic measurement and OAM probing.

  At least one mechanism is required to measure the number of OAM
  packets.  In addition, the ability to measure the quantitative
  aspects of LSPs, such as jitter, delay, latency, and loss, MUST be
  available in order to determine whether the traffic for a specific
  LSP is traveling within the operator-specified tolerances.

  Any method considered SHOULD be capable of measuring the latency of
  an LSP with minimal impact on network resources.  See Section 2.1 for
  definitions of the various quantitative aspects of LSPs.







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4.5.  Frequency of OAM Execution

  The operator MUST have the flexibility to configure OAM parameters to
  meet their specific operational requirements.

  This includes the frequency of the execution of any OAM functions.
  The ability to synchronize OAM operations is required to permit a
  consistent measurement of service level agreements.  To elaborate,
  there are defect conditions, such as mis-branching or misdirection of
  traffic, for which probe-based detection mechanisms that incur
  significant mismatches in their detection frequency may result in
  flapping.  This can be addressed either by synchronizing the rate or
  having the probes self-identify their probe rate.  For example, when
  the probing mechanisms are bootstrapping, they might negotiate and
  ultimately agree on a probing rate, therefore providing a consistent
  probing frequency and avoiding the aforementioned problems.

  One observation would be that wide-spread deployment of MPLS, common
  implementation of monitoring tools, and the need for inter-carrier
  synchronization of defect and service level specification handling
  will drive specification of OAM parameters to commonly agreed on
  values.  Such values will have to be harmonized with the surrounding
  technologies (e.g., SONET/SDH, ATM) to be useful.  This will become
  particularly important as networks scale and mis-configuration can
  result in churn, alarm flapping, etc.

4.6.  Alarm Suppression, Aggregation, and Layer Coordination

  Network elements MUST provide alarm suppression functionality that
  prevents the generation of a superfluous generation of alarms by
  simply discarding them (or not generating them in the first place),
  or by aggregating them together, thereby greatly reducing the number
  of notifications emitted.  When viewed in conjunction with the
  requirement in Section 4.7 below, this typically requires fault
  notification to the LSP egress that may have specific time
  constraints if the application using the LSP independently implements
  path continuity testing (for example, ATM I.610 Continuity check
  (CC)[I610]).  These constraints apply to LSPs that are monitored.
  The nature of MPLS applications allows for the possibility of having
  multiple MPLS applications attempt to respond to defects
  simultaneously, e.g., layer-3 MPLS VPNs that utilize Traffic
  Engineered tunnels where a failure occurs on the LSP carrying the
  Traffic Engineered tunnel.  This failure would affect the VPN traffic
  that uses the tunnel's LSP.  Mechanisms are required to coordinate
  network responses to defects.






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4.7.  Support for OAM Inter-working for Fault Notification

  An LSR supporting the inter-working of one or more networking
  technologies over MPLS MUST be able to translate an MPLS defect into
  the native technology's error condition.  For example, errors
  occurring over an MPLS transport LSP that supports an emulated ATM VC
  MUST translate errors into native ATM OAM Alarm Indication Signal
  (AIS) cells at the termination points of the LSP.  The mechanism
  SHOULD consider possible bounded detection time parameters, e.g., a
  "hold off" function before reacting to synchronize with the OAM
  functions.

  One goal would be alarm suppression by the upper layer using the LSP.
  As observed in Section 4.5, this requires that MPLS perform detection
  in a bounded timeframe in order to initiate alarm suppression prior
  to the upper layer independently detecting the defect.

4.8.  Error Detection and Recovery

  Recovery from a fault by a network element can be facilitated by MPLS
  OAM procedures.  These procedures will detect a broader range of
  defects than that of simple link and node failures.  Since MPLS LSPs
  may span multiple routing areas and service provider domains, fault
  recovery and error detection should be possible in these
  configurations as well as in the more simplified single-area/domain
  configurations.

  Recovery from faults SHOULD be automatic.  It is a requirement that
  faults SHOULD be detected (and possibly corrected) by the network
  operator prior to customers of the service in question detecting
  them.

4.9.  Standard Management Interfaces

  The wide-spread deployment of MPLS requires common information
  modeling of management and control of OAM functionality.  Evidence of
  this is reflected in the standard IETF MPLS-related MIB modules
  (e.g., [RFC3813][RFC3812][RFC3814]) for fault, statistics, and
  configuration management.  These standard interfaces provide
  operators with common programmatic interface access to Operations and
  Management functions and their statuses.  However, gaps in coverage
  of MIB modules to OAM and other features exist; therefore, MIB
  modules corresponding to new protocol functions or network tools are
  required.







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4.10.  Detection of Denial of Service Attacks

  The ability to detect denial of service (DoS) attacks against the
  data or control planes MUST be part of any security management
  related to MPLS OAM tools or techniques.

4.11.  Per-LSP Accounting Requirements

  In an MPLS network, service providers can measure traffic from an LSR
  to the egress of the network using some MPLS related MIBs, for
  example.  This means that it is reasonable to know how much traffic
  is traveling from location to location (i.e., a traffic matrix) by
  analyzing the flow of traffic.  Therefore, traffic accounting in an
  MPLS network can be summarized as the following three items:

     (1) Collecting information to design network

         For the purpose of optimized network design, a service
         provider may offer the traffic information.  Optimizing
         network design needs this information.

     (2) Providing a Service Level Specification

         Providers and their customers MAY need to verify high-level
         service level specifications, either to continuously optimize
         their networks, or to offer guaranteed bandwidth services.
         Therefore, traffic accounting to monitor MPLS applications is
         required.

     (3) Inter-AS environment

         Service providers that offer inter-AS services require
         accounting of those services.

     These three motivations need to satisfy the following:

         -  In (1) and (2), collection of information on a per-LSP
            basis is a minimum level of granularity for collecting
            accounting information at both of ingress and egress of an
            LSP.

         -  In (3), SP's ASBR carry out interconnection functions as an
            intermediate LSR.  Therefore, identifying a pair of ingress
            and egress LSRs using each LSP is needed to determine the
            cost of the service that a customer is using.






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4.11.1.  Requirements

  Accounting on a per-LSP basis encompasses the following set of
  functions:

     (1) At an ingress LSR, accounting of traffic through LSPs that
         begin at each egress in question.

     (2) At an intermediate LSR, accounting of traffic through LSPs for
         each pair of ingress to egress.

     (3) At egress LSR, accounting of traffic through LSPs for each
         ingress.

     (4) All LSRs containing LSPs that are being measured need to have
         a common identifier to distinguish each LSP.  The identifier
         MUST be unique to each LSP, and its mapping to LSP SHOULD be
         provided whether from manual or automatic configuration.

     In the case of non-merged LSPs, this can be achieved by simply
     reading traffic counters for the label stack associated with the
     LSP at any LSR along its path.  However, in order to measure
     merged LSPs, an LSR MUST have a means to distinguish the source of
     each flow so as to disambiguate the statistics.

4.11.2.  Location of Accounting

  It is not realistic for LSRs to perform the described operations on
  all LSPs that exist in a network.  At a minimum, per-LSP based
  accounting SHOULD be performed on the edges of the network -- at the
  edges of both LSPs and the MPLS domain.

5.  Security Considerations

  Provisions to any of the network mechanisms designed to satisfy the
  requirements described herein are required to prevent their
  unauthorized use.  Likewise, these network mechanisms MUST provide a
  means by which an operator can prevent denial of service attacks if
  those network mechanisms are used in such an attack.

  LSP mis-merging has security implications beyond that of simply being
  a network defect.  LSP mis-merging can happen due to a number of
  potential sources of failure, some of which (due to MPLS label
  stacking) are new to MPLS.

  The performance of diagnostic functions and path characterization
  involve extracting a significant amount of information about network
  construction that the network operator MAY consider private.



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6.  References

6.1.  Normative References

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

6.2.  Informative References

  [RFC4379] Kompella, K. and G. Swallow, "Detecting Multi-Protocol
            Label Switched (MPLS) Data Plane Failures", RFC 4379,
            February 2006.

  [RFC3812] Srinivasan, C., Viswanathan, A., and T. Nadeau,
            "Multiprotocol Label Switching (MPLS) Traffic Engineering
            (TE) Management Information Base (MIB)", RFC 3812, June
            2004.

  [RFC3813] Srinivasan, C., Viswanathan, A., and T. Nadeau,
            "Multiprotocol Label Switching (MPLS) Label Switching
            Router (LSR) Management Information Base (MIB)", RFC 3813,
            June 2004.

  [RFC3814] Nadeau, T., Srinivasan, C., and A. Viswanathan,
            "Multiprotocol Label Switching (MPLS) Forwarding
            Equivalence Class To Next Hop Label Forwarding Entry
            (FEC-To-NHLFE) Management Information Base (MIB)", RFC
            3814, June 2004.

  [Y1710]   ITU-T Recommendation Y.1710, "Requirements for OAM
            Functionality In MPLS Networks"

  [I610]    ITU-T Recommendation I.610, "B-ISDN operations and
            maintenance principles and functions", February 1999

  [RFC2434] Narten, T. and H. Alvestrand, "Guidelines for Writing an
            IANA Considerations Section in RFCs", BCP 26, RFC 2434,
            October 1998.

  [RFC792]  Postel, J., "Internet Control Message Protocol", STD 5, RFC
            792, September 1981.










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RFC 4377           OAM Requirements for MPLS Networks      February 2006


  [RFC3443] Agarwal, P. and B. Akyol, "Time To Live (TTL) Processing in
            Multi-Protocol Label Switching (MPLS) Networks", RFC 3443,
            January 2003.

7.  Acknowledgements

  The authors wish to acknowledge and thank the following individuals
  for their valuable comments to this document:  Adrian Smith, British
  Telecom; Chou Lan Pok, SBC; Mr. Ikejiri, NTT Communications; and Mr.
  Kumaki, KDDI.  Hari Rakotoranto, Miya Kohno, Cisco Systems; Luyuan
  Fang, AT&T; Danny McPherson, TCB; Dr. Ken Nagami, Ikuo Nakagawa,
  Intec Netcore, and David Meyer.

Authors' Addresses

  Comments should be made directly to the MPLS mailing list
  at [email protected].

  Thomas D. Nadeau
  Cisco Systems, Inc.
  300 Beaver Brook Road
  Boxboro, MA 01719

  Phone: +1-978-936-1470
  EMail: [email protected]


  Monique Jeanne Morrow
  Cisco Systems, Inc.
  Glatt-Com, 2nd Floor
  CH-8301
  Switzerland

  Phone:  (0)1 878-9412
  EMail: [email protected]


  George Swallow
  Cisco Systems, Inc.
  300 Beaver Brook Road
  Boxboro, MA 01719

  Phone: +1-978-936-1398
  EMail: [email protected]







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RFC 4377           OAM Requirements for MPLS Networks      February 2006


  David Allan
  Nortel Networks
  3500 Carling Ave.
  Ottawa, Ontario, CANADA

  Phone: 1-613-763-6362
  EMail: [email protected]


  Satoru Matsushima
  Japan Telecom
  1-9-1, Higashi-Shinbashi, Minato-ku
  Tokyo, 105-7316 Japan

  Phone: +81-3-6889-1092
  EMail: [email protected]



































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RFC 4377           OAM Requirements for MPLS Networks      February 2006


Full Copyright Statement

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