Network Working Group                            Editor of this version:
Request for Comments: 3416                                    R. Presuhn
STD: 62                                               BMC Software, Inc.
Obsoletes: 1905                             Authors of previous version:
Category: Standards Track                                        J. Case
                                                    SNMP Research, Inc.
                                                          K. McCloghrie
                                                    Cisco Systems, Inc.
                                                                M. Rose
                                           Dover Beach Consulting, Inc.
                                                          S. Waldbusser
                                         International Network Services
                                                          December 2002


               Version 2 of the Protocol Operations for
            the Simple Network Management Protocol (SNMP)

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This document defines version 2 of the protocol operations for the
  Simple Network Management Protocol (SNMP).  It defines the syntax and
  elements of procedure for sending, receiving, and processing SNMP
  PDUs.  This document obsoletes RFC 1905.















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RFC 3416              Protocol Operations for SNMP         December 2002


Table of Contents

  1. Introduction ................................................    3
  2. Overview ....................................................    4
  2.1. Management Information ....................................    4
  2.2. Retransmission of Requests ................................    4
  2.3. Message Sizes .............................................    4
  2.4. Transport Mappings ........................................    5
  2.5. SMIv2 Data Type Mappings ..................................    6
  3. Definitions .................................................    6
  4. Protocol Specification ......................................    9
  4.1. Common Constructs .........................................    9
  4.2. PDU Processing ............................................   10
  4.2.1. The GetRequest-PDU ......................................   10
  4.2.2. The GetNextRequest-PDU ..................................   11
  4.2.2.1. Example of Table Traversal ............................   12
  4.2.3. The GetBulkRequest-PDU ..................................   14
  4.2.3.1. Another Example of Table Traversal ....................   17
  4.2.4. The Response-PDU ........................................   18
  4.2.5. The SetRequest-PDU ......................................   19
  4.2.6. The SNMPv2-Trap-PDU .....................................   22
  4.2.7. The InformRequest-PDU ...................................   23
  5. Notice on Intellectual Property .............................   24
  6. Acknowledgments .............................................   24
  7. Security Considerations .....................................   26
  8. References ..................................................   26
  8.1. Normative References ......................................   26
  8.2. Informative References ....................................   27
  9. Changes from RFC 1905 .......................................   28
  10. Editor's Address ...........................................   30
  11. Full Copyright Statement ...................................   31




















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1.  Introduction

  The SNMP Management Framework at the time of this writing consists of
  five major components:

     -  An overall architecture, described in STD 62, RFC 3411
        [RFC3411].

     -  Mechanisms for describing and naming objects and events for the
        purpose of management.  The first version of this Structure of
        Management Information (SMI) is called SMIv1 and described in
        STD 16, RFC 1155 [RFC1155], STD 16, RFC 1212 [RFC1212] and RFC
        1215 [RFC1215].  The second version, called SMIv2, is described
        in STD 58, RFC 2578 [RFC2578], STD 58, RFC 2579 [RFC2579] and
        STD 58, RFC 2580 [RFC2580].

     -  Message protocols for transferring management information.  The
        first version of the SNMP message protocol is called SNMPv1 and
        described in STD 15, RFC 1157 [RFC1157].  A second version of
        the SNMP message protocol, which is not an Internet standards
        track protocol, is called SNMPv2c and described in RFC 1901
        [RFC1901] and STD 62, RFC 3417 [RFC3417].  The third version of
        the message protocol is called SNMPv3 and described in STD 62,
        RFC 3417 [RFC3417], RFC 3412 [RFC3412] and RFC 3414 [RFC3414].

     -  Protocol operations for accessing management information.  The
        first set of protocol operations and associated PDU formats is
        described in STD 15, RFC 1157 [RFC1157].  A second set of
        protocol operations and associated PDU formats is described in
        this document.

     -  A set of fundamental applications described in STD 62, RFC 3413
        [RFC3413] and the view-based access control mechanism described
        in STD 62, RFC 3415 [RFC3415].

  A more detailed introduction to the SNMP Management Framework at the
  time of this writing can be found in RFC 3410 [RFC3410].

  Managed objects are accessed via a virtual information store, termed
  the Management Information Base or MIB.  Objects in the MIB are
  defined using the mechanisms defined in the SMI.

  This document, Version 2 of the Protocol Operations for the Simple
  Network Management Protocol, defines the operations of the protocol
  with respect to the sending and receiving of PDUs to be carried by
  the message protocol.





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2.  Overview

  SNMP entities supporting command generator or notification receiver
  applications (traditionally called "managers") communicate with SNMP
  entities supporting command responder or notification originator
  applications (traditionally called "agents").  The purpose of this
  protocol is the transport of management information and operations.

2.1.  Management Information

  The term "variable" refers to an instance of a non-aggregate object
  type defined according to the conventions set forth in the SMI
  [RFC2578] or the textual conventions based on the SMI [RFC2579].  The
  term "variable binding" normally refers to the pairing of the name of
  a variable and its associated value.  However, if certain kinds of
  exceptional conditions occur during processing of a retrieval
  request, a variable binding will pair a name and an indication of
  that exception.

  A variable-binding list is a simple list of variable bindings.

  The name of a variable is an OBJECT IDENTIFIER which is the
  concatenation of the OBJECT IDENTIFIER of the corresponding object-
  type together with an OBJECT IDENTIFIER fragment identifying the
  instance.  The OBJECT IDENTIFIER of the corresponding object-type is
  called the OBJECT IDENTIFIER prefix of the variable.

2.2.  Retransmission of Requests

  For all types of request in this protocol, the receiver is required
  under normal circumstances, to generate and transmit a response to
  the originator of the request.  Whether or not a request should be
  retransmitted if no corresponding response is received in an
  appropriate time interval, is at the discretion of the application
  originating the request.  This will normally depend on the urgency of
  the request.  However, such an application needs to act responsibly
  in respect to the frequency and duration of re-transmissions.  See
  BCP 41 [RFC2914] for discussion of relevant congestion control
  principles.

2.3.  Message Sizes

  The maximum size of an SNMP message is limited to the minimum of:

  (1)   the maximum message size which the destination SNMP entity can
        accept; and,





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RFC 3416              Protocol Operations for SNMP         December 2002


  (2)   the maximum message size which the source SNMP entity can
        generate.

  The former may be known on a per-recipient basis; and in the absence
  of such knowledge, is indicated by transport domain used when sending
  the message.  The latter is imposed by implementation-specific local
  constraints.

  Each transport mapping for the SNMP indicates the minimum message
  size which a SNMP implementation must be able to produce or consume.
  Although implementations are encouraged to support larger values
  whenever possible, a conformant implementation must never generate
  messages larger than allowed by the receiving SNMP entity.

  One of the aims of the GetBulkRequest-PDU, specified in this
  protocol, is to minimize the number of protocol exchanges required to
  retrieve a large amount of management information.  As such, this PDU
  type allows an SNMP entity supporting command generator applications
  to request that the response be as large as possible given the
  constraints on message sizes.  These constraints include the limits
  on the size of messages which the SNMP entity supporting command
  responder applications can generate, and the SNMP entity supporting
  command generator applications can receive.

  However, it is possible that such maximum sized messages may be
  larger than the Path MTU of the path across the network traversed by
  the messages.  In this situation, such messages are subject to
  fragmentation.  Fragmentation is generally considered to be harmful
  [FRAG], since among other problems, it leads to a decrease in the
  reliability of the transfer of the messages.  Thus, an SNMP entity
  which sends a GetBulkRequest-PDU must take care to set its parameters
  accordingly, so as to reduce the risk of fragmentation.  In
  particular, under conditions of network stress, only small values
  should be used for max-repetitions.

2.4.  Transport Mappings

  It is important to note that the exchange of SNMP messages requires
  only an unreliable datagram service, with every message being
  entirely and independently contained in a single transport datagram.
  Specific transport mappings and encoding rules are specified
  elsewhere [RFC3417].  However, the preferred mapping is the use of
  the User Datagram Protocol [RFC768].








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RFC 3416              Protocol Operations for SNMP         December 2002


2.5.  SMIv2 Data Type Mappings

  The SMIv2 [RFC2578] defines 11 base types (INTEGER, OCTET STRING,
  OBJECT IDENTIFIER, Integer32, IpAddress, Counter32, Gauge32,
  Unsigned32, TimeTicks, Opaque, Counter64) and the BITS construct.
  The SMIv2 base types are mapped to the corresponding selection type
  in the SimpleSyntax and ApplicationSyntax choices of the ASN.1 SNMP
  protocol definition.  Note that the INTEGER and Integer32 SMIv2 base
  types are mapped to the integer-value selection type of the
  SimpleSyntax choice.  Similarly, the Gauge32 and Unsigned32 SMIv2
  base types are mapped to the unsigned-integer-value selection type of
  the ApplicationSyntax choice.

  The SMIv2 BITS construct is mapped to the string-value selection type
  of the SimpleSyntax choice.  A BITS value is encoded as an OCTET
  STRING, in which all the named bits in (the definition of) the
  bitstring, commencing with the first bit and proceeding to the last
  bit, are placed in bits 8 (high order bit) to 1 (low order bit) of
  the first octet, followed by bits 8 to 1 of each subsequent octet in
  turn, followed by as many bits as are needed of the final subsequent
  octet, commencing with bit 8.  Remaining bits, if any, of the final
  octet are set to zero on generation and ignored on receipt.

3.  Definitions

  The PDU syntax is defined using ASN.1 notation [ASN1].

  SNMPv2-PDU DEFINITIONS ::= BEGIN

  ObjectName ::= OBJECT IDENTIFIER

  ObjectSyntax ::= CHOICE {
        simple           SimpleSyntax,
        application-wide ApplicationSyntax }

  SimpleSyntax ::= CHOICE {
        integer-value   INTEGER (-2147483648..2147483647),
        string-value    OCTET STRING (SIZE (0..65535)),
        objectID-value  OBJECT IDENTIFIER }

  ApplicationSyntax ::= CHOICE {
        ipAddress-value        IpAddress,
        counter-value          Counter32,
        timeticks-value        TimeTicks,
        arbitrary-value        Opaque,
        big-counter-value      Counter64,
        unsigned-integer-value Unsigned32 }




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RFC 3416              Protocol Operations for SNMP         December 2002


  IpAddress ::= [APPLICATION 0] IMPLICIT OCTET STRING (SIZE (4))

  Counter32 ::= [APPLICATION 1] IMPLICIT INTEGER (0..4294967295)

  Unsigned32 ::= [APPLICATION 2] IMPLICIT INTEGER (0..4294967295)

  Gauge32 ::= Unsigned32

  TimeTicks ::= [APPLICATION 3] IMPLICIT INTEGER (0..4294967295)

  Opaque ::= [APPLICATION 4] IMPLICIT OCTET STRING

  Counter64 ::= [APPLICATION 6]
                IMPLICIT INTEGER (0..18446744073709551615)

  -- protocol data units

  PDUs ::= CHOICE {
       get-request      GetRequest-PDU,
       get-next-request GetNextRequest-PDU,
       get-bulk-request GetBulkRequest-PDU,
       response         Response-PDU,
       set-request      SetRequest-PDU,
       inform-request   InformRequest-PDU,
       snmpV2-trap      SNMPv2-Trap-PDU,
       report           Report-PDU }

  -- PDUs

  GetRequest-PDU ::= [0] IMPLICIT PDU

  GetNextRequest-PDU ::= [1] IMPLICIT PDU

  Response-PDU ::= [2] IMPLICIT PDU

  SetRequest-PDU ::= [3] IMPLICIT PDU

  -- [4] is obsolete

  GetBulkRequest-PDU ::= [5] IMPLICIT BulkPDU

  InformRequest-PDU ::= [6] IMPLICIT PDU

  SNMPv2-Trap-PDU ::= [7] IMPLICIT PDU

  --   Usage and precise semantics of Report-PDU are not defined
  --   in this document.  Any SNMP administrative framework making
  --   use of this PDU must define its usage and semantics.



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  Report-PDU ::= [8] IMPLICIT PDU

  max-bindings INTEGER ::= 2147483647

  PDU ::= SEQUENCE {
          request-id INTEGER (-214783648..214783647),

          error-status                -- sometimes ignored
              INTEGER {
                  noError(0),
                  tooBig(1),
                  noSuchName(2),      -- for proxy compatibility
                  badValue(3),        -- for proxy compatibility
                  readOnly(4),        -- for proxy compatibility
                  genErr(5),
                  noAccess(6),
                  wrongType(7),
                  wrongLength(8),
                  wrongEncoding(9),
                  wrongValue(10),
                  noCreation(11),
                  inconsistentValue(12),
                  resourceUnavailable(13),
                  commitFailed(14),
                  undoFailed(15),
                  authorizationError(16),
                  notWritable(17),
                  inconsistentName(18)
              },

          error-index                 -- sometimes ignored
              INTEGER (0..max-bindings),

          variable-bindings           -- values are sometimes ignored
              VarBindList
      }

  BulkPDU ::=                         -- must be identical in
      SEQUENCE {                      -- structure to PDU
          request-id      INTEGER (-214783648..214783647),
          non-repeaters   INTEGER (0..max-bindings),
          max-repetitions INTEGER (0..max-bindings),

          variable-bindings           -- values are ignored
              VarBindList
      }

  -- variable binding



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RFC 3416              Protocol Operations for SNMP         December 2002


  VarBind ::= SEQUENCE {
          name ObjectName,

          CHOICE {
              value          ObjectSyntax,
              unSpecified    NULL,    -- in retrieval requests

                                      -- exceptions in responses
              noSuchObject   [0] IMPLICIT NULL,
              noSuchInstance [1] IMPLICIT NULL,
              endOfMibView   [2] IMPLICIT NULL
          }
      }

  -- variable-binding list

  VarBindList ::= SEQUENCE (SIZE (0..max-bindings)) OF VarBind

  END

4.  Protocol Specification

4.1.  Common Constructs

  The value of the request-id field in a Response-PDU takes the value
  of the request-id field in the request PDU to which it is a response.
  By use of the request-id value, an application can distinguish the
  (potentially multiple) outstanding requests, and thereby correlate
  incoming responses with outstanding requests.  In cases where an
  unreliable datagram service is used, the request-id also provides a
  simple means of identifying messages duplicated by the network.  Use
  of the same request-id on a retransmission of a request allows the
  response to either the original transmission or the retransmission to
  satisfy the request.  However, in order to calculate the round trip
  time for transmission and processing of a request-response
  transaction, the application needs to use a different request-id
  value on a retransmitted request.  The latter strategy is recommended
  for use in the majority of situations.

  A non-zero value of the error-status field in a Response-PDU is used
  to indicate that an error occurred to prevent the processing of the
  request.  In these cases, a non-zero value of the Response-PDU's
  error-index field provides additional information by identifying
  which variable binding in the list caused the error.  A variable
  binding is identified by its index value.  The first variable binding
  in a variable-binding list is index one, the second is index two,
  etc.




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RFC 3416              Protocol Operations for SNMP         December 2002


  SNMP limits OBJECT IDENTIFIER values to a maximum of 128 sub-
  identifiers, where each sub-identifier has a maximum value of
  2**32-1.

4.2.  PDU Processing

  In the elements of procedure below, any field of a PDU which is not
  referenced by the relevant procedure is ignored by the receiving SNMP
  entity.  However, all components of a PDU, including those whose
  values are ignored by the receiving SNMP entity, must have valid
  ASN.1 syntax and encoding.  For example, some PDUs (e.g., the
  GetRequest-PDU) are concerned only with the name of a variable and
  not its value.  In this case, the value portion of the variable
  binding is ignored by the receiving SNMP entity.  The unSpecified
  value is defined for use as the value portion of such bindings.

  On generating a management communication, the message "wrapper" to
  encapsulate the PDU is generated according to the "Elements of
  Procedure" of the administrative framework in use.  The definition of
  "max-bindings" imposes an upper bound on the number of variable
  bindings.  In practice, the size of a message is also limited by
  constraints on the maximum message size.  A compliant implementation
  must support as many variable bindings in a PDU or BulkPDU as fit
  into the overall maximum message size limit of the SNMP engine, but
  no more than 2147483647 variable bindings.

  On receiving a management communication, the "Elements of Procedure"
  of the administrative framework in use is followed, and if those
  procedures indicate that the operation contained within the message
  is to be performed locally, then those procedures also indicate the
  MIB view which is visible to the operation.

4.2.1.  The GetRequest-PDU

  A GetRequest-PDU is generated and transmitted at the request of an
  application.

  Upon receipt of a GetRequest-PDU, the receiving SNMP entity processes
  each variable binding in the variable-binding list to produce a
  Response-PDU.  All fields of the Response-PDU have the same values as
  the corresponding fields of the received request except as indicated
  below.  Each variable binding is processed as follows:

  (1)   If the variable binding's name exactly matches the name of a
        variable accessible by this request, then the variable
        binding's value field is set to the value of the named
        variable.




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  (2)   Otherwise, if the variable binding's name does not have an
        OBJECT IDENTIFIER prefix which exactly matches the OBJECT
        IDENTIFIER prefix of any (potential) variable accessible by
        this request, then its value field is set to "noSuchObject".

  (3)   Otherwise, the variable binding's value field is set to
        "noSuchInstance".

  If the processing of any variable binding fails for a reason other
  than listed above, then the Response-PDU is re-formatted with the
  same values in its request-id and variable-bindings fields as the
  received GetRequest-PDU, with the value of its error-status field set
  to "genErr", and the value of its error-index field is set to the
  index of the failed variable binding.

  Otherwise, the value of the Response-PDU's error-status field is set
  to "noError", and the value of its error-index field is zero.

  The generated Response-PDU is then encapsulated into a message.  If
  the size of the resultant message is less than or equal to both a
  local constraint and the maximum message size of the originator, it
  is transmitted to the originator of the GetRequest-PDU.

  Otherwise, an alternate Response-PDU is generated.  This alternate
  Response-PDU is formatted with the same value in its request-id field
  as the received GetRequest-PDU, with the value of its error-status
  field set to "tooBig", the value of its error-index field set to
  zero, and an empty variable-bindings field.  This alternate
  Response-PDU is then encapsulated into a message.  If the size of the
  resultant message is less than or equal to both a local constraint
  and the maximum message size of the originator, it is transmitted to
  the originator of the GetRequest-PDU.  Otherwise, the snmpSilentDrops
  [RFC3418] counter is incremented and the resultant message is
  discarded.

4.2.2.  The GetNextRequest-PDU

  A GetNextRequest-PDU is generated and transmitted at the request of
  an application.

  Upon receipt of a GetNextRequest-PDU, the receiving SNMP entity
  processes each variable binding in the variable-binding list to
  produce a Response-PDU.  All fields of the Response-PDU have the same
  values as the corresponding fields of the received request except as
  indicated below.  Each variable binding is processed as follows:

     (1)   The variable is located which is in the lexicographically
           ordered list of the names of all variables which are



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           accessible by this request and whose name is the first
           lexicographic successor of the variable binding's name in
           the incoming GetNextRequest-PDU.  The corresponding variable
           binding's name and value fields in the Response-PDU are set
           to the name and value of the located variable.

     (2)   If the requested variable binding's name does not
           lexicographically precede the name of any variable
           accessible by this request, i.e., there is no lexicographic
           successor, then the corresponding variable binding produced
           in the Response-PDU has its value field set to
           "endOfMibView", and its name field set to the variable
           binding's name in the request.

  If the processing of any variable binding fails for a reason other
  than listed above, then the Response-PDU is re-formatted with the
  same values in its request-id and variable-bindings fields as the
  received GetNextRequest-PDU, with the value of its error-status field
  set to "genErr", and the value of its error-index field is set to the
  index of the failed variable binding.

  Otherwise, the value of the Response-PDU's error-status field is set
  to "noError", and the value of its error-index field is zero.

  The generated Response-PDU is then encapsulated into a message.  If
  the size of the resultant message is less than or equal to both a
  local constraint and the maximum message size of the originator, it
  is transmitted to the originator of the GetNextRequest-PDU.

  Otherwise, an alternate Response-PDU is generated.  This alternate
  Response-PDU is formatted with the same values in its request-id
  field as the received GetNextRequest-PDU, with the value of its
  error-status field set to "tooBig", the value of its error-index
  field set to zero, and an empty variable-bindings field.  This
  alternate Response-PDU is then encapsulated into a message.  If the
  size of the resultant message is less than or equal to both a local
  constraint and the maximum message size of the originator, it is
  transmitted to the originator of the GetNextRequest-PDU.  Otherwise,
  the snmpSilentDrops [RFC3418] counter is incremented and the
  resultant message is discarded.

4.2.2.1.  Example of Table Traversal

  An important use of the GetNextRequest-PDU is the traversal of
  conceptual tables of information within a MIB.  The semantics of this
  type of request, together with the method of identifying individual
  instances of objects in the MIB, provides access to related objects
  in the MIB as if they enjoyed a tabular organization.



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  In the protocol exchange sketched below, an application retrieves the
  media-dependent physical address and the address-mapping type for
  each entry in the IP net-to-media Address Translation Table [RFC1213]
  of a particular network element.  It also retrieves the value of
  sysUpTime [RFC3418], at which the mappings existed.  Suppose that the
  command responder's IP net-to-media table has three entries:

  Interface-Number  Network-Address  Physical-Address  Type

     1            10.0.0.51     00:00:10:01:23:45  static
     1             9.2.3.4      00:00:10:54:32:10  dynamic
     2            10.0.0.15     00:00:10:98:76:54  dynamic

  The SNMP entity supporting a command generator application begins by
  sending a GetNextRequest-PDU containing the indicated OBJECT
  IDENTIFIER values as the requested variable names:

   GetNextRequest ( sysUpTime,
                  ipNetToMediaPhysAddress,
                  ipNetToMediaType )

  The SNMP entity supporting a command responder application responds
  with a Response-PDU:

   Response (( sysUpTime.0 =  "123456" ),
              ( ipNetToMediaPhysAddress.1.9.2.3.4 = "000010543210" ),
           ( ipNetToMediaType.1.9.2.3.4 =  "dynamic" ))

  The SNMP entity supporting the command generator application
  continues with:

   GetNextRequest ( sysUpTime,
                  ipNetToMediaPhysAddress.1.9.2.3.4,
                  ipNetToMediaType.1.9.2.3.4 )

  The SNMP entity supporting the command responder application responds
  with:

   Response (( sysUpTime.0 =  "123461" ),
              ( ipNetToMediaPhysAddress.1.10.0.0.51 = "000010012345" ),
           ( ipNetToMediaType.1.10.0.0.51 =  "static" ))

  The SNMP entity supporting the command generator application
  continues with:

   GetNextRequest ( sysUpTime,
                  ipNetToMediaPhysAddress.1.10.0.0.51,
                  ipNetToMediaType.1.10.0.0.51 )



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  The SNMP entity supporting the command responder application responds
  with:

   Response (( sysUpTime.0 =  "123466" ),
              ( ipNetToMediaPhysAddress.2.10.0.0.15 = "000010987654" ),
           ( ipNetToMediaType.2.10.0.0.15 =  "dynamic" ))

  The SNMP entity supporting the command generator application
  continues with:

   GetNextRequest ( sysUpTime,
                  ipNetToMediaPhysAddress.2.10.0.0.15,
                  ipNetToMediaType.2.10.0.0.15 )

  As there are no further entries in the table, the SNMP entity
  supporting the command responder application responds with the
  variables that are next in the lexicographical ordering of the
  accessible object names, for example:

   Response (( sysUpTime.0 =  "123471" ),
              ( ipNetToMediaNetAddress.1.9.2.3.4 = "9.2.3.4" ),
           ( ipRoutingDiscards.0 =  "2" ))

  Note how, having reached the end of the column for
  ipNetToMediaPhysAddress, the second variable binding from the command
  responder application has now "wrapped" to the first row in the next
  column.  Furthermore, note how, having reached the end of the
  ipNetToMediaTable for the third variable binding, the command
  responder application has responded with the next available object,
  which is outside that table.  This response signals the end of the
  table to the command generator application.

4.2.3.  The GetBulkRequest-PDU

  A GetBulkRequest-PDU is generated and transmitted at the request of
  an application.  The purpose of the GetBulkRequest-PDU is to request
  the transfer of a potentially large amount of data, including, but
  not limited to, the efficient and rapid retrieval of large tables.

  Upon receipt of a GetBulkRequest-PDU, the receiving SNMP entity
  processes each variable binding in the variable-binding list to
  produce a Response-PDU with its request-id field having the same
  value as in the request.

  For the GetBulkRequest-PDU type, the successful processing of each
  variable binding in the request generates zero or more variable
  bindings in the Response-PDU.  That is, the one-to-one mapping
  between the variable bindings of the GetRequest-PDU, GetNextRequest-



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  PDU, and SetRequest-PDU types and the resultant Response-PDUs does
  not apply for the mapping between the variable bindings of a
  GetBulkRequest-PDU and the resultant Response-PDU.

  The values of the non-repeaters and max-repetitions fields in the
  request specify the processing requested.  One variable binding in
  the Response-PDU is requested for the first N variable bindings in
  the request and M variable bindings are requested for each of the R
  remaining variable bindings in the request.  Consequently, the total
  number of requested variable bindings communicated by the request is
  given by N + (M * R), where N is the minimum of:  a) the value of the
  non-repeaters field in the request, and b) the number of variable
  bindings in the request; M is the value of the max-repetitions field
  in the request; and R is the maximum of:  a) number of variable
  bindings in the request - N, and b)  zero.

  The receiving SNMP entity produces a Response-PDU with up to the
  total number of requested variable bindings communicated by the
  request.  The request-id shall have the same value as the received
  GetBulkRequest-PDU.

  If N is greater than zero, the first through the (N)-th variable
  bindings of the Response-PDU are each produced as follows:

  (1)   The variable is located which is in the lexicographically
        ordered list of the names of all variables which are accessible
        by this request and whose name is the first lexicographic
        successor of the variable binding's name in the incoming
        GetBulkRequest-PDU.  The corresponding variable binding's name
        and value fields in the Response-PDU are set to the name and
        value of the located variable.

  (2)   If the requested variable binding's name does not
        lexicographically precede the name of any variable accessible
        by this request, i.e., there is no lexicographic successor,
        then the corresponding variable binding produced in the
        Response-PDU has its value field set to "endOfMibView", and its
        name field set to the variable binding's name in the request.

  If M and R are non-zero, the (N + 1)-th and subsequent variable
  bindings of the Response-PDU are each produced in a similar manner.
  For each iteration i, such that i is greater than zero and less than
  or equal to M, and for each repeated variable, r, such that r is
  greater than zero and less than or equal to R, the (N + ( (i-1) * R )
  + r)-th variable binding of the Response-PDU is produced as follows:






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  (1)   The variable which is in the lexicographically ordered list of
        the names of all variables which are accessible by this request
        and whose name is the (i)-th lexicographic successor of the (N
        + r)-th variable binding's name in the incoming
        GetBulkRequest-PDU is located and the variable binding's name
        and value fields are set to the name and value of the located
        variable.

  (2)   If there is no (i)-th lexicographic successor, then the
        corresponding variable binding produced in the Response-PDU has
        its value field set to "endOfMibView", and its name field set
        to either the last lexicographic successor, or if there are no
        lexicographic successors, to the (N + r)-th variable binding's
        name in the request.

  While the maximum number of variable bindings in the Response-PDU is
  bounded by N + (M * R), the response may be generated with a lesser
  number of variable bindings (possibly zero) for either of three
  reasons.

  (1)   If the size of the message encapsulating the Response-PDU
        containing the requested number of variable bindings would be
        greater than either a local constraint or the maximum message
        size of the originator, then the response is generated with a
        lesser number of variable bindings.  This lesser number is the
        ordered set of variable bindings with some of the variable
        bindings at the end of the set removed, such that the size of
        the message encapsulating the Response-PDU is approximately
        equal to but no greater than either a local constraint or the
        maximum message size of the originator.  Note that the number
        of variable bindings removed has no relationship to the values
        of N, M, or R.

  (2)   The response may also be generated with a lesser number of
        variable bindings if for some value of iteration i, such that i
        is greater than zero and less than or equal to M, that all of
        the generated variable bindings have the value field set to
        "endOfMibView".  In this case, the variable bindings may be
        truncated after the (N + (i * R))-th variable binding.

  (3)   In the event that the processing of a request with many
        repetitions requires a significantly greater amount of
        processing time than a normal request, then a command responder
        application may terminate the request with less than the full
        number of repetitions, providing at least one repetition is
        completed.





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  If the processing of any variable binding fails for a reason other
  than listed above, then the Response-PDU is re-formatted with the
  same values in its request-id and variable-bindings fields as the
  received GetBulkRequest-PDU, with the value of its error-status field
  set to "genErr", and the value of its error-index field is set to the
  index of the variable binding in the original request which
  corresponds to the failed variable binding.

  Otherwise, the value of the Response-PDU's error-status field is set
  to "noError", and the value of its error-index field to zero.

  The generated Response-PDU (possibly with an empty variable-bindings
  field) is then encapsulated into a message.  If the size of the
  resultant message is less than or equal to both a local constraint
  and the maximum message size of the originator, it is transmitted to
  the originator of the GetBulkRequest-PDU.  Otherwise, the
  snmpSilentDrops [RFC3418] counter is incremented and the resultant
  message is discarded.

4.2.3.1.  Another Example of Table Traversal

  This example demonstrates how the GetBulkRequest-PDU can be used as
  an alternative to the GetNextRequest-PDU.  The same traversal of the
  IP net-to-media table as shown in Section 4.2.2.1 is achieved with
  fewer exchanges.

  The SNMP entity supporting the command generator application begins
  by sending a GetBulkRequest-PDU with the modest max-repetitions value
  of 2, and containing the indicated OBJECT IDENTIFIER values as the
  requested variable names:

   GetBulkRequest [ non-repeaters = 1, max-repetitions = 2 ]
                 ( sysUpTime,
                   ipNetToMediaPhysAddress,
                   ipNetToMediaType )

  The SNMP entity supporting the command responder application responds
  with a Response-PDU:

   Response (( sysUpTime.0 =  "123456" ),
              ( ipNetToMediaPhysAddress.1.9.2.3.4 = "000010543210" ),
           ( ipNetToMediaType.1.9.2.3.4 =  "dynamic" ),
              ( ipNetToMediaPhysAddress.1.10.0.0.51 = "000010012345" ),
           ( ipNetToMediaType.1.10.0.0.51 =  "static" ))







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  The SNMP entity supporting the command generator application
  continues with:

    GetBulkRequest [ non-repeaters = 1, max-repetitions = 2 ]
                    ( sysUpTime,
                      ipNetToMediaPhysAddress.1.10.0.0.51,
                      ipNetToMediaType.1.10.0.0.51 )

  The SNMP entity supporting the command responder application responds
  with:

   Response (( sysUpTime.0 =  "123466" ),
              ( ipNetToMediaPhysAddress.2.10.0.0.15 = "000010987654" ),
              ( ipNetToMediaType.2.10.0.0.15 = "dynamic" ),
              ( ipNetToMediaNetAddress.1.9.2.3.4 = "9.2.3.4" ),
           ( ipRoutingDiscards.0 =  "2" ))

  Note how, as in the first example, the variable bindings in the
  response indicate that the end of the table has been reached.  The
  fourth variable binding does so by returning information from the
  next available column; the fifth variable binding does so by
  returning information from the first available object
  lexicographically following the table.  This response signals the end
  of the table to the command generator application.

4.2.4.  The Response-PDU

  The Response-PDU is generated by an SNMP entity only upon receipt of
  a GetRequest-PDU, GetNextRequest-PDU, GetBulkRequest-PDU,
  SetRequest-PDU, or InformRequest-PDU, as described elsewhere in this
  document.

  If the error-status field of the Response-PDU is non-zero, the value
  fields of the variable bindings in the variable binding list are
  ignored.

  If both the error-status field and the error-index field of the
  Response-PDU are non-zero, then the value of the error-index field is
  the index of the variable binding (in the variable-binding list of
  the corresponding request) for which the request failed.  The first
  variable binding in a request's variable-binding list is index one,
  the second is index two, etc.

  A compliant SNMP entity supporting a command generator application
  must be able to properly receive and handle a Response-PDU with an
  error-status field equal to "noSuchName", "badValue", or "readOnly".
  (See sections 1.3 and 4.3 of [RFC2576].)




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  Upon receipt of a Response-PDU, the receiving SNMP entity presents
  its contents to the application which generated the request with the
  same request-id value.  For more details, see [RFC3412].

4.2.5.  The SetRequest-PDU

  A SetRequest-PDU is generated and transmitted at the request of an
  application.

  Upon receipt of a SetRequest-PDU, the receiving SNMP entity
  determines the size of a message encapsulating a Response-PDU having
  the same values in its request-id and variable-bindings fields as the
  received SetRequest-PDU, and the largest possible sizes of the
  error-status and error-index fields.  If the determined message size
  is greater than either a local constraint or the maximum message size
  of the originator, then an alternate Response-PDU is generated,
  transmitted to the originator of the SetRequest-PDU, and processing
  of the SetRequest-PDU terminates immediately thereafter.  This
  alternate Response-PDU is formatted with the same values in its
  request-id field as the received SetRequest-PDU, with the value of
  its error-status field set to "tooBig", the value of its error-index
  field set to zero, and an empty variable-bindings field.  This
  alternate Response-PDU is then encapsulated into a message.  If the
  size of the resultant message is less than or equal to both a local
  constraint and the maximum message size of the originator, it is
  transmitted to the originator of the SetRequest-PDU.  Otherwise, the
  snmpSilentDrops [RFC3418] counter is incremented and the resultant
  message is discarded.  Regardless, processing of the SetRequest-PDU
  terminates.

  Otherwise, the receiving SNMP entity processes each variable binding
  in the variable-binding list to produce a Response-PDU.  All fields
  of the Response-PDU have the same values as the corresponding fields
  of the received request except as indicated below.

  The variable bindings are conceptually processed as a two phase
  operation.  In the first phase, each variable binding is validated;
  if all validations are successful, then each variable is altered in
  the second phase.  Of course, implementors are at liberty to
  implement either the first, or second, or both, of these conceptual
  phases as multiple implementation phases.  Indeed, such multiple
  implementation phases may be necessary in some cases to ensure
  consistency.








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  The following validations are performed in the first phase on each
  variable binding until they are all successful, or until one fails:

  (1)   If the variable binding's name specifies an existing or non-
        existent variable to which this request is/would be denied
        access because it is/would not be in the appropriate MIB view,
        then the value of the Response-PDU's error-status field is set
        to "noAccess", and the value of its error-index field is set to
        the index of the failed variable binding.

  (2)   Otherwise, if there are no variables which share the same
        OBJECT IDENTIFIER prefix as the variable binding's name, and
        which are able to be created or modified no matter what new
        value is specified, then the value of the Response-PDU's
        error-status field is set to "notWritable", and the value of
        its error-index field is set to the index of the failed
        variable binding.

  (3)   Otherwise, if the variable binding's value field specifies,
        according to the ASN.1 language, a type which is inconsistent
        with that required for all variables which share the same
        OBJECT IDENTIFIER prefix as the variable binding's name, then
        the value of the Response-PDU's error-status field is set to
        "wrongType", and the value of its error-index field is set to
        the index of the failed variable binding.

  (4)   Otherwise, if the variable binding's value field specifies,
        according to the ASN.1 language, a length which is inconsistent
        with that required for all variables which share the same
        OBJECT IDENTIFIER prefix as the variable binding's name, then
        the value of the Response-PDU's error-status field is set to
        "wrongLength", and the value of its error-index field is set to
        the index of the failed variable binding.

  (5)   Otherwise, if the variable binding's value field contains an
        ASN.1 encoding which is inconsistent with that field's ASN.1
        tag, then the value of the Response-PDU's error-status field is
        set to "wrongEncoding", and the value of its error-index field
        is set to the index of the failed variable binding.  (Note that
        not all implementation strategies will generate this error.)

  (6)   Otherwise, if the variable binding's value field specifies a
        value which could under no circumstances be assigned to the
        variable, then the value of the Response-PDU's error-status
        field is set to "wrongValue", and the value of its error-index
        field is set to the index of the failed variable binding.





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  (7)   Otherwise, if the variable binding's name specifies a variable
        which does not exist and could not ever be created (even though
        some variables sharing the same OBJECT IDENTIFIER prefix might
        under some circumstances be able to be created), then the value
        of the Response-PDU's error-status field is set to
        "noCreation", and the value of its error-index field is set to
        the index of the failed variable binding.

  (8)   Otherwise, if the variable binding's name specifies a variable
        which does not exist but can not be created under the present
        circumstances (even though it could be created under other
        circumstances), then the value of the Response-PDU's error-
        status field is set to "inconsistentName", and the value of its
        error-index field is set to the index of the failed variable
        binding.

  (9)   Otherwise, if the variable binding's name specifies a variable
        which exists but can not be modified no matter what new value
        is specified, then the value of the Response-PDU's error-status
        field is set to "notWritable", and the value of its error-index
        field is set to the index of the failed variable binding.

  (10)  Otherwise, if the variable binding's value field specifies a
        value that could under other circumstances be held by the
        variable, but is presently inconsistent or otherwise unable to
        be assigned to the variable, then the value of the Response-
        PDU's error-status field is set to "inconsistentValue", and the
        value of its error-index field is set to the index of the
        failed variable binding.

  (11)  When, during the above steps, the assignment of the value
        specified by the variable binding's value field to the
        specified variable requires the allocation of a resource which
        is presently unavailable, then the value of the Response-PDU's
        error-status field is set to "resourceUnavailable", and the
        value of its error-index field is set to the index of the
        failed variable binding.

  (12)  If the processing of the variable binding fails for a reason
        other than listed above, then the value of the Response-PDU's
        error-status field is set to "genErr", and the value of its
        error-index field is set to the index of the failed variable
        binding.

  (13)  Otherwise, the validation of the variable binding succeeds.






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  At the end of the first phase, if the validation of all variable
  bindings succeeded, then the value of the Response-PDU's error-status
  field is set to "noError" and the value of its error-index field is
  zero, and processing continues as follows.

  For each variable binding in the request, the named variable is
  created if necessary, and the specified value is assigned to it.
  Each of these variable assignments occurs as if simultaneously with
  respect to all other assignments specified in the same request.
  However, if the same variable is named more than once in a single
  request, with different associated values, then the actual assignment
  made to that variable is implementation-specific.

  If any of these assignments fail (even after all the previous
  validations), then all other assignments are undone, and the
  Response-PDU is modified to have the value of its error-status field
  set to "commitFailed", and the value of its error-index field set to
  the index of the failed variable binding.

  If and only if it is not possible to undo all the assignments, then
  the Response-PDU is modified to have the value of its error-status
  field set to "undoFailed", and the value of its error-index field is
  set to zero.  Note that implementations are strongly encouraged to
  take all possible measures to avoid use of either "commitFailed" or
  "undoFailed" - these two error-status codes are not to be taken as
  license to take the easy way out in an implementation.

  Finally, the generated Response-PDU is encapsulated into a message,
  and transmitted to the originator of the SetRequest-PDU.

4.2.6.  The SNMPv2-Trap-PDU

  An SNMPv2-Trap-PDU is generated and transmitted by an SNMP entity on
  behalf of a notification originator application.  The SNMPv2-Trap-PDU
  is often used to notify a notification receiver application at a
  logically remote SNMP entity that an event has occurred or that a
  condition is present.  There is no confirmation associated with this
  notification delivery mechanism.

  The destination(s) to which an SNMPv2-Trap-PDU is sent is determined
  in an implementation-dependent fashion by the SNMP entity.  The first
  two variable bindings in the variable binding list of an SNMPv2-
  Trap-PDU are sysUpTime.0 [RFC3418] and snmpTrapOID.0 [RFC3418]
  respectively.  If the OBJECTS clause is present in the invocation of
  the corresponding NOTIFICATION-TYPE macro, then each corresponding
  variable, as instantiated by this notification, is copied, in order,





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  to the variable-bindings field.  If any additional variables are
  being included (at the option of the generating SNMP entity), then
  each is copied to the variable-bindings field.

4.2.7.  The InformRequest-PDU

  An InformRequest-PDU is generated and transmitted by an SNMP entity
  on behalf of a notification originator application.  The
  InformRequest-PDU is often used to notify a notification receiver
  application that an event has occurred or that a condition is
  present.  This is a confirmed notification delivery mechanism,
  although there is, of course, no guarantee of delivery.

  The destination(s) to which an InformRequest-PDU is sent is specified
  by the notification originator application.  The first two variable
  bindings in the variable binding list of an InformRequest-PDU are
  sysUpTime.0 [RFC3418] and snmpTrapOID.0 [RFC3418] respectively.  If
  the OBJECTS clause is present in the invocation of the corresponding
  NOTIFICATION-TYPE macro, then each corresponding variable, as
  instantiated by this notification, is copied, in order, to the
  variable-bindings field.  If any additional variables are being
  included (at the option of the generating SNMP entity), then each is
  copied to the variable-bindings field.

  Upon receipt of an InformRequest-PDU, the receiving SNMP entity
  determines the size of a message encapsulating a Response-PDU with
  the same values in its request-id, error-status, error-index and
  variable-bindings fields as the received InformRequest-PDU.  If the
  determined message size is greater than either a local constraint or
  the maximum message size of the originator, then an alternate
  Response-PDU is generated, transmitted to the originator of the
  InformRequest-PDU, and processing of the InformRequest-PDU terminates
  immediately thereafter.  This alternate Response-PDU is formatted
  with the same values in its request-id field as the received
  InformRequest-PDU, with the value of its error-status field set to
  "tooBig", the value of its error-index field set to zero, and an
  empty variable-bindings field.  This alternate Response-PDU is then
  encapsulated into a message.  If the size of the resultant message is
  less than or equal to both a local constraint and the maximum message
  size of the originator, it is transmitted to the originator of the
  InformRequest-PDU.  Otherwise, the snmpSilentDrops [RFC3418] counter
  is incremented and the resultant message is discarded.  Regardless,
  processing of the InformRequest-PDU terminates.

  Otherwise, the receiving SNMP entity:

  (1)   presents its contents to the appropriate application;




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RFC 3416              Protocol Operations for SNMP         December 2002


  (2)   generates a Response-PDU with the same values in its request-id
        and variable-bindings fields as the received InformRequest-PDU,
        with the value of its error-status field set to "noError" and
        the value of its error-index field set to zero; and

  (3)   transmits the generated Response-PDU to the originator of the
        InformRequest-PDU.

5.  Notice on Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  intellectual property or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; neither does it represent that it
  has made any effort to identify any such rights.  Information on the
  IETF's procedures with respect to rights in standards-track and
  standards-related documentation can be found in BCP-11.  Copies of
  claims of rights made available for publication and any assurances of
  licenses to be made available, or the result of an attempt made to
  obtain a general license or permission for the use of such
  proprietary rights by implementors or users of this specification can
  be obtained from the IETF Secretariat.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights which may cover technology that may be required to practice
  this standard.  Please address the information to the IETF Executive
  Director.

6.  Acknowledgments

  This document is the product of the SNMPv3 Working Group.  Some
  special thanks are in order to the following Working Group members:

     Randy Bush
     Jeffrey D. Case
     Mike Daniele
     Rob Frye
     Lauren Heintz
     Keith McCloghrie
     Russ Mundy
     David T. Perkins
     Randy Presuhn
     Aleksey Romanov
     Juergen Schoenwaelder
     Bert Wijnen




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RFC 3416              Protocol Operations for SNMP         December 2002


  This version of the document, edited by Randy Presuhn, was initially
  based on the work of a design team whose members were:

     Jeffrey D. Case
     Keith McCloghrie
     David T. Perkins
     Randy Presuhn
     Juergen Schoenwaelder

  The previous versions of this document, edited by Keith McCloghrie,
  was the result of significant work by four major contributors:

     Jeffrey D. Case
     Keith McCloghrie
     Marshall T. Rose
     Steven Waldbusser

  Additionally, the contributions of the SNMPv2 Working Group to the
  previous versions are also acknowledged.  In particular, a special
  thanks is extended for the contributions of:

     Alexander I. Alten
     Dave Arneson
     Uri Blumenthal
     Doug Book
     Kim Curran
     Jim Galvin
     Maria Greene
     Iain Hanson
     Dave Harrington
     Nguyen Hien
     Jeff Johnson
     Michael Kornegay
     Deirdre Kostick
     David Levi
     Daniel Mahoney
     Bob Natale
     Brian O'Keefe
     Andrew Pearson
     Dave Perkins
     Randy Presuhn
     Aleksey Romanov
     Shawn Routhier
     Jon Saperia
     Juergen Schoenwaelder
     Bob Stewart





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RFC 3416              Protocol Operations for SNMP         December 2002


     Kaj Tesink
     Glenn Waters
     Bert Wijnen

7.  Security Considerations

  The protocol defined in this document by itself does not provide a
  secure environment.  Even if the network itself is secure (for
  example by using IPSec), there is no control as to who on the secure
  network is allowed access to management information.

  It is recommended that the implementors consider the security
  features as provided by the SNMPv3 framework.  Specifically, the use
  of the User-based Security Model STD 62, RFC 3414 [RFC3414] and the
  View-based Access Control Model STD 62, RFC 3415 [RFC3415] is
  recommended.

  It is then a customer/user responsibility to ensure that the SNMP
  entity is properly configured so that:

     -  only those principals (users) having legitimate rights can
        access or modify the values of any MIB objects supported by
        that entity;

     -  the occurrence of particular events on the entity will be
        communicated appropriately;

     -  the entity responds appropriately and with due credence to
        events and information that have been communicated to it.

8.  References

8.1.  Normative References

  [RFC768]    Postel, J., "User Datagram Protocol", STD 6, RFC 768,
              August 1980.

  [RFC2578]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
              Rose, M. and S. Waldbusser, "Structure of Management
              Information Version 2 (SMIv2)", STD 58, RFC 2578, April
              1999.

  [RFC2579]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
              Rose, M. and S. Waldbusser, "Textual Conventions for
              SMIv2", STD 58, RFC 2579, April 1999.






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RFC 3416              Protocol Operations for SNMP         December 2002


  [RFC2580]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
              Rose, M. and S. Waldbusser, "Conformance Statements for
              SMIv2", STD 58, RFC 2580, April 1999.

  [RFC3411]   Harrington, D., Presuhn, R. and B. Wijnen, "An
              Architecture for Describing Simple Network Management
              Protocol (SNMP) Management Frameworks", STD 62, RFC 3411,
              December 2002.

  [RFC3412]   Case, J., Harrington, D., Presuhn, R. and B. Wijnen,
              "Message Processing and Dispatching for the Simple
              Network Management Protocol (SNMP)", STD 62, RFC 3412,
              December 2002.

  [RFC3413]   Levi, D., Meyer, P. and B. Stewart, "Simple Network
              Management Protocol (SNMP) Applications", STD 62, RFC
              3413, December 2002.

  [RFC3414]   Blumenthal, U. and B. Wijnen, "The User-Based Security
              Model (USM) for Version 3 of the Simple Network
              Management Protocol (SNMPv3)", STD 62, RFC 3414, December
              2002.

  [RFC3415]   Wijnen, B., Presuhn, R. and K. McCloghrie, "View-based
              Access Control Model (VACM) for the Simple Network
              Management Protocol (SNMP)", STD 62, RFC 3415, December
              2002.

  [RFC3417]   Presuhn, R., Case, J., McCloghrie, K., Rose, M. and S.
              Waldbusser, "Transport Mappings for the Simple Network
              Management Protocol", STD 62, RFC 3417, December 2002.

  [RFC3418]   Presuhn, R., Case, J., McCloghrie, K., Rose, M. and S.
              Waldbusser, "Management Information Base (MIB) for the
              Simple Network Management Protocol (SNMP)", STD 62, RFC
              3418, December 2002.

  [ASN1]      Information processing systems - Open Systems
              Interconnection - Specification of Abstract Syntax
              Notation One (ASN.1), International Organization for
              Standardization.  International Standard 8824, December
              1987.

8.2.  Informative References

  [FRAG]      Kent, C. and J. Mogul, "Fragmentation Considered
              Harmful," Proceedings, ACM SIGCOMM '87, Stowe, VT, August
              1987.



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RFC 3416              Protocol Operations for SNMP         December 2002


  [RFC1155]   Rose, M. and K. McCloghrie, "Structure and Identification
              of Management Information for TCP/IP-based Internets",
              STD 16, RFC 1155, May 1990.

  [RFC1157]   Case, J., Fedor, M., Schoffstall, M. and J. Davin,
              "Simple Network Management Protocol", STD 15, RFC 1157,
              May 1990.

  [RFC1212]   Rose, M. and K. McCloghrie, "Concise MIB Definitions",
              STD 16, RFC 1212, March 1991.

  [RFC1213]   McCloghrie, K. and M. Rose, Editors, "Management
              Information Base for Network Management of TCP/IP-based
              internets: MIB-II", STD 17, RFC 1213, March 1991.

  [RFC1215]   Rose, M., "A Convention for Defining Traps for use with
              the SNMP", RFC 1215, March 1991.

  [RFC1901]   Case, J., McCloghrie, K., Rose, M. and S. Waldbusser,
              "Introduction to Community-based SNMPv2", RFC 1901,
              January 1996.

  [RFC2576]   Frye, R., Levi, D., Routhier, S. and B. Wijnen,
              "Coexistence between Version 1, Version 2, and Version 3
              of the Internet-Standard Network Management Framework",
              RFC 2576, March 2000.

  [RFC2863]   McCloghrie, K. and F. Kastenholz, "The Interfaces Group
              MIB", RFC 2863, June 2000.

  [RFC2914]   Floyd, S., "Congestion Control Principles", BCP 41, RFC
              2914, September 2000.

  [RFC3410]   Case, J., Mundy, R., Partain, D. and B. Stewart,
              "Introduction and Applicability Statements for Internet-
              Standard Management Framework", RFC 3410, December 2002.

9.  Changes from RFC 1905

  These are the changes from RFC 1905:

     -  Corrected spelling error in copyright statement;

     -  Updated copyright date;

     -  Updated with new editor's name and contact information;

     -  Added notice on intellectual property;



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RFC 3416              Protocol Operations for SNMP         December 2002


     -  Cosmetic fixes to layout and typography;

     -  Added table of contents;

     -  Title changed;

     -  Updated document headers and footers;

     -  Deleted the old clause 2.3, entitled "Access to Management
        Information";

     -  Changed the way in which request-id was defined, though with
        the same ultimate syntax and semantics, to avoid coupling with
        SMI.  This does not affect the protocol in any way;

     -  Replaced the word "exception" with the word "error" in the old
        clause 4.1.  This does not affect the protocol in any way;

     -  Deleted the first two paragraphs of the old clause 4.2;

     -  Clarified the maximum number of variable bindings that an
        implementation must support in a PDU.  This does not affect the
        protocol in any way;

     -  Replaced occurrences of "SNMPv2 application" with
        "application";

     -  Deleted three sentences in old clause 4.2.3 describing the
        handling of an impossible situation.  This does not affect the
        protocol in any way;

     -  Clarified the use of the SNMPv2-Trap-Pdu in the old clause
        4.2.6.  This does not affect the protocol in any way;

     -  Aligned description of the use of the InformRequest-Pdu in old
        clause 4.2.7 with the architecture.  This does not affect the
        protocol in any way;

     -  Updated references;

     -  Re-wrote introduction clause;

     -  Replaced manager/agent/SNMPv2 entity terminology with
        terminology from RFC 2571.  This does not affect the protocol
        in any way;

     -  Eliminated IMPORTS from the SMI, replaced with equivalent in-
        line ASN.1.  This does not affect the protocol in any way;



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RFC 3416              Protocol Operations for SNMP         December 2002


     -  Added notes calling attention to two different manifestations
        of reaching the end of a table in the table walk examples;

     -  Added content to security considerations clause;

     -  Updated ASN.1 comment on use of Report-PDU.  This does not
        affect the protocol in any way;

     -  Updated acknowledgments section;

     -  Included information on handling of BITS;

     -  Deleted spurious comma in ASN.1 definition of PDUs;

     -  Added abstract;

     -  Made handling of additional variable bindings in informs
        consistent with that for traps.  This was a correction of an
        editorial oversight, and reflects implementation practice;

     -  Added reference to RFC 2914.

10.  Editor's Address

  Randy Presuhn
  BMC Software, Inc.
  2141 North First Street
  San Jose, CA  95131
  USA

  Phone: +1 408 546 1006
  EMail: [email protected]



















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RFC 3416              Protocol Operations for SNMP         December 2002


11.  Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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