Network Working Group                                           B. Patel
Request for Comments: 3456                                    Intel Corp
Category: Standards Track                                       B. Aboba
                                                              Microsoft
                                                               S. Kelly
                                                              Airespace
                                                               V. Gupta
                                                 Sun Microsystems, Inc.
                                                           January 2003


             Dynamic Host Configuration Protocol (DHCPv4)
                  Configuration of IPsec Tunnel Mode

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2003).  All Rights Reserved.

Abstract

  This memo explores the requirements for host configuration in IPsec
  tunnel mode, and describes how the Dynamic Host Configuration
  Protocol (DHCPv4) may be leveraged for configuration.  In many remote
  access scenarios, a mechanism for making the remote host appear to be
  present on the local corporate network is quite useful.  This may be
  accomplished by assigning the host a "virtual" address from the
  corporate network, and then tunneling traffic via IPsec from the
  host's ISP-assigned address to the corporate security gateway.  In
  IPv4, DHCP provides for such remote host configuration.














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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


Table of Contents

  1. Introduction...................................................  2
    1.1 Terminology.................................................  2
    1.2 Requirements Language.......................................  3
  2. IPsec tunnel mode configuration requirements...................  3
    2.1 DHCP configuration evaluation...............................  3
    2.2 Summary.....................................................  4
  3. Scenario overview..............................................  4
    3.1 Configuration walk-through..................................  5
  4. Detailed description...........................................  6
    4.1 DHCPDISCOVER message processing.............................  6
    4.2 DHCP Relay behavior.........................................  9
    4.3 DHCPREQUEST message processing.............................. 10
    4.4 DHCPACK message processing.................................. 10
    4.5 Configuration policy........................................ 11
  5. Security Considerations........................................ 11
  6. IANA Considerations............................................ 12
  7. Intellectual Property Statement................................ 12
  8. References..................................................... 13
    8.1 Normative References........................................ 13
    8.2 Informative References...................................... 13
  9. Acknowledgments................................................ 14
  Appendix - IKECFG evaluation...................................... 15
  Authors' Addresses................................................ 17
  Full Copyright Statement ......................................... 18

1.  Introduction

  In many remote access scenarios, a mechanism for making the remote
  host appear to be present on the local corporate network is quite
  useful.  This may be accomplished by assigning the host a "virtual"
  address from the corporate network, and then tunneling traffic via
  IPsec from the host's ISP-assigned address to the corporate security
  gateway.  In IPv4, Dynamic Host Configuration Protocol (DHCP) [3]
  provides for such remote host configuration. This document explores
  the requirements for host configuration in IPsec tunnel mode, and
  describes how DHCPv4 may be leveraged for configuration.

1.1.  Terminology

  This document uses the following terms:

  DHCP client
        A DHCP client or "client" is an Internet host using DHCP to
        obtain configuration parameters such as a network address.





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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  DHCP server
        A DHCP server or "server" is an Internet host that returns
        configuration parameters to DHCP clients.

1.2.  Requirements language

  In this document, the key words "MAY", "MUST, "MUST NOT", "optional",
  "recommended", "SHOULD", and "SHOULD NOT", are to be interpreted as
  described in [1].

2.  IPsec tunnel mode configuration requirements

  As described in [21], the configuration requirements of a host with
  an IPsec tunnel mode interface include the need to obtain an IPv4
  address and other configuration parameters appropriate to the class
  of host.  In addition to meeting the basic requirements [21], the
  following additional capabilities may be desirable:

     a. integration with existing IPv4 address management facilities
     b. support for address pool management
     c. reconfiguration when required
     d. support for fail-over
     e. maintaining security and simplicity in the IKE implementation.
     f. authentication where required

2.1.  DHCP configuration evaluation

  Leveraging DHCP for configuration of IPsec tunnel mode meets the
  basic requirements described in [21].  It also provides the
  additional capabilities described above.

  Basic configuration
        In IPv4, leveraging DHCPv4 [3] for the configuration of IPsec
        tunnel mode satisfies the basic requirements described in [21].
        Since the required configuration parameters described in [21]
        are a subset of those already supported in DHCPv4 options [4],
        no new DHCPv4 options are required, and no modifications to
        DHCPv4 [3] are required.

  Address management integration
        Since DHCPv4 is widely deployed for address management today,
        reuse of DHCPv4 for IPsec tunnel mode address management
        enables compatibility and integration with existing addressing
        implementations and IPv4 address management software.







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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  Address pool management
        As described in [18], DHCPv4 implementations support
        conditional behavior so that the address and configuration
        parameters assigned can be dependent on parameters included in
        the DHCPDISCOVER.  This makes it possible for the security
        gateway to ensure that the remote host receives an IP address
        assignment from the appropriate address pool, such as via the
        User Class option, described in [16].

  Reconfiguration
        DHCP supports the concept of configuration leases, and there is
        a proposal for handling forced reconfiguration [14].

  Fail-over support
        When leveraging DHCPv4, configuration and addressing state is
        kept on the DHCP server, not within the IKE implementation.  As
        a result, the loss of a tunnel server does not result in the
        loss of configuration and addressing state, thus making it
        easier to support fail-over [12].

  Security and simplicity
        Leveraging DHCPv4 also makes it easier to maintain security in
        the IKE implementation since no IKE modifications are required
        to support configuration.

  Authentication
        Where DHCPv4 authentication [5] is required, this can be
        supported on an IPsec tunnel mode interface as it would be on
        any other interface.

2.2.  Summary

  As described, DHCPv4 [3] meets the IPsec tunnel mode configuration
  requirements [21], as well as providing additional capabilities.  As
  described in the Appendix, IKECFG [13] does not meet the basic
  requirements, nor does it provide the additional capabilities.  As a
  result, DHCPv4 is the superior alternative for IPsec tunnel mode
  configuration.

3.  Scenario overview

  IPsec [2], [6]-[9] is a protocol suite defined to secure
  communication at the network layer between communicating peers.
  Among many applications enabled by IPsec, a useful application is to
  connect a remote host to a corporate intranet via a security gateway,
  using IPsec tunnel mode.  This host is then configured in such a
  manner so as to provide it with a virtual presence on the internal
  network.  This is accomplished in the following manner:



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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  A remote host on the Internet will connect to the security gateway
  and then establish an IPsec tunnel to it.  The remote host then
  interacts via the IPsec tunnel with a DHCPv4 server which provides
  the remote host with an address from the corporate network address
  space.  The remote host subsequently uses this as the source address
  for all interactions with corporate resources.  Note that this
  implies that the corporate security gateway continues to recognize
  the host's original, routable IP address as the tunnel endpoint.  The
  virtual identity assumed by the remote host when using the assigned
  address appears to the corporate network as though it were situated
  behind a security gateway bearing the original routable IP address.
  All the traffic between the remote host and the intranet will be
  carried over the IPsec tunnel via the security gateway as shown
  below:

                                         corporate net
   +------------------+                      |
   |    externally    |        +--------+    |   !~~~~~~~~~~!
   |+-------+ visible |        |        |    |   ! rmt host !
   ||virtual| host    |        |security|    |---! virtual  !
   || host  |         |--------|gateway/|    |   ! presence !
   ||       |<================>|  DHCP  |----|   !~~~~~~~~~~!
   |+-------+         |--------| Relay  |    |
   +------------------+   ^    +--------+    |   +--------+
                          |                  |---| DHCPv4 |
                        IPsec tunnel         |   | server |
                        with encapsulated    |   +--------+
                        traffic inside

  This scenario assumes that the remote host already has Internet
  connectivity and the host Internet interface is appropriately
  configured.  The mechanisms for configuration of the remote host's
  address for the Internet interface are well defined; i.e., PPP IP
  control protocol (IPCP), described in [10], DHCPv4, described in [3],
  and static addressing.  The mechanisms for auto-configuration of the
  intranet are also standardized.  It is also assumed that the remote
  host has knowledge of the location of the security gateway.  This can
  be accomplished via DNS, using either A, KX [23], or SRV [24]
  records.

  A typical configuration of the remote host in this application would
  use two addresses: 1) an interface to connect to the Internet
  (Internet interface), and 2) a virtual interface to connect to the
  intranet (intranet interface).  The IP address of the Internet and
  intranet interfaces are used in the outer and inner headers of the
  IPsec tunnel mode packet, respectively.





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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


3.1.  Configuration walk-through

  The configuration of the intranet interface of the IPsec tunnel mode
  host is accomplished in the following steps:

  a. The remote host establishes an IKE security association with the
     security gateway in a main mode or aggressive mode exchange.  This
     IKE SA then serves to secure additional quick mode IPsec SAs.

  b. The remote host establishes a DHCP SA with the IPsec tunnel mode
     server in a quick mode exchange.  The DHCP SA is an IPsec tunnel
     mode SA established to protect initial DHCPv4 traffic between the
     security gateway and the remote host.  The DHCP SA MUST only be
     used for DHCP traffic.  The details of how this SA is set up are
     described in Section 4.1.

  c. DHCP messages are sent back and forth between the remote host and
     the DHCPv4 server.  The traffic is protected between the remote
     host and the security gateway using the DHCP SA established in
     step b.  After the DHCP conversation completes, the remote host's
     intranet interface obtains an IP address as well as other
     configuration parameters.

  d. The remote host MAY request deletion of the DHCP SA since future
     DHCP messages will be carried over a new IPsec tunnel.
     Alternatively, the remote host and the security gateway MAY
     continue to use the same SA for all subsequent traffic by adding
     temporary SPD selectors in the same manner as is provided for name
     ID types in [2].

  e. If a new IPsec tunnel is required, the remote host establishes a
     tunnel mode SA to the security gateway in a quick mode exchange.
     In this case, the new address assigned via DHCPv4 SHOULD be used
     in the quick mode ID.

  At the end of the last step, the remote host is ready to communicate
  with the intranet using an IPsec tunnel.  All the IP traffic
  (including future DHCPv4 messages) between the remote host and the
  intranet are now tunneled over this IPsec tunnel mode SA.

  Since the security parameters used for different SAs are based on the
  unique requirements of the remote host and the security gateway, they
  are not described in this document.  The mechanisms described here
  work best when the VPN is implemented using a virtual interface.







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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


4.  Detailed description

  This section provides details relating to the messages exchanged
  during the setup and teardown of the DHCP SAs.

4.1.  DHCPDISCOVER message processing

  The events begin with the remote host intranet interface generating a
  DHCPDISCOVER message.  Details are described below:

  FIELD      OCTETS       DESCRIPTION

  op            1  Message op code / message type.
                   1 = BOOTREQUEST, 2 = BOOTREPLY
  htype         1  Hardware address type.  Set to value 31.
                   signifying an IPsec tunnel mode virtual interface.
  hlen          1  Hardware address length
  hops          1  Client sets to zero, optionally used by relay agents
                   when booting via a relay agent.
  xid           4  Transaction ID, a random number chosen by the
                   client, used by the client and server to associate
                   messages and responses between a client and a
                   server.
  secs          2  Filled in by client, seconds elapsed since client
                   began address acquisition or renewal process.
  flags         2  Flags.  Broadcast bit MUST be set to zero.
  ciaddr        4  Client IP address; only filled in if client is in
                   BOUND, RENEW or REBINDING state.
  yiaddr        4  'your' (client) IP address.
  siaddr        4  IP address of next server to use in bootstrap;
                   returned in DHCPOFFER, DHCPACK by server.
  giaddr        4  Security gateway interface IPv4 address, used in
                   booting via a relay agent.
  chaddr       16  Client hardware address.  Should be unique.
  sname        64  Optional server host name, null terminated string.
  file        128  Boot file name, null terminated string; "generic"
                   name or null in DHCPDISCOVER, fully qualified
                   directory-path name in DHCPOFFER.
  options     var  Optional parameters field.

        Table 1:  Description of fields in the DHCP message

  The htype value is set to the value 31, signifying a virtual IPsec
  tunnel mode interface, in order to enable the DHCP server to
  differentiate VPN from non-VPN requests.  The chaddr field of the
  DHCPDISCOVER MUST include an identifier unique to the virtual subnet.
  The client MUST use the same chaddr field in all subsequent messages
  within the same DHCPv4 exchange.  In addition, the chaddr SHOULD be



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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  persistent between reboots so that the DHCP server will be able to
  re-assign the same address if desired.

  The hlen and chaddr fields SHOULD be determined as follows:

  a. If one or more LAN interfaces are available, the hlen and chaddr
     fields SHOULD be determined from the active LAN interface with the
     lowest interface number.  If no active LAN interface is available,
     then the parameters SHOULD be determined from the LAN interface
     with the lowest interface number.  This enables the chaddr to be
     persistent between reboots, as long as the LAN interface hardware
     is not removed.

  b. If there is no LAN interface, the chaddr field SHOULD be
     determined by concatenating x'4000', the IPv4 address of the
     interface supplying network connectivity, and an additional octet.
     The x'4000' value indicates a locally administered unicast MAC
     address, thus guaranteeing that the constructed chaddr value will
     not conflict with a globally assigned value.

     The additional octet (which MAY represent an interface number)
     SHOULD be persistent between reboots, so that the chaddr value
     will be persistent across reboots if the assigned IPv4 address
     remains consistent.

  If the above prescription is followed, then the chaddr will always be
  unique on the virtual subnet provided that the remote host only
  brings up a single tunnel to the security gateway.  Where a LAN
  interface is available, the chaddr will be globally unique.  When a
  non-LAN interface is available and a unique Internet address is
  assigned to the remote host, the chaddr will also be globally unique.
  Where a private IP address [22] is assigned to a non-LAN interface,
  it will not be globally unique.  However, in this case packets will
  not be routed back and forth between the remote host and the security
  gateway unless the external network and corporate network have a
  consistent addressing plan.  In this case the private IP address
  assigned to the remote host will be unique on the virtual subnet.

  For use in DHCPv4 configuration of IPsec tunnel mode, the client-
  identifier option MUST be included, MUST be unique within the virtual
  subnet and SHOULD be persistent across reboots.  Possibilities
  include:

  a. The htype/chaddr combination.  If assigned as described above,
     this will be unique on the virtual subnet.  It will be persistent
     across reboots for a LAN interface.  If a non-LAN interface is
     used, it may not be persistent across reboots if the assigned IP
     address changes.



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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  b. The machine FQDN concatenated with an interface number.  Assuming
     that the machine FQDN does not conflict with that of another
     machine, this will be unique on the virtual subnet as well as
     persistent across reboots.

  c. The user NAI concatenated with an interface number.  Assuming that
     the user is only connected to the VPN at one location, this will
     be unique on the subnet as well as persistent across reboots.

  In order to deliver the DHCPDISCOVER packet from the intranet
  interface to the security gateway, an IKE Phase 1 SA is established
  between the Internet interface and the security gateway.  A phase 2
  (quick mode) DHCP SA tunnel mode SA is then established.  The key
  lifetime for the DHCP SA SHOULD be on the order of minutes since it
  will only be temporary.  The remote host SHOULD  use an IDci payload
  of 0.0.0.0/UDP/port 68 in the quick mode exchange.  The security
  gateway will use an IDcr payload of its own Internet address/UDP/port
  67.  The DHCP SA is established as a tunnel mode SA with filters set
  as follows:

     From remote host to security gateway: Any to Any, destination: UDP
     port 67

     From security gateway to remote host: Any to Any, destination: UDP
     port 68

  Note that these filters will work not only for a client without
  configuration, but also with a client that has previously obtained a
  configuration lease, and is attempting to renew it.  In the latter
  case, the DHCP SA will initially be used to send a DHCPREQUEST rather
  than a DHCPDISCOVER message.  The initial DHCPv4 message
  (DHCPDISCOVER or DHCPREQUEST) is then tunneled to the security
  gateway using the tunnel mode SA.  Note that since the DHCPDISCOVER
  packet has a broadcast address destination, the IPsec implementations
  on both the remote host and the security gateway must be capable of
  handling this.

4.2.  DHCP Relay behavior

  While other configurations are possible, typically the DHCPv4 server
  will not reside on the same machine as the security gateway, which
  will act as a DHCPv4 relay, inserting its address in the "giaddr"
  field.  In this case, the security gateway relays packets between the
  client and the DHCPv4 server, but does not request or renew addresses
  on the client's behalf.  While acting as a DHCP Relay, the security
  gateway MAY implement DHCP Relay load balancing as described in [19].





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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  Since DHCP Relays are stateless, the security gateway SHOULD insert
  appropriate information in the DHCP message prior to forwarding to
  one or more DHCP servers.  This enables the security gateway to route
  the corresponding DHCPOFFER message(s) back to the remote host on the
  correct IPsec tunnel, without having to keep state gleaned from the
  DISCOVER, such as a table of the xid, chaddr and tunnel.

  If the security gateway maintains a separate subnet for each IPsec
  tunnel, then this can be accomplished by inserting the appropriate
  interface address in the giaddr field.  Alternatively, the security
  gateway can utilize the DHCP Relay Agent Information Option [17].  In
  this case, the virtual port number of the tunnel is inserted in the
  Agent Circuit ID Sub-option (sub-option code 1).

  To learn the internal IP address of the client in order to route
  packets to it, the security gateway will typically snoop the yiaddr
  field within the DHCPACK and plumb a corresponding route as part of
  DHCP Relay processing.

  Where allocating a separate subnet for each tunnel is not feasible,
  and the DHCP server does not support the Relay Agent Information
  Option, stateless Relay Agent behavior will not be possible.  In such
  cases, implementations MAY devise a mapping between the xid, chaddr,
  and tunnel in order to route the DHCP server response to the
  appropriate tunnel endpoint.  Note that this is particularly
  undesirable in large VPN servers where the resulting state will be
  substantial.

4.3.  DHCPREQUEST message processing

  After the Internet interface has received the DHCPOFFER message, it
  forwards this to the intranet interface after IPsec processing.  The
  intranet interface then responds by creating a DHCPREQUEST message,
  which is tunneled to security gateway using the DHCP SA.

4.4.  DHCPACK message processing

  The DHCPv4 server then replies with a DHCPACK or DHCPNAK message,
  which is forwarded down the DHCP SA by the security gateway.  The
  remote host Internet interface then forwards the DHCPACK or DHCPNAK
  message to the intranet interface after IPsec processing.

  After processing of the DHCPACK, the intranet interface is configured
  and the Internet interface can establish a new IPsec tunnel mode SA
  to the security gateway.  The remote host may now delete the DHCP
  tunnel mode SA.  All future DHCP messages sent by the client,
  including DHCPREQUEST, DHCPINFORM, DHCPDECLINE, and DHCPRELEASE
  messages will use the newly established VPN SA.  Similarly, all DHCP



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  messages subsequently sent by the DHCPv4 server will be forwarded by
  the security gateway (acting as a DHCP Relay) using the IPsec tunnel
  mode SA, including DHCPOFFER, DHCPACK, and DHCPNAK messages.

  It SHOULD be possible to configure the remote host to forward all
  Internet-bound traffic through the tunnel.  While this adds overhead
  to round-trips between the remote host and the Internet, it provides
  some added security in return for this, in that the corporate
  security gateway may now filter traffic as it would if the remote
  host were physically located on the corporate network.

4.5.  Configuration policy

  Several mechanisms can be used to enable remote hosts to be assigned
  different configurations.  For example, clients may use the User
  Class Option [16] to request various configuration profiles.  The
  DHCPv4 server may also take a number of other variables into account,
  including the htype/chaddr; the host name option; the client-
  identifier option; the DHCP Relay Agent Information option [17]; the
  vendor-class-identifier option; the vendor-specific information
  option; or the subnet selection option [15].

  Conditional configuration of clients, described in [18], can be used
  to solve a number of problems, including assignment of options based
  on the client operating system; assignment of groups of clients to
  address ranges subsequently used to determine quality of service;
  allocation of special address ranges for remote hosts; assignment of
  static routes to clients [20], etc.  As noted in the security
  considerations, these mechanisms, while useful, do not enhance
  security since they can be evaded by a remote host choosing its own
  IP address.

5.  Security Considerations

  This protocol is secured using IPsec, and as a result the DHCP
  packets flowing between the remote host and the security gateway are
  authenticated and integrity protected.

  However, since the security gateway acts as a DHCP Relay, no
  protection is afforded the DHCP packets in the portion of the path
  between the security gateway and the DHCP server, unless DHCP
  authentication is used.

  Note that authenticated DHCP cannot be used as an access control
  mechanism.  This is because a remote host can always set its own IP
  address and thus evade any  security measures based on DHCP
  authentication.




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  As a result, the assigned address MUST NOT be depended upon for
  security.  Instead, the security gateway can use other techniques
  such as instantiating packet filters or quick mode selectors on a
  per-tunnel basis.

  As described in [17], a number of issues arise when forwarding DHCP
  client requests from untrusted sources.  These include DHCP
  exhaustion attacks, and spoofing of the client identifier option or
  client MAC address.  These issues can be partially addressed through
  use of the DHCP Relay Information Option [17].

6.  IANA Considerations

  This document requires that an htype value be allocated for use with
  IPsec tunnel mode, as described in section 4.1.  Note that DHCP
  relies on the arp-parameters registry for definition of both the hrd
  parameter in ARP and the htype parameter in BOOTP/DHCP.  As a result,
  an assignment in the arp-parameters registry is required, even though
  IPsec-DHCP will never use that parameter for ARP purposes, since
  conceptually BOOTP/DHCP and ARP share the arp-parameters registry.

  This document does not create any new number spaces for IANA
  administration.

7.  Intellectual Property Statement

  The IETF takes no position regarding the validity or scope of any
  intellectual property or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; neither does it represent that it
  has made any effort to identify any such rights.  Information on the
  IETF's procedures with respect to rights in standards-track and
  standards-related documentation can be found in BCP-11.  Copies of
  claims of rights made available for publication and any assurances of
  licenses to be made available, or the result of an attempt made to
  obtain a general license or permission for the use of such
  proprietary rights by implementors or users of this specification can
  be obtained from the IETF Secretariat.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights which may cover technology that may be required to practice
  this standard.  Please address the information to the IETF Executive
  Director.






Patel, et. al.              Standards Track                    [Page 12]

RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


8.  References

8.1  Normative References

  [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [2]  Atkinson, R. and S. Kent, "Security Architecture for the
       Internet Protocol", RFC 2401, November 1998.

  [3]  Droms, R., "Dynamic Host Configuration Protocol", RFC 2131,
       March 1997.

  [4]  Alexander, S. and R. Droms, "DHCP Options and BOOTP Vendor
       Extensions", RFC 2132, March 1997.

  [5]  Droms, R. and W. Arbaugh, "Authentication for DHCP Messages",
       RFC 3118, June 2001.

  [6]  Kent, S. and R. Atkinson, "IP Authentication Header", RFC 2402,
       November 1998.

  [7]  Kent, S. and R. Atkinson, "IP Encapsulating Security Payload
       (ESP)", RFC 2406, November 1998.

  [8]  Piper, D., "The Internet IP Security Domain of Interpretation of
       ISAKMP", RFC 2407, November 1998.

  [9]  Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",
       RFC 2409, November 1998.

8.2  Informative References

  [10] McGregor, G., "The PPP Internet Protocol Control Protocol
       (IPCP)", RFC 1332, May 1992.

  [11] Cobb, S., "PPP Internet Protocol Control Protocol Extensions for
       Name Server Addresses", RFC 1877, December 1995.

  [12] Droms, R., Kinnear, K., Stapp, M., Volz, B., Gonczi, S., Rabil,
       G., Dooley, M. and A. Kapur, "DHCP Failover Protocol", Work in
       Progress.

  [13] Dukes, D. and R. Pereira, "The ISAKMP Configuration Method",
       Work in Progress.

  [14] T'Joens, Y., Hublet, C. and P. De Schrijver, "DHCP reconfigure
       extension", RFC 3203, December 2001.



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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  [15] Waters, G., "The IPv4 Subnet Selection Option for DHCP", RFC
       3011, November 2000.

  [16] Stump, G., Droms, R., Gu, Y., Vyaghrapuri, R., Demirtjis, A.,
       Beser, B. and J. Privat, "The User Class Option for DHCP", RFC
       3004, November 2000.

  [17] Patrick, M., "DHCP Relay Agent Information Option", RFC 3046,
       January 2001.

  [18] Droms, R., and Lemon, T., The DHCP Handbook, Macmillan,
       Indianapolis, Indiana, 1999.

  [19] Volz, B., Gonczi, S., Lemon, T. and R. Stevens, "DHC Load
       Balancing Algorithm", RFC 3074, February 2001.

  [20] Lemon, T., Cheshire, S. and B. Volz, "The Classless Static Route
       Option for Dynamic Host Configuration Protocol (DHCP)", RFC
       3442, December 2002.

  [21] Kelly, S. and S. Ramamoorthi, "Requirements for IPsec Remote
       Access Scenarios", RFC 3457, January 2003.

  [22] Rekhter, Y., Moskowitz, B., Karrenberg, D., G. de Groot, and E.
       Lear, "Address Allocation for Private Internets", BCP 5, RFC
       1918, February 1996.

  [23] Atkinson, R., "Key Exchange Delegation Record for the DNS", RFC
       2230, November 1997.

  [24] Gulbrandsen, A., Vixie, P. and L. Esibov, "A DNS RR for
       specifying the location of services (DNS SRV)", RFC 2782,
       February 2000.

9.  Acknowledgments

  This document has been enriched by comments from John Richardson and
  Prakash Iyer of Intel, Gurdeep Pall and Peter Ford of Microsoft.













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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


Appendix - IKECFG evaluation

  Alternatives to DHCPv4, such as ISAKMP CFG, described in [13], do not
  meet the basic requirements described in [21], nor do they provide
  the additional capabilities of DHCPv4.

  Basic configuration
        While ISAKMP CFG can provide for IP address assignment as well
        as configuration of a few additional parameters such as the DNS
        server and WINS server addresses, the rich configuration
        facilities of DHCPv4 are not supported.  Past experience with
        similar configuration mechanisms within PPP IPCP [11] has
        taught us that it is not viable merely to support minimal
        configuration.  Eventually, either much of the functionality
        embodied in the DHCPv4 options [4] is duplicated or support for
        DHCPINFORM [3] will be required.

  Address management integration
        Since IKECFG is not integrated with existing IP address
        management facilities, it is difficult to integrate it with
        policy management services that may be dependent on the user to
        IP address binding.

  Address pool management
        IKECFG does not provide a mechanism for the remote host to
        indicate a preference for a particular address pool.  This
        makes it difficult to support address pool management.

  Reconfiguration
        IKECFG does not support the concept of configuration leases or
        reconfiguration.

  Fail-over support
        Since IKECFG creates a separate pool of address state, it
        complicates the provisioning of network utility-class
        reliability, both in the IP address management system and in
        the security gateways themselves.

  Security and simplicity
        As past history with PPP IPCP demonstrates, once it is decided
        to provide non-integrated address management and configuration
        facilities within IKE, it will be difficult to limit the
        duplication of effort to address assignment.  Instead, it will
        be tempting to also duplicate the configuration, authentication
        and fail-over facilities of DHCPv4.  This duplication will
        greatly increase the scope of work, eventually compromising the
        security of IKE.




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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


  Authentication
        While IKECFG can support mutual authentication of the IPsec
        tunnel endpoints, it is difficult to integrate IKECFG with
        DHCPv4 authentication [5].  This is because the security
        gateway will not typically have access to the client
        credentials necessary to issue an DHCPv4 authentication option
        on the client's behalf.

  As a result, security gateways implementing IKECFG typically request
  allocation of an IP address on their own behalf, and then assign this
  to the client via IKECFG.  Since IKECFG does not support the concept
  of an address lease, the security gateway will need to do the renewal
  itself.  This complicates the renewal process.

  Since RFC 2131 [3] assumes that a DHCPREQUEST will not contain a
  filled in giaddr field when generated during RENEWING state, the
  DHCPACK will be sent directly to the client, which will not be
  expecting it.  As a result, it is either necessary for the security
  gateway to add special code to avoid forwarding such packets, or to
  wait until REBINDING state.  Since [3] does not specify that the
  giaddr field cannot be filled in when in the REBINDING state, the
  security gateway may put its own address in the giaddr field when in
  REBINDING state, thereby ensuring that it can receive the renewal
  response without treating it as a special case.



























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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


Authors' Addresses

  Baiju V. Patel
  Intel Corp
  2511 NE 25th Ave
  Hillsboro, OR 97124

  Phone: +1 503 712 2303
  EMail: [email protected]


  Bernard Aboba
  Microsoft Corporation
  One Microsoft Way
  Redmond, WA 98052

  Phone: +1 425 706 6605
  EMail: [email protected]


  Scott Kelly
  Airespace
  110 Nortech Pkwy
  San Jose CA 95134 USA

  Phone: +1 (408) 941-0500
  EMail: [email protected]


  Vipul Gupta
  Sun Microsystems, Inc.
  MS UMTV29-235
  2600 Casey Avenue
  Mountain View, CA 94303

  Phone: +1 650 336 1681
  EMail: [email protected]














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RFC 3456          DHCPv4 Config. of IPsec Tunnel Mode       January 2003


Full Copyright Statement

  Copyright (C) The Internet Society (2003).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
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  or assist in its implementation may be prepared, copied, published
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  The limited permissions granted above are perpetual and will not be
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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