Network Working Group                                         G. Bourdon
Request for Comments: 4045                                France Telecom
Category: Experimental                                        April 2005


            Extensions to Support Efficient Carrying of
       Multicast Traffic in Layer-2 Tunneling Protocol (L2TP)

Status of This Memo

  This memo defines an Experimental Protocol for the Internet
  community.  It does not specify an Internet standard of any kind.
  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  The Layer Two Tunneling Protocol (L2TP) provides a method for
  tunneling PPP packets.  This document describes an extension to L2TP,
  to make efficient use of L2TP tunnels within the context of deploying
  multicast services whose data will have to be conveyed by these
  tunnels.

Table of Contents

  1.  Introduction..................................................  2
      1.1.  Conventions Used in This Document.......................  3
      1.2.  Terminology.............................................  3
  2.  Motivation for a Session-Based Solution.......................  4
  3.  Control Connection Establishment..............................  5
      3.1.  Negotiation Phase.......................................  5
      3.2.  Multicast Capability AVP (SCCRQ, SCCRP).................  5
  4.  L2TP Multicast Session Establishment Decision.................  6
      4.1.  Multicast States in LNS.................................  6
      4.2.  Group State Determination...............................  8
      4.3.  Triggering..............................................  9
      4.4.  Multicast Traffic Sent from Group Members............... 10
  5.  L2TP Multicast Session Opening Process........................ 11
      5.1.  Multicast-Session-Request (MSRQ)........................ 11
      5.2.  Multicast-Session-Response (MSRP)....................... 12
      5.3.  Multicast-Session-Establishment (MSE)................... 12
  6.  Session Maintenance and Management............................ 13
      6.1.  Multicast-Session-Information (MSI)..................... 13
      6.2.  Outgoing Sessions List Updates.......................... 14



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            6.2.1.  New Outgoing Sessions AVP (MSI)................. 15
            6.2.2.  New Outgoing Sessions Acknowledgement AVP (MSI). 15
            6.2.3.  Withdraw Outgoing Sessions AVP (MSI)............ 17
      6.3.  Multicast Packets Priority AVP (MSI).................... 17
            6.3.1.  Global Configuration............................ 18
            6.3.2.  Individual Configuration........................ 19
            6.3.3.  Priority........................................ 19
  7.  Multicast Session Teardown.................................... 19
      7.1.  Operations.............................................. 20
      7.2.  Multicast-Session-End-Notify (MSEN)..................... 20
      7.3.  Result Codes............................................ 21
  8.  Traffic Merging............................................... 22
  9.  IANA Considerations........................................... 22
  10. Security Considerations....................................... 23
  11. References.................................................... 23
      11.1. Normative References.................................... 23
      11.2. Informative References.................................. 24
  12. Acknowledgements.............................................. 24
  Appendix A.  Examples of Group States Determination............... 25
  Author's Address.................................................. 27
  Full Copyright Statement.......................................... 28

1.  Introduction

  The deployment of IP multicast-based services may have to deal with
  L2TP tunnel engineering.  The forwarding of multicast data within
  L2TP sessions may impact the throughput of L2TP tunnels because the
  same traffic may be sent multiple times within the same L2TP tunnel,
  but in different sessions.  This proposal aims to reduce the impact
  by applying the replication mechanism of multicast traffic only when
  necessary.

  The solution described herein provides a mechanism for transmitting
  multicast data only once for all the L2TP sessions that have been
  established in a tunnel, each multicast flow having a dedicated L2TP
  session.

  Within the context of deploying IP multicast-based services, it is
  assumed that the routers of the IP network that embed a L2TP Network
  Server (LNS) capability may be involved in the forwarding of
  multicast data, toward users who access the network through an L2TP
  tunnel.  The LNS is in charge of replicating the multicast data for
  each L2TP session that a receiver who has requested a multicast flow
  uses.  In the solution described here, an LNS is able to send
  multicast data only once and to let the L2TP Access Concentrator
  (LAC) perform the traffic replication.  By doing so, it is expected
  to spare transmission resources in the core network that supports




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  L2TP tunnels.  This multicast extension to L2TP is designed so that
  it does not affect the behavior of L2TP equipment under normal
  conditions.

  A solution whereby multicast data is carried only once in a L2TP
  tunnel is of interest to service providers, as edge devices are
  aggregating more and more users.  This is particularly true for
  operators who are deploying xDSL (Digital Subscriber Line) services
  and cable infrastructures.  Therefore, L2TP tunnels that may be
  supported by the network will have to carry multiple redundant
  multicast data more often.  The solution described in this document
  applies to downstream traffic exclusively; i.e., data coming from the
  LNS toward end-users connected to the LAC.  This downstream multicast
  traffic is not framed by the LNS but by the LAC, thus ensuring
  compatibility for all users in a common tunnel, whatever the framing
  scheme.

1.1.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].

1.2.  Terminology

  Unicast session

     This term refers to the definition of "Session" as it is described
     in the terminology section of [RFC2661].

  Multicast session

     This term refers to a connection between the LAC and the LNS.
     Additional Control Messages and Attribute-Value-Pairs (AVPs) are
     defined in this document to open and maintain this connection for
     the particular purpose of multicast traffic transportation.  This
     connection between the LAC and the LNS is intended to convey
     multicast traffic only.

  Session

     This term is used when there is no need to dissociate multicast
     from unicast sessions, and thus it designates both.








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  M-IGP

     Designates a Multicast Interior Gateway Protocol.

  Multicast flow

     Designates datagrams sent to a group from a set of sources for
     which multicast reception is desired.

  GMP

     Group Management Protocol, such as:

        - IGMPv1 ([RFC1112])
        - IGMPv2 ([RFC2236])
        - MLD ([RFC2710], [RFC3590])

  SFGMP

     Source Filtering Group Management Protocol, such as:

        - IGMPv3 ([RFC3376])
        - MLDv2 ([RFC3810])

2.  Motivation for a Session-Based Solution

  Multicast data have to be seen as a singular flow that may be
  conveyed into all the L2TP sessions that have been established in a
  tunnel.  This means that a given L2TP session can be dedicated for
  the forwarding of a multicast flow that will be forwarded to multiple
  receivers, including those that can be reached by one or several of
  these L2TP sessions.  A session carrying IP multicast data is
  independent from the underlying framing scheme and is therefore
  compatible with any new framing scheme that may be supported by the
  L2TP protocol.

  Using a single L2TP session per multicast flow is motivated by the
  following arguments:

  -  The administrator of the LNS is presumably in charge of the IP
     multicast-based services and the related engineering aspects.  As
     such, he must be capable of filtering multicast traffic on a
     multicast source basis, on a multicast group basis, and on a user
     basis (users who access the network using an L2TP session that
     terminates in this LNS).






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  -  Having an L2TP session dedicated for a multicast flow makes it
     possible to enforce specific policies for multicast traffic.  For
     instance, it is possible to change the priority treatment for
     multicast packets against unicast packets.

  -  It is not always acceptable or possible to have multicast
     forwarding performed within the network between the LAC and the
     LNS.  Having the multicast traffic conveyed within an L2TP tunnel
     ensures a multicast service between the LNS and end-users,
     alleviating the need for activating multicast capabilities in the
     underlying network.

3.  Control Connection Establishment

3.1.  Negotiation Phase

  The multicast extension capability is negotiated between the LAC and
  the LNS during the control connection establishment phase.  However,
  establishment procedures defined in [RFC2661] remain unchanged.  An
  LAC indicates its multicast extension capability by using a new AVP,
  the "Multicast Capability" AVP.  There is no explicit acknowledgement
  sent by the LNS during the control connection establishment phase.
  Instead, the LNS is allowed to use multicast extension messages to
  open and maintain multicast sessions (see Section 5).

3.2.  Multicast Capability AVP (SCCRQ, SCCRP)

  In order to inform the LNS that an LAC has the ability to handle
  multicast sessions, the LAC sends a Multicast Capability AVP during
  the control connection establishment phase.  This AVP is either sent
  in a SCCRQ or a SCCRP control message by the LAC towards the LNS.

  Upon receipt of the Multicast Capability AVP, a LNS may adopt two
  distinct behaviors:

  1) The LNS does not implement the L2TP multicast extension: any
     multicast-related information (including the Multicast Capability
     AVP) will be silently ignored by the LNS.

  2) The LNS implements L2TP multicast extensions and therefore
     supports the Multicast Capability AVP: the LNS is allowed to send
     L2TP specific commands for conveying multicast traffic toward the
     LAC.

  The multicast capability exclusively refers to the tunnel for which
  the AVP has been received during the control connection establishment
  phase.  It SHOULD be possible for an LNS administrator to shut down




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  L2TP multicast extension features towards one or a set of LAC(s).  In
  this case, the LNS behavior is similar to that in 1).

  The AVP has the following format:

     Vendor ID = 0
     Attribute = 80 (16 bits)

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |M|H|0|0|0|0|      Length       |          Vendor ID            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              80               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The M-bit MUST be set to 0, the AVP MAY be hidden (H-bit set to 0 or
  1).

  The length of this AVP is 6 octets.

4.  L2TP Multicast Session Establishment Decision

4.1.  Multicast States in LNS

  The router that embeds the LNS feature MUST support at least one
  Group Management Protocol (GMP), such as:

     - IGMPv1
     - IGMPv2
     - MLD

  or a Source Filtering Group Management Protocol (SFGMP), such as:

     - IGMPv3
     - MLDv2

  The LAC does not have any group management activity: GMP or SFGMP
  processing is performed by the LNS.  The LAC is a layer-2 equipment,
  and is not supposed to track GMP or SFGMP messages between the
  receivers and the LNS in this context.  The LNS MUST always be at the
  origin of the creation of a multicast L2TP session dedicated for the
  forwarding of IP multicast datagrams destined to a multicast group.
  The LNS acts as a GMP or SFGMP Querier for every logical interface
  associated to an L2TP session.






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  As a multicast router, the equipment that embeds the LNS function
  will keep state per group per attached network (i.e., per L2TP
  session).  The LNS-capable equipment activating multicast extensions
  for L2TP will have to classify and analyze GMP and SFGMP states in
  order to create L2TP multicast sessions within the appropriate L2TP
  tunnels.  This is performed in three steps:

  1) The LNS has to compute group states for each L2TP tunnel, by using
     group states recorded for each L2TP session of the tunnel.  Group
     state determination for L2TP tunnels is discussed in Section 4.2.
     For each L2TP tunnel, the result of this computation will issue a
     list of states of the form (group, filter-mode, source-list):

     -  group: Denotes the multicast group.
     -  filter-mode: Either INCLUDE or EXCLUDE, as defined in
        [RFC3376].
     -  source-list: List of IP unicast addresses from which multicast
        reception is desired or not, depending on the filter-mode.

  2) According to each group state, the LNS will create one or multiple
     replication contexts, depending on the filter-mode for the
     considered group and the local policy configured in the LNS.

     For groups in INCLUDE mode, the LNS SHOULD implement two different
     policies:

     -  One session per (source, group) pair: the LNS creates one
        replication context per (source, group) pair.
     or
     -  One session per group: the LNS creates one replication context
        per (source-list, group) pair.

     For groups in EXCLUDE mode, the LNS will create one replication
     context per (list of sources excluded by *all* the receivers,
     group).  The list of sources represents the intersection of the
     sets, not the union.

  3) For each replication context, the LNS will create one L2TP
     multicast session (if threshold conditions are met; see Section
     4.3) and its associated Outgoing Session List (OSL).  The OSL
     lists L2TP sessions that requested the multicast flow
     corresponding to the group and the associated source-filtering
     properties.  There is one OSL per replication context; i.e., per
     L2TP multicast session.

  For a group member running an SFGMP, it is therefore possible to
  receive multicast traffic from sources that have been explicitly
  excluded in its SFGMP membership report if other group members in the



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  same L2TP tunnel wish to receive packets from these sources.  This
  behavior is comparable to the case where group members are connected
  to the same multi-access network.  When a group is in EXCLUDE mode or
  in INCLUDE mode with a policy allowing one session per (group,
  source-list), sharing the same L2TP tunnel is equivalent to being
  connected to the same multi-access network in terms of multicast
  traffic received.  For groups in INCLUDE mode with a policy allowing
  one L2TP multicast session per (source, group), the behavior is
  slightly improved because it prevents group members from receiving
  traffic from non-requested sources.  On the other hand, this policy
  potentially increases the number of L2TP multicast sessions to
  establish and maintain.  Examples are provided in Appendix A.

  In order for the LAC to forward the multicast traffic received
  through the L2TP multicast session to group members, the LNS sends
  the OSL to the LAC for the related multicast session (see Section 6).

4.2.  Group State Determination

  Source Filtering Group Management Protocols require querier routers
  to keep a filter-mode per group per attached network, to condense the
  total desired reception state of a group to a minimum set so that all
  systems' memberships are satisfied.

  Within the context of L2TP, each L2TP session has to be considered an
  attached network by GMP and SFGMP protocols.  When the L2TP multicast
  extension is activated, each L2TP Control Connection has to be
  considered a pseudo attached network, as well, in order to condense
  group membership reports for every L2TP session in the tunnel.

  Therefore, a list of group states is maintained for each L2TP Control
  Connection into which the membership information of each of its L2TP
  sessions is merged.  This list of group states is a set of membership
  records of the form (group, filter-mode, source-list).

  Each group state represents the result of a merging process applied
  to subscriptions on L2TP sessions of a Control Connection for a
  considered group.  This merging process is performed in three steps:

     1) Conversion of any GMP subscription into SFGMP subscription
        (IGMPv1/v2 to IGMPv3, MLDv1 to MLDv2);

     2) Removal of subscription timers and, if filter-mode is EXCLUDE,
        sources with source timer > 0;

     3) Then, resulting subscriptions are merged by using merging rules
        described in SFGMP specifications ([RFC3376], Section 3.2,
        [RFC3810], Section 4.2).



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  This process is also described in [PROXY].  Examples of group state
  determination are provided in Appendix A.

4.3.  Triggering

  The rules to be enforced by the LNS whereby it is decided when to
  open a dedicated L2TP multicast session for a multicast group SHOULD
  be configurable by the LNS administrator.  This would typically
  happen whenever a threshold of MULTICAST_SESSION_THRESHOLD
  receivers/sessions referenced in a replication context is reached.
  This threshold value SHOULD be valued at 2 by default, as it is worth
  opening a dedicated L2TP multicast session for two group members
  sharing the same desired reception state (which means that two L2TP
  unicast sessions are concerned).  In this case, the OSL will
  reference two distinct L2TP sessions.

  The actual receipt by the LNS of multicast traffic requested by end-
  users can also be taken into account to decide whether the associated
  L2TP multicast session has to be opened.

  Whenever an OSL gets empty, the LNS MUST stop sending multicast
  traffic over the corresponding L2TP multicast session.  Then the L2TP
  multicast session MUST be torn down as described in Section 7.

  Filter-mode changes for a group can also trigger the opening or the
  termination of L2TP multicast sessions in the following ways:

  a) From INCLUDE Mode to EXCLUDE Mode

  When a group state filter-mode switches from INCLUDE to EXCLUDE, only
  one replication context (and its associated L2TP multicast session)
  issued from this group state can exist (see Section 4.1).  The LNS
  SHOULD keep one replication context previously created for this group
  state and it has to update it with:

     -  a new source-list that has to be excluded from forwarding
     -  a new OSL

  The LNS MUST send an OSL update to the LAC to reflect L2TP session
  list changes (section 6.2), whenever appropriate.  The unused L2TP
  multicast sessions that correspond to previously created replication
  contexts for the group SHOULD be terminated, either actively or
  passively by emptying their corresponding OSLs.

  The remaining L2TP multicast session MAY also be terminated if the
  number of receivers is below a predefined threshold (see Section 7).
  To limit the duration of temporary packet loss or duplicates to
  receivers, the LNS has to minimize delay between OSL updates messages



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  sent to the LAC.  Therefore, one can assume that terminating a
  multicast session passively gives the smoothest transition.

  b) From EXCLUDE Mode to INCLUDE Mode

  When a group state filter-mode switches from EXCLUDE to INCLUDE,
  multiple replication contexts issued by this group state may be
  created (see Section 4.1).  The LNS SHOULD keep the replication
  context previously created for this group state and it has to update
  it accordingly with the following information:

     -  a new list of sources that has to be forwarded.  This list has
        only one record if there is one replication context per (group,
        source)
     -  a new OSL

  The LNS MUST send an OSL update to the LAC to reflect L2TP session
  list changes, whenever appropriate.  If the LNS is configured to
  create one replication context per (group, source), L2TP multicast
  sessions will be opened in addition to the existing one, depending on
  the number of sources for the group.

  If new L2TP multicast sessions have to be opened, the LNS SHOULD wait
  until these multicast sessions are established before updating the
  OSL of the original multicast session.  To limit the duration of
  temporary packet loss or duplicates to receivers, the LNS has to
  minimize delay between OSL updates messages sent to the LAC.

4.4.  Multicast Traffic Sent from Group Members

  The present document proposes a solution to enhance the forwarding of
  downstream multicast traffic exclusively; i.e., data coming from the
  LNS toward end-users connected to the LAC.  If a group member that
  uses an L2TP session is also a multicast source for traffic conveyed
  in a multicast session, datagrams may be sent back to the source.  To
  prevent this behavior, two options can be used in the LNS:

     1) Disable the multicast packets' forwarding capability, for those
        multicast datagrams sent by users connected to the network by
        means of an L2TP tunnel.  Protocols using well-known multicast
        addresses MUST NOT be impacted.

     2) Exclude from the OSL the L2TP session used by a group member
        that sends packets matching the replication context of this
        OSL.  Therefore, the corresponding multicast flow is sent by
        the LNS over the user L2TP unicast session, using standard
        multicast forwarding rules.




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5.  L2TP Multicast Session Opening Process

  The opening of an L2TP multicast session is initiated by the LNS.  A
  three-message exchange is used to set up the session.  The following
  is a typical sequence of events:

     LAC              LNS
     ---              ---
                      (multicast session
                      triggering)

                      <- MSRQ
     MSRP ->

     (Ready to
      replicate)

     MSE  ->
                      <- ZLB ACK

  The ZLB ACK is sent if there are no further messages waiting in the
  queue for that peer.

5.1.  Multicast-Session-Request (MSRQ)

  Multicast-Session-Request (MSRQ) is a control message sent by the LNS
  to the LAC to indicate that a multicast session can be created.  The
  LNS initiates this message according to the rules in Section 4.3.  It
  is the first in a three-message exchange used for establishing a
  multicast session within an L2TP tunnel.

  A LNS MUST NOT send a MSRQ control message if the remote LAC did not
  open the L2TP tunnel with the Multicast Capability AVP.  The LAC MUST
  ignore MSRQ control messages sent in an L2TP tunnel, if the L2TP
  tunnel was not opened with control messages including a Multicast
  Capability AVP.

  The following AVPs MUST be present in MSRQ:

     Message Type
     Assigned Session ID

  The following AVPs MAY be present in MSRQ:

     Random Vector
     Maximum BPS





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  The Maximum BPS value is set by the LNS administrator.  However, this
  value should be chosen in accordance with the line capabilities of
  the end-users.  The Maximum BPS value SHOULD NOT be higher than the
  highest speed connection for all end-users within the L2TP tunnel.

  The associated Message Type AVP is encoded with the following values:

     Vendor ID = 0
     Attribute Type = 0
     Attribute Value = 23 (16 bits)

  The M-bit MUST be set to 0, and the H-bit MUST be set to 0.

5.2.  Multicast-Session-Response (MSRP)

  Multicast-Session-Response (MSRP) is a control message sent by the
  LAC to the LNS in response to a received MSRQ message.  It is the
  second in a three-message exchange used for establishing a multicast
  session within an L2TP tunnel.

  MSRP is used to indicate that the MSRQ was successful and that the
  LAC will attempt to reserve appropriate resources to perform
  multicast replication for unicast sessions managed in the pertaining
  control connection.

  The following AVPs MUST be present in MSRP:

     Message Type
     Assigned Session ID

  The following AVP MAY be present in MSRP:

     Random Vector

  The associated Message Type AVP is encoded with the following values:

     Vendor ID = 0
     Attribute Type = 0
     Attribute Value = 24 (16 bits)

  The M-bit MUST be set to 0, and the H-bit MUST be set to 0.

5.3.  Multicast-Session-Establishment (MSE)

  Multicast-Session-Establishment (MSE) is a control message sent by
  the LAC to the LNS to indicate that the LAC is ready to receive
  necessary multicast information (Section 6) for the group using the




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  newly created multicast session.  It is the third message in the
  three-message sequence used for establishing a multicast session
  within an L2TP tunnel.

  The following AVP MUST be present in MSE:

     Message Type

  The following AVP MAY be present in MSE:

     Sequencing Required

  Sequencing will occur only from the LNS to the LAC, as a multicast
  session is only used to forward multicast traffic downstream.

  The associated Message Type AVP is encoded with the following values:

     Vendor ID = 0
     Attribute Type = 0
     Attribute Value = 25 (16 bits)

  The M-bit MUST be set to 0, and the H-bit MUST be set to 0.

6.  Session Maintenance and Management

  Once the multicast session is established, the LAC has to be informed
  of the L2TP unicast sessions interested in receiving the traffic from
  the newly created multicast session, and a related optional priority
  parameter, defined in Section 6.3.  To achieve this, a new control
  message type is defined: Multicast-Session-Information (MSI).

6.1.  Multicast-Session-Information (MSI)

  Multicast-Session-Information (MSI) control messages carry AVPs to
  keep the OSL synchronized between the LNS and the LAC, and to set the
  optional priority parameter for multicast traffic versus unicast
  traffic.  MSI may be extended to update the multicast session with
  additional parameters, as needed.

  Each MSI message is specific to a particular multicast session.
  Therefore, the control message MUST use the assigned session ID
  associated with the multicast session (assigned by the LAC), except
  for the case mentioned in 6.3.2.








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  The associated Message Type AVP is encoded with the following values:

     Vendor ID = 0
     Attribute Type = 0
     Attribute Value = 26 (16 bits)

  The M-bit MUST be set to 0, and the H-bit MUST be set to 0.

  The following AVP MUST be present in MSI:

     Message Type

  The following AVPs MAY be present in MSI:

     Random Vector
     New Outgoing Sessions
     New Outgoing Sessions Acknowledgement
     Withdraw Outgoing Sessions
     Multicast Packets Priority

  New Outgoing Sessions, New Outgoing Sessions Acknowledgement,
  Withdraw Outgoing Sessions, and Multicast Packets Priority are new
  AVPs defined in sections 6.2 and 6.3.

6.2.  Outgoing Sessions List Updates

  Whenever a change occurs in the Outgoing Sessions List, the LNS MUST
  inform the LAC of that change.  The OSL is built upon subscription
  reports recorded by GMP or SFGMP processes running in the LNS
  (Section 4.1).

  The LAC maintains an OSL as a local table transmitted by the LNS.  As
  for the LNS, the LAC has to maintain an OSL for each L2TP multicast
  session within an L2TP tunnel.  To update the LAC OSL, the LNS sends
  a New Outgoing Sessions AVP for additional sessions, or sends a
  Withdraw Outgoing Sessions AVP to remove sessions.  All sessions
  mentioned in these AVPs MUST be added or removed by the LAC from the
  relevant OSL.  The Outgoing Sessions List is identified by the tunnel
  ID and the multicast session ID to which the updating AVP refers.  To
  update the OSL, the following AVPs are used:

     Additional session(s): New Outgoing Sessions AVP
     Session(s) removal: Withdraw Outgoing Sessions AVP

  These new AVPs MUST be sent in an MSI message.






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6.2.1.  New Outgoing Sessions AVP (MSI)

  The New Outgoing Sessions AVP can only be carried within an MSI
  message type.  This AVP piggybacks every Session ID to which the
  multicast traffic has to be forwarded.

  The AVP has the following format:

     Vendor ID = 0
     Attribute = 81 (16 bits)

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |M|H|0|0|0|0|      Length       |          Vendor ID            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              81               |         Session ID 0          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              ...              |         Session ID N          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  There can be from 1 to N Session IDs present in the New Outgoing
  Sessions AVP (considering the maximum value of the Length field).
  This AVP must be placed in an MSI message and sent after the
  establishment of the multicast session to indicate the initial
  outgoing sessions to the LAC, and must be sent at any time when one
  or more outgoing sessions appear during the multicast session
  lifetime.  Upon receipt of this AVP, the LAC sends a New Outgoing
  Sessions Acknowledgment AVP to the LNS to notify that the LAC is
  ready to replicate the multicast traffic toward the indicated
  sessions.

  Usage of this AVP is incremental; only new outgoing sessions have to
  be listed in the AVP.

  The M-bit MUST be set to 1, and the AVP MAY be hidden (H-bit set to 0
  or 1).

6.2.2.  New Outgoing Sessions Acknowledgement AVP (MSI)

  The New Outgoing Sessions Acknowledgement AVP can only be carried
  within an MSI message type.  This AVP informs the LNS that the LAC is
  ready to replicate traffic for every Session ID listed in the AVP.








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  The AVP has the following format:

     Vendor ID = 0
     Attribute = 82 (16 bits)

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |M|H|0|0|0|0|      Length       |          Vendor ID            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              82               |         Session ID 0          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              ...              |         Session ID N          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  This AVP must be placed in an MSI message and sent by the LAC toward
  the LNS to acknowledge the receipt of a New Outgoing Sessions list
  received in a New Outgoing Sessions AVP from the LNS.

  An LNS is allowed to send multicast traffic within the L2TP multicast
  session as soon as a New Outgoing Sessions Acknowledgement AVP is
  received for the corresponding L2TP multicast session.

  An LNS is allowed to stop sending packets of the corresponding
  multicast flow within L2TP unicast sessions only if it receives an
  MSI message with the New Outgoing Session Acknowledgement AVP, and
  only for the unicast Session IDs mentioned in this AVP.  The
  multicast traffic can then be conveyed in L2TP unicast sessions when
  the L2TP multicast session goes down.  From this standpoint, packets
  related to this multicast flow SHOULD NOT be conveyed within the L2TP
  unicast sessions mentioned in the AVP in order to avoid the
  duplication of multicast packets.

  There can be from 1 to N Session IDs present in the New Outgoing
  Sessions Acknowledgement AVP (considering the maximum value of the
  Length field).  Session IDs mentioned in this AVP that have not been
  listed in a previous New Outgoing Sessions AVP should be ignored.
  Non-acknowledged Session IDs MAY be listed in forthcoming New
  Outgoing Sessions AVPs, but multicast traffic MUST be sent to logical
  interfaces associated to these Session IDs as long as these Session
  IDs are not acknowledged for replication by the LAC.

  The M-bit MUST be set to 1, and the AVP MAY be hidden (H-bit set to 0
  or 1).







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6.2.3.  Withdraw Outgoing Sessions AVP (MSI)

  The Withdraw Outgoing Sessions AVP is sent whenever there is one or
  more withdrawn subscriptions for the corresponding multicast flow
  (designated by the session ID on which the MSI is sent).

  The LAC can stop forwarding packets to Session IDs mentioned in the
  AVP for the corresponding multicast flow as soon as it receives the
  MSI message embedding this Withdraw Target Session AVP.

  The AVP has the following format:

     Vendor ID = 0
     Attribute = 83 (16 bits)

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |M|H|0|0|0|0|      Length       |          Vendor ID            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              83               |         Session ID 0          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              ...              |         Session ID N          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  There can be from 1 to N Session IDs present in the Withdraw Outgoing
  Sessions AVP (considering the value of the Length field).  The M-bit
  MUST be set to 1, and the AVP MAY be hidden (H-bit set to 0 or 1).

6.3.  Multicast Packets Priority AVP (MSI)

  The Multicast Packets Priority AVP is an optional AVP intended to
  indicate to the LAC how to process multicast traffic against unicast
  traffic.  Even though the LAC behavior is partially described here,
  the nature of the traffic (layer-2 frames for unicast traffic and
  pure IP packets for multicast traffic) is not a criteria for
  enforcing a traffic prioritization policy.  Traffic processing for
  the provisioning of a uniformly framed traffic for the final user is
  described is section 8.

  Three different behaviors can be adopted:

  1) Best effort: the traffic is forwarded from the LAC to the end-user
     in the order in which it comes from the LNS, whatever the type of
     traffic.






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  2) Unicast traffic priority: traffic coming down the L2TP unicast
     session has priority over traffic coming down the L2TP multicast
     session.

  3) Multicast traffic priority: traffic coming down the L2TP multicast
     session has priority over traffic coming down the L2TP unicast
     session.

  The priority is encoded as a 16-bit quantity, which can take the
  following values:

     0: Best effort (default)
     1: Unicast traffic priority
     2: Multicast traffic priority

  The AVP has the following format:

     Vendor ID = 0
     Attribute = 84 (16 bits)

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |M|H|0|0|0|0|      Length       |          Vendor ID            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              84               |        Priority Value         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Note that the multicast traffic rate can reach up to Maximum BPS (as
  indicated in MSRQ).  This rate can exceed the maximum rate allowed
  for a particular end-user.  This means that even with a priority
  value of 0, the end-user may receive multicast traffic only; unicast
  packets might be dropped because the multicast flow overwhelms the
  LAC forwarding buffer(s).

  The default Priority Value is 0.  The M-bit MUST be set to 0, and the
  AVP MAY be hidden (H-bit set to 0 or 1).

  There are two ways of using this AVP: global configuration and
  individual configuration.

6.3.1.  Global Configuration

  The Multicast Priority Packet AVP is sent for all L2TP unicast
  sessions concerned with a specific multicast flow represented by an
  L2TP multicast session.  In this case, the AVP is sent in an L2TP MSI
  control message for the corresponding multicast session ID (Session
  ID = L2TP session for the corresponding multicast group).  The



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  priority value applies to all L2TP unicast sessions to which the
  multicast group designated by the L2TP multicast session is intended,
  as soon as this AVP is received.

6.3.2.  Individual Configuration

  The Multicast Priority Packet AVP is sent for a specific L2TP unicast
  session that SHALL adopt a specific behavior for both unicast and
  multicast traffics.  In this case, the AVP is sent in an L2TP MSI
  control message for the L2TP unicast session (Session ID = L2TP
  session for the concerned user).  The priority value applies to the
  targeted session only and does not affect the other sessions.  Note
  that in this case, all multicast packets carried in L2TP multicast
  sessions are treated the same way by the LAC for the concerned user.

  This is the only case in which an MSI control message can be sent for
  an L2TP unicast session.

6.3.3.  Priority

  It is the responsibility of the network administrator to decide which
  behavior to adopt between global or individual configurations, if the
  AVP is sent twice (one for a multicast group and one for a specific
  end-user).  By default, only the individual configurations SHOULD be
  taken into consideration in that case.

  Support of the Multicast Packets Priority AVP is optional and SHOULD
  be configurable by the LAC administrator, if it is relevant.

7.  Multicast Session Teardown

  An L2TP multicast session should be torn down whenever there are no
  longer any users interested in receiving the corresponding multicast
  traffic.  A multicast session becomes useless once the related OSL
  has fewer than a predefined number of entries, this number being
  defined by a threshold.

  Multicast session flapping may occur when the number of OSL entries
  oscillates around the threshold, if the same value is used to trigger
  the creation or deletion of an L2TP multicast session.  To avoid this
  behavior, two methods can be used:

  -  The threshold value that is used to determine whether the L2TP
     multicast session has to be torn down is lower than the
     MULTICAST_SESSION_THRESHOLD value;






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  -  The MULTICAST_SESSION_THRESHOLD value is used to determine whether
     the L2TP multicast session has to be torn down.  A multicast
     session SHOULD be killed after a period of
     MULTICAST_SESSION_HOLDTIME seconds if the corresponding OSL
     maintains fewer than a MULTICAST_SESSION_THRESHOLD number of
     entries.  The MULTICAST_SESSION_HOLDTIME value is 10 seconds by
     default and SHOULD be configurable by either the LAC or the LNS
     administrator.

  The multicast session can be torn down for multiple reasons,
  including specific criteria not described here (which can be vendor
  specific).

  A multicast session teardown can be initiated by either the LAC or
  the LNS.  However, multicast session teardown MUST be initiated by
  the LNS if the termination decision is motivated by the number of
  users interested in receiving the traffic corresponding to a
  multicast flow.

7.1.  Operations

  The actual termination of a multicast session is initiated with a new
  Multicast-Session-End-Notify (MSEN) control message, sent either by
  the LAC or by the LNS.

  The following is an example of a control message exchange that
  terminates a multicast session:

     LAC or LNS      LAC or LNS
     ----------      ----------
                     (multicast session
                     termination)

                     <- MSEN
                     (Clean up)
     ZLB ACK ->
     (Clean up)

7.2.  Multicast-Session-End-Notify (MSEN)

  The Multicast-Session-End-Notify (MSEN) is an L2TP control message
  sent by either the LAC or the LNS to request the termination of a
  specific multicast session within the tunnel.  Its purpose is to give
  the peer the relevant termination information, including the reason
  why the termination occurred.  The peer MUST clean up any associated
  resources and does not acknowledge the MSEN message.





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  As defined in [RFC2661], termination of a control connection will
  terminate all sessions managed within, including multicast sessions
  if there are any.

  The MSEN message carries a Result Code AVP with an optional Error
  Code.

  The following AVPs MUST be present in an MSEN message:

     Message Type
     Result Code
     Assigned Session ID

  The associated Message Type AVP is encoded with the following values:

     Vendor ID = 0
     Attribute Type = 0
     Attribute Value = 27 (16 bits)

  The M-bit MUST be set to 0, and the H-bit MUST be set to 0.

7.3.  Result Codes

  The following values are the defined result codes for MSEN control
  messages:

     1 (16 bits) - No multicast traffic for the group
     2 (16 bits) - Session terminated for the reason indicated in
                   the error code
     3 (16 bits) - No more receivers
     4 (16 bits) - No more receivers (filter-mode change)

     o  The code 1 MAY be used when the LAC detects that no traffic is
        coming down the multicast session, or when the LNS doesn't
        receive multicast traffic to be conveyed over the L2TP
        multicast session during a certain period of time.

     o  The code 2 refers to General Error Codes maintained by the IANA
        for L2TP.

     o  The code 3 MAY be used by the LAC or the LNS when the OSL is
        empty.

     o  The code 4 MAY be used by the LNS when a multicast session is
        torn down because of a filter-mode change.  This result code
        SHOULD also be used when the OSL becomes empty after a filter-
        mode change (passive termination when filter-mode changes from
        INCLUDE to EXCLUDE; see Section 4.3).



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8.  Traffic Merging

  Both unicast and multicast traffics have to be merged by the LAC in
  order to forward properly framed data to the end-user.  Multicast
  packets are framed by the LAC and transmitted toward the proper end-
  user.  Methods used to achieve this function are not described here,
  since it is an implementation-specific issue.

  All frames conveyed from the LAC to the end-users have to follow the
  framing scheme applied for the considered peer to which the traffic
  is destined (e.g., the LAC is always aware of the PPP [RFC1661] link
  parameters, as described in [RFC2661], Section 6.14).  Note that
  using L2TP Multicast Extension features is not appropriate for end-
  users who have negotiated a sequenced layer-2 connection with the
  LNS.  While inserting PPP-encapsulated multicast packets in a
  session, the LAC cannot modify PPP sequencing performed by the LNS
  for each PPP session.

9.  IANA Considerations

  This document defines:

     - 5 new Message Type (Attribute Type 0) Values:
          o Multicast-Session-Request (MSRQ)      : 23
          o Multicast-Session-Response (MSRP)     : 24
          o Multicast-Session-Establishment (MSE) : 25
          o Multicast-Session-Information (MSI)   : 26
          o Multicast-Session-End-Notify (MSEN)   : 27

     - 5 new Control Message Attribute Value Pairs:
          o Multicast Capability                  : 80
          o New Outgoing Sessions                 : 81
          o New Outgoing Sessions Acknowledgement : 82
          o Withdraw Outgoing Sessions            : 83
          o Multicast Packets Priority            : 84

     - 4 Result Codes for the MSEN message:
          o No multicast traffic for the group    : 1
          o Session terminated for the reason indicated in the
            error code                            : 2
          o No more receivers                     : 3
          o No more receivers (filter-mode change): 4









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10.  Security Considerations

  It is possible for one receiver to make additional multicast traffic
  that has not been requested go down the link of another receiver.
  This can happen if a single replication context per group is used in
  INCLUDE mode with receivers having divergent source lists, and in
  EXCLUDE mode if a receiver has a source list not shared by another.
  This behavior can be encountered every time receivers are connected
  to a common multi-access network.

  The extension described in this document does not introduce any
  additional security issues as far as the activation of the L2TP
  protocol is concerned.

  Injecting appropriate control packets in the tunnel toward the LAC to
  modify Outgoing Session List and to flood end-users with unwanted
  multicast traffic is only possible if the control connection is
  hacked.  As for any reception of illegitimate L2TP control messages,
  the following apply:

     -  If the spoofed control message embeds consistent sequence
        numbers, next messages will appear out of synch, yielding the
        control connection to terminate.

     -  If sequence numbers are inconsistent with current control
        connection states, the spoofed control message will be queued
        or discarded, as described in [RFC2661], Section 5.8.

  The activation of the L2TP multicast capability on the LAC could make
  the equipment more sensitive to Denial of Service attacks if the
  control connection or the related LNS is hacked.  The LAC might also
  be sensitive to the burden generated by the additional replication
  work.

  As mentioned in [RFC2661], Section 9.2, securing L2TP requires that
  the underlying transport make encryption, integrity, and
  authentication services available for all L2TP traffic, including
  L2TP multicast traffic (control and data).

11.  References

11.1.  Normative References

  [RFC1112] Deering, S., "Host extensions for IP multicasting", STD 5,
            RFC 1112, August 1989.

  [RFC1661] Simpson, W., "The Point-to-Point Protocol (PPP)", STD 51,
            RFC 1661, July 1994.



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  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2236] Fenner, W., "Internet Group Management Protocol, Version
            2", RFC 2236, November 1997.

  [RFC2661] Townsley, W., Valencia, A., Rubens, A., Pall, G., Zorn, G.,
            and B. Palter, "Layer Two Tunneling Protocol "L2TP"", RFC
            2661, August 1999.

  [RFC2710] Deering, S., Fenner, W., and B. Haberman, "Multicast
            Listener Discovery (MLD) for IPv6", RFC 2710, October 1999.

  [RFC3376] Cain, B., Deering, S., Kouvelas, I., Fenner, B., and A.
            Thyagarajan, "Internet Group Management Protocol, Version
            3", RFC 3376, October 2002.

  [RFC3438] Townsley, W., "Layer Two Tunneling Protocol (L2TP) Internet
            Assigned Numbers Authority (IANA) Considerations Update",
            BCP 68, RFC 3438, December 2002.

  [RFC3590] Haberman, B., "Source Address Selection for the Multicast
            Listener Discovery (MLD) Protocol", RFC 3590, September
            2003.

  [RFC3810] Vida, R. and L. Costa, "Multicast Listener Discovery
            Version 2 (MLDv2) for IPv6", RFC 3810, June 2004.

11.2.  Informative References

  [PROXY]   Fenner, B., He, H., Haberman, B., Sandick, H., "IGMP/MLD-
            based Multicast Forwarding ("IGMP/MLD Proxying")", Work in
            Progress.

12.  Acknowledgements

  Thanks to Christian Jacquenet for all the corrections done on this
  document and his precious advice, to Pierre Levis for his
  contribution about IGMP, to Francis Houllier for PPP considerations,
  and to Xavier Vinet for his input about thresholds.  Many thanks to
  W. Mark Townsley, Isidor Kouvelas, and Brian Haberman for their
  highly valuable input on protocol definition.









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RFC 4045          Efficient Multicast Traffic in L2TP         April 2005


Appendix A.  Examples of Group States Determination

  *Example 1:

  All users are managed in the same control connection.

     Users {1, 2, 3} subscribe to (Group G1, EXCLUDE {})
     Users {3, 4, 5} subscribe to (Group G2, EXCLUDE {})

  Group states for this L2TP tunnel will be:

     (G1, EXCLUDE, {})
     (G2, EXCLUDE, {})

  Therefore, two replication contexts will be created:

     -RC1:
     (*, G1) packets, Multicast Session MS1, OSL = 1, 2, 3
     -RC2:
     (*, G2) packets, Multicast Session MS2, OSL = 3, 4, 5


  *Example 2:

  All users are managed in the same control connection.

     Users {1, 2, 3} subscribe to (Group G1, INCLUDE {S1})
     Users {4, 5, 6} subscribe to (Group G1, INCLUDE {S1,S2})
     Users {7, 8, 9} subscribe to (Group G1, INCLUDE {S2})

  The group state for this L2TP tunnel will be:

     (G1, INCLUDE, {S1, S2)})

  If the LNS policy allows one replication context per (group, source),
  two replication contexts will be created:

     -RC1:
     (S1, G1) packets, Multicast Session MS1, OSL = 1, 2, 3, 4, 5, 6
     -RC2:
     (S2, G1) packets, Multicast Session MS2, OSL = 4, 5, 6, 7, 8, 9

  If the LNS policy allows one replication context per (group, source-
  list), one replication context will be created:

     -RC1:
     ({S1, S2}, G1) packets, Multicast Session MS1, OSL = [1..9]




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RFC 4045          Efficient Multicast Traffic in L2TP         April 2005



  *Example 3:

  All users are managed in the same control connection.

     Users {1, 2} subscribe to (Group G1, EXCLUDE {S1})
     User {3} subscribes to (Group G1, EXCLUDE {S1, S2})

  The group state for this L2TP tunnel will be:

     (G1, EXCLUDE, {S1})

  Therefore, one replication context will be created:

     -RC1:
     (*-{S1}, G1) packets, Multicast Session MS1, OSL = 1, 2, 3

  Next, user {4} subscribes to (Group G1, INCLUDE {S1}).  The group
  state for the L2TP tunnel is changed to:

     (G1, EXCLUDE, {})

  The replication context RC1 is changed to:

     -RC1: (*, G1) packets, Multicast Session MS1, OSL = 1, 2, 3, 4


  *Example 4:

  All users are managed in the same control connection.  The LNS policy
  allows one replication context per (group, source).

     Users {1, 2, 3} subscribe to (Group G1, INCLUDE {S1, S2})

  The group state for this L2TP tunnel will be:

     (G1, INCLUDE, {S1, S2)})

  Therefore, two replication contexts will be created:

     -RC1:
     (S1, G1) packets, Multicast Session MS1, OSL = 1, 2, 3
     -RC2:
     (S2, G1) packets, Multicast Session MS2, OSL = 1, 2, 3







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RFC 4045          Efficient Multicast Traffic in L2TP         April 2005


  Next, user {4} subscribes to (Group G1, EXCLUDE {}), equivalent to an
  IGMPv2 membership report.  The group state for the L2TP tunnel is
  changed to:

     (G1, EXCLUDE, {})

  The replication context RC1 is changed to:

     -RC1: (*, G1) packets, Multicast Session MS1, OSL = 1, 2, 3, 4

  The replication context RC2 is changed to:

     -RC2: no packets to forward, Multicast Session MS2, OSL = {}
     (Multicast Session MS2 will be deleted)

  When user {4} leaves G1, the group state for the L2TP tunnel goes
  back to:

     (G1, INCLUDE, {S1, S2})

  Replication contexts become:

     -RC1:
     (S1, G1) packets, Multicast Session MS1, OSL = 1, 2, 3
     -RC2:
     (S2, G1) packets, Multicast Session MS2, OSL = 1, 2, 3
     (Multicast Session MS2 is re-established)

Author's Address

  Gilles Bourdon
  France Telecom
  38-40, rue du General Leclerc
  92794 Issy les Moulineaux Cedex 9 - FRANCE

  Phone: +33 1 4529-4645
  EMail: [email protected]














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RFC 4045          Efficient Multicast Traffic in L2TP         April 2005


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