Network Working Group                                       G. Pelletier
Request for Comments: 4164                                      Ericsson
Category: Standards Track                                    August 2005


                  RObust Header Compression (ROHC):
                Context Replication for ROHC Profiles

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  This document defines context replication, a complement to the
  context initialization procedure found in Robust Header Compression
  (ROHC), as specified in RFC 3095.  Profiles defining support for
  context replication may use the mechanism described herein to
  establish a new context based on another already existing context.
  Context replication is introduced to reduce the overhead of the
  context establishment procedure.  It may be especially useful for the
  compression of multiple short-lived flows that may be occurring
  simultaneously or near-simultaneously, such as short-lived TCP flows.




















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Table of Contents

  1. Introduction ....................................................3
  2. Terminology .....................................................4
  3. Context Replication for ROHC Profiles ...........................5
     3.1. Robustness Considerations ..................................5
     3.2. Replication of Control Fields ..............................5
     3.3. Compressor States and Logic ................................6
          3.3.1. Context Replication (CR) State ......................6
          3.3.2. State Machine with Context Replication ..............7
          3.3.3. State Transition Logic ..............................7
                 3.3.3.1. Selection of Base Context, Upward
                          Transition .................................8
                 3.3.3.2. Optimistic Approach, Upward Transition .....9
                 3.3.3.3. Optional Acknowledgements (ACKs),
                          Upward Transition ..........................9
                 3.3.3.4. Negative ACKs (NACKs), Downward
                          Transition .................................9
     3.4. Decompressor Logic ........................................10
          3.4.1. Replication and Context Initialization .............10
          3.4.2. Reconstruction and Verification ....................10
          3.4.3. Actions upon Failure ...............................11
          3.4.4. Feedback Logic .....................................11
     3.5. Packet Formats ............................................11
          3.5.1. CRCs in the IR-CR Packet ...........................12
                 3.5.1.1. 7-bit CRC .................................13
                 3.5.1.2. 8-bit CRC .................................13
          3.5.2. General Format of the IR-CR Packet .................13
          3.5.3. Properties of the Base Context Identifier (BCID) ...15
  4. Security Considerations ........................................15
  5. Acknowledgements ...............................................15
  6. References .....................................................16
     6.1. Normative References ......................................16
     6.2. Informative References ....................................16
  Appendix A: General Format of the IR-CR Packet (Informative).......17
     A.1.  General Structure (Informative) ..........................17
     A.2.  Profile-Specific Replication Information (Informative) ...17
  Appendix B: Inter-Profile Context Replication (Informative)........18
     B.1.  Defining Support for Inter-Profile Context Replication ...18
     B.2.  Compatibility between Different Profiles (Informative) ...19











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1.  Introduction

  There is often some redundancy between header fields of different
  flows that pass through the same compressor-decompressor pair.  This
  means that some of the information needed to initialize the context
  for decompressing the headers of a new flow may already be present at
  the decompressor.  It may be desirable to reuse this information and
  remove some of the overhead normally required for the initialization
  of a new header compression context at both the compressor and
  decompressor.

  Reducing the overhead of the context establishment procedure is
  particularly useful when multiple short-lived connections (or flows)
  occur simultaneously, or near-simultaneously, between the same
  compressor-decompressor pair.  Because each new packet stream
  requires most of the header information to be sent during the
  initialization phase before smaller compressed headers can be used, a
  multitude of short-lived connections may significantly reduce the
  overall gain from header compression.

  Context replication allows some header fields, such as the IP source
  and/or destination addresses (16 octets each for IPv6), to be omitted
  within the special Initiation and Refresh (IR) packet type
  specifically defined for replication.  It also allows other fields,
  such as source and/or destination ports, to be either omitted or sent
  in a compressed form from the very first packet of the header
  compressed flow.

  Context replication is herein defined as a general ROHC mechanism.
  The benefits of context replication are not limited to any particular
  protocol and its support may be defined for any ROHC profile.

  In particular, context replication is applicable to TCP compression
  because many TCP transfers are short-lived; a behavior analysis of
  TCP/IP header fields among multiple short-lived connections may be
  found in [5].  In addition, [4] introduces considerations and
  requirements for the ROHC-TCP profile [3] to efficiently compress
  such short-lived TCP transfers.

  For profiles supporting this mechanism, the compressor performs
  context replication by reusing or creating a copy of an existing
  context, i.e., a base context, to create the replicated context.  The
  replicated context is then updated to match the header fields of the
  new flow.  The compressor then sends to the decompressor a packet
  that contains a reference to the selected base context, along with
  some data for the fields that need to be updated when creating the





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  replicated context.  Finally, the decompressor creates the replicated
  context based on the reference to the base context along with the
  uncompressed and compressed data from the received packet.

  This document specifies the context replication procedure for ROHC
  profiles.  It defines the general compressor and decompressor logic
  used during context replication, as well as the general format of the
  special IR packet required for this procedure.  Profiles defining
  support for context replication must further specify the specific
  format(s) of this packet.

  The fundamentals of the ROHC framework may be found in [2].  It is
  assumed throughout this document that these are understood.

2.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [1].

  This document reuses some of the terminology found in [2].  In
  addition, this document defines the following terms:

  Base context

     A base context is a context that has been validated by both the
     compressor and the decompressor.  The compressor can use a base
     context as the reference when building a new context using
     replication.

  Base CID (BCID)

     The Base Context Identifier is the CID used to identify the base
     context, from which information needed for context replication can
     be extracted.

  Context replication

     Context replication is the mechanism that initializes a new
     context based on another already existing context (a base
     context).










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3.  Context Replication for ROHC Profiles

  For profiles defining its support, context replication may be used as
  an alternative to the context initialization procedure found in [2].
  Note that for such profiles, only the decompressor is mandated to
  support context replication; the use of the IR-CR packet is optional
  for the compressor.

  This section describes the compressor and decompressor logic as well
  as the general format of the IR packet used with context replication.

3.1.  Robustness Considerations

  Context replication deviates from the initialization procedure
  defined in [2] in that it is able to achieve a certain level of
  compression from the first packet used to initialize the context for
  a new flow.  Therefore, it is of particular importance that the
  context replication procedure be robust.  This requires that a base
  context suitable for replication be used, that the integrity of the
  initialization packet be guaranteed, and finally that the outcome of
  the replication process be verified.

  The primary mechanisms used to achieve robustness of the context
  replication procedure are the selection of the base context (based on
  prior feedback from the decompressor) and the use of checksums.
  Specifically, the compressor must obtain enough confidence that the
  base context selected for replication is valid and available at the
  decompressor before initiating the replication procedure.  Thus, the
  most reliable way to select the base context is to choose a context
  for which at least the static part to be replicated has previously
  been acknowledged by the decompressor.

  In addition, the presence of a CRC covering the information that
  initializes the context ensures the integrity of the IR header used
  for replication.  Finally, an additional CRC calculated over the
  original uncompressed header allows the decompressor to validate the
  reconstructed header and the outcome of the replication process.

3.2.  Replication of Control Fields

  Control fields are fields that are either transmitted from a ROHC
  compressor to a ROHC decompressor or inferred based on the behavior
  of other fields, but are not part of the uncompressed header itself.

  They can be used to control compression and decompression behavior,
  in particular, the set of packet formats to be used.  Control fields
  are profile-specific.  Examples of such fields include the NBO and
  RND flags [2], which indicate whether the IP-ID field is in Network



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  Byte Order and the type of behavior of the field, respectively.
  Another example is the parameter indicating the mode of operation
  [2].

  The IR-CR differs from the IR packet [2] in that its purpose is to
  entirely specify what part of the base context is replicated, and to
  convey the complementary information needed to create a new context.
  Because of this, a profile supporting the use of the IR-CR packet
  SHOULD define for each control field if the value of the field is
  replicated from the base context to the new context, or if its value
  is reinitialized.

  In addition, a compressor MUST NOT initiate context replication while
  a control field that is not reinitialized by replication is being
  updated, e.g., during the handshake for a mode transition [2].

3.3.  Compressor States and Logic

  Compression with ROHC normally starts in the IR state, where IR
  packets must be sent to initialize a new context at the decompressor.
  IR packets include all static and non-static fields of the original
  header in uncompressed form plus some additional information.  The
  compressor stays in the IR state until it obtains confidence that the
  decompressor has received the information.

  Context replication provides an optional mechanism to complement the
  ROHC initialization procedure.  It defines a packet type, the IR
  packet for Context Replication (IR-CR), which can be used to
  initialize a new context.  Consequently, the Context Replication (CR)
  state is introduced to the compressor state machine to encompass the
  additional logic required for the use of the IR-CR packet.

  For profiles defining support for context replication, the compressor
  may thus transit directly from the IR state to the CR state if an
  already existing context can be selected as a base context for
  replication.  This effectively replaces any IR/IR-DYN packets sent
  during the context establishment procedure with an IR-CR packet.

3.3.1.  Context Replication (CR) State

  The purpose of the CR state is to initialize a new context by reusing
  an already existing context.  In this state, the compressor sends a
  combination of uncompressed and compressed information, along with a
  reference to a base context plus some additional information.
  Therefore, header information pertaining to fields that are being
  replicated is not sent.





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  The compressor stays in the CR state until it is confident that the
  decompressor has received the replication information correctly.

3.3.2.  State Machine with Context Replication

  The compressor always starts in the lower compression state (IR), and
  transits to the context replication state (CR) under the constraint
  that the compressor can select a base context that is suitable for
  the flow being compressed (see also Section 3.3.3.1).

  The transition from the CR state to a higher compression state (e.g.,
  the CO state for [3]) is based on the optimistic approach principle
  or feedback received from the decompressor.

  The figure below shows the additional state for the compressor.  The
  details of the state transitions and compression logic are given in
  sub-sections following the figure.

             BCID selection       Optimistic approach / ACK
          +----->----->------+    +----->----->----->-----+
          |                  |    |                       |
          |                  v    |                       v
     +---------+          +---------+              +-------------+
     |   IR    |          |   CR    |              |   Higher    |
     |  state  |          |  state  |              | order state |
     +---------+          +---------+              +-------------+
          ^                    |
          | NACK / STATIC-NACK |
          +---<-----<-----<----+

  Note that context replication is a complement to the normal
  initialization procedure for ROHC profiles that support it.
  Therefore, the compressor transition to the CR state is an optional
  addition to the state machine, and does not affect already existing
  transitions between the IR state and higher order state(s).

3.3.3.  State Transition Logic

  Decisions about transition to and from the CR state are taken by the
  compressor on the basis of:

  - availability of a base context
  - positive feedback from the decompressor (Acknowledgements -- ACKs)
  - negative feedback from the decompressor (Negative ACKs -- NACKs)
  - confidence level regarding error-free decompression of a packet






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  Context replication is designed to operate over links where a
  feedback channel is available.  This is necessary to ensure that the
  information used to create a new context is synchronized between the
  compressor and the decompressor.  In addition, context replication
  may also make use of feedback from decompressor to compressor for
  transition back to the IR state and for OPTIONAL improved forward
  transition towards a state with a higher compression ratio.

  The format that must be used by all profiles for the feedback field
  within the general ROHC format is specified in Section 5.2.2 of [2];
  the feedback information is structured using two possible formats:
  FEEDBACK-1 and FEEDBACK-2.  In particular, FEEDBACK-2 can carry one
  of three possible types of feedback information: ACK, NACK, or
  STATIC-NACK.

3.3.3.1.  Selection of Base Context, Upward Transition

  The compressor may initiate a transition from the IR state to the CR
  state when a suitable base context can be identified.  To perform
  this transition, the compressor selects a context that has previously
  been acknowledged by the decompressor as the base context.  The
  selected context MUST have been acknowledged by the decompressor
  using the CRC option (see also [2], Section 5.7.6.3) in the feedback
  message.  The static part of the base context to be replicated MUST
  have been acknowledged by the decompressor and the base context MUST
  be valid at replication time.

  This also implies that a compressor is not allowed to use the context
  replication mechanism if a feedback channel is not present.  However,
  note that the presence of the feedback channel cannot provide the
  guarantee that a base context selected for replication has not been
  corrupted after it has been acknowledged, or that it is still part of
  the state managed by the decompressor when the IR-CR will be
  received.

  More specifically, RFC 3095 [2] defines the context identifier (CID)
  as a reference to the state information (i.e., the context) used for
  compression and decompression.  Multiple packet streams, each having
  its own context, may thus share a channel; and the CID space along
  with its representation within packet formats may be negotiated as
  part of the channel state.  However, because RFC 3095 [2] does not
  explicitly define context state management between compressor and
  decompressor, in particular for connection-oriented flows (e.g.,
  TCP), no more than a high degree of confidence can be achieved when
  selecting a base context.






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  In the case where feedback is not used by the decompressor, the
  compressor may have to periodically transit back to the IR state.  In
  such a case, the same logic applies for the transition back to the
  higher order state via the CR state: a base context, previously
  acknowledged and suitable for replication, must be re-selected.

  The criteria for whether an existing context is a suitable base
  context for replication for a new flow are left to implementations.

  Whenever the sequencing information from the last acknowledgement
  received is available, the compressor MAY use it to determine what
  fields can be replicated to avoid replicating any fields that have
  changed significantly from the state corresponding to the
  acknowledged packet.

3.3.3.2.  Optimistic Approach, Upward Transition

  Transition to a higher order state can be carried out according to
  the optimistic approach principle.  This means that the compressor
  may perform an upward state transition when it is fairly confident
  that the decompressor has received enough information to correctly
  decompress packets sent according to the higher compression state.

  In general, there are many approaches where the compressor can obtain
  such information.  The compressor may obtain its confidence by
  sending several IR-CR packets with the same information.

3.3.3.3.  Optional Acknowledgements (ACKs), Upward Transition

  An ACK may be sent by the decompressor to indicate that a context has
  been successfully initialized during context replication.

  Upon reception of an ACK, the compressor may assume that the context
  replication procedure was successful and transit from its initial
  state (e.g., IR state) to a higher compression state.

3.3.3.4.  Negative ACKs (NACKs), Downward Transition

  A STATIC-NACK sent by the decompressor may indicate that the
  decompressor could not initialize a valid context during context
  replication, and that the corresponding context has been invalidated.

  Upon reception of a STATIC-NACK, the compressor MUST transit back to
  its initial no context state.  The compressor SHOULD also refrain
  from sending IR-CR packets using the same base context, at least
  until an acknowledgement subsequent to the reception of the





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  STATIC-NACK makes this context suitable for replication (Section
  3.3.3.1).  The compressor SHOULD re-initialize the decompressor
  context using an IR packet.

  A NACK sent by the decompressor may indicate that a valid context has
  been successfully initialized but that the decompression of one or
  more subsequent packets has failed.

  Upon reception of a NACK, the compressor MAY assume that the static
  part of the decompressor context is valid, but that the dynamic part
  is invalid; the compressor may take actions accordingly.

3.4.  Decompressor Logic

3.4.1.  Replication and Context Initialization

  Upon reception of an IR-CR packet, the decompressor first determines
  its content ([2], Section 5.2.6).  The profile indicated in the IR-CR
  packet determines how it is to be processed.  If the CRC (8-bit CRC)
  fails to verify the packet, the packet MUST be discarded.

  If the profile as indicated in the IR-CR packet defines the use of
  the Base CID, and if its corresponding field is present within the
  packet format, this field is used to identify the base context;
  otherwise, the CID is used.

3.4.2.  Reconstruction and Verification

  The decompressor creates a new context using the information present
  in the IR-CR packet together with the identified base context, and
  decompresses the original header.

  The CRC calculated over the original uncompressed header and carried
  within the profile-specific part of the IR-CR headers (7-bit CRC)
  MUST be used to verify decompression.

  When the decompression is verified and successful, the decompressor
  initializes or updates the context with the information received in
  the current header.  The decompressor SHOULD send an ACK when it
  successfully validates the context as a result of the decompression
  of one or more IR-CR packets.

  Otherwise, if the reconstructed header fails the CRC check, changes
  (either initialization or update) to the context MUST NOT be
  performed.  When the decompressor fails to validate the header,
  actions as specified in Section 3.4.3 are taken.





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3.4.3.  Actions upon Failure

  For profiles supporting context replication, the feedback logic of a
  decompressor is similar to the logic used for context initialization,
  as described in [2].

  Specifically, when the decompressor fails to validate the context
  following the decompression of one or more initial IR-CR packets, it
  MUST invalidate the context and remain in its initial state.  In
  addition, the decompressor SHOULD send a STATIC-NACK.  In particular,
  a decompressor implementation performing strict memory management,
  such as deleting context state information when a connection-oriented
  flow (e.g., TCP) is known to have terminated, SHOULD send STATIC-NACK
  in this case.  Otherwise, there is a risk that the compressor will
  maintain a specific CID as a potential candidate for a later
  replication attempt, while actually there is insufficient state left
  in the decompressor for this CID to act as a Base CID.

  If the context has been successfully validated from the decompression
  of one or more initial IR-CR packets, the decompressor SHOULD send a
  NACK when it fails to verify the context following the decompression
  of one or more subsequent IR-CR packets.

3.4.4.  Feedback Logic

  The decompressor SHOULD use the CRC option (see [2], Section 5.7.6.3)
  when sending feedback corresponding to an IR or an IR-CR packet.

3.5.  Packet Formats

  The format of the IR-CR packet has been designed under the following
  constraints:

  a) it must be possible to either overwrite a CID during context
     replication, or to use a different CID than the Base CID for the
     replicated context;
  b) it must be possible to selectively include or exclude from the
     packet format some fields that may be replicable;
  c) it must be possible for some fields that may be replicable to be
     represented within the packet format using either a compressed or
     an uncompressed form;
  d) it must be possible for the decompressor to verify the success of
     the replication procedure;
  e) it is anticipated that profiles, other than ROHC-TCP [3], will
     also define support for context replication.  Therefore it is
     desirable that the packet format be profile independent.





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3.5.1.  CRCs in the IR-CR Packet

  The IR packet, as defined in [2], is used to communicate static
  and/or dynamic parts of a context, and typically initialize the
  context.  For example, the static and dynamic chains of IR packets
  may contain an uncompressed representation of the original header.

  The IR packet format includes an 8-bit CRC, calculated over the
  initial part of the IR packet.  This CRC is meant to protect any
  information that initializes the context.  In particular, its
  coverage always includes any CID information as well as the profile
  used to interpret the remainder of the IR packet.

  The purpose of the 8-bit CRC is to ensure the integrity of the IR
  header itself.  Profiles may extend the coverage of this CRC to
  include the entire IR header, thus allowing the verification of the
  integrity of the entire uncompressed header.  However, because the
  format of the IR packet is common to all ROHC profiles and verified
  as part of the initial processing of a ROHC decompressor (see  [2],
  Section 5.2.6.), profiles may not redefine this CRC beyond the extent
  of its coverage.

  RFC 3095 [2] also defines a 3-bit CRC and a 7-bit CRC for compressed
  headers, used to verify proper decompression and validate the
  context.  This type of CRC is calculated over the original
  uncompressed header, as it is not sufficient to protect only the
  compressed data being exchanged between compressor and decompressor
  for the purpose of ensuring a robust reconstruction of the original
  header.

  Thus, there is a clear distinction in purpose between the 8-bit CRC
  found in the IR packet and the 3-bit or 7-bit CRC found in compressed
  headers.  With context replication, where the IR-CR packet may
  contain both compressed as well as uncompressed information and omit
  entirely replicable fields, this distinction in no longer present.

  Profiles supporting context replication MUST define a CRC over the
  original uncompressed header as part of the profile-specific
  information in the IR-CR packet.  This is necessary to allow a
  decompressor to verify that the replication process has succeeded.











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3.5.1.1.  7-bit CRC

  The 7-bit CRC in the IR-CR packet is calculated over all octets of
  the entire original header, before replication, in the same manner as
  described in Section 5.9.2 of [2].

  The initial content of the CRC register is to be preset to all 1's.
  The CRC polynomial used for the 7-bit CRC in the IR-CR is:

     C(x) = 1 + x + x^2 + x^3 + x^6 + x^7

3.5.1.2.  8-bit CRC

  The coverage of the 8-bit CRC in the IR-CR packet is not profile
  dependent, as opposed to the ROHC IR(-DYN) packet (see [2], Sections
  5.2.3 and 5.2.4).  It MUST cover the entire packet, excluding the
  payload.  In particular, this includes the CID or any add-CID octet
  as well as the Base CID field, if present.  For profiles that define
  the usage of the Base CID within the packet format of the IR-CR as
  optional, this CRC MUST also cover the information used to indicate
  the presence of this field within the packet.

  The initial content of the CRC register is to be preset to all 1's.
  The CRC polynomial used for the 8-bit CRC in the IR-CR is:

     C(x) = 1 + x + x^2 + x^8

3.5.2.  General Format of the IR-CR Packet

  The context replication mechanism requires a dedicated IR packet
  format that uniquely identifies the IR-CR packet.  This packet
  communicates the static and the dynamic parts of the replicated
  context.  It may also communicate a reference to a base context.

  With consideration to the extensibility of the IR packet type defined
  in [2], support for replication can be added using the profile-
  specific part of the IR packet.  Note that there is one bit, (x),
  left in the IR header for "Profile specific information".  The
  definition of this bit is profile specific.  Thus, profiles
  supporting context replication MAY use this bit as a flag indicating
  whether the packet is an IR packet or an IR-CR packet.  Note also
  that profiles may define an alternative method to identify the IR-CR
  packet within the profile-specific information, instead of using this
  bit.

  The IR-CR header associates a CID with a profile, and initializes the
  context using the context replication mechanism.  It is not
  recommended to use this packet to repair a damaged context.



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RFC 4164         Context Replication for ROHC Profiles       August 2005


     The IR-CR has the following general format:

       0   1   2   3   4   5   6   7
      --- --- --- --- --- --- --- ---
     :         Add-CID octet         : if for small CIDs and (CID != 0)
     +---+---+---+---+---+---+---+---+
     | 1   1   1   1   1   1   0   x | IR type octet
     +---+---+---+---+---+---+---+---+
     :                               :
     /      0-2 octets of CID        / 1-2 octets if for large CIDs
     :                               :
     +---+---+---+---+---+---+---+---+
     |            Profile            | 1 octet
     +---+---+---+---+---+---+---+---+
     |              CRC              | 1 octet
     +---+---+---+---+---+---+---+---+
     |                               |
     / Profile-specific information  / variable length
     |                               |
      - - - - - - - - - - - - - - - -
     |                               |
     /           Payload             / variable length
     |                               |
      - - - - - - - - - - - - - - - -

     x:        Profile-specific information.  Interpreted according to
               the profile indicated in the Profile field.

     Profile:  The profile to be associated with the CID.  In the IR-CR
               packet, the profile identifier is abbreviated to the 8
               least significant bits (LSBs).  It selects the highest-
               number profile in the channel state parameter PROFILES
               that matches the 8 LSBs given (see also [2]).

     CRC:      8-bit CRC computed using the polynomial of Section
               3.5.1.2.

     Profile-specific information:  The contents of this part of the
               IR-CR packet are defined by the individual profiles.
               This information is interpreted according to the profile
               indicated in the Profile field.  It MUST include a 7-bit
               CRC over the original uncompressed header using the
               polynomial of Section 3.5.1.1.  It also includes the
               static and dynamic subheader information used for
               replication; thus, which header fields are replicated
               and their respective encoding methods are outside the
               scope of this document.




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RFC 4164         Context Replication for ROHC Profiles       August 2005


     Payload:  The payload of the corresponding original packet, if
               any.

3.5.3.  Properties of the Base Context Identifier (BCID)

  The Base CID within the packet format of the IR-CR may be assigned a
  different value than the context identifier associated with the new
  flow (i.e., BCID != CID); otherwise, the base context is overwritten
  with the new context by the replication process.

  When the channel uses small CIDs, a four-bit field within the packet
  format of the IR-CR minimally represents the BCID with a value from 0
  to 15.  In particular, the four bits of Add-CID used with small CIDs
  [2] are not needed for the BCID, as this information is already
  provided by the CID of the IR-CR packet itself.  When large CIDs are
  used, the BCID is represented in the IR-CR with one or two octets,
  and it is coded in the same way as a large CID [2].

4.  Security Considerations

  This document adds an alternative mechanism for ROHC profiles to
  increase the compression efficiency when initializing a new context,
  by reusing information already existing at the decompressor.  This is
  achieved by introducing new state transition logic, new feedback
  logic, and a new packet type -- all based on logic and packet formats
  already defined in RFC 3095 [2].

  In this respect, this document is not believed to bring any
  additional weakness to potential attacks to those already listed in
  [2].  However, it does increase the potential impacts of these
  attacks by creating dependencies between multiple contexts.
  Specifically, corruption of one context can fail compressor attempts
  to initialize another context at the decompressor, or to propagate to
  another context, if the compressor uses a corrupted context as a base
  for replication.

5.  Acknowledgements

  The author would like to thank Richard Price, Kristofer Sandlund,
  Fredrik Lindstroem, Zhigang Liu, and HongBin Liao for valuable input,
  as well as Mark West and Lars-Erik Jonsson who also served as
  committed working group document reviewers.









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RFC 4164         Context Replication for ROHC Profiles       August 2005


6.  References

6.1.  Normative References

  [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [2]  Bormann, C., Burmeister, C., Degermark, M., Fukushima, H.,
       Hannu, H., Jonsson, L-E., Hakenberg, R., Koren, T., Le, K., Liu,
       Z., Martensson, A., Miyazaki, A., Svanbro, K., Wiebke, T.,
       Yoshimura, T., and H. Zheng, "RObust Header Compression (ROHC):
       Framework and four profiles: RTP, UDP, ESP, and uncompressed",
       RFC 3095, July 2001.

6.2. Informative References

  [3]  Pelletier, G., Jonsson, L-E., Sandlund, K., and M. West, "RObust
       Header Compression (ROHC): A Profile for TCP/IP (ROHC-TCP)",
       Work in Progress, July 2005.

  [4]  Jonsson, L-E., "RObust Header Compression (ROHC): Requirements
       on TCP/IP Header Compression", RFC 4163, August 2005.

  [5]  West, M. and S. McCann, "TCP/IP Field Behavior", Work in
       Progress, October 2004.

  [6]  Finking, R. and G. Pelletier, "Formal Notation for Robust Header
       Compression (ROHC-FN)", Work in Progress, June 2005.























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RFC 4164         Context Replication for ROHC Profiles       August 2005


Appendix A: General Format of the IR-CR Packet (Informative)

A.1.  General Structure (Informative)

  This section provides an example of the format of the profile-
  specific information within the general format of the IR-CR.

    0   1   2   3   4   5   6   7
  +---+---+---+---+---+---+---+---+
  |                               |
  / replication base information  / variable length
  |                               |
  +---+---+---+---+---+---+---+---+
  |                               |
  /    replication information    / variable length
  |                               |
   - - - - - - - - - - - - - - - -

  Replication base information: The contents of this part of the IR-CR
     packet are defined by the individual profiles.  This information
     is interpreted according to the profile indicated in the Profile
     field.  It MUST include a 7-bit CRC over the original uncompressed
     header using the polynomial of Section 3.4.1.1.  See Appendix A.2.

  Replication information: The contents of this part of the IR-CR
     packet are also defined by the individual profiles.  This part
     contains the static and dynamic subheader information used for
     replication.  How this information is structured is profile
     specific; profiles may define the contents of this field using a
     chain structure (static and dynamic replication chains) or by
     defining header formats for replication (e.g., ROHC-TCP [3]).

A.2.  Profile-Specific Replication Information (Informative)

  This section provides a more detailed example of the possible format
  of the replication information field described in Appendix A.1:

  +---+---+---+---+---+---+---+---+
  | B |          CRC7             |  1 octet
  +---+---+---+---+---+---+---+---+
  |                               |  present if B = 1,
  /           Base CID            /  1 octet if for small CIDs, or
  |                               |  1-2 octets if for large CIDs
  +---+---+---+---+---+---+---+---+







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RFC 4164         Context Replication for ROHC Profiles       August 2005


  B:        B = 1 indicates that the Base CID field is present.

  CRC7:    The CRC over the original, uncompressed, header.  This 7-bit
           CRC is computed according to Section 3.4.1.1.

  Base CID: The CID identifying the base context used for replication.

Appendix B: Inter-Profile Context Replication (Informative)

  Context replication as defined in this document does not explicitly
  support the concept of context replication between profiles.
  However, it might be of interest when developing new compression
  profiles.

  Inter-profile context replication would require that the decompressor
  have access to data structures from the base context, which belongs
  to a profile different than the profile using replication.  This
  information would have to be made available in a format consistent
  with the data structures and encoding method(s) in use for all header
  fields that are being replicated.

B.1.  Defining Support for Inter-Profile Context Replication

  A ROHC profile describes how to compress a specific protocol stack,
  and includes one or more sets of packet formats.  The packet formats
  will typically compress the protocol headers relative to a context of
  field values from previous headers in a flow.  This context may also
  contain some control data.  Thus, the packet formats specify a
  mapping between the uncompressed and compressed version of a protocol
  field.

  This mapping is achieved through the use of one or more encoding
  methods, which are simply functions applied to compress or decompress
  a field.  An encoding method is in turn defined using a name, a set
  of function parameters, and a formal expression (i.e., using the
  ROHC-FN [6]) or a textual description (i.e., a la RFC 3095 [2]) of
  its behaviour.

  To compress one or more fields of a specific protocol stack,
  different profiles may define their packet formats using different
  encoding methods, or using a variant of a similar technique.  A
  typical example of the latter is list compression, such as used for
  IP extension headers.  This implies that context entries for a field
  belonging to a specific protocol stack may differ in their content,
  representation, and structure from one profile to another.






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RFC 4164         Context Replication for ROHC Profiles       August 2005


  As a consequence of the above, a profile that supports context
  replication can only use a base context from another profile
  explicitly supporting the concept of a base context.  That is,
  existing profiles not supporting this concept must be updated first
  to ensure that they can export the necessary context data entries
  that use a meaningful representation during replication.

  Specifically, inter-profile context replication would require that
  decompressor implementations (including existing ones) of other
  profiles be updated when adding support for a profile that uses
  context replication.  Therefore, inter-profile context replication
  cannot be seen as an implementation-specific issue.

  The compressor must know if the decompressor supports inter-profile
  context replication before initiating the procedure.  The compressor
  must also know which contexts (belonging to which profile) may be
  used as a base context.  Therefore, a compressor cannot initiate
  context replication using a base context belonging to a different
  profile, unless that profile explicitly provides the proper mapping
  for its context entries or that profile is defined formally using
  ROHC-FN [6] in a manner that makes both profiles compatible.  The set
  of profiles negotiated for the channel (see also RFC 3095 [2]) can
  then be used to determine if a context for a specific profile can be
  used as a base context.

B.2.  Compatibility between Different Profiles (Informative)

  Compatibility between profiles, when replicating a field for a
  particular protocol stack, can be expressed as follow: a field that
  is compressed by different profiles is compatible for inter-profile
  replication if it is defined in the set of packet formats using the
  same mapping function between its uncompressed and compressed
  version.

  For example, the IP Destination Address field which, based on the
  packet formats and compression strategies defined in RFC 3095 [2], is
  implicitly compressed using an encoding method equivalent to the
  static() method defined in ROHC-FN [6].

  In particular, for profiles that define their packet formats using a
  formal notation such as ROHC-FN [6], two different encoding methods
  may not have the same name.  Thus, a field from a protocol stack is
  said to be compatible for replication between two different profiles
  if it has an equivalent definition within respective packet formats.







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RFC 4164         Context Replication for ROHC Profiles       August 2005


Author's Address

  Ghyslain Pelletier
  Box 920
  Ericsson AB
  SE-971 28 Lulea, Sweden

  Phone: +46 8 404 29 43
  Fax:   +46 920 996 21
  EMail: [email protected]









































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RFC 4164         Context Replication for ROHC Profiles       August 2005


Full Copyright Statement

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Acknowledgement

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