Network Working Group                                      H. Tschofenig
Request for Comments: 4081                                D. Kroeselberg
Category: Informational                                          Siemens
                                                              June 2005


         Security Threats for Next Steps in Signaling (NSIS)

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  This threats document provides a detailed analysis of the security
  threats relevant to the Next Steps in Signaling (NSIS) protocol
  suite.  It calls attention to, and helps with the understanding of,
  various security considerations in the NSIS Requirements, Framework,
  and Protocol proposals.  This document does not describe
  vulnerabilities of specific parts of the NSIS protocol suite.

Table of Contents

  1. Introduction ....................................................2
  2. Communications Models ...........................................3
  3. Generic Threats .................................................7
     3.1. Man-in-the-Middle Attacks ..................................8
     3.2. Replay of Signaling Messages ..............................11
     3.3. Injecting or Modifying Messages ...........................11
     3.4. Insecure Parameter Exchange and Negotiation ...............12
  4. NSIS-Specific Threat Scenarios .................................12
     4.1. Threats during NSIS SA Usage ..............................13
     4.2. Flooding ..................................................13
     4.3. Eavesdropping and Traffic Analysis ........................15
     4.4. Identity Spoofing .........................................15
     4.5. Unprotected Authorization Information .....................17
     4.6. Missing Non-Repudiation ...................................18
     4.7. Malicious NSIS Entity .....................................19
     4.8. Denial of Service Attacks .................................20
     4.9. Disclosing the Network Topology ...........................21
     4.10. Unprotected Session or Reservation Ownership .............21
     4.11. Attacks against the NTLP .................................23



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  5. Security Considerations ........................................23
  6. Contributors ...................................................24
  7. Acknowledgements ...............................................24
  8. References .....................................................25
     8.1. Normative References ......................................25
     8.2. Informative References ....................................25

1.  Introduction

  Whenever a new protocol is developed or existing protocols are
  modified, threats to their security should be evaluated.  To address
  security in the NSIS working group, a number of steps have been
  taken:

     NSIS Analysis Activities (see [RSVP-SEC] and [SIG-ANAL])

     Security Threats for NSIS

     NSIS Requirements (see [RFC3726])

     NSIS Framework (see [RFC4080])

     NSIS Protocol Suite (see GIMPS [GIMPS], NAT/Firewall NSLP
     [NATFW-NSLP] and QoS NSLP [QOS-NSLP])

  This document identifies the basic security threats that need to be
  addressed during the design of the NSIS protocol suite.  Even if the
  base protocol is secure, certain extensions may cause problems when
  used in a particular environment.

  This document cannot provide detailed threats for all possible NSIS
  Signaling Layer Protocols (NSLPs).  QoS [QOS-NSLP], NAT/Firewall
  [NATFW-NSLP], and other NSLP documents need to provide a description
  of their trust models and a threat assessment for their specific
  application domain.  This document aims to provide some help for the
  subsequent design of the NSIS protocol suite.  Investigations of
  security threats in a specific architecture or context are outside
  the scope of this document.

  We use the NSIS terms defined in [RFC3726] and in [RFC4080].











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2.  Communications Models

  The NSIS suite of protocols is envisioned to support various
  signaling applications that need to install and/or manipulate state
  at nodes along the data flow path through the network.  As such, the
  NSIS protocol suite involves the communication between different
  entities.

  This section offers terminology for common communication models that
  are relevant to securing the NSIS protocol suite.

  An abstract network topology with its administrative domains is shown
  in Figure 1, and in Figure 2 the relationship between NSIS entities
  along the path is shown.  For illustrative reasons, only end-to-end
  NSIS signaling is depicted, yet it might be used in other variations
  as well.  Signaling can start at any place and might terminate at any
  other place within the network.  Depending on the trust relationship
  between NSIS entities and the traversed network parts, different
  security problems arise.

  The notion of trust and trust relationship used in this document is
  informal and can best be captured by the definition provided in
  Section 1.1 of [RFC3756].  For completeness we include the definition
  of a trust relationship, which denotes a mutual a priori relationship
  between the involved organizations or parties wherein the parties
  believe that the other parties will behave correctly even in the
  future.

  An important observation for NSIS is that a certain degree of trust
  has to be placed into intermediate NSIS nodes along the path between
  an NSIS Initiator and an NSIS Responder, specifically so that they
  perform message processing and take the necessary actions.  A
  complete lack of trust between any of the participating entities will
  cause NSIS signaling to fail.

  Note that it is not possible to describe a trust model completely
  without considering the details and behavior of the NTLP, the NSLP
  (e.g., QoS NSLP), and the deployment environment.  For example,
  securing the communication between an end host (which acts as the
  NSIS Initiator) and the first NSIS node (which might be in the
  attached network or even a number of networks away) is impacted by
  the trust relationships between these entities.  In a corporate
  network environment, a stronger degree of trust typically exists than
  in an unmanaged network.

  Figure 1 introduces convenient abbreviations for network parts with
  similar properties: first-peer, last-peer, intra-domain, or
  inter-domain.



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    +------------------+   +---------------+   +------------------+
    |                  |   |               |   |                  |
    |  Administrative  |   | Intermediate  |   |  Administrative  |
    |     Domain A     |   |   Domains     |   |     Domain B     |
    |                  |   |               |   |                  |
    |                 (Inter-domain Communication)                |
    |        +-------->+---+<------------->+---+<--------+        |
    |  (Intra-domain   |   |               |   | (Intra-domain    |
    |   Communication) |   |               |   |  Communication)  |
    |        |         |   |               |   |         |        |
    |        v         |   |               |   |         v        |
    +--------+---------+   +---------------+   +---------+--------+
             ^                                           ^
             |                                           |
    First Peer Communication               Last Peer Communication
             |                                           |
             v                                           v
       +-----+-----+                               +-----+-----+
       |   NSIS    |                               |   NSIS    |
       | Initiator |                               | Responder |
       +-----------+                               +-----------+

                Figure 1: Communication patterns in NSIS

  First-Peer/Last-Peer Communication:

     The end-to-end communication scenario depicted in Figure 1
     includes the communication between the end hosts and their nearest
     NSIS hops.  "First-peer communications" refers to the peer-to-peer
     interaction between a signaling message originator, the NSIS
     Initiator (NI), and the first NSIS-aware entity along the path.
     This "first-peer communications" commonly comes with specific
     security requirements that are especially important for addressing
     security issues between the end host (and a user) and the network
     it is attached to.

     To illustrate this, in roaming environments, it is difficult to
     assume the existence of a pre-established security association
     directly available for NSIS peers involved in first-peer
     communications, because these peers cannot be assumed to have any
     pre-existing relationship with each other.  In contrast, in
     enterprise networks usually there is a fairly strong
     (pre-established) trust relationship between the peers.
     Enterprise network administrators usually have some degree of
     freedom to select the appropriate security protection and to
     enforce it.  The choice of selecting a security mechanism is
     therefore often influenced by the infrastructure already




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     available, and per-session negotiation of security mechanisms is
     often not required (although, in contrast, it is required in a
     roaming environment).

     Last-Peer communication is a variation of First-Peer communication
     in which the roles are reversed.

  Intra-Domain Communication:

     After verification of the NSIS signaling message at the border of
     an administrative domain, an NSIS signaling message traverses the
     network within the same administrative domain to which the first
     peer belongs.  It might not be necessary to repeat the
     authorization procedure of the NSIS initiator again at every NSIS
     node within this domain.  Key management within the administrative
     domain might also be simpler.

     Security protection is still required to prevent threats by
     non-NSIS nodes in this network.

  Inter-Domain Communication:

     Inter-Domain communication deals with the interaction between
     administrative domains.  For some NSLPs (for example, QoS NSLP),
     this interaction is likely to take place between neighboring
     domains, whereas in other NSLPs (such as the NAT/Firewall NSLP),
     the core network is usually not involved.

     If signaling messages are conveyed transparently in the core
     network (i.e., if they are neither intercepted nor processed in
     the core network), then the signaling message communications
     effectively takes place between access networks.  This might place
     a burden on authorization handling and on the key management
     infrastructure required between these access networks, which might
     not know of each other in advance.

  To refine the above differentiation based on the network parts that
  NSIS signaling may traverse, we subsequently consider relationships
  between involved entities.  Because a number of NSIS nodes might
  actively participate in a specific protocol exchange, a larger number
  of possible relationships need to be analyzed than in other
  protocols.  Figure 2 illustrates possible relationships between the
  entities involved in the NSIS protocol suite.








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                ****************************************
                *                                      *
           +----+-----+       +----------+        +----+-----+
     +-----+  NSIS    +-------+  NSIS    +--------+  NSIS    +-----+
     |     |  Node 1  |       |  Node 2  |        |  Node 3  |     |
     |     +----------+       +----+-----+        +----------+     |
     |                             ~                               |
     |  ~~~~~~~~~~~~~~~~~~~~~~~~~~~~                               |
     |  ~                                                          |
  +--+--+-----+                                          +---------+-+
  |   NSIS    +//////////////////////////////////////////+   NSIS    |
  | Initiator |                                          | Responder |
  +-----------+                                          +-----------+

   Legend:
    -----: Peer-to-Peer Relationship
    /////: End-to-End Relationship
    *****: Middle-to-Middle Relationship
    ~~~~~: End-to-Middle Relationship

                  Figure 2: Possible NSIS Relationships

  End-to-Middle Communications:

     The scenario in which one NSIS entity involved is an end-entity
     (Initiator or Responder) and the other entity is any intermediate
     hop other than the immediately adjacent peer is typically called
     the end-to-middle scenario (see Figure 2).  A motivation for
     including this scenario can, for example, be found in SIP
     [RFC3261].

     An example of end-to-middle interaction might be an explicit
     authorization from the NSIS Initiator to some intermediate node.
     Threats specific to this scenario may be introduced by some
     intermediate NSIS hops that are not allowed to eavesdrop or modify
     certain objects.

  Middle-to-Middle Communications:

     Middle-to-middle communication refers to the exchange of
     information between two non-neighboring NSIS nodes along the path.
     Intermediate NSIS hops may have to deal with specific security
     threats that do not involve the NSIS Initiator or the NSIS
     Responder directly.







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  End-to-End Communications:

     NSIS aims to signal information from an Initiator to some NSIS
     nodes along the path to a data receiver.  In the case of
     end-to-end NSIS signaling, the last node is the NSIS Responder, as
     it is the data receiver.  The NSIS protocol suite is not an
     end-to-end protocol used to exchange information purely between
     end hosts.

     Typically, it is not required to protect NSIS messages
     cryptographically between the NSIS Initiator and the NSIS
     Responder.  Protecting the entire signaling message end-to-end
     might not be feasible since intermediate NSIS nodes need to add,
     inspect, modify, or delete objects from the signaling message.

3.  Generic Threats

  This section provides scenarios of threats that are applicable to
  signaling protocols in general.  Note that some of these scenarios
  use the term "user" instead of "NSIS Initiator".  This is mainly
  because security protocols allow differentiation between entities
  that are hosts and those that are users (based on the identifiers
  used).

  For the following subsections, we use the general distinction in two
  cases in which attacks may occur.  These are according to the
  separate steps, or phases, normally encountered when applying
  protocol security (with, e.g., IPsec, TLS, Kerberos, or SSH).
  Therefore, this section starts by briefly describing a motivation for
  this separation.

  Security protection of protocols is often separated into two steps.
  The first step primarily provides entity authentication and key
  establishment (which result in a persistent state often called a
  security association), whereas the second step provides message
  protection (some combination of data origin authentication, data
  integrity, confidentiality, and replay protection) using the
  previously established security association.  The first step tends to
  be more expensive than the second, which is the main reason for the
  separation.  If messages are transmitted infrequently, then these two
  steps may be collapsed into a single and usually rather costly one.
  One such example is e-mail protection via S/MIME.  The two steps may
  be tightly bound into a single protocol, as in TLS, or defined in
  separate protocols, as with IKE and IPsec.  We use this separation to
  cover the different threats in more detail.






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3.1.  Man-in-the-Middle Attacks

  This section describes both security threats that exist if two peers
  do not already share a security association or do not use security
  mechanisms at all, and threats that are applicable when a security
  association is already established.

  Attacks during NSIS SA Establishment:

     While establishing a security association, an adversary fools the
     signaling message Initiator with respect to the entity to which it
     has to authenticate.  The Initiator authenticates to the man-in-
     the-middle adversary, who is then able to modify signaling
     messages to mount DoS attacks or to steal services that get billed
     to the Initiator.  In addition, the adversary may be able to
     terminate the Initiator's NSIS messages and to inject messages to
     a peer itself, thereby acting as the peer to the Initiator and as
     the Initiator to the peer.  As a result, the Initiator wrongly
     believes that it is talking to the "real" network, whereas it is
     actually attached to an adversary.  For this attack to be
     successful, pre-conditions that are described in the following
     three cases have to hold:

     Missing Authentication:

        In the first case, this threat can be carried out because of
        missing authentication between neighboring peers: without
        authentication, an NI, NR, or NF is unable to detect an
        adversary.  However, in some practical cases, authentication
        might be difficult to accomplish, either because the next peer
        is unknown, because there are misbelieved trust relationships
        in parts of the network, or because of the inability to
        establish proper security protection (inter-domain signaling
        messages, dynamic establishment of a security association,
        etc.).  If one of the communicating endpoints is unknown, then
        for some security mechanisms it is either impossible or
        impractical to apply appropriate security protection.
        Sometimes network administrators use intra-domain signaling
        messages without proper security.  This configuration allows an
        adversary on a compromised non-NSIS-aware node to interfere
        with nodes running an NSIS signaling protocol.  Note that this
        type of threat goes beyond those caused by malicious NSIS nodes
        (described in Section 4.7).








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     Unilateral Authentication:

        In the case of unilateral authentication, the NSIS entity that
        does not authenticate its peer is unable to discover a man-in-
        the-middle adversary.  Although mutual authentication of
        signaling messages should take place between each peer
        participating in the protocol operation, special attention is
        given here to first-peer communications.  Unilateral
        authentication between an end host and the first peer (just
        authenticating the end host) is still common today, but it
        opens up many possibilities for man-in-the-middle attackers
        impersonating either the end host or the (administrative domain
        represented by the) first peer.

        Missing or unilateral authentication, as described above, is
        part of a general problem of network access with inadequate
        authentication, and it should not be considered something
        unique to the NSIS signaling protocol.  Obviously, there is a
        strong need to address this correctly in a future NSIS protocol
        suite.  The signaling protocols addressed by NSIS are different
        from other protocols in which only two entities are involved.
        Note that first-peer authentication is especially important
        because a security breach there could impact nodes beyond the
        entities directly involved (or even beyond a local network).

        Finally, note that the signaling protocol should be considered
        a peer-to-peer protocol, wherein the roles of Initiator and
        Responder can be reversed at any time.  Thus, unilateral
        authentication is not particularly useful for such a protocol.
        However, some form of asymmetry might be needed in the
        authentication process, whereby one entity uses an
        authentication mechanism different from that of the other one.
        As an example, the combination of symmetric and asymmetric
        cryptography should be mentioned.

     Weak Authentication:

        In the case of weak authentication, the threat can be carried
        out because information transmitted during the NSIS SA
        establishment process may leak passwords or allow offline
        dictionary attacks.  This threat is applicable to NSIS for the
        process of selecting certain security mechanisms.

  Finally, we conclude with a description of a man-in-the-middle (MITM)
  attack during the discovery phase.  This attack benefits from the
  fact that NSIS nodes are likely to be unaware of the network





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  topology.  Furthermore, an authorization problem might arise if an
  NSIS QoS NSLP node pretends to be an NSIS NAT/Firewall-specific node
  or vice versa.

  An adversary might inject a bogus reply message, forcing the
  discovery message initiator to start a messaging association
  establishment with either an adversary or with another NSIS node that
  is not along the path.  Figure 3 describes the attack in more detail
  for peer-to-peer addressed messages with a discovery mechanism.  For
  end-to-end addressed messages, the attack is also applicable,
  particularly if the adversary is located along the path and able to
  intercept the discovery message that traverses the adversary.  The
  man-in-the-middle adversary might redirect to another legitimate NSIS
  node.  A malicious NSIS node can be detected with the corresponding
  security mechanisms, but a legitimate NSIS node that is not the next
  NSIS node along the path cannot be detected without topology
  knowledge.

                     +-----------+   Messaging Association
    Message          | Adversary |   Establishment
    Association +--->+           +<----------------+
    Establish-  |    +----+------+                 |(4)
     ment       |     IPx |                        |
             (3)|         |Discovery Reply         v
                |         | (IPx)              +---+-------+
                v         |  (2)               |  NSIS     |
         +------+-----+   |       /----------->+  Node B   +--------
         | NSIS       +<--+      / Discovery   +-----------+
         | Node A     +---------/  Request          IPr
         +------------+             (1)
             IPi

           Figure 3: MITM Attack during the Discovery Exchange

  This attack assumes that the adversary is able to eavesdrop on the
  initial discovery message sent by the sender of the discovery
  message.  Furthermore, we assume that the discovery reply message by
  the adversary returns to the discovery message initiator faster than
  the real response.  This represents some race condition
  characteristics if the next NSIS node is very close (in IP-hop terms)
  to the initiator.  Note that the problem is self-healing since the
  discovery process is periodically repeated.  If an adversary is
  unable to mount this attack with every discovery message, then the
  correct next NSIS node along the path will be discovered again.  A
  ping-pong behavior might be the consequence.






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  As shown in message step (2) in Figure 3, the adversary returns a
  discovery reply message with its own IP address as the next NSIS-
  aware node along the path.  Without any additional information, the
  discovery message initiator has to trust this information.  Then a
  messaging association is established with an entity at a given IP
  address IPx (i.e., with the adversary) in step (3).  The adversary
  then establishes a messaging association with a further NSIS node and
  forwards the signaling message.  Note that the adversary might just
  modify the Discovery Reply message to force NSIS Node A to establish
  a messaging association with another NSIS node that is not along the
  path.  This can then be exploited by the adversary.  The interworking
  with NSIS-unaware NATs in particular might cause additional
  unexpected problems.

  As a variant of this attack, an adversary not able to eavesdrop on
  transmitted discovery requests could flood a node with bogus
  discovery reply messages.  If the discovery message sender
  accidentally accepts one of those bogus messages, then a MITM attack
  as described in Figure 3 is possible.

3.2.  Replay of Signaling Messages

  This threat scenario covers the case in which an adversary
  eavesdrops, collects signaling messages, and replays them at a later
  time (or at a different place, or uses parts of them at a different
  place or in a different way; e.g., cut-and-paste attacks).  Without
  proper replay protection, an adversary might mount man-in-the-middle,
  denial of service, and theft of service attacks.

  A more difficult attack (that may cause problems even if there is
  replay protection) requires that the adversary crash an NSIS-aware
  node, causing it to lose state information (sequence numbers,
  security associations, etc.), and then replay old signaling messages.
  This attack takes advantage of re-synchronization deficiencies.

3.3.  Injecting or Modifying Messages

  This type of threat involves integrity violations, whereby an
  adversary modifies signaling messages (e.g., by acting as a
  man-in-the-middle) in order to cause unexpected network behavior.
  Possible actions an adversary might consider for its attack are
  reordering, delaying, dropping, injecting, truncating, and otherwise
  modifying messages.

  An adversary may inject a signaling message requesting a large amount
  of resources (possibly using a different user's identity).  Other
  resource requests may then be rejected.  In combination with identity




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  spoofing, it is possible to carry out fraud.  This attack is only
  feasible in the absence of authentication and signaling message
  protection.

  Some threats directly related to these are described in Sections 4.4,
  4.7, and 4.8.

3.4.  Insecure Parameter Exchange and Negotiation

  First, protocols may be useful in a variety of scenarios with
  different security requirements.  Second, different users (e.g., a
  university, a hospital, a commercial enterprise, or a government
  ministry) have inherently different security requirements.  Third,
  different parts of a network (e.g., within a building, across a
  public carrier's network, or over a private microwave link) may need
  different levels of protection.  It is often difficult to meet these
  (sometimes conflicting) requirements with a single security mechanism
  or fixed set of security parameters, so often a selection of
  mechanisms and parameters is offered.  Therefore, a protocol is
  required to agree on certain security mechanisms and parameters.  An
  insecure parameter exchange or security negotiation protocol can help
  an adversary to mount a downgrading attack to force selection of
  mechanisms weaker than those mutually desired.  Thus, without binding
  the negotiation process to the legitimate parties and protecting it,
  an NSIS protocol suite might only be as secure as the weakest
  mechanism provided (e.g., weak authentication), and the benefits of
  defining configuration parameters and a negotiation protocol are
  lost.

4.  NSIS-Specific Threat Scenarios

  This section describes eleven threat scenarios in terms of attacks on
  and security deficiencies in the NSIS signaling protocol.  A number
  of security deficiencies might enable an attack.  Fraud is an example
  of an attack that might be enabled by missing replay protection,
  missing protection of authorization tokens, identity spoofing,
  missing authentication, and other deficiencies that help an adversary
  steal resources.  Different threat scenarios based on deficiencies
  that could enable an attack are addressed in this section.

  The threat scenarios are not independent.  Some of them (e.g., denial
  of service) are well-established security terms and, as such, need to
  be addressed, but they are often enabled by one or more deficiencies
  described under other scenarios.







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4.1.  Threats during NSIS SA Usage

  Once a security association is established (and used) to protect
  signaling messages, many basic attacks are prevented.  However, a
  malicious NSIS node is still able to perform various attacks as
  described in Section 4.7.  Replay attacks may be possible when an
  NSIS node crashes, restarts, and performs state re-establishment.
  Proper re-synchronization of the security mechanism must therefore be
  provided to address this problem.

4.2.  Flooding

  This section describes attacks that allow an adversary to flood an
  NSIS node with bogus signaling messages to cause a denial of service
  attack.

  We will discuss this threat at different layers in the NSIS protocol
  suite:

  Processing of Router Alert Options:

     The processing of Router Alert Option (RAO) requires that a router
     do some additional processing by intercepting packets with IP
     options, which might lead to additional delay for legitimate
     requests, or even rejection of some of them.  A router being
     flooded with a large number of bogus messages requires resources
     before finding out that these messages have to be dropped.

     If the protocol is based on using interception for message
     delivery, this threat cannot be completely eliminated, but the
     protocol design should attempt to limit the processing that has to
     be done on the RAO-bearing packet so that it is as similar as
     possible to that for an arbitrary packet addressed directly to one
     of the router interfaces.

  Attacks against the Transport Layer Protocol:

     Certain attacks can be mounted against transport protocols by
     flooding a node with bogus requests, or even to finish the
     handshake phase to establish a transport layer association.  These
     types of threats are also addressed in Section 4.11.










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  Force NTLP to Do More Processing:

     Some protocol fields might allow an adversary to force an NTLP
     node to perform more processing.  Additionally it might be
     possible to interfere with the flow control or the congestion
     control procedure.  These types of threats are also addressed in
     Section 4.11.

     Furthermore, it might be possible to force the NTLP node to
     perform some computations or signaling message exchanges by
     injecting "trigger" events (which are unprotected).

  Force NSLP to Do More Processing:

     An adversary might benefit from flooding an NSLP node with
     messages that must be stored (e.g., due to fragmentation handling)
     before verifying the correctness of signaling messages.

     Furthermore, causing memory allocation and computational efforts
     might allow an adversary to harm NSIS entities.  If a signaling
     message contains, for example, a digital signature, then some
     additional processing is required for the cryptographic
     verification.  An adversary can easily create a random bit
     sequence instead of a digital signature to force an NSIS node into
     heavy computation.

     Idempotent signaling messages are particularly vulnerable to this
     type of attack.  The term "idempotent" refers to messages that
     contain the same amount of information as the original message.
     An example would be a refresh message that is equivalent to a
     create message.  This property allows a refresh message to create
     state along a new path, where no previous state is available.  For
     this to work, specific classes of cryptographic mechanisms
     supporting this behavior are needed.  An example is a scheme based
     on digital signatures, which, however, should be used with care
     due to possible denial of service attacks.

     Problems with the usage of public-key-based cryptosystems in
     protocols are described in [AN97] and in [ALN00].

     In addition to the threat scenario described above, an incoming
     signaling message might trigger communication with third-party
     nodes such as policy servers, LDAP servers, or AAA servers.  If an
     adversary is able to transmit a large number of signaling messages
     (for example, with QoS reservation requests) with invalid
     credentials, then the verifying node may not be able to process
     other reservation messages from legitimate users.




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4.3.  Eavesdropping and Traffic Analysis

  This section covers threats whereby an adversary is able to eavesdrop
  on signaling messages.  The signaling packets collected may allow
  traffic analysis or be used later to mount replay attacks, as
  described in Section 3.2.  The eavesdropper might learn QoS
  parameters, communication patterns, policy rules for firewall
  traversal, policy information, application identifiers, user
  identities, NAT bindings, authorization objects, network
  configuration and performance information, and more.

  An adversary's capability to eavesdrop on signaling messages might
  violate a user's preference for privacy, particularly if unprotected
  authentication or authorization information (including policies and
  profile information) is exchanged.

  Because the NSIS protocol signals messages through a number of nodes,
  it is possible to differentiate between nodes actively participating
  in the NSIS protocol and those that do not.  For certain objects or
  messages, it might be desirable to permit actively participating
  intermediate NSIS nodes to eavesdrop.  On the other hand, it might be
  desirable that only the intended end points (NSIS Initiator and NSIS
  Responder) be able to read certain other objects.

4.4.  Identity Spoofing

  Identity spoofing relevant for NSIS occurs in three forms: First,
  identity spoofing can happen during the establishment of a security
  association based on a weak authentication mechanism.  Second, an
  adversary can modify the flow identifier carried within a signaling
  message.  Third, it can spoof data traffic.

  In the first case, Eve, acting as an adversary, may claim to be the
  registered user Alice by spoofing Alice's identity.  Eve thereby
  causes the network to charge Alice for the network resources
  consumed.  This type of attack is possible if authentication is based
  on a simple username identifier (i.e., in absence of cryptographic
  authentication), or if authentication is provided for hosts, and
  multiple users have access to a single host.  This attack could also
  be classified as theft of service.

  In the second case, an adversary may be able to exploit the
  established flow identifiers (required for QoS and NAT/FW NSLP).
  These identifiers are, among others, IP addresses, transport protocol
  type (UDP, TCP), port numbers, and flow labels (see [RFC1809] and
  [RFC3697]).  Modification of these flow identifiers allows
  adversaries to exploit or to render ineffective quality of service




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  reservations or policy rules at middleboxes.  An adversary could
  mount an attack by modifying the flow identifier of a signaling
  message.

  In the third case, an adversary may spoof data traffic.  NSIS
  signaling messages contain some sort of flow identifier that is
  associated with a specified behavior (e.g., a particular flow
  experiences QoS treatment or allows packets to traverse a firewall).
  An adversary might, therefore, use IP spoofing and inject data
  packets to benefit from previously installed flow identifiers.

  We will provide an example of the latter threat.  After NSIS nodes
  along the path between the NSIS initiator and the NSIS receiver
  processes a properly protected reservation request, transmitted by
  the legitimate user Alice, a QoS reservation is installed at the
  corresponding NSIS nodes (for example, the edge router).  The flow
  identifier is used for flow identification and allows data traffic
  originated from a given source to be assigned to this QoS
  reservation.  The adversary Eve now spoofs Alice's IP address.  In
  addition, Alice's host may be crashed by the adversary with a denial
  of service attack or may lose connectivity (for example, because of
  mobility).  If Eve is able to perform address spoofing, then she is
  able to receive and transmit data (for example, RTP data traffic)
  that receives preferential QoS treatment based on the previous
  reservation.  Depending on the installed flow identifier granularity,
  Eve might have more possibilities to exploit the QoS reservation or a
  pin-holed firewall.  Assuming the soft state paradigm, whereby
  periodic refresh messages are required, Alice's absence will not be
  detected until a refresh message is required, forcing Eve to respond
  with a protected signaling message.  Again, this attack is applicable
  not only to QoS traffic, but also to a Firewall control protocol,
  with a different consequence.

  The ability for an adversary to inject data traffic that matches a
  certain flow identifier established by a legitimate user and to get
  some benefit from injecting that traffic often also requires the
  ability to receive the data traffic or to have one's correspondent
  receive it.  For example, an adversary in an unmanaged network
  observes a NAT/Firewall signaling message towards a corporate
  network.  After the signaling message exchange was successful, the
  user Alice is allowed to traverse the company firewall based on the
  establish packet filter in order to contact her internal mail server.
  Now, the adversary Eve, who was monitoring the signaling exchange, is
  able to build a data packet towards this mail server that will pass
  the company firewall.  The packet will hit the mail server and cause
  some actions, and the mail server will reply with some response
  messages.  Depending on the exact location of the adversary and the




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  degree of routing asymmetry, the adversary might even see the
  response messages.  Note that for this attack to work, Alice does not
  need to participate in the exchange of signaling messages.

  We could imagine using attributes of a flow identifier that is not
  related to source and destination addresses.  For example, we could
  think of a flow identifier for which only the 21-bit Flow ID is used
  (without source and destination IP address).  Identity spoofing and
  injecting traffic is much easier since a packet only needs to be
  marked and an adversary can use a nearly arbitrary endpoint
  identifier to achieve the desired result.  Obviously, though, the
  endpoint identifiers are not irrelevant, because the messages have to
  hit some nodes in the network where NSIS signaling messages installed
  state (in the above example, they would have to hit the same
  firewall).

  Data traffic marking based on DiffServ is such an example.  Whenever
  an ingress router uses only marked incoming data traffic for
  admission control procedures, various attacks are possible.  These
  problems have been known in the DiffServ community for a long time
  and have been documented in various DiffServ-related documents.  The
  IPsec protection of DiffServ Code Points is described in Section 6.2
  of [RFC2745].  Related security issues (for example denial of service
  attacks) are described in Section 6.1 of the same document.

4.5.  Unprotected Authorization Information

  Authorization is an important criterion for providing resources such
  as QoS reservations, NAT bindings, and pinholes through firewalls.
  Authorization information might be delivered to the NSIS-
  participating entities in a number of ways.

  Typically, the authenticated identity is used to assist during the
  authorization procedure (as described in [RFC3182], for example).
  Depending on the chosen authentication protocol, certain threats may
  exist.  Section 3 discusses a number of issues related to this
  approach when the authentication and key exchange protocol is used to
  establish session keys for signaling message protection.

  Another approach is to use some sort of authorization token.  The
  functionality and structure of such an authorization token for RSVP
  is described in [RFC3520] and [RFC3521].

  Achieving secure interaction between different protocols based on
  authorization tokens, however, requires some care.  By using such an
  authorization token, it is possible to link state information between
  different protocols.  Returning an unprotected authorization token to
  the end host might allow an adversary (for example, an eavesdropper)



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  to steal resources.  An adversary might also use the token to monitor
  communication patterns.  Finally, an untrustworthy end host might
  also modify the token content.

  The Session/Reservation Ownership problem can also be regarded as an
  authorization problem.  Details are described in Section 4.10.  In
  enterprise networks, authorization is often coupled with membership
  in a particular class of users or groups.  This type of information
  either can be delivered as part of the authentication and key
  agreement procedure or has to be retrieved via separate protocols
  from other entities.  If an adversary manages to modify information
  relevant to determining authorization or the outcome of the
  authorization process itself, then theft of service might be
  possible.

4.6.  Missing Non-Repudiation

  Signaling for QoS often involves three parties: the user, a network
  that offers QoS reservations (referred to as "service provider") and
  a third party that guarantees that the party making the reservation
  actually receives a financial compensation (referred to as "trusted
  third party").

  In this context,"repudiation" refers to a problem where either the
  user or the service provider later deny the existence or some
  parameters (e.g., volume or price) of a QoS reservation towards the
  trusted third party.  Problems stemming from a lack of non-
  repudiation appear in two forms:

  Service provider's point-of-view:
     A user may deny having issued a reservation request for which it
     was charged.  The service provider may then want to be able to
     prove that a particular user issued the reservation request in
     question.

  User's point-of-view:
     A service provider may claim to have received a number of
     reservation requests from a particular user.  The user in question
     may want to show that such reservation requests have never been
     issued and may want to see correct service usage records for a
     given set of QoS parameters.

  In today's networks, non-repudiation is not provided.  Therefore, it
  might be difficult to introduce with NSIS signaling.  The user has to
  trust the network operator to meter the traffic correctly, to collect
  and merge accounting data, and to ensure that no unforeseen problems





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  occur.  If a signaling protocol with the non-repudiation property is
  desired for establishing QoS reservations, then it certainly impacts
  the protocol design.

  Non-repudiation functionality places additional requirements on the
  security mechanisms.  Thus, a solution would normally increase the
  overhead of a security solution.  Threats related to missing non-
  repudiation are only considered relevant in certain specific
  scenarios and for specific NSLPs.

4.7.  Malicious NSIS Entity

  Network elements within a domain (intra-domain) experience a
  different trust relationship with regard to the security protection
  of signaling messages from that of edge NSIS entities.  It is assumed
  that edge NSIS entities are responsible for performing cryptographic
  processing (authentication, integrity and replay protection,
  authorization, and accounting) for signaling messages arriving from
  the outside.  This prevents unprotected signaling messages from
  appearing within the internal network.  If, however, an adversary
  manages to take over an edge router, then the security of the entire
  network is compromised.  An adversary is then able to launch a number
  of attacks, including denial of service; integrity violations; replay
  and reordering of objects and messages; bundling of messages;
  deletion of data packets; and various others.  A rogue firewall can
  harm other firewalls by modifying policy rules.  The chain-of-trust
  principle applied in peer-to-peer security protection cannot protect
  against a malicious NSIS node.  An adversary with access to an NSIS
  router is also able to get access to security associations and to
  transmit secured signaling messages.  Note that even non-peer-to-peer
  security protection might not be able to prevent this problem fully.
  Because an NSIS node might issue signaling messages on behalf of
  someone else (by acting as a proxy), additional problems need to be
  considered.

  An NSIS-aware edge router is a critical component that requires
  strong security protection.  A strong security policy applied at the
  edge does not imply that other routers within an intra-domain network
  do not need to verify signaling messages cryptographically.  If the
  chain-of-trust principle is deployed, then the security protection of
  the entire path (in this case, within the network of a single
  administrative domain) is only as strong as the weakest link.  In the
  case under consideration, the edge router is the most critical
  component of this network, and it may also act as a security gateway
  or firewall for incoming and outgoing traffic.  For outgoing traffic,
  this device has to implement the security policy of the local domain
  and to apply the appropriate security protection.




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  For an adversary to mount this attack, either an existing NSIS-aware
  node along the path has to be attacked successfully, or an adversary
  must succeed in convincing another NSIS node to make it the next NSIS
  peer (man-in-the-middle attack).

4.8.  Denial of Service Attacks

  A number of denial of service (DoS) attacks can cause NSIS nodes to
  malfunction.  Other attacks that could lead to DoS, such as man-in-
  the-middle attacks, replay attacks, and injection or modification of
  signaling messages, etc., are mentioned throughout this document.

  Path Finding:

     Some signaling protocols establish state (e.g., routing state) and
     perform some actions (e.g., querying resources) at a number of
     NSIS nodes without requiring authorization (or even proper
     authentication) based on a single message (e.g., PATH message in
     RSVP).

     An adversary can utilize this fact to transmit a large number of
     signaling messages to allocate state at nodes along the path and
     to cause resource consumption.

     An NSIS responder might not be able to determine the NSIS
     initiator and might even tend to respond to such a signaling
     message with a corresponding reservation message.

  Discovery Phase:

     Conveying signaling information to a large number of entities
     along a data path requires some sort of discovery.  This discovery
     process is vulnerable to a number of attacks because it is
     difficult to secure.  An adversary can use the discovery
     mechanisms to convince one entity to signal information to another
     entity that is not along the data path, or to cause the discovery
     process to fail.  In the first case, the signaling protocol could
     appear to continue correctly, except that policy rules are
     installed at the incorrect firewalls or QoS resource reservations
     take place at the wrong entities.  For an end host, this means
     that the protocol failed for unknown reasons.










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  Faked Error or Response Messages:

     An adversary may be able to inject false error or response
     messages as part of a DoS attack.  This could be at the signaling
     message protocol layer (NTLP), the layer of each client layer
     protocol (e.g., QoS NSLP or NAT/Firewall NSLP), or the transport
     protocol layer.  An adversary might cause unexpected protocol
     behavior or might succeed with a DoS attack.  The discovery
     protocol, especially, exhibits vulnerabilities with regard to this
     threat scenario (see the above discussion on discovery).  If no
     separate discovery protocol is used and signaling messages are
     addressed to end hosts only (with a Router Alert Option to
     intercept message as NSIS aware nodes), an error message might be
     used to indicate a path change.  Such a design combines a
     discovery protocol with a signaling message exchange protocol.

4.9.  Disclosing the Network Topology

  In some organizations or enterprises there is a desire not to reveal
  internal network structure (or other related information) outside of
  a closed community.  An adversary might be able to use NSIS messages
  for network mapping (e.g., discovering which nodes exist, which use
  NSIS, what version, what resources are allocated, what capabilities
  nodes along a path have, etc.).  Discovery messages, traceroute,
  diagnostic messages (see [RFC2745] for a description of diagnostic
  message functionality for RSVP), and query messages, in addition to
  record route and route objects, provide potential assistance to an
  adversary.  Thus, the requirement of not disclosing a network
  topology might conflict with other requirements to provide means for
  discovering NSIS-aware nodes automatically or to provide diagnostic
  facilities (used for network monitoring and administration).

4.10.  Unprotected Session or Reservation Ownership

  Figure 4 shows an NSIS Initiator that has established state
  information at NSIS nodes along a path as part of the signaling
  procedure.  As a result, Access Router 1, Router 3, and Router 4 (and
  other nodes) have stored session-state information, including the
  Session Identifier SID-x.












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                                            Session ID(SID-x)
                                      +--------+
                    +-----------------+ Router +------------>
   Session ID(SID-x)|                 |   4    |
                +---+----+            +--------+
                | Router |
         +------+   3    +*******
         |      +---+----+      *
         |                      *
         | Session ID(SID-x)    * Session ID(SID-x)
     +---+----+             +---+----+
     | Access |             | Access |
     | Router |             | Router |
     |   1    |             |   2    |
     +---+----+             +---+----+
         |                      *
         | Session ID(SID-x)    * Session ID(SID-x)
    +----+------+          +----+------+
    |  NSIS     |          | Adversary |
    | Initiator |          |           |
    +-----------+          +-----------+

               Figure 4: Session or Reservation Ownership

  The Session Identifier is included in signaling messages to reference
  to the established state.

  If an adversary were able to obtain the Session Identifier (for
  example, by eavesdropping on signaling messages), it would be able to
  add the same Session Identifier SID-x to a new signaling message.
  When the new signaling message hits Router 3 (as shown in Figure 4),
  existing state information can be modified.  The adversary can then
  modify or delete the established reservation and cause unexpected
  behavior for the legitimate user.

  The source of the problem is that Router 3 (a cross-over router) is
  unable to decide whether the new signaling message was initiated from
  the owner of the session or reservation.

  In addition, nodes other than the initial signaling message
  originator are allowed to signal information during the lifetime of
  an established session.  As part of the protocol, any NSIS-aware node
  along the path (and the path might change over time) could initiate a
  signaling message exchange.  It might, for example, be necessary to
  provide mobility support or to trigger a local repair procedure.  If
  only the initial signaling message originator were allowed to trigger
  signaling message exchanges, some protocol behavior would not be
  possible.



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  If this threat scenario is not addressed, an adversary can launch
  DoS, theft of service, and various other attacks.

4.11.  Attacks against the NTLP

  In [2LEVEL], a two-level architecture is proposed, that would split
  an NSIS protocol into layers: a signaling message transport-specific
  layer and an application-specific layer.  This is further developed
  in the NSIS Framework [RFC4080].  Most of the threats described in
  this threat analysis are applicable to the NSLP application-specific
  part (e.g., QoS NSLP).  There are, however, some threats that are
  applicable to the NTLP.

  Network and transport layer protocols lacking protection mechanisms
  are vulnerable to certain attacks, such as header manipulation, DoS,
  spoofing of identities, session hijacking, unexpected aborts, etc.
  Malicious nodes can attack the congestion control mechanism to force
  NSIS nodes into a congestion avoidance state.

  Threats that address parts of the NTLP that are not related to
  attacks against the use of transport layer protocols are covered in
  various sections throughout this document, such as Section 4.2.

  If existing transport layer protocols are used for exchanging NSIS
  signaling messages, security vulnerabilities known for these
  protocols need to be considered.  A detailed threat description of
  these protocols is outside the scope of this document.

5.  Security Considerations

  This entire memo discusses security issues relevant for NSIS protocol
  design.  It begins by identifying the components of a network running
  NSIS (Initiator, Responder, and different Administrative Domains
  between them).  It then considers five cases in which communications
  take place between these components, and it examines the trust
  relationships presumed to exist in each case: First-Peer
  Communications, End-to-Middle Communications, Intra-Domain
  Communications, Inter-Domain Communications, and End-to-End
  Communications.  This analysis helps determine the security needs and
  the relative seriousness of different threats in the different cases.

  The document points out the need for different protocol security
  measures: authentication, key exchange, message integrity, replay
  protection, confidentiality, authorization, and some precautions
  against denial of service.  The threats are subdivided into generic
  ones (e.g., man-in-the-middle attacks, replay attacks, tampering and
  forgery, and attacks on security negotiation protocols) and eleven
  threat scenarios that are particularly applicable to the NSIS



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  protocol.  Denial of service, for example, is covered in the
  NSIS-specific section, not because it cannot be carried out against
  other protocols, but because the methods used to carry out denial of
  service attacks tend to be protocol specific.  Numerous illustrative
  examples provide insight into what can happen if these threats are
  not mitigated.

  This document repeatedly points out that not all of the threats are
  equally serious in every context.  It does attempt to identify the
  scenarios in which security failures may have the highest impact.
  However, it is difficult for the protocol designer to foresee all the
  ways in which NSIS protocols will be used or to anticipate the
  security concerns of a wide variety of likely users.  Therefore, the
  protocol designer needs to offer a full range of security
  capabilities and ways for users to negotiate and select what they
  need, on a case-by-case basis.  To counter these threats, security
  requirements have been listed in [RFC3726].

6.  Contributors

  We especially thank Richard Graveman, who provided text for the
  security considerations section, as well as a detailed review of the
  document.

7.  Acknowledgements

  We would like to thank (in alphabetical order) Marcus Brunner, Jorge
  Cuellar, Mehmet Ersue, Xiaoming Fu, and Robert Hancock for their
  comments on an initial version of this document.  Jorge and Robert
  gave us an extensive list of comments and provided information on
  additional threats.

  Jukka Manner, Martin Buechli, Roland Bless, Marcus Brunner, Michael
  Thomas, Cedric Aoun, John Loughney, Rene Soltwisch, Cornelia Kappler,
  Ted Wiederhold, Vishal Sankhla, Mohan Parthasarathy, and Andrew
  McDonald provided comments on more recent versions of this document.
  Their input helped improve the content of this document.  Roland
  Bless, Michael Thomas, Joachim Kross, and Cornelia Kappler, in
  particular, provided good proposals for regrouping and restructuring
  the material.

  A final review was given by Michael Richardson.  We thank him for his
  detailed comments.








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8.  References

8.1.  Normative References

  [RFC4080]     Hancock, R., Karagiannis, G., Loughney, J., and S. van
                den Bosch, "Next Steps in Signaling (NSIS): Framework",
                RFC 4080, June 2005.

  [RFC3726]     Brunner, M., "Requirements for Signaling Protocols",
                RFC 3726, April 2004.

8.2.  Informative References

  [ALN00]       Aura, T., Leiwo, J., and P. Nikander, "Towards Network
                Denial of Service Resistant Protocols, In Proceedings
                of the 15th International Information Security
                Conference (IFIP/SEC 2000), Beijing, China",
                August 2000.

  [AN97]        Aura, T. and P. Nikander, "Stateless Connections", In
                Proceedings of the International Conference on
                Information and Communications Security (ICICS'97),
                Lecture Notes in Computer Science 1334, Springer",
                1997.

  [2LEVEL]      Braden, R. and B. Lindell, "A Two-Level Architecture
                for Internet Signaling", Work in Progress,
                November 2002.

  [RFC3697]     Rajahalme, J., Conta, A., Carpenter, B., and S.
                Deering, "IPv6 Flow Label Specification", RFC 3697,
                March 2004.

  [NATFW-NSLP]  Stiemerling, M., "A NAT/Firewall NSIS Signaling Layer
                Protocol (NSLP)", Work in Progress, February 2005.

  [GIMPS]       Schulzrinne, H., "GIMPS: General Internet Messaging
                Protocol for Signaling", Work in Progress,
                February 2005.

  [QOS-NSLP]    Bosch, S., Karagiannis, G., and A. McDonald, "NSLP for
                Quality-of-Service signaling", Work in Progress,
                February 2005.

  [RSVP-SEC]    Tschofenig, H., "RSVP Security Properties", Work in
                Progress, February 2005.





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  [SIG-ANAL]    Manner, J. and X. Fu, "Analysis of Existing Quality-
                of-Service Signaling Protocols", RFC 4094, May 2005.

  [RFC1809]     Partridge, C., "Using the Flow Label Field in IPv6",
                RFC 1809, June 1995.

  [RFC2745]     Terzis, A., Braden, B., Vincent, S., and L. Zhang,
                "RSVP Diagnostic Messages", RFC 2745, January 2000.

  [RFC3182]     Yadav, S., Yavatkar, R., Pabbati, R., Ford, P., Moore,
                T., Herzog, S., and R. Hess, "Identity Representation
                for RSVP", RFC 3182, October 2001.

  [RFC3261]     Rosenberg, J., Schulzrinne, H., Camarillo, G.,
                Johnston, A., Peterson, J., Sparks, R., Handley, M.,
                and E.  Schooler, "SIP: Session Initiation Protocol",
                RFC 3261, June 2002.

  [RFC3520]     Hamer, L-N., Gage, B., Kosinski, B., and H. Shieh,
                "Session Authorization Policy Element", RFC 3520,
                April 2003.

  [RFC3521]     Hamer, L-N., Gage, B., and H. Shieh, "Framework for
                Session Set-up with Media Authorization", RFC 3521,
                April 2003.

  [RFC3756]     Nikander, P., Kempf, J., and E. Nordmark, "IPv6
                Neighbor Discovery (ND) Trust Models and Threats",
                RFC 3756, May 2004.






















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Authors' Addresses

  Hannes Tschofenig
  Siemens
  Otto-Hahn-Ring 6
  Munich, Bavaria  81739
  Germany

  EMail: [email protected]


  Dirk Kroeselberg
  Siemens
  Otto-Hahn-Ring 6
  Munich, Bavaria  81739
  Germany

  EMail: [email protected]

































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Full Copyright Statement

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