Network Working Group                                     B. Claise, Ed.
Request for Comments: 3954                                 Cisco Systems
Category: Informational                                     October 2004


           Cisco Systems NetFlow Services Export Version 9

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2004).

IESG Note

  This RFC documents the NetFlow services export protocol Version 9 as
  it was when submitted to the IETF as a basis for further work in the
  IPFIX WG.

  This RFC itself is not a candidate for any level of Internet
  Standard.  The IETF disclaims any knowledge of the fitness of this
  RFC for any purpose, and in particular notes that it has not had
  complete IETF review for such things as security, congestion control,
  or inappropriate interaction with deployed protocols.  The RFC Editor
  has chosen to publish this document at its discretion.

Abstract

  This document specifies the data export format for version 9 of Cisco
  Systems' NetFlow services, for use by implementations on the network
  elements and/or matching collector programs.  The version 9 export
  format uses templates to provide access to observations of IP packet
  flows in a flexible and extensible manner.  A template defines a
  collection of fields, with corresponding descriptions of structure
  and semantics.

Table of Contents

  1.   Introduction. . . . . . . . . . . . . . . . . . . . . . . . .  2
  2.   Terminology . . . . . . . . . . . . . . . . . . . . . . . . .  4
       2.1.  Terminology Summary Table . . . . . . . . . . . . . . .  6
  3.   NetFlow High-Level Picture on the Exporter. . . . . . . . . .  6
       3.1.  The NetFlow Process on the Exporter . . . . . . . . . .  6
       3.2.  Flow Expiration . . . . . . . . . . . . . . . . . . . .  7



Claise                       Informational                      [Page 1]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


       3.3.  Transport Protocol. . . . . . . . . . . . . . . . . . .  7
  4.   Packet Layout . . . . . . . . . . . . . . . . . . . . . . . .  8
  5.   Export Packet Format. . . . . . . . . . . . . . . . . . . . .  9
       5.1.  Header Format . . . . . . . . . . . . . . . . . . . . .  9
       5.2.  Template FlowSet Format . . . . . . . . . . . . . . . . 11
       5.3.  Data FlowSet Format . . . . . . . . . . . . . . . . . . 13
  6.   Options . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
       6.1.  Options Template FlowSet Format . . . . . . . . . . . . 14
       6.2.  Options Data Record Format. . . . . . . . . . . . . . . 16
  7.   Template Management . . . . . . . . . . . . . . . . . . . . . 17
  8.   Field Type Definitions. . . . . . . . . . . . . . . . . . . . 18
  9.   The Collector Side. . . . . . . . . . . . . . . . . . . . . . 25
  10.  Security Considerations . . . . . . . . . . . . . . . . . . . 26
       10.1. Disclosure of Flow Information Data . . . . . . . . . . 26
       10.2. Forgery of Flow Records or Template Records . . . . . . 26
       10.3. Attacks on the NetFlow Collector. . . . . . . . . . . . 27
  11.  Examples. . . . . . . . . . . . . . . . . . . . . . . . . . . 27
       11.1. Packet Header Example . . . . . . . . . . . . . . . . . 28
       11.2. Template FlowSet Example. . . . . . . . . . . . . . . . 28
       11.3. Data FlowSet Example. . . . . . . . . . . . . . . . . . 29
       11.4. Options Template FlowSet Example. . . . . . . . . . . . 30
       11.5. Data FlowSet with Options Data Records Example. . . . . 30
  12.  References. . . . . . . . . . . . . . . . . . . . . . . . . . 31
       12.1. Normative References. . . . . . . . . . . . . . . . . . 31
       12.2. Informative References. . . . . . . . . . . . . . . . . 31
  13.  Authors . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
  14.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 31
  15.  Authors' Addresses. . . . . . . . . . . . . . . . . . . . . . 32
  16.  Full Copyright Statement. . . . . . . . . . . . . . . . . . . 33

1.  Introduction

  Cisco Systems' NetFlow services provide network administrators with
  access to IP flow information from their data networks.  Network
  elements (routers and switches) gather flow data and export it to
  collectors.  The collected data provides fine-grained metering for
  highly flexible and detailed resource usage accounting.

  A flow is defined as a unidirectional sequence of packets with some
  common properties that pass through a network device.  These
  collected flows are exported to an external device, the NetFlow
  collector.  Network flows are highly granular; for example, flow
  records include details such as IP addresses, packet and byte counts,
  timestamps, Type of Service (ToS), application ports, input and
  output interfaces, etc.

  Exported NetFlow data is used for a variety of purposes, including
  enterprise accounting and departmental chargebacks, ISP billing, data



Claise                       Informational                      [Page 2]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  warehousing, network monitoring, capacity planning, application
  monitoring and profiling, user monitoring and profiling, security
  analysis, and data mining for marketing purposes.

  This document specifies NetFlow version 9.  It describes the
  implementation specifications both from network element and NetFlow
  collector points of view.  These specifications should help the
  deployment of NetFlow version 9 across different platforms and
  different vendors by limiting the interoperability risks.  The
  NetFlow export format version 9 uses templates to provide access to
  observations of IP packet flows in a flexible and extensible manner.

  A template defines a collection of fields, with corresponding
  descriptions of structure and semantics.

  The template-based approach provides the following advantages:

     -  New fields can be added to NetFlow flow records without
        changing the structure of the export record format.  With
        previous NetFlow versions, adding a new field in the flow
        record implied a new version of the export protocol format and
        a new version of the NetFlow collector that supported the
        parsing of the new export protocol format.

     -  Templates that are sent to the NetFlow collector contain the
        structural information about the exported flow record fields;
        therefore, if the NetFlow collector does not understand the
        semantics of new fields, it can still interpret the flow
        record.

     -  Because the template mechanism is flexible, it allows the
        export of only the required fields from the flows to the
        NetFlow collector.  This helps to reduce the exported flow data
        volume and provides possible memory savings for the exporter
        and NetFlow collector.  Sending only the required information
        can also reduce network load.

  The IETF IPFIX Working Group (IP Flow Information eXport) is
  developing a new protocol, based on the version 9 of Cisco Systems'
  NetFlow services.  Some enhancements in different domains (congestion
  aware transport protocol, built-in security, etc... ) have been
  incorporated in this new IPFIX protocol.  Refer to the IPFIX Working
  Group documents for more details.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14, RFC 2119
  [RFC2119].



Claise                       Informational                      [Page 3]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


2.  Terminology

  Various terms used in this document are described in this section.
  Note that the terminology summary table in Section 2.1 gives a quick
  overview of the relationships between some of the different terms
  defined.

  Observation Point
  An Observation Point is a location in the network where IP packets
  can be observed; for example, one or a set of interfaces on a network
  device like a router.  Every Observation Point is associated with an
  Observation Domain.

  Observation Domain
  The set of Observation Points that is the largest aggregatable set of
  flow information at the network device with NetFlow services enabled
  is termed an Observation Domain.  For example, a router line card
  composed of several interfaces with each interface being an
  Observation Point.

  IP Flow or Flow
  An IP Flow, also called a Flow, is defined as a set of IP packets
  passing an Observation Point in the network during a certain time
  interval.  All packets that belong to a particular Flow have a set of
  common properties derived from the data contained in the packet and
  from the packet treatment at the Observation Point.

  Flow Record
  A Flow Record provides information about an IP Flow observed at an
  Observation Point.  In this document, the Flow Data Records are also
  referred to as NetFlow services data and NetFlow data.

  Exporter
  A device (for example, a router) with the NetFlow services enabled,
  the Exporter monitors packets entering an Observation Point and
  creates Flows from these packets.  The information from these Flows
  is exported in the form of Flow Records to the NetFlow Collector.

  NetFlow Collector
  The NetFlow Collector receives Flow Records from one or more
  Exporters.  It processes the received Export Packet(s); that is, it
  parses and stores the Flow Record information.  Flow Records can be
  optionally aggregated before being stored on the hard disk.  The
  NetFlow Collector is also referred to as the Collector in this
  document.






Claise                       Informational                      [Page 4]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Export Packet
  An Export Packet is a packet originating at the Exporter that carries
  the Flow Records of this Exporter and whose destination is the
  NetFlow Collector.

  Packet Header
  The Packet Header is the first part of an Export Packet.  The Packet
  Header provides basic information about the packet such as the
  NetFlow version, number of records contained within the packet, and
  sequence numbering.

  Template Record
  A Template Record defines the structure and interpretation of fields
  in a Flow Data Record.

  Flow Data Record
  A Flow Data Record is a data record that contains values of the Flow
  parameters corresponding to a Template Record.

  Options Template Record
  An Options Template Record defines the structure and interpretation
  of fields in an Options Data Record, including defining the scope
  within which the Options Data Record is relevant.

  Options Data Record
  The data record that contains values and scope information of the
  Flow measurement parameters, corresponding to an Options Template
  Record.

  FlowSet
  FlowSet is a generic term for a collection of Flow Records that have
  a similar structure.  In an Export Packet, one or more FlowSets
  follow the Packet Header.  There are three different types of
  FlowSets: Template FlowSet, Options Template FlowSet, and Data
  FlowSet.

  Template FlowSet
  A Template FlowSet is one or more Template Records that have been
  grouped together in an Export Packet.

  Options Template FlowSet
  An Options Template FlowSet is one or more Options Template Records
  that have been grouped together in an Export Packet.








Claise                       Informational                      [Page 5]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Data FlowSet
  A Data FlowSet is one or more records, of the same type, that are
  grouped together in an Export Packet.  Each record is either a Flow
  Data Record or an Options Data Record previously defined by a
  Template Record or an Options Template Record.

2.1.  Terminology Summary Table

  +------------------+---------------------------------------------+
  |                  |                    Contents                 |
  |                  +--------------------+------------------------+
  |     FlowSet      | Template  Record   |    Data Record         |
  +------------------+--------------------+------------------------+
  |                  |                    |  Flow Data Record(s)   |
  | Data FlowSet     |          /         |          or            |
  |                  |                    | Options Data Record(s) |
  +------------------+--------------------+------------------------+
  | Template FlowSet | Template Record(s) |           /            |
  +------------------+--------------------+------------------------+
  | Options Template | Options Template   |           /            |
  | FlowSet          | Record(s)          |                        |
  +------------------+--------------------+------------------------+

  A Data FlowSet is composed of an Options Data Record(s) or Flow Data
  Record(s).  No Template Record is included. A Template Record defines
  the Flow Data Record, and an Options Template Record defines the
  Options Data Record.

  A Template FlowSet is composed of Template Record(s).  No Flow or
  Options Data Record is included.

  An Options Template FlowSet is composed of Options Template
  Record(s).  No Flow or Options Data Record is included.

3.  NetFlow High-Level Picture on the Exporter

3.1.  The NetFlow Process on the Exporter

  The NetFlow process on the Exporter is responsible for the creation
  of Flows from the observed IP packets.  The details of this process
  are beyond the scope of this document.










Claise                       Informational                      [Page 6]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


3.2.  Flow Expiration

  A Flow is considered to be inactive if no packets belonging to the
  Flow have been observed at the Observation Point for a given timeout.
  If any packet is seen within the timeout, the flow is considered an
  active flow. A Flow can be exported under the following conditions:

     1. If the Exporter can detect the end of a Flow.  For example, if
        the FIN or RST bit is detected in a TCP [RFC793] connection,
        the Flow Record is exported.

     2. If the Flow has been inactive for a certain period of time.
        This inactivity timeout SHOULD be configurable at the Exporter,
        with a minimum value of 0 for an immediate expiration.

     3. For long-lasting Flows, the Exporter SHOULD export the Flow
        Records on a regular basis.  This timeout SHOULD be
        configurable at the Exporter.

     4. If the Exporter experiences internal constraints, a Flow MAY be
        forced to expire prematurely; for example, counters wrapping or
        low memory.

3.3.  Transport Protocol

  To achieve efficiency in terms of processing at the Exporter while
  handling high volumes of Export Packets, the NetFlow Export Packets
  are encapsulated into UDP [RFC768] datagrams for export to the
  NetFlow Collector.  However, NetFlow version 9 has been designed to
  be transport protocol independent.  Hence, it can also operate over
  congestion-aware protocols such as SCTP [RFC2960].

  Note that the Exporter can export to multiple Collectors, using
  independent transport protocols.

  UDP [RFC768] is a non congestion-aware protocol, so when deploying
  NetFlow version 9 in a congestion-sensitive environment, make the
  connection between Exporter and NetFlow Collector through a dedicated
  link.  This ensures that any burstiness in the NetFlow traffic
  affects only this dedicated link.  When the NetFlow Collector can not
  be placed within a one-hop distance from the Exporter or when the
  export path from the Exporter to the NetFlow Collector can not be
  exclusively used for the NetFlow Export Packets, the export path
  should be designed so that it can always sustain the maximum
  burstiness of NetFlow traffic from the Exporter.  Note that the
  congestion can occur on the Exporter in case the export path speed is
  too low.




Claise                       Informational                      [Page 7]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


4.  Packet Layout

  An Export Packet consists of a Packet Header followed by one or more
  FlowSets.  The FlowSets can be any of the possible three types:
  Template, Data, or Options Template.

    +--------+-------------------------------------------+
    |        | +----------+ +---------+ +----------+     |
    | Packet | | Template | | Data    | | Options  |     |
    | Header | | FlowSet  | | FlowSet | | Template | ... |
    |        | |          | |         | | FlowSet  |     |
    |        | +----------+ +---------+ +----------+     |
    +--------+-------------------------------------------+
                        Export Packet

  A FlowSet ID is used to distinguish the different types of FlowSets.
  FlowSet IDs lower than 256 are reserved for special FlowSets, such as
  the Template FlowSet (ID 0) and the Options Template FlowSet (ID 1).
  The Data FlowSets have a FlowSet ID greater than 255.

  The format of the Template, Data, and Options Template FlowSets will
  be discussed later in this document.  The Exporter MUST code all
  binary integers of the Packet Header and the different FlowSets in
  network byte order (also known as the big-endian byte ordering).

  Following are some examples of export packets:

  1. An Export Packet consisting of interleaved Template, Data, and
     Options Template FlowSets.  Example: a newly created Template is
     exported as soon as possible.  So if there is already an Export
     Packet with a Data FlowSet that is being prepared for export, the
     Template and Option FlowSets are also interleaved with this
     information, subject to availability of space.

  Export Packet:
  +--------+--------------------------------------------------------+
  |        | +----------+ +---------+     +-----------+ +---------+ |
  | Packet | | Template | | Data    |     | Options   | | Data    | |
  | Header | | FlowSet  | | FlowSet | ... | Template  | | FlowSet | |
  |        | |          | |         |     | FlowSet   | |         | |
  |        | +----------+ +---------+     +-----------+ +---------+ |
  +--------+--------------------------------------------------------+

  2. An Export Packet consisting entirely of Data FlowSets.  Example:
     after the appropriate Template Records have been defined and
     transmitted to the NetFlow Collector device, the majority of
     Export Packets consists solely of Data FlowSets.




Claise                       Informational                      [Page 8]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Export Packet:
  +--------+----------------------------------------------+
  |        | +---------+     +---------+      +---------+ |
  | Packet | | Data    | ... | Data    | ...  | Data    | |
  | Header | | FlowSet | ... | FlowSet | ...  | FlowSet | |
  |        | +---------+     +---------+      +---------+ |
  +--------+----------------------------------------------+

  3. An Export Packet consisting entirely of Template and Options
     Template FlowSets.  Example: the Exporter MAY transmit a packet
     containing Template and Options Template FlowSets periodically to
     help ensure that the NetFlow Collector has the correct Template
     Records and Options Template Records when the corresponding Flow
     Data records are received.

  Export Packet:
  +--------+-------------------------------------------------+
  |        | +----------+     +----------+      +----------+ |
  | Packet | | Template |     | Template |      | Options  | |
  | Header | | FlowSet  | ... | FlowSet  | ...  | Template | |
  |        | |          |     |          |      | FlowSet  | |
  |        | +----------+     +----------+      +----------+ |
  +--------+-------------------------------------------------+

5.  Export Packet Format

5.1.  Header Format

  The Packet Header format is specified as:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Version Number          |            Count              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           sysUpTime                           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           UNIX Secs                           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                       Sequence Number                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                        Source ID                              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+








Claise                       Informational                      [Page 9]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Packet Header Field Descriptions

  Version
        Version of Flow Record format exported in this packet.  The
        value of this field is 9 for the current version.

  Count
        The total number of records in the Export Packet, which is the
        sum of Options FlowSet records, Template FlowSet records, and
        Data FlowSet records.

  sysUpTime
        Time in milliseconds since this device was first booted.

  UNIX Secs
        Time in seconds since 0000 UTC 1970, at which the Export Packet
        leaves the Exporter.

  Sequence Number
        Incremental sequence counter of all Export Packets sent from
        the current Observation Domain by the Exporter.  This value
        MUST be cumulative, and SHOULD be used by the Collector to
        identify whether any Export Packets have been missed.

  Source ID
        A 32-bit value that identifies the Exporter Observation Domain.
        NetFlow Collectors SHOULD use the combination of the source IP
        address and the Source ID field to separate different export
        streams originating from the same Exporter.






















Claise                       Informational                     [Page 10]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


5.2.  Template FlowSet Format

  One of the essential elements in the NetFlow format is the Template
  FlowSet.  Templates greatly enhance the flexibility of the Flow
  Record format because they allow the NetFlow Collector to process
  Flow Records without necessarily knowing the interpretation of all
  the data in the Flow Record.  The format of the Template FlowSet is
  as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       FlowSet ID = 0          |          Length               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |      Template ID 256          |         Field Count           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Field Type 1           |         Field Length 1        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Field Type 2           |         Field Length 2        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |             ...               |              ...              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Field Type N           |         Field Length N        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |      Template ID 257          |         Field Count           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Field Type 1           |         Field Length 1        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Field Type 2           |         Field Length 2        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |             ...               |              ...              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Field Type M           |         Field Length M        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |             ...               |              ...              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Template ID K          |         Field Count           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |             ...               |              ...              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Template FlowSet Field Descriptions

  FlowSet ID
        FlowSet ID value of 0 is reserved for the Template FlowSet.






Claise                       Informational                     [Page 11]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Length
        Total length of this FlowSet.  Because an individual Template
        FlowSet MAY contain multiple Template Records, the Length value
        MUST be used to determine the position of the next FlowSet
        record, which could be any type of FlowSet.  Length is the sum
        of the lengths of the FlowSet ID, the Length itself, and all
        Template Records within this FlowSet.

  Template ID
        Each of the newly generated Template Records is given a unique
        Template ID.  This uniqueness is local to the Observation
        Domain that generated the Template ID.  Template IDs 0-255 are
        reserved for Template FlowSets, Options FlowSets, and other
        reserved FlowSets yet to be created.  Template IDs of Data
        FlowSets are numbered from 256 to 65535.

  Field Count
        Number of fields in this Template Record.   Because a Template
        FlowSet usually contains multiple Template Records, this field
        allows the Collector to determine the end of the current
        Template Record and the start of the next.

  Field Type
        A numeric value that represents the type of the field.  Refer
        to the "Field Type Definitions" section.

  Field Length
        The length of the corresponding Field Type, in bytes.  Refer to
        the "Field Type Definitions" section.






















Claise                       Informational                     [Page 12]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


5.3.  Data FlowSet Format

  The format of the Data FlowSet is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   FlowSet ID = Template ID    |          Length               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 1 - Field Value 1    |   Record 1 - Field Value 2    |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 1 - Field Value 3    |             ...               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 2 - Field Value 1    |   Record 2 - Field Value 2    |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 2 - Field Value 3    |             ...               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 3 - Field Value 1    |             ...               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |              ...              |            Padding            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Data FlowSet Field Descriptions

  FlowSet ID = Template ID
        Each Data FlowSet is associated with a FlowSet ID.  The FlowSet
        ID maps to a (previously generated) Template ID.  The Collector
        MUST use the FlowSet ID to find the corresponding Template
        Record and decode the Flow Records from the FlowSet.

  Length
        The length of this FlowSet.  Length is the sum of the lengths
        of the FlowSet ID, Length itself, all Flow Records within this
        FlowSet, and the padding bytes, if any.

  Record N - Field Value M
        The remainder of the Data FlowSet is a collection of Flow Data
        Record(s), each containing a set of field values.  The Type and
        Length of the fields have been previously defined in the
        Template Record referenced by the FlowSet ID or Template ID.

  Padding
        The Exporter SHOULD insert some padding bytes so that the
        subsequent FlowSet starts at a 4-byte aligned boundary.  It is
        important to note that the Length field includes the padding
        bytes.  Padding SHOULD be using zeros.





Claise                       Informational                     [Page 13]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Interpretation of the Data FlowSet format can be done only if the
  Template FlowSet corresponding to the Template ID is available at the
  Collector.

6.  Options

6.1.  Options Template FlowSet Format

  The Options Template Record (and its corresponding Options Data
  Record) is used to supply information about the NetFlow process
  configuration or NetFlow process specific data, rather than supplying
  information about IP Flows.

  For example, the Options Template FlowSet can report the sample rate
  of a specific interface, if sampling is supported, along with the
  sampling method used.

  The format of the Options Template FlowSet follows.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       FlowSet ID = 1          |          Length               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Template ID           |      Option Scope Length      |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Option Length          |       Scope 1 Field Type      |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Scope 1 Field Length      |               ...             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Scope N Field Length      |      Option 1 Field Type      |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Option 1 Field Length     |             ...               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Option M Field Length     |           Padding             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Options Template FlowSet Field Definitions

  FlowSet ID = 1
        A FlowSet ID value of 1 is reserved for the Options Template.

  Length
        Total length of this FlowSet.  Each Options Template FlowSet
        MAY contain multiple Options Template Records.  Thus, the
        Length value MUST be used to determine the position of the next
        FlowSet record, which could be either a Template FlowSet or
        Data FlowSet.



Claise                       Informational                     [Page 14]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


        Length is the sum of the lengths of the FlowSet ID, the Length
        itself, and all Options Template Records within this FlowSet
        Template ID.

  Template ID
        Template ID of this Options Template.  This value is greater
        than 255.

  Option Scope Length
        The length in bytes of any Scope field definition contained in
        the Options Template Record (The use of "Scope" is described
        below).

  Option Length
        The length (in bytes) of any options field definitions
        contained in this Options Template Record.

  Scope 1 Field Type
        The relevant portion of the Exporter/NetFlow process to which
        the Options Template Record refers.
        Currently defined values are:
           1 System
           2 Interface
           3 Line Card
           4 Cache
           5 Template
        For example, the NetFlow process can be implemented on a per-
        interface basis, so if the Options Template Record were
        reporting on how the NetFlow process is configured, the Scope
        for the report would be 2 (interface).  The associated
        interface ID would then be carried in the associated Options
        Data FlowSet.  The Scope can be limited further by listing
        multiple scopes that all must match at the same time.  Note
        that the Scope fields always precede the Option fields.

  Scope 1 Field Length
        The length (in bytes) of the Scope field, as it would appear in
        an Options Data Record.

  Option 1 Field Type
        A numeric value that represents the type of field that would
        appear in the Options Template Record.  Refer to the Field Type
        Definitions section.

  Option 1 Field Length
        The length (in bytes) of the Option field.





Claise                       Informational                     [Page 15]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Padding
        The Exporter SHOULD insert some padding bytes so that the
        subsequent FlowSet starts at a 4-byte aligned boundary.  It is
        important to note that the Length field includes the padding
        bytes.  Padding SHOULD be using zeros.

6.2.  Options Data Record Format

  The Options Data Records are sent in Data FlowSets, on a regular
  basis, but not with every Flow Data Record.  How frequently these
  Options Data Records are exported is configurable.  See the
  "Templates Management" section for more details.

  The format of the Data FlowSet containing Options Data Records
  follows.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    FlowSet ID = Template ID   |          Length               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 1 - Scope 1 Value    |Record 1 - Option Field 1 Value|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |Record 1 - Option Field 2 Value|             ...               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 2 - Scope 1 Value    |Record 2 - Option Field 1 Value|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |Record 2 - Option Field 2 Value|             ...               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Record 3 - Scope 1 Value    |Record 3 - Option Field 1 Value|
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |Record 3 - Option Field 2 Value|             ...               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |              ...              |            Padding            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Options Data Records of the Data FlowSet Field Descriptions

  FlowSet ID = Template ID
        A FlowSet ID precedes each group of Options Data Records within
        a Data FlowSet.  The FlowSet ID maps to a previously generated
        Template ID corresponding to this Options Template Record.  The
        Collector MUST use the FlowSet ID to map the appropriate type
        and length to any field values that follow.







Claise                       Informational                     [Page 16]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Length
        The length of this FlowSet. Length is the sum of the lengths of
        the FlowSet ID, Length itself, all the Options Data Records
        within this FlowSet, and the padding bytes, if any.

  Record N - Option Field M Value
        The remainder of the Data FlowSet is a collection of Flow
        Records, each containing a set of scope and field values.  The
        type and length of the fields were previously defined in the
        Options Template Record referenced by the FlowSet ID or
        Template ID.

  Padding
        The Exporter SHOULD insert some padding bytes so that the
        subsequent FlowSet starts at a 4-byte aligned boundary.  It is
        important to note that the Length field includes the padding
        bytes.  Padding SHOULD be using zeros.

  The Data FlowSet format can be interpreted only if the Options
  Template FlowSet corresponding to the Template ID is available at the
  Collector.

7.  Template Management

  Flow Data records that correspond to a Template Record MAY appear in
  the same and/or subsequent Export Packets.  The Template Record is
  not necessarily carried in every Export Packet.  As such, the NetFlow
  Collector MUST store the Template Record to interpret the
  corresponding Flow Data Records that are received in subsequent data
  packets.

  A NetFlow Collector that receives Export Packets from several
  Observation Domains from the same Exporter MUST be aware that the
  uniqueness of the Template ID is not guaranteed across Observation
  Domains.

  The Template IDs must remain constant for the life of the NetFlow
  process on the Exporter.  If the Exporter or the NetFlow process
  restarts for any reason, all information about Templates will be lost
  and new Template IDs will be created.  Template IDs are thus not
  guaranteed to be consistent across an Exporter or NetFlow process
  restart.

  A newly created Template record is assigned an unused Template ID
  from the Exporter.  If the template configuration is changed, the
  current Template ID is abandoned and SHOULD NOT be reused until the





Claise                       Informational                     [Page 17]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  NetFlow process or Exporter restarts.  If a Collector should receive
  a new definition for an already existing Template ID, it MUST discard
  the previous template definition and use the new one.

  If a configured Template Record on the Exporter is deleted, and re-
  configured with exactly the same parameters, the same Template ID
  COULD be reused.

  The Exporter sends the Template FlowSet and Options Template FlowSet
  under the following conditions:

  1. After a NetFlow process restarts, the Exporter MUST NOT send any
     Data FlowSet without sending the corresponding Template FlowSet
     and the required Options Template FlowSet in a previous packet or
     including it in the same Export Packet.  It MAY transmit the
     Template FlowSet and Options Template FlowSet, without any Data
     FlowSets, in advance to help ensure that the Collector will have
     the correct Template Record before receiving the first Flow or
     Options Data Record.

  2. In the event of configuration changes, the Exporter SHOULD send
     the new template definitions at an accelerated rate.  In such a
     case, it MAY transmit the changed Template Record(s) and Options
     Template Record(s), without any data, in advance to help ensure
     that the Collector will have the correct template information
     before receiving the first data.

  3. On a regular basis, the Exporter MUST send all the Template
     Records and Options Template Records to refresh the Collector.
     Template IDs have a limited lifetime at the Collector and MUST be
     periodically refreshed.  Two approaches are taken to make sure
     that Templates get refreshed at the Collector:
           * Every N number of Export Packets.
           * On a time basis, so every N number of minutes.
     Both options MUST be configurable by the user on the Exporter.
     When one of these expiry conditions is met, the Exporter MUST send
     the Template FlowSet and Options Template.

  4. In the event of a clock configuration change on the Exporter, the
     Exporter SHOULD send the template definitions at an accelerated
     rate.

8.  Field Type Definitions

  The following table describes all the field type definitions that an
  Exporter MAY support.  The fields are a selection of Packet Header
  fields, lookup results (for example, the autonomous system numbers or
  the subnet masks), and properties of the packet such as length.



Claise                       Informational                     [Page 18]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Field Type                Value Length  Description
                                  (bytes)

                                          Incoming counter with
                                          length N x 8 bits for the
  IN_BYTES                     1    N     number of bytes associated
                                          with an IP Flow. By default
                                          N is 4

                                          Incoming counter with
                                          length N x 8 bits for the
  IN_PKTS                      2    N     number of packets
                                          associated with an IP Flow.
                                          By default N is 4

  FLOWS                        3    N     Number of Flows
                                          that were aggregated;
                                          by default N is 4

  PROTOCOL                     4    1     IP protocol byte

                                          Type of service byte
  TOS                          5    1     setting when entering
                                          the incoming interface

                                          TCP flags; cumulative of
  TCP_FLAGS                    6    1     all the TCP flags seen in
                                          this Flow

                                          TCP/UDP source port number
  L4_SRC_PORT                  7    2     (for example, FTP, Telnet,
                                          or equivalent)

  IPV4_SRC_ADDR                8    4     IPv4 source address

                                          The number of contiguous
                                          bits in the source subnet
  SRC_MASK                     9    1     mask (i.e., the mask in
                                          slash notation)

                                          Input interface index.
  INPUT_SNMP                   10   N     By default N is 2, but
                                          higher values can be used

                                          TCP/UDP destination port
  L4_DST_PORT                  11   2     number (for example, FTP,
                                          Telnet, or equivalent)




Claise                       Informational                     [Page 19]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  IPV4_DST_ADDR                12   4     IPv4 destination address

                                          The number of contiguous
                                          bits in the destination
  DST_MASK                     13   1     subnet mask (i.e., the mask
                                          in slash notation)

                                          Output interface index.

  OUTPUT_SNMP                  14   N     By default N is 2, but
                                          higher values can be used

  IPV4_NEXT_HOP                15   4     IPv4 address of the next-
                                          hop router

                                          Source BGP autonomous
  SRC_AS                       16   N     system number where N could
                                          be 2 or 4. By default N is
                                          2

                                          Destination BGP autonomous
  DST_AS                       17   N     system number where N could
                                          be 2 or 4. By default N is
                                          2

  BGP_IPV4_NEXT_HOP            18   4     Next-hop router's IP
                                          address in the BGP domain

                                          IP multicast outgoing
                                          packet counter with length
  MUL_DST_PKTS                 19   N     N x 8 bits for packets
                                          associated with the IP
                                          Flow. By default N is 4

                                          IP multicast outgoing
                                          Octet (byte) counter with
                                          length N x 8 bits for the
  MUL_DST_BYTES                20   N     number of bytes associated
                                          with the IP Flow. By
                                          default N is 4

                                          sysUptime in msec at which
  LAST_SWITCHED                21   4     the last packet of this
                                          Flow was switched

                                          sysUptime in msec at which
  FIRST_SWITCHED               22   4     the first packet of this
                                          Flow was switched



Claise                       Informational                     [Page 20]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


                                          Outgoing counter with
                                          length N x 8 bits for the
  OUT_BYTES                    23   N     number of bytes associated
                                          with an IP Flow. By
                                          default N is 4

                                          Outgoing counter with
                                          length N x 8 bits for the
  OUT_PKTS                     24   N     number of packets
                                          associated with an IP Flow.
                                          By default N is 4

  IPV6_SRC_ADDR                27   16    IPv6 source address

  IPV6_DST_ADDR                28   16    IPv6 destination address

  IPV6_SRC_MASK                29   1     Length of the IPv6 source
                                          mask in contiguous bits

                                          Length of the IPv6
  IPV6_DST_MASK                30   1     destination mask in
                                          contiguous bits

  IPV6_FLOW_LABEL              31   3     IPv6 flow label as per
                                          RFC 2460 definition

                                          Internet Control Message
  ICMP_TYPE                    32   2     Protocol (ICMP) packet
                                          type; reported as
                                          ICMP Type * 256 + ICMP code

  MUL_IGMP_TYPE                33   1     Internet Group Management
                                          Protocol (IGMP) packet type

                                          When using sampled NetFlow,
                                          the rate at which packets
  SAMPLING_INTERVAL            34   4     are sampled; for example, a
                                          value of 100 indicates that
                                          one of every hundred
                                          packets is sampled

                                          For sampled NetFlow
                                          platform-wide:
  SAMPLING_ALGORITHM           35   1     0x01 deterministic sampling
                                          0x02 random sampling
                                          Use in connection with
                                          SAMPLING_INTERVAL




Claise                       Informational                     [Page 21]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


                                          Timeout value (in seconds)

  FLOW_ACTIVE_TIMEOUT          36   2     for active flow entries
                                          in the NetFlow cache

                                          Timeout value (in seconds)
  FLOW_INACTIVE_TIMEOUT        37   2     for inactive Flow entries
                                          in the NetFlow cache

                                          Type of Flow switching
  ENGINE_TYPE                  38   1     engine (route processor,
                                          linecard, etc...)

  ENGINE_ID                    39   1     ID number of the Flow
                                          switching engine

                                          Counter with length
                                          N x 8 bits for the number
  TOTAL_BYTES_EXP              40   N     of bytes exported by the
                                          Observation Domain. By
                                          default N is 4

                                          Counter with length
                                          N x 8 bits for the number
  TOTAL_PKTS_EXP               41   N     of packets exported by the
                                          Observation Domain. By
                                          default N is 4

                                          Counter with length
                                          N x 8 bits for the number
  TOTAL_FLOWS_EXP              42   N     of Flows exported by the
                                          Observation Domain. By
                                          default N is 4

  MPLS_TOP_LABEL_TYPE          46   1     MPLS Top Label Type:
                                          0x00 UNKNOWN
                                          0x01 TE-MIDPT
                                          0x02 ATOM
                                          0x03 VPN
                                          0x04 BGP
                                          0x05 LDP

                                          Forwarding Equivalent Class
  MPLS_TOP_LABEL_IP_ADDR       47   4     corresponding to the MPLS
                                          Top Label

  FLOW_SAMPLER_ID              48   1     Identifier shown
                                          in "show flow-sampler"



Claise                       Informational                     [Page 22]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


                                          The type of algorithm used
                                          for sampling data:
  FLOW_SAMPLER_MODE            49   1     0x02 random sampling
                                          Use in connection with
                                          FLOW_SAMPLER_MODE
                                          Packet interval at which to
  FLOW_SAMPLER_RANDOM_INTERVAL 50   4     sample. Use in connection
                                          with FLOW_SAMPLER_MODE

                                          Type of Service byte
  DST_TOS                      55   1     setting when exiting
                                          outgoing interface

  SRC_MAC                      56   6     Source MAC Address

  DST_MAC                      57   6     Destination MAC Address

                                          Virtual LAN identifier

  SRC_VLAN                     58   2     associated with ingress
                                          interface

                                          Virtual LAN identifier
  DST_VLAN                     59   2     associated with egress
                                          interface

                                          Internet Protocol Version
                                          Set to 4 for IPv4, set to 6
  IP_PROTOCOL_VERSION          60   1     for IPv6. If not present in
                                          the template, then version
                                          4 is assumed

                                          Flow direction:
  DIRECTION                    61   1     0 - ingress flow
                                          1 - egress flow

  IPV6_NEXT_HOP                62   16    IPv6 address of the
                                          next-hop router

  BGP_IPV6_NEXT_HOP            63   16    Next-hop router in the BGP
                                          domain

                                          Bit-encoded field
  IPV6_OPTION_HEADERS          64   4     identifying IPv6 option
                                          headers found in the flow

  MPLS_LABEL_1                 70   3     MPLS label at position 1 in
                                          the stack



Claise                       Informational                     [Page 23]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  MPLS_LABEL_2                 71   3     MPLS label at position 2 in
                                          the stack

  MPLS_LABEL_3                 72   3     MPLS label at position 3 in
                                          the stack

  MPLS_LABEL_4                 73   3     MPLS label at position 4 in
                                          the stack

  MPLS_LABEL_5                 74   3     MPLS label at position 5 in
                                          the stack

  MPLS_LABEL_6                 75   3     MPLS label at position 6 in
                                          the stack

  MPLS_LABEL_7                 76   3     MPLS label at position 7 in
                                          the stack

  MPLS_LABEL_8                 77   3     MPLS label at position 8 in
                                          the stack

  MPLS_LABEL_9                 78   3     MPLS label at position 9 in
                                          the stack

  MPLS_LABEL_10                79   3     MPLS label at position 10
                                          in the stack

  The value field is a numeric identifier for the field type. The
  following value fields are reserved for proprietary field types: 25,
  26, 43 to 45, 51 to 54, and 65 to 69.

  When extensibility is required, the new field types will be added to
  the list.  The new field types have to be updated on the Exporter and
  Collector but the NetFlow export format would remain unchanged.
  Refer to the latest documentation at http://www.cisco.com for the
  newly updated list.

  In some cases the size of a field type is fixed by definition, for
  example PROTOCOL, or IPV4_SRC_ADDR.  However in other cases they are
  defined as a variant type.  This improves the memory efficiency in
  the collector and reduces the network bandwidth requirement between
  the Exporter and the Collector.  As an example, in the case IN_BYTES,
  on an access router it might be sufficient to use a 32 bit counter (N
  = 4), whilst on a core router a 64 bit counter (N = 8) would be
  required.

  All counters and counter-like objects are unsigned integers of size N
  * 8 bits.



Claise                       Informational                     [Page 24]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


9.  The Collector Side

  The Collector receives Template Records from the Exporter, normally
  before receiving Flow Data Records (or Options Data Records).  The
  Flow Data Records (or Options Data Records) can then be decoded and
  stored locally on the devices.  If the Template Records have not been
  received at the time Flow Data Records (or Options Data Records) are
  received, the Collector SHOULD store the Flow Data Records (or
  Options Data Records) and decode them after the Template Records are
  received.  A Collector device MUST NOT assume that the Data FlowSet
  and the associated Template FlowSet (or Options Template FlowSet) are
  exported in the same Export Packet.

  The Collector MUST NOT assume that one and only one Template FlowSet
  is present in an Export Packet.

  The life of a template at the Collector is limited to a fixed refresh
  timeout.  Templates not refreshed from the Exporter within the
  timeout are expired at the Collector.  The Collector MUST NOT attempt
  to decode the Flow or Options Data Records with an expired Template.
  At any given time the Collector SHOULD maintain the following for all
  the current Template Records and Options Template Records: Exporter,
  Observation Domain, Template ID, Template Definition, Last Received.

  Note that the Observation Domain is identified by the Source ID field
  from the Export Packet.

  In the event of a clock configuration change on the Exporter, the
  Collector SHOULD discard all Template Records and Options Template
  Records associated with that Exporter, in order for Collector to
  learn the new set of fields: Exporter, Observation Domain, Template
  ID, Template Definition, Last Received.

  Template IDs are unique per Exporter and per Observation Domain.

  If the Collector receives a new Template Record (for example, in the
  case of an Exporter restart) it MUST immediately override the
  existing Template Record.

  Finally, note that the Collector MUST accept padding in the Data
  FlowSet and Options Template FlowSet, which means for the Flow Data
  Records, the Options Data Records and the Template Records. Refer to
  the terminology summary table in Section 2.1.








Claise                       Informational                     [Page 25]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


10.  Security Considerations

  The NetFlow version 9 protocol was designed with the expectation that
  the Exporter and Collector would remain within a single private
  network.  However the NetFlow version 9 protocol might be used to
  transport Flow Records over the public Internet which exposes the
  Flow Records to a number of security risks.  For example an attacker
  might capture, modify or insert Export Packets.  There is therefore a
  risk that IP Flow information might be captured or forged, or that
  attacks might be directed at the NetFlow Collector.

  The designers of NetFlow Version 9 did not impose any
  confidentiality, integrity or authentication requirements on the
  protocol because this reduced the efficiency of the implementation
  and it was believed at the time that the majority of deployments
  would confine the Flow Records to private networks, with the
  Collector(s) and Exporter(s) in close proximity.

  The IPFIX protocol (IP Flow Information eXport), which has chosen the
  NetFlow version 9 protocol as the base protocol, addresses the
  security considerations discussed in this section.  See the security
  section of IPFIX requirement draft [RFC3917] for more information.

10.1.  Disclosure of Flow Information Data

  Because the NetFlow Version 9 Export Packets are not encrypted, the
  observation of Flow Records can give an attacker information about
  the active flows in the network, communication endpoints and traffic
  patterns.  This information can be used both to spy on user behavior
  and to plan and conceal future attacks.

  The information that an attacker could derive from the interception
  of Flow Records depends on the Flow definition.  For example, a Flow
  Record containing the source and destination IP addresses might
  reveal privacy sensitive information regarding the end user's
  activities, whilst a Flow Record only containing the source and
  destination IP network would be less revealing.

10.2.  Forgery of Flow Records or Template Records

  If Flow Records are used in accounting and/or security applications,
  there may be a strong incentive to forge exported Flow Records (for
  example to defraud the service provider, or to prevent the detection
  of an attack).  This can be done either by altering the Flow Records
  on the path between the Observer and the Collector, or by injecting
  forged Flow Records that pretend to be originated by the Exporter.





Claise                       Informational                     [Page 26]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  An attacker could forge Templates and/or Options Templates and
  thereby try to confuse the NetFlow Collector, rendering it unable to
  decode the Export Packets.

10.3.  Attacks on the NetFlow Collector

  Denial of service attacks on the NetFlow Collector can consume so
  many resources from the machine that, the Collector is unable to
  capture or decode some NetFlow Export Packets.  Such hazards are not
  explicitly addressed by the NetFlow Version 9 protocol, although the
  normal methods used to protect a server from a DoS attack will
  mitigate the problem.

11.  Examples

  Let us consider the example of an Export Packet composed of a
  Template FlowSet, a Data FlowSet (which contains three Flow Data
  Records), an Options Template FlowSet, and a Data FlowSet (which
  contains two Options Data Records).

  Export Packet:

  +--------+---------------------------------------------. . .
  |        | +--------------+ +-----------------------+
  | Packet | | Template     | | Data                  |
  | Header | | FlowSet      | | FlowSet               |   . . .
  |        | | (1 Template) | | (3 Flow Data Records) |
  |        | +--------------+ +-----------------------+
  +--------+---------------------------------------------. . .

      . . .+-------------------------------------------------+
           +------------------+ +--------------------------+ |
           | Options          | | Data                     | |
      . . .| Template FlowSet | | FlowSet                  | |
           | (1 Template)     | | (2 Options Data Records) | |
           +------------------+ +--------------------------+ |
      . . .--------------------------------------------------+














Claise                       Informational                     [Page 27]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


11.1.  Packet Header Example

  The Packet Header is composed of:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Version = 9               |          Count = 7            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           sysUpTime                           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           UNIX Secs                           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                       Sequence Number                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           Source ID                           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

11.2.  Template FlowSet Example

  We want to report the following Field Types:
  -  The source IP address (IPv4), so the length is 4
  -  The destination IP address (IPv4), so the length is 4
  -  The next-hop IP address (IPv4), so the length is 4
  -  The number of bytes of the Flow
  -  The number of packets of the Flow

  Therefore, the Template FlowSet is composed of the following:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       FlowSet ID = 0          |      Length = 28 bytes        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Template ID 256         |       Field Count = 5         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     IP_SRC_ADDR = 8           |       Field Length = 4        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     IP_DST_ADDR = 12          |       Field Length = 4        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     IP_NEXT_HOP = 15          |       Field Length = 4        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       IN_PKTS = 2             |       Field Length = 4        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       IN_BYTES = 1            |       Field Length = 4        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+





Claise                       Informational                     [Page 28]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


11.3.  Data FlowSet Example

  In this example, we report the following three Flow Records:

  Src IP addr. | Dst IP addr. | Next Hop addr. | Packet | Bytes
               |              |                | Number | Number
  ---------------------------------------------------------------
  198.168.1.12 | 10.5.12.254  | 192.168.1.1    | 5009   | 5344385
  192.168.1.27 | 10.5.12.23   | 192.168.1.1    | 748    | 388934
  192.168.1.56 | 10.5.12.65   | 192.168.1.1    | 5      | 6534


   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       FlowSet ID = 256        |          Length = 64          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                          198.168.1.12                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                          10.5.12.254                          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                          192.168.1.1                          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                             5009                              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                            5344385                            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                          192.168.1.27                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           10.5.12.23                          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                          192.168.1.1                          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                              748                              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                             388934                            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                          192.168.1.56                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           10.5.12.65                          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                           192.168.1.1                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                               5                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                              6534                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+




Claise                       Informational                     [Page 29]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


  Note that padding was not necessary in this example.

11.4.  Options Template FlowSet Example

  Per line card (the Exporter is composed of two line cards), we want
  to report the following Field Types:
  - Total number of Export Packets
  - Total number of exported Flows

  The format of the Options Template FlowSet is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       FlowSet ID = 1          |          Length = 24          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Template ID 257         |    Option Scope Length = 4    |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Option Length = 8       |  Scope 1 Field Type = 3       |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Scope 1 Field Length = 2    |   TOTAL_EXP_PKTS_SENT = 41    |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Field Length = 2        |     TOTAL_FLOWS_EXP = 42      |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Field Length = 2        |           Padding             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

11.5.  Data FlowSet with Options Data Records Example

  In this example, we report the following two records:

  Line Card ID | Export Packet| Export Flow
  ------------------------------------------
  Line Card 1  | 345          | 10201
  Line Card 2  | 690          | 20402
















Claise                       Informational                     [Page 30]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    FlowSet ID = 257           |         Length = 16           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |             1                 |             345               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           10201               |              2                |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |            690                |            20402              |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

12.  References

12.1.  Normative References

  [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

12.2.  Informative References

  [RFC768]    Postel, J., "User Datagram Protocol", STD 6, RFC 768,
              August 1980.

  [RFC793]    Postel, J., "Transmission Control Protocol", STD 7, RFC
              793, September 1981.

  [RFC2960]   Stewart, R., Xie, Q., Morneault, K., Sharp, C.,
              Schwarzbauer, H., Taylor, T., Rytina, I., Kalla, M.,
              Zhang, L., and V. Paxson, "Stream Control Transmission
              Protocol", RFC 2960, October 2000.

  [RFC3917]   Quittek, J., Zseby, T., Claise, B., and S. Zander,
              "Requirements for IP Flow Information Export (IPFIX)",
              RFC 3917, October 2004.

13.  Authors

  This document was jointly written by Vamsidhar Valluri, Martin
  Djernaes, Ganesh Sadasivan, and Benoit Claise.

14.  Acknowledgments

  I would like to thank Pritam Shah, Paul Kohler, Dmitri Bouianovski,
  and Stewart Bryant for their valuable technical feedback.






Claise                       Informational                     [Page 31]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


15.  Authors' Addresses

  Benoit Claise (Editor)
  Cisco Systems
  De Kleetlaan 6a b1
  1831 Diegem
  Belgium

  Phone:  +32 2 704 5622
  EMail:  [email protected]


  Ganesh Sadasivan
  Cisco Systems, Inc.
  3750 Cisco Way
  San Jose, CA 95134
  USA

  Phone:  +1 408 527-0251
  EMail:  [email protected]


  Vamsi Valluri
  Cisco Systems, Inc.
  510 McCarthy Blvd.
  San Jose, CA 95035
  USA

  Phone:  +1 408 525-1835
  EMail:  [email protected]


  Martin Djernaes
  Cisco Systems, Inc.
  510 McCarthy Blvd.
  San Jose, CA 95035
  USA

  Phone:  +1 408 853-1676
  EMail:  [email protected]











Claise                       Informational                     [Page 32]

RFC 3954        Cisco Systems NetFlow Services Export V9    October 2004


Full Copyright Statement

  Copyright (C) The Internet Society (2004).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and at www.rfc-editor.org, and except as set
  forth therein, the authors retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
  OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
  ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
  INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
  INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  Intellectual Property Rights or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; nor does it represent that it has
  made any independent effort to identify any such rights.  Information
  on the ISOC's procedures with respect to rights in ISOC Documents can
  be found in BCP 78 and BCP 79.

  Copies of IPR disclosures made to the IETF Secretariat and any
  assurances of licenses to be made available, or the result of an
  attempt made to obtain a general license or permission for the use of
  such proprietary rights by implementers or users of this
  specification can be obtained from the IETF on-line IPR repository at
  http://www.ietf.org/ipr.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights that may cover technology that may be required to implement
  this standard.  Please address the information to the IETF at ietf-
  [email protected].

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.







Claise                       Informational                     [Page 33]