Network Working Group                                        P. Nikander
Request for Comments: 4225                                      J. Arkko
Category: Informational                     Ericsson Research NomadicLab
                                                                T. Aura
                                                     Microsoft Research
                                                          G. Montenegro
                                                  Microsoft Corporation
                                                            E. Nordmark
                                                       Sun Microsystems
                                                          December 2005


  Mobile IP Version 6 Route Optimization Security Design Background

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  This document is an account of the rationale behind the Mobile IPv6
  (MIPv6) Route Optimization security design.  The purpose of this
  document is to present the thinking and to preserve the reasoning
  behind the Mobile IPv6 security design in 2001 - 2002.

  The document has two target audiences: (1) helping MIPv6 implementors
  to better understand the design choices in MIPv6 security procedures,
  and (2) allowing people dealing with mobility or multi-homing to
  avoid a number of potential security pitfalls in their designs.
















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Table of Contents

  1. Introduction ....................................................3
     1.1. Assumptions about the Existing IP Infrastructure ...........4
     1.2. The Mobility Problem and the Mobile IPv6 Solution ..........6
     1.3. Design Principles and Goals ................................8
        1.3.1. End-to-End Principle ..................................8
        1.3.2. Trust Assumptions .....................................8
        1.3.3. Protection Level ......................................8
     1.4. About Mobile IPv6 Mobility and its Variations ..............9
  2. Avenues of Attack ...............................................9
     2.1. Target ....................................................10
     2.2. Timing ....................................................10
     2.3. Location ..................................................11
  3. Threats and Limitations ........................................11
     3.1. Attacks Against Address 'Owners' ("Address Stealing").. ...12
        3.1.1. Basic Address Stealing ...............................12
        3.1.2. Stealing Addresses of Stationary Nodes ...............13
        3.1.3. Future Address Sealing ...............................14
        3.1.4. Attacks against Secrecy and Integrity ................15
        3.1.5. Basic Denial-of-Service Attacks ......................16
        3.1.6. Replaying and Blocking Binding Updates ...............16
     3.2. Attacks Against Other Nodes and Networks (Flooding) .......16
        3.2.1. Basic Flooding .......................................17
        3.2.2. Return-to-Home Flooding ..............................18
     3.3. Attacks against Binding Update Protocols ..................18
        3.3.1. Inducing Unnecessary Binding Updates .................19
        3.3.2. Forcing Non-Optimized Routing ........................20
        3.3.3. Reflection and Amplification .........................21
     3.4. Classification of Attacks .................................22
     3.5. Problems with Infrastructure-Based Authorization ..........23
  4. Solution Selected for Mobile IPv6 ..............................24
     4.1. Return Routability ........................................24
        4.1.1. Home Address Check ...................................26
        4.1.2. Care-of-Address Check ................................27
        4.1.3. Forming the First Binding Update .....................27
     4.2. Creating State Safely .....................................28
        4.2.1. Retransmissions and State Machine ....................29
     4.3. Quick expiration of the Binding Cache Entries .............29
  5. Security Considerations ........................................30
     5.1. Residual Threats as Compared to IPv4 ......................31
     5.2. Interaction with IPsec ....................................31
     5.3. Pretending to Be One's Neighbor ...........................32
     5.4. Two Mobile Nodes Talking to Each Other ....................33
  6. Conclusions ....................................................33
  7. Acknowledgements ...............................................34
  8. Informative References .........................................34




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1.  Introduction

  Mobile IPv4 is based on the idea of supporting mobility on top of
  existing IP infrastructure, without requiring any modifications to
  the routers, the applications, or the stationary end hosts.  However,
  in Mobile IPv6 [6] (as opposed to Mobile IPv4), the stationary end
  hosts may provide support for mobility, i.e., route optimization.  In
  route optimization, a correspondent node (CN) (i.e., a peer for a
  mobile node) learns a binding between the mobile node's stationary
  home address and its current temporary care-of address.  This binding
  is then used to modify the handling of outgoing (as well as the
  processing of incoming) packets, leading to security risks.  The
  purpose of this document is to provide a relatively compact source
  for the background assumptions, design choices, and other information
  needed to understand the route optimization security design.  This
  document does not seek to compare the relative security of Mobile
  IPv6 and other mobility protocols, or to list all the alternative
  security mechanisms that were discussed during the Mobile IPv6 design
  process.  For a summary of the latter, we refer the reader to [1].
  Even though incidental implementation suggestions are included for
  illustrative purposes, the goal of this document is not to provide a
  guide to implementors.  Instead, it is to explain the design choices
  and rationale behind the current route optimization design.  The
  authors participated in the design team that produced the design and
  hope, via this note, to capture some of the lessons and reasoning
  behind that effort.

  The authors' intent is to document the thinking behind that design
  effort as it was.  Even though this note may incorporate more recent
  developments in order to illustrate the issues, it is not our intent
  to present a new design.  Rather, along with the lessons learned,
  there is some effort to clarify differing opinions, questionable
  assumptions, or newly discovered vulnerabilities, should such new
  information be available today.  This is also very important, because
  it may benefit the working group's hindsight as it revises or
  improves the Mobile IPv6 specification.

  To fully understand the security implications of the relevant design
  constraints, it is necessary to explore briefly the nature of the
  existing IP infrastructure, the problems Mobile IP aims to solve, and
  the design principles applied.  In the light of this background, we
  can then explore IP-based mobility in more detail and have a brief
  look at the security problems.  The background is given in the rest
  of this section, starting from Section 1.1.

  Although the introduction in Section 1.1 may appear redundant to
  readers who are already familiar with Mobile IPv6, it may be valuable
  to read it anyway.  The approach taken in this document is very



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  different from that in the Mobile IPv6 specification.  That is, we
  have explicitly aimed to expose the implicit assumptions and design
  choices made in the base Mobile IPv6 design, while the Mobile IPv6
  specification aims to state the result of the design.  By
  understanding the background, it is much easier to understand the
  source of some of the related security problems, and to understand
  the limitations intrinsic to the provided solutions.

  In particular, this document explains how the adopted design for
  "Return Routability" (RR) protects against the identified threats
  (Section 3).  This is true except for attacks on the RR protocol
  itself, which require other countermeasures based on heuristics and
  judicious implementation (Section 3.3).

  The rest of this document is organized as follows: after this
  introductory section, we start by considering the avenues of attack
  in Section 2.  The security problems and countermeasures are studied
  in detail in Section 3.  Section 4 explains the overall operation and
  design choices behind the current security design.  Section 5
  analyzes the design and discuss the remaining threats.  Finally,
  Section 6 concludes this document.

1.1.  Assumptions about the Existing IP Infrastructure

  One of the design goals in the Mobile IP design was to make mobility
  possible without changing too much.  This was especially important
  for IPv4, with its large installed base, but the same design goals
  were inherited by Mobile IPv6.  Some alternative proposals take a
  different approach and propose larger modifications to the Internet
  architecture (see Section 1.4).

  To understand Mobile IPv6, it is important to understand the MIPv6
  design view of the base IPv6 protocol and infrastructure.  The most
  important base assumptions can be expressed as follows:

  1.  The routing prefixes available to a node are determined by its
      current location, and therefore the node must change its IP
      address as it moves.

  2.  The routing infrastructure is assumed to be secure and well
      functioning, delivering packets to their intended destinations as
      identified by destination address.

  Although these assumptions may appear to be trivial, let us explore
  them a little further.  First, in current IPv6 operational practice
  the IP address prefixes are distributed in a hierarchical manner.
  This limits the number of routing table entries each individual
  router needs to handle.  An important implication is that the



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  topology determines what globally routable IP addresses are available
  at a given location.  That is, the nodes cannot freely decide what
  globally routable IP address to use; they must rely on the routing
  prefixes served by the local routers via Router Advertisements or by
  a DHCP server.  In other words, IP addresses are just what the name
  says, addresses (i.e., locators).

  Second, in the current Internet structure, the routers collectively
  maintain a distributed database of the network topology and forward
  each packet towards the location determined by the destination
  address carried in the packet.  To maintain the topology information,
  the routers must trust each other, at least to a certain extent.  The
  routers learn the topology information from the other routers, and
  they have no option but to trust their neighbor routers about distant
  topology.  At the borders of administrative domains, policy rules are
  used to limit the amount of perhaps faulty routing table information
  received from the peer domains.  While this is mostly used to weed
  out administrative mistakes, it also helps with security.  The aim is
  to maintain a reasonably accurate idea of the network topology even
  if someone is feeding faulty information to the routing system.

  In the current Mobile IPv6 design, it is explicitly assumed that the
  routers and the policy rules are configured in a reasonable way, and
  that the resulting routing infrastructure is trustworthy enough.
  That is, it is assumed that the routing system maintains accurate
  information of the network topology, and that it is therefore able to
  route packets to their destination locations.  If this assumption is
  broken, the Internet itself is broken in the sense that packets go to
  wrong locations.  Such a fundamental malfunction of the Internet
  would render hopeless any other effort to assure correct packet
  delivery (e.g., any efforts due to Mobile IP security
  considerations).

1.1.1.  A Note on Source Addresses and Ingress Filtering

  Some of the threats and attacks discussed in this document take
  advantage of the ease of source address spoofing.  That is, in the
  current Internet it is possible to send packets with a false source
  IP address.  The eventual introduction of ingress filtering is
  assumed to prevent this.  When ingress filtering is used, traffic
  with spoofed addresses is not forwarded.  This filtering can be
  applied at different network borders, such as those between an
  Internet service provider (ISP) and its customers, between downstream
  and upstream ISPs, or between peer ISPs [5].  Obviously, the
  granularity of ingress filters specifies how much you can "spoof
  inside a prefix".  For example, if an ISP ingress filters a
  customer's link but the customer does nothing, anything inside the
  customer's /48 prefix could be spoofed.  If the customer does



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  filtering at LAN subnets, anything inside the /64 prefixes could be
  spoofed.  Despite the limitations imposed by such "in-prefix
  spoofing", in general, ingress filtering enables traffic to be
  traceable to its real source network [5].

  However, ingress filtering helps if and only if a large part of the
  Internet uses it.  Unfortunately, there are still some issues (e.g.,
  in the presence of site multi-homing) that, although not
  insurmountable, do require careful handling, and that are likely to
  limit or delay its usefulness [5].

1.2.  The Mobility Problem and the Mobile IPv6 Solution

  The Mobile IP design aims to solve two problems at the same time.
  First, it allows transport layer sessions (TCP connections, UDP-
  based transactions) to continue even if the underlying host(s) move
  and change their IP addresses.  Second, it allows a node to be
  reached through a static IP address, a home address (HoA).

  The latter design choice can also be stated in other words: Mobile
  IPv6 aims to preserve the identifier nature of IP addresses.  That
  is, Mobile IPv6 takes the view that IP addresses can be used as
  natural identifiers of nodes, as they have been used since the
  beginning of the Internet.  This must be contrasted to proposed and
  existing alternative designs where the identifier and locator natures
  of the IP addresses have been separated (see Section 1.4).

  The basic idea in Mobile IP is to allow a home agent (HA) to work as
  a stationary proxy for a mobile node (MN).  Whenever the mobile node
  is away from its home network, the home agent intercepts packets
  destined to the node and forwards the packets by tunneling them to
  the node's current address, the care-of address (CoA).  The transport
  layer (e.g., TCP, UDP) uses the home address as a stationary
  identifier for the mobile node.  Figure 1 illustrates this basic
  arrangement.

  The basic solution requires tunneling through the home agent, thereby
  leading to longer paths and degraded performance.  This tunneling is
  sometimes called triangular routing since it was originally planned
  that the packets from the mobile node to its peer could still
  traverse directly, bypassing the home agent.










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   +----+                                       +----+
   | MN |=#=#=#=#=#=#=#=#=tunnel=#=#=#=#=#=#=#=#|#HA |
   +----+         ____________                  +-#--+
     | CoA    ___/            \_____              # Home Link
    -+-------/      Internet    * * *-*-*-*-#-#-#-#-----
            |               * *      |    * Home Address
             \___       * *    _____/   + * -+
                 \_____*______/         | MN |
                       *                + - -+
                     +----+
                     | CN |    Data path as     * * * *
                     +----+    it appears to correspondent node

                               Real data path   # # # #

            Figure 1.  Basic Mode of Operation in Mobile IPv6

  To alleviate the performance penalty, Mobile IPv6 includes a mode of
  operation that allows the mobile node and its peer, a correspondent
  node (CN), to exchange packets directly, bypassing the home agent
  completely after the initial setup phase.  This mode of operation is
  called route optimization (RO).  When route optimization is used, the
  mobile node sends its current care-of address to the correspondent
  node, using binding update (BU) messages.  The correspondent node
  stores the binding between the home address and care-of address into
  its Binding Cache.

  Whenever MIPv6 route optimization is used, the correspondent node
  effectively functions in two roles.  Firstly, it is the source of the
  packets it sends, as usual.  Secondly, it acts as the first router
  for the packets, effectively performing source routing.  That is,
  when the correspondent node is sending out packets, it consults its
  MIPv6 route optimization data structures and reroutes the packets, if
  necessary.  A Binding Cache Entry (BCE) contains the home address and
  the care-of address of the mobile node, and records the fact that
  packets destined to the home address should now be sent to the
  destination address.  Thus, it represents a local routing exception.

  The packets leaving the correspondent node are source routed to the
  care-of address.  Each packet includes a routing header that contains
  the home address of the mobile node.  Thus, logically, the packet is
  first routed to the care-of address and then, virtually, from the
  care-of address to the home address.  In practice, of course, the
  packet is consumed by the mobile node at the care-of address; the
  header just allows the mobile node to select a socket associated with
  the home address instead of one with the care-of address.  However,
  the mechanism resembles source routing, as there is routing state
  involved at the correspondent node, and a routing header is used.



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  Nevertheless, this routing header is special (type 2) to avoid the
  risks associated with using the more general (type 0) variant.

1.3.  Design Principles and Goals

  The MIPv6 design and security design aimed to follow the end-to-end
  principle, to notice the differences in trust relationships between
  the nodes, and to be explicit about delivering a practical (instead
  of an over-ambitious) level of protection.

1.3.1.  End-to-End Principle

  Perhaps the leading design principle for Internet protocols is the
  so-called end-to-end principle [4][11].  According to this principle,
  it is beneficial to avoid polluting the network with state, and to
  limit new state creation to the involved end nodes.

  In the case of Mobile IPv6, the end-to-end principle is applied by
  restricting mobility-related state primarily to the home agent.
  Additionally, if route optimization is used, the correspondent nodes
  also maintain a soft state relating to the mobile nodes' current
  care-of addresses, the Binding Cache.  This can be contrasted to an
  approach that would use individual host routes within the basic
  routing system.  Such an approach would create state on a huge number
  of routers around the network.  In Mobile IPv6, only the home agent
  and the communicating nodes need to create state.

1.3.2.  Trust Assumptions

  In the Mobile IPv6 security design, different approaches were chosen
  for securing the communication between the mobile node and its home
  agent and between the mobile node and its correspondent nodes.  In
  the home agent case, it was assumed that the mobile node and the home
  agent know each other through a prior arrangement, e.g., due to a
  business relationship.  In contrast, it was strictly assumed that the
  mobile node and the correspondent node do not need to have any prior
  arrangement, thereby allowing Mobile IPv6 to function in a scalable
  manner, without requiring any configuration at the correspondent
  nodes.

1.3.3.  Protection Level

  As a security goal, Mobile IPv6 design aimed to be "as secure as the
  (non-mobile) IPv4 Internet" was at the time of the design, in the
  period 2001 - 2002.  In particular, that means that there is little
  protection against attackers that are able to attach themselves
  between a correspondent node and a home agent.  The rationale is
  simple: in the 2001 Internet, if a node was able to attach itself to



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  the communication path between two arbitrary nodes, it was able to
  disrupt, modify, and eavesdrop all the traffic between the two nodes,
  unless IPsec protection was used.  Even when IPsec was used, the
  attacker was still able to block communication selectively by simply
  dropping the packets.  The attacker in control of a router between
  the two nodes could also mount a flooding attack by redirecting the
  data flows between the two nodes (or, more practically, an equivalent
  flow of bogus data) to a third party.

1.4.  About Mobile IPv6 Mobility and its Variations

  Taking a more abstract angle, IPv6 mobility can be defined as a
  mechanism for managing local exceptions to routing information in
  order to direct packets that are sent to one address (the home
  address) to another address (the care-of address).  It is managing in
  the sense that the local routing exceptions (source routes) are
  created and deleted dynamically, according to instructions sent by
  the mobile node.  It is local in the sense that the routing
  exceptions are valid only at the home agent, and in the correspondent
  nodes if route optimization is used.  The created pieces of state are
  exceptions in the sense that they override the normal topological
  routing information carried collectively by the routers.

  Using the terminology introduced by J. Noel Chiappa [14], we can say
  that the home address functions in the dual role of being an end-
  point identifier (EID) and a permanent locator.  The care-of address
  is a pure, temporary locator, which identifies the current location
  of the mobile node.  The correspondent nodes effectively perform
  source routing, redirecting traffic destined to the home address to
  the care-of address.  This is even reflected in the packet structure:
  the packets carry an explicit routing header.

  The relationship between EIDs and permanent locators has been
  exploited by other proposals.  Their technical merits and security
  problems, however, are beyond the scope of this document.

2.  Avenues of Attack

  From the discussion above, it should now be clear that the dangers
  that Mobile IPv6 must protect from lie in creation (or deletion) of
  the local routing exceptions.  In Mobile IPv6 terms, the danger is in
  the possibility of unauthorized creation of Binding Cache Entries
  (BCE).  The effects of an attack differ depending on the target of
  the attack, the timing of the attack, and the location of the
  attacker.






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2.1.  Target

  Basically, the target of an attack can be any node or network in the
  Internet (stationary or mobile).  The basic differences lie in the
  goals of the attack: does the attacker aim to divert (steal) the
  traffic destined to and/or sourced at the target node, or does it aim
  to cause denial-of-service to the target node or network?  The target
  does not typically play much of an active role attack.  As an
  example, an attacker may launch a denial-of-service attack on a given
  node, A, by contacting a large number of nodes, claiming to be A, and
  subsequently diverting the traffic at these other nodes so that A is
  no longer able to receive packets from those nodes.  A itself need
  not be involved at all before its communications start to break.
  Furthermore, A is not necessarily a mobile node; it may well be
  stationary.

  Mobile IPv6 uses the same class of IP addresses for both mobile nodes
  (i.e., home and care-of addresses) and stationary nodes.  That is,
  mobile and stationary addresses are indistinguishable from each
  other.  Attackers can take advantage of this by taking any IP address
  and using it in a context where, normally, only mobile (home or
  care-of) addresses appear.  This means that attacks that otherwise
  would only concern mobile nodes are, in fact, a threat to all IPv6
  nodes.

  In fact, a mobile node appears to be best protected, since a mobile
  node does not need to maintain state about the whereabouts of some
  remote nodes.  Conversely, the role of being a correspondent node
  appears to be the weakest, since there are very few assumptions upon
  which it can base its state formation.  That is, an attacker has a
  much easier task in fooling a correspondent node to believe that a
  presumably mobile node is somewhere it is not, than in fooling a
  mobile node itself into believing something similar.  On the other
  hand, since it is possible to attack a node indirectly by first
  targeting its peers, all nodes are equally vulnerable in some sense.
  Furthermore, a (usually) mobile node often also plays the role of
  being a correspondent node, since it can exchange packets with other
  mobile nodes (see also Section 5.4).

2.2.  Timing

  An important aspect in understanding Mobile IPv6-related dangers is
  timing.  In a stationary IPv4 network, an attacker must be between
  the communication nodes at the same time as the nodes communicate.
  With the Mobile IPv6 ability of creating binding cache entries, the
  situation changes.  A new danger is created.  Without proper
  protection, an attacker could attach itself between the home agent
  and a correspondent node for a while, create a BCE at the



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  correspondent node, leave the position, and continuously update the
  correspondent node about the mobile node's whereabouts.  This would
  make the correspondent node send packets destined to the mobile node
  to an incorrect address as long as the BCE remained valid, i.e.,
  typically until the correspondent node is rebooted.  The converse
  would also be possible: an attacker could also launch an attack by
  first creating a BCE and then letting it expire at a carefully
  selected time.  If a large number of active BCEs carrying large
  amounts of traffic expired at the same time, the result might be an
  overload towards the home agent or the home network.  (See Section
  3.2.2 for a more detailed explanation.)

2.3.  Location

  In a static IPv4 Internet, an attacker can only receive packets
  destined to a given address if it is able to attach itself to, or to
  control, a node on the topological path between the sender and the
  recipient.  On the other hand, an attacker can easily send spoofed
  packets from almost anywhere.  If Mobile IPv6 allowed sending
  unprotected Binding Updates, an attacker could create a BCE on any
  correspondent node from anywhere in the Internet, simply by sending a
  fraudulent Binding Update to the correspondent node.  Instead of
  being required to be between the two target nodes, the attacker could
  act from anywhere in the Internet.

  In summary, by introducing the new routing exception (binding cache)
  at the correspondent nodes, Mobile IPv6 introduces the dangers of
  time and space shifting.  Without proper protection, Mobile IPv6
  would allow an attacker to act from anywhere in the Internet and well
  before the time of the actual attack.  In contrast, in the static
  IPv4 Internet, the attacking nodes must be present at the time of the
  attack and they must be positioned in a suitable way, or the attack
  would not be possible in the first place.

3.  Threats and Limitations

  This section describes attacks against Mobile IPv6 Route Optimization
  and what protection mechanisms Mobile IPv6 applies against them.  The
  goal of the attacker can be to corrupt the correspondent node's
  binding cache and to cause packets to be delivered to a wrong
  address.  This can compromise secrecy and integrity of communication
  and cause denial-of-service (DoS) both at the communicating parties
  and at the address that receives the unwanted packets.  The attacker
  may also exploit features of the Binding Update (BU) mechanism to
  exhaust the resources of the mobile node, the home agent, or the
  correspondent nodes.  The aim of this section is to provide an
  overview of the various protocol mechanisms and their limitations.
  The details of the mechanisms are covered in Section 4.



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  It is essential to understand that some of the threats are more
  serious than others, that some can be mitigated but not removed, that
  some threats may represent acceptable risk, and that some threats may
  be considered too expensive to the attacker to be worth preventing.

  We consider only active attackers.  The rationale behind this is that
  in order to corrupt the binding cache, the attacker must sooner or
  later send one or more messages.  Thus, it makes little sense to
  consider attackers that only observe messages but do not send any.
  In fact, some active attacks are easier, for the average attacker, to
  launch than a passive one would be.  That is, in many active attacks
  the attacker can initiate binding update processing at any time,
  while most passive attacks require the attacker to wait for suitable
  messages to be sent by the target nodes.

  Nevertheless, an important class of passive attacks remains:  attacks
  on privacy.  It is well known that simply by examining packets,
  eavesdroppers can track the movements of individual nodes (and
  potentially, users) [3].  Mobile IPv6 exacerbates the problem by
  adding more potentially sensitive information into the packets (e.g.,
  Binding Updates, routing headers or home address options).  This
  document does not address these attacks.

  We first consider attacks against nodes that are supposed to have a
  specified address (Section 3.1), continuing with flooding attacks
  (Section 3.2) and attacks against the basic Binding Update protocol
  (Section 3.3).  After that, we present a classification of the
  attacks (Section 3.4).  Finally, we consider the applicability of
  solutions relying on some kind of a global security infrastructure
  (Section 3.5).

3.1.  Attacks Against Address 'Owners' ("Address Stealing")

  The most obvious danger in Mobile IPv6 is address "stealing", when an
  attacker illegitimately claims to be a given node at a given address
  and tries to "steal" traffic destined to that address.  We first
  describe the basic variant of this attack, follow with a description
  of how the situation is affected if the target is a stationary node,
  and continue with more complicated issues related to timing (so
  called "future" attacks), confidentiality and integrity, and DoS
  aspects.

3.1.1.  Basic Address Stealing

  If Binding Updates were not authenticated at all, an attacker could
  fabricate and send spoofed binding updates from anywhere in the
  Internet.  All nodes that support the correspondent node
  functionality would become unwitting accomplices to this attack.  As



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  explained in Section 2.1, there is no way of telling which addresses
  belong to mobile nodes that really could send binding updates and
  which addresses belong to stationary nodes (see below), so
  potentially any node (including "static" nodes) is vulnerable.

       +---+  original       +---+ new packet   +---+
       | B |<----------------| A |- - - - - - ->| C |
       +---+  packet flow    +---+ flow         +---+
                               ^
                               |
                               | False BU: B -> C
                               |
                           +----------+
                           | Attacker |
                           +----------+

                      Figure 2.  Basic Address Stealing

  Consider an IP node, A, sending IP packets to another IP node, B.
  The attacker could redirect the packets to an arbitrary address, C,
  by sending a Binding Update to A.  The home address (HoA) in the
  binding update would be B and the care-of address (CoA) would be C.
  After receiving this binding update, A would send all packets
  intended for the node B to the address C.  See Figure 2.

  The attacker might select the care-of address to be either its own
  current address, another address in its local network, or any other
  IP address.  If the attacker selected a local care-of address
  allowing it to receive the packets, it would be able to send replies
  to the correspondent node.  Ingress filtering at the attacker's
  local+ network does not prevent the spoofing of Binding Updates but
  forces the attacker either to choose a care-of address from inside
  its own network or to use the Alternate care-of address sub-option.

  The binding update authorization mechanism used in the MIPv6 security
  design is primarily intended to mitigate this threat, and to limit
  the location of attackers to the path between a correspondent node
  and the home agent.

3.1.2.  Stealing Addresses of Stationary Nodes

  The attacker needs to know or guess the IP addresses of both the
  source of the packets to be diverted (A in the example above) and the
  destination of the packets (B, above).  This means that it is
  difficult to redirect all packets to or from a specific node because
  the attacker would need to know the IP addresses of all the nodes
  with which it is communicating.




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  Nodes with well-known addresses, such as servers and those using
  stateful configuration, are most vulnerable.  Nodes that are a part
  of the network infrastructure, such as DNS servers, are particularly
  interesting targets for attackers and particularly easy to identify.

  Nodes that frequently change their address and use random addresses
  are relatively safe.  However, if they register their address into
  Dynamic DNS, they become more exposed.  Similarly, nodes that visit
  publicly accessible networks such as airport wireless LANs risk
  revealing their addresses.  IPv6 addressing privacy features [3]
  mitigate these risks to an extent, but note that addresses cannot be
  completely recycled while there are still open sessions that use
  those addresses.

  Thus, it is not the mobile nodes that are most vulnerable to address
  stealing attacks; it is the well-known static servers.  Furthermore,
  the servers often run old or heavily optimized operating systems and
  may not have any mobility related code at all.  Thus, the security
  design cannot be based on the idea that mobile nodes might somehow be
  able to detect whether someone has stolen their address, and reset
  the state at the correspondent node.  Instead, the security design
  must make reasonable measures to prevent the creation of fraudulent
  binding cache entries in the first place.

3.1.3.  Future Address Sealing

  If an attacker knows an address that a node is likely to select in
  the future, it can launch a "future" address stealing attack.  The
  attacker creates a Binding Cache Entry with the home address that it
  anticipates the target node will use.  If the Home Agent allows
  dynamic home addresses, the attacker may be able to do this
  legitimately.  That is, if the attacker is a client of the Home Agent
  and is able to acquire the home address temporarily, it may be able
  to do so and then to return the home address to the Home Agent once
  the BCE is in place.

  Now, if the BCE state had a long expiration time, the target node
  would acquire the same home address while the BCE is still effective,
  and the attacker would be able to launch a successful man-in-the-
  middle or denial-of-service attack.  The mechanism applied in the
  MIPv6 security design is to limit the lifetime of Binding Cache
  Entries to a few minutes.

  Note that this attack applies only to fairly specific conditions.
  There are also some variations of this attack that are theoretically
  possible under some other conditions.  However, all of these attacks
  are limited by the Binding Cache Entry lifetime, and therefore they
  are not a real concern with the current design.



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3.1.4.  Attacks against Secrecy and Integrity

  By spoofing Binding Updates, an attacker could redirect all packets
  between two IP nodes to itself.  By sending a spoofed binding update
  to A, it could capture the data intended to B.  That is, it could
  pretend to be B and highjack A's connections with B, or it could
  establish new spoofed connections.  The attacker could also send
  spoofed binding updates to both A and B and insert itself in the
  middle of all connections between them (man-in-the-middle attack).
  Consequently, the attacker would be able to see and modify the
  packets sent between A and B.  See Figure 3.

    Original data path, before man-in-the-middle attack

         +---+                               +---+
         | A |                               | B |
         +---+                               +---+
           \___________________________________/

    Modified data path, after the falsified binding updates

         +---+                               +---+
         | A |                               | B |
         +---+                               +---+
           \                                  /
            \                                /
             \          +----------+        /
              \---------| Attacker |-------/
                        +----------+

                      Figure 3.  Man-in-the-Middle Attack

  Strong end-to-end encryption and integrity protection, such as
  authenticated IPsec, can prevent all the attacks against data secrecy
  and integrity.  When the data is cryptographically protected, spoofed
  binding updates could result in denial of service (see below) but not
  in disclosure or corruption of sensitive data beyond revealing the
  existence of the traffic flows.  Two fixed nodes could also protect
  communication between themselves by refusing to accept binding
  updates from each other.  Ingress filtering, on the other hand, does
  not help, as the attacker is using its own address as the care-of
  address and is not spoofing source IP addresses.

  The protection adopted in MIPv6 Security Design is to authenticate
  (albeit weakly) the addresses by return routability (RR), which
  limits the topological locations from which the attack is possible
  (see Section 4.1).




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3.1.5.  Basic Denial-of-Service Attacks

  By sending spoofed binding updates, the attacker could redirect all
  packets sent between two IP nodes to a random or nonexistent address
  (or addresses).  As a result, it might be able to stop or disrupt
  communication between the nodes.  This attack is serious because any
  Internet node could be targeted, including fixed nodes belonging to
  the infrastructure (e.g., DNS servers) that are also vulnerable.
  Again, the selected protection mechanism is return routability (RR).

3.1.6.  Replaying and Blocking Binding Updates

  Any protocol for authenticating binding updates has to consider
  replay attacks.  That is, an attacker may be able to replay recently
  authenticated binding updates to the correspondent and, consequently,
  to direct packets to the mobile node's previous location.  As with
  spoofed binding updates, this could be used both for capturing
  packets and for DoS.  The attacker could capture the packets and
  impersonate the mobile node if it reserved the mobile's previous
  address after the mobile node has moved away and then replayed the
  previous binding update to redirect packets back to the previous
  location.

  In a related attack, the attacker blocks binding updates from the
  mobile at its new location, e.g., by jamming the radio link or by
  mounting a flooding attack.  The attacker then takes over the
  mobile's connections at the old location.  The attacker will be able
  to capture the packets sent to the mobile and to impersonate the
  mobile until the correspondent's Binding Cache entry expires.

  Both of the above attacks require that the attacker be on the same
  local network with the mobile, where it can relatively easily observe
  packets and block them even if the mobile does not move to a new
  location.  Therefore, we believe that these attacks are not as
  serious as ones that can be mounted from remote locations.  The
  limited lifetime of the Binding Cache entry and the associated nonces
  limit the time frame within which the replay attacks are possible.
  Replay protection is provided by the sequence number and MAC in the
  Binding Update.  To not undermine this protection, correspondent
  nodes must exercise care upon deleting a binding cache entry, as per
  section 5.2.8 ("Preventing Replay Attacks") in [6].

3.2.  Attacks Against Other Nodes and Networks (Flooding)

  By sending spoofed binding updates, an attacker could redirect
  traffic to an arbitrary IP address.  This could be used to overload
  an arbitrary Internet address with an excessive volume of packets
  (known as a 'bombing attack').  The attacker could also target a



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  network by redirecting data to one or more IP addresses within the
  network.  There are two main variations of flooding: basic flooding
  and return-to-home flooding.  We consider them separately.

3.2.1.  Basic Flooding

  In the simplest attack, the attacker knows that there is a heavy data
  stream from node A to B and redirects this to the target address C.
  However, A would soon stop sending the data because it is not
  receiving acknowledgements from B.

       (B is attacker)

       +---+  original       +---+ flooding packet   +---+
       | B |<================| A |==================>| C |
       +---+  packet flow    +---+ flow              +---+
        |                      ^
         \                    /
          \__________________/
         False binding update + false acknowledgements

                Figure 4.  Basic Flooding Attack

  A more sophisticated attacker would act itself as B; see Figure 4.
  It would first subscribe to a data stream (e.g., a video stream) and
  redirect this stream to the target address C.  The attacker would
  even be able to spoof the acknowledgements.  For example, consider a
  TCP stream.  The attacker would perform the TCP handshake itself and
  thus know the initial sequence numbers.  After redirecting the data
  to C, the attacker would continue to send spoofed acknowledgements.
  It would even be able to accelerate the data rate by simulating a
  fatter pipe [12].

  This attack might be even easier with UDP/RTP.  The attacker could
  create spoofed RTCP acknowledgements.  Either way, the attacker would
  be able to redirect an increasing stream of unwanted data to the
  target address without doing much work itself.  It could carry on
  opening more streams and refreshing the Binding Cache entries by
  sending a new binding update every few minutes.  Thus, the limitation
  of BCE lifetime to a few minutes does not help here without
  additional measures.

  During the Mobile IPv6 design process, the effectiveness of this
  attack was debated.  It was mistakenly assumed that the target node
  would send a TCP Reset to the source of the unwanted data stream,
  which would then stop sending.  In reality, all practical TCP/IP
  implementations fail to send the Reset.  The target node drops the
  unwanted packets at the IP layer because it does not have a Binding



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  Update List entry corresponding to the Routing Header on the incoming
  packet.  Thus, the flooding data is never processed at the TCP layer
  of the target node, and no Reset is sent.  This means that the attack
  using TCP streams is more effective than was originally believed.

  This attack is serious because the target can be any node or network,
  not only a mobile one.  What makes it particularly serious compared
  to the other attacks is that the target itself cannot do anything to
  prevent the attack.  For example, it does not help if the target
  network stops using Route Optimization.  The damage is compounded if
  these techniques are used to amplify the effect of other distributed
  denial-of-service (DDoS) attacks.  Ingress filtering in the
  attacker's local network prevents the spoofing of source addresses
  but the attack would still be possible by setting the Alternate
  care-of address sub-option to the target address.

  Again, the protection mechanism adopted for MIPv6 is return
  routability.  This time it is necessary to check that there is indeed
  a node at the new care-of address, and that the node is the one that
  requested redirecting packets to that very address (see Section
  4.1.2).

3.2.2.  Return-to-Home Flooding

  A variation of the bombing attack would target the home address or
  the home network instead of the care-of address or a visited network.
  The attacker would claim to be a mobile with the home address equal
  to the target address.  While claiming to be away from home, the
  attacker would start downloading a data stream.  The attacker would
  then send a binding update cancellation (i.e., a request to delete
  the binding from the Binding Cache) or just allow the cache entry to
  expire.  Either would redirect the data stream to the home network.
  As when bombing a care-of address, the attacker can keep the stream
  alive and even increase the data rate by spoofing acknowledgements.
  When successful, the bombing attack against the home network is just
  as serious as that against a care-of address.

  The basic protection mechanism adopted is return routability.
  However, it is hard to fully protect against this attack; see Section
  4.1.1.

3.3.  Attacks against Binding Update Protocols

  Security protocols that successfully protect the secrecy and
  integrity of data can sometimes make the participants more vulnerable
  to denial-of-service attacks.  In fact, the stronger the
  authentication, the easier it may be for an attacker to use the




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  protocol features to exhaust the mobile's or the correspondent's
  resources.

3.3.1.  Inducing Unnecessary Binding Updates

  When a mobile node receives an IP packet from a new correspondent via
  the home agent, it may initiate the binding update protocol.  An
  attacker can exploit this by sending the mobile node a spoofed IP
  packet (e.g., ping or TCP SYN packet) that appears to come from a new
  correspondent node.  Since the packet arrives via the home agent, the
  mobile node may start the binding update protocol with the
  correspondent node.  The decision as to whether to initiate the
  binding update procedure may depend on several factors (including
  heuristics, cross layer information, and configuration options) and
  is not specified by Mobile IPv6.  Not initiating the binding update
  procedure automatically may alleviate these attacks, but it will not,
  in general, prevent them completely.

  In a real attack the attacker would induce the mobile node to
  initiate binding update protocols with a large number of
  correspondent nodes at the same time.  If the correspondent addresses
  are real addresses of existing IP nodes, then most instances of the
  binding update protocol might even complete successfully.  The
  entries created in the Binding Cache are correct but useless.  In
  this way, the attacker can induce the mobile to execute the binding
  update protocol unnecessarily, which can drain the mobile's
  resources.

  A correspondent node (i.e., any IP node) can also be attacked in a
  similar way.  The attacker sends spoofed IP packets to a large number
  of mobiles, with the target node's address as the source address.
  These mobiles will initiate the binding update protocol with the
  target node.  Again, most of the binding update protocol executions
  will complete successfully.  By inducing a large number of
  unnecessary binding updates, the attacker is able to consume the
  target node's resources.

  This attack is possible against any binding update authentication
  protocol.  The more resources the binding update protocol consumes,
  the more serious the attack.  Therefore, strong cryptographic
  authentication protocol is more vulnerable to the attack than a weak
  one or unauthenticated binding updates.  Ingress filtering helps a
  little, since it makes it harder to forge the source address of the
  spoofed packets, but it does not completely eliminate this threat.

  A node should protect itself from the attack by setting a limit on
  the amount of resources (i.e., processing time, memory, and
  communications bandwidth) that it uses for processing binding



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  updates.  When the limit is exceeded, the node can simply stop
  attempting route optimization.  Sometimes it is possible to process
  some binding updates even when a node is under the attack.  A mobile
  node may have a local security policy listing a limited number of
  addresses to which binding updates will be sent even when the mobile
  node is under DoS attack.  A correspondent node (i.e., any IP node)
  may similarly have a local security policy listing a limited set of
  addresses from which binding updates will be accepted even when the
  correspondent is under a binding update DoS attack.

  The node may also recognize addresses with it had meaningful
  communication in the past and only send binding updates to, or accept
  them from, those addresses.  Since it may be impossible for the IP
  layer to know about the protocol state in higher protocol layers, a
  good measure of the meaningfulness of the past communication is
  probably per-address packet counts.  Alternatively, Neighbor
  Discovery [2] (Section 5.1, Conceptual Data Structures) defines the
  Destination Cache as a set of entries about destinations to which
  traffic has been sent recently.  Thus, implementors may wish to use
  the information in the Destination Cache.

  Section 11.7.2 ("Correspondent Registration") in [6] does not specify
  when such a route optimization procedure should be initiated.  It
  does indicate when it may justifiable to do so, but these hints are
  not enough.  This remains an area where more work is needed.
  Obviously, given that route optimization is optional, any node that
  finds the processing load excessive or unjustified may simply turn it
  off (either selectively or completely).

3.3.2.  Forcing Non-Optimized Routing

  As a variant of the previous attack, the attacker can prevent a
  correspondent node from using route optimization by filling its
  Binding Cache with unnecessary entries so that most entries for real
  mobiles are dropped.

  Any successful DoS attack against a mobile or correspondent node can
  also prevent the processing of binding updates.  We have previously
  suggested that the target of a DoS attack may respond by stopping
  route optimization for all or some communication.  Obviously, an
  attacker can exploit this fallback mechanism and force the target to
  use the less efficient home agent-based routing.  The attacker only
  needs to mount a noticeable DoS attack against the mobile or
  correspondent, and the target will default to non-optimized routing.

  The target node can mitigate the effects of the attack by reserving
  more space for the Binding Cache, by reverting to non-optimized
  routing only when it cannot otherwise cope with the DoS attack, by



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  trying aggressively to return to optimized routing, or by favoring
  mobiles with which it has an established relationship.  This attack
  is not as serious as the ones described earlier, but applications
  that rely on Route Optimization could still be affected.  For
  instance, conversational multimedia sessions can suffer drastically
  from the additional delays caused by triangle routing.

3.3.3.  Reflection and Amplification

  Attackers sometimes try to hide the source of a packet-flooding
  attack by reflecting the traffic from other nodes [1].  That is,
  instead of sending the flood of packets directly to the target, the
  attacker sends data to other nodes, tricking them to send the same
  number, or more, packets to the target.  Such reflection can hide the
  attacker's address even when ingress filtering prevents source
  address spoofing.  Reflection is particularly dangerous if the
  packets can be reflected multiple times, if they can be sent into a
  looping path, or if the nodes can be tricked into sending many more
  packets than they receive from the attacker, because such features
  can be used to amplify the traffic by a significant factor.  When
  designing protocols, one should avoid creating services that can be
  used for reflection and amplification.

  Triangle routing would easily create opportunities for reflection: a
  correspondent node receives packets (e.g., TCP SYN) from the mobile
  node and replies to the home address given by the mobile node in the
  Home Address Option (HAO).  The mobile might not really be a mobile
  and the home address could actually be the target address.  The
  target would only see the packets sent by the correspondent and could
  not see the attacker's address (even if ingress filtering prevents
  the attacker from spoofing its source address).

       +----------+ TCP SYN with HAO    +-----------+
       | Attacker |-------------------->| Reflector |
       +----------+                     +-----------+
                                              |
                                              | TCP SYN-ACK to HoA
                                              V
                                        +-----------+
                                        | Flooding  |
                                        | target    |
                                        +-----------+

                         Figure 5.  Reflection Attack

  A badly designed binding update protocol could also be used for
  reflection: the correspondent would respond to a data packet by
  initiating the binding update authentication protocol, which usually



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  involves sending a packet to the home address.  In that case, the
  reflection attack can be discouraged by copying the mobile's address
  into the messages sent by the mobile to the correspondent.  (The
  mobile's source address is usually the same as the care-of address,
  but an Alternative Care-of Address sub-option can specify a different
  care-of address.)  Some of the early proposals for MIPv6 security
  used this approach and were prone to reflection attacks.

  In some of the proposals for binding update authentication protocols,
  the correspondent node responded to an initial message from the
  mobile with two packets (one to the home address, one to the care-of
  address).  It would have been possible to use this to amplify a
  flooding attack by a factor of two.  Furthermore, with public-key
  authentication, the packets sent by the correspondent might have been
  significantly larger than the one that triggers them.

  These types of reflection and amplification can be avoided by
  ensuring that the correspondent only responds to the same address
  from which it received a packet, and only with a single packet of the
  same size.  These principles have been applied to MIPv6 security
  design.

3.4.  Classification of Attacks

  Sect. Attack name                            Target Sev. Mitigation
  ---------------------------------------------------------------------
  3.1.1 Basic address stealing                 MN     Med. RR
  3.1.2 Stealing addresses of stationary nodes Any    High RR
  3.1.3 Future address stealing                MN     Low  RR, lifetime
  3.1.4 Attacks against secrecy and integrity  MN     Low  RR, IPsec
  3.1.5 Basic denial-of-service attacks        Any    Med. RR
  3.1.6 Replaying and blocking binding updates MN     Low  lifetime,
                                                           seq number,
                                                           MAC
  3.2.1 Basic flooding                         Any    High RR
  3.2.2 Return-to-home flooding                Any    High RR
  3.3.1 Inducing unnecessary binding updates   MN, CN Med. heuristics
  3.3.2 Forcing non-optimized routing          MN     Low  heuristics
  3.3.3 Reflection and amplification           N/A    Med. BU design

                 Figure 6.  Summary of Discussed Attacks

  Figure 6 gives a summary of the attacks discussed.  As it stands at
  the time of writing, the return-to-the-home flooding and the
  induction of unnecessary binding updates look like the threats
  against which we have the least amount of protection, compared to
  their severity.




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3.5.  Problems with Infrastructure-Based Authorization

  Early in the MIPv6 design process, it was assumed that plain IPsec
  could be the default way to secure Binding Updates with arbitrary
  correspondent nodes.  However, this turned out to be impossible.
  Plain IPsec relies on an infrastructure for key management, which, to
  be usable with any arbitrary pair of nodes, would need to be global
  in scope.  Such a "global PKI" does not exist, nor is it expected to
  come into existence any time soon.

  More minor issues that also surfaced at the time were: (1)
  insufficient filtering granularity for the state of IPsec at the
  time, (2) cost to establish a security association (in terms of CPU
  and round trip times), and (3) expressing the proper authorization
  (as opposed to just authentication) for binding updates [13].  These
  issues are solvable, and, in particular, (1) and (3) have been
  addressed for IPsec usage with binding updates between the mobile
  node and the home agent [7].

  However, the lack of a global PKI remains unsolved.

  One way to provide a global key infrastructure for mobile IP could be
  DNSSEC.  Such a scheme is not completely supported by the existing
  specifications, as it constitutes a new application of the KEY RR,
  something explicitly limited to DNSSEC [8] [9] [10].  Nevertheless,
  if one were to define it, one could proceed along the following
  lines: A secure reverse DNS that provided a public key for each IP
  address could be used to verify that a binding update is indeed
  signed by an authorized party.  However, in order to be secure, each
  link in such a system must be secure.  That is, there must be a chain
  of keys and signatures all the way down from the root (or at least
  starting from a trust anchor common to the mobile node and the
  correspondent node) to the given IP address.  Furthermore, it is not
  enough that each key be signed by the key above it in the chain.  It
  is also necessary that each signature explicitly authorize the lower
  key to manage the corresponding address block below.

  Even though it would be theoretically possible to build a secure
  reverse DNS infrastructure along the lines shown above, the practical
  problems would be daunting.  Whereas the delegation and key signing
  might work close to the root of the tree, it would probably break
  down somewhere along the path to the individual nodes.  Note that a
  similar delegation tree is currently being proposed for Secure
  Neighbor Discovery [15], although in this case only routers (not
  necessarily every single potential mobile node) need to secure such a
  certificate.  Furthermore, checking all the signatures on the tree
  would place a considerable burden on the correspondent nodes, making
  route optimization prohibitive, or at least justifiable only in very



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  particular circumstances.  Finally, it is not enough simply to check
  whether the mobile node is authorized to send binding updates
  containing a given home address, because to protect against flooding
  attacks, the care-of address must also be verified.

  Relying on this same secure DNS infrastructure to verify care-of
  addresses would be even harder than verifying home addresses.
  Instead, a different method would be required, e.g., a return
  routability procedure.  If so, the obvious question is whether the
  gargantuan cost of deploying the global secure DNS infrastructure is
  worth the additional protection it affords, as compared to simply
  using return routability for both home address and care-of address
  verification.

4.  Solution Selected for Mobile IPv6

  The current Mobile IPv6 route optimization security has been
  carefully designed to prevent or mitigate the threats that were
  discussed in Section 3.  The goal has been to produce a design with a
  level of security close to that of a static IPv4-based Internet, and
  with an acceptable cost in terms of packets, delay, and processing.
  The result is not what one would expect: it is definitely not a
  traditional cryptographic protocol.  Instead, the result relies
  heavily on the assumption of an uncorrupted routing infrastructure
  and builds upon the idea of checking that an alleged mobile node is
  indeed reachable through both its home address and its care-of
  address.  Furthermore, the lifetime of the state created at the
  corresponded nodes is deliberately restricted to a few minutes, in
  order to limit the potential threat from time shifting.

  This section describes the solution in reasonable detail (for further
  details see the specification), starting from Return Routability
  (Section 4.1), continuing with a discussion about state creation at
  the correspondent node (Section 4.2), and completing the description
  with a discussion about the lifetime of Binding Cache Entries
  (Section 4.3).

4.1.  Return Routability

  Return Routability (RR) is the name of the basic mechanism deployed
  by Mobile IPv6 route optimization security design.  RR is based on
  the idea that a node should be able to verify that there is a node
  that is able to respond to packets sent to a given address.  The
  check yields false positives if the routing infrastructure is
  compromised or if there is an attacker between the verifier and the
  address to be verified.  With these exceptions, it is assumed that a
  successful reply indicates that there is indeed a node at the given




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  address, and that the node is willing to reply to the probes sent to
  it.

  The basic return routability mechanism consists of two checks, a Home
  Address check (see Section 4.1.1) and a care-of-address check (see
  Section 4.1.2).  The packet flow is depicted in Figure 7.  First, the
  mobile node sends two packets to the correspondent node: a Home Test
  Init (HoTI) packet is sent through the home agent, and a Care-of Test
  Init (CoTI) directly.  The correspondent node replies to both of
  these independently by sending a Home Test (HoT) in response to the
  Home Test Init and a Care-of Test (CoT) in response to the Care-of
  Test Init.  Finally, once the mobile node has received both the Home
  Test and Care-of Test packets, it sends a Binding Update to the
  correspondent node.

          +------+   1a) HoTI            +------+
          |      |---------------------->|      |
          |  MN  |   2a) HoT             |  HA  |
          |      |<----------------------|      |
          +------+                       +------+
  1b) CoTI | ^  |                        /  ^
           | |2b| CoT                   /  /
           | |  |                      /  /
           | |  | 3) BU               /  /
           V |  V                    /  /
          +------+   1a) HoTI       /  /
          |      |<----------------/  /
          |  CN  |   2a) HoT         /
          |      |------------------/
          +------+

                Figure 7.  Return Routability Packet Flow

  It might appear that the actual design was somewhat convoluted.  That
  is, the real return routability checks are the message pairs < Home
  Test, Binding Update > and < Care-of Test, Binding Update >.  The
  Home Test Init and Care-of Test Init packets are only needed to
  trigger the test packets, and the Binding Update acts as a combined
  routability response to both of the tests.

  There are two main reasons behind this design:

  o  avoidance of reflection and amplification (see Section 3.3.3), and

  o  avoidance of state exhaustion DoS attacks (see Section 4.2).

  The reason for sending two Init packets instead of one is to avoid
  amplification.  The correspondent node does not know anything about



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  the mobile node, and therefore it just receives an unsolicited IP
  packet from some arbitrary IP address.  In a way, this is similar to
  a server receiving a TCP SYN from a previously unknown client.  If
  the correspondent node were to send two packets in response to an
  initial trigger, that would provide the potential for a DoS
  amplification effect, as discussed in Section 3.3.3.

  This scheme also avoids providing for a potential reflection attack.
  If the correspondent node were to reply to an address other than the
  source address of the packet, that would create a reflection effect.
  Thus, the only safe mechanism possible for a naive correspondent is
  to reply to each received packet with just one packet, and to send
  the reply to the source address of the received packet.  Hence, two
  initial triggers are needed instead of just one.

  Let us now consider the two return routability tests separately.  In
  the following sections, the derivation of cryptographic material from
  each of these is shown in a simplified manner.  For the real formulas
  and more detail, please refer to [6].

4.1.1.  Home Address Check

  The Home Address check consists of a Home Test (HoT) packet and a
  subsequent Binding Update (BU).  It is triggered by the arrival of a
  Home Test Init (HoTI).  A correspondent node replies to a Home Test
  Init by sending a Home Test to the source address of the Home Test
  Init.  The source address is assumed to be the home address of a
  mobile node, and therefore the Home Test is assumed to be tunneled by
  the Home Agent to the mobile node.  The Home Test contains a
  cryptographically generated token, home keygen token, which is formed
  by calculating a hash function over the concatenation of a secret
  key, Kcn, known only by the correspondent node, the source address of
  the Home Test Init packet, and a nonce.

     home keygen token = hash(Kcn | home address | nonce | 0)

  An index to the nonce is also included in the Home Test packet,
  allowing the correspondent node to find the appropriate nonce more
  easily.

  The token allows the correspondent node to make sure that any binding
  update received subsequently has been created by a node that has seen
  the Home Test packet; see Section 4.2.

  In most cases, the Home Test packet is forwarded over two different
  segments of the Internet.  It first traverses from the correspondent
  node to the Home Agent.  On this trip, it is not protected and any
  eavesdropper on the path can learn its contents.  The Home Agent then



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  forwards the packet to the mobile node.  This path is taken inside an
  IPsec ESP protected tunnel, making it impossible for the outsiders to
  learn the contents of the packet.

  At first, it may sound unnecessary to protect the packet between the
  home agent and the mobile node, since it travelled unprotected
  between the correspondent node and the mobile node.  If all links in
  the Internet were equally insecure, the additional protection would
  be unnecessary.  However, in most practical settings the network is
  likely to be more secure near the home agent than near the mobile
  node.  For example, if the home agent hosts a virtual home link and
  the mobile nodes are never actually at home, an eavesdropper should
  be close to the correspondent node or on the path between the
  correspondent node and the home agent, since it could not eavesdrop
  at the home agent.  If the correspondent node is a major server, all
  the links on the path between it and the home agent are likely to be
  fairly secure.  On the other hand, the Mobile Node is probably using
  wireless access technology, making it sometimes trivial to eavesdrop
  on its access link.  Thus, it is fairly easy to eavesdrop on packets
  that arrive at the mobile node.  Consequently, protecting the HA-MN
  path is likely to provide real security benefits even when the CN-HA
  path remains unprotected.

4.1.2.  Care-of-Address Check

  From the correspondent node's point of view, the Care-of-Address
  check is very similar to the home check.  The only difference is that
  now the source address of the received Care-of Test Init packet is
  assumed to be the care-of address of the mobile node.  Furthermore,
  the token is created in a slightly different manner in order to make
  it impossible to use home tokens for care-of tokens or vice versa.

     care-of keygen token = hash(Kcn | care-of address | nonce | 1)

  The Care-of Test traverses only one leg, directly from the
  correspondent node to the mobile node.  It remains unprotected all
  along the way, making it vulnerable to eavesdroppers near the
  correspondent node, on the path from the correspondent node to the
  mobile node, or near the mobile node.

4.1.3.  Forming the First Binding Update

  When the mobile node has received both the Home Test and Care-of Test
  messages, it creates a binding key, Kbm, by computing a hash function
  over the concatenation of the tokens received.

  This key is used to protect the first and the subsequent binding
  updates, as long as the key remains valid.



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  Note that the key Kbm is available to anyone who is able to receive
  both the Care-of Test and Home Test messages.  However, they are
  normally routed by different routes through the network, and the Home
  Test is transmitted over an encrypted tunnel from the home agent to
  the mobile node (see also Section 5.4).

4.2.  Creating State Safely

  The correspondent node may remain stateless until it receives the
  first Binding Update.  That is, it does not need to record receiving
  and replying to the Home Test Init and Care-of Test Init messages.
  The Home Test Init/Home Test and Care-of Test Init/Care-of Test
  exchanges take place in parallel but independently of each other.
  Thus, the correspondent can respond to each message immediately, and
  it does not need to remember doing that.  This helps in potential
  denial-of-service situations: no memory needs to be reserved for
  processing Home Test Init and Care-of Test Init messages.
  Furthermore, Home Test Init and Care-of Test Init processing is
  designed to be lightweight, and it can be rate limited if necessary.

  When receiving a first binding update, the correspondent node goes
  through a rather complicated procedure.  The purpose of this
  procedure is to ensure that there is indeed a mobile node that has
  recently received a Home Test and a Care-of Test that were sent to
  the claimed home and care-of addresses, respectively, and to make
  sure that the correspondent node does not unnecessarily spend CPU or
  other resources while performing this check.

  Since the correspondent node does not have any state when the binding
  update arrives, the binding update itself must contain enough
  information so that relevant state can be created.  To that end, the
  binding update contains the following pieces of information:

  Source address:  The care-of address specified in the Binding Update
     must be equal to the source address used in the Care-of Test Init
     message.  Notice that this applies to the effective Care-of
     Address of the Binding Update.  In particular, if the Binding
     Update includes an Alternate Care-of Address (AltCoA) [6], the
     effective CoA is, of course, this AltCoA.  Thus, the Care-of Test
     Init must have originated from the AltCoA.

  Home address:  The home address specified in the Binding Update must
     be equal to the source address used in the Home Test Init message.

  Two nonce indices:  These are copied over from the Home Test and
     Care-of Test messages, and together with the other information
     they allow the correspondent node to re-create the tokens sent in
     the Home Test and Care-of Test messages and used for creating Kbm.



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     Without them, the correspondent node might need to try the 2-3
     latest nonces, leading to unnecessary resource consumption.

  Message Authentication Code (MAC):  The binding update is
     authenticated by computing a MAC function over the care-of
     address, the correspondent node's address and the binding update
     message itself.  The MAC is keyed with the key Kbm.

  Given the addresses, the nonce indices (and thereby the nonces) and
  the key Kcn, the correspondent node can re-create the home and care-
  of tokens at the cost of a few memory lookups and computation of one
  MAC and one hash function.

  Once the correspondent node has re-created the tokens, it hashes the
  tokens together, giving the key Kbm.  If the Binding Update is
  authentic, Kbm is cached together with the binding.  This key is then
  used to verify the MAC that protects integrity and origin of the
  actual Binding Update.  Note that the same Kbm may be used for a
  while, until the mobile node moves (and needs to get a new care-of-
  address token), the care-of token expires, or the home token expires.

4.2.1.  Retransmissions and State Machine

  Note that since the correspondent node may remain stateless until it
  receives a valid binding update, the mobile node is solely
  responsible for retransmissions.  That is, the mobile node should
  keep sending the Home Test Init / Care-of Test Init messages until it
  receives a Home Test / Care-of Test, respectively.  Similarly, it may
  need to send the binding update a few times in the case it is lost
  while in transit.

4.3.  Quick expiration of the Binding Cache Entries

  A Binding Cache Entry, along with the key Kbm, represents the return
  routability state of the network at the time when the Home Test and
  Care-of Test messages were sent out.  It is possible that a specific
  attacker is able to eavesdrop a Home Test message at some point of
  time, but not later.  If the Home Test had an infinite or a long
  lifetime, that would allow the attacker to perform a time shifting
  attack (see Section 2.2).  That is, in the current IPv4 architecture
  an attacker on the path between the correspondent node and the home
  agent is able to perform attacks only as long as the attacker is able
  to eavesdrop (and possibly disrupt) communications on that particular
  path.  A long living Home Test, and consequently the ability to send
  valid binding updates for a long time, would allow the attacker to
  continue its attack even after the attacker is no longer able to
  eavesdrop on the path.




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  To limit the seriousness of this and other similar time shifting
  threats, the validity of the tokens is limited to a few minutes.
  This effectively limits the validity of the key Kbm and the lifetime
  of the resulting binding updates and binding cache entries.

  Although short lifetimes are required by other aspects of the
  security design and the goals, they are clearly detrimental for
  efficiency and robustness.  That is, a Home Test Init / Home Test
  message pair must be exchanged through the home agent every few
  minutes.  These messages are unnecessary from a purely functional
  point of view, thereby representing overhead.  What is worse, though,
  is that they make the home agent a single point of failure.  That is,
  if the Home Test Init / Home Test messages were not needed, the
  existing connections from a mobile node to other nodes could continue
  even when the home agent fails, but the current design forces the
  bindings to expire after a few minutes.

  This concludes our walk-through of the selected security design.  The
  cornerstones of the design were the employment of the return
  routability idea in the Home Test, Care-of Test, and binding update
  messages, the ability to remain stateless until a valid binding
  update is received, and the limiting of the binding lifetimes to a
  few minutes.  Next we briefly discuss some of the remaining threats
  and other problems inherent to the design.

5.  Security Considerations

  This section gives a brief analysis of the security design, mostly in
  the light of what was known when the design was completed in Fall
  2002.  It should be noted that this section does not present a proper
  security analysis of the protocol; it merely discusses a few issues
  that were known at the time the design was completed.

  It should be kept in mind that the MIPv6 RO security design was never
  intended to be fully secure.  Instead, as we stated earlier, the goal
  was to be roughly as secure as non-mobile IPv4 was known to be at the
  time of the design.  As it turns out, the result is slightly less
  secure than IPv4, but the difference is small and most likely
  insignificant in real life.

  The known residual threats as compared with IPv4 are discussed in
  Section 5.1.  Considerations related to the application of IPsec to
  authorize route optimization are discussed in Section 5.2.  Section
  5.3 discusses an attack against neighboring nodes.  Finally, Section
  5.4 deals with the special case of two mobile nodes conversing and
  performing the route optimization procedure with each other.





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5.1.  Residual Threats as Compared to IPv4

  As we mentioned in Section 4.2, the lifetime of a binding represents
  a potential time shift in an attack.  That is, an attacker that is
  able to create a false binding is able to reap the benefits of the
  binding as long as the binding lasts.  Alternatively, the attacker is
  able to delay a return-to-home flooding attack (Section 3.2.2) until
  the binding expires.  This is different from IPv4, where an attacker
  may continue an attack only as long as it is on the path between the
  two hosts.

  Since the binding lifetimes are severely restricted in the current
  design, the ability to do a time shifting attack is equivalently
  restricted.

  Threats possible because of the introduction of route optimization
  are, of course, not present in a baseline IPv4 internet (Section
  3.3).  In particular, inducing unnecessary binding updates could
  potentially be a severe attack, but this would be most likely due to
  faulty implementations.  As an extreme measure, a correspondent node
  can protect against these attacks by turning off route optimization.
  If so, it becomes obvious that the only residual attack against which
  there is no clear-cut prevention (other than its severe limitation as
  currently specified) is the time shifting attack mentioned above.

5.2.  Interaction with IPsec

  A major motivation behind the current binding update design was
  scalability, which implied the ability to run the protocol without
  any existing security infrastructure.  An alternative would have been
  to rely on existing trust relationships, perhaps in the form of a
  special-purpose Public Key Infrastructure in conjunction with IPsec.
  That would have limited scalability, making route optimization
  available only in environments where it is possible to create
  appropriate IPsec security associations between the mobile nodes and
  the corresponding nodes.

  There clearly are situations where there exists an appropriate
  relationship between a mobile node and the correspondent node.  For
  example, if the correspondent node is a server that has pre-
  established keys with the mobile node, that would be the case.
  However, entity authentication or an authenticated session key is not
  necessarily sufficient for accepting Binding Updates.

  Home Address Check:  If one wants to replace the home address check
     with cryptographic credentials, these must carry proper
     authorization for the specific home address, and care must be
     taken to make sure that the issuer of the certificate is entitled



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     to express such authorization.  At the time of the design work,
     the route optimization security design team was not aware of
     standardized certificate formats to do this, although more recent
     efforts within the IETF are addressing this issue.  Note that
     there is plenty of motivation to do so, as any pre-existing
     relationship with a correspondent node would involve the mobile
     node's home address (instead of any of its possible care-of
     addresses).  Accordingly, the IKE exchange would most naturally
     run between the correspondent node and the mobile node's home
     address.  This still leaves open the issue of checking the mobile
     node's care-of address.

  Care-of Address Check:  As for the care-of-address check, in
     practice, it seems highly unlikely that nodes could completely
     replace the care-of-address check with credentials.  Since the
     care-of addresses are ephemeral, in general it is very difficult
     for a mobile node to present credentials that taken at face value
     (by an arbitrary correspondent node) guarantee no misuse for, say,
     flooding attacks (Section 3.2).  As discussed before, a
     reachability check goes a long way to alleviate such attacks.
     Notice that, as part of the normal protocol exchange, establishing
     IPsec security associations via IKE includes one such reachability
     test.  However, as per the previous section, the natural IKE
     protocol exchange runs between the correspondent node and the
     mobile node's home address.  Hence, another reachability check is
     needed to check the care-of address at which the node is currently
     reachable.  If this address changes, such a reachability test is
     likewise necessary, and it is included in ongoing work aimed at
     securely updating the node's current address.

  Nevertheless, the Mobile IPv6 base specification [6] does not specify
  how to use IPsec together with the mobility procedures between the
  mobile node and correspondent node.  On the other hand, the
  specification is carefully written to allow the creation of the
  binding management key Kbm through some different means.
  Accordingly, where an appropriate relationship exists between a
  mobile node and a correspondent node, the use of IPsec is possible,
  and is, in fact, being pursued in more recent work.

5.3.  Pretending to Be One's Neighbor

  One possible attack against the security design is to pretend to be a
  neighboring node.  To launch this attack, the mobile node establishes
  route optimization with some arbitrary correspondent node.  While
  performing the return routability tests and creating the binding
  management key Kbm, the attacker uses its real home address but a
  faked care-of address.  Indeed, the care-of address would be the
  address of the neighboring node on the local link.  The attacker is



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  able to create the binding since it receives a valid Home Test
  normally, and it is able to eavesdrop on the Care-of Test, as it
  appears on the local link.

  This attack would allow the mobile node to divert unwanted traffic
  towards the neighboring node, resulting in an flooding attack.

  However, this attack is not very serious in practice.  First, it is
  limited in the terms of location, since it is only possible against
  neighbors.  Second, the attack works also against the attacker, since
  it shares the local link with the target.  Third, a similar attack is
  possible with Neighbor Discovery spoofing.

5.4.  Two Mobile Nodes Talking to Each Other

  When two mobile nodes want to establish route optimization with each
  other, some care must be exercised in order not to reveal the reverse
  tokens to an attacker.  In this situation, both mobile nodes act
  simultaneously in the mobile node and the correspondent node roles.
  In the correspondent node role, the nodes are vulnerable to attackers
  that are co-located at the same link.  Such an attacker is able to
  learn both the Home Test and Care-of Test sent by the mobile node,
  and therefore it is able to spoof the location of the other mobile
  host to the neighboring one.  What is worse is that the attacker can
  obtain a valid Care-of Test itself, combine it with the Home Test,
  and then claim to the neighboring node that the other node has just
  arrived at the same link.

  There is an easy way to avoid this attack.  In the correspondent node
  role, the mobile node should tunnel the Home Test messages that it
  sends through its home agent.  This prevents the co-located attacker
  from learning any valid Home Test messages.

6.  Conclusions

  This document discussed the security design rationale for the Mobile
  IPv6 Route Optimization.  We have tried to describe the dangers
  created by Mobile IP Route Optimization, the security goals and
  background of the design, and the actual mechanisms employed.

  We started the discussion with a background tour to the IP routing
  architecture the definition of the mobility problem.  After that, we
  covered the avenues of attack: the targets, the time shifting
  abilities, and the possible locations of an attacker.  We outlined a
  number of identified threat scenarios, and discussed how they are
  mitigated in the current design.  Finally, in Section 4 we gave an
  overview of the actual mechanisms employed, and the rational behind
  them.



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RFC 4225             Mobile IPv6 RO Security Design        December 2005


  As far as we know today, the only significant difference between the
  security of an IPv4 Internet and that of an Internet with Mobile IPv6
  (and route optimization) concerns time shifting attacks.
  Nevertheless, these are severely restricted in the current design.

  We have also briefly covered some of the known subtleties and
  shortcomings, but that discussion cannot be exhaustive.  It is quite
  probable that new subtle problems will be discovered with the design.
  As a consequence, it is most likely that the design needs to be
  revised in the light of experience and insight.

7.  Acknowledgements

  We are grateful for: Hesham Soliman for reminding us about the threat
  explained in Section 5.3, Francis Dupont for first discussing the
  case of two mobile nodes talking to each other (Section 5.4) and for
  sundry other comments, Pekka Savola for his help in Section 1.1.1,
  and Elwyn Davies for his thorough editorial review.

8.  Informative References

  [1]   Aura, T., Roe, M., and J. Arkko, "Security of Internet Location
        Management", Proc. 18th Annual Computer Security Applications
        Conference, pages 78-87, Las Vegas, NV, USA, IEEE Press,
        December 2002.

  [2]   Narten, T., Nordmark, E., and W. Simpson, "Neighbor Discovery
        for IP Version 6 (IPv6)", RFC 2461, December 1998.

  [3]   Narten, T. and R. Draves, "Privacy Extensions for Stateless
        Address Autoconfiguration in IPv6", RFC 3041, January 2001.

  [4]   Bush, R. and D. Meyer, "Some Internet Architectural Guidelines
        and Philosophy", RFC 3439, December 2002.

  [5]   Baker, F. and P. Savola, "Ingress Filtering for Multihomed
        Networks", BCP 84, RFC 3704, March 2004.

  [6]   Johnson, D., Perkins, C., and J. Arkko, "Mobility Support in
        IPv6", RFC 3775, June 2004.

  [7]   Arkko, J., Devarapalli, V., and F. Dupont, "Using IPsec to
        Protect Mobile IPv6 Signaling Between Mobile Nodes and Home
        Agents", RFC 3776, June 2004.

  [8]   Arends, R., Austein, R., Larson, M., Massey, D., and S. Rose,
        "DNS Security Introduction and Requirements", RFC 4033, March
        2005.



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RFC 4225             Mobile IPv6 RO Security Design        December 2005


  [9]   Arends, R., Austein, R., Larson, M., Massey, D., and S. Rose,
        "Resource Records for the DNS Security Extensions", RFC 4034,
        March 2005.

  [10]  Arends, R., Austein, R., Larson, M., Massey, D., and S. Rose,
        "Protocol Modifications for the DNS Security Extensions", RFC
        4035, March 2005.

  [11]  Chiappa, J., "Will The Real 'End-End Principle' Please Stand
        Up?", Private Communication, April 2002.

  [12]  Savage, S., Cardwell, N., Wetherall, D., and T. Anderson, "TCP
        Congestion Control with a Misbehaving Receiver", ACM Computer
        Communication Review, 29:5, October 1999.

  [13]  Nikander, P., "Denial-of-Service, Address Ownership, and Early
        Authentication in the IPv6 World", Security Protocols 9th
        International Workshop, Cambridge, UK, April 25-27 2001, LNCS
        2467, pages 12-26, Springer, 2002.

  [14]  Chiappa, J., "Endpoints and Endpoint Names: A Proposed
        Enhancement to the Internet Architecture", Private
        Communication, 1999.

  [15]  Arkko, J., Kempf, J., Zill, B., and P. Nikander, "SEcure
        Neighbor Discovery (SEND)", RFC 3971, March 2005.

























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RFC 4225             Mobile IPv6 RO Security Design        December 2005


Authors' Addresses

  Pekka Nikander
  Ericsson Research NomadicLab
  JORVAS  FIN-02420
  FINLAND

  Phone: +358 9 299 1
  EMail: [email protected]


  Jari Arkko
  Ericsson Research NomadicLab
  JORVAS  FIN-02420
  FINLAND

  EMail: [email protected]


  Tuomas Aura
  Microsoft Research Ltd.
  Roger Needham Building
  7  JJ Thomson Avenue
  Cambridge CB3 0FB
  United Kingdom

  EMail: [email protected]


  Gabriel Montenegro
  Microsoft Corporation
  One Microsoft Way
  Redmond, WA  98052
  USA

  EMail: [email protected]


  Erik Nordmark
  Sun Microsystems
  17 Network Circle
  Menlo Park, CA 94025
  USA

  EMail: [email protected]






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RFC 4225             Mobile IPv6 RO Security Design        December 2005


Full Copyright Statement

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