Network Working Group                                        S. Shalunov
Request for Comments: 3763                                 B. Teitelbaum
Category: Informational                                        Internet2
                                                             April 2004


       One-way Active Measurement Protocol (OWAMP) Requirements

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2004).  All Rights Reserved.

Abstract

  With growing availability of good time sources to network nodes, it
  becomes increasingly possible to measure one-way IP performance
  metrics with high precision.  To do so in an interoperable manner, a
  common protocol for such measurements is required.  This document
  specifies requirements for a one-way active measurement protocol
  (OWAMP) standard.  The protocol can measure one-way delay, as well as
  other unidirectional characteristics, such as one-way loss.

1.  Motivations and Goals

  The IETF IP Performance Metrics (IPPM) working group has proposed
  standards track metrics for one-way packet delay [RFC2679] and loss
  [RFC 2680] across Internet paths.  Although there are now several
  measurement platforms that implement the collection of these metrics
  ([CQOS], [BRIX], [RIPE], [SURVEYOR]), there is not currently a
  standard for interoperability.  This requirements document is aimed
  at defining a protocol that allows users to do measurements using
  devices from different vendors at both ends and get meaningful
  results.

  With the increasingly wide availability of affordable global
  positioning system (GPS) and CDMA based time sources, hosts
  increasingly have available to them time sources that allow hosts to
  time-stamp packets with accuracies substantially better than the
  delays seen on the Internet--either directly or through their
  proximity to NTP primary (stratum 1) time servers.  By standardizing
  a technique for collecting IPPM one-way active measurements, we hope
  to create an environment where these metrics may be collected across



Shalunov & Teitelbaum        Informational                      [Page 1]

RFC 3763                   OWAMP Requirements                 April 2004


  a far broader mesh of Internet paths than is currently possible.  One
  particularly compelling vision is of widespread deployment of open
  one-way active measurement beacons that would make measurements of
  one-way delay as commonplace as measurements of round-trip time are
  today using ICMP-based tools like ping.  Even without very accurate
  timestamps one can measure characteristics such as loss with quality
  acceptable for many practical purposes, e.g., network operations.

  To support interoperability between alternative OWAMP implementations
  and make possible a world where "one-way ping" could become
  commonplace, a standard is required that specifies how test streams
  are initiated, how test packets are exchanged, and how test results
  are retrieved.  Detailed functional requirements are given in the
  subsequent section.

2.  Functional Requirements

  The protocol(s) should provide the ability to measure, record, and
  distribute the results of measurements of one-way singleton network
  characteristics such as characteristics defined in [RFC2679] and
  [RFC2680].  Result reporting, sampling, and time stamps are to be
  within the framework of [RFC2330].

  It should be possible to measure arbitrary one-way singleton
  characteristics (e.g., loss, median delay, mean delay, jitter, 90th
  percentile of delay, etc.); this is achieved by keeping all the raw
  data for post-processing by the final data consumer, as specified in
  section 2.1.  Since RFC2679 and RFC2680 standardize metrics based on
  Poisson sampling processes, Poisson streams must be supported by the
  protocol(s).

  Non-singleton characteristics (such as those related to trains of
  packets, back-to-back tuples, and so forth) and application traffic
  simulation need not be addressed.  However, they may be addressed if
  considered practical and not in contradiction to other design goals.

2.1.  Keeping All Data for Post-processing

  To facilitate the broadest possible use of obtained measurement
  results, the protocol(s) should not necessitate any required post-
  processing.  (This does not apply to implementation details such as
  converting timestamps from ticks since midnight into a canonical form
  or applying calibration constants; such details should naturally be
  hidden.)  All data obtained during a measurement session should be
  available after the session is finished if desired by the data
  consumer so that various characteristics can be computed from the raw
  data using arbitrary algorithms.




Shalunov & Teitelbaum        Informational                      [Page 2]

RFC 3763                   OWAMP Requirements                 April 2004


2.2.  Result Distribution

  A means to distribute measurement results (between hosts
  participating in a measurement session and beyond) should be
  provided.  Since there can exist a wide variety of scenarios as to
  where the final data destination should be, these should be invoked
  separately from measurement requests (e.g., receiver should not have
  to automatically send measurement results to the sender, since it may
  be the receiver or a third host that are the ultimate data
  destination).

  At the same time, ability to transfer results directly to their
  destination (without need for potentially large intermediate
  transfers) should be provided.

2.3.  Protocol Separation

  Since measurement session setup and the actual measurement session
  (i) are different tasks; (ii) require different levels of
  functionality, flexibility, and implementation effort; (iii) may need
  to run over different transport protocols, there should exist two
  protocols: one for conducting the actual measurement session and
  another for session setup/teardown/confirmation/retrieval.  These
  protocols are further referred to as OWAMP-Test and OWAMP-Control,
  respectively.

  It should be possible to use devices that only support OWAMP-Test but
  not OWAMP-Control to conduct measurement sessions (such devices will
  necessarily need to support one form of session setup protocol or the
  other, but it doesn't have to be known to external parties).

  OWAMP-Control would thus become a common protocol for different
  administrative domains, which may or may not use it for session setup
  internally.

2.4.  Test Protocol

  The test protocol needs to be implemented on all measurement nodes
  and should therefore have the following characteristics:

  +  Be lightweight and easy to implement.

  +  Be suitable for implementation on a wide range of measurement
     nodes.







Shalunov & Teitelbaum        Informational                      [Page 3]

RFC 3763                   OWAMP Requirements                 April 2004


  +  Allow UDP as the transport protocol, since the protocol needs to
     be able to measure individual packet delivery times and has to run
     on various machines (see the section "Support for Measurements
     with Different Packet Types" below for further discussion).

  +  Support varying packet sizes and network services (e.g., DSCP
     marking).

  +  Be as simple as possible, but no simpler than necessary to
     implement requirements set forth in this document; the OWAMP-Test
     packet format should include only universally meaningful fields,
     and minimum number of them.

  +  If practical, it should be possible to generate OWAMP-Test packets
     small enough, so that when encapsulated, each fits inside a single
     ATM cell.

  +  Data needed to calculate experimental errors on the final result
     should be included in every OWAMP-Test packet.

2.5.  Control Protocol

  Control protocol needs to provide the capability to:

  +  authenticate peers to each other using a common authentication
     method that doesn't require building any new authentication
     infrastructure, such as user ID and a shared secret;

  +  schedule zero or more OWAMP-Test sessions (which do not have to be
     between the peers of OWAMP-Control conversation);

  +  start OWAMP-Test sessions simultaneously or at a pre-scheduled
     per-session times;

  +  retrieve OWAMP-Test session results (of OWAMP-Test sessions
     scheduled in the current and other OWAMP-Control sessions);

  +  confirm graceful completion of sessions and allow either side to
     abort a session prematurely.

  The OWAMP-Control design should not preclude the ability to record
  extended periods of losses.  It should always provide peers with the
  ability to distinguish between network and peer failures.








Shalunov & Teitelbaum        Informational                      [Page 4]

RFC 3763                   OWAMP Requirements                 April 2004


2.6.  Support for Measurements with Different Packet Types

  Since the notion of a packet of type P from [RFC2330], section 13
  doesn't always imply precise definition of packet type, some
  decisions narrowing the scope of possible packet types need to be
  made at measurement protocol design stage.  Further, measurement with
  packets of certain types, while feasible in more closed settings than
  those implied by OWAMP, become very hard to perform in an open
  inter-domain fashion (e.g., measurements with particular packets with
  broken IP checksum or particular loose source routing options).

  In addition, very general packet type specification could result in
  several problems:

  +  Many OWAMP-Test speakers will be general purpose computers with a
     multitasking operating system that includes a socket interface.
     These will inevitably have higher losses when listening to raw
     network traffic.  Raw sockets will induce higher loss rate than
     one would have with UDP measurements.

  +  It's not at all clear (short of standardizing tcpdump syntax) how
     to describe formally the filter that a receiver should use to
     listen for test traffic.

  +  Suppose an identity of an authenticated user becomes compromised.
     Now the attacker could use that to run TCP sessions to the rlogin
     port of machines around servers that trust this user to perform
     measurements (or, less drastically, to send spam from that
     network).  The ability to perform measurements is transformed into
     an ability to generate arbitrary traffic on behalf of all the
     senders an OWAMP-Control server controls.

  +  Carefully crafted packets could cause disruption to some link-
     layer protocols.  Implementors can't know what to disallow
     (scrambling is different for different link-layer technologies).

  It appears that allowing one to ask a measurement server to generate
  arbitrary packets becomes an unmanageable security hole and a
  formidable specification and implementation hurdle.

  For these reasons, we only require OWAMP to support a small subspace
  of the whole packet type space.  Namely, it should be possible to
  conduct measurements with a given Differentiated Services Codepoint
  (DSCP) [RFC2474] or a given Per Hop Behavior Identification Code (PHB
  ID) [RFC3140].






Shalunov & Teitelbaum        Informational                      [Page 5]

RFC 3763                   OWAMP Requirements                 April 2004


3.  Scalability

  While some measurement architecture designs have inherent scalability
  problems (e.g., a full mesh of always-on measurements among N
  measurement nodes requires O(N^2) total resources, such as storage
  space and link capacity), OWAMP itself should not exaggerate the
  problem or make it impossible (where it is in principle possible) to
  design other architectures that are free of scalability deficiencies.

  It is the protocol user's responsibility to decide how to use the
  protocol and which measurements to conduct.

4.  Security Considerations

4.1.  Authentication

  It should be possible to authenticate peers to each other using a
  user ID and a shared secret.  It should be infeasible for any
  external party without knowledge of the shared secret to obtain any
  information about it by observing, initiating, or modifying protocol
  transactions.

  It should also be infeasible for such party to use any information
  obtained by observing, modifying or initiating protocol transactions
  to impersonate (other) valid users.

4.2.  Authorization

  Authorization shall normally be performed on the basis of the
  authenticated identity (such as username) and the specification shall
  require all implementations to support such a mode of authorization.
  Different identities (or classes of identities) can have different
  testing privileges.  The use of authorization for arriving at
  specific policy decisions (such as whether to allow a specific test
  with a specific source and destination and with a given test send
  schedule -- which would determine the average network capacity
  utilization -- at a given time) is up to the users.

4.3.  Being Hard to Interfere with by Applying Special Treatment to
    Measurement Packets

  The design of the protocol should make it possible to run sessions
  that would make it very difficult for any intermediate party to make
  results appear better than they would be if no interference was
  attempted.






Shalunov & Teitelbaum        Informational                      [Page 6]

RFC 3763                   OWAMP Requirements                 April 2004


  This is different from cryptographic assurance of data integrity,
  because one can manipulate the results without changing any data in
  the packets.  For example, if OWAMP-Test packets are easy to identify
  (e.g., they all come to a well-known port number), an intermediate
  party might place OWAMP-Test traffic into a priority queue at a
  congested link thus ensuring that the results of the measurement
  appear better than what would be experienced by other traffic.  It
  should not be easy for intermediate parties to identify OWAMP-Test
  packets (just as it should not be easy for restaurants to identify
  restaurant critics).

4.4.  Secrecy/Confidentiality

  It should be possible to make it infeasible for any outside party
  without knowledge of the shared secret being used to learn what
  information is exchanged using OWAMP-Control by inspecting an OWAMP-
  Control stream or actively modifying it.

  (It is recognized that some information will inevitably leak from the
  mere fact of communication and from the presence and timing of
  concurrent and subsequent OWAMP-Test traffic.)

4.5.  Integrity

  So that it is possible to detect any interference during a
  conversation (other than the detention of some messages), facility
  must be provided to authenticate each message of the OWAMP-Control
  protocol, its attribution to a given session, and its exact placement
  in the sequence of control protocol exchanges.

  It must also be possible to authenticate each message of the test
  protocol and its attribution to a specific session, so that
  modifications of OWAMP-Test messages can be detected.  It must be
  possible to do this in a fashion that does not require timestamps
  themselves to be encrypted; in this case, security properties are
  valid only when an attacker cannot observe valid traffic between the
  OWAMP-Test sender and receiver.

4.6.  Replay Attacks

  OWAMP-Control must be resistant to any replay attacks.

  OWAMP-Test, on the other hand, is a protocol for network measurement.
  One of the attributes of networks is packet duplication.  OWAMP-Test
  has to be suitable for measurement of duplication.  This would make
  it vulnerable to attacks that involve replaying a recent packet.  For
  the recipient of such a packet it is impossible to determine whether
  the duplication is malicious or naturally occurring.



Shalunov & Teitelbaum        Informational                      [Page 7]

RFC 3763                   OWAMP Requirements                 April 2004


  OWAMP-Test should measure all duplication -- malicious or otherwise.
  Note that this is similar to delay attacks: an attacker can hold up a
  packet for some short period of time and then release it to continue
  on its way to the recipient.  There's no way such delay can be
  reliably distinguished from naturally occurring delay by the
  recipient.

  OWAMP-Test should measure the network as it was.  Note, however, that
  this does not prevent the data from being sanitized at a later stage
  of processing, analysis, or consumption.  Some sanity checks (those
  that are deemed reliable and erring on the side of inclusion) should
  be performed by OWAMP-Test recipient immediately.

4.7.  Modes of Operation

  Since the protocol(s) will be used in widely varying circumstances
  using widely varying equipment, it is necessary to be able to support
  varying degrees of security modes of operation.  The parameters to be
  considered include: confidentiality, data origin authentication,
  integrity and replay protection.

  It should also be possible to operate in a mode where all security
  mechanisms are enabled and security objectives are realized to the
  fullest extent possible.  We call this "encrypted mode".

  Since timestamp encryption takes a certain amount of time, which may
  be hard to predict on some devices (with a time-sharing OS), a mode
  should be provided that is similar to encrypted mode, but in which
  timestamps are not encrypted.  In this mode, all security properties
  of the encrypted mode that can be retained without timestamp
  encryption should be present.  We call this "authenticated mode".

  It should be possible to operate in a completely "open" mode, where
  no cryptographic security mechanisms are used.  We call this
  "unauthenticated mode".  In this mode, mandatory-to-use mechanisms
  must be specified that prevent the use of the protocol for network
  capacity starvation denial-of-service attacks (e.g., only sending
  test data back to the client that requested them to be sent with the
  request delivered over a TCP connection), and that prevent a worm
  from using the protocol to send test data to a very large number of
  hosts in a short time (e.g., ensuring that open mode requests can
  only be made by humans, rate-limiting the acceptance of open mode
  requests).








Shalunov & Teitelbaum        Informational                      [Page 8]

RFC 3763                   OWAMP Requirements                 April 2004


  To make implementation more manageable, the number of other options
  and modes should be kept to the absolute practical minimum.  Where
  choosing a single mechanism for achieving anything related to
  security is possible, such choice should be made at specification
  phase and be put into the standard.

5.  IANA Considerations

  Relevant IANA considerations will be placed into the protocol
  specification document itself, and not into the requirements
  document.

6.  References

6.1.  Normative References

  [RFC2330]  Paxson, V., Almes, G., Mahdavi, J. and M. Mathis,
             "Framework for IP Performance Metrics", RFC 2330, May
             1998.

  [RFC2474]  Nichols, K., Blake, S., Baker, F. and D. Black,
             "Definition of the Differentiated Services Field (DS
             Field) in the IPv4 and IPv6 Headers", RFC 2474, December
             1998.

  [RFC2679]  Almes, G., Kalidindi, S. and M. Zekauskas, "A One-way
             Delay Metric for IPPM", RFC 2679, September 1999.

  [RFC2680]  Almes, G., Kalidindi, S. and M. Zekauskas, "A One-way
             Packet Loss Metric for IPPM", RFC 2680, September 1999.

  [RFC3140]  Black, D., Brim, S., Carpenter, B. and F. Le Faucheur,
             "Per Hop Behavior Identification Codes", RFC 3140, June
             2001.

6.2.  Informative References

  [BRIX]     Brix 1000 Verifier,
             http://www.brixnet.com/products/brix1000.html

  [CQOS]     CQOS Home Page, http://www.cqos.com/

  [RIPE]     RIPE NCC Test-Traffic Measurements home,
             http://www.ripe.net/test-traffic/

  [SURVEYOR] Surveyor Home Page, http://www.advanced.org/surveyor/





Shalunov & Teitelbaum        Informational                      [Page 9]

RFC 3763                   OWAMP Requirements                 April 2004


7.  Authors' Addresses

  Stanislav Shalunov

  EMail: [email protected]


  Benjamin Teitelbaum

  EMail: [email protected]









































Shalunov & Teitelbaum        Informational                     [Page 10]

RFC 3763                   OWAMP Requirements                 April 2004


8.  Full Copyright Statement

  Copyright (C) The Internet Society (2004).  This document is subject
  to the rights, licenses and restrictions contained in BCP 78, and
  except as set forth therein, the authors retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE
  REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE
  INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR
  IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
  THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  Intellectual Property Rights or other rights that might be claimed
  to pertain to the implementation or use of the technology
  described in this document or the extent to which any license
  under such rights might or might not be available; nor does it
  represent that it has made any independent effort to identify any
  such rights.  Information on the procedures with respect to
  rights in RFC documents can be found in BCP 78 and BCP 79.

  Copies of IPR disclosures made to the IETF Secretariat and any
  assurances of licenses to be made available, or the result of an
  attempt made to obtain a general license or permission for the use
  of such proprietary rights by implementers or users of this
  specification can be obtained from the IETF on-line IPR repository
  at http://www.ietf.org/ipr.

  The IETF invites any interested party to bring to its attention
  any copyrights, patents or patent applications, or other
  proprietary rights that may cover technology that may be required
  to implement this standard.  Please address the information to the
  IETF at [email protected].

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.









Shalunov & Teitelbaum        Informational                     [Page 11]